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[email protected] PsPM preliminaries: retrodictive validity & why do we need this? Dominik R Bach Wellcome Centre for Human Neuroimaging & Max Planck UCL Centre for Computational Psychiatry and Ageing, University College London Clinical Research Priority Program "Synapse & Trauma" & Department of Psychiatry, Psychotherapy, and Psychosomatics, University of Zurich 06.04.2020 bachlab.org [email protected] @bachlab_cog WELLCOME CENTRE FOR HUMAN NEUROIMAGING MAX PLANCK UCL CENTRE FOR COMPUTATIONAL PSYCHIATRY AND AGEING RESEARCH

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Page 1: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

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PsPM preliminaries: retrodictive validity & why do we need this?

Dominik R BachWellcome Centre for Human Neuroimaging & Max Planck UCL Centre for Computational Psychiatry and Ageing, University College London

Clinical Research Priority Program "Synapse & Trauma" & Department of Psychiatry, Psychotherapy, and Psychosomatics, University of Zurich

06.04.2020

[email protected]

@bachlab_cog

WELLCOME CENTRE FOR HUMAN NEUROIMAGINGMAX PLANCK UCL CENTRE FOR COMPUTATIONAL PSYCHIATRY AND AGEING RESEARCH

Page 2: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

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Threat learning as preclinical model

Post-traumatic stress disorder

Specific phobias

Page 3: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

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10 different conditioned responses in human literaturesANS measures: skin conductance, pupil dilation, bradycardia, respiration amplitudeMotor behaviour: modulation of startle eye blink, gaze patterns, limb withdrawalCognitive measures: reaction times in detection tasks, modulation of instrumental behaviour (PIT)Meta-cognition: reported contingency

Lesion studies: (macroscopically) different neural circuits for learning [1]Computational studies: possibly different learning algorithms/quantities [1]Methodological studies: different signal-to-noise ratio [2-4]

Measuring fear learning

Measure d [4]SCR peak scoring 0.44SCR model-based 0.75HPR model-based 0.97RAR model-based 0.61PSR model-based 0.82SEBR peak scoring 1.00SEBR model-based 1.17

[1] Ojala & Bach (pre-print), [2] Bach & Friston (2013) Psychophysiology, [3] Bach et al. (2018) Psychophysiology [4] Bach & Melinscak (2020) Beh Res Ther

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Data pre-processing not standardised:> 15 ways of indexing ‚fear extinction‘ [1]> 20 ways of excluding ‚non-learners‘ [2]> 10 ways of excluding outlier reaction times [3]

Small choices dramatically affect conclusions:Multiverse analysis: 210 plausible alternatives to one data processing pipeline, 6%-50% of all options lead to the reported significant outcomes [4] Crowdsourcing data analysis: „Are soccer referees more likely to give red cards to dark-skin-toned players than to light-skin-toned players?“. 29 teams, 20 significant results, estimated odds ratio: 0.89-2.23 [5]

Flexible data analysis massively increases false positives:Simulations: Common data processing and analysis practices („follow the data“) lead to 80% probability of a „trend-level“ result, and 60% probability of a „significant“ result [3]Evolutionary modelling: Problematic data analysis practice is naturally selected (through progeny and selection for high output rates) despite incentives to not „cheat“ [6]

Pre-registration may not solve the problem:Regulates false-positive rate but conclusions are still arbitrary

Data pre-processing choices

[1] Lonsdorf et al. (2019), [2] Lonsdorf et al. (2020), [3] Simmons et al. (2011), [4] Steegen et al. (2016) [5] Silberzahn et al. (2018), [6] Smaldino & McElreath (2016)

Page 5: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

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Evaluating measurement methods:Latent variables, classic psychometrics, retroactive validity

Calibrating measurement methods:Optimised measurement, experimental design, power analysis

Measurement models in psychophysiology:Heuristic and formal models

Psychophysiological modelling:General concepts & formalism, development, application

Topics

Page 6: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

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CS+/CS- US Memory SCR difference between CS+/CS-?

CS+/CS- US Memory Memory difference between CS+/CS-?

Forward perspective: does aversive memory influence SCR?

Inverse perspective: does my procedure establish aversive memory (measured by SCR)?

