Module 7 VAA

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    Climate Change: Vulnerability

    and Adaptation Assessment

    Dr. Rosa T. Perez

    Enabling the Cities of Cagayan de Oro and Iligan to Cope with Climate Change

    (Project Climate Twin Phoenix)

    Tagaytay City

    7-11 January 2013

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    Outline

    Vulnerability and Adaptation Assessment

    Introduction and Overview

    Basic concepts and definitions

    Assessment tools (e.g., characteristics, limitations,

    procedures/methodologies)

    Case presentation/studies

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    Global Warming (1884 to 2011)

    Source: NASA

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    WMO Press ReleaseNo. 966 - 2012: Record Arctic Sea Ice Melt, Multiple Extremes and High

    TemperaturesGENEVA/DOHA, 28 November 2012 (WMO)The

    years 20012011 were all among the warmest on record, and,according to the World Meteorological Organization, the first ten months indicate

    that 2012 will most likely be no exception despite the cooling influence of La Nia

    early in the year.WMOs provisional annual statement on the state of the global climate also

    highlighted the unprecedented melt of the Arctic sea ice and multiple weather andclimate extremes which affected many parts of the world. It was released today to

    inform negotiators at the United Nations Climate Change Conference in Doha,

    Qatar.

    January-October 2012 has been the ninth warmestsuch period since records began in 1850. The global land and ocean surfacetemperature for the period was about 0.45C (0.81F) above the corresponding

    19611990 average of 14.2C, according to the statement.

    Source: http://www.wmo.int/pages/mediacentre/press_releases/index_en.html

    http://www.wmo.int/pages/mediacentre/press_releases/documents/966_WMOstatement.pdfhttp://www.wmo.int/pages/mediacentre/press_releases/documents/966_WMOstatement.pdf
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    WARMER WORLD

    precipitationconcentrated into

    more intense events

    longer periods of little

    precipitation in between

    Intense, heavy downpoursinterspersed with longer

    relatively dry periods

    Modelling studies: future tropical

    cyclonescould become moresevere, with greater wind speeds,

    more intense precipitation

    Climate Change 2007: Working Group I: The Physical Science Basis

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    Potential Impacts in Key sectors in SE Asia

    Source: ADB,2009

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    5

    2

    3

    1

    4

    54

    Linkages: Anthropogenic drivers, impacts of and

    responses to climate change

    Source: IPCC (AR4 SYR), 2007

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    Actions to address Climate Change

    IPCC-TAR, 2001

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    Vulnerability, Adaptation, and

    Mitigation

    Vulnerability:

    the combined measure of threats to a

    particular system.

    the degree to which a system is susceptible toor unable to cope with the adverse effects of

    climate change, including climate variability and

    extremes (Mc Carthy et al., 2001).

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    Vulnerability, Adaptation, and

    Mitigation

    Adaptation:

    the ability of a system to adjust to climate change inorder to reduce its vulnerability, and enhance the

    resilience to observed and anticipated impacts ofclimate change.

    'adjustment in natural or human systems to a new or

    changing environment. Adaptation to climate change

    refers to adjustment in natural or human systems in

    response to actual or expected climatic stimuli or their

    effects, which moderates harm or exploits beneficial

    opportunities'.

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    Vulnerability, Adaptation, and

    Mitigation

    Adaptation occurs in physical, ecological, and humansystems. It involves the following.

    Changes in social and environmental processes

    Perceptions of climate risk

    Practices and functions to reduce risk Exploration of new opportunities to cope with the

    changed environment

    Mitigation: Mitigation refers to any strategy or action

    taken to remove the GHGs released into the atmosphere,

    or to reduce their amount.

