Oracle Treasury Br100

Treasury Steps

Application Configuration

Treasury Steps Config - 'R12.1' - 09-03-2010 15-32 Page 1 Generated By ConfigSnapshot

Configuration Run Information

Date Of Run 09-MAR-2010

Time Of Run 15:32:18

Run Type Blank Template

Data Source Not Applicable

ConfigSnapshot Version 3.0.0.0


Contents 1 Configuration Steps .................................................................................................................................. 4

1.1 Audit Events - Treasury (General) ............................................................................................................................................ 4 1.2 Audit Groups - Treasury (General) ............................................................................................................................................ 4 1.3 Authorised Currencies - Treasury (General) ............................................................................................................................. 4 1.4 Bank Signing Authority - Treasury (General) ............................................................................................................................. 5 1.5 Bill / Bond Issue Numbers - Treasury (General) ........................................................................................................................ 5 1.6 Bond Issues - Treasury (General) ............................................................................................................................................. 6 1.7 Brokerage Categories - Treasury (General) .............................................................................................................................. 8 1.8 Brokerage Rate Groups - Treasury (General) ........................................................................................................................... 9 1.9 Brokerage Schedules - Treasury (General) ............................................................................................................................. 10 1.10 Brokerage Settlement Codes - Treasury (General) ............................................................................................................ 11 1.11 Company Profiles - Treasury (General) ............................................................................................................................. 12 1.12 Confirmation Templates - Treasury (General) .................................................................................................................... 15 1.13 Counterparty Limits - Treasury (General) .......................................................................................................................... 16 1.14 Counterparty Profiles - Treasury (General) ........................................................................................................................ 16 1.15 Currency Combinations - Treasury (General) .................................................................................................................... 20 1.16 Currency Details - Treasury (General) ............................................................................................................................... 20 1.17 Currency Holiday Dates - Treasury (General) .................................................................................................................... 20 1.18 Currency Holiday Rules - Treasury (General) .................................................................................................................... 21 1.19 Currency Limits - Treasury (General)................................................................................................................................. 22 1.20 Current System Rates - Treasury (General) ...................................................................................................................... 23 1.21 Deal Confirmation Groups - Treasury (General) ................................................................................................................ 24 1.22 Deal Limit Control - Treasury (General) ............................................................................................................................. 24 1.23 Deal Limit Control Limit Type - Treasury (General) ............................................................................................................ 25 1.24 Deal Rate Tolerances - Treasury (General) ....................................................................................................................... 26 1.25 Deal Time Restrictions - Treasury (General) ...................................................................................................................... 26 1.26 Deal Types - Treasury (General) ....................................................................................................................................... 27 1.27 Deal Weighting - Treasury (General) ................................................................................................................................. 28 1.28 Dealer Limits - Treasury (General) .................................................................................................................................... 29 1.29 Default Settlement Accounts - Treasury (General) ............................................................................................................. 30 1.30 Default Settlement Actions - Treasury (General)................................................................................................................ 30 1.31 Event Assignments - Treasury (General) ........................................................................................................................... 30 1.32 Exposure Types - Treasury (General)................................................................................................................................ 32 1.33 FX Policy Bands - Treasury (General) ............................................................................................................................... 33 1.34 GL Accounts - Treasury (General) ..................................................................................................................................... 34 1.35 Global Limits - Treasury (General) ..................................................................................................................................... 