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Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
B1
Appendix B
Construction Vibration Receiver Types
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
B2
a. Built Heritage
EBS_ID St. No Street Building Name/ Description Category
709 12 Queen Street Former Central Post Office Built Heritage
710 2 Queen Street Endeans Building Built Heritage
109 12-14 Customs Street West Former Customs House Built Heritage
19 3 Albert Street West Plaza Built Heritage
14 13 Albert Street Yates Building Built Heritage
14 15 Albert Street Link House Built Heritage
27 46-56 Albert Street APN NZ Complex Built Heritage
20 35 Albert Street Price Buchanan Building Built Heritage
21 37-39 Albert Street Building Built Heritage
22 41 Albert Street Prince Albert Apartments Built Heritage
24 51-53 Albert Street Retail and Office building Built Heritage
25 55 Albert Street Retail and Office building Built Heritage
25 57 Albert Street Retail and Office building Built Heritage
28 61 Albert Street Shakespeare Hotel Brewery Built Heritage
549 26, 34-36 Wyndham Street Former Gas Co Building Built Heritage
719 9-11 Durham Lane Bluestone Store Built Heritage
1 98-102 Albert Street Armishaws Building Built Heritage
511 43 Victoria Street West Retail Building Built Heritage
34 83 Albert Street Retail and Office building Built Heritage
1118 66 Victoria Street West London Dairy Built Heritage
1117 68 Victoria Street West J H Hannan Built Heritage
542 24 Wellesley Street West Bledisloe House Built Heritage
541 15-31 Wellesley Street West T&G Building Built Heritage
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
B3
EBS_ID St. No Street Building Name/ Description Category 193 11 Mayoral Drive Former Public Trust Office Built Heritage
517 105 Vincent Street Auckland Chinese Presbyterian Church Built Heritage
526 133 Vincent Street Juliette's Built Heritage
199,198,1022 290 Queen Street Aotea Centre Built Heritage
336 70-74 Pitt Street The Chatham Building Built Heritage
724 1 Beresford Square Former Pitt Street Fire Station Built Heritage
724 53 Pitt Street Old Central Ambulance Station Built Heritage
330 59 Pitt Street Retail Building Built Heritage
1119 283 Karangahape Road Samoa House Built Heritage
1120 16-18 Beresford Square Office Building Built Heritage
178 251-253 Karangahape Road Retail and Office building Built Heritage
333 61-65 Pitt Street Dentists Chambers Built Heritage
337 78 Pitt Street Pitt St Methodist Church Built Heritage
176 238 Karangahape Road George Court Building Built Heritage
212 9 Mercury Lane The Mercury - kings theatre Built Heritage
97 1 Cross Street George Court Factory Building Built Heritage
297 151 Newton Road Commercial Building Built Heritage
458 215 Symonds Street Edinburgh Castle Building Built Heritage
459 221 Symonds Street Interface Architecture Building Built Heritage
464 233 Symonds Street Altezano Built Heritage
464 235 Symonds Street French Connection Restaurant Built Heritage
464 237 Symonds Street Retail and Residential Building Built Heritage
464 239 Symonds Street Retail and Residential Building Built Heritage
465 241 Symonds Street Retail and Residential Building Built Heritage
465 243 Symonds Street Retail and Residential Building Built Heritage
466 245-247 Symonds Street Retail and Residential Building Built Heritage
467 249-251 Symonds Street Retail and Residential Building Built Heritage
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
B4
EBS_ID St. No Street Building Name/ Description Category 468 253-255 Symonds Street Retail and Residential Building Built Heritage
257 21 New North Road Retail Building Built Heritage
213 1-13 Mount Eden Road Retail and Residential building Built Heritage
1132 29 Brentwood Avenue Residential Building Built Heritage
1133 31 Brentwood Avenue Residential Building Built Heritage
1135 33 Brentwood Avenue Residential Building Built Heritage
76-86 Albert Street Historic Toilets/ bluestone retaining wall Built Heritage
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
B5
b. Residential
EBS_ID St. No Street Building Name/ Description Category 33 8-12 Albert Street Quay West Hotel Residential
15 17 Albert Street Cohesive Technology House Residential
16 22-26 Albert Street The Stamford Residential
31 74 Albert Street Chifley Suites Residential
32 76-84 Albert Street City Gardens Apartments Residential