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    Concepts and Frameworks

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    A VULNERABILITYFramework

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    A Burning Example

    Sensitivity Fair skinned

    Deeper skin tones

    Exposure

    Strength of the suns rays:f(latitude, season and weatherconditions)

    Number of hours under the sun

    Adaptive capacity Protective clothing

    Sunscreen

    Tanning

    pennmedicine.org

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    Vulnerability as defined by IPCC

    (IPCC, 2007; IPCC, 2001; McCarthy and Others, 2001)

    A function of

    sensitivity of aparticular system

    to climate

    changes, its

    exposure to

    those changes

    and its capacity

    to adapt to

    those changes

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    Components of Vulnerability

    Exposure: nature and degree to which a system is exposed tosignificant climatic variations

    Sensitivity: degree to which a system is affected, either adverselyor beneficially, by climate variability or change. The effect may be

    direct (e.g., a change in crop yield in response to a change in themean, range or variability of temperature) or indirect (e.g.,damages caused by an increase in the frequency of coastal floodingdue to sea level rise).

    Adaptive Capacity: The ability of a system to adjust to climate

    change (including climate variability and extremes) to moderatepotential damages, to take advantage of opportunities, or to copewith the consequences.

    IPCC AR4, TAR WG2

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    Exposure

    Essentially answer the question of who or what is at risk toclimate change (i.e., what is exposedto climate change) andthe change in climate. So, it includes:

    The population (e.g., people, species) that can be affected by

    climate change Settlements and infrastructure that can be affected by climate

    change

    Natural resources that can be affected by climate change

    The nature of climate change itself ( e.g., change in sea level,temperature, extreme events).

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    Impact (1)

    Typically means the effect of climate change.

    For biophysical systems it can be change in

    productivity, quality, or population numbers or range.

    For societal systems, impact can be measured aschange in value (e.g., gain or loss of income) or in

    morbidity, mortality, or other measure of well-being

    (Parry and Carter, 1998).

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    Impact (2)

    The effects may be direct or indirect:

    Direct (e.g., a change in crop yield in response to a

    change in the mean, range, or variability of

    temperature) Indirect (e.g., damages caused by an increase in the

    frequency of coastal flooding due to sea-level rise)

    (McCarthy et al., 2001, p. 6).

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    Sensitivity

    Sensitivityis defined by the IPCC as the degree towhich a system is affected, either adversely orbeneficially, by climate-related stimuli.

    Climate-related stimuli encompass all of the elementsof climate change, including mean climatecharacteristics, climate variability, and the frequencyand magnitude of extremes.

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    Examples of sensitivities: human health

    Severely degraded or collapsed health care system Poor and declining immunity, nutritional and health status of large portion

    of population

    High poverty rates that limit access to health care - Lack of disease

    surveillance, vector control and prevention programs

    Large portion of population lose reliable access to potable water andsanitation

    Land use changes, including new reservoirs that increase habitat for

    disease vectors

    Limited access to health care Lacking disease surveillance, vector control and disease prevention

    Malnutrition

    Drug resistance

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    V = f (E, S, AC)

    Used in MDG-F and Sectoral VA Mainstreaming

    Guidelines (Cabrido et al.)

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    Changes in mean climate,

    variability, extreme events

    and sea level rise

    Effects on livelihoods Impact on vulnerability

    Increased temperature and

    changes in precipitation

    reduces agricultural and

    natural resources

    Changes in precipitation run-

    off and variability leads to

    greater water stressIncreased incidence or

    intensity of climate related

    extremes such as water

    stress

    Temperature, water and

    vegetation changes resultingin increasing prevalence of

    disease

    Direct impacts of climatic

    shocks and stresses such as

    livelihood assets, health,

    food and water security

    Increased pressure onCoping strategies and social

    protection measures

    Reduced ability to recover

    due to increased frequency

    of climatic shocks orincreased intensity of

    climatic stresses

    Increased vulnerability due

    to:

    Lower capacity to prepare;

    Lower capacity to cope;

    and

    Lower capacity to recover

    from climatic and non-climatic shocks and stresses

    Source: DFID,2004

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    Risk = Hazard x Exposure x Vulnerability

    lack of capacity of community to

    prepare, absorb, recover from hazardVulnerability

    elements affected by hazardExposure

    physical impact of disturbanceHazard

    likelihood of harm, loss, disasterRisk

    UN Disaster Risk =f(HEV)

    Adaptive Capacity

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    Exposure

    Sensitivity

    Adaptive Capacity

    Hazard

    Exposure

    Vulnerability(Inherent Vulnerability)

    Adaptive Capacity

    IPCC Vulnerability UN Risk

    NOTE: Not a strict correspondence but a rough mapping to facilitate linking of

    understanding of frameworks.