35 1.36 Group Limits - Treasury (General) ..................................................................................................................................... 35 1.37 Hedge Instruments - Treasury (General) ........................................................................................................................... 36 1.38 Hedge Item Accounts - Treasury (General) ....................................................................................................................... 37 1.39 Hedge Items - Treasury (General) ..................................................................................................................................... 38 1.40 Hedge Strategies - Treasury (General) .............................................................................................................................. 38 1.41 Historic Cross Rates - Treasury (General) ......................................................................................................................... 38 1.42 Historic Spot Rates - Treasury (General) ........................................................................................................................... 40 1.43 Historic System Rates - Treasury (General) ...................................................................................................................... 40 1.44 Import Sources - Treasury (General) ................................................................................................................................. 41 1.45 Intercompany Accounts - Treasury (General) .................................................................................................................... 42 1.46 Interest Override Tolerances - Treasury (General) ............................................................................................................ 42 1.47 Interest Rate Policies - Treasury (General) ........................................................................................................................ 42 1.48 Journal Structures - Treasury (General) ............................................................................................................................ 44 1.49 Lookups - Treasury (General) ............................................................................................................................................ 45 1.50 Market Data Curves - Treasury (General) .......................................................................................................................... 46 1.51 Market Data Sets - Treasury (General) .............................................................................................................................. 46 1.52 Notional Cash Pools - Treasury (General) ......................................................................................................................... 47 1.53 Party Group Codes - Treasury (General) ........................................................................................................................... 47 1.54 Payment Schedules - Treasury (General) .......................................................................................................................... 47 1.55 Physical Cash Pools - Treasury (General) ......................................................................................................................... 49 1.56 Portfolio Codes - Treasury (General) ................................................................................................................................. 51 1.57 Profile Options - Treasury (General) .................................................................................................................................. 51 1.58 Reconciliation Methods - Treasury (General) ..................................................................................................................... 51 1.59 Reconciliation Passes - Treasury (General) ....................................................................................................................... 51 1.60 Settlement Limits - Treasury (General) .............................................................................................................................. 51 1.61 Sovereign Limits - Treasury (General) ............................................................................................................................... 52 1.62 Stock Issues - Treasury (General) ..................................................................................................................................... 52 1.63 System Languages - Treasury (General) ........................................................................................................................... 52 1.64 System Parameters - Treasury (General) .......................................................................................................................... 53 1.65 System Rate - Archive Parameters - Treasury (General) ................................................................................................... 53 1.66 System Rate - Data Feed Codes - Treasury (General) ...................................................................................................... 53 1.67 Tax - One Step Settlement Codes - Treasury (General) .................................................................................................... 53 1.68 Tax Categories - Treasury (General) ................................................................................................................................. 54 1.69 Tax Rate Groups - Treasury (General) .............................................................................................................................. 55 1.70 Tax Schedules - Treasury (General) .................................................................................................................................. 56 1.71 Tax Settlement Codes - Treasury (General) ...................................................................................................................... 57 1.72 User Access Levels - Treasury (General) .......................................................................................................................... 58

