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RESPONSIBILITIES OF ONSITE PERSONNEL FOR CRANESTHOM SICKLESTEEL – CEO, NATIONAL COMMISSION FOR THE CERTIFICATION OF CRANE OPERATORS (NCCCO)
Enforcement
2Responsibilities of Onsite Personnel for Cranes2020-03-11
“Hello, my name is…”
Common Responses
3Responsibilities of Onsite Personnel for Cranes2020-03-11
Common Responses
4Responsibilities of Onsite Personnel for Cranes2020-03-11
“We aren’t crane experts! That’s why we hired a
crane company!”
“The Operator is the Captain of the
ship!”
Session Learning Objectives
• Understand the roles that have been identified when working with cranes
• Understand the responsibilities for each role• Understand the training requirements for each role• Understand the documentation requirements for each role
5Responsibilities of Onsite Personnel for Cranes2020-03-11
Rules / Regulations
• Site Supervision / Controlling Entity• Insurance Companies• Local• State• OSHA• Industry Standards
6Responsibilities of Onsite Personnel for Cranes2020-03-11
OSHA vs State Plan Overview
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Comprehensive State Plan
State PlanPublic Sector Only
Federal OSHA
Puerto Rico-Comprehensive
Virgin Islands-Public Sector Only
Source: Establishments County Business Patterns, 2005; Employment Current Employment Statistics (CES), 2007
AK
WASH
OREG
CALIFNEV
N. DAK
IDAHO
WYO
ARIZN. MEX
UTAH
COLO
TEXAS
OKLA
KANSAS
NEBR
HI
S. DAK
MINN
IOWA
MO
ARK
LAMISS
ALA GA
FLA
SC
NCTENN
KY
IND
WISMI
OH
WV
PA
NY
VA
ME
MONTVT
NH
MD
NJDE
CT
RI
MA
ILL
Federal:District of ColumbiaGuamAmerican SamoaTrust territories
Revised April 2010
State Plans
• At least as effective as OSHA• Areas some states are more restrictive
– The definition of construction– The definition of a crane– The qualification of an operator– The qualification of a crane– The qualification of a rigger– The qualification of a signal person– The qualification of an “A/D” Director
8Responsibilities of Onsite Personnel for Cranes2020-03-11
Industry Standards
9Responsibilities of Onsite Personnel for Cranes2020-03-11
• Panel of a wide range of industry experts
• Industry consensus document
• Updated 3-5 years• Responds to questions
/ inquiry• Broad scope
Industry Standards
10Responsibilities of Onsite Personnel for Cranes2020-03-11
• B30-3 (2016) – Tower Cranes• B30-4 (2015) – Portal and Pedestal• B30-5 (2018) – Mobile• B30-9 (2018) – Slings• B30-10 (2019) – Hooks• B30-20 (2018) – Below the Hook Devices• B30-22 (2016) – Articulating• B30-23 (2016) – Personnel Lifting• B30-26 (2015) – Rigging Hardware• B30-29 (2018) – Self-Erecting Tower Crane
ASME Jurisdiction
11Responsibilities of Onsite Personnel for Cranes2020-03-11
HI
WAMT ND
SD
NE
KS
OK
TX
MN
CA
NV
AZ
UT
OR
ID
WY
CO
NM
IA
MO
WI
MI
ILIN
NY
PA
OH
WV
AR
LA
MS AL GA
FL
NC
SCTN
VA
KY
VT
NH
ME
MA
NJ
CT
RI
MD
AK
DE
Qualification Levels
12Responsibilities of Onsite Personnel for Cranes2020-03-11
Competent*
Qualified
Certified
*ASME – Designated = Competent
Definition of Competent
“means one who is capable of identifying existing and predictable hazards in the surroundings or working conditions which are unsanitary, hazardous, or dangerous to employees,
and who has authorization to take prompt corrective measures to eliminate them”
- OSHA 1926 - 48137
13Responsibilities of Onsite Personnel for Cranes2020-03-11
Definition of Qualified
“means a person who, by possession of a recognized degree, certificate, or professional standing, or who by extensive
knowledge, training and experience, successfully demonstrated the ability to solve/resolve problems relating to
the subject matter, the work, or the project”
- OSHA 1926 - 48139
14Responsibilities of Onsite Personnel for Cranes2020-03-11
Definition of Certified
“means a person who meets the testing requirements by a nationally recognized third party with regard to the subject
matter.”