4 103,105,107 Albert Street Manhattan Apartments Residential
8 109-125 Albert Street Sky City - Grand Hotel & Convention Centre Residential
5 106-108 Albert Street Elliot Tower (Proposed) Residential
11 128 Albert Street Crown Plaza Residential
515 103 Vincent Street YWCA Accommodation Residential
519 109 Vincent Street The Rodney Apartments Residential
520 113 Vincent Street Winsun Heights Apartments Residential
528 135 Vincent Street Dynasty Gardens Hotel Residential
531 150 Vincent Street The City Lodge Residential
532 156 Vincent Street Eclipse Apartments Residential
201 71-87 Mayoral Drive Rendezvous Grand Hotel Residential
326 29,39,41 Pitt Street Hopetoun Delta Apartments Residential
1063 22-28 Beresford Square The Beresford Residential
1068 259-281 Karangahape Road Retail and Residential building Residential
1121 14 East Street Residential Building Residential
1123 9 A-C Mercury Lane Residential Building Residential
1124 18 East Street Residential Building Residential
298 153 Newton Road Beatnik Residential
144 10 Flower Street Eden Terrace Apartments Residential
1129 1 Akiraho Street Eden Oaks Residential
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
B6
c. Commercial
EBS_ID St. No Street Building Name/ Description Category 707 21 Queen Street Zurich House (Anzo Tower) Commercial
23 7 Albert Street Retail and Office building Commercial
38 9-11 Albert Street Food Alley Commercial
17 23-29 Albert Street ANZ Centre Commercial
424 12-26 Swanson Street Affco House Carpark Commercial
26 58 Albert Street APN NZ Complex Commercial
29 63 Albert Street AMI House Commercial
30 65-69 Albert Street Auckland District Court Commercial
552 38 Wyndham Street Wyndham Towers Commercial
36 92-96 Albert Street Former Telecom Tower Commercial
35 85 Albert Street Retail and Office building Commercial
37 87-89 Albert Street Albert Plaza Commercial
39 99 Albert Street AA Building Commercial
13 135 Albert Street ASB Building Commercial
10 120 Albert Street BDO Tower Commercial
546 44-52 Wellesley Street West Wellesley Centre Commercial
534 67-101 Vincent Street Auckland Police Station Commercial
113 22 Dundonald Street Soundcraft Ltd Commercial
189 3 Flower Street TV3 Building Commercial
1126 32 Normanby Road Commercial Building Commercial
1127 3 Enfield Street Horse and Trap Commercial
1128 101 Mount Eden Road Hometune Commercial
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
C1
Appendix C
Settlement Contours
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
C2
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
C3
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
C4
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
C5
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
C6
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer Assessment.
C7
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
D1
Appendix D
Indicative Settlement Profiles
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
D2
- CH350 Albert Street Open Cut and Cover
- CH620 Albert Street Open Cut and Cover
0.0
2.0
4.0
6.0
8.0
-40.0 -30.0 -20.0 -10.0 0.0 10.0 20.0 30.0 40.0 50.0
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH350 - Albert Street Open Cut and Cover
0.0
4.0
8.0
12.0
16.0
-50.0 -40.0 -30.0 -20.0 -10.0 0.0 10.0 20.0 30.0 40.0 50.0 60.0
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH620 - Albert Street Open Cut and Cover
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
D3
- CH740 Albert Street Open Cut and Cover
- CH1000 Aotea Station
0.0
3.0
6.0
9.0
12.0
15.0
18.0
-60.0 -50.0 -40.0 -30.0 -20.0 -10.0 0.0 10.0 20.0 30.0 40.0 50.0 60.0 70.0 80.0
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH740 - Albert Street Open Cut and Cover
0
5
10
15
20
25
-40 -30 -20 -10 0 10 20 30 40 50
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH 1000m - Open Cut and Cover Aotea Station
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
D4
- CH1150 Mayoral Drive TBM
- CH1450 Vincent Street TBM
0
5
10
15
20
25
-30 -20 -10 0 10 20 30 40
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH 1150m - Mayoral Drive TBM
0
5
10
15
20
25
-30 -20 -10 0 10 20 30 40
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH 1450m - Vincent Street TBM
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
D5
- CH1800 Pitt Street TBM
- CH1850 Karangahape Road Station
