Metro Manila, Philippines l I - bpiexpressonline.com · c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas (Street) Makati, Metro Manila 1226

I FORM 23-B I

j1. Name and Address of Reporting Person

/tL.orJSc -...T~f'J.} tW-nh> ,.J -1 UJM/U€l j(Last) (rtrSt) (MIOOie)

c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas

(Street)

Makati , Metro Manila 1226

(rrovtnce) (r ostat c;oae)

SECURITIES AND EXCHANGE COMMISSION Metro Manila, Philippines

j2. Issuer Name and Tradtng Symbol

fsANK OF THE PHILIPPINE ISLANDS (BPI) ax 1aent1 !Cation . tilatement or

Number Month/Year

I?Z <fib 67'f May 2018 4. Citizenship 6. If Amendment, Date of

Original (MonthYeer)

Filipino

\

______________ ... __ ... . .

:( ~ ,,_'?.:' ~ '\..;.- ~- 0: : l ,: ~ • ~ .. ,, I o :J '"\\_

rj~~~ ~"" = h . .>: .• ~ ·;-,J ~-~ ~ I ~~~ (r_....~tt--,-u;: -•..J!;t.:S.Slc.-:..'l. ,~ I -t t f i ~CH:lC. • C ;;.._l:..•J:~ MlllJd~em cr.f DtvL1> 1J!\

" l c \ MAY U1 2018 l

1

'-.......--._____:...--=.

I.

. Relationship of Keporttng Person to ssuflt" (Check all appl icable)

-- Director - -_ x_ Officer --

(give title below)

Senior Vice President

10% Owner

Other

(specify below)

j(<Ctty)

Table 1 - Equity Securities Beneficially Owned

1. Class of Equity Security 2. Transaction 4. Securities Acqui red (A) or Disposed of (D) Date

(Month/Day/Year)

Amount (A) or(D) Price

COMMON SHARES May 4, 2018 8411 A 89.50

Stock Rights Offer

-

If the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.

Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly.

(1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares:

(A) Voting power which includes the power to vote , or to direct the voting of, such security; and/or

(B) Investment power w hich includes the power to dispose of, or to direct the disposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in wh ich such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

3. Amount of Securities Owned at End of 4 Ownership Form: 6. N ature of Indirect Beneficial

Month U1rect (U) or Indirect (I) " Ow n ership

% Number of Shares

67793 D NA

.

(Prin t or Type Responses)

\}~ vs;gootore

FORM 23-B (continued)

uenva ve ~Hcunty 1 <. c.;onversron or ransacuon Exercise Price Date of Derivative ( Month/Day/Yr) Security

N.A. N.A. N.A.

Explanation of Responses:

Note: File three (3)<:opies of this form, all must be manually signed.

Attach additional sheets if space provided is Insufficient.

4.

Table II- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible sec urities)

umoer o uenva 1ve ;::.ecun 1es . ua e 1 e ana Amaun a Acquired (A) or Disposed of (D) Exercisable and Underlying Securities

Expiration Date (Month/Day/Year)

1 L>a e ~xercrsaore xprrauon 1Amoun or Amount (A)or (D) Date me Number

df Shares

N.A. N.A. N.A. N.A. N.A. N.A.

nee o I"· !'a. a . uwner- ru. Narure Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficfal

Beneficially Security; OWnership OWned at Direct(D) End of or Month 1na1rectliJ ~

N.A. N.A. N.A. N.A.

~ Signature

DISCLOSURE REQUIREMENTS IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASEIDECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Item 1. Security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

Item 2. Identity and Background

Item 3.

If the person filing this Form is a corporation, partnersh ip, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of th is Item with respect to such person(s) .

a. Name; b. Residence or business address; c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is

conducted ; d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and , if so ,

give the dates, nature of conviction , name and location of court, any penalty imposed, or other disposition of the case; e. Whether or not, during the last five years , such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction , domestic or

foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated , permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking ; and

f. Citizenship.

Purpose of Transaction

State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:

a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation , involving the issuer or any of its subsidiaries ; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f . Any other material change in the issuer's business or corporate structure;

g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person ;

h. Causing a class of securities of the issuer to be de listed from a securities exchange; i. Any action similar to any of those enumerated above.

