Optical Components Implement Broadband and Next Generation

WINTERGREEN RESEARCH, INC.

REPORT # SH24174745 669 PAGES 231 TABLES AND FIGURES 2009

$3,400 SINGLE COPY -- $6,800 WEB SITE POSTING

Optical Component Worldwide Strategies, Market Shares

and Forecasts, 2009 to 2015

Optical Components Implement Broadband and Next Generation Networks

Picture by Susie Eustis

MOUNTAINS OF OPPORTUNITY

WinterGreen Research, Inc. Lexington, Massachusetts www.wintergreenresearch.com




CHECK OUT THESE KEY TOPICS

Optical Components

GPON - GIGABIT PASSIVE OPTICAL NETWORK EPON ETHERNET OPTICAL NETWORK

10-GBIT/S OPTICAL COMPONENTS 40-GBIT/S OPTICAL COMPONENTS 100-GBIT/S OPTICAL COMPONENTS

Nanoscale Structures for Optical Components CMOS OPTICAL COMPONENTS SILICON OPTICAL COMPONENTS

POLYMER OPTICAL COMPONENTS TRANSCEIVERS TRANSMITTERS

RECEIVERS OPTICAL AMPLIFIERS

Broadband Internet Broadband

Ethernet Web Broadband

CWDM OPTICAL COMPONENTS DWDM OPTICAL COMPONENTS

SAN High-Speed Sub-networks Parallel Optics Technologies High-Capacity Interconnects

CFP Standard CXP Standard




OPPORTUNITY ABOUNDS WinterGreen Research, Inc. Lexington, Massachusetts

www.wintergreenresearch.com

Optical Components Market Shares, Market Strategies, and

Market Forecasts, Worldwide, 2009-2015

LEXINGTON, Massachusetts (September 24, 2009) – WinterGreen Research announces that it has a new study on optical component markets worldwide. The 2009 study has 669 pages, 231 Tables and Figures. Markets are poised to achieve significant growth as broadband is implemented from optical component capabilities. Use of the Internet as a vehicle of social networks to share pictures and videos, as a channel, as an enabler of the supply chain, and as accessible from the iPhone and other 4 G handheld mobile devices is creating demand for high speed optical network build-out. The cost of the study is $3,400 for a single copy, $6,800 for a web site posting. Optical component based network systems are poised for significant growth as Web based applications are used to implement automated process and share videos. At speeds of more than 1 Gbps, the ability of copper wire to transmit more than 300 meters is limited due to the loss of signal over distance as well as interference from external signal generating equipment. The proliferation of electronic commerce, communications and broadband entertainment has resulted in the digitization and accumulation of enormous amounts of data. Copper continues to be the primary medium used for delivering signals to the home and desktop because it is in place. The need to quickly transmit, store and retrieve large blocks of data across networks in a cost-effective manner has increasingly required enterprises and service providers to use fiber optic technology to replace copper for the transmission of data at higher speeds over greater distances and to expand the capacity, or bandwidth, of their networks.




The data, audio, video, and VoIP applications and services using a network became actual, achieving real arrival of the broadband society. The Internet has brought change to retail buying and business life. The role of network has become increasingly important. Larger capacity and more efficient network is required. The optical network is spreading rapidly to core networks, to an enterprise network, to the access network, and to a telecom network. Datacom networks include storage and server networks, and the high-performance, high-efficiency and high-reliable optical components technology supports all these different types of networks. Optical components are leading-edge optical modules and optical devices that support the broadband, ubiquitous network. They contribute to consumer activities, social networking, and business by providing solutions for optical network construction. A PON is a point-to-multipoint, fiber to the premises network architecture in which unpowered optical splitters are used to enable a single optical fiber to serve multiple premises, typically 32-128. A PON consists of an Optical Line Terminal, or OLT, at the service provider’s central office and a number of Optical Network Units, or ONUs, near end users. A PON configuration reduces the amount of fiber and central office equipment required. The optical component markets are anticipated to expand to provide network capability that supports broader reach of information and productivity improvements for the enterprise. According to Susan Eustis, lead author of the study, “innovation drives changes in optical component technology, stimulating growth in every industry. Innovation depends on implementation of automated business process in every instance. Optical transceiver components and modules are used to build out broadband networks. In short order, the network speeds have increased from one gigahertz and below to 10 gigahertz, moving rapidly to 40 gigahertz for most broadband, and almost simultaneously to 100 gigahertz for highly utilized backbone transmission situations.” This has caused enormous disruption in the optical component markets as the technologies that work at one speed generally are not suitable for the next step up in speed. Market consolidation of the optical component business is proceeding apace. Acquisitions and partnerships form the base for market consolidation. As the Finisar/Optium merger leverages market advantage, many mergers have occurred and more mergers are likely to occur. Pressure for consolidation is likely to continue.




The merger of Finisar (FNSR) and Optium (OPTM) puts these companies in a strong position because it implements consolidation of the market that increases unit volumes, decreases prices per component, and stimulates overall market growth because components are more affordable and can be used in more situations. Optical components markets at $3.8 billion in 2008 are expected to reach $11.3 billion by 2015. Demand for broadband Internet connectivity drives optical components markets. The markets are comprised of transceivers, optical amplifiers, passive, and active optical component technology.

Companies Profiled

Market Leaders

Finisar JDSU Oclaro

Sumitomo Fujitsu

Furukawa Electric GigOptix Oplink Opnext Triquint

ZTE Avago Technologies

Emcore




Optical Component Market Participants Selected Optical Components Company Profiles

3S Photonics Accelink

ACON Advanced Photonix

Aegis Lightwave Agilent Technologies

Alcatel Lucent API Nanotronics

ASE Group - Korea Broadcom

Electrum Laboratory Finisar / Optimum

Foxconn Technology Group / Ambit Microsystems Merger of Helix and GigOptix,

Merger of Lumera and GigOptix Huawei

Ignis Ikanos Communications

JDSU Acquires Network Tools Business from Finisar Luxtera

Luxtera CMOS Project with Sun Microsystems and DARPA MRV Communications / Source Photonics

MRV Communications / Source Photonics Brand for Luminent and Fiberxon NeoPhotonics

Newport Corporation & Spectra-Physics Occam

Oclaro: Bookham and Avanex Merge Into a New Market Leader Oclaro New Focus Business Transferred to Newport Corporation