0
2
4
6
8
10
-50 -40 -30 -20 -10 0 10 20 30 40 50 60 70 80 90 100
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH 1800m - Pitt Street TBM
0
5
10
15
20
-50 -40 -30 -20 -10 0 10 20 30 40 50 60 70 80 90 100
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH 1850m - Karangahape Road Station
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
D6
- CH1900 Karangahape Road Station
- CH2200 Central Motorway Junction
0
10
20
30
40
-50 -40 -30 -20 -10 0 10 20 30 40 50 60 70 80 90 100
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH 1900m - Karangahape Road Station
0
5
10
15
20
-40 -30 -20 -10 0 10 20 30 40 50 60
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH 2200m - Central Motorway Junction
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
D7
- CH2650 Symonds Street TBM
- CH2800 Newton Station
0
3
6
9
12
15
-50 -40 -30 -20 -10 0 10 20 30 40 50 60 70 80 90 100
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH 2650m - Symonds Street TBM
0
5
10
15
20
25
30
35
-50 -40 -30 -20 -10 0 10 20 30 40 50 60 70 80 90 100
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH 2800m - Newton Station
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
D8
- Ch3030 Newton Open Cut and Cover
- Ch3100 NAL West Open Cut and Cover
0
3
6
9
-50.00 -30.00 -10.00 10.00 30.00 50.00 70.00 90.00 110.00 130.00
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH3030 - Newton Open Cut and Cover
0.00
4.00
8.00
12.00
16.00
-50.00 -30.00 -10.00 10.00 30.00 50.00 70.00
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH3100 - NAL West Open Cut and Cover
Technical Report to support Assessment of Environmental Effects (City Rail Link Notice of Requirement): Structural Engineer
Assessment.
D9
- Ch3100 NAL East Open Cut and Cover
0.0
4.0
8.0
12.0
-60.0 -40.0 -20.0 0.0 20.0 40.0 60.0 80.0 100.0
Sett
lem
en
t (m
m)
Offset from Downtrack Centreline (m)
CH3100 - NAL East Open Cut and Cover
Alber
Appendix E
Settlement Principles Report
Project: Auckland City Rail Link
Settlement Principles Report
Reference: 228072
Prepared for: Auckland Transport
Revision: 1
10 August 2012
In association with
Aurecon | Mott MacDonald | Jasmax | Grimshaw Project 228072 | File Appendix E Settlement Principles Report.docm | 10 August 2012 |
Revision 1
Document Control Record
Document prepared by:
Aurecon New Zealand Limited
Level 4, 139 Carlton Gore Road Newmarket Auckland 1023
PO Box 9762 Newmarket Auckland 1149 New Zealand
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a) Using the documents or data in electronic form without requesting and checking them for accuracy against the original hard copy version.
b) Using the documents or data for any purpose not agreed to in writing by Aurecon.
Report Title Settlement Principles Report
Document ID 228072-AC-WPP-012 Project Number 228072
File Path C:\Users\David.Mockett\Documents\228072 City Rail Link\Settlement Principles Report\228072-AC-RPT-012[0]Rev1.docx
Client Auckland Transport Client Contact Steve Hawkins
Rev Date Revision Details/Status Prepared by Author Verifier Approver
0 12 July 2012 Issued Draft DRM Bill Newns as part of CDR
1 10 August 2012 Issued Draft DRM Bill Newns as part of CDR
Current Revision 1
Approval
Author Signature Approver Signature
Name Name
Title Title
E4
Aurecon | Mott MacDonald | Jasmax | Grimshaw Project 228072 | File Appendix E Settlement Principles Report.docm | 10 August 2012 |
Revision 1
Contents 1. Overview 5
1.1 General 5
1.2 Settlement Caused by Excavation 5
1.3 Settlement Caused by Groundwater Drawdown 6
1.4 Potential Seismic Effects 6
2. Buildings 7
3. Utilities 9
3.1 Pipelines 9
4. Settlement Prediction 10
4.1 Tunnels 10
4.2 Cut and Cover Tunnels and Shafts Error! Bookmark not defined.
5. Interim Conclusions 11
5.1 Condition Surveys 11
5.2 Surface and Structural Settlement Monitoring 11
5.3 Groundwater Levels and Pressures 11
5.4 Response Plans 11
E5
Aurecon | Mott MacDonald | Jasmax | Grimshaw Project 228072 | File Appendix E Settlement Principles Report.docm | 10 August 2012 |
Revision 1
1. Overview
1.1 General
Settlement observed at surface resulting from tunnelling and excavation can be divided into those
occurring as a result of ground deformations (volume loss or immediate settlements) or from effective
stress changes, as a result of soil pore water pressure decreases in compressible soils
(consolidation).
