US District Court Civil Docket as of March 18, 2014 Retrieved from the court on March 20, 2014

U.S. District Court Eastern District of Missouri (St. Louis)

CIVIL DOCKET FOR CASE #: 4:11-cv-01752-HEA

Pound v. Stereotaxis, Inc. et al Date Filed: 10/07/2011 Assigned to: Honorable Henry E. Autrey Date Terminated: 03/18/2014 Demand: $5,000,000 Jury Demand: Plaintiff Cause: 15:78m(a) Securities Exchange Act Nature of Suit: 850

Securities/Commodities Jurisdiction: Federal Question

Plaintiff

Kevin Pound represented by Laurie Largent ROBBINS AND GELLER, LLP 655 W. Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: llargent@rgrdlaw.com ATTORNEY TO BE NOTICED

James J. Rosemergy CAREY AND DANIS 8235 Forsyth Boulevard Suite 1100 Clayton, MO 63105 314-725-7700 Fax: 314-721-0905 Email: jrosemergy@careydanis.com ATTORNEY TO BE NOTICED

Plaintiff

Local 522 Pension Fund represented by Craig W. Smith ROBBINS ARROYO LLP 600 B Street Suite 1900 San Diego, CA 92101 619-525-3990 Fax: 619-525-3991 Email: csmith@robbinsarroyo.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Julia M. Williams ROBBINS ARROYO LLP 600 B Street Suite 1900 San Diego, CA 92101 619-525-3990 Fax: 619-525-3991 Email: jwilliams@robbinsarroyo.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin S. Kim ROBBINS ARROYO LLP 600 B Street Suite 1900 San Diego, CA 92101 619-525-3990 Fax: 619-525-3991 Email: kkim@robbinsarroyo.com TERMINATED: 06/26/2013 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Laurie Largent (See above for address) ATTORNEY TO BE NOTICED

James J. Rosemergy (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

Stereotaxis, Inc. represented by B. John Casey K AND L GATES LLP 222 SW Columbia Street Suite 1400 Portland, OR 97201-6632 503-228-3200 Email: john.casey@klgates.com TERMINATED: 04/30/2012 PRO HAC VICE

Brandon K. Crase LATEEAM AND WATKINS, LLP 233 S. Wacker Drive Suite 5800 Chicago, IL 60606 312-876-7700

Fax: 312-993-9767 Email: brandon.crase@lw.com ATTORNEY TO BE NOTICED

John C. Tang LATE[AM & WATKINS LLP 140 Scott Drive Menlo Park, CA 94205 650-328-4600 Fax: 650-463-2600 Email: jctang@jonesday.com PRO HAC VICE ATTORNEY TO BE NOTICED

Michael J. Faris LATE[AM AND WATKINS, LLP 233 S. Wacker Drive Suite 5800 Chicago, IL 60606 312-876-7700 Fax: 312-993-9767 Email: michael.faris@lw.com ATTORNEY TO BE NOTICED

Peter A. Wald LATE[AM & WATKINS LLP 505 Montgomery Street Suite 2000 San Francisco, CA 94111 415-391-0600 Fax: 415-395-8095 Email: peter.wald@lw.com PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Michael P. Kaminski represented by B. John Casey (See above for address) TERMINATED: 04/30/2012 PRO HAC VICE

Brandon K. Crase (See above for address) ATTORNEY TO BE NOTICED

John C. Tang (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Michael J. Faris (See above for address) ATTORNEY TO BE NOTICED

Peter A. Wald (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Daniel J. Johnston represented by B. John Casey (See above for address) TERMINATED: 04/30/2012 PRO HAC VICE

Brandon K. Crase (See above for address) ATTORNEY TO BE NOTICED

John C. Tang (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Michael J. Faris (See above for address) ATTORNEY TO BE NOTICED

Peter A. Wald (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Movant

Local 522 Pension Fund represented by James J. Rosemergy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Laurie Largent (See above for address) ATTORNEY TO BE NOTICED