2 Filter Summary ........................................................................................................................................ 58


3 User Filter Summary ............................................................................................................................... 59 4 Warnings Found ...................................................................................................................................... 59 5 Errors Found ........................................................................................................................................... 59


1 Configuration Steps

1.1 Audit Events - Treasury (General)

Menu Path: Setup > System > Audit Requirements

Field Name Value

Event Name

Audit

Column In Table Display Column Type

1.2 Audit Groups - Treasury (General)

Menu Path: Setup > System > Audit Requirements

Field Name Value

Audit Group

Event Name Currently Audited

1.3 Authorised Currencies - Treasury (General)

Menu Path: Setup > Policies > Currency Details

Code Description


1.4 Bank Signing Authority - Treasury (General)

Menu Path: Setup > Policies > Bank Account Signing Authority

Field Name Value

Bank Account Number

Bank Account Name

Bank Name

Bank Branch

Currency

Name Single Limit Joint Limit Signer Group Other Limitations Start Date End Date Status Flexfield

1.5 Bill / Bond Issue Numbers - Treasury (General)

Menu Path: Setup > Deals > Bill/Bond Issue Numbers

Bank Code Type Serial Num Status Issue Date Deal Num Trans Num Due Date Currency Amount


1.6 Bond Issues - Treasury (General)

Menu Path: Setup > Deals > Bond Issues

Bond Issue

Field Name Value

Issue Code

Issuer Code

Authorized

Security Num

Flexfield

MAIN DETAILS

Currency

Product Type

Start Date

Maturity Date

Day Count Basis

Accrual Basis

Calculation Precision

Price Display

Accuracy

Rounding Type

Yield Display

Accuracy

Rounding Type

COUPON DETAILS

Coupon Type

Coupon Frequency

Force Month End

Business Day Convention

Maturity Dates

Payment Due Dates

First Coupon Date

Last Coupon Date

Rate

Effective Annual Rate

Benchmark Rate

Margin

Rate Fixing Day

Interest Rounding

Interest Includes

ADDITIONAL DETAILS

Rate Reference

Pricing Margin

Priciing Model

Market Data Set

Callable Bond

Coupons


Rate Fixing Date Rate Maturity Date Maturity Day Due Date

Call Details

Notification Date Call Date End Date Price Comments


1.7 Brokerage Categories - Treasury (General)

Menu Path: Setup > Tax / Brokerage > Brokerage Schedule & Details

Field Name Value

Category

Description

Deal Type Subtype Product Type Party Schedule Code Rate Group


1.8 Brokerage Rate Groups - Treasury (General)


Rate Group Effective From Minimum Amount Maximum Amount Brokerage Rate


1.9 Brokerage Schedules - Treasury (General)


Schedule Rate Group Payee Deal Type Type Description Authorized


1.10 Brokerage Settlement Codes - Treasury (General)


Company Settlement Code Description GL Account


1.11 Company Profiles - Treasury (General)

Menu Path: Setup > Parties > Company Profiles

Company Profile

Field Name Value

Company

Short Name

Full Name

Default

Legal Entity

Set of Books

Currency

ADDRESS

Title

Contact Name

Phone Number

Fax Number

Email Address

Address Line 1

Line 2

Line 3

Line 4

Line 5

Line 6

Bank Accounts

Field Name Value

Account Currency


Account Number

Account Name

Legal Account Name

Bank Code

Bank Name

Street Name

Bank Location

Swift ID

Default Account

Authorized

Company GL Acct

Settlement Script

Domiciled Currency

Day Count Basis

AP Bank Account Ref

Minimum Target Balance

Maximum Target Balance

Flexfield

Effective Date Account Balance Low Account Balance High Interest Rate

Settlement Contacts

Title Contact Name Currency Account Phone Number Fax Number Telex Number Email Address

Deal Contacts

Deal Type Deal Subtype Product Type Currency Title Contact Name Phone Number Fax Number Telex Number Email Address


Debit Authority

Company Account Counterparty

Parameters

Name Value

Settlement Scripts

Script Name Currency Script Type Procedure Name

AP Transmission Code

AP Bank Name AP Bank Branch Name

Auth


1.12 Confirmation Templates - Treasury (General)

Menu Path: Setup > System > Confirmation Template

Field Name Value

Template Name

Action Type

Template/View Exists

Default Template

Line Column Description


1.13 Counterparty Limits - Treasury (General)

Menu Path: Setup > Policies > Limits

Company Cparty Limit Code Limit Type Expiration Date Authorized Limit Amount Flexfield

1.14 Counterparty Profiles - Treasury (General)

Menu Path: Setup > Parties > Counterparty Profiles

Counterparty Profile

Field Name Value

Party Code

Full Name

Bank Branch

Authorized

Short Name

Country

Acct Mgr

Cross Reference

Party Group

FX

MM

Equity Market

Client

Risk Party

Advisor


Valuer

Deposit Reference

Phone Number

Fax Number

Email Address

Confirmation Group

Swift ID

Contact Name

FX Match ID

Comments

Bank Accounts

Field Name Value

Account Number

Currency

Domiciled Currency

Default Account

Authorized

Account Name

Legal Account Name

Bank Code

Bank Name

Address

Location

Direct Debit Authorized

Sub Acct Details

Sub Acct Number

Flexfield

Effective Date Account Balance Low Account Balance High Interest Rate


Settlement Contacts

Field Name Value

Title

Contact Name

Currency

Account Num

Phone

Fax Number

Email

Telex

Address Name

Address 1

Address 2

Address 3

Address 4

Address 5

Deal Contacts

Deal Type Currency Deal Subtype Product Type Title Contact Name Email Address Phone Number Fax Number Telex Number

Security Details

Sec Num Security Description Reference Company Issued By Valuation Valuer Valued On Priority Sum