Tunnel shaft and cut and cover excavations reduce groundwater levels and soil pore water pressures
via drainage over the design life such that settlements will occur where there are compressible soils.
Settlement trough curvature induced by excavation (volume loss/immediate settlements) is the
principal factor in determining the potential for adverse effects upon existing buildings and structures.
That is, the potential for damage arises largely from tensile strains associated with the settlement
trough gradient as opposed to the magnitude of the settlement itself.
The potential for adverse effects arising from settlement is directly related to settlement curvature,
relative to the dimensions of the structure at risk and the resulting strains induced in the buildings. A
greater magnitude of consolidation settlement has a much lower potential for adverse effects in
comparison to settlement associated with ground deformation (volume loss).
Many methods for mitigating settlement effects are possible. More detailed assessment of the
vulnerability of existing buildings and structures may result in further consideration of such settlement
mitigation measures.
1.2 Settlement Caused by Excavation
Settlements observed at surface are typically in the form of a settlement trough. The ratio between the
volume of the settlement trough and the excavated volume is called the volume loss. This parameter
depends predominantly on the type of ground, tunnelling method and standard of workmanship.
For a TBM tunnel with a segmental lining, the volume loss has the following components:
Face Loss – Elastic deformation of the ground towards the advancing tunnel could be up
to 1/3 of the final unsupported radial convergence.
Shield Loss – Convergence occurring due to the annulus surrounding the shield. This is
affected by TBM advance.
Post shield / pre-grout & post grout loss – convergence that occurs before the grout is
either injected or gains sufficient strength to interact with the ground and lining.
The initial ground surface settlement and lateral displacement due to the tunnelling induced volume
loss have been assessed based on the widely used Gaussian distribution form.
For the platform tunnels and launch adits volume loss is associated with face loss and deformation of
the excavated periphery which is a function of the interaction of the ground with the installed
temporary support. Given that this is typically installed at the face this often a smaller percentage of
the excavation than for TBM tunnelling.
E6
Aurecon | Mott MacDonald | Jasmax | Grimshaw Project 228072 | File Appendix E Settlement Principles Report.docm | 10 August 2012 |
Revision 1
In shaft excavations and those for cut and cover tunnels, the support offered by the walls is also
largely passive in nature. Deflection of the walls will create a corresponding volume loss to the side of
the shaft excavation that will be translated at the surface as a settlement trough.
Settlements associated with ‘volume loss’ have the greatest potential to cause adverse effects upon
existing buildings and structures as described above. As the volume loss component of tunnel
excavation occurs almost contemporaneously with tunnel excavation.
Consolidation effects have a time dependence which is related to the permeability of the ground.
‘Volume-loss’ cannot be measured directly, and is only established from back-analysis of the surface
settlement data.
Good construction practices will assist in the reduction of volume losses.
1.3 Settlement Caused by Groundwater Drawdown
Depending on geological and hydro-geological conditions at or near the excavation and the timing of
and degree of water-tightness of excavations there may be additional settlements due to
consolidation of soils arising from groundwater drawdown. This is also dependent upon the
relationship between geological history and consequent geotechnical characteristics of the soils
experiencing the groundwater pressure changes and the actual groundwater pressure changes.
During tunnelling operations the period for which the ground may drain to the tunnel is limited, as the
permanent lining will be installed and grouted into place close behind the advancing TBM. Based on
the project assumptions for advance rate this is likely to be within 3 days of excavation although TBM
delays may extend this period. The lining must be opened to form the pedestrian cross passages,
which provides a further opportunity for groundwater diversion for approximately 2 months.
Should detailed condition surveys and monitoring results indicate the need, pre-treatment of the
ground (i.e., prior to segmental lining breakout) with grouting may reduce the potential for groundwater
flows at these locations. Various methods exist for sealing tunnel lining joints that are likely to provide
significant water ingress.
