Thayer Pre-Colonial Asia-Pacific

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    PrePre--Colonial InfluencesColonial Influencesin the Asia Pacificin the Asia Pacific

    Professor Carl ThayerProfessor Carl Thayer

    Presentation toPresentation to

    Centre forCentre for DefenceDefence and Strategic Studiesand Strategic Studies

    AustralianAustralian DefenceDefence CollegeCollegeMarch 10, 2009March 10, 2009

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    Lesson ObjectivesLesson Objectives

    Understand the key impacts ofUnderstand the key impacts of SinicSinic,,India, Hindu and Muslim influences onIndia, Hindu and Muslim influences on

    shaping the fundamental social order inshaping the fundamental social order in

    Asia prior to the entry of colonialAsia prior to the entry of colonialpowers.powers.

    Consider how those influences are stillConsider how those influences are still

    fundamental drivers in Asia today.fundamental drivers in Asia today.

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    Outline of LectureOutline of LectureBackgroundBackground

    Rise of preRise of pre--colonial empires in Indiacolonial empires in IndiaIndianizationIndianization of Southeast Asiaof Southeast Asia

    Formation of Imperial ChinaFormation of Imperial China

    The Chinese Tribute SystemThe Chinese Tribute SystemThe Spread of Islam and Islamic Political PowerThe Spread of Islam and Islamic Political Power

    The Age of Commerce, 1450The Age of Commerce, 1450--16801680

    PrePre--colonial forces as fundamental drivers in thecolonial forces as fundamental drivers in thecontemporary periodcontemporary period

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    BackgroundBackground

    Empires first arose in India (321Empires first arose in India (321--184 BCE)184 BCE)

    and China ( 221 BCEand China ( 221 BCE--220 CE)220 CE)

    Two waves of westernTwo waves of western colonisationcolonisation

    Iberian Wave (1511Iberian Wave (1511--1919thth

    CenturyCentury Forward Movement (1870Forward Movement (1870--))

    Broad brush overviewBroad brush overview

    South Pacific not includedSouth Pacific not included

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    PrePre--Colonial Security PerspectivesColonial Security PerspectivesTheThe statestate (dynasty) was the main actor(dynasty) was the main actor

    Security was identified as the security ofSecurity was identified as the security ofthe dynasty in powerthe dynasty in power

    InterInter--state relations highly personalizedstate relations highly personalized

    Norms (not law) guided state behaviorNorms (not law) guided state behaviorState power rested on population underState power rested on population undercontrolcontrol

    War and conquest used as an instrumentWar and conquest used as an instrumentof state powerof state power

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    1. Pre1. Pre

    --colonial Empires in Indiacolonial Empires in India

    Modern India and Mauyra Dynasty (321 BCE 183 CE)

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    HinduismHinduismWorldWorlds oldest religious traditions oldest religious tradition

    Indus RiverIndus River civilisationcivilisation

    No one founder or single religious textNo one founder or single religious text

    Many sacred textsMany sacred texts

    Many religious schools of belief and godsMany religious schools of belief and gods

    Brahma, Vishnu, Shiva,Brahma, Vishnu, Shiva, ShaktiShakti and reincarnationsand reincarnations

    such as Rama and Krishnasuch as Rama and Krishna

    Importance of religious ritualsImportance of religious rituals

    Reinforced caste structureReinforced caste structure

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    Buddhism (6Buddhism (6thth Century BCE)Century BCE)

    Founded by Siddhartha GautamaFounded by Siddhartha Gautama On enlightenment he became the BuddhaOn enlightenment he became the Buddha

    One of the worldOne of the worlds oldest religions thats oldest religions thatspread to embrace most of Asiaspread to embrace most of Asia

    Reaction to caste structure and HinduismReaction to caste structure and Hinduism

    Scriptures are recollections of BuddhaScriptures are recollections of Buddha

    compiled after his death by disciples suchcompiled after his death by disciples suchasas AnandaAnanda

    Theravada and Mahayana two main sectsTheravada and Mahayana two main sects

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    Gupta Dynasty (250Gupta Dynasty (250--550 CE)550 CE)

    The Golden Age ofThe Golden Age ofIndiaIndia

    Dynasty based onDynasty based on

    HinduismHinduismTolerance towardsTolerance towards

    BuddhismBuddhism

    SubSub--continental focuscontinental focus

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    CholaChola Dynasty 9Dynasty 9thth

    --1313thth

    Century CECentury CE

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    Northern IndiaNorthern Indiasubjected to repeatedsubjected to repeated

    invasions byinvasions by

    Persians, Greeks,Persians, Greeks,

    Arabs and CentralArabs and Central

    AsiansAsians

    MoghulMoghul

    EmpireEmpire

    (1526(1526--1858 CE)1858 CE)