    Reconciling Frameworks

    climate change adaptation

    climate change mitigationdisaster mitigation

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    Major

    decision

    contexts forVulnerability

    Assessments

    1. Specification of

    mitigation

    strategies

    2. Identification of

    who or what arevulnerable

    3. Recommendationof adaptation

    measures

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    Why do we conduct a Vulnerability and

    Adaptation Assessment

    Meant to serve the needs of the relevantstakeholders, rather than the researcher

    or analyst

    Designed to provide information useful tostakeholders to understand vulnerability toclimate change and adaptation options

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    Why do we conduct a Vulnerability and

    Adaptation Assessment

    Use models or other tools (e.g. GIS maps)only as means of providing useful

    information to stakeholders

    Begin by identifying the questionsstakeholders would like to have avulnerability and adaptation assessmentanswer

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    Issues to Consider When Beginning a

    Vulnerability Assessment

    General

    Process and

    ScopeBudget and

    Political Support

    Technical-Time Frame

    - Approaches Stakeholders

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    General Process and Scope (1)

    How much time is available for the assessment? On which planning areas do you want to focus the

    assessment? (What is of concern?)

    Is it food production, water supply, health? Concerns may be expressed not in climate terms, e.g.,

    extreme temperature, but in consequences of climate for

    people, e.g., drought, flood, malnutrition.

    Who will perform the assessment?

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    General Process and Scope (2)

    Do you have the technical capacity to perform it in-house?

    If outsourcing the assessment, what is the procedure

    that must be followed for hiring a contractor?

    What questions do you want the assessment to

    answer?

    Which specific decisions do you want the assessment

    to support?

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    Budget and Political Support

    What resources are available?What is your budget for the assessment?

    How big a staff is available? Can consultants be used?

    What expertise is available either on staff or through

    consulting?Who will manage the assessment process

    and budget?

    How much time is available?Do you have political support for the

    assessment?

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    Technical

    Will any model(s) be developed for the assessment?

    Will the local government be able to operate the modelfor future scenario analysis?

    What type of scenarios does the community want tomodel? (Best case? Worst case? Middle-of-the-road?)

    Who may be affected?

    How far into the future is of concern?

    For what purpose is the assessment to be used? Raising awareness (education)?

    Policy making?

    What kind of output is needed?

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    Approaches to Assessment

    The approach chosen, i.e., the framework and the applicationof specific models or other tools, should best answer thequestions posed by the stakeholders within the resource and

    time constraints

    The choice of approach or models should be based in part onwhich ones best answer the questions being asked and can beused within available constraints.

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    Time Frame (1)

    The time frame being examined is a very important

    matter.

    If there is more interest in understanding impacts ofclimate change, then the analysis ought to look over

    many decades, perhaps out to 2100

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    Time Frame (2)

    If there is more interest in current vulnerability or

    adaptation strategies, then the analysis should focus

    on the next few decades up to about 2050.

    The near future could be defined as 2020 and the far futureas 2050.

    This is generally because most policy makers would have

    difficulty planning for more than a few decades and some

    might even have difficulty planning for a few decades intothe future.

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    Stakeholder Consultation

    Stakeholders should be involved throughout the

    process.

    In particular, they should be involved in determining

    what will be examined, what adaptations should beconsidered, and in evaluating results.

    For some sets of stakeholders, it may not be important

    who does the analysis, as long as the stakeholders

    trust that it is being done well.

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    Stakeholder Consultation

    Other stakeholders may wish to take an active role

    in conducting the analysis or have people they trust

    (e.g., have worked with previously) conduct the

    research.

    Either ways, it is important to keep stakeholders

    involved, at least by keeping them informed about

    progress and interim results.

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    Stakeholders Analysis

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    Vulnerability assessment (1)

    A vulnerability assessment is the process of

    identifying, quantifying, and prioritizing (or ranking)

    the vulnerabilities in a system.