1.4 Potential Seismic Effects
The tunnel structures will be designed in accordance with established industry practice and in
accordance with New Zealand Standards such as NZS 1170.5. Although underground structures
perform much better than surface structures during earthquakes, it is conceivable that local increases
in groundwater ingress may occur to the tunnels as a result of lining joint displacement at fault or
shear zones. Such increases in groundwater ingress will not significantly increase the potential for
‘damage’ to existing buildings and structures (not already damaged by the seismic event itself).
Consolidation effects associated with a driven tunnel do not contribute greatly to settlement trough
gradients, as they influence a wide zone of ground above the tunnel.
E7
Aurecon | Mott MacDonald | Jasmax | Grimshaw Project 228072 | File Appendix E Settlement Principles Report.docm | 10 August 2012 |
Revision 1
2. Buildings Tension induced in buildings as a result of settlement may be caused by two separate effects:
Direct Tension which is the result of the horizontal displacement field predicted by the
Gaussian method, such that if one corner of the building experiences more horizontal
displacement than the opposite corner, the building will experience tensile strain.
Flexural Tension which is caused by the building being forced to sag or hog, inducing
tensile strain in the building at the extreme fibre of the building represented as a beam, or
diagonal tension due to shear effects.
Table 2 - 1 – Classification of Visible Damage to Walls with Particular Reference to Ease of Repair of Plaster and
Brickwork or Masonry
Source: Mair, Taylor and Burland (1996)
Category of
Damage
Normal Degree of
Severity
Description of Typical Damage
(Ease of repair is in bold type)
0 Negligable Hairline cracks less than about 0.1 mm.
1 Very slight Fine cracks which are easily treated during normal decoration. Damage
generally restricted to internal wall finishes. Close inspection may reveal some cracks
in external brickwork or masonry. Typical crack widths up to 1 mm.
2 Slight Cracks easily filled. Re-decoration probably required. Recurrent cracks can be
masked by suitable linings. Cracks may be visible externally and some repointing
may be required to ensure weathertightness. Doors and windows might stick
slightly. Typicial crack widths up to 5 mm.
3 Moderate The cracks require some opening up and can be patched by a mason.
Repointing of external brickwork and possibly a small amount of brickwork to
be replaced. Doors and windows sticking. Service pipes may fracture.
Weathertightness often impaired. Typical crack widths are 5 to 15 mm or several
greater than 3 mm.
4 Severe Extensive repair work involving breaking out and replacing sections of walls,
especially over doors and windows. Windows and door frames distorted, floor
sloping noticably1. Walls leaning
1 or bulging noticeable, some loss of bearing in
beams. Service pipes disrupted. Typical crack widths are 15 to 25 mm but also
depends on the number of cracks.
5 Very Severe This requires a major repair job involving partial or complete rebuilding. Beams
lose bearing, walls lean badly and require shoring. Windows broken with distortion.
Danger of instability. Typical crack widths are greater than 25 mm but depends on
the number of cracks.
E8
Aurecon | Mott MacDonald | Jasmax | Grimshaw Project 228072 | File Appendix E Settlement Principles Report.docm | 10 August 2012 |
Revision 1
Category of
Damage
Normal Degree of
Severity
Description of Typical Damage
(Ease of repair is in bold type)
Note: Crack width is only one factor in assessing category of damage and should not be used on its own as a direct measure
of it. Local deviation of slope, from the horizontal or vertical, of more than 1/100 will normally be clearly visible. Overall
deviations in excess of 1/150 are undesirable.
The terms “slight”, “moderate”, etc in Tables 2 – 1 do not necessarily correspond to building owners’
perceptions. Such terminology is widely accepted and the classification system illustrated by Table 2 -
1 has been adopted by organisations such as the Institution of Structural Engineers London, the
Institution of Civil Engineers and the Building Research Establishment (BRE).
The division between category 2 and 3 is considered particularly significant, with damage up to
category 2 resulting from a variety of sources within the building itself.
Because the above process incorporates the effects of distortion and deflection of the building, the
tensile strain can be used directly with Table 2 - 1 without reference to angular distortion of the ground
surface.