    Islam and HinduismIslam and Hinduism

    coco

    --existedexisted

    Note territory to westNote territory to west

    of Indus Riverof Indus River

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    2.2. IndianizationIndianization of Southeast Asiaof Southeast AsiaProlonged processProlonged process Merchants and trading communities,Merchants and trading communities,

    missionaries, pilgrimsmissionaries, pilgrims

    Impacted on mainland and islandImpacted on mainland and island

    Southeast AsiaSoutheast AsiaSoutheast Asian courts importedSoutheast Asian courts importedspecialists to shore up their legitimacyspecialists to shore up their legitimacy

    BuddhismBuddhism--Hinduism coHinduism co--mingled andmingled andmixed with local beliefsmixed with local beliefs

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    PrambananPrambanan Temple, JavaTemple, Java

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    SrivijayaSrivijaya Empire 10Empire 10thth--1111thth CenturyCentury

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    MajapahitMajapahit Empire 1293Empire 1293--15271527

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    Khmer Empire 9Khmer Empire 9thth--15h Century15h Century

    Angkor Watcomplex

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    3. Formation of Imperial China3. Formation of Imperial China

    Warring States

    221-206 B.C.

    Yellow River civilisation

    Central theme has been

    unification of Hanheartland between

    Yellow and YangtzeRivers

    Invasions by Mongols(1271-1368 CE) andManchus

    Gradual expansion overland mass

    Incorporation of Tibet

    and other territories

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    ConfucianismConfucianism

    Confucius (551Confucius (551--479 BCE)479 BCE)

    Teaching consolidated by his followers,Teaching consolidated by his followers,

    MenciusMencius Analects of ConfuciusAnalects of Confucius

    Centrality of EmperorCentrality of EmperorHierarchical personal obligationsHierarchical personal obligations

    Examination systemExamination system -- meritocracymeritocracy

    Ideological foundation for Imperial ChinaIdeological foundation for Imperial China

    (221 BCE(221 BCE--199 CE)199 CE)

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    Qin Dynasty 221Qin Dynasty 221--207 BCE207 BCE

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    Han Dynasty 206 BCEHan Dynasty 206 BCE--220 CE220 CE

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    Sinification

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    Ming Dynasty 1368Ming Dynasty 1368--16441644Strong centralgovernment

    Outward looking

    Encouragedinternational trade

    Voyages ofexploration byAdmiral Zheng He

    Revival of tributesystem

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    ChingChing Dynasty 1644Dynasty 1644--19111911

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    4. The Chinese Tribute System4. The Chinese Tribute System

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    Admiral Cheng Ho, 1405Admiral Cheng Ho, 1405--3333

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    SiniticSinitic (Chinese) System(Chinese) SystemWorld viewed as aWorld viewed as a

    single unitsingle unitChina was the MiddleChina was the MiddleKingdomKingdom

    Emperor hadEmperor hadauthority over allauthority over allpeople under heavenpeople under heaven

    ConquestConquest throughthrough

    culture and virtueculture and virtue

    No interNo inter--governmentgovernment

    relations per serelations per seNo role forNo role forinternational law orinternational law orcooperationcooperation

    Force used to:Force used to: Secure recognitionSecure recognition

    Chastise a state that hadChastise a state that hadstrayed from proper rulesstrayed from proper rulesof conductof conduct

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    SiniticSinitic SystemSystemThe IdealThe Ideal

    Inequality of nations aInequality of nations a

    fundamental featurefundamental feature

    Insistence onInsistence on

    hierarchy in relationshierarchy in relations

    Tributary relationsTributary relations

    based on personalbased on personal

    obligationsobligations

    China recognized asChina recognized as

    superiorsuperior

    Strong dynastiesStrong dynastieswere expansivewere expansive

    China did not interfereChina did not interfere

    in internal affairsin internal affairsCompliant behaviorCompliant behavior

    rewardedrewarded

    RogueRogue statesstateschastised or punishedchastised or punished

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    SiniticSinitic SystemSystemThe RealityThe RealityPrinciple ofPrinciple of righteousrighteous

    warwar China unified byChina unified by

    warwar

    War and organizingWar and organizingfor war mainstays offor war mainstays of

    governmentgovernment

    Two strategic culturesTwo strategic cultures IdealizedIdealized

    OperationalOperational

    Korea and VietnamKorea and Vietnam

    subjected to periodicsubjected to periodicinvasioninvasion

    Korea seen as aKorea seen as a

    model tributary statemodel tributary stateVietnam seen as aVietnam seen as a

    noncompliant andnoncompliant and

    rebelliousrebellious

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    Indic andIndic and SiniticSinitic SystemsSystemsNonNon--universal ruleruniversal ruler