Date Filed # Docket Text

10/07/2011 1 COMPLAINT against defendant All Defendants Non-Jury Demand,, filed by Kevin Pound. (Attachments: # 1 Certification, # 2 Civil Cover Sheet)(Rosemergy, James) (Additional attachment(s) added on 10/12/2011: # 3 Original Filing Form, # 4 Summons, # 5 Summons, # 6 Summons) (DLT). (Entered: 10/07/2011)

10/12/2011 2 NOTICE OF PROCESS SERVER, by Plaintiff Kevin Pound Process Server: Mark Smith (DLT) (Entered: 10/12/2011)

10/12/2011 Case Opening Notification, 3 summons issued @ 21 days Disclosure of Corporate Interest to be filed by all corporations.. Judge Assigned: Honorable Henry E. Autrey. The summons was emailed to jrosemergy@careydanis.com . (DLT) (Entered: 10/12/2011)

11/04/2011 3 STIPULATION to Extend Defendants' Time to Respond to Complaint by Plaintiff Kevin Pound. (Attachments: # 1 Text of Proposed Order)(Rosemergy, James) (Entered: 11/04/2011)

11/07/2011 4 ORDER granting 3 Stipulation filed by Kevin Pound. Signed by Honorable Henry E. Autrey on 11/7/11. (TRC) (Entered: 11/15/2011)

11/15/2011 Receipt 4644024926 in the amount of $100.00 for PRO HAC VICE on behalf of B. JOHN CASEY (CCAM) (Entered: 11/16/2011)

11/15/2011 Receipt 4644024926 in the amount of $100.00 for PRO HAC VICE on behalf of JOHN C. TANG (CCAM) (Entered: 11/16/2011)

11/15/2011 Receipt 4644024926 in the amount of $100.00 for PRO HAC VICE on behalf of PETER A. WALD (CCAM) (Entered: 11/16/2011)

11/15/2011 5 MOTION for Leave to Appear Pro Hac Vice John Chung-Chuen Tang (Filing fee $100) by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (CEL) (Entered: 11/16/2011)

11/15/2011 7 MOTION for Leave to Appear Pro Hac Vice B. John Casey (Filing fee $100) by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (CEL) (Entered: 11/16/2011)

11/16/2011 6 MOTION for Leave to Appear Pro Hac Vice Peter A. Wald (Filing fee $100) by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (CEL) (Entered: 11/16/2011)

11/17/2011 8 Docket Text ORDER: Re: 5 MOTION for Leave to Appear Pro Hac Vice John Chung- Chuen Tang (Filing fee $100) by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (CEL) filed by Daniel J. Johnston, Stereotaxis, Inc., Michael P. Kaminski, 6 MOTION for Leave to Appear Pro Hac Vice Peter A. Wald (Filing fee $100) by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (CEL) filed by Daniel J. Johnston, Stereotaxis, Inc., Michael P. Kaminski; SO ORDERED HEA. Signed by Honorable Henry E. Autrey on 11/17/11. (CLA) (Entered: 11/17/2011)

11/17/2011 9 Docket Text ORDER: Re: 7 MOTION for Leave to Appear Pro Hac Vice B. John Casey (Filing fee $100) by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (CEL) filed by Daniel J. Johnston, Stereotaxis, Inc., Michael P. Kaminski ; SO ORDERED HEA. Signed by Honorable Henry E. Autrey on 11/17/11. (CLA) (Entered: 11/17/2011)

12/09/2011 10 MOTION to Appoint Lead Counsel names:Robbins Umeda LLP and Robbins Geller Rudman & Dowd LLP as co-lead counsel and Carey, Danis & Lowe as liaison counsel by Movant Local 522 Pension Fund. (Attachments: # 1 Text of Proposed Order)(Rosemergy, James) (Entered: 12/09/2011)

12/09/2011 11 MEMORANDUM in Support of Motion re 10 MOTION to Appoint Lead Counsel names:Robbins Umeda LLP and Robbins Geller Rudman & Dowd LLP as co-lead counsel and Carey, Danis & Lowe as liaison counsel filed by Movant Local 522 Pension Fund. (Rosemergy, James) (Entered: 12/09/2011)