E9
Aurecon | Mott MacDonald | Jasmax | Grimshaw Project 228072 | File Appendix E Settlement Principles Report.docm | 10 August 2012 |
Revision 1
3. Utilities
3.1 Pipelines
The treatment of pipelines is similar to that for buildings, whereby pipelines and duct banks are
modelled as circular tubes. It is then assumed that the settlement profile of the ground beneath the
pipe is the same as the deformation induced in the pipe. This is a conservative assumption as there
will be some slip at the soil pipe interface causing a smaller deformation in the pipe.
These results have also proven in the past to be conservative for larger pipes because of the effects of
pipe stiffness and joint release. For smaller pipes, the reduction in strains from these effects will
reduce strains by 50%.
Figure 3 – 1 shows how deflection of utilities due to the settlement of the ground follows the settlement
trough. It can be seen that the utility does not deflect to the extent of the settlement trough, with this
difference in deformation due to the stiffness of the pipe material and the joint types.
Figure 3 – 1 – Pipe Deflections due to Settlement of Ground from Tunnelling
The potential damage to utilities will be assessed on a case by case basis. The utility owner should be
notified of the potential settlement and slope induced in utilities and advice sought on the requirements
for each service.
Assessment of utilities in conduit, such as electricity and telecommunications, and pipes <200 mm
diameter are considered to be sufficiently flexible to absorb the effects of settlement without damage.
Utilities like these may only be assessed for damage where they lie within proximity to shaft
excavations.
Settlement Profile at Surface
Z
Smax
H
Settlement Profile at Pipe
Ground Surface x
Tunnel
Pipe
Deflection
D Differential settlement between pipe and ground results in stress within pipe
E10
Aurecon | Mott MacDonald | Jasmax | Grimshaw Project 228072 | File Appendix E Settlement Principles Report.docm | 10 August 2012 |
Revision 1
4. Settlement Prediction
4.1 Tunnels
Initial surface settlements attributed to stress redistribution in rock due to tunnel excavation have been
predicted utilising the computer program “XDISP”.
XDISP is a 2-dimensional settlement analysis program which applies the method for determining
immediate settlement troughs. XDISP identifies tunnels as tubular sections, with each section
assigned a face-loss parameter which accounts for the proposed ground support to be installed, the
tunnelling method and the quality of the rock mass.
E11
Aurecon | Mott MacDonald | Jasmax | Grimshaw Project 228072 | File Appendix E Settlement Principles Report.docm | 10 August 2012 |
Revision 1
5. Interim Conclusions
5.1 Condition Surveys
Pre-construction and post construction inspections will be undertaken to establish the condition of
structures and utilities within the zone of influence of the works, (defined as the predicted contour for
5mm settlement) to determine whether these properties have been affected by the construction
activities and the extent of damage, if any.
Any particularly vulnerable structures, e.g., those with mixed foundation structures would be identified
and highlighted for special attention well in advance of construction.
5.2 Surface and Structural Settlement Monitoring
Provision, installation and monitoring of surface settlement makers will be required as a result of the
settlement estimations and pre-construction inspections indicated above.
These would be sited along each tunnel alignment at regular intervals to measure settlement directly
above the tunnels. Transverse arrays to measure settlements horizontal to the tunnel alignment would
be installed at a lesser frequency. This monitoring (in conjunction with piezometers) will enable a route
wide monitoring of effects.
At buildings and structures of concern additional monitoring measures may be required which may
include settlement monitoring at corners of the buildings and at any points of particular structural
concern.
Monitoring will commence 18 months prior to work starting in order to measure natural movement of
existing structures from seasonal changes in the water table. Monitoring will also continue for at least
6 months after completion of construction.
5.3 Groundwater Levels and Pressures
Additional boreholes and piezometers are expected to be undertaken to complete regional
groundwater monitoring and provide such additional geotechnical investigation as required to
complete the detailed design.
5.4 Response Plans
The requirement for ‘mitigation’ should be based on;
The detailed assessment of the vulnerability of structures within the zone of influence of
the tunnels and excavations.
The derivation of limits of settlement for the vulnerable structures according to the
vulnerability assessment described above.
Such assessment would be expected to form part of a subsequent submission as part of a
Construction and Environmental Management Plan (CEMP), once the CRL moves into a construction
phase.