    Hereditary nonHereditary non--centralizedcentralizedadministrationadministration

    Aggressive interstateAggressive interstatebehavior, need tobehavior, need toprove superiorityprove superioritythrough manifestationthrough manifestation

    of superior powerof superior power

    Universal EmperorUniversal Emperor

    NonNon--hereditaryhereditarycentralizedcentralized

    administrationadministration

    Relatively benign,Relatively benign,superiority manifest insuperiority manifest in

    cultural terms,cultural terms,

    superiority notsuperiority notamenable to proof byamenable to proof by

    force of armsforce of arms

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    Indic andIndic and SiniticSinitic SystemsSystemsVague definition ofVague definition of

    bordersbordersDistribution ofDistribution ofinternational politicalinternational politicalpower in form ofpower in form ofconcentric circles;concentric circles;enemies and friendsenemies and friendsalternate, closestalternate, closest

    neighbor primaryneighbor primaryenemyenemy

    Clear notion of ownClear notion of own

    borders but not ofborders but not ofbarbarian kingdomsbarbarian kingdoms

    Concentric circlesConcentric circlesrepresentingrepresentingdecreasing culturaldecreasing culturalinfluence, hostilityinfluence, hostilitygreatest from center,greatest from center,

    neighbors likeneighbors likeyounger brothersyounger brothers

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    5. The Spread of Islam5. The Spread of Islam

    and Islamic Political Powerand Islamic Political Power

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    Islamic SultanatesIslamic SultanatesDirect contact with Meccaand Ottoman Caliphate

    Portugal attacked and seizedMalacca Sultanate 1511

    Span fought the Moors in the

    Philippines

    Christian-Muslim conflict -discourse of jihad

    Aid received from OttomanEmpire

    Indonesian volunteers fought

    in India

    Collision of Christianity and Islam setoff violent confrontation

    Portugal attacked and destroyedMuslim trade in Indian Ocean fromlate 15th Century

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    6. The Age of Commerce6. The Age of Commerce

    14501450--16801680

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    Two Trade Networks CombinedTwo Trade Networks Combined

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    Iberian Trade RoutesIberian Trade Routes

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    PrePre--colonial Forces as Fundamentalcolonial Forces as Fundamental

    Drivers in the Contemporary PeriodDrivers in the Contemporary Period

    IndiaIndiarole in Nonrole in Non--Aligned MovementAligned Movement 5 Principles of Peaceful Co5 Principles of Peaceful Co--existenceexistence

    Member of ARF and EASMember of ARF and EAS

    Buddhism plays an important domesticBuddhism plays an important domesticpolitical role in Sri Lanka and Myanmarpolitical role in Sri Lanka and Myanmar Thailand, Cambodia, Laos, VietnamThailand, Cambodia, Laos, Vietnam

    Hinduism a domestic political issue inHinduism a domestic political issue inIndiaIndia briefly emerged in Malaysia in 2007briefly emerged in Malaysia in 2007

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    PrePre--colonial Forces as Fundamentalcolonial Forces as Fundamental

    Drivers in the Contemporary PeriodDrivers in the Contemporary Period

    Islamic influences from Middle EastIslamic influences from Middle East date to predate to pre--colonial eracolonial era

    Islam plays political roleIslam plays political role

    ethnoethno--nationalist conflicts in Kashmir,nationalist conflicts in Kashmir,southern Thailand, southern Philippines,southern Thailand, southern Philippines,

    Xinjiang (China)Xinjiang (China)

    in domestic politics in Indonesia & Malaysiain domestic politics in Indonesia & MalaysiaIntroduction of shariIntroduction of sharia lawa law

    rere--establishment of Caliphateestablishment of Caliphate

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    PrePre--colonial Forces as Fundamentalcolonial Forces as Fundamental

    Drivers in the Contemporary PeriodDrivers in the Contemporary Period

    Expansion of ChinaExpansion of Chinas economic ands economic and

    political influence in Southeast Asiapolitical influence in Southeast Asia

    Revival ofRevival of tribute systemtribute system

    Ming Dynasty stimulated production for ChinaMing Dynasty stimulated production for Chinamarketmarket

    ConfucianismConfucianism

    Role in Asian values debateRole in Asian values debate

    Hu JinHu Jin--taotao harmonyharmony andand harmonious worldharmonious world

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    PrePre--Colonial Influences inColonial Influences in

    the Asia Pacificthe Asia PacificQuestionsQuestions

    Professor Carl ThayerProfessor Carl Thayer

    [email protected]@adfa.edu.au