Experimental Designs Overview

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    An Overview of Experimental DesignRajdeep Chakraborti

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    A Classification of Qualitative Research

    Procedures

    Association

    Techniques

    Completion

    Techniques

    Construction

    Techniques

    Expressive

    Techniques

    Direct (Nondisguised)

    Indirect(Disguised)

    Focus Groups Depth Interviews

    Projective

    Techniques

    Qualitative ResearchProcedures

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    Causal Research methods Experimentation

    Definition of Terms used :

    Independent variables are variables or alternatives that aremanipulated and whose effects are measured andcompared, e.g., price levels.

    Test units are individuals, organizations, or other entitieswhose response to the independent variables ortreatments is being examined, e.g., consumers or stores.

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    Dependent variablesare the variables which measure the

    effect of the independent variables on the test units, e.g.,

    sales, profits, and market shares.

    Extraneous variablesare all variables other than the

    independent variables that affect the response of the test

    units

    Confounding variable: Correlated with both dependent and

    independent variable.

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    An experiment is formed when a researcher

    manipulates one or more independent variables and

    measure their effect on one or more dependent

    variables while controlling the effect of otherextraneous variables.

    ex: store sales and promotion.

    Experiments

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    Experimental Design

    An experimental designis a set of proceduresspecifying

    the test units and how these units are to be divided intohomogeneous subsamples,

    what independent variables or treatments are to bemanipulated,

    what dependent variables are to be measured, and

    how the extraneous variables are to be controlled.

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    Treatment of independent variable.

    Experimental Groups and Control Groups.

    Selection and measurement of the dependentvariable (Ex-brand image, brand awareness or

    product sales).

    Control of extraneous variables.

    Issues in Experimentation

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    Validity in Experimentation

    Internal validity:whether the manipulation of theindependent variables or treatments actuallycaused the effects on the dependent variables.Control of extraneous variables is a necessarycondition for establishing internal validity.

    External validity:whether the cause-and-effect

    relationships found in the experiment can begeneralized. To what populations, settings, times,independent variables and dependent variables can

    the results be projected?

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    History: Specific events that are external to theexperiment but occur at the same as the experiment.

    Ex-general economy has declined and you do not

    get the effect of promo on sales.

    Longer the time interval between observations

    greater the chance that history will confound the

    effect of the experiment.

    Categories of extraneous variables

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    Maturation: Similar to history, but when ithappens to the test units itself. Hence the changes arenot caused due to the change of the independent

    variables, but the test units has changed.

    People become older, more experienced, tired andbored.

    For store, it could be a change in store layout, dcoretc.

    Categories of extraneous variables

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    Testing effect: An effect of testing occurring

    when a prior observation affects a later

    observation.

    ex: Pre-treatment questionnaire making the

    respondent familiar with the brand which

    results consistent response of the test units.

    Categories of extraneous variables

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    Mortality: The respondents are dropping out

    of the study.

    Dropouts should be distributed evenly in the

    sample, not only on high and low score

    achievers.

    Categories of extraneous variables

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    Experimental environment

    LaboratoryExperiments: Contrived setting,Artificial and controlled conditions, control on

    influence of extraneous variables (ex: history), high

    interval validity, low external validity, time and costless, implementation easy.

    Field experiments: Natural setting, no control onexternal variables, low internal validity, high

    external validity, time and cost more,

    implementation not so easy.

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    A Classification of Experimental Designs

    Pre-experimental

    Designs

    One-Shot Study

    One Group

    Pretest-Posttest

    Static Group

    True

    Experimental

    Pretest-Posttest

    Control Group

    Posttest: Only

    Control Group

    Solomon Four-

    Group

    Quasi

    Experimental

    Time Series

    StatisticalDesigns

    Completely

    Randomised

    Randomised

    Blocks

    Latin Square

    Factorial Design

    Experimental Designs

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    Notations used in Experimentation

    X = Exposure of a group to an experimental treatment orindependent variable

    O = Observation or measurement of the dependentvariable on the test units O1, O2, O3 etc.)

    R = Random assignment of test units to experimental groups

    EG = experimental group which is assigned to experimentaltreatment

    CG = control group of test units involved in the experiment.

    This group is not exposed to experimental treatment

    Note that the notation used in experimental design assumes atime flow from left to right

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    Pre-Experimental Designs

    One-shot design

    EG: X O1

    Example: Impact of sales promotion on sales in select

    supermarkets

    Disadvantages: (i) The test units are not selected randomly

    (ii) Various extraneous variables may influence the dependent

    variable including history, maturation.Used for exploratory research rather than conclusiveresearch

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    One-group pre-test-post-test design

    EG: O1 X O2

    TE = O2O1

    Example: Impact of training program on

    employee productivity.

    Extraneous variables are uncontrolled.

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    Static Group Design

    EG: X O1

    CG: O2

    TE = (O1- O2)

    Two groups of test units are involved in the experiment

    the experimental group and the control group

    Influence of various extraneous variables such as1. Selection bias (Non random selection of test units)

    2. Mortality effect ( Test units may drop out )

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    Solomon Four Group DesignExperimental Group 1: R O1 X O2Control Group 1: R O3 O4Experimental Group 2: R X O5

    Control Group 2: R O6

    Note:Use this design when it is suspected that, in taking a

    test more than once, earlier tests have an effect on later tests,

    for example by learningorprimingeffects.

    For a reliable result, several sets of four tests should be applied and the means used.

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    Quasi-experimental designsresult when the researcher isunable to achieve full manipulation of scheduling or allocationof treatments to test units but can still apply part of theapparatus of true experimentation

    example:To perform an educational experiment, a class mightbe arbitrarily divided by alphabetical selection or by seatingarrangement.

    time series designs.

    01 02 03 04 05 X 06 07 08 09 010

    There is no randomization of test units to treatments.

    The timing of treatment presentation, as well as which testunits are exposed to the treatment, may not be within theresearcher's control.

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    A statistical designis a series of basic experiments thatallows for statistical control and analysis of externalvariables:

    completely randomized design

    randomized block design

    Latin square design

    factorial designs.

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    Completely Randomized Design

    Evaluating the effect of a single variable Effect of extraneous variable controlled using the

    randomization technique

    EG1: R X1 O1EG2: R X2 O2EG3: R X3 O3

    Effect on sales of coffee when product is kept inthree levels of shelf height (knee level, waist leveland eye level).

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    Randomized Block Design

    A statistical design in which the test units are blocked on the

    basis of external variable to ensure that various experimental

    and control groups are matched closely on that variable.

    Used when one extraneous variable may influence

    experimental results. Store size while measuring effect of

    promo on sales.

    Test units are blocked or grouped based on the extraneous

    variables.

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    Factorial Design

    A statistical experimental design that is used to

    measure the effect of two or more independent

    variables in various levels and allow the interaction

    between the variables.

    Two levels of kindependent variables.

    Two effects can be determined-the main effect and

    the interaction.

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    Latin square design

    Two blocking effects i.e two non interacting extraneousvariables

    Example: Impact of different pricing schemes on sales will be

    influenced by store patronage and POP display

    Always a square designlevels of all factors are same

    Interaction effect cannot be measured

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    Thank You!