Security Detail Review Dates

Review Date Deal Num Comments


Tax Detail

Tax File Num Tax Exemption Code

Tax Brokerage Settlement

Address

Field Name Value

Title

Address Name

Mailing Address 1

Mailing Address 2

Mailing Address 3

Mailing Address 4

Mailing Address 5

Physical Address 1

Physical Address 2

Physical Address 3

Physical Address 4

Lawyer

Accountant

Other

Limits

Company Limit Code Limit Amount Expiration Date Authorized


1.15 Currency Combinations - Treasury (General)


Base Contra Authorized Sequence Forward Point Factor

1.16 Currency Details - Treasury (General)


Field Name Value

Code

Description

Net FX Exposure Limit

FX Sequence

Cash Flow Display On

Quotation Basis Against USD

Year Basis

Rounding Factor

Day Count Basis

GL Calendar

Holiday Forward Years

No GL Upload

1.17 Currency Holiday Dates - Treasury (General)

Menu Path: Setup > System > Currency Holiday Rules

Currency Date Day Holiday Description


1.18 Currency Holiday Rules - Treasury (General)

Menu Path: Setup > System > Currency Holiday Rules

Currency Holiday Description

Type Date Month Year Num Day Extra Days Workday Adjustment

Calculated Date


1.19 Currency Limits - Treasury (General)


Currency Description Limit Amount


1.20 Current System Rates - Treasury (General)


Ref Code Ref Description Period Term Type Base Curr Contra Curr Day Count Basis Bid Price Ask Price


1.21 Deal Confirmation Groups - Treasury (General)

Menu Path: Setup > Parties > Deal Confirmation Groups

Field Name Value

Confirmation Group

Description

Deal Type Deal Type Description Action Required

1.22 Deal Limit Control - Treasury (General)


Param Value Limit Description


1.23 Deal Limit Control Limit Type - Treasury (General)


Type Description FX Invest Fund Odraft


1.24 Deal Rate Tolerances - Treasury (General)

Menu Path: Setup > Policies > Deal Rate Tolerances

Deal Type Description Subtype Description Tol %

1.25 Deal Time Restrictions - Treasury (General)


Deal Type Subtype Product Type Cparty Max Length Period Type


1.26 Deal Types - Treasury (General)

Menu Path: Setup > Policies > Deal Types / Product Types

Deal Type

Field Name Value

Code

Name

Description

Authorized

Deal Subtypes

Code Name Description Tol % Level Authorized

Date Types

Date Type Name Description

Deal Statuses

Code Name Description

Amount Types


Field Name Value

Type

Name

Description

Code Name Description

Price Models

Name Description Authorized

Product Types

Type Description Discount/Yield Basis Default Pricing Model

Default Market Data Set

Margin Allow Reval Override

Product Authorized

1.27 Deal Weighting - Treasury (General)


Deal Type: Code Deal Type: Description

Deal Subtype: Code Deal Subtype: Description

Months Weighting


1.28 Dealer Limits - Treasury (General)


Dealer Dealer Name Deal Type Product Type Authorized Limit Amount


1.29 Default Settlement Accounts - Treasury (General)

Menu Path: Setup > Parties > Deal Settlement Accounts

Party Currency Account Name Deal Type Deal Subtype Product Type Amount Type

1.30 Default Settlement Actions - Treasury (General)

Menu Path: Setup > Parties > Deal Settlement Actions

Field Name Value

Category

Description

Deal Subtype Product Type Deal Counterparty Default Actions: Principle

Default Actions: Interest

Client Default Settlement: Principal

Client Default Settlement: Interest

Interest Frequency

1.31 Event Assignments - Treasury (General)

Menu Path: Setup > Notification > Event Assignment

Field Name Value

Name


Description

Priority Role Name Company Portfolio Deal Type Deal Subtype Product Type Cparty Dealer Limit Check Type

Limit Amount


1.32 Exposure Types - Treasury (General)

Menu Path: Setup > Deals > Exposure Types

Company Name Description Freq GL Account


1.33 FX Policy Bands - Treasury (General)


Currency Period From Period From: Type Period To Period To: Type Description Min Cover Max Cover