- OSHA 1926 - 48139
15Responsibilities of Onsite Personnel for Cranes2020-03-11
Areas of Responsibility
16Responsibilities of Onsite Personnel for Cranes2020-03-11
Controlling EntitySite Supervision
Crane User
Crane Owner
Lift Director
Crane Operator
Signal Person
Rigger
Assembly/DisassemblyDirector
Areas of Responsibility
17Responsibilities of Onsite Personnel for Cranes2020-03-11
Controlling EntitySite Supervision
Crane User
Crane Owner
Lift Director
Crane Operator
Signal Person
Rigger
Assembly/DisassemblyDirector
Definitions
• Site Supervisor– “Exercises supervisory control over the work site on which a crane
is being used and over the work that is being performed on that site.”
• Crane User– “Arranges the crane’s presence on a worksite and controls its use
there.”• Crane Owner
– “Has custodial control of a crane by virtue of a lease or ownership.”
18Responsibilities of Onsite Personnel for Cranes2020-03-11
Site Supervisor - Responsibilities
• Crane is inspected and is in good condition• Determining if additional regulations are applicable• Ensuring a qualified person is designated as the LIFT DIRECTOR• Ensuring crane operations are coordinated with other jobsite
activities.• Ensuring that the area for the crane is adequately prepared.
– Access, room, suitable ground, traffic control• Ensuring Assembly/Disassembly supervised by a qualified person.
19Responsibilities of Onsite Personnel for Cranes2020-03-11
Site Supervisor – Responsibilities (continued)
• Ensuring crane operators meet the requirements• Ensuring conditions that may adversely affect crane ops are
addressed• Allowing crane operations near powerlines only when
requirements are met• Special lifting operations• Rigging crew is supervised by a qualified person.• Ensuring crane maintenance is performed.
20Responsibilities of Onsite Personnel for Cranes2020-03-11
Crane User - Responsibilities
• Complying with regulations, standards, and manufacturer’s requirements.
• Using supervisors for crane activities that are qualified.• Ensuring the crane is in proper operating condition
– Verifying crane owner has provided the documentation and frequent inspections have been completed.
• Verifying that the crane has the necessary lifting capacity to perform the work.
• Using crane operators that meet the requirements.
21Responsibilities of Onsite Personnel for Cranes2020-03-11
Crane User – Responsibilities (continued)
• Ensuring the assigned operator(s) have been notified of adjustments or repairs that have not yet been completed.
• Designating personnel for maintenance, repair, transport, assembly and disassembly.
• Ensuring all inspection, testing and maintenance programs specified are followed
• Informing crane owner if rope on the crane is replaced or shortened
22Responsibilities of Onsite Personnel for Cranes2020-03-11
Crane Owner - Responsibilities
• Provide a crane that meets the requirements of the standards and the Crane User.
• Providing crane and all components specified by manufacturer to meet Crane Users requested configuration and capacity.
• Providing additional technical information when requested by Crane User.
• Providing assembly/disassembly, operation, maintenance and warning decals.
23Responsibilities of Onsite Personnel for Cranes2020-03-11
Crane Owner – Responsibilities (continued)
• Establishing an inspection, testing and maintenance program.
• Designating personnel for maintenance, repair, transport, assembly and disassembly.
• Maintaining rope information for the rope installed on each drum.
24Responsibilities of Onsite Personnel for Cranes2020-03-11
Questions
• Who is the crane owner when the crane is bare rented by the General Contractor?
• Who is responsible for ensuring the Lift Director is qualified?• Who is responsible for ensuring the A/D Director is
qualified?• Who is responsible for using a qualified Operator?• Who is responsible for providing manufacturer information?• Who is responsible for designating the personnel for
disassembly?
25Responsibilities of Onsite Personnel for Cranes2020-03-11
Areas of Responsibility
26Responsibilities of Onsite Personnel for Cranes2020-03-11
Controlling EntitySite Supervision
Crane User
Crane Owner
Lift Director
Crane Operator
Signal Person
Rigger
Assembly/DisassemblyDirector
Lift Director - Responsibilities
• ASME - Qualified Individual– Being present at the jobsite during lifting operations.– Ensuring the area needed for crane operations has been prepared
before operations commence.– Ensuring personnel involved understand their responsibilities,
assigned duties, and associated hazards.– Addressing safety concerns and being responsible if they overrule
concerns and directs operations to continue.
27Responsibilities of Onsite Personnel for Cranes2020-03-11
Lift Director – Responsibilities (continued)
• ASME - Qualified Individual– Appointing the signal person(s) and ensuring they are qualified.– Ensuring compliance when working near power lines or lifting
personnel.– Ensuring the load rigging is performed by a competent rigger.– Ensuring precautions are implemented in special lifting
operations.