Item 4. Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right

to acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.

b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

Item 5.

Item 6.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a) . The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction ; (2) the date of the transaction ; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive o ~ the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and , if such interest relates to more than five (5%) percent of the class, such person should be identified.

e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities , state the date on which such beneficial ownership was reduced.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits , division of profits or loss, or the giving or withholding of proxies , naming the person with whom such contracts , arrangements , understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and simila r provisions contained in loan agreements need not be included.

Material to be Filed as Exhibits

Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to : a. the acquisition of issuer control , liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities , finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true , complete and

accurate . This report is signed in the City of ..... ....... .. ....... .. ... .. .. .. ..... ........ ......... ........ on .. .. ......... .. ....... ........ , 20 .. .. .. .. ..

By~;,~~) ~o~~ ... .. ... M.:'!:I#?.~Y. .... ~.~ - !.J.~~.f. </

§"lf#/~,IZ tl/d ~>=tie)

[FoRM 23-B I SECURITIES AND EXCHANGE COMMISSION

Metro Manila, Philippines r:~ CO> .d.-~ ii: -;:~:: ~':;' .,. ' "'""_--~ . .:: ----~ ~ .::::;; <> . •.-::, ,.., ~ - -- ~~ " -., tloc:ro . ~~ •··~; ~;J 0.::::0 "'

! ... ~· "·f• M ssi=' i ,, .. :.J.J · ED

c=J Check box if no longer subject to filing requi rement

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 23 of the Securities Regulation Code ~

~~ •n•s~JJ>e ,...., ~ - ~18 1-...... l.},.;q:e·r,:·~,··s·········:······-ill 0 2018==f .... ~ b"··-~···;"'"-i ,..; .. ;;i~

I r· '

BY• ~------_j 1 L

\.. RECEtVE'(; $: .--

rOR1.1 :-; .:- I Tiv h ~ \' . • ~ ~ ' f ,., • c:. • ., .,f

1 . Name and Address of Reporttng Person

MARANAN FLOREN DO GUTIERREZ r([asl) (First) (Middle)

2. Issuer Name andTfaalngSymbo

BANK OF THE PHILIPPINE ISLANDS (BPI) 13. Tax ldenttftcatlon

Number 5. Statement for

Month/Year

7. Relationship of Reporting Person-m 155081 -::I, (Gheck all arl iCable)

Director X

SVP c/o BPI Head Office Bldg, Ayala Ave cor Paseo de Roxas May-18 treet 6. If Amendment, D'""a"'te'""o::r------1

Makati City

1CilYf (Province)

1. Class of Equity Security

Common shares

lLLti (Postal Code)

Filipino

2. Transaction Date

(Month/Day/Year)

5/4/2018

Original (MonthYear)


4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End l4 Ownership Form: of Month utrect lUJ or 1na~rect (I) •

% I Number of Shares Amount (A)or (D) Price

5,222 89.5 34,207 D

,/

10% Owner Other

6. Nature of Indirect Beneficial Owne rship

~-----------------------------------;---------~-------;--------r---------r----r-----------;------------+--------------;

e change iri:-t>er1e'tiaia!Ow'fier,hiiiTsso%&oitile~pr~viOiis: Silariholdirrgs=or·1s'equal·is"5% :ot"fil~ oldstandiil~t =·,~· .. m,=~-~,*~'ital stock of the·issuer, J:!rdNidethe disclosure re_quirements set forth on p~g;e 3 of this form.


(1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares: (A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

(2) A person will be deemed to have an indirect beneficial interest in any equity security which is: (A) held by members of a person's immediate family sharing the same household ; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

(~ ....._, r

Signature

(Print or Type Responses)

FO RM 23-8 (continued)

1 . v envat1ve ::>ecunty 2. <.;onvers1on or 1 ~ - 1 ransacllon Exercise Price Date of Derivative (Month/Day/Yr) Security

Exp lanation of Responses:

Note: File three (3) copies of th is form, one of which must be manually signed.

Attach additional sheets if space provided is insufficient.