12/09/2011 12 DECLARATION filed by Movant Local 522 Pension Fund re 10 MOTION to Appoint Lead Counsel names:Robbins Umeda LLP and Robbins Geller Rudman & Dowd LLP as co-lead counsel and Carey, Danis & Lowe as liaison counsel, 11 Memorandum in Support of Motion,. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6)(Rosemergy, James) (Entered: 12/09/2011)

12/21/2011 13 NOTICE Unopposed Motion: by Movant Local 522 Pension Fund re 10 MOTION to Appoint Lead Counsel names:Robbins Umeda LLP and Robbins Geller Rudman & Dowd LLP as co-lead counsel and Carey, Danis & Lowe as liaison counsel (Rosemergy, James) (Entered: 12/21/2011)

12/29/2011 14 Docket Text ORDER: Re: 10 MOTION to Appoint Lead Counsel names:Robbins Umeda LLP and Robbins Geller Rudman & Dowd LLP as co-lead counsel and Carey, Danis & Lowe as liaison counsel by Movant Local 522 Pension Fund. (Attachments: # 1 Text of Proposed Order)(Rosemergy, James) filed by Local 522 Pension Fund; GRANTED; SO ORDERED HEA. Signed by Honorable Henry E. Autrey on 12/29/11. (CLA) (Entered: 12/29/2011)

12/29/2011 15 ORDER The mtn. is granted (#10); (see order for details). Signed by Honorable Henry E. Autrey on 12/28/11. (CLA) (Entered: 12/29/2011)

02/20/2012 16 Consent MOTION for Extension of Time to File ;Extension to file the following: CONSOLIDATED OR AMENDED COMPLAINT ;Proposed extension date March 19, 2012 by Movant Local 522 Pension Fund, Plaintiff Kevin Pound. (Attachments: # 1 Text of Proposed Order)(Rosemergy, James) (Entered: 02/20/2012)

02/22/2012 17 ORDER re 16 Ordered that the pltff shall file a consolidated or amended complaint by 3/19/12 (see order for details) ( Amended/Supplemental Pleadings due by 3/19/2012.). Signed by Honorable Henry E. Autrey on 2/22/12. (CEL) (Entered: 02/23/2012)

03/19/2012 18 AMENDED COMPLAINT First Consolidated Amended Class Action Complaint against defendant Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc. First Consolidated Amended Class Action Complaint , filed by Local 522 Pension Fund.(Rosemergy, James) (Entered: 03/19/2012)

03/23/2012 19 Verified MOTION Admission Pro Hac Vice of Laurie Largent (Filing fee $100) by Plaintiffs Local 522 Pension Fund, Kevin Pound, Movant Local 522 Pension Fund. (TRC) (Entered: 03/23/2012)

03/23/2012 Receipt 4644027436 in the amount of $100.00 for PRO HAC VICE on behalf of LAURIE LARGENT (CCAM) (Entered: 03/25/2012)

03/26/2012 20 Docket Text ORDER: Re: 19 Verified MOTION Admission Pro Hac Vice of Laurie Largent (Filing fee $100) by Plaintiffs Local 522 Pension Fund, Kevin Pound, Movant Local 522 Pension Fund. (TRC) filed by Local 522 Pension Fund, Kevin Pound ; ORDERED SO ORDERED, Attorney Laurie Largent for Local 522 Pension Fund,Laurie Largent for Local 522 Pension Fund,Laurie Largent for Kevin Pound added. Signed by Honorable Henry E. Autrey on 3/26/12. (TRC) (Entered: 03/26/2012)

03/26/2012

ORDER RECEIPT: (see receipt) Docket No: 20. Copy of docket text order sent to non- ECF attorney Mon Mar 26 13:33:14 CDT 2012 (Christopher, Timothy) (Entered: 03/26/2012)

04/24/2012

21 NOTICE by Plaintiffs Local 522 Pension Fund, Kevin Pound re 18 Amended Complaint, Notice of Errata (Rosemergy, James) (Entered: 04/24/2012)

04/27/2012

22 MOTION to Withdraw as Attorney ;attorney/firm B. John Casey by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Casey, B.) (Entered: 04/27/2012)