Opnext / StrataLight Photon-X, LLC

Princeton Optronics Rohm Semiconductor / Oki

Rusnano




Santec Sigma Blu-Ray & HDTV Opportunities

Sigma Revenue Sumitomo Electric Industries / SEI

Syntune Tessera Triquint

Tyco Electronics Unisem Vitesse

Yoshikawa Kogyo Zhone Technologies

ZTE




Optical Component Market Shares, Strategies, and Forecasts, Worldwide, 2009-2015

REPORT METHODOLOGY

THIS IS THE 417 TH REPORT IN A SERIES OF MARKET RESEARCH REPORTS THAT PROVIDE FORECASTS IN COMMUNICATIONS, TELECOMMUNICATIONS, THE INTERNET, COMPUTER, SOFTWARE, TELEPHONE EQUIPMENT, HEALTH EQUIPMENT, AND ENERGY. THE PROJECT LEADERS TAKE DIRECT RESPONSIBILITY FOR WRITING AND PREPARING EACH REPORT. THEY HAVE SIGNIFICANT EXPERIENCE PREPARING INDUSTRY STUDIES. FORECASTS ARE BASED ON PRIMARY RESEARCH AND PROPRIETARY DATA BASES. FORECASTS REFLECT ANALYSIS OF THE MARKET TRENDS IN THE SEGMENT AND RELATED SEGMENTS. UNIT AND DOLLAR SHIPMENTS ARE ANALYZED THROUGH CONSIDERATION OF DOLLAR VOLUME OF EACH MARKET PARTICIPANT IN THE SEGMENT. INSTALLED BASE ANALYSIS AND UNIT ANALYSIS IS BASED ON INTERVIEWS AND AN INFORMATION SEARCH. MARKET SHARE ANALYSIS INCLUDES CONVERSATIONS WITH KEY CUSTOMERS OF PRODUCTS, INDUSTRY SEGMENT LEADERS, MARKETING DIRECTORS, DISTRIBUTORS, LEADING MARKET PARTICIPANTS, OPINION LEADERS, AND COMPANIES SEEKING TO DEVELOP MEASURABLE MARKET SHARE. OVER 200 IN DEPTH INTERVIEWS ARE CONDUCTED FOR EACH REPORT WITH A BROAD RANGE OF KEY PARTICIPANTS AND INDUSTRY LEADERS IN THE MARKET SEGMENT. WE ESTABLISH ACCURATE MARKET FORECASTS BASED ON ECONOMIC AND MARKET CONDITIONS AS A BASE. USE INPUT/OUTPUT RATIOS, FLOW CHARTS, AND OTHER ECONOMIC METHODS TO QUANTIFY DATA. USE IN-HOUSE ANALYSTS WHO MEET STRINGENT QUALITY STANDARDS. INTERVIEWING KEY INDUSTRY PARTICIPANTS, EXPERTS AND END-USERS IS A CENTRAL PART OF THE STUDY. OUR RESEARCH INCLUDES ACCESS TO LARGE PROPRIETARY DATABASES. LITERATURE SEARCH INCLUDES ANALYSIS OF TRADE PUBLICATIONS, GOVERNMENT REPORTS, AND CORPORATE LITERATURE. FINDINGS AND CONCLUSIONS OF THIS REPORT ARE BASED ON INFORMATION GATHERED FROM INDUSTRY SOURCES, INCLUDING MANUFACTURERS, DISTRIBUTORS, PARTNERS, OPINION LEADERS, AND USERS. INTERVIEW DATA WAS COMBINED WITH INFORMATION GATHERED THROUGH AN EXTENSIVE REVIEW OF INTERNET AND PRINTED SOURCES SUCH AS TRADE PUBLICATIONS, TRADE ASSOCIATIONS, COMPANY LITERATURE, AND ONLINE DATABASES. THE PROJECTIONS CONTAINED IN THIS REPORT ARE CHECKED FROM TOP DOWN AND BOTTOM UP ANALYSIS TO BE SURE THERE IS CONGRUENCE FROM THAT PERSPECTIVE. THE BASE YEAR FOR ANALYSIS AND PROJECTION IS 2008. WITH 2008 AND SEVERAL YEARS PRIOR TO THAT AS A BASELINE, MARKET PROJECTIONS WERE DEVELOPED FOR 2009 THROUGH 2015. THESE PROJECTIONS ARE BASED ON A COMBINATION OF A CONSENSUS AMONG THE PRIMARY CONTACTS COMBINED WITH UNDERSTANDING OF THE KEY MARKET DRIVERS AND THEIR IMPACT FROM A HISTORICAL AND ANALYTICAL PERSPECTIVE. THE ANALYTICAL METHODOLOGIES USED TO GENERATE THE MARKET ESTIMATES ARE BASED ON PENETRATION ANALYSES, SIMILAR MARKET ANALYSES, AND DELTA CALCULATIONS TO SUPPLEMENT INDEPENDENT AND DEPENDENT VARIABLE ANALYSIS.

YOU MUST HAVE THIS STUDY




Optical Component Market Shares, Strategies, and

Forecasts, Worldwide, 2009 to 2015

Table of Contents OPTICAL COMPONENTS EXECUTIVE SUMMARY

OPTICAL COMPONENT EXECUTIVE SUMMARY ES-1 Arrival Of Broadband Society ES-1 Optical Component Markets ES-3

Optical Component Market Shares ES-4 Optical Component Market Forecasts ES-6 Cost-Effective Deployment Of 40-Gbit/S Transmission In Metro Networks ES-8

Nanoscale Structures for Optical Components ES-8 Optical Component Market Trend Analysis ES-10

Optical Components And Subsystems Challenge Fiber Optics Companies to Achieve Innovation ES-10 NeoPhotonics Has Nanoscale Design, Materials, Fabrication And Metrology ES-11 Optical Component Market Trends ES-11 Optical Technology Nanotechnology, CMOS Silicon, and Polymer Breakthroughs ES-12 40Gig per second or 100 Gig per second ES-13 Component vs. Subassembly or Module ES-13 Move Away From Sonet / SDH to CWDM and DWDM ES-14 CFP interim standard vs. CXP standard ES-14 Wireless Network Upgrades and FTTx Network Upgrades ES-15 Cloud Computing ES-15 Multi-Technology To Support Different PON Technologies ES-17 GPON - Gigabit Passive Optical Network and EPON Optical Network ES-17 Need for Fiber ES-18 Sonet / SDH Transmission Components Market Forecasts ES-18

OPTICAL COMPONENTS MARKET DEFINITION AND MARKET DYNAMICS 1. OPTICAL COMPONENT MARKET DESCRIPTION AND MARKET DYNAMICS 1-1 1.1 Optical Subsystems and Components 1-1

1.1.1 Service Providers Adopt Fiber Optic Technology 1-1 1.1.2 BT Service Provider PON Investment 1-5 1.1.3 Qwest To Deploy Network Capable of 100Gbps 1-7 1.1.4 Service Provider 100-Gigabit Ethernet from Alcatel, Juniper , and Cisco Systems in 2010 1-8 1.1.5 Broadband GPON for Services Providers 1-9

1.2 Computer Networks Span The Globe 1-9 1.2.1 Data Networking Equipment Network LAN 1-10 1.2.2 SAN High-Speed Subnetwork 1-12




1.2.3 Parallel Optics Technologies For High-Capacity Interconnects 1-14 1.3 Metro Regional Network and the Last Mile Access Network 1-15

1.3.1 PON Configuration Reduces The Amount Of Fiber And Central Office Equipment Required 1-16

1.4 Broadband Applications 1-18 1.5 Data Center And High-Performance-Computing Applications 1-20 1.6 GPON 1-25

1.6.1 Benefits of GPON Bringing Fiber to the Home (FTTH): 1-27 1.6.2 EPON GEPON (Ethernet PON) 1-28 1.6.3 WDM-PON 1-28

1.7 Nanotechnology Leverages Characteristics of Different Shapes Of The Same Material 1-32

1.7.1 Different Shapes Of The Same Material Create Different Characteristics 1-33 1.7.2 Vitesse and NeoPhotonics Embrace Domains For Photonic Integrated Circuits 1-34 1.7.3 Optical Properties Integrated Into Technology 1-36 1.7.4 Nanotechnology For High Performance Optical Components 1-38 1.7.5 Nanoparticle Vapor Organic Dispersions 1-39

1.8 Nanoscale Structures for Optical Components 1-40 1.9 3-D Liquid Crystals 1-41

1.9.1 Tiniest Laser Since Its Invention 1-44 1.9.2 Photonic Crystal Communications 1-44 1.9.3 Different Materials To Achieve Different Wavelengths 1-44 1.9.4 Photonic Crystals 1-45 1.9.5 Nanolaser Key To Optical Computers 1-45

1.10 Market Consolidation - Acquisitions and Partnerships 1-49 1.10.1 Finisar/Optium Merger 1-49 1.10.2 Opnext Set To Acquire StrataLight Communications 1-52 1.10.3 Ignis Agrees To Acquire Syntune 1-52 1.10.4 Fujitsu Establishes Fujitsu Optical Components 1-52 1.10.5 Fujitsu Optical Components 1-52 1.10.6 Ikanos 1-53 1.10.7 Hitachi Telecom (USA) and Salira Systems 1-53 1.10.8 Enablence / Pannaway 1-54 1.10.9 LG-Nortel Acquired Novera Optics 1-54 1.10.10 Cambridge Industries Group / TXP 1-54 1.10.11 Source Photonics, formerly MRV (Luminent) 1-54 1.10.12 Sumitomo Electric Device Innovations U.S.A., Inc 1-55 1.10.13 Zhone Technologies 1-56 1.10.14 Motorola 1-56 1.10.15 Fujitsu Optical Components and Furukawa Electric 1-56 1.10.16 Aegis Lightwave Acquires AOFR and CardinalPoint Optics 1-57 1.10.17 Rohm Semiconductor / Oki Electric 1-57 1.10.18 JDSU Acquires Network Tools Business from Finisar 1-57 1.10.19 Occam Networks GPON ONTs 1-59 1.10.20 3S Photonics Holding In The Korean Company COSET 1-60 1.10.21 Merger of Helix and GigOptix, Merger of Lumera and GigOptix, Advances Made by GigOptix 1-60

1.11 Cloud Computing And On-Line Video Streaming 1-61




OPTICAL COMPONENTS MARKET SHARES AND MARKET FORECASTS 2. OPTICAL COMPONENT MARKET SHARES AND MARKET FORECASTS 2-1 2.1 Optical Component Market Driving Forces 2-1 2.2 Optical Component Market Analysis 2-6

2.2.1 Optical Component Market Shares 2-7 2.2.2 Optical Component Market Forecasts 2-10

2.3 Optical Transceiver Market Shares and Forecasts 2-13 2.3.1 Optical Transceiver Components Market Shares 2-13 2.3.2 Optical Transceiver Communications Network Market Forecasts 2-16

2.4 Optical Amplifier Markets 2-18 2.4.1 Optical Amplifier Markets Shares 2-18 2.4.2 Optical Amplifier Market Forecasts Worldwide 2-20