Table II - Derivative Securities Acquired , Disposed of, or Beneficially Owned (e.g ., warrants, opt ions, converti ble securit ies)

4. Numoer 01 uenvat1ve ::>ecunlles 5. uate 6. 11t1e ana Amount o Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


I uate cxerc1sao1e I t:xp1ra11on ~~ ountor

Amount (A) or (D) Date Tit le umber Shares

7 . ..-nce o . NO . Of 9. Owner- t u. ature Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct (D) End of or Month lnOifeCT \ IJ •

~an 4-May-1 tl Date

I FORM 23-B I

1. Name ana Aaaress o eport1ng erson

MARQUEZ, PILAR BERNADETTE CAGUIOA (Last) (First) \MICCIO}

c/o BPI Head Office Build ing Ayala Avenue cor Paseo de Roxas

(Street)

Makati, Metro Manila 1226 \L-1\yJ wrovmceJ 1eosta1 c.oaeJ

SECURITIES AND EXCHANGE COMMISSION

Metro Manila, Philippines

2. ssuer Name and radmg symt>o

BANK OF THE PHILIPPINE ISLANDS (BPI) 3. ax taentt tcatton . ::itatement or

Number Month/Year

11 7-669-589 May 2018 4. Citizenship 6. If Amendment, Date of


Filipino

-·-----~: <~<:.: ..... ~ ~ 7 ~ 1 '0(_- ~ ! :. ..._ , •.• !J

d~~~ E -><.c !r ~ -::~ ~g? j ~ ~ ~ ~ ,:_:::; <::"""> r:- ·-. .,-v--s 1 s. s • c_ ... r"! l ;.; T o ~cu.m ic '''"·•J; Man•gemeo: rv; ,;.,., C '

®I MAY f ~20!8 I j ..........

t -

I 7. Relattonship or Heportmg wrson to ssuer

(Gheck all applicable)

Director - -_x_ Officer

{g ive title below)



1. Class of Equity Security 2. Transaction 4. Securities Acqui red (A) or Disposed of (D) Date

(Month/Day/Year)

Amount (A)or(D) Price

COMMON SHARES May 4, 2018 2,124 89.50

Stock Rights Offer

1

1f the change In beneficial ownership Is 50% of the previous shareholdlngs or Is equal to 5% of the outstanding capital st()~k of the Issu er, provjcle the disclosure r~ulrements set forttl on ~ge 3 of this form.



(A) Voting po'Ner which includes the po'NBr to vote, or to direct the voting of, such security; and/or

(B) Investment po'Ner which includes the po'NBr to dispose of, or to direct the disposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder, or (D) subject to any contract, arrangement or understanding which gives such person voting po'NBr or investment po'Ner with respect to such security.

3. Amount of Securities Owned at End of 4 Ownership Form: Month Ulrect (U} or Indirect (I} ,..

% Number of Shares

14,944 D

REVISED

10% ONner - --Other - --

(specify below)

6 . N ature of Indirect Beneficial Ownership

NA


UEZ

·. FORM 23-B (continued)

1. Derivative Securi ty 2. Conversion or 3. Transaction

Exercise Price Date

of Derivative (Month/Day/Yr)

Security

N.A. N.A. N.A.


Note: File three (3) copies of this form, all must be manually signed.


Table II - Derivative Securities Acquired. Disposed of. or Beneficially OWned

(e.g., warrants, opt ions, convertible securities)

4. Number of Derivative Securities 5. Date 6. Title and Amount of

Acquired (A) or Disposed of (D) Exercisable and Underlying Securities

Expiration Date

(Month/Day/Year)

Date Exercisable Expiration Amount or

Amount (A)or (D) Date Title Number

of Shares


7. Price of B. No. of 9. Owner- 10. Nature

I Derivative Derivative ship Fonn of Indirect

Security Securities of Derivative Beneficial

Beneficially Security; OWnership

Owned at Direct(D)

End of or

Month Indirect(!) •

N.A. N.A. N.A. N.A.

Date

Item 1.

Item 2.

Item 3.

Item 4.

Item 5.

Item 6.