04/30/2012 23 Docket Text ORDER: Re: 22 MOTION to Withdraw as Attorney ;attorney/firm B. John Casey by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Casey, B.) filed by Daniel J. Johnston, Stereotaxis, Inc., Michael P. Kaminski; SO ORDERED HEA. Signed by Honorable Henry E. Autrey on 4/30/12. (CLA) (Entered: 04/30/2012)

05/07/2012 24 Docket Text ORDER: ; ORDERED : Notice of errata, doc. 21 , GRANTED. Signed by Honorable Henry E. Autrey on 5/7/12. (CEL) (Entered: 05/07/2012)

05/16/2012 25 MOTION for Leave to File in Excess of Page Limitation - Defendants' Unopposed Motion for Leave to File a Memorandum in Excess of 15 Pages by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Wald, Peter) (Entered: 05/16/2012)

05/16/2012

Receipt 4644028474 in the amount of $100.00 for PRO HAC VICE on behalf of BRANDON K. CRASE (CCAM) (Entered: 05/17/2012)

05/16/2012

Receipt 4644028475 in the amount of $100.00 for PRO HAC VICE on behalf of MICHAEL J. FARIS (CCAM) (Entered: 05/17/2012)

05/16/2012 26 MOTION for Leave to Appear Pro Hac Vice Brandon K. Crase (Filing fee $100) by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (CEL) (Entered: 05/17/2012)

05/16/2012 27 MOTION for Leave to Appear Pro Hac Vice Michael J. Faris (Filing fee $100) by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (CEL) (Entered: 05/17/2012)

05/17/2012 28 Docket Text ORDER: Re: 25 MOTION for Leave to File in Excess of Page Limitation - Defendants' Unopposed Motion for Leave to File a Memorandum in Excess of 15 Pages by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. ; ORDERED : GRANTED AND SO ORDERED. Signed by Honorable Henry E. Autrey on 5/17/12. (CEL) (Entered: 05/17/2012)

05/18/2012 29 Docket Text ORDER: Re: [ 26 ] ORDERED; GRANTED SO ORDERED HEA. Attorney Brandon K. Crase for Daniel J. Johnston,Brandon K. Crase for Michael P. Kaminski,Brandon K. Crase for Stereotaxis, Inc. added. Signed by Honorable Henry E. Autrey on 05/18/12. (CLK) (Entered: 05/18/2012)

05/18/2012 ORDER RECEIPT: (see receipt) Docket No: 29. Fri May 18 12:02:31 CDT 2012 (Kornberger, Cindy) (Entered: 05/18/2012)

05/18/2012 30 Docket Text ORDER: Re: [ 27 ]ORDERED; GRANTED SO ORDERED HEA. Attorney Michael J. Faris for Daniel J. Johnston,Michael J. Faris for Michael P. Kaminski,Michael J. Faris for Stereotaxis, Inc. added. Signed by Honorable Henry E.

Autrey on 05/18/12. (CLK) (Entered: 05/18/2012)

05/18/2012 ORDER RECEIPT: (see receipt) Docket No: 30. Fri May 18 12:05:38 CDT 2012 (Kornberger, Cindy) (Entered: 05/18/2012)

05/18/2012 31 MOTION to Dismiss Case - Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Wald, Peter) (Entered: 05/18/2012)

05/18/2012 32 MEMORANDUM in Support of Motion re 31 MOTION to Dismiss Case - Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint filed by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Attachments: # 1 Appendix A - Class Period Challenged Statements, # 2 Appendix B - Relevant Risk Disclosures)(Wald, Peter) (Entered: 05/18/2012)