2.5 Optical Components And Subsystems Selected Market Leaders and Thought Leaders 2-22

2.5.1 Finisar 2-22 2.5.2 JDSU 2-24 2.5.3 Oclaro: Bookham and Avanex Merge Into a New Market Leader 2-25 2.5.4 Power Diode Lasers Market Shares 2-27 2.5.5 JDSU Telecom Modulators 2-27 2.5.6 JDSU ROADMs 2-27 2.5.7 Fujitsu 40G DPSK Receiver Pricing & Availability 2-28 2.5.8 Fujitsu Optical Components and Furukawa Electric Jointly Develop Integrated Receivers 2-28 2.5.9 Fujitsu 2-29 2.5.10 Avago 2-29 2.5.11 Sumitomo Electric Industries, Ltd. And Anritsu 100-Gigabit Ethernet-Compatible Optical Interface 2-30 2.5.12 MRV / Source Photonics 2-30 2.5.13 MRV Communications / Source Photonics Single-Fiber 10Gb/s SFP+ Transceivers 2-30 2.5.14 Emcore Transceivers / Receivers 2-31 2.5.15 NeoPhotonics' 2-31 2.5.16 Triquint RF High-Performance RF Modules, Components And Foundry 2-32 2.5.17 Advanced Photonix 2-32 2.5.18 Photon-X® LLC Thin Film Technology 2-33 2.5.19 Aegis 2-34 2.5.20 Nortel 2-34 2.5.21 3S Photonics 2-35 2.5.22 Alcatel-Lucent 2-35 2.5.23 GigOptix Inc. 2-35 2.5.24 Luxtera CMOS Process Used To Create An Array Of Complex Photonic Devices 2-37

2.6 Optical Component Market Trend Analysis 2-38 2.6.1 Optical Components And Subsystems Challenge Fiber Optics Companies to Achieve Innovation 2-38 2.6.2 NeoPhotonics Has Nanoscale Design, Materials, Fabrication And Metrology 2-38 2.6.3 Optical Component Market Trends 2-39 2.6.4 Optical Technology Nanotechnology, CMOS Silicon, and Polymer Breakthroughs 2-40 2.6.5 40Gig per second or 100 Gig per second 2-41 2.6.6 Component vs. Subassembly or Module 2-41 2.6.7 Move Away From Sonet / SDH to CWDM and DWDM 2-42




2.6.8 CFP interim standard vs. CXP standard 2-42 2.6.9 Cloud Computing 2-42 2.6.10 Multi-Technology To Support Different PON Technologies 2-44 2.6.11 GPON - Gigabit Passive Optical Network and EPON Optical Network 2-44 2.6.12 The Need for Fiber 2-45

2.7 Sonet / SDH Transmission Components Market Forecasts 2-45 2.8 Worldwide Transceiver Segments 2-47 2.9 Ethernet Transceiver Segment Market Forecasts 2-50 2.10 Fibre Channel Transceiver Market Forecasts 2-54 2.11 CWDM / DWDM Optical Transceiver Segment Market Forecasts 2-56

2.11.1 Optoelectronics Dominated DWDM Component Value 2-58 2.12 Optical Interconnect Market Forecasts 2-58 2.13 PON and FTTx Optical Components 2-61

2.13.1 PON and FTTH Market Analysis 2-61 2.13.2 Wireless Network Upgrades and FTTx Network Upgrades 2-62

2.14 Transceivers By Type 2-68 2.14.1 SFP / SFP+ Transceiver Market Shares 2-68 2.14.2 XFP Transceiver Market Shares 2-70

2.15 CATV Transceivers Market Shares 2-71 2.15.1 Optical Component Nanotechnology 2-73 2.15.2 Active vs. Passive Optical Components 2-75

2.16 Wavelength Management 2-76 2.16.1 Wavelength Management Market Shares 2-76

2.17 AOC, Active Optical Cable 2-76 2.17.1 Broadband Market Drivers 2-77 2.17.2 Developments of GPON Technology 2-79 2.17.3 Network Traffic Growth 2-79

2.18 Pace of 40G System Development 2-80 2.18.1 Pace of 100G System Development 2-82

2.19 Optical Component Regional Markets 2-83

OPTICAL COMPONENTS PRODUCT DESCRIPTION 3. OPTICAL COMPONENT PRODUCT DESCRIPTION 3-1 3.1 Optical Transceiver 3-1

3.1.1 Optical Transponders 3-5 3.2 Fiber Optic Transceivers - 3-5

3.2.1 Fiber Optic Transmitters 3-6 3.2.2 Fiber Optic Receivers - 3-7 3.2.3 Laser Optics, Heads and Beam Delivery Components - 3-7 3.2.4 Fiber Optic Linear Position Sensors - 3-7

3.3 Finisar 3-7 3.3.1 Finisar 40-Gbit/s Tunable DPSK Optical Transponder 3-11 3.3.2 Finisar Transmitters, Transceivers, and Transponders for Datacom and Telecom Applications 3-14

3.4 Opnext Technologies Transceivers 3-20 3.4.1 Opnext Full Collaboration With Hitachi 3-20 3.4.2 Opnext 8 Gbit/s & 10 Gbit/s SFP+ Transceiver Modules 3-25

3.5 Sumitomo Electric Industries, Ltd. And Anritsu




100-Gigabit Ethernet-Compatible Optical Interface 3-31 3.5.1 Sumitomo Electric Jointly With Anritsu, Has An Optical Interface Compliant With The 100-Gigabit Ethernet Specifications (IEEE 802.3.ba Specifications) 3-31 3.5.2 Sumitomo Electric Development Of Optical Interface Compatible With 100-Gigabit Ethernet 3-32

3.6 Fujitsu Optical Components / Furukawa Electric 3-33 3.6.1 Fujitsu Microelectronics 3G SAW-less Transceiver: Multimode, Multiband UMTS/ GPRS/EDGE Solution 3-33 3.6.2 Fujitsu Optical Components and Furukawa Electric Jointly Develop Integrated Receivers 3-33 3.6.3 Fujitsu Compact Integrated DPSK Receiver for 40Gbps Optical Networks 3-35 3.6.4 Fujitsu Optical Components 3-36 3.6.5 Fujitsu Optical Components Key Technology Delay Line Interferometer And Balanced Receiver Integration 3-36 3.6.6 Fujitsu XENPAK MSA 10Gbps Transceiver 3-38 3.6.7 Fujitsu X2 MSA 10Gbps Transceiver 3-41 3.6.8 Fujitsu SFP MSA Transceiver 3-44 3.6.9 B-PON 3-48 3.6.10 10Gbps LiNbO3 External Modulator 3-52 3.6.11 Fujitsu 40Gbps Receiver Module 3-54 3.6.12 40G DPSK Receiver Module (FIM24101) 3-55 3.6.13 Fujitsu Optical Components and Furukawa Electric Planar Lightwave Circuit (PLC) 3-56 3.6.14 Fujitsu Optical Components and Furukawa Electric To Jointly Develop Integrated Receivers For 40/100G Networks 3-58 3.6.15 Fujitsu Compact Integrated DPSK Receiver for 40Gbps Optical Networks 3-60

3.7 Avago 3-63 3.8 MRV Source Photonics 3-66 3.9 JDSU Leading Pluggable Optical Transceivers 3-71

3.9.1 JDSU Tunable Transmission Modules 3-72 3.9.2 JDSU Transceiver, OC-192, 10 GbE, 10 GFC, XFP, 1550 nm, 40 km Reach 3-72 3.9.3 JDSU Ethernet/Fibre Channel Transceivers 3-76 3.9.4 JDSU SONET/SDH Transceivers 3-77 3.9.5 JDSU Components, Modules, and Subsystems for Agile Optical Networks 3-77

3.10 Oclaro / Avanex SFF Tunable Transponder 3-78 3.10.1 Oclaro /Avanex Transmission Products 3-79 3.10.2 Oclaro Bookham SFP Transceivers 3-82 3.10.3 Oclaro Bookham Transmitters and Network Lasers 3-82 3.10.4 Oclaro Bookham Receivers 3-84 3.10.5 Oclaro Bookham Receiver Products 3-84 3.10.6 Oclaro Tunable Transmitter 3-86

3.11 NeoPhotonics Corporation 3-89 3.11.1 NeoPhotonics Active And Passive Optical Components 3-92 3.11.2 NeoPhotonics Transceivers 3-93 3.11.3 NeoPhotonics FTTH Target Market 3-95 3.11.4 NeoPhotonics Optical Transceiver Transmitters 3-99 3.11.5 NeoPhotonics Optical Transceiver Receiver 3-99 3.11.6 NeoPhotonics Optical Transceiver EEPROM 3-100 3.11.7 Oplink Transceivers 3-104

3.12 Oplink PON 3-105 3.12.1 Oplink Transmitters & Receivers 3-105




3.12.2 Triquint RF 3-110 3.13 JDSU Detectors/Receivers 3-112

3.13.1 JDSU Pluggable Optical Transceivers 3-115 3.13.2 JDSU Vertical Integration 3-115 3.13.3 JDSU Datacom Accessories 3-116

3.14 Vitesse Semiconductor Transceiver Integrated Circuit VSC8479-01 3-116

3.14.1 Vitesse FTTX Ecosystem 3-117 3.14.2 Vitesse Semiconductor VSC8479-01 10G Transceiver EPON Developing PON 3-118 3.14.3 Oki Electric Industries 3-119 3.14.4 Applied Optoelectronics Small Form-Factor Pluggable Transceiver 3-119 3.14.5 Applied Optoelectronics Small Form-Factor Pluggable Transceiver 3-120

