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MET3 Model
Dr. Athena Roumboutsos
Dpt. Shipping, Trade and Transport,
University of the Aegean
National Hellenic Research Foundation (& KINNO)
Key Success Factors to Better Technology Transfer
Marseille, April, 2, 2012
Scope
• Fully integrated TTT model for MED conditions:
– knowledge and people flows,
– evaluation & marketing of IP,
– operational and commercialisation alternatives, etc.
• Policy interventions & recommendations
– Regulatory,
– Research & technology-related
– Innovation-related policies
• Transfer of MET3 results
Building Blocks
Stakeholders/ Actors
Contextual Factors
MET3 Tools
TT Stakeholders & Actors • Technology Producers [Universities/ Research Institutes & Centers
(Public) - Corporate R&D Laboratories/ Centers (Private)]
• Technology Consumers [Manufacturers, Service Providers etc.
(Private) - Government Agencies/ Companies etc. (Public)]
• Product Producers
• Product Consumers [Primary (end users) & Secondary (service
providers)]
• Brokers [Government Agencies/ Bodies (Public) - TT Intermediaries,
VCs, Angel Investors etc. (Private)]
• Standardisation Bodies
• Funders/ Seed Capital etc. (Private & Public)
Source: Bauer et al.
2010)
Contextual Factors
• Systems of Innovation Approach – Evolution Theory – Systemic Problems in spread of Innovation: – Infrastructural failures
– Transition failures
– Lock-in/path dependency failures
– Hard institutional failure
– Soft institutional failure
– Strong network failures
– Weak network failures
– Capabilities’ failure
• Market Demand & Competition
• System Boundaries
Systems of Innovation Framework
NATIONAL CONTEXT
Actors
Contextual Factors
TEC.
PROD.
TEC.
CONS.
PROD.
PROD.
PROD.
CONSUM
BROKERS FUNDS
INFRASTRUCTURE
TRANSITION
HARD
INSTITUTIONS
SOFT
INSTITUTIONS
STRONG
NETWORKS
WEAK NETWORKS
CAPABILITIES
MARKET
Key References
• Arrow K. (1962) Economic welfare and the allocation of resources for invention. In: Nelson R, editor. The rate and direction of inventive activity. Princeton University Press; 609-25.
• Edquist, C., Hommen, L., Johnson, B., Lemola, T., Malerba, F., Reiss, T., Smith, K., (1998) The ISE Policy Statement—the Innovation Policy Implications of the ‘Innovations Systems and European Integration’. Research project funded by the TSER programme (DG XII). Linkooping University, Linkooping.
• Woolthuis, R. K., Lankhuizen, M., & Gilsing, V. (2005) A System Failure Framework for Innovation Policy Design. Technovation , 25, 609-619.
• Roumboutsos, A., Kapros, S., Lekakou, M. (2011) Motorways of the Sea in the SE Mediterranean: innovation systems’ analysis of policy instruments, ECONSHIP 2011, Chios, June 22-24, 2011
• “Innovation Processes in Surface Transport”, FP7, TREN/FP7TR/234076”INNOSUTRA
TTT Model Approach
Technology Innovation
Characteristics
Assessment of
Market
Meso/Macro Level
SYSTEM
OF
INNOVATION
(ORIGIN)
STAKEHOLDERS
CO
NT
EX
TU
AL
FAC
TO
RS
SYSTEM
OF
INNOVATION
(DESTINATION)
STAKEHOLDERS
CO
NT
EX
TU
AL
FAC
TO
RS
TT Strategies
TT Process
Efficiency
TT Tools Used in MET3
C3.2 – Description of Region
C3.3 – Description of Sector
C3.5 – TBOs
C4.1 – Exploitation plans & workshops (EPW)
C4.2 – Portal (P)
C4.3 – TT Missions (TT)
C4.4 – Capacity building events (CBE)
Assessment of
Market
Meso/Macro Level
Technology Innovation
Characteristics
SYSTEM
OF
INNOVATION
(ORIGIN)
&
(DESTINATION)
STAKEHOLDERS
CO
NT
EX
TU
AL
FAC
TO
RS
Systems of Innovation Framework
NATIONAL CONTEXT
Actors
Contextual Factors
TEC.
PROD.
TEC.
CONS.
PROD.
PROD.
PROD.
CONSUM
BROKERS FUNDS
INFRASTRUCTURE EPW EPW EPW EPW EPW EPW
TRANSITION P P P P P P
HARD
INSTITUTIONS
EPW EPW EPW EPW EPW EPW
SOFT
INSTITUTIONS
P P P P P P
STRONG & WEAK
NETWORKS
TT TT TT TT TT TT
CAPABILITIES P / CBE P / CBE P / CBE P / CBE P / CBE P / CBE
MARKET EPW EPW EPW EPW EPW EPW
Transnational
• C4.1 – Exp Plans (CITA)
• C4.2 – Portal – UAegean
• C4.3 – TT - FUERM
• C4.5 – Consolidation workshop - NHRF
TT Strategies
TT Process
Efficiency
Technology Transfer Efficiency
• TT Justification and selection
• TT Planning stage
• TT Negotiations Stage
–E.g. Approaches and strategies, Trust
• TT Implementation
–E.g. Execution, Experience, Costs, Targets
Transnational
Systems of Innovation Framework
Actors
Contextual Factors
TEC. PROD. PROD. PROD. BROKERS
INFRASTRUCTURE
TRANSITION
HARD INSTITUTIONS
SOFT INSTITUTIONS
STRONG NETWORKS
WEAK NETWORKS NBE NBE NBE
CAPABILITIES TTE / EV /CONS TTE / EV /CONS TTE / EV /CONS
MARKET ? ? ?