    Examples of systems for which vulnerabilityassessments are performed include, but are not

    limited to, information technology systems, energy

    supply systems, water supply systems,

    transportation systems, and communication

    systems.

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    Vulnerability assessment (2)

    Such assessments may be conducted on behalf of a

    range of different organizations, from small

    businesses up to large regional infrastructures.

    Vulnerability from the perspective of disastermanagement means assessing the threats from

    potential hazards to the population and to

    infrastructure. It may be conducted in the political,

    social, economic or environmental fields.

    Evolution of CC Vulnerability Assessments

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    Evolution of CC Vulnerability Assessments

    FROM TO

    Linear More complex chains of analysis

    Non-adaptive to

    perfectly adaptive

    Realistically adaptive agents

    Simplistic to

    sophisticated

    Pluralistic consideration of

    development pathways

    Strictly quantitative Quantitative and qualitative

    analyses

    Purely science-driven Policy-driven assessmentsThose that dictate users Those that involve those users in

    the actual assessments

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    1. Need to address cross cutting issues (e.g. sustainabledevelopment, equity and scientific uncertainties)

    2. Changes in climate variability and extremes asdeterminants of future impacts and vulnerabilities

    3. Interactions of climate change with other stresses on

    environment and society

    4. Need for adaptation measures to lessen the risk of

    damage from future climate change and current climate

    variability

    Why the shift?

    Li k A th i d i i t f d

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    5

    2

    3

    1

    4

    54

    Linkages: Anthropogenic drivers, impacts of and

    responses to climate change

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    Fussel and Klein, 2006

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    Fussel and Klein, 2006

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    Fussel and Klein, 2006

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    Fussel and Klein, 2006

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    Figure 2-2 Conceptual framework for climate change impacts, vulnerability, disaster risks and adaptation options (source: EEA, 2010a; ETC-ACC, 2010b).

    D t i t f V l bilit

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    Human health and life

    Existence and cultural identity

    Biodiversity and ecosystem servicesIncome and livelihood

    SYSTEM

    ATTRIBUTE OF

    CONCERN

    A human environment system

    Geographic region

    Economic sectorNatural system

    HAZARDExternalclimate change, floods

    Internalunsustainable farming practices

    TIME SCALECurrent

    Future

    Determinants of Vulnerability

    Information on vulnerability, exposure, and changing climate

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    Asset relocation

    Weather/climate -proofing assets

    Early warning systems

    poverty reduction

    better education and

    awareness

    sustainable development

    improved forecasting for

    warning systems

    reduction of greenhouse

    gas emissions

    y p g gextremes and climate hazards can together inform

    adaptation and disaster risk management

    IPCC-SREX, 2012

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    Approaches

    Sectoral

    Multi sectoral approach

    Cross sectoral (integrated)

    Sectoral Vulnerability and Adaptation

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    Sectoral Vulnerability and Adaptation

    Assessment

    Analysis on how a specific sector can be affected byclimate change. Sectoral adaptation measures aim atactions for individual sectors that could be affected byclimate change. For example, in agriculture, reduced

    rainfall and higher evaporation rates would call fornew means of irrigation practices. Such a change wouldrequire a national policy framework which integratestraditional coping mechanisms along with new practices,

    and emphasizes on the importance of including climatechange as a long term consideration while formulatingpolicies.

    Multi sectoral approach

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    Multi sectoral approach

    This approach aims at actions that draw from

    various sectors. It is like looking at a particular

    problem through different lenses. It cuts across

    various sectors, for example, integrated waterresources management (IWRM), river basins or

    coastal zones. Linking adaptation to climate change,

    with management options identified in various

    conventions, could serve as a multi-sectoralapproach.

    Cross sectoral

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    Cross sectoral

    This is an integrated measure which looks at the

    objective in a very holistic manner. For example,

    science, research and development, and

    technological innovations such as the developmentof drought-resistant crop varieties, or new

    technologies to combat saltwater intrusion.