3.15 OKI 3-120 3.15.1 Oki SemiL OL5191M transceiver 3-121 3.15.2 Oki 40Gbps Compound Semiconductors – EML Driver IC DIE 3-125

3.16 Acon 3-126 3.17 OptoIC Transceiver 3-127 3.18 Tessera DigitalOptics Lens Array Technology for Parallel Optic 3-133 3.19 LaserMate 3-135 3.20 Emcore Transceivers / Receivers 3-139

3.20.1 ONT Vendor Offerings 3-140 3.20.2 Triplexers & GPON Chips 3-140

3.21 OneChip Photonics 3-144 3.21.1 OneChip Photonics SFF and SFP Devices for OLTs and A Variety of SFF Modules for ONUs 3-145

3.22 Emcore 3-146 3.22.1 Emcore Transceivers 3-146

3.23 Optical Amplifiers 3-147 3.23.1 Optical Amplifiers / Erbium Doped Fiber Amplifiers EDFA 3-147 3.23.2 JDSU Optical Amplifiers 3-148 3.23.3 JDSU EDFA, C, 17 dBm, GFF, Trans Control, Variable Gain 3-148 3.23.4 JDSU's Agile Optical Amplifiers 3-148 3.23.5 JDSU Optical Amplifiers 3-150 3.23.6 JDSU Pump Lasers 3-151 3.23.7 JDSU ROADMs 3-153 3.23.8 JDSU Transport Layer and Amplifier 3-156 3.23.9 JDSU ROADM & Add/Drop Modules 3-158 3.23.10 JDSU ROADMs 3-159 3.23.11 JDSU WaveReady Service Provider Optical Component Solutions: 3-159

3.24 Oclaro Optical Amplifiers 3-163 3.24.1 Oclaro Oasis™ Adaptive Thermal Management 3-164 3.24.2 Ocelar Oasis Adaptive Thermal Management 3-166 3.24.3 Oclaro Avanex Amplification Products 3-168 3.24.4 Oclaro Avanex Dispersion Compensation Products 3-171 3.24.5 Oclaro Avanex Next Generation Chromatic Dispersion Compensation Module 3-171 3.24.6 Oclaro Avanex Dispersion Compensation Products 3-172 3.24.7 Oclaro / Avanex Wavelength Management Products 3-174




3.24.8 Oclaro Bookham Optical Amplifiers 3-175 3.24.9 Oclaro MiNi Block Optical Amplifier 3-176 3.24.10 Oclaro Optical Amplifier Custom Solutions 3-180 3.24.11 Oclaro Bookham Pumps 3-181 Oclaro Bookham’s Subsystems 3-182 3.24.12 Oclaro Intelligent Optical Platform 3-183 3.24.13 Oclaro Bookham VCSELs 3-184

3.25 Furukawa Electric Optical Amplifiers 3-185 3.26 Accelink 3-191 3.26.1 Accelink Triplexers, Splitters, And Arrayed Waveguides 3-192

3.27 Oplink Optical Amplifiers 3-194 3.28 TriQuint Optical Amplifiers 3-195 3.28 JDSU EDFA Optical Amplifiers 3-198 3.29 Photon x Optical Amplifers 3-200

OPTICAL COMPONENTS TECHNOLOGY 4. OPTICAL COMPONENT TECHNOLOGY 4-1 4.1 CFP vs. CXP 4-1

4.1.1 CFP Form Factor 4-2 4.1.2 Finisar Opnext and Sumitomo Electric Industries / Excelight Communications CFP 4-2 4.1.3 CFP MSA Form Factor Standard for Pluggable 40Gb/s and 100Gb/s Optical Modules 4-4 4.1.4 CXP Form Factor 4-5 4.1.5 CXP GigOptix Long Reach And Ultra Long Reach Drivers For Terrestrial And Undersea Optical Cable 4-6

4.2 IEEE802 Standards Bodies 4-6 4.2.1 ITU-T CWDM/DWDM Optical Wavelength Grids 4-7 4.2.2 100-Gigabit Ethernet (IEEE 802.3.ba Specifications) 4-8

4.3 ONT Management and Control Interface (OMCI) 4-9 4.4 WDM-PON Technologies 4-10

4.4.1 PON Progress 4-10 4.4.2 GPON and WDM-PON 4-11 4.4.3 10G GPON 4-12

4.5 Passive Optical Networks 4-13 4.5.1 APON, BPON, EPON and GPON 4-14 4.5.2 GPON & WDM-PON Equipment 4-14

4.6 ONTs & OLTs 4-19 4.6.1 GPON OLT and ONT Equipment 4-19 4.6.2 EPON 4-19 4.6.3 Symmetrical 10G EPON 4-20 4.6.4 RFoG Cable-Type PON Technology 4-20

4.7 Phase Modulation Minimizes Size And Power Of 40Gbps Transponders 4-21

4.7.1 Europe Scalable Advance Ring-Based Passive Dense Access Network Architecture (SARDANA) 4-25 4.7.2 Fujitsu Optical Components Key Technology 4-27

4.8 FTTx Device Management 4-28

OPTICAL COMPONENTSCOMPANY PROFILES




5. OPTICAL COMPONENT COMPANY PROFILES 5-1 5.1 3S Photonics 5-1

5.1.1 3S Photonics Holding In The Korean Company COSET 5-2 5.1.2 3S Photonics Submarine Cable Network Market Forecasts 5-3 5.1.3 3S Photonics Growth Strategy 5-4 5.1.4 3S Photonics Product Portfolio 5-4 5.1.5 3S Photonics Industrial Leader In GaAs and InP Optical Components 5-7 5.1.6 3S Photonics Datacom LANs and SANs 5-8

5.2 Accelink 5-9 5.3 ACON 5-9

5.3.1 Acon LED Lighting Products 5-11 5.4 Advanced Photonix 5-11

5.4.1 Advanced Photonix High-Speed Optical Receiver Products 5-12 5.5 Aegis Lightwave 5-13

5.5.1 Aegis Lightwave Acquires AOFR 5-14 5.5.2 Aegis Lightwave Acquires CardinalPoint Optics 5-14 5.5.3 Aegis Semiconductor Thin Films Combined With Optical Interference Coatings 5-14

5.6 Agilent Technologies 5-15 5.6.1 Agilent Optical Component Solutions: 5-15 5.6.2 Agilent Design and Verification of Components and Systems 5-16 5.6.3 Agilent's PXIT N2100B, N2101B and N2102B Test Platform 5-18 5.6.4 Agilent Technologies Revenue. 5-19

5.7 Alcatel Lucent 5-20 5.7.1 Alcatel Lucent Positioning for Broadband Evolution 5-22 5.7.2 Alcatel-Lucent Fiber-To-The-User 5-23

5.8 API Nanotronics 5-24 5.8.1 ASE Group - Korea 5-25

5.9 Avago Technologies 5-25 5.9.1 Avago Technologies Distributors and Customers 5-26 5.9.2 Avago Technologies Outsourced Manufacturing Business 5-27 5.9.3 Avago Technologies % Net Segment Revenue 5-28 5.9.4 Avago Technologies Taken Public 5-30 5.9.5 31

5.10 Broadcom 5-34 5.10.1 Broadcom Intellectual Property (IP) 5-35 5.10.2 Broadcom Revenue 5-35

5.11 Electrum Laboratory 5-35 5.11.1 Electrum Laboratory Research and Development 5-37 5.11.2 Electrum Laboratory Production 5-37

5.12 Emcore 5-37 5.12.1 Emcore Transceivers 5-43 5.12.2 Emcore Revenue 5-46

5.13 Finisar 5-47 5.13.1 Finisar Revenue 5-51 5.13.2 Finisar Next-Generation Form Factors for 40Gb/s and 100Gb/s Optical Links 5-51 5.13.3 Finisar Presence in China High-Volume Manufacturing Facility 5-53 5.13.4 Finisar 50 GHz Wavelength Selection Switch (WSS) With Dynamic Reconfigurability 5-55 5.13.5 Finisar 850nm Pigtailed Components for




Military and Aerospace Applications 5-57 5.13.6 Finisar / Optium 5-57 5.13.7 Finisar Fourth Quarter and Fiscal 2009 Revenue 5-62 5.13.8 Finisar Revenue 5-67 5.13.9 Finisar First Quarter Revenues 2010 5-69 5.13.10 Finisar / Optimum 5-70 5.13.11 Finisar, Optium Optical Component Product Overlap 5-74 5.13.12 Foxconn Technology Group / Ambit Microsystems 5-76

5.14 Fujitsu 5-76 5.15 Fujitsu Optical Component Products 5-78

5.15.1 Fujitsu Optical Components 5-78 5.15.2 Fujitsu Optical Modules 5-80 5.15.3 Fujitsu Sales, Manufacturing And Development Of Optical Components 5-81 5.15.4 Fujitsu Optical Components Wholly Owned Optical Module Subsidiary 5-88