Forward and inverse perspective

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Latent variables and true scores

Latent attribute Observable

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Latent variables and true scores

Latent attribute Observable

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Latent variables and true scores

Latent attribute Observable

Observable

Observable

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Measurement model

Latent attribute Observable

t y := ̂t = f(x) xClassical true score theory

Heuristic models

Formal measurement modelsitem-response theory (Embretson & Reise, 2013)

expected utility models in behavioural economics (Camerer, 1995)drift-diffusion models in decision psychology (Forstmann, Ratcliff, & Wagenmakers, 2016),

psychophysiological models (Bach, Castegnetti, et al., 2018; Bach & Friston, 2013)associative learning models (Mathys, Daunizeau, Friston, & Stephan, 2011)

Generic formalism: structural equation models (Bollen, 1989; Muthén, 2002)

CS memory := SCRpeak – SCRtrough

x = t + ϵ; y = x

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Evaluation of a measurement model

t y

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Construct validity: the nomological net

t

y

Latent attribute 1

Latent attribute 2

More stable attribute Observable

„Concurrent validity“

„Predictive validity“

?

Problems:1. Relations are not quantitatively defined2. No theory how to interpret small changes

in several of these relationships.

Cronbach & Meehl (1955), Campbell & Fiske (1959), van der Maas et al. (2011), Eid et al. (2016)

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Reliability

Reliability assesses precision, not accuracy

Example:IQ := length(index finger)

Cronbach & Meehl (1955); Brandmaier et al. (2018)

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Retrodictive validity

t

y

More stable attribute

Latent attribute 1

Latent attribute 2

Observable

„Concurrent validity“

„Predictive validity“

?

Page 15: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

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Retrodictive validity

t

y

More stable attribute

?

Page 16: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

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Retrodictive validity

ρt,y := Cor(t, y)t

y

Experimental manipulation: intended

values e

ρe,y := Cor(e, y)

Page 17: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

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AccuracyFor different t, high correlation between t and averaged y PrecisionFor fixed t, high correlation between t and individual values of y

Under variation of t, Cor(t, y) measures joint accuracy and precision.

Evaluation of a measurement model

t yρt,y := Cor(t, y)

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Retrodictive validity

ρt,y := Cor(t, y)

t

yρe,y := Cor(e, y)

e

Experimentalaberration

ω Measurementerrorϵ

0 2 4Intended score e

0

0.5

1

1.5Tr

ue s

core

t

0.5 1 1.5True score t

0

0.5

1

1.5

2

Est.

scor

e y

0 2 4Intended score e

0

0.5

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1.5

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scor

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0 2 4Intended score e

0

0.5

1

1.5

True

sco

re t

0.5 1 1.5True score t

0

0.5

1

1.5

2Es

t. sc

ore

y

0 2 4Intended score e

0

0.5

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Est.

scor

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0 2 4Intended score e

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0.5

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1.5

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sco

re t

0 1 2True score t

0

1

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Est.

scor

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0 2 4Intended score e

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scor

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-1

0

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2

3

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0 2 4Intended score e

-1

0

1

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4

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0

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y

Page 19: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

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Retrodictive validity

ρt,y := Cor(t, y)

t

yρe,y := Cor(e, y)

e

Experimentalaberration

ω Measurementerrorϵ

Bach, Melinscak, Fleming, Voelkle (pre-print)

17

?),( says something about ?&,(, the correlation between true and estimated scores. We will

see that this depends on ?*,+ = Cor'*%!" , 8%!"(, the correlation between the experimental

aberration, and the total measurement error.

Lemma.

(1) For two vectors of estimated scores, y and #D, if ?),( > ?D),( and?*,+ = ?D*,+ = 0, then

?&,( > ?D&,(.

(2) Let the Frobenius norm E'!!"(E = 1 and ∑ !!"" = 0. If ?*,+ = 0, then ?&,( =

G1 + ‖*%‖,?),(.

(3) If ?),( > ?D),( and ?*,+ ≠0 and/or ?D*,+ ≠ 0, then at least one of the following statements

is true:

(a) ?&,( > ?D&,(and?*,+ > − ‖+!‖.*!"./‖*!‖

;

(b) ?*,+ < ?D*,+ and?*,+ > − ‖+!‖.*!"./‖*!‖

;

(c) ?*,+ ≤ − ‖+!‖.*!"./‖*!‖

.

A geometrical proof is given in the appendix.