    Key Steps for Assessing Vulnerability to

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    Key Steps for Assessing Vulnerability to

    Climate Change

    Determineobjectives

    and scope

    Identify audience, user requirements, and needed products

    Engage key internal and external stakeholders

    Establish and agree on goals and objectives

    Identify suitable assessment targets

    Determine appropriate spatial and temporal scales

    Select assessment approach based on targets, user needs, and

    available resources

    Gather

    relevant data

    and expertise

    Review existing literature on assessment targets and climate

    impacts

    Reach out to subject experts on target species or systemsObtain or develop climatic projections, focusing on ecologically

    relevant variables

    and suitable spatial and temporal scales

    Obtain or develop ecological response projections

    Key Steps for Assessing Vulnerability to

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    Key Steps for Assessing Vulnerability to

    Climate Change

    Assesscomponents

    of

    vulnerability

    Evaluate climate sensitivity of assessment targets Determine likely exposure of targets to climatic/ecological

    change

    Consider adaptive capacity of targets that can moderate

    potential impact

    Estimate overall vulnerability of targets

    Document level of confidence or uncertainty in assessments

    Apply

    assessment in

    adaptationplanning

    Explore why specific targets are vulnerable to inform possible

    adaptation responses

    Consider how targets might fare under various management andclimatic scenarios Share assessment results with stakeholders and decision-makers

    Use results to advance development of adaptation strategies and

    plans

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    Sectoral Vulnerabilities

    Agriculture and Food Security

    Watershed and Forestry

    Coastal Sector

    Human Health

    Source: SNC,2010

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    Agriculture and Food Security

    Historical value added (GVA*) in

    agriculture (palay, corn, coconut and

    sugarcane (1967-2008)

    Gross Value Added (GVA) in Agriculture

    0

    5000

    10000

    15000

    20000

    25000

    30000

    35000

    40000

    45000

    50000

    6 7 6 9 7 1 7 3 7 5 7 7 7 9 8 1 8 3 8 5 8 7 8 9 9 1 9 3 9 5 9 7 9 9 01 0 3 0 5 0 7

    Y E A R

    G

    VA

    (inMillionPesos)

    Palay

    Corn

    Coconut

    Sugarcane

    GVA is defined as the difference between gross output and the immediate inputs,

    with gross outputs of a production unit during a given period

    PHILIPPINES

    0.00

    1.00

    2.00

    3.00

    4.00

    5.00

    70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 08

    YEAR

    YIELD

    (MT/Ha)

    IRRIGATED RAINFED

    Annual yields (mt/ha) from rainfed

    and irrigated rice systems in the

    Philippines (1970-2008)Source: BAS,

    P j t d Ri Yi ld

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    Projected Rice Yield

    Source: IRRI, 2009

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    Forestry and Watershed

    Vulnerability = f(sensitivity

    due to topography, slopes,

    elevation)

    Vulnerability to climaterisks = f(degree of physical

    exposure , adaptive

    capacity) Adaptive capacity =

    f( development

    factor/population density)

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    Coastalflooding

    /storm surgeCoral

    bleaching

    Ocean

    Acidification

    Mangrovedestruction

    Coastal Resources Sector

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    Impacts of Climate Change

    Extreme weather/events disasters

    Increased flooding

    Freshwater shortage

    Saltwater intrusion Sea level rise

    Ocean acidification

    Coastal andMarine resources

    Peoplessecurity,

    livelihood and

    way of life

    Challenges to

    SUSTAINABLE DEVELOPMENT

    affect

    Source: PEMSEA,2010

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    Coastal Capacities (Lack of)

    Extreme and Chronic Poverty

    Geographically isolated and disadvantaged- disconnectedness,

    high cost of transport, lack of access to markets

    Resource-poor 80% of rice is imported (except for West Coast)

    No access to energy grid (thus, expensive ,diesel-fired generators) for

    small islands

    Depleted fishing grounds, competition from commercial intrusions

    Low economic density; small and diffused markets; limited

    internal trade

    Source: Salceda, 2010)

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    Vulnerability to Sea Level Rise

    Land Loss due to 1 m SLR (beyond 2050)

    CGSD, NAMRIA (1992) 129,114 ha

    Greenpeace (2005) 138,000 ha

    Manila Observatory (2009) 89,800 ha

    H l h S

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    Health Sector

    Leptospirosis is positively

    associated with the

    volume of rainfall (r =

    .515, p

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    Leptospirosis and climate change projections

    Malaria and Climate change projections 2020 and 2050

    Dengue and climate change projections

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    indicates that a one-meter risein sea level is projected toaffect 64 out of 81 provinces,covering at least 703 out of

    1,610 municipalities, andinundating almost 700 millionsquare meters of land. The redmark indicates provinces thatare at threat.