5.16 Furukawa Electric 5-92 5.17 GigOptix 5-94

5.17.1 GigOptix Revenue Second Quarter of 2009 5-96 5.17.2 GigOptix Revenue By Geographic Region: 5-98 5.17.3 GigOptix Product Updates 5-98 5.17.4 Merger of Helix and GigOptix, Merger of Lumera and GigOptix, Advances Made by GigOptix 5-100 5.17.5 GigOptix Third Quarter Outlook 5-101

5.18 Huawei 5-102 5.18.1 Huawei Key Network Technologies 5-105 5.18.2 Huawei Introducing R&D Management Models 5-105 5.18.3 Huawei Promotes Standardized, Component-Based And Platform-Specific Management 5-106

5.19 Ignis 5-106 5.19.1 Ignis Group Revenue 5-107 5.19.2 Ignis Acquired Syntune AB 5-108

5.20 Ikanos Communications 5-110 5.21 JDSU 5-111

5.21.1 JDSU Revenue 5-111 5.21.2 JDSU Acquires Network Tools Business from Finisar 5-114 5.21.3 JDSU Strategic Benefits: 5-115 5.21.4 JDSU Network Tools Business 5-115

5.22 Luxtera 5-117 5.22.1 Luxtera Funded By Leading Venture Capitalists 5-118 5.22.2 Luxtera Active Optical Cable (AOC), Blazar 5-118 5.22.3 Luxtera CMOS Process Used To Create An Array Of Complex Photonic Devices 5-120 5.22.4 Luxtera Project with Sun Microsystems and DARPA 5-121

5.23 MRV Communications 5-123 5.23.1 MRV Communications / Source Photonics 5-124 5.23.2 MRV Communications / Source Photonics Brand for Luminent and Fiberxon 5-127 5.23.3 MRV Communications / Source Photonics PON Transceiver Market Position 5-128 5.23.4 MRV Communications / Source Photonics Tunable Transponder 5-130 5.23.5 MRV Communications / Source Photonics Second Quarter 2009 Revenue 5-131 5.23.6 MRV Communications / Source Photonics 5-132 5.23.7 MRV Communications / Source Photonics / Luminent, Inc., Passive Optical Components Division 5-132




5.24 NeoPhotonics 5-132 5.24.1 NeoPhotonics Has Nanoscale Design, Materials, Fabrication And Metrology 5-133 5.24.2 NeoPhotonics Strong Performance 5-133 5.24.3 NeoPhotonics Products and Market 5-134 5.24.4 NeoPhotonics Products 5-135 5.24.5 NeoPhotonics Technology 5-135 5.24.6 NeoPhotonics Is Top Optical Component Supplier To Huawei For The First Half Of 2008 5-138 5.24.7 Neophotonics Vertically Integrated Manufacturer 5-139

5.25 Newport Corporation & Spectra-Physics 5-140 5.25.1 Newport Corporation Revenue 5-141 5.25.2 Newport Corporation Photonics Instruments, Fibers, and Components - Fiber Optic Components 5-143

5.26 Occam 5-145 5.26.1 Occam Networks Second-Quarter 2009 Results 5-146 5.26.2 Occam Highlights For The Second Quarter of 2009: 5-149 5.26.3 Occam GigE and GPON FTTP Delivers IPTV 5-149 5.26.4 Occam Target Markets 5-151

5.27 Oclaro 5-152 5.27.1 Oclaro: Bookham and Avanex Merge Into a New Market Leader 5-153 5.27.2 Oclaro: Bookham / Avanex Strengthen Position In Consolidating Sector 5-158 5.27.3 Oclaro / Avanex 5-158 5.27.4 Oclaro Revenue 5-159 5.27.5 Oclaro New Focus Business Transferred to Newport Corporation 5-161

5.28 Oplink 5-163 5.28.1 Oplink Regional Revenues: 5-164

5.29 Opnext 5-167 5.29.1 Opnext Revenue 5-168 5.29.2 Opnext Formed Out of Hitachi 5-169 5.29.3 Opnext / StrataLight 5-169

5.30 Photon-X, LLC. 5-170 5.30.1 Photon-X 5-170

5.31 Princeton Optronics 5-173 5.32 Rohm Semiconductor / Oki 5-174 5.33 Rusnano 5-174

5.33.1 Rusnano Russian Corporation of Nanotechnologies 5-176 5.34 Santec 5-179 5.35 Sigma Blu-Ray & HDTV Opportunities 5-181

5.35.1 Sigma Revenue 5-187 5.36 Sumitomo 5-188

5.36.1 Sumitomo Optical Devices for FTTH Applications 5-188 5.36.2 Sumitomo Electric Industries CATV For Integration Of Broadcasting And Telecommunications 5-189 5.36.3 SEI 5-190 5.36.4 Sumitomo Electric Industries / SEI 5-190 5.36.5 Sumitomo Electric Oversea Sales Subsidiaries of Optical and Electronic Devices 5-191 5.36.6 Sumitomo Electric Device Innovations / Excelight Communications, / Eudyna Devices 5-192 5.36.7 Sumitomo Electric Europe Ltd / Succeeds The Business From Eudyna Devices 5-192 5.36.8 Sumitomo Electric Asia integrates with Eudyna Devices 5-193




5.36.9 Sumitomo Electric Device Innovations U.S.A., Inc 5-193 5.37 Syntune 5-195 5.38 Tessera 5-196

5.38.1 Tessera DigitalOptics Solutions 5-197 5.39 Triquint 5-198

5.39.1 Triquint Second Quarter 2009 Results 5-201 5.39.2 TriQuint Positioning 5-201 5.39.3 Triquint, Zte $50m Agreement 5-202 5.39.4 TriQuint Lead Researcher In A Multi-Year DARPA Program 5-202

5.40 Tyco Electronics 5-203 5.40.1 Unisem Malaysia 5-203

5.41 Vitesse 5-204 5.41.1 Vitesse Semiconductor Net Revenues by Geographic Area 5-206 5.41.2 Vitesse Debt 5-207 5.41.3 Vitesse Carrier Networking 5-207 5.41.4 Vitesse Enterprise Networking 5-208 5.41.5 Vitesse Non-Core 5-208 5.41.6 Vitesse Distribution 5-209 5.41.7 Vitesse Revenue 5-210

5.42 Yoshikawa Kogyo 5-211 5.43 Zhone Technologies 5-212 5.44 ZTE 5-213

List of Tables and Figures

OPTICAL COMPONENTS EXECUTIVE SUMMARY Figure ES-1 ES-2 FTTH and Enterprise Access Network and Core Network Use of Optical Components Figure ES-2 ES-5 Worldwide Optical Component Market Shares, Dollars, 2008, First Half 2009 Figure ES-3 ES-7 Optical Transceivers, Optical Amplifiers, and Other Optical Components, Forecasts, Worldwide, Dollars, 2009-2015

OPTICAL COMPONENTS MARKET DEFINITION AND MARKET DYNAMICS Table 1-1 1-2 Factors Affecting Carrier Capital Spending Patterns Figure 1-2 1-3 FTTH and Enterprise Access Network and Core Network Use of Optical Components




Figure 1-3 1-4 Connected Media Players Figure 1-4 1-5 Home Entertainment Evolution Figure 1-5 1-6 BT Capex Savings: Conventional FTTH vs. long reach PON Figure 1-6 1-19 Enabling Broadband Infrastructure Figure 1-7 1-20 Optical Component Business Drivers -- Bandwidth and Storage Table 1-8 1-22 100G Market Segments: 100GE and 100G DP-QPSK (Long Haul) Table 1-9 1-22 OIF major 100G initiatives Figure 1-10 1-24 100 GbE Optical Device Evaluations Figure 1-11 1-30 WDM-PON Integrated Network Configuration Figure 1-12 1-39 Nanophase Technologies Organic Dispersions In Polar And Non-Polar Organic Fluids Figure 1-13 1-41 3-D Liquid Crystals Figure 1-13 1-47 Finisar Liquid Crystal on Silicon LCOS ROADM Table 1-14 1-48 Liquid Crystal on Silicon (LCOS) Technology Advantages Figure 1-16 1-51 Finisar Optimum Merger Product Portfolio Extension

OPTICAL COMPONENTSMARKET SHARES AND MARKET FORECASTS Figure 2-1 2-2 Optical Component Market Growth Factors Figure 2-2 2-3 Growth in Traffic Crossing the AT&T Network Table 2-3 2-4 Optical Component Market Driving Forces Table 2-4 2-5 Server Virtualization Business Drivers Impact on Optical Components Figure 2-5 2-8 Optical Component Market Shares, Dollars, Worldwide, First Three Quarters 2009 Table 2-6 2-9 Optical Component Market Shares, Dollars, Worldwide, 2008, First Half 2009