05/18/2012 33 DECLARATION filed by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc. re 31 MOTION to Dismiss Case - Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint - Declaration of Brandon K. Crase. (Attachments: # 1 Exhibit 1 - Stereotaxis 3/15/10 Form 10-K, # 2 Exhibit 2 Stereotaxis 3/28/11 Form 8-K, # 3 Exhibit 3 Stereotaxis 2/28/11 Investor Conference Call, # 4 Exhibit 4 Stereotaxis 3/11/11 Form 10-K, # 5 Exhibit 5 Stereotaxis 4/27/11 Press Release, # 6 Exhibit 6 Stereotaxis 5/2/11 Form 8-K, # 7 Exhibit 7 - Stereotaxis 5/2/11 Investor Conference Call, # 8 Exhibit 8 - Stereotaxis 8/8/11 Form-K, # 9 Exhibit 9 - Stereotaxis 3/15/12 Form 10-K)(Wald, Peter) (Entered: 05/18/2012)

07/10/2012 34 MOTION for Leave to File in Excess of Page Limitation (Unopposed) by Plaintiff Local 522 Pension Fund. (Rosemergy, James) (Entered: 07/10/2012)

07/13/2012 35 Docket Text ORDER: Re: 34 MOTION for Leave to File in Excess of Page Limitation (Unopposed) by Plaintiff Local 522 Pension Fund. (Rosemergy, James) filed by Local 522 Pension Fund ; LEAVE TO FILE GRANTED; HEA. Signed by Honorable Henry E. Autrey on 7/13/12. (CLA) (Entered: 07/13/2012)

07/13/2012 36 Consent MOTION for Extension of Time to File Response/Reply to Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Plaintiff Local 522 Pension Fund. (Attachments: # 1 Text of Proposed Order)(Rosemergy, James) (Entered: 07/13/2012)

07/16/2012 37 NOTICE by Plaintiff Local 522 Pension Fund (Certificate of Service) (Rosemergy, James) (Entered: 07/16/2012)

07/17/2012 39 Verified MOTION for Admission Pro Hac Vice of Craig W. Smith (Filing fee $100) by Plaintiff Local 522 Pension Fund. (attorney contacted and informed to file a motion with an original signature, not a photocopy; will forward to chambers once motion with original signature is received) (TRC) (Entered: 07/18/2012)

07/17/2012 40 Verified MOTION for Admission Pro Hac Vice of Julia M. Williams (Filing fee $100) by Plaintiff Local 522 Pension Fund. (attorney contacted and informed to file a motion with an original signature, not a photocopy; will forward to chambers once motion with original signature is received) (TRC) (Entered: 07/18/2012)

07/17/2012 41 Verified MOTION for Admission Pro Hac Vice of Kevin S. Kim (Filing fee $100) by Plaintiff Local 522 Pension Fund. (attorney contacted and informed to file a motion with an original signature, not a photocopy; will forward to chambers once motion with

original signature is received) (TRC) (Entered: 07/18/2012)

07/18/2012 38 Docket Text ORDER: Re: 36 Consent MOTION for Extension of Time to File Response/Reply to Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Plaintiff Local 522 Pension Fund. (Attachments: # 1 Text of Proposed Order)(Rosemergy, James) filed by Local 522 Pension Fund ; ORDERED GRANTED, SO ORDERED, ( Response due by 7/24/2012; Reply due by 8/30/2012). Signed by Honorable Henry E. Autrey on 7/18/12. (TRC) (Entered: 07/18/2012)

07/18/2012 Receipt 4644029635 in the amount of $100.00 for PRO HAC VICE on behalf of CRAIG W. SMITH (CCAM) (Entered: 07/19/2012)

07/18/2012 Receipt 4644029635 in the amount of $100.00 for PRO HAC VICE on behalf of JULIA M. WILLIAMS (CCAM) (Entered: 07/19/2012)

07/18/2012 Receipt 4644029635 in the amount of $100.00 for PRO HAC VICE on behalf of KEVIN S. KIM (CCAM) (Entered: 07/19/2012)

07/20/2012 42 MOTION for Leave to Appear Pro Hac Vice Craig W. Smith (Filing fee $100) by Plaintiff Local 522 Pension Fund. (CLA) (Entered: 07/20/2012)

07/20/2012 43 MOTION for Leave to Appear Pro Hac Vice Julia M. Williams (Filing fee $100) by Plaintiff Local 522 Pension Fund, Movant Local 522 Pension Fund. (CLA) (Entered: 07/20/2012)