DISCLOSURE REQUIREMENTS

IN CASE OF MA TCRIAL CHANGES IN BENEFICIAL OWNERSHIP

(50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Security and Issuer

State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

Identity and Background

If the person filing this Form is a corporation, partnership, syndicate or other group of persons. state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement Is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).

a. Name;

b. Residence or business address;

c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted;

d. Whether or not, during the last five years. such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case:

e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction. domestic or foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

Citizenship.



a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer:

b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;

c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries;

d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

e. Any material change in the present capitalization or dividend policy of the issuer:

f. Any other material change in the issuer's business or corporate structure;

g. Changes in the issue~s charter. bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange;

i. Any action similar to any of those enumerated above.

Interest In Securities of the Issuer

a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who. together with any of the persons named in Item 2, comprise a group.


c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction: (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and, if such interest relates to more than five (5%) percent of the class, such person should be identified.

e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities. slate the date on which such beneficial ownership was reduced.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls , guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.

Material to be Flied as Exhibits

Copies of all written agreements, contracts. arrangements. understandings. plans or proposals relating to: a. the acquisition of issuer control. liquidation. sale of assets , merger. or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities, finder's fees , joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief. I certify that the information set forth in this Report is true, complete and accurate. This report is siQned in the Citv of. . . ...................... . .... on .... . ............... .... 20 ... ...... .

By: ..

Pilar Bernadette C. Marquez I SVP & CIO (Name/Title)

[FORM 23-B I SECURITIES AND EXCHANGE COMMISSION


--------, ' :'.?C~ ;-; :,; ~~~ ~ ~ c• nd l ·

.;'(hh E. -~- - · - s 1 c" ..-. ~~~~ C <::> ·~' :::;:~t".;;':gerocu t l) ivisionC ~~) P et<ronlc ' ' " ' l @I MAY 1,0 20~ ,;EVISED

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

D Check box if no longer subject to filing requirement

Name and Address of Reporting Person

MERCADO, EUGENIO (LaSt) (rtrst)

PEDRAZA (MIOOie)


(Street)

Makati , Metro Manila 1226

(Ctty) (Province) (Postal t;ode)

Filed pursuant to Section 23 of the Securities Regulation Code

Issuer Name and Trading Symbol

BANK OF THE PH ILIPPINE ISLANDS (BPI) 3. ax 1aent1 icat1on 5. titatement or

Number Month/Year

119-161 -840 May 2018 4. Citizenship 6. If Amendment, Date of


Filipino

"". · :. ~::; . ~'li ~:,:; ~~· .s:-:~~~---·)

7. Relationship of Reporting Person to Issuer ((.;heck all applicable)

-- Director --- 10% Owner

_x_ Officer Other - --(g ive t itle below) (specify below)



1. Class of Equity Security 2. Transaction 4. Securities Acquirec (A) or Disposed of (D) Date

(Month/Day/Year)



Stock Rights Offer

- ·

11f the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding cacital stock of the issuer, ~rovide the disclosure r~uir.ement~ set forth on p_!lge 3 of this form.


(1) A person is directly or indi rectly the beneficial owner of any equity security with respect to which he has or shares:

(A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or

(B) Investment power which includes the power to dispose of, or to direct the disposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnersh ip in which such person is a general partner; (C) held by a corporation of which such person is a controll ing shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or inv estment power with respect to such security.

3 . Amount of Securities Owned at End of 4 Ownership Form: 6. Nature of Indirect Beneficial

Month U1rect (U) or Indirect (I) • Own ership

% Number of Shares

36,674 D NA

43,514

(Prin t or Type Responses)

Sig nature


1. Denvat1ve Secunty

N.A.

F_xplanation of Responses:

2 .

of Derivative Security

Note: File three (3) copies of this form, one of which must be manually signed.


Table II ; Derivative Securities Acquired , Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

4. Number of Denvat1ve Secunties Acquired (A) or Disposed of (D)

Amount (A)or(D)

5:LJate Exercisable and Expiration Date (Month/Day/Year)

!Date EXercisable IEXP"ation Date

6.

Securities Beneficial Beneficially Ownership Owned at

lEnd of or Title Month lnalfect liJ •

IV .~ r~ Date

(}""""

DISCIOSUREREQUIREMENfs~-------·-----------~-~---------~--. IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASE/DECREASE OR EQUIVALENT TO S% OF. THE OUTSTANDING C PITAL STOCK OF. ISSUER), _________ __.