28Responsibilities of Onsite Personnel for Cranes2020-03-11
Enforcement Strategy
29Responsibilities of Onsite Personnel for Cranes2020-03-11
Who is your LIFT DIRECTOR?
Lift Director - OSHA
30Responsibilities of Onsite Personnel for Cranes2020-03-11
Areas of Responsibility
31Responsibilities of Onsite Personnel for Cranes2020-03-11
Controlling EntitySite Supervision
Crane User
Crane Owner
Lift Director
Crane Operator
Signal Person
Rigger
Assembly/DisassemblyDirector
Crane Operator - Responsibilities
• Reviewing requirements for the crane with the Lift Director• Knowing what types of site conditions could adversely affect
the operation of the crane and consulting with the Lift Director
• Crane – Hook to Wheels• Inspecting the crane• Reporting needed adjustments or repairs to designated
person
32Responsibilities of Onsite Personnel for Cranes2020-03-11
Crane Operator – Responsibilities (continued)
• Calculating or determining net capacity• Considering all factors known that might effect crane
capacity and reviewing with Lift Director• Knowing standard signals• Understand basic load rigging
33Responsibilities of Onsite Personnel for Cranes2020-03-11
Crane Operator - Qualifications
• ASME – Qualified– Must have written and practical exam on crane type they are
operating.• OSHA - New rule published 11/9/2018
34Responsibilities of Onsite Personnel for Cranes2020-03-11
Crane Operator - Qualifications
Qualifications in the Crane Industry: What does it take?
3/11 – 3:00 PM – 4:00 PM
Westgate – Pavillion 6
Graham Brent, CEO NCCCO FoundationThom Sicklesteel, CEO NCCCO
35Responsibilities of Onsite Personnel for Cranes2020-03-11
OSHA Crane Rule – Operator Qualification
• Defined an Operator Training process• Defined Licensing / Certification requirements• Defined an employer Evaluation process
36Responsibilities of Onsite Personnel for Cranes2020-03-11
OSHA Crane Rule - Training
• Training + Certification + Evaluation = Qualification• If an operator has not been certified AND evaluated, they
are an “operator-in-training”
37Responsibilities of Onsite Personnel for Cranes2020-03-11
OSHA Crane Rule - Licensing
• Adds state / local licensing recognition– Written and practical test– Same test content as certifications– Must meet industry-recognized criteria for testing– Government authority determines they meet the rule– Have re-licensing procedures– Valid for 5 years
38Responsibilities of Onsite Personnel for Cranes2020-03-11
OSHA Crane Rule - Certification
• Certification – Effective 11/10/2018– No cost to employees– Can provide training and testing– Certification by an accredited crane operator testing organization.
• ANSI / NCCA• NCCCO, OECP, NCCER, CIC
– Provide certification by type, OR type and capacity.– Most similar for certification that is not available.
• NCCCO – Crane Type Advisory Group (CTAG)
39Responsibilities of Onsite Personnel for Cranes2020-03-11
OSHA Crane Rule - Evaluation
• Evaluation objective:– Through an evaluation, the employer must ensure that each operator is
qualified by a demonstration of:• The skills and knowledge, as well as the ability to recognize and avert risk, necessary to
operate the equipment safely, including those specific to the safety devices, operational aids, software, and the size and configuration of the equipment– Size and configuration includes, but is not limited to, lifting capacity, boom length,
attachments, luffing jib and counterweight configuration
• The ability to perform the hoisting activities required for assigned work, including, if applicable, blind lifts, personnel hoist and multi-crane lifts
40Responsibilities of Onsite Personnel for Cranes2020-03-11
OSHA Crane Rule - Evaluation
• Documentation– Employer must document completion of the evaluation. It must
contain:• Operator’s name• Evaluator’s name and signature• The date• Make, model and configuration of the equipment
– Must be available at the worksite
41Responsibilities of Onsite Personnel for Cranes2020-03-11
Areas of Responsibility
42Responsibilities of Onsite Personnel for Cranes2020-03-11
Controlling EntitySite Supervision
Crane User
Crane Owner
Lift Director
Crane Operator
Signal Person
Rigger
Assembly/DisassemblyDirector
Signal Person
43Responsibilities of Onsite Personnel for Cranes2020-03-11
• ASME – Qualified Person –Revision targeted area.
• OSHA – Qualified Person– Point of operation is not in full
view of operator.– View of direction of travel is
obstructed– Site specific safety concerns that
operator or person handling the load determines it is necessary.