1.34 GL Accounts - Treasury (General)

Menu Path: Setup > System > Journal Entry Actions

Company GL Account Treasury Reference


1.35 Global Limits - Treasury (General)


Company Limit Code Limit Name Limit Type Authorized Limit Amount Flexfield

1.36 Group Limits - Treasury (General)


Company Cparty Limit Type Description Expiration Date Authorized Limit Amount


1.37 Hedge Instruments - Treasury (General)

Menu Path: Setup > Policies > Hedge Policies

Source Sub Source Instrument Category Cashflow Fair Value Economic


1.38 Hedge Item Accounts - Treasury (General)


Company Date Type Amount Type Action Code Debit/Credit GL Account Comments


1.39 Hedge Items - Treasury (General)

Menu Path: Setup > Policies > Hedge Policies

Source Sub Source Item Category Cashflow Fair Value Economic

1.40 Hedge Strategies - Treasury (General)

Menu Path: Setup > Policies > Hedge Strategies

Field Name Value

Strategy Code

Authorized

Short Name

Description

Company

Expiration Date

Flexfield

MAIN

Hedge Type

Risk Type

Objective

Hedge % Guideline

Hedge Approach

Policy Reference

Derivative Disclosure

EFFECTIVENESS

Prospective

Test Method

Updateable

Tolerance Level

Test Frequency

Responsible User

Automatically Record Iniitial Test

Retrospective

Test Method

Updateable

Exclusion Item

Tolerance Level

Responsible User

1.41 Historic Cross Rates - Treasury (General)



Bas Curr Contra Curr Rate Date Bid Rate Spread Ask Rate


1.42 Historic Spot Rates - Treasury (General)


Base Currency Contra Currency Ref Code Ref Description Rate Date Bid Rate Spread Ask Rate Domestic Equivalent

1.43 Historic System Rates - Treasury (General)


Base Currency Ref Code Ref Description Rate Date Bid Rate Spread Ask Rate Period Term Type


1.44 Import Sources - Treasury (General)

Menu Path: Setup > System > Import Sources

Field Name Value

Source Name

Authorized

Rec Method

Amounts include Decimal Point

Company

Currency

Account

Trailer Record

Verify Control Total

Transfer

Reverse

Comments


1.45 Intercompany Accounts - Treasury (General)


Company IG Cparty Name Principal GL Interest GL Bank Code Currency Account Number