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    Adaptation & Food Security

    Private- Alter crop species and varieties- Alter livestock species and breeds- Alter timing of planting and harvest- Multiple cropping season- Rehabilitation of on-farm structures- Change land use

    Public- Plant and animal breeding

    - Public awareness and extension- Insurance schemes and conditional cash tranfers- Modernization of irrigation systems

    Adaptation

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    Adaptation

    It is an adjustment in natural or human systems in response toactual or expected climatic stimuli or their effects, whichmoderates harm or exploits beneficial opportunities (IPCC,TAR: Smit et al., 2001, p. 881).

    Includes observed as well as anticipated future changes inclimate.

    Adaptation can be happening in response to perceived changein climate or in anticipation of future change in climate. Autonomous adaptation is considered to be adaptations made by

    affected entities, such as individuals, societies or nature, in response toobserved or perceived changes in climate.

    Anticipatory or proactive adaptation is made to reduce risk from futurechanges in climate.

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    Adaptation & Food Security

    Structural Measures: Drought and saline resistant crops, Efficient irrigation techniques, Water conservation technologies,

    Improved farming systems/practices

    Non-structural measures: Strengthen risk and vulnerability

    assessment, Weather data collection and forecasts, Early warning systems, Effective policy coordination and

    institutional arrangements.

    There are strategies that can help managedi t i k d l h l i

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    The most effective strategies offerdevelopment benefits in the relatively near

    term and reduce vulnerability over the longer term

    disaster risk now and also help improve

    peoples livelihoods and well-being

    Application to CLUP

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    Application to CLUP

    (Multi-sectoral)

    C t l

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    Cross sectoral

    This is an integrated measure which looks at theobjective in a very holistic manner.

    For example, science, research and development,

    and technological innovations such as thedevelopment of drought-resistant crop varieties, or

    new technologies to combat saltwater intrusion.

    A good example is the ecosystem based or EcoTown

    or ridge to reef approaches

    Integrated or cross-sectoral

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    Integrated or cross sectoral

    A Continuum of Climate Change Adaptation Measures

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    Adaptationfocus

    Benefit in the

    absence of CC

    Example

    Vulnerability reduction Response to impacts

    100% 0%

    Providing farmersdrought tolerant

    varieties & trainingfor water savingmethods

    Teaching officialsto collect climate

    data and integratein their planningdecisions

    Coastal zoneprotection with

    vegetativebuffers likemangroves

    Constructingshelters in

    response tofrequentTyphoons

    Non-structural StructuralType

    http://rds.yahoo.com/_ylt=A0S0205HaOFJW04ATOSJzbkF;_ylu=X3oDMTBpaWhqZmNtBHBvcwMzBHNlYwNzcgR2dGlkAw--/SIG=1jh0ohosi/EXP=1239595463/**http:/images.search.yahoo.com/images/view?back=http://images.search.yahoo.com/search/images?p=Cyclone+shelters+in+Bangladesh&fr=yfp-t-501&toggle=1&cop=mss&ei=UTF-8&w=500&h=330&imgurl=static.flickr.com/2012/2062283663_a1851bd891.jpg&rurl=http://www.flickr.com/photos/mikeyleung/2062283663/&size=79.8kB&name=Cyclone+Sidr+-+W...&p=Cyclone+shelters+in+Bangladesh&oid=8f5053d34875b522&fusr=Mikey+Leung&no=3&tt=25&sigr=11jnktdci&sigi=11grdldfa&sigb=13ku8b91k
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    78/78

    Thank you!