Figure 2-7 2-11 Optical Transceivers, Optical Amplifiers, and Other Optical Components, Forecasts, Worldwide, Dollars, 2009-2015 Table 2-8 2-12 Optical Transceivers, Optical Amplifiers, and Other Optical Components, Forecasts, Worldwide, Dollars, 2009-2015 Figure 2-9 2-14 Optical Component Transceiver / Transponder Market Shares, Worldwide, Dollars, 2008 Table 2-10 2-15 Optical Component Transceiver / Transponder Market Shares, Worldwide, Dollars, 2008, First Three Quarters 2009 Figure 2-11 2-17 Optical Component Transceiver Communications Segment Market Forecasts, Worldwide, Dollars, 2009-2015 Table 2-12 2-18 Optical Transceiver Shipments Market Forecasts, Worldwide, Dollars,2009-2015 Figure 2-13 2-19 Optical Amplifier Market Shares, Worldwide, Dollars 2009-2015 Table 2-14 2-20 Optical Amplifier Market Shares Worldwide, Dollars, 2008 Figure 2-15 2-21 Optical Amplifier Market Forecasts, Worldwide, Dollars, 2009-2015 Figure 2-16 2-23 Finisar Business Model Overview Figure 2-17 2-26 Oclaro Competitive Positioning Figure 2-18 2-46 Sonet / SDH Transceiver Segment Market Forecasts Worldwide 2009-2015 Table 2-19 2-49 Worldwide Transceiver Segments Market Forecasts 2009-2015 Figure 2-20 2-52 Ethernet Transceiver Segment Market Forecasts, Worldwide, Dollars, 2009-2015 Figure 2-21 2-55 Fibre Channel Transceiver Segment Market Forecasts, Worldwide, Dollars, 2009-2015 Figure 2-22 2-57 CWDM / DWDM Transceiver Segment Market Forecasts, Worldwide, Dollars, 2009-2015 Figure 2-23 2-60 Optical Interconnects Transceiver Segment Market Forecasts, Worldwide, 2009-2015




Figure 2-24 2-64 Fiber to the Home, Building or Premise FTTx Transceivers Market Shares, Worldwide, Dollars, 2008 Figure 2-25 2-65 Fiber to the Home, Building, Premise (FTTx) Transceiver Segment Market Forecasts, Worldwide, Dollars, 2009-2015 Figure 2-26 2-66 Emerging Broadband Home Control Figure 2-27 2-67 Emerging Broadband Home Control Figure 2-28 2-69 SFP / SFP+ Transceiver Market Shares Market Shares, Dollars, Worldwide, 2008 Figure 2-29 2-70 XFP Transceiver Market Shares, Worldwide, Dollars, 2008 Figure 2-30 2-71 CATV Transceivers Market Shares Worldwide, Dollars, 2008 Table 2-31 2-72 Transceiver Type Market Forecasts, Worldwide, Dollars, 2009-2015 Table 2-32 2-74 Optical Component Module and Subsystem Categories Table 2-33 2-75 Market Device Types of Optical Components Table 2-34 2-78 Broadband Market Drivers Table 2-35 2-80 Network Traffic Growth Factors Table 2-36 2-81 Selected 40G System Developments Table 2-36 (Continued) 2-82 Selected 40G System Developments Figure 2-37 2-84 Optical Component Regional Market Segments, Dollars, First Three Quarters 2009 Table 2-38 2-85 Optical Component Regional Market Segments, First Three Quarters 2009




OPTICAL COMPONENTS PRODUCT DESCRIPTION

Figure 3-1 3-2 Transceiver Transponder Modulator Applications Table 3-2 3-3 Optical Components Major Markets and Component Solutions Figure 3-3 3-9 Finisar LAN< SAN< and Metro Optical transceivers Figure 3-4 3-10 Finisar Product Positioning Figure 3-5 3-12 Finisar Tunable Transceivers and Transponders Figure 3-6 3-13 Finisar Tunable Transceivers and Transponders Table 3-7 3-14 Selected Finisar 300 PIN Transponders and Transceivers Table 3-7 (Continued) 3-15 Selected Finisar 300 PIN Transponders and Transceivers Table 3-7 (Continued) 3-16 Selected Finisar 300 PIN Transponders and Transceivers Table 3-7 (Continued) 3-17 Selected Finisar 300 PIN Transponders and Transceivers Table 3-7 (Continued) 3-18 Selected Finisar 300 PIN Transponders and Transceivers Table 3-7 (Continued) 3-19 Selected Finisar 300 PIN Transponders and Transceivers Table 3-7 (Continued) 3-20 Selected Finisar 300 PIN Transponders and Transceivers Table 3-8 3-21 Opnext Technologies 40G VSR Transceivers Table 3-9 3-22 Opnext Technologies 40G PSBT Transceivers Table 3-10 3-23 Opnext Technologies 40G DPSK Transceivers Table 3-11 3-24 Opnext Technologies 40G DQPSK Transceivers Table 3-12 3-25 Opnext 8 Gbit/s & 10 Gbit/s SFP+ Transceiver Modules Table 3-13 3-26 Opnext Technologies XFP 10 Gbit/s Serial Transceiver Modules Table 3-14 3-28 Opnext Technologies Small Form Factor Pluggable Transceiver Modules (SFP Transceivers) Table 3-14 (Continued) 3-29 Opnext Technologies Small Form Factor Pluggable Transceiver Modules (SFP Transceivers) Table 3-15 3-29 Opnext Technologies DWDM Small Form Factor luggable Transceiver Modules (SFP)




Table 3-15 (Continued) 3-30 Opnext Technologies DWDM Small Form Factor Pluggable Transceiver Modules (SFP) Figure 3-16 3-38 Fujitsu XENPAK MSA 10Gbps Transceiver Table 3-17 3-39 Fujitsu XENPAK MSA 10Gbps Transceiver Description Table 3-18 3-40 Fujitsu XENPAK MSA 10Gbps Features Figure 3-19 3-41 Fujitsu X2 MSA 10Gbps Transceiver Table 3-20 3-42 Fujitsu X2 MSA 10Gbps Transceiver Features Figure 3-21 3-44 Fujitsu SFP MSA Transceiver Figure 3-22 3-47 Fujitsu Optical Transceiver for PON Figure 3-23 3-49 Fujitsu 300pin MSA 10Gbps Transponder Figure 3-24 3-54 Fujitsu 40Gbps Receiver Module Table 3-25 3-55 Fujitsu 40Gbps Receiver Module Description Table 3-26 3-55 Fujitsu 40Gbps Receiver Module Applications: Table 3-27 3-56 Fujitsu Optical Components and Furukawa Electric Planar Lightwave Circuit (PLC) Technology Table 3-27 (Continued) 3-57 Fujitsu Optical Components and Furukawa Electric Planar Lightwave Circuit (PLC) Technology Figure 3-28 3-61 Fujitsu Compact Integrated DPSK Receiver for 40Gbps Optical Networks Table 3-29 3-63 Fujitsu 40G DPSK Receiver Pricing & Availability Table 3-30 3-64 Avago HFCT-5710L/LP Small Form Factor Pluggable LC Fiber Optic Transceivers Features Table 3-28 3-65 Avago HFCT-5710L/LP Small Form Factor Pluggable LC optical transceiver Applications Figure 3-29 3-65 Avago Small Form Factor Pluggable LC Optical Transceivers Figure 3-30 3-66 Source Photonics Optical Communication Positioning for Metro Networks Figure 3-31 3-68 Source Photonics Optical Transceivers, Ethernet , Gigabit Ethernet




Table 3-32 3-69 Source Photonics Optical Transceivers, Ethernet , Gigabit Ethernet Table 3-33 3-70 Source Photonics Optical Transceivers, Ethernet , Gigabit Ethernet Product Description Table 3-34 3-74 JDSU Transceiver Optical Transceiver Key Benefits Table 3-35 3-75 JDSU Transceiver Applications Table 3-36 3-76 JDSU Transceiver Standards Compliance Table 3-37 3-79 Oclaro Transmission Products Table 3-37 (Continued) 3-80 Oclaro Transmission Products Table 3-38 3-85 Oclaro Bookham Receivers Figure 3-39 3-86 Oclaro Next Generation Networks Figure 3-40 3-87 Oclaro Transmission Positioning Table 3-41 3-88 Oclaro Transmission Positioning Figure 3-42 3-89 NeoPhotonics P1785F Figure 3- 43 3-90 NeoPhotonics PTB4J80 Table 3-44 3-91 NeoPhotonics GPON Triplexer ONU Table 3-45 3-92 NeoPhotonics Active And Passive Optical Components Network Market Segments Table 3-46 3-93 NeoPhotonics Transceiver Positioning Table 3-47 3-94 NeoPhotonics Transceiver Applications Table 3-48 3-95 NeoPhotonics Applications Table 3-49 3-96 NeoPhotonics Products Table 3-50 3-97 NeoPhotonics SFP Products Table 3-51 3-98 NeoPhotonics Product Applications Table 3-51 (Continued) 3-99 NeoPhotonics Product Applications Table 3-52 3-101 NeoPhotonics Optical SFP Transceiver Performance Specifications Figure 3-53 3-103 NeoPhotonics SFP Transceiver