Item 1. Security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities .


ltem3.

If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).

a. Name; b. Residence or business address;


d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case;

e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizenship.



a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries;

d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of securities of the issuer to be de listed from a securities exchange; i. Any action similar to any of those enumerated above.

Item 4. Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to

acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect-1o persons who, together with any of the persons named in Item 2, comprise a group.


c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.


e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities, state the date on which such beneficial ownership was reduced.

Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities , finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.

Item 6. Material to be Filed as Exhibits Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to:

a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of

any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is tru This report is signed in the City of ......... ................................................... on ......................... .... , 20 ......... .

ture of Reporting Person)

........ PJf ............. ....... ... . (Name!Title)

I FORM 23-B I SECURITIES AND EXCHANGE COMMISSION


~;~!;;~;;~Iff ii1',~S '"-,: , -::..:-• "' 1!1~~. ~x.<:::: l' !-• : ::;~g.::,. ;. \ ,.~!'1 •t:;c:;,~..-,.,..,..-~nt.~;.S 1<..-:r~ ' ~-~ Uloc~tor. io: }.: · . •. 1..:1 \.fanag~meM Divi ¥ 11)~, ~

@[MAY 10 2018 l c '-

' l 1- j

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES "- cOR<~" ,_.._,,, , t ", ~ - Rj;VISED

--------~-- ,.,.../

CJ Check box if no longer subject to filing requirement

. Name ana Aaoress o eport1ng arson

SYQUIA JUAN CARLOS (LaSt) (elfSt)

LAG DAM EO (MIOOieJ

c/o 19th Floor BPI Head Office Ayala Ave. cor Paseo de Roxas (<>treet)

Makati City 1226 (<.;lty) l"rOVInCeJ l' osta1 c;ooe)


ssuer arne ana raomg <::loymoo e at1ons 1p o eportmg arson to Issuer

BANK OF THE PHILIPPINE ISLANDS (BPI) ax 1aentnlcat1on . -=:;tatement or Director

Number Month/Year __ x_ umcer

135-565-911 (give title below)

May-18 14. Citizenship 16. If Amendment, lJate of

Original (Month Year)

Filipino


1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End of

Date Month

(Month/Day/Year) " Amount (A) or (D) Price

Beg.

Common Shares 5/4/2018 1,982 A 89.50 Ending Bal.

STOCK RIGHTS

If the change In beneficial ownership is 50% of the previous shareholdlngs or Is equal to 5% of the outstanding 1ca~ltal stock of the Issuer, IJrovlde the disclosure requirements set forth .!mj'age 3 of this form.


(1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares: (A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (8) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

(2) A person will be deemed to have an indirect beneficial interest in any equity security which is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

Number of Sharea

14,000

15,982

(Cneck all applicable)

,0% Owner --Other --(spec~y below)

SVP

4 Ownership Form: 6. Nature of Indirect Beneficial U1rect {U) or 1na1rect (I) • Ownership

D N/A



. u envat1ve t;ecunty . vonvers1on or ransactJon Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A.


Note: File three {3) copies of this form, one of which must be manually signed.

A ttach add itional sheets if space provided is insufficient.

Table II- Derivative Securities Acquired, Disposed of, or Beneficial ly Owned (e.g., warra nts, options, convertible eecuritiee)

. Numoer or u envatwe ~ecunties . u ate 11 e ana Amoun t o nee o • NO. O . u wner-Acquired {A) or Disposed of (D) Exercisable and Underlying Securities Derivative Derivative ship Form

Expiration Date Security Securities of Derivative (Month/Day/Year) Beneficially Security;

Owned at Direct(D) lJate ~xercrsable 1::.xp1rat1on I Amount or End of or

Amount (A) or (D) Date Trtle Number Month 1n01rect liJ •

of Shares

CJti-4~ JUAr{CARL{f; L. SYQUIA

::>ignature

10. Nature of Indirect Beneficial Ownership

Date


Metro Manila , Phill J>pines

·--------·---·· r::- s~c::: '-• ~ ¥ !l"G e~ s c