1.46 Interest Override Tolerances - Treasury (General)

Menu Path: Setup > Policies > Interest Tolerances

Company Function Currency

Counter Party Deal Type Currency Amount % Authorized

1.47 Interest Rate Policies - Treasury (General)

Menu Path: Setup > Policies > Interest Rate Policies

Field Name Value

Currency

Invest/Fund

Minimum % Fixed

Maximum % Fixed

Period From Type Period To Type Description Maximum Band


1.48 Journal Structures - Treasury (General)


Field Name Value

Company

Deal Type

Deal Subtype

Prod Type

Portfolio

Date Type

Amount Type

Action Code

Bank GL

Prin GL

Int GL

Debit/Credit

GL Account

Effective From

Effective To

Comments


1.49 Lookups - Treasury (General)

Menu Path: Setup > Miscellaneous > Lookups

Field Name Value

Type

Meaning/User Name

Application

Description

Access Level

Security Group

Code Meaning Description Tag From To Enabled Flexfield


1.50 Market Data Curves - Treasury (General)

Menu Path: Setup > Market Data > Market Data Curves

Field Name Value

Curve Code

Description

Type

Currency

Market Data Side

Default Interpolation

Authorized

Flexfield

Rate Code Rate Description Period Term Type

1.51 Market Data Sets - Treasury (General)

Menu Path: Setup > Market Data > Market Data Sets

Data Set

Field Name Value

Set Code

Description

Authorized

Flexfield

FX Spot

Bond Price

Stock Price

Yield Curves

Curve Description Currency Market Data Side Interpolation

Exchange Rate Volatility Curves

Curve Description Base Contra Market Data Side Interpolation

Interest Rate Volatility Curves


Curve Description Currency Market Data Side Interpolation

1.52 Notional Cash Pools - Treasury (General)

Menu Path: Setup > Parties > Cashpool

Field Name Value

Cash Pool Name

Concentration Account

Account Number

Bank Name

Company

Legal Entity

Cash Pool Currency

Effective From

Effective To

Name Type Account Number Bank Company or Subsidiary

1.53 Party Group Codes - Treasury (General)

Menu Path: Setup > Parties > Party Group Codes

Code Description

1.54 Payment Schedules - Treasury (General)

Menu Path: Setup > Deals > Payment Schedules

Field Name Value

Deal Subtype

Product Type

Payment Schedule

Schedule Code

Default Schedule

Description

Payment Frequency

Calculation Type

Posting Parameters


Max Postings

Extend Deal if Trans<

Posting Frequency

Settlement Months for Ad Hoc Frequency Only

Jan

Feb

Mar

Apr

May

Jun

Jul

Aug

Sep

Oct

Nov

Dec


1.55 Physical Cash Pools - Treasury (General)

Menu Path: Setup > Parties > Cashpool

Cash Pool

Field Name Value

Cash Pool Name

Concentration Type

Concentration Account

Account Number

Bank Name

Company

Legal Entity

Cash Pool Currency

Effective From

Effective To

Bank Initiated Sweeps

Parent Cashpool

Sub Accounts

Name Type Account Number Bank Company or Subsidiary

Target Balances

Account Target Balance Minimum

Target Balance Maximum

Minimum Payment Amount

Minimum Receipt Amount

Transfer Amount: Rounding Factor

Transfer Amount: Rounding Rule


Deal Attributes

Portfolio Product Type


1.56 Portfolio Codes - Treasury (General)

Menu Path: Setup > System > Portfolio Codes

Field Name Value

Company

Short Name

Code Name External Portfolio Ext Party Internal

1.57 Profile Options - Treasury (General)

Menu Path: Profile > System

Profile Option Level Level Value Second Level Value Value

1.58 Reconciliation Methods - Treasury (General)


Rec Method Seq Pass Code Description Days Adjust Manual Verification

1.59 Reconciliation Passes - Treasury (General)


Pass Code Description Reconcile On Column Reconcile Criteria

1.60 Settlement Limits - Treasury (General)


Company Counterparty Code Counterparty Name Expiration Date Authorized Limit Amount


1.61 Sovereign Limits - Treasury (General)


Company Country Authorized Limit Amount

1.62 Stock Issues - Treasury (General)

Menu Path: Setup > Deals > Stock Issues

Field Name Value

Issue Code

Issue Description

Issuer Code

Authorized

Flexfield

Issue Details

Currency

Ticker Symbol

Security ID

Exchange

Issue Date

Sector

Product Type

Revaluation Details

Rate Reference

Market Data Set

Pricing Model

1.63 System Languages - Treasury (General)

Menu Path: Setup > System > System Languages

Field Name Value

Module Name

Form Name

Canvas Type

Item Name

Original Text


Language Prompt

1.64 System Parameters - Treasury (General)

Menu Path: Setup > System > System Parameters

Name Value

1.65 System Rate - Archive Parameters - Treasury (General)


Ref Code Ref Description Archive Frequency

1.66 System Rate - Data Feed Codes - Treasury (General)


Reference Code Description Feed Source External Reference Code

1.67 Tax - One Step Settlement Codes - Treasury (General)

Menu Path: Setup > Tax / Brokerage > Tax Schedule & Details

Company Schedule Settlement Code


1.68 Tax Categories - Treasury (General)


Field Name Value

Code

Description

Deal Type Subtype Product Deal Counterparty Principal: Schedule Principal: Rate Income: Schedule Income: Rate


1.69 Tax Rate Groups - Treasury (General)


Code Effective From Percentage Rate


1.70 Tax Schedules - Treasury (General)


Schedule Rate Code Payee Deal Type Calculation Description Rule Precision Settlement Method

Authorized


1.71 Tax Settlement Codes - Treasury (General)


Company Settlement Code Description GL Account


1.72 User Access Levels - Treasury (General)

Menu Path: Setup > System > User Access Levels

User

Field Name Value

Treasury User

Description

Application User

Allow Interest Override

Company

Company Name Authorized

Deal

Deal Type Subtype Subtype Name Product Type Product Name Input Authorized Validation Authorized

2 Filter Summary

No Filters Applied


3 User Filter Summary

No Filters Applied

4 Warnings Found

No Warnings Encountered

5 Errors Found

No Errors Encountered

Documents

Oracle Treasury Br100