In the following, we explain this Lemma and give an intuition about how it can be used. In

general it is reasonable to assume ?*,+ = 0, i.e. that the correlation between the

experimental aberration and measurement errors is zero. In this case, increasing ?),( also

increases ?&,(. This is a standard case and will apply in most circumstances. Otherwise, if ?*,+

is positive, or the measurement error is large compared to the experimental aberration,

Page 20: PsPM preliminaries: retrodictive validity & why do we need this?bachlab.org/wp-content/uploads/2020/04/01_Overview_Bach.pdf · 2020. 4. 13. · Latent variables, classic psychometrics,

[email protected]

Evaluating measurement methods:Latent variables, classic psychometrics, retroactive validity

Calibrating measurement methods:Optimised measurement, experimental design, power analysis

Measurement models in psychophysiology:Heuristic and formal models

Psychophysiological modelling:General concepts & formalism, development, application

Topics

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Calibration experiment

CS+ US Memory

CS- No US Memory

Memory

Memory

Calibration experiment with intended values of dependent

psychological variable

Correlate intended values e (from design) with estimated values y (from

observable). Better method yields higher retrodictive validity.

Unless aberration and error are correlated, higher retrodictive validity

means higher correlation with true score, and thus jointly higher

accuracy and precisionDerive estimate y of true score t from observable

(e.g. heuristic processing or measurement model).

Remark: if two measures have exactly the same retrodictive validity, the one with higher precision will have higher reliability.

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Methods evaluation

CS+ US Memory

CS- No US Memory

Memory

MemoryDerive estimate y of true score t from observable

(e.g. heuristic processing or measurement model).

• Compare heuristic methods • Compare measurement models • Compare observables (as long as

they measure the same thing) • Machine-learning approach to

measurement models (does not generalise - yet)

Calibration experiment with intended values of dependent

psychological variable

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Calibration data and iteration

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Power analysis

• Intervention effect size: aberration in paradigm, measurement error, variability of the intervention

• Maximum effect size when intervention variability is zero

• Best-case power analysis: sample size often much higher than what is standard in the field

Bach, Tzovara, Vunder (2017) Molecular Psychiatry

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Keep error constant - minimise aberration

• Evaluate experimental designs: how well can the psychological variable be measured

• Compare lab standards: how well can psychological variable be measured in my lab

ρt,y := Cor(t, y)

t

yρe,y := Cor(e, y)

e

Experimentalaberration

ω Measurementerrorϵ

Melinscak & Bach (2020) Plos Computational Biology

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[email protected]

Evaluating measurement methods:Latent variables, classic psychometrics, retroactive validity

Calibrating measurement methods:Optimised measurement, experimental design, power analysis

Measurement models in psychophysiology:Heuristic and formal models

Psychophysiological modelling:General concepts & formalism, development, application

Topics

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CS+/CS- US Memory SCR difference between CS+/CS-?

CS+/CS- US Memory Memory difference between CS+/CS-?

Forward perspective: does aversive memory influence SCR?

Time-bin wise analysis

Inverse perspective: does my procedure establish aversive memory (measured by SCR)?

Condense data time series into one estimate

Measurement from continuous observables

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CS memory := SCRpeak – SCRtrough

Heuristic analysis: selection of data features based on informal model.Problems: (1) information loss (2) usually not evaluated

CS+/CS- US Memory Memory difference between CS+/CS-?

Heuristic methods

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CS+/CS- US Memory Memory difference between CS+/CS-?

Memory

PsPM: estimates the most likely (ML) psychological variable, given the entire data time series and a standard response model.

Psychophysiological modelling

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[email protected]

Evaluating measurement methods:Latent variables, classic psychometrics, retroactive validity

Calibrating measurement methods:Optimised measurement, experimental design, power analysis

Measurement models in psychophysiology:Heuristic and formal models

Psychophysiological modelling:General concepts & formalism, development, application

Topics

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Psychological variable

Neural activity

Physiological signal

Neural model

Peripheral LTI model

Examples: Instantaneous impulse with constant latency Short Gaussian impulse

Basic formalism

Bach & Friston (2013), Bach et al. (2018)

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Psychological variable Neural activity Physiological

signal

Peripheral LTI model

Ledalab, cvxEDA: • model-based estimation of neural activity• heuristic method to relate to psychological variable

Evaluation for evoked SCR• Ledalab not systematically better than peak-scoring• PsPM decisively better than Ledalab or peak-scoring

Hybrid approaches

Alexander et al. (2005), Benedek & Kaernbach (2010ab), Greco et al. (2016), Bach (2014), Green et al. (2014)

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Establish suitable forward model (PsPM)• Which psychological variable impacts on peripheral measure?• Formalise forward model in mathematical form

Develop inversion algorithm• Estimates most likely value of the psychological variable, given data & PsPM• Usually GLM, sometimes non-linear inversion using Variational Bayes

Evaluate and optimise PsPM & inversion• Empirically determine retrodictive validity• Optimise method to yield empirically minimal variance estimator of

psychological variable

CS+/CS- US Memory SCR difference between CS+/CS-?