Table 3-54 3-104 NeoPhotonics GbE 1000Base-LX 10 km SFP Transceiver Table 3-55 3-105 Oplink Transceiver Applications Support Table 3-56 3-106 Oplink Transmitters & Receivers Table 3-56 (Continued) 3-107 Oplink Transmitters & Receivers Table 3-56 (Continued) 3-108 Oplink Transmitters & Receivers Table 3-56 (Continued) 3-109 Oplink Transmitters & Receivers Table 3-56 (Continued) 3-110 Oplink Transmitters & Receivers Table 3-57 3-111 TriQuint Product Positioning Table 3-58 3-112 TriQuint Product Segments Table 3-59 3-113 JDSU Photodiodes Table 3-59 (Continued) 3-114 JDSU Photodiodes Table 3-60 3-117 Vitesse Semiconductor 10G Transceiver Integrated Circuit EPON chipset Figure 3-61 3-126 Acon Transceiver Figure 3-62 3-127 OptoIC Transceiver Table 3-63 3-128 OptoIC’s BIDI Transceivers Key Features Table 3-63 (Continued) 3-129 OptoIC’s BIDI Transceivers Key Features Figure 3-64 3-130 OptoIC Transceiver Table 3-65 3-131 OptoIC BIDI Transceiver. Figure 3-66 3-132 OptoIC’s multi-rate fiber optics transceiver Figure 3-67 3-136 Lasermate Group High Performance Fiber Optical Transmission Components Table 3-68 3-140 Vendors of GPON Triplexers Table 3-68 (Continued) 3-141 Vendors of GPON Triplexers Table 3-69 3-142 GPON Chips and Vendor Products Figure 3-70 3-145 OneChip Photonics EPON FTTH OLT and ONU Transceivers




Figure 3-71 3-147 Emcore 10Gb Transceivers Table 3-72 3-149 JDSU Erbium Doped Fiber Amplifiers Key Features Table 3-73 3-150 JDSU Erbium Doped Fiber Amplifiers Applications Table 3-74 3-151 JDSU AON Super Transport Blade Platform Figure 3-75 3-152 JDSU Pump Lasers Table 3-76 3-153 JDSU ROADM Based Network Changes - Table 3-76 (Continued) 3-154 JDSU ROADM Based Network Changes - Figure 3-77 3-155 JDSO Evolution of Optical Network Repeater to OADM to Roadm Figure 3-78 3-156 JDSU Tunable Transponder ROADAM High Bandwidth and Optical Amplifier Figure 3-79 3-157 JDSU’s PLC Fabrication Facility Table 3-80 3-158 Selected JDSU Optical Amplifier ADM and ROADM Product Lines Table 3-81 3-160 JDSU Shelf & Common Equipment Table 3-81 (Continued) 3-161 JDSU Shelf & Common Equipment Table 3-81 (Continued) 3-162 JDSU Shelf & Common Equipment Figure 3-82 3-163 Oclaro Optical Amplification Vertical Integration Positioning Figure 3-83 3-165 Oclaro Optical Component Heat Control Platform Table 3-84 3-169 Oasis ATM Latest Generation of EDFAs from Oclaro Avanex Table 3-85 3-170 Oclaro Avanex Dispersion Compensation Small Form Factor Figure 3-86 3-173 Oclaro ROADM Wavelength Management Figure 3-87 3-177 Oclaro Bookham MiNi Block Optical Amplifier Table 3-88 3-178 Oclaro MiNi Block Optical Amplifier Features Table 3-89 3-179 Oclaro MiNi Block Optical Amplifier Applications Table 3-90 3-180 Oclaro Optical Amplifier Custom Solutions Features Table 3-91 3-184 Oclaro Bookham VCSEL Portfolio Key Characteristics




Table 3-92 3-185 Furukawa Electric Optical Amplifiers Table 3-92 (Continued) 3-186 Furukawa Electric Optical Amplifiers Table 3-92 (Continued) 3-187 Furukawa Electric Optical Amplifiers Figure 3-93 3-188 Furukawa Electric 36000 Series Optical Amplifier Table 3-94 3-189 Furukawa Electric 36000 Series Descriptions Optical Amplifiers Table 3-95 3-190 Furukawa Electric 36000 Series Optical Amplifier Features Table 3-96 3-191 Accelink Passive Optical Network (PON) Build Out Products Table 3-97 3-192 Accelink Optical Network Products Table 3-98 3-193 Accelink Passive Optical Network (PON) Build Out Products Table 3-99 3193 Accelink Optical Network Products Table 3-100 3-195 TriQuint Semiconductor Modulator Drivers Table 3-101 3-196 TriQuint Semiconductor Amplifiers Table 3-102 3-197 TriQuint Semiconductor Control Products Table 3-103 3-198 TriQuint Semiconductor Transimpedance Amplifiers Table 3-104 3-199 JDSU Optical Amplifiers Figure 3-105 3-200 Photon x Optical Amplifiers Figure 3-106 3-201 Photon x C Band EDFA Optical Amplifiers Optical Properties Figure 3-107 3-202 Photon x L Band EDFA Optical Amplifiers Optical Properties Figure 3-108 3-203 Photon x C Double Clad EYDFA Optical Amplifier Properties Figure 3-109 3-205 Optical Communication Value Chain - Photon X Areas of Innovation




OPTICAL COMPONENTS TECHNOLOGY Figure 4-1 4-8 Explosion of Protocols Table 4-1 4-12 10G GPON Intermediate GPON Technology Development Equipment Vendor Support Table 4-3 4-15 GPON & WDM-PON Vendors Table 4-3 (Continued) 4-16 GPON & WDM-PON Vendors Table 4-3 (Continued) 4-17 GPON & WDM-PON Vendors Table 4-3 (Continued) 4-18 GPON & WDM-PON Vendors Table 4-3 (Continued) 4-19 GPON & WDM-PON Vendors Table 4-4 4-23 Motorola GPON Optical Network Terminal (ONT) Features Table 4-5 4-24 ONT Product-Portfolio Development Functions

OPTICAL COMPONENTS COMPANY PROFILES Figure 5-1 5-6 3S Photonics R&D Role Figure 5-2 5-7 3S Photonics Clean Room Manufacturing Table 5-3 5-18 Agilent Text Equipment Table 5-4 5-21 Alcatel-Lucent Businesses Table 5-5 5-22 Alcatel Lucent Positioning To Address The Utility-Telco Next Generation Broadband Technology Table 5-6 5-32 Avago Technologies Target Markets Table 5-7 5-36 Electrum Laboratory Functions Table 5-8 5-39 Emcore Market Drivers of CATV Business Figure 5-9 5-40 Emcore Business Units Figure 5-10 5-41 Emcore Telecom / Datacom Products Figure 5-11 5-42 Emcore Broadband Products Table 5-12 5-43 Emcore Video, Audio, Data Transport




Table 5-13 5-45 Emcore ECX-7700 Series Key Features Figure 5-14 5-48 Finisar Parallel Optics Figure 5-15 5-49 Finisar Overview Table 5-16 5-50 Finisar Data Center Positioning to Support Improvement in Server Utilization Figure 5-17 5-60 Finisar World Class Manufacturing Capabilities Figure 5-18 5-61 Finisar Revenue Growth Figure 5-19 5-64 Finisar Revenue Trend Figure 5-20 5-66 Finisar 10-40 Gbps Quarterly Revenue Trend Figure 5-21 5-67 Finisar Segment Revenue Figure 5-22 5-68 Finisar Financial Statements Figure 5-23 5-73 Finisar Vertical Business Model Figure 5-24 5-75 Finisar, Optium Optical Component Product Customers and Overlap Figure 5-25 5-78 Fujitsu Optical Component Table 5-26 5-79 Fujitsu Optical Fujitsu Optical Components Table 5-27 5-80 Fujitsu Optical Component Applications Figure 5-28 5-82 Fujitsu Facilities Figure 5-29 5-84 Fujitsu Sales & Support World Wide Table 5-30 5-85 Fujitsu Optical Components Business Support Centers Table 5-31 5-86 Fujitsu Optical Components Sales Office Table 5-32 5-87 Fujitsu Products & Services Figure 5-33 5-88 Fujitsu Optical Component Applications Figure 5-34 5-93 Furukawa Company Group Figure 5-35 5-94 Furukawa Optical Parts Table 5-36 5-99 GigOptix Product Updates