07/20/2012 44 MOTION for Leave to Appear Pro Hac Vice Kevin S. Kim (Filing fee $100) by Plaintiff Local 522 Pension Fund, Movant Local 522 Pension Fund. (CLA) (Entered: 07/20/2012)

07/20/2012 45 Docket Text ORDER: Re: 42 MOTION for Leave to Appear Pro Hac Vice Craig W. Smith (Filing fee $100) by Plaintiff Local 522 Pension Fund. ORDERED SO ORDERED HEA., Attorney Craig W. Smith for Local 522 Pension Fund added. Signed by District Judge Henry E. Autrey on 07/20/2012. (CLK) (Entered: 07/23/2012)

07/20/2012 46 Docket Text ORDER: Re: 43 MOTION for Leave to Appear Pro Hac Vice Julia M. Williams (Filing fee $100) by Plaintiff Local 522 Pension Fund, Movant Local 522 Pension Fund. ORDERED SO ORDERED HEA, Attorney Julia M. Williams for Local 522 Pension Fund added. Signed by District Judge Henry E. Autrey on 07/20/2012. (CLK) (Entered: 07/23/2012)

07/20/2012 47 Docket Text ORDER: Re: 44 MOTION for Leave to Appear Pro Hac Vice Kevin S. Kim (Filing fee $100) by Plaintiff Local 522 Pension Fund, Movant Local 522 Pension Fund. ORDERED SO ORDERED HEA, Attorney Kevin S. Kim for Local 522 Pension Fund added. Signed by District Judge Henry E. Autrey on 07/20/2012. (CLK) (Entered: 07/23/2012)

07/23/2012 ORDER RECEIPT: (see receipt) Docket No: 45. Mon Jul 23 15:56:11 CDT 2012 (Kornberger, Cindy) (Entered: 07/23/2012)

07/23/2012 ORDER RECEIPT: (see receipt) Docket No: 46. Mon Jul 23 16:02:17 CDT 2012 (Kornberger, Cindy) (Entered: 07/23/2012)

07/23/2012 ORDER RECEIPT: (see receipt) Docket No: 47. Mon Jul 23 16:05:01 CDT 2012

(Kornberger, Cindy) (Entered: 07/23/2012)

07/24/2012 48 MEMORANDUM in Opposition re 31 MOTION to Dismiss Case - Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint filed by Plaintiff Kevin Pound. (Smith, Craig) (Entered: 07/24/2012)

08/30/2012 49 REPLY MEMORANDUM in Support of Motion re 31 MOTION to Dismiss Case - Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint - Defendants' Reply Brief in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint filed by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Wald, Peter) Modified on 8/31/2012 to add text reply (TRC). (Entered: 08/30/2012)

12/28/2012 50 NOTICE Firm Name Change: by Plaintiff Kevin Pound (Smith, Craig) (Entered: 12/28/2012)

01/11/2013 51 MOTION for Leave to File Supplemental Memorandum and Notice of Supplemental Authority in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Attachments: # 1 Exhibit A Defendant's Supplemental Memorandum and Notice of Supplemental Authority in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint, # 2 Exhibit B Decision decided on November 6, 2012 in case no. 4:12CV130 RWS, Rabbani v. Dryships Inc.)(Wald, Peter) (Entered: 01/11/2013)

01/14/2013 52 Docket Text ORDER: Re: 51 MOTION for Leave to File Supplemental Memorandum and Notice of Supplemental Authority in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Attachments: # 1 Exhibit A Defendant's Supplemental Memorandum and Notice of Supplemental Authority in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint, # 2 Exhibit B Decision decided on November 6, 2012 in case no. 4:12CV130 RWS, Rabbani v. Dryships Inc.)(Wald, Peter) filed by Daniel J. Johnston, Stereotaxis, Inc., Michael P. Kaminski ; LEAVE GRANTED HEA. Signed by District Judge Henry E. Autrey on 1/14/13. (CLA) (Entered: 01/14/2013)

01/14/2013 53 SUPPLEMENTAL re 31 MOTION to Dismiss Case - Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint , 32 Memorandum in Support of Motion, by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Attachments: # 1 Exhibit B)(CLA) (Entered: 01/14/2013)