CS+/CS- US Memory Memory difference between CS+/CS-?

CS+ US Memory

CS- No US Memory

Memory

Memory

PsPM development: summary

Bach & Friston (2013), Bach et al. (2018)

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Estimate parameters for each subject, per condition or per trial, then test parameters at the group level• Conceptually similar to standard ("operational") analysis for SCR, RT, ...• Same approach used in many fMRI packages (e.g. SPM)• Statistics are done on the estimated psychological variable• Noise in the original data is discarded and not used for statistical tests

Hierarchical parameter estimation• It would in principle be possible to estimate parameters on the group level

and test against explained variance in the data (as in some fMRI packages)• However, there are conceptual and statistical problems associated with this

approach: e.g. higher model complexity required, degrees of freedom reduced due to autocorrelations

Hierarchical summary statistics approach

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Attentional variables <- pupil responses• de Gee et al., 2017; de Gee, Knapen, & Donner, 2014

Fear memory <- SCR, SEBR, PSR, HPR• Bach, Weiskopf, & Dolan, 2011; Bulganin, Bach, & Wittmann, 2014; Tzovara, Korn,

& Bach, 2018; Bach, Tzovara, & Vunder, 2018; Staib & Bach 2018; Staib et al. (2019); Xia et al., 2019; Bach et al. 2019

Arousal during decision making <- SCR• Alvarez, et al., 2015; Bach, 2015a; de Berker, et al., 2016; Nicolle, Fleming,

Bach, Driver & Dolan, 2011; Talmi, Dayan, Kiebel, Frith, & Dolan, 2009

Bach et al. (2018) Psychophysiology

Arousal during perception <- SCR• Bach, Seifritz, & Dolan, 2015; Hayes, et al., 2013; Koban, Kusko, & Wager, 2018;

Koban & Wager, 2016; Sulzer, et al., 2013

Arousal during rest <- SCR• Fan et al. 2012

Application examples

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Which psychological variables can be inferred?• Specific vs. unspecific responses• Experimental design• Convergent vs. divergent measures• A priori definition of contrasts to test

Experimental requirements• Trial order & timing (design optimisation)• Number of participants (power analysis)

How is the model structured?• By-trial vs. by-condition• Condition estimates interpretable, or only contrasts?• Meaning of different parameters of the neural model

CS+/CS- US Memory Memory difference between CS+/CS-?

Application tips

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PsPM file:Data time-series

(Marker time stamps)Recorded file

Analogue data recording Digitisation

Preprocessing:Trim unnecessary data

Detect missing fixation and exclude/(correct) pupil sizeHeart beat detection & interpolation

Respiration cycle detection & interpolationStartle eyeblink EMG filtering and rectification

Import

Model inversion:GLM, non-linear models

1st (participant) level model files

Group-level model (t-test,

ANOVA, LME, ...)

If possible, only anti-aliasing filter

High sampling rate if no anti-aliasing

filter

Each step usually generates a new file with a prefix

(SPM-style)

2nd-level t-test

Export parameters to SPSS, R, ...

2nd (group) level model file

All necessary filters applied on-the-fly

during model inversion

PsPM pipeline

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Psychological variable Neural activity Physiological

signal

Neural model

Peripheral LTI model

CS+/CS- US Memory Memory difference between CS+/CS-?

The "best possible" approximation to the true psychological variable.

Summary

Lecture 2: 09.04.2020

Lecture 3: 16.04.2020 Lecture 4: 23.04.2020Lecture 5: 30.04.2020 Lecture 6: 07.05.2020Lecture 6: 07.05.2020

Lecture 7: 14.05.2020

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Thank you!Project teamGiuseppe CastegnettiSamuel GersterSaurabh KhemkaChristoph KornFilip Melinčšak Karita OjalaPhilipp PaulusMatthias StaibAthina Tzovara Yanfang Xia

ProgrammersLaure CiernikGabriel GräniTobias MoserEshref ÖzdemirIvan RojkovLinus Rüttimann

Project collaboratorsJean DaunizeauRay DolanMikael ElamGuillaume FlandinSteve FlemingKarl FristonBarbara NamerManuel Voelkle

Funders