Table 5-37 5-103 Huawei Contract Sales Increase 46% in 2008 Figure 5-38 5-103 Huawei Five-Year Summary (next page) Table 5-39 5-116 JDSU Testing For Development And Field Deployment Of Storage Networks Figure 5-40 5-126 MRV Source Photonics Locatioons Worldwide Table 5-41 5-136 NeoPhotonics Technology Domain Expertise Table 5-42 5-137 NeoPhotonics Broad Spectrum Of Active And Passive Optical Components Figure 5-43 5-143 Newport Corporation Product Set Figure 5-43 (Continued) 5-144 Newport Corporation Product Set Table 5-44 5-146 Occam ONT Products Figure 5-45 5-154 Oclaro Advanced Photonics Positioning Table 5-46 5-155 Oclaro Advanced Photonics Positioning Table 5-46 (Continued) 5-156 Oclaro Advanced Photonics Positioning Table 5-47 5-157 Oclaro Positioning Figure 5-48 5-160 Oclaro / Bookham Revenue March 2009 Figure 5- 49 5-162 Oclaro Competitive Platform Table 5-50 5-172 Photon-X® LLC Expertise For Athermal Arrayed Waveguide Gratings, Splitters, Couplers, Static Filters, And Tunable Filters Table 5-51 5-180 Santec Customers Figure 5-52 5-182 Sigma Quarterly Revenue Growth Figure 5-53 5-183 Sigma IP TV Customer Deployments Figure 5-54 5-186 Sigma Revenues by End Market Figure 5-55 5-195 Syntune Full C-Band Tunable Laser Module Table 5-56 5-198 TriQuint Semiconductor Partners




ABOUT THE COMPANY

WINTERGREEN RESEARCH, HAS A UNIQUE RESEARCH STRATEGY THAT RELATES TO

IDENTIFYING MARKET TRENDS THROUGH READING AND INTERVIEWING OPINION LEADERS. BY READING THE

ELECTRONIC EQUIVALENT OF 40 FEET OF PAPER, WINTERGREEN RESEARCH SENIOR ANALYSTS CAN LEARN A

LOT MORE ABOUT MARKETS, A LOT FASTER THAN CAN BE LEARNED THROUGH EXPENSIVE SURVEYS AND

FOCUS GROUPS. THINKING ABOUT MARKET TRENDS IS A HIGH PRIORITY AT WINTERGREEN RESEARCH. AS

WITH ALL RESEARCH, THE VALUE PROPOSITION FOR COMPETITIVE ANALYSIS COMES FROM INTELLECTUAL

INPUT.

IT IS A LUXURY REALLY, AVAILABLE TO ONLY A VERY FEW PEOPLE, TO BE ABLE TO GATHER

INFORMATION, LOTS OF INFORMATION FROM READING MASSIVE AMOUNTS OF CONTENT, AND THEN TRYING

TO MAKE SENSE OF THAT CONTENT. THE ABILITY TO THINK ABOUT MARKET TRENDS IS ENHANCED BY DOING

IT OVER AND OVER FOR MANY DIFFERENT MARKETS. THAT IS WHAT WINTERGREEN RESEARCH IS ALL

ABOUT: READING AND THINKING IS AN ESSENTIAL ASPECT OF COMPETITIVE ANALYSIS. TALKING TO OPINION

LEADERS IS THE THIRD ESSENTIAL ASPECT OF PRODUCING GOOD, RELIABLE DATA.

WINTERGREEN RESEARCH, FOUNDED IN 1985, PROVIDES STRATEGIC MARKET ASSESSMENTS

IN TELECOMMUNICATIONS, COMMUNICATIONS EQUIPMENT, HEALTH CARE, INTERNET AND ADVANCED

COMPUTER TECHNOLOGY. INDUSTRY REPORTS FOCUS ON OPPORTUNITIES THAT EXPAND EXISTING MARKETS

OR DEVELOP MAJOR NEW MARKETS. THE REPORTS ASSESS NEW PRODUCT AND SERVICE POSITIONING

STRATEGIES, NEW AND EVOLVING TECHNOLOGIES, AND TECHNOLOGICAL IMPACT ON PRODUCTS, SERVICES,

AND MARKETS. MARKET SHARES ARE PROVIDED. LEADING MARKET PARTICIPANTS ARE PROFILED, AND

THEIR MARKETING STRATEGIES, ACQUISITIONS, AND STRATEGIC ALLIANCES ARE DISCUSSED. THE PRINCIPALS

OF WINTERGREEN RESEARCH HAVE BEEN INVOLVED IN ANALYSIS AND FORECASTING OF INTERNATIONAL

BUSINESS OPPORTUNITIES IN TELECOMMUNICATIONS AND ADVANCED COMPUTER TECHNOLOGY MARKETS

FOR OVER 30 YEARS.




ABOUT THE PRINCIPAL AUTHORS

ELLEN T. CURTISS, TECHNICAL DIRECTOR, CO-FOUNDER OF WINTERGREEN RESEARCH, CONDUCTS

STRATEGIC AND MARKET ASSESSMENTS IN TECHNOLOGY-BASED INDUSTRIES. PREVIOUSLY SHE WAS A

MEMBER OF THE STAFF OF ARTHUR D. LITTLE, INC., FOR 23 YEARS, MOST RECENTLY AS VICE PRESIDENT OF

ARTHUR D. LITTLE DECISION RESOURCES, SPECIALIZING IN STRATEGIC PLANNING AND MARKET

DEVELOPMENT SERVICES. SHE IS A GRADUATE OF BOSTON UNIVERSITY AND THE PROGRAM FOR

MANAGEMENT DEVELOPMENT AT HARVARD GRADUATE SCHOOL OF BUSINESS ADMINISTRATION. SHE IS

THE AUTHOR OF RECENT STUDIES ON WORLDWIDE TELECOMMUNICATIONS MARKETS, THE TOP TEN INTERNET

EQUIPMENT COMPANIES, THE TOP TEN CONTRACT MANUFACTURING COMPANIES, AND THE TOP TEN

TELECOMMUNICATIONS MARKET ANALYSIS AND FORECASTS.

SUSAN EUSTIS, PRESIDENT, CO-FOUNDER OF WINTERGREEN RESEARCH, HAS DONE RESEARCH IN

COMMUNICATIONS AND COMPUTER MARKETS AND APPLICATIONS. SHE HOLDS SEVERAL PATENTS IN

MICROCOMPUTING AND PARALLEL PROCESSING. SHE HAS THE ORIGINAL PATENTS IN ELECTRONIC VOTING

MACHINES. SHE HAS NEW PATENT APPLICATIONS IN FORMAT VARYING, MULITPROCESSING, AND ELECTRONIC

VOTING. SHE IS THE AUTHOR OF RECENT STUDIES OF THE SERVICES ORIENTED ARCHITECTURE SOA, MID IR

SENSORS, CONTENT MANAGEMENT, MID SIZE BUSINESS MIDDLEWARE, WORLDWIDE ENERGY MARKETS, SOLAR UTILITY MARKETS, SOLAR TECHNOLOGY MARKETS, THIN FILM BATTERY MARKETS, WEBCAM MARKETS, REGIONAL BELL OPERATING COMPANIES' MARKETING STRATEGIES, INTERNET EQUIPMENT, BIOMETRICS, A

STUDY OF INTERNET EQUIPMENT, WORLDWIDE TELECOMMUNICATIONS EQUIPMENT, TOP TEN

TELECOMMUNICATIONS, DIGITAL LOOP CARRIER, WEB HOSTING, WEB SERVICES, NANOTECHNOLOGY, AND

APPLICATION INTEGRATION MARKETS. MS. EUSTIS IS A GRADUATE OF BARNARD COLLEGE.




ORDER FORM Return To: WinterGreen Research, Inc.

6 Raymond Street Lexington, MA 02421 USA Phone: (781) 863-5078 --- Fax: (781) 863-1235 [email protected]

PLEASE ENTER MY ORDER FOR:

Optical Component Market Shares, Strategies, and Forecasts, Worldwide,

2009-2015 -ALL REPORTS ARE AVAILABLE IN EITHER PRINT OR PDF-

_________PDF ________PRINT ____ENCLOSED IS MY CHECK FOR $3,400 FOR SINGLE COPY, $6,800 FOR WEB SITE POSTING ____PLEASE BILL MY COMPANY USING P.O. NUMBER_________________________________________ ____PLEASE CHARGE MY MASTERCARD/VISA/AMERICAN EXPRESS— CARD NUMBER _________________________________EXP. DATE__________________ If charging to a Credit card you may use the HTTPS enabled order form on the web site to achieve secure credit card payment. NAME________________________________________TITLE________________________________________ SIGNATURE________________________________________________________________________________ COMPANY________________________________________DIVISION________________________________________ ADDRESS________________________________________ CITY__________________________________________STATE / ZIP__________________________________________ TELEPHONE________________________________________ FAX________________________________________ EMAIL________________________________________ PLEASE NOTE: RESIDENTS OF MASSACHUSETTS AND CONNECTICUT MUST INCLUDE APPROPRIATE SALES

TAX SUBSCRIBERS OUTSIDE THE UNITED STATES MUST PROVIDE PREPAYMENT IN U.S. FUNDS




Documents

Optical Components Implement Broadband and Next Generation