Signal Person - Qualifications
• OSHA - Qualified Individual– Option 1 – Third party qualified evaluator (Portable)– Option 2 – Employer’s qualified evaluator (Not Portable)– Documentation must be available at the site– Documentation must specify what type of signaling– Demonstrate through an oral or written test and through a
practical test
44Responsibilities of Onsite Personnel for Cranes2020-03-11
Signal Person - Requirements
• OSHA - Qualified Individual– Know and understand the type of signals used.– Understand the Standard Method for hand signals (if hand signals are used)– Be competent in the application of the type of signals used.– Have a basic understanding of equipment operation and limitations, including
crane dynamics involved in swinging and stopping loads and boom deflection from hoisting loads.
– Know and understand the relevant requirements of the regulations.
45Responsibilities of Onsite Personnel for Cranes2020-03-11
Areas of Responsibility
46Responsibilities of Onsite Personnel for Cranes2020-03-11
Controlling EntitySite Supervision
Crane User
Crane Owner
Lift Director
Crane Operator
Signal Person
Rigger
Assembly/DisassemblyDirector
Rigger
47Responsibilities of Onsite Personnel for Cranes2020-03-11
• ASME – Supervised by a qualified Person – Revision targeted area.
• OSHA – Qualified Person– Hooking / unhooking or guiding a load– Doing the initial connection of a load
to a component or structure– Rigging operations during
assembly/disassembly of a crane/derrick
– Anytime workers are within the fall zone.
Fall Zone
48Responsibilities of Onsite Personnel for Cranes2020-03-11
• “FALL ZONE means the area (including, but not limited to, the area directly beneath the load) in which it is reasonably forseeablethat partially or completely suspended materials could fall in the event of an accident.”
Rigger - Responsibilities
• ASME – Revised 2018– Ensuring the weight of the load and its approximate center of
gravity have been obtained.– Selecting the proper rigging equipment, inspecting it, and
complying with applicable ASME volumes.– Ensuring the rated load of the rigging equipment as configured is
sufficient for the load based on number of legs, hitch and effects of angles.
– Properly attaching the rigging equipment
49Responsibilities of Onsite Personnel for Cranes2020-03-11
Rigger – Responsibilities (continued)
• ASME – Revised 2018– Ensuring that rigging equipment is adequately protected from
abrasion, cutting or other damage during load handling activities.– Rigging the load in a manner to ensure balance and stability– Knowing and understanding the applicable signals for equipment
in use.
50Responsibilities of Onsite Personnel for Cranes2020-03-11
Areas of Responsibility
51Responsibilities of Onsite Personnel for Cranes2020-03-11
Controlling EntitySite Supervision
Crane User
Crane Owner
Lift Director
Crane Operator
Signal Person
Rigger
Assembly/DisassemblyDirector
Assembly/Disassembly Director
52Responsibilities of Onsite Personnel for Cranes2020-03-11
Assembly/Disassembly Director
53Responsibilities of Onsite Personnel for Cranes2020-03-11
Enforcement
54Responsibilities of Onsite Personnel for Cranes2020-03-11
Assembly/Disassembly Director
• OSHA – Qualified + Competent– One Person
• Must meet the criteria for both a Competent and a Qualified person.– More than One Person
• A Competent person, assisted by one or more• Qualified persons
– OSHA 1926.1404 (a)
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Assembly/Disassembly Director
• Responsibilities– Hold an assembly / disassembly safety meeting before work
begins to check that crew members understand tasks and hazards.– Follow the manufacturer or employer procedures for assembly /
disassembly– Follow manufacturer prohibitions– Mitigate 12 specific hazards ranging from blocking, center of
gravity, assist crane loading, and winds.– Responsible for post assembly inspection
56Responsibilities of Onsite Personnel for Cranes2020-03-11
Assembly/Disassembly Director
• Who ensures assembly/disassembly is supervised by a qualified person?
• Who designates the personnel for assembly/disassembly?
• When there are two individuals performing the A/D role, which one is the lead (Qualified or Competent)?
57Responsibilities of Onsite Personnel for Cranes2020-03-11
Areas of Responsibility
58Responsibilities of Onsite Personnel for Cranes2020-03-11
Controlling EntitySite Supervision
Crane User
Crane Owner
Lift Director
Crane Operator
Signal Person
Rigger
Assembly/DisassemblyDirector
QUESTIONS?PLEASE COMPLETE THE SESSION EVALUATION ON THE CONEXPO–CON/AGG MOBILE APP. THIS IS THE SAME PLACE YOU CAN LOG PROFESSIONAL DEVELOPMENT HOURS (PDH).