01/22/2013 54 MOTION for Leave to File Response to Defendants' Notice of Supplemental Authority in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Plaintiff Local 522 Pension Fund. (Attachments: # 1 Exhibit Plaintiff's Response to Defendant's Notice of Supplemental Authority in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint)(Smith, Craig) (Entered: 01/22/2013)

01/23/2013 55 Docket Text ORDER: Re: 54 MOTION for Leave to File Response to Defendants' Notice of Supplemental Authority in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Plaintiff Local 522 Pension Fund. (Attachments: # 1 Exhibit Plaintiff's Response to Defendant's Notice of Supplemental Authority in Support of Motion to Dismiss Plaintiff's First Consolidated Amended

Class Action Complaint)(Smith, Craig) filed by Local 522 Pension Fund ; ORDERED LEAVE TO FILE GRANTED. Signed by District Judge Henry E. Autrey on 1/23/13. (TRC) (Entered: 01/24/2013)

01/23/2013 56 Response to 53 Supplemental by Plaintiff Local 522 Pension Fund. (TRC) (Entered: 01/24/2013)

01/30/2013 57 MOTION for Leave to File Reply Supplemental Memorandum in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Attachments: # 1 Exhibit A - Defendants' Reply Supplemental Memorandum in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint)(Wald, Peter) (Entered: 01/30/2013)

01/31/2013 58 Docket Text ORDER: Re: 57 MOTION for Leave to File Reply Supplemental Memorandum in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (Attachments: # 1 Exhibit A - Defendants' Reply Supplemental Memorandum in Support of Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint)(Wald, Peter) filed by Daniel J. Johnston, Stereotaxis, Inc., Michael P. Kaminski ; LEAVE TO FILE GRANTED HEA. Signed by District Judge Henry E. Autrey on 1/31/13. (CLA) (Entered: 01/31/2013)

01/31/2013 59 REPLY Supplemental to Response to Motion re 31 MOTION to Dismiss Case - Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint filed by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. (CLA) (Entered: 01/31/2013)

06/24/2013 60 MOTION to Withdraw as Attorney ;attorney/firm Kevin S. Kim by Plaintiff Kevin Pound. (Attachments: # 1 Text of Proposed Order)(Kim, Kevin) (Entered: 06/24/2013)

06/26/2013 61 Docket Text ORDER: Re: 60 MOTION to Withdraw as Attorney ;attorney/firm Kevin S. Kim by Plaintiff Kevin Pound. (Attachments: # 1 Text of Proposed Order)(Kim, Kevin) filed by Kevin Pound; GRANTED HEA. Signed by District Judge Henry E. Autrey on 6/26/13. (CLA) (Entered: 06/26/2013)

08/05/2013 62 Docket Text ORDER: Re: 31 MOTION to Dismiss Case - Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint by Defendants Daniel J. Johnston, Michael P. Kaminski, Stereotaxis, Inc.. ; ORDERED : DENIED AS MOOT. Signed by District Judge Henry E. Autrey on 8/5/13. (CEL) (Entered: 08/05/2013)

08/05/2013 63 Docket Text ORDER: Re: ; ORDERED : The docket text order, 62 , denying as moot the motion to dismiss is VACATED. Signed by District Judge Henry E. Autrey on 8/5/13. (CEL) (Entered: 08/05/2013)

03/18/2014 64 OPINION, MEMORANDUM AND ORDER re: 31 ORDERED that Defendants' Motion to Dismiss Plaintiff's First Consolidated Amended Class Action Complaint [#31], is granted and this matter is dismissed.. Signed by District Judge Henry E. Autrey on 3/18/14. (CEL) (Entered: 03/18/2014)

03/18/2014 65 JUDGMENT: In accordance with the Memorandum and Order entered this same date, ORDERED, ADJUDGED and DECREED that Defendants' Motion to Dismiss is

granted and judgment is entered in favor of Defendants and against Plaintiffs.. Signed by District Judge Henry E. Autrey on 3/18/14. (CEL) (Entered: 03/18/2014)

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