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__ F O._.R_CAI.ENDAR YEAR 2005
Sb.
Olf'icec
PQSIDON NAME OF ORGANIZATION/ENTITY
PARIIES AND TERMS
2.
3.
AO-IO{WP) FINANCIAL DISCLOSURE REPORT Repon Required by• £1/Ua ill Go\lemMal Aa of1978,Rev..) ll006 (J US.C opp. jjJ0/-1 JI)
1. penoq Reponing (last name, first, middle initial) 2. Court lie Orplllutioo 3. Date ol ltepact
Fawsett, Patricia C U.S. District Court FL-M 05/05/2006
4. Tide(Acticle filjud&esindicale Ktiw. orHlli«-..s; SL Report Type (check appcopriate type) Ii. Reporting PuiOO magistrate judges iadiaite f'uJJ.. or part-lime)
01/01/2005 Nomination. Date0 toUnited States District Judge Initial Annual Final0 D 12131/2005
Amended Report D 7. Chamben 11e Ofllce Addrelll &. On the 1-is ol the informalioll contaiaed in this Repwt and llll)'
modifications pertaining thereto. it is, in 1111 opinion, in ccimpliilnce 80 N. Hughey Ave. with applkable Jaws and regulations. Orlando, H.. 32801
Reviewin& Date
IMPORTANT NOTES: The instructions compan1ing this/o,..,,, must In followed.. Compku aU par#$, checking the NONEbox/or each part when you ha11e no reportable information. Sign on last page.
L POSIDONS. <Repol1illi Utdffld11111""i,;1tt pp. !J-11 ofillstncdm.s.J
D NONE (No reJJOrtable positions.)
'I. Member-Board of Trustees University of Florida I Levin College of Law
2. Honor.uy Founding Trustee The Negro Spiritual Scholarship Foundation, Inc.
3. Member- Board of Directors Bok Tower Gardens Foundation, Inc.
4.Director Historical Society of the United States District Court for the Middle District of Florida, Inc.
. .
5.
n. AGREEMENTS. ( porting illdlYibal 011ly; u• PP• U-16 ofilutnutioM.)
NONE (No reJJOrtr:ihle agreements.)
I.
m
rn 0
. J
I
SOURCE AND mE
SQURCE AND IYPE
SOURCE DESCRIPTION
I °'*"' .......
I
INCQME
._J ____
I
2.
2.
5.
... .
FINANCIAL DISCLOSURE REPORT . . . .. ·- _. .:-: ..... .,...;.........
Page2of8 FawseU, Patricia C 05/05/2006
ID. NON-INVESTMENT INCOME. (RqortUiginaM11aa10N1s use;s"pp.11-uo1illslncooiu.>
A. Filer's Non-Investment Income lKJ NONE (No reportable non-investment income.)
(your.;, not spouse's)
1.
3.
4.
5.
B. Spouse's Non-Investment Income - q,,,.,, we monied dlui,,g ""'pomo,, of tlN npo11ing 1ear, complete this sectio,,. (Dollar amount rrol required exi:ept far honnraria.)
[Kl NONE (No reportable non-investment income.)
1.
2.
3.
4.
5.
IV. REThfBURSEMENTS - """"'r.Iood. mtertainme111. (Includes lhou lo spouu and dependent children. Su pp. 25-27 of ins/rue/ions.)
D NONE (No reportable reimbursements.)
1. U.S.A.l.D government sponsored through Cbecchi and Company Nov 28 - Dec 3 /Taught a seminar IO judges and court secretaries of Monte Negro Consulting. Inc. (transportation, hotal and meals)
3.
4.
Pije 3of8
SQURCE DESCRlPTIQN
Ix I
CREDITOR - DESCRIPTION
OSIOS/2006
VALUE
VALUE CODE
3.
..
Dale of Report FINANCIAL DISCLOSURE REPORT
Fa'Wlttt, Patricia C
.. '
[Kl NONE (No reportable gifts.)
I.
2.
4.
s.
VI. LIABll.ITIES. <111ebu1a "'°" of.-u-' cliil4na. s. w- 31-34 of >
NONE (No reportable liabilities.)
1.
2. .•
3.
4.
s.
I DISCLOSURE REPORT Page4of8 -=-===--=-:::-=-=- ':---r-::!:Fa -Wldt, ... =--c-tricia • • c · -���- "05/0sti006
A
of
reporting period
(I) (I) (3) (4) (S)
6-3
Dale of Rcpon FINANC AL Name ofra- Reponina
. -
VIL INVEsTMENTS and TRUSTS - --- Niu, ,,_,,,,,..""'" o/llN qH>llV6"" •""-' daJUrn. Su PP. U.57 o/Jilbti Utd1wliou)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at cad of Transactioos during reporting period (including trust assets) reporting period
(2) (2) (I) If no! exempt from diilclooun:
Place "(X)" after each asset Amount Type(e.g. Value Value Type(e.g. (2) exempt from prior disclosure. Code I div:, rent, Code2 Method buy, sell, Date Value Gain Identity of
(A-H) orint.) (J-P) aideJ (Q-W)
merger, redcmp.ion)
Month-Day
Code2 (J-P)
CodeI (A-H)
buyed!!eller (ifprivaic transaction)
1. AIM FUNDS Aim Constellation None Sold 4-7 J c
2. AMERICANFUNDS -FUDdamenlal Investors Fund A
3. AMERICAN FUNDS -Growth Fund of Am.ericaA
4. AMERICAN FUNDS -Investment Company of America A
A
A
A
Dividend
Dividend
Dividend
L
L
K
T
T
T
Partial Sale
Partial Sale
6-3
6-3
K
K
c
B
S. AMERICAN FUNDS-New F.conoiny None ·-
Sold K• c Fund A -
6. LORD ABBE'ITFUNDS- Aftiliated Fund A
A Dividend L T Buy 6-8 K
7. LORD ABBBTT FUNDS- MidCap Fund A Dividend K T
8. LORD ABBE'ITFUNDS-Global F.quity None Sold 6-8 J B FundA
9. LORD ABBE'IT FUNDS -lnlen!ational SaiesFund A
None Sold 6-8 J B
10. AMERICAN FUNDS -American Balanced Fund A
B Dividend K T
11. AMERICAN FUNDS Bond Fund of America A
a · Dividend K T
12. AMERICAN FUNDS - Income Fund America A
B Dividend K T
13. ANCH NAlL I SUN AMERICA/ Polaris II Annuity/Alliance Growth
Sold 5-20 I D
14. ANCH NATL I SUN AMERICA/ Polaris II AnnuityJPutnam O&I
Sold 5-20 I D
IS. ANCH NATL I SUN AMERICA I Polaris II Annuity/Wellington Orth
Sold 5-20 K D
16. Hillsbourough County FL Utility Bond c Interest L r
17. PUTNAM FUNDS -PutnamFund for Sold 5-11 K c Growth & Income
I. Income OaiD CodCI: A-Sl,OOOorlc• B -Sl.001 - $2.500 C -S2.SOI - SS,000 D -SS,001 - $15,000 E =SI 5.001 - $50,000 (Sec ColumlW BI lll1d D4) P=S50,00I -$100.000 G-SI00,001-$1,000,000 HI -SI ,000,00 I -SS.000.000 H'2 ,.Mon: thin SS.000.000
2. Vllluc CodCI J -SIS.000 or.._ K-s15.001 sso.ooo L-SSO.OOI -$100.000 Ms$100.00l -$2SO,OOO
(Sec ColumlMI CI lll1d D3) N =S2SO,OOI - SS00,000 . 0 ..SS00.001 -$1.000.000 Pl =SI ,000,00 I - SS.000,000 P2 ,.SS,000,001 -$25,000,000
3. Volue Method Cudai P3 '425,000,00I - $50,000,000 R =Coit(R""1 &1.tc Only) •More thon $50,000.000 T=CuhMlorket , _,.. ..•.. __ ,....,,, OsAnnr»ix.11111 S:aA
os/05ti006 ..
01
-
B. lllcomc during
reporting period
or int.) .
reporting period
(I)
buyer/sell«
ttansactioa)
Oa1c or Report FINANCIAL DISCLOSURE REPORT Name of Person Rcportina
Page5of8 Fawseu, Pacrida C
VII. INVESTMENTS and TRUSTS -'--. ITlllll«liolu (uN:wa""'" of tlN spo.-llll<l llqnk111 dtll4r•11. Sa pp. 34-51 of filiAI Wtn.ctioiu)
D NONE (No reportable iilcome, assets, or transactions.)
D.A. c Description ofAssets Gross value at end of Transactioos Wuing ieporti11g period · (including tnntasscts)
Place "(X)" after each asset Amount Type (e.g. Value Value Type(e.g. (3) (4) (5) buy, sell,exempt from prior disclosuie Code I div., rent, Code 2 Method
(I) (2) (I) (2)
Gain Identity ofValue CodcJ(A-H) (J-P) merger, Codc2 Code I (Q-W) redemption) {J-P) (A-H) (if private
J R Orange Cty FL Real Est
19. PUlNAM FUNDS - George Putnam A Dividend K T FundA
20. ANCH NA1L LIFE INS ANNTY A D;ividend K T JPolaris II I Davis V entwe
21. ANCH NA1L LIFB INS ANNTY /Polaris II/ Davis Real Estate
A Dividend K T
22. ANCH NA1L LIFE INS ANNTY /Polaris II/ MFS MidCapGrth
A Dividend J T -
.
23. ANCH NA1L LIFE INS ANNTY A Dividend K T JPolaris II I MFS TJ Retwn
24. PUTNAM FUNDS -US Govt Income A Sold S-11 K A
2S. VAN KAMPEN FUNDS -COmstock: A Dividend K T Buy 7-14 J Fund A
26. AMERICAN FUNDS - Growtbllund None J T AmericaA
27. AMERICAN FUNDS - Investment A Dividend J T CompanyofAmerica A
28. Edward Jones Money Market A Dividend J T
29. HARTFORD FUNDS- Capital None J T Appreciation Fund A
30. HARTFORD FUNDS - Mid Cap Fund None J T A
31. HARTFORD FUNDS - Stock: Fund A A Dividend J T
-- ...
32. VAN KAMPEN FUNDS - Comstock: A Dividend J T Fund A
33. PUTNAM FUNDS - N ew Value Fund A Dividend J T A
34. AMERICANFUNDS-Samllcap World None J :r Fund A
I. Iocumc Gain Coda: A -S 1,000 or lelOI B -S 1.001 - $2..500 C -S2,SOI -SS,000 D ..SS,001 - SI 5,000 E 415,001 • $50,000
(S...ColwmwBI lllldD4) P=SS0.001 - $100.000 G=SI00.001-$1.000.000 HI ..SI ,000.001 • S5.000.000 Hl =More thiooSS.000.000 2. Valuo Codco J -SIS.000 or._ K..$15,001 -SS0.000 L =$50.001 -SI 00.000 . M SI00,001-$250.000
(SocColwn .. CI ...iD3) N -S2SO,OOI -SS00.000 0 =$500,00 I • $1,000,000 Pf -SI .000.001 - $5,000.000 P2 -SS.000.001 • $25,000.000
't V.111 McthoJ Ccxb P3.o$2S,000,00I · $50,000.000 R =Coot (Real Eadiil&: Only) P4 mMurc Uuin $50,000,000 T =Cuh Morkct -A nt
(2) (2) Type (e.g. buy, sell.
or int.)
transaction)
Dale of Repclfl FINANCIAL DISCLOSURE REPORT Name of Person Rcportin&
Page6of8 Fawsett, Palrida C OSJOS/2006
VIL INVESTMENTS and TRUSTS _ ,,__, WJliu, <""""'1a """• ofllN 'lH'-""" upe...u,., dailflr•a. Sa pp. 34-s1 of filial i1utn1aio111>
D NONE (No reportable income, assets, or transactions.)
A. . B. c. D. Description of Assets lncomc during Gross value at end of Transactions during n:poning period (including trust assets) n:poning period reportingperiod
(I) (I) Ir not ""empt from dilclowre (I) Place "(X)" after each asset Amoulll Typc(c.g. Value Value (2) (3) (4) (5)
exempt fromprior disclosure Code I div., rent, Codc2 Method Date Value Gain identity of (A-H) (J-P) CodcJ merger, Month- . Codc2 Code! buycdsclla-
Jedenqltion)(Q-W) (J-P) (A-H) (ifprivarc0-.ty
3.S. American Funds-Capital Income Builder A
A Dividend J T Buy 4-11 J
36. American Funds- Capital World Bond FundA
A Dividend J T Buy 6-9 J
37. Americ an Funds- Capital World Growth and Income Fund A
A Dividend K T Buy 6-3 K
38. American Funds-EuroPacificPund A None K T Buy 6-3 K
39. VanKampen Funds-Real Estate Fund A A Dividend K . T . Buy 6-6 J(_
40. V anKampen Funds-Real Estate Fund A .•
A Dividend J T Buy 7-14 J
41. Edward Jones Profit Sharing Plan B Dividend K . T
42. Edward Jones 401.k B Div'ideiid K T
,.
I. r....-Galn Codes: A -S 1,000 or le• B sS1.001 - $2.500 C a$2,SOI • $5.000 D =$5,001 • $15.000 E cS I S,001 • $50,000
(See Colwnrw BI """D4) p450.001 • $100.000 G -S 100.001 • $1,000.000 HI -Sl.000.001 • sS,000,000 Hl •More lhlln SS.000.000 2. VllhleCoda J -S 15.000 or ba K zS 15,001 - $50,000 L -$50.001 • $1 OOJlOO M=SI00.001 -$250.000
(SceColwnrwCI ondD3) N-S2SO,OOI • SSOOJlOO 0 =SS00,001 • $1,000,000 Pl -Sl.000.001 - $S,OOO,OOO P2 =SS,000.001 • $25,000,000 - -- . .. . . P3 -s?S.000.001 • SS0.000.000 P4 sMore tlum $50,000,000 T =e...h Markel
·- R ..co.t (Re.I Einldl: Only) ro •-·--··---
.. ,_ .
FINANCIAL µISCLOSURE REPORT Name of Pcnoa Rcportina Dale of Report
Fa'Wldt, Patricia C
VIIl. ADDITIONAL 'INFORMATION OR EXPLANATIONS. (bwliaU,.no/Rqorr.>
Section VU
1. !tan 8 and llcm 44 from 2004 Discloswe Report not n:ported on :ZOOS Disclosuie Rq>ort due to not meeting .rqiorting lhnsbold in200S. 2. Item 35 from 2004 Disclosure Report DOW included in Item 42 Oil 2005 Disclosure Report. 3. Item 41 and 42 on 2005 Disclosure Report li&te4 as single line items per telephone conversation with Mr. John Staley of the AO on May 4, 2006. 4. Item 18 purchased for $5000.00 in 1986. S. Purchase of real property in200S not .rqiorted pursuant to Filing lnstnJctiOllS page 34 Part VII per telephone convenatioo with Mr. John Staley of the AO on
May4,2006.
.•
I
I
.,,......,
Dale of Rcp<in FINANCIAL DISCLOSURE REPORT Name of Person Reportini
.tfage 8 of 8 Fawsett, Pabida C 05/05/2006
IX. CERTIFICATION.·.
I certily that all hW>rmation given above (Including information pertaiuing to my sponse and minor or dependent children, if any) is air.rmt1 complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
proviilions permitting non-disclosu
I further certify that earned im:ome from outside employment and honoraria and Ille acceptance or gifts which have been reported are In compliance with Jlte provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Confereoce regulations. .
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND ILFULLY FALSIFIF.S Oil FAILS TO FILE THIS llEPOllT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail-signed original and 3 additional copies to:
Committee on Fmancial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.. Washington, D.C. 20544
I -�FORCAI.ENDAR YEAR 20QS __ _
rosmoN NAME OF ORGANIZATIONIENT11X
PARTIES AND TERMS
C:)J.-·
-..
< rn 0 ·.-:
Repon Required by El!ia ill Go 1.AC1o/l978.
AO-IO(WP) FINANCIAL DISCLOSURE REPORT Riv._., 1/.2006 (J U.S.C app. §§101-1 JI)
I. Pr n Reporting (last name, first, middle initial) 2. Court or Ocgaoization 3. Date al Repoct
Fawsett, Patricia C U.S. District Court FL-M 05/05fl006
4. Tille (Actide m judges in<lkate active or smioc lilatus; Sa. Rfport Type (cmck appropriate type) 6. Reporting Period gistratejudges indicate full. or part·lime) Ol/01'2005
0 Nomiruition. Dale toUnited States District Judge Initial Annual Final·0 0 12131'2005
sh. Amended Report 0 7. ChamhEn or Olf"iCe AddttSl!I 8. On the ham of the information conWned in this Report and any
modifications pertaining thereto, it is, in nv opioioo. in compliance 80 N. Hughey Ave. with applicable Jaws regulatioos. Orlando, FL 32801
Reviewing Ofraar Date
IMPORT ANT NOTES: The instnidions accompanying thisform mun be fol/Qwetl.. Co'"P.leU all parts, checking tlu NONE boxfor eachpart whenyou have no reportable information. Sign on la.stpage.
L POSITIONS. (Reportiltg iltdiridual fllll]; u•pp. 9-13 of innn.ctions.)
D NONE (No reportable positions.)
1. Member-Board of Trustees University ofFIOrida/ Levin College of Law
2. HonoraI)' Founding Trustee The Negro Spiritual Scholarship Foundation, Jnc.
Bok Tower Gardens Foundation. Inc. 3. Member- Board of Diiectors
Histo,i-ical Society of the United States District Court for the Middle District of 4. Director ·
Florida. Inc.
5.
II. AGREEMENTS. (Repol'ting UufiyiJual 011ly; 1e• pp. 14-16 ofinslnlctions.) ,__, = c-=> .::0NONE (No reportcible agreements.) L,.. rn c.::1- ()
rn_J -1.
-rir2.
0 03.
uHO.J O���-�
Ix I
SOURCE AND TYPE
Ix I
SOURCE AND IYPE
SOURCE DESCRIPTION
INCOME
L_
I -· - ---·· ... -- - _ ;-: ---· --··· ..
s.
_ __
FINANC DISCLOSURE REPORT - 0 H ··-·· n
Page 2of8 Fawsett, Patricia C ()5/05/2006
Ill. NON-INVESTMENT JNCOME. (Reportbtg indMdlUll and s use; •• pp. 17-U ofiaslT14du11u.)
A. Filer's Non-Investment Income
NONE (No reportable non-investment income.)
(yOUIS, not spouse's)
1.
2.
3.
4.
s.
B. Spouse's Non-Investment Income - lfyou Wt!,.;, married during""' portion of the reporling year, t:O"'llkl< this section. (Dollar amounl nnl requir"d e.u:ept for lumnraria.)
NONE (No reportable non-investment income.)
1.
2.
3.
4.
IV. REIM:BURSEMENTS - trruuportafion, lodgtng,foo4, enterlainmenL
(/ndiuks /hose to spnuu and dependenl childrr!n. See pp. 25-27 of instructions.)
D NONE (No reportable reimbursements.)
l. U.S.A.I.D government sponsored through Checchi and Company Nov 28 - Dec 3 I Taught a seminar lO judges and collrt secretaries of Monte Negro
Consulting, Inc. (transportation. hotal and meals)
2.
3.
4.
S.
N$v3 ,_
---------.-1-------::-------------
Fawwett, Patricia C
SOURCE DESCRJPTION
fXJ
CREDITQR . DESCRlPTION
4 .
VAL!JE
VALUE CODE
L
·•.
FINANCIAL DISCLOSURE REPORT Name of Pcr50ll Rcportina
ots 05/05/2006
'
V• GIFTS, (hu:ludn thou IO •pouu alUI depn.tkn1 clailJnn. Su pp. 28-31 of i>utru&tioM.)
[!] . NONE (No reportabl.e gifts.)
2.
3.
4•
.s.
VJ. LIABILITIES. (I""buln thou o/"l"*U and "'cliil4rM. SN pp. 3,-U ofilulnulimu.)
NONE (J!o reportabl.e liabilities.)
1.
2.
3.
.s.
o{8 ------'---r--'-F· · ..,,-lle4t,-Pa-tricila. . c -ost05hoo6
of B
A
r
(2) (3) (4) (5)
c
·-
K
(I) (2) {I)
D.ividend
5-20
Dau ofRq>onFINANCIAL DISCLOSURE REPORT NamcofPcnonll.eporting-·· -Page 4
VII. INvEsTMENTS and TRUSTS - u.co-. ...w.e. ufJSfUlCdoN <1nchldn "-• ofthe spoaae""" i1epetu1o1 cJUltlre111. &e 1P. 34-s1 ofjil#og ...) 0 NONE (No reportable income. assets. or transactions.)
A. B. c. D. Description of Assets ll\COlne during Gross value llt end of Transactioos during reporting period
(including trust 11Ssets) reporting period reporting period lf not exempt fiun dioclo>un:(I) (2)
Place "(X)" after. each set Amount exempt from prior disclosure
Type(c.g. Value Viiluc Type(c.g.
div:, rent, Code2 Method buy, sell, Date Value Gain Identity of Code I c0de3 merger, Month- Code2 Code Ior int.) buyetl:;eller
(ifprivBl.C(A-H) (J-P)
(Q-W) redemJ(ion) 1> .. y (J-P) (A-H) transactioo)
JI. AIM FUNDS Aim Constellation None Sold 4-7 c
2. AMERICANFUNDS -Fundamental Investors Fund A
A Dividend L T
3. AMERICAN FUNDS -Growth Fund of America A
A Dividend L T Partial Sale 6-3 K
4. AMERICAN FUNDS -Investment· Company of America A
A Dividend K T Partial Sale 6-3 K B
s. AMERICAN FUNDS-New Economy FundA
None Sold -
6-3 K• c
6. LORD ABBE'ITFUNDS-AffiliatedFund A
A Dividend L T Buy 6-8 K
1. LORD ABBEIT FUNDS- MidCap Fund A
A Dividend K T
8. LORD ABBETT FUNDS-Global Equity FundA
Nooe Sold 6-8 J B
9. LORD ABBETT FUNDS -hilen!aticnal Series Fund A
Nooe Sold 6-8 J B
10. AMERICAN FUNDS -American Balanced Fund A
B Dividend K T
11. AMERICAN FUNDS Bend Fund cf America A
B Dividend K T
12. AMERICAN FUNDS - Income Fund America A
Dividend K T
13. ANCH NAlL I SUN AMERICA/ Sold Polaris II Annuity/Alliance Growth
J D
NO:NE Sold S-2014. ANCH NAlL I SUN AMERICA/
Polaris II Annuity/Putnam G&I J D
15. ANCH NAlL I SUN AMERICA I Sold S-20 D Polaris II Annuity/Wellington Orth NONE
16. Hillsbourough County FL Utility Bond c Interest L
17. PUTNAM FUNDS -Putnam Fund for Sold 5-11 K c Growth & Income
A Dividend
I. lncume Chin COO..: Ac$ l,000 or I<'" B m$ I.001 - $2,500 c a$2,501 - $5,llllO D :$5,00I • $ 15.000 E =SI 5,001 • SS0.000 CS« Columlllil Bl w D4) P>450,00l - $100,000 G =$I 00,00 I - $1,000,000 HI =SI ,000.00 I - SS,000,000 ll2 "M<>n: than $5,000,000
2 VlllueUidcl 1=$15.000 .. e- K--$15,001, $50,000 L =$50.00I - $I 00,000 M SI00,001 -$250,00!I ( CalMmllOI Cl """'DJ) N =$250.001 - $500,000 O ..$500,ClO I - $1,000,000 Pl =Sl,000,001 -$5,000,000 l'2 ><$5,000.001 - $25,000,000
3. V.Juc Mc:thoo u.J.::i P3 :$25,()()(),001 . !150.000.000 R =Unit (Real E.i.tc: o..ly) P4 =M""' th"" $50,000,000 T"'°"hM.,l<i:t II:: -Au,.....,,."",..rd (S<:.: Culwnn C2l O =""'orw..i
-
05/00!i006
ol
A
A
J
K
I
(2)
.
(5)
Income during rq>Orting period
(I) reporting period .
(I)
buy, sell, merget", rcdcmptioo)
.
FINANCIAL DISCLOSURE REPORT Name of Person Rcportin& Da1c of Rq>on
· -· , Page.5of8
VII. INVESTMENTS and TRUSTS -u--. wilu-, 1r1111sacllons , "-'ofiM ""'uu an4 t1tpe,.,u"' rit1uun. Su PP· us1 ofJWnr '">
D NONE (No reportable income, assets, or transactions.)
A. .B. c. D. Tran5'1Clioos dwing R'pOrting period Gross value at end of
(2)
Description of A (including tnist assets)
·
AmOllnt {I)
Value Type(e.g. (J)Value
(2)Type (e.g. div., rent,
PlllCC "(X)" af1cT a.1set exempt from prioi-diselosure
Value Method
(4}GainDuteCode I Code2 Identity of
CodeJ (Q-W)
Month- Code2or inL) . Code!(J-P) buyetf11eller(J-P) (A-li) (ifpriva1e
tr.i.n.<;ao;tioo)
(A-H) n-..y
.
19. PUTNAM FUNDS - George Putnam Fund A
.NONE
Dividend K
R
T
20. ANCH NATL LIFE JNS ANNTY /Polaris Il I Davis Venture
A videod K T
21. ANCH NATL LIFE INS ANNTY /Polaris Ill Davis Real Estate
22. ANCH NA1l.. LIFE INS ANNTY /Polaris Ill MFS MidCapGrth
A
A
Dividend
Dividend J
T
T .
23. ANCH NAlL LIF.BJNS ANNlY /Polaris lJ I MFS TJ Ret\Jm· 24, PUTNAM FUNDS -US Govt Iocome A
25. v AN KAMPEN FUNDS -Comstock FundA
A
A
Dividend
Interest
Dividend
K
K
T
T
Sold
:Suy
S-11
7-14
K
J
A
26. AMERICAN FUNDS - GrowthJlundAmerica A
Nooe J T
27. AMERICAN FUNDS - Investmellt Compiiny of America A
A Dividend J T
28. &!ward Jones Money Market A Dividend J T
29. HARTFORD FUNDS- Capital Appreciation FuDd A
None J T
30. HARTFORD FUNDS - Mid Cap Fund A
None J T
31. HARTFORD FUNDS - Stock Fund A A Dividend J T
32. VAN KAMPEN FUNDS - Comstock FuodA
A Dividend J T
33. PUTNAM FUNDS - New Value Fund A
A Dividend J T
34. AMERICAN FUNDS -SamllCllJ> World Fund A
Nooe 1 :r
I . litcumc Gain CQda: A-Sl.000 ork"" B a$ I .OOI - $2,500 C o.$2.SIH · $5,000 D "$5,001 - SI S.OCJ() E =.$15,001 • SSO.!JOO (8"" ColumM B I 1U1d !>4) P=S.50,001 • $100.000 G =$100.001 • $1,()00,000 HI =$1,000,00I .ss.000,000. Hl=Morclh>nSS.000.000
2. v ., ... c.i.b J ..SIS.000 or kw K..$15,001 -$50.000 L =$50,001 • $100,000 . M =$100.00 I -$150,{)(X)(Ste Colwn"" CI 1!1>11 DJ) N ..S2S{),001 • $500,000 0 =.$500,001 • $1,000.000 Pi =$1 ,000.00 I - $5,000,000 P2 =SS.000.00 I - $?.5,000.Gm
PA ..,.\..A' .... - •L··- .,r,..,..,._ -- -
3. v.iw: MclhuJ Cuda P3 ..ns.000.001 $50,ooi),000
----- ···-·--···-----··· -·-···---.-'-------05J05r.zoo6·--·-
J
K
D.
(I)
Date ofRcpcrt FINANCIAL DISCLOSURE REPORT Name of Perwn Reporting
, Page,6of8 Fawsett, PatriOa C . --
VII. INVESTMENTS and TRUSTS - 1mo-. Wlhu, ,,. <indJules t1wse of 11u spoil# w .upe""8111 t:JiiU!r,... e PP· J4-s1 of JiJbol imtn1aio11S:>
0 NONE (No reportable income, assets, or transactions.)
A. . B. c. Description of Assets Income during Gross value ill end of Tr.insactiau dming reporting period (including tru t a< sets) reporting pericxi reporting period
(I) (2) (2) (I) If not exempt from di:;c""'"n:
Place "{X)" after each asset
exempt from prior disclosun: Amount Code I (A-H)
Type(e.g. div., rent,
or int)
Value Code2
(J-P)
Vllluc Method CodeJ (Q-W)
Type(c.g. buy,!!ell,
mei-gcr, redemption)
(2) Date Molllh-o-..y
.
{3) Valllc Code2 (J-P)
(4) Gain Code I (A-H)
(5) Identity of buyeti!leller {if private transaction)
35. American Funds-Capital Income Builder A ..
A Dividend J T Buy 4-11 J
36. American FWlds- Capital World Bond Fund A
A Dividend J T Buy 6-9
37. American.Funds- Capital World Growth and Income Fund A
A Dividend K' T Buy 6-3 K
38. American Funds-EuroPaciticFund A None K T Buy 6-3 K
39. VanKampenFunds-Real Estate Fund A A Dividend K . T -
Buy 6-6
40. VanKampen Funds-Real Estate Fund A A Dividend J T Buy 7-14 J .•
41. Edward Jones Profit Sharing Pl B Dividend K . T
42. Edward Jones 40 lk. B Dividend K T
I. Im.unc G!aiu Cuda: A..Sl.OOOorlclOI B =$1.001 - Sl.500 C :$2,SOI - $5.000 D :SS,00 I - $ i 5,000 E c$i5Jl01 -SS0,000 (See. Col um RI ll i w1'tl 1)4) IP...$50,001 -SI00.000 G..$100.001 -$1.C00.000 HI =$i,000.00I -35,000,ffill Kl :Moo: than s.s.mo.ooo
2. V..tu< Cud"" J-$ iS,000 er bu K =S 15.00i -$50.000 L <$50.001 - Si 00,()00 Yl=S ICJ0.001 - $250,000 (See Col"'""" CI ....d D») N 2$250,00I $500.000 0 =SS00.001 - $1.000.llOO Pl =Sl.000.00i -$5.000,00o n ">l.000,001 - $15,000.000 -
... .... I .. A-L, .. . Jr...:..1-. i'3 ><$25.000.00i $50,000,000 P4 =Mo<e th"'1 $'.W,(J(J),(1()1) - R =Coirt (R""1 B.1':1.1: Om!y) T' =Cash M.rket
.. .
FINA.l CIAL pISCLOSURE REPORT
Faw&ett, Patricia C
VllL ADDITIONAL INFORMATION OR EXPLANATIONS. (bttliarU,..n o/11.•pon.>
Section VIl
I. Item 8 and I.tan 44 from 2004 Discloswe Report not reported on 2005 Di losuie Rq>ort due io not meCting reporting threshold in 2005. 2. Item 35 from 2004 Disclosure Report now included in Item 42 on 200S Disclosure Rq>ort. 3. Item 41 and42 on 2005 Disclosure Report lfate4 as single line items per telephone conversation with Mr. John Staley of the AO on May 4, 2006. 4. Item 18 purchased for $.S000.00 in 1986. S. Purchase of real property in 200.S not reported pursuant to Filing InstnJctions page 34 Part VII per telephone convenatioo with Mt. John Staley or the AO on
May4,2006 •
.·
·-
..
I ame
I l J
DaLC of RcpOrl FINANCIAL DISCLOSURE REPORT . of Pcnon Reporting
rage !S Of 8 Fawsett, Patricia C 05/05/2006
IX. CERTIFICATION.
I certify lhat all information given above (including information pertaining to my spouse and minor or dependent children, if any) is ad a>mplete to the best oCmy knowledge md belief, and lb.at any inronwilion not reported was withheld because it met applicable statutory
provisions permilting non-disclosure.
I further certify that earned inc;ome Crom outside employment and honoraria and the acceptance oC gifts which have been reported are In compliance with µie provisions or 5 U.S.C. app. § 501 et. seq., S U.S.C. § 7353, and Judicial Conference regulations. .
AlLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVll.
FILING INSTRUCTIONS
Mailsigned original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.. Washington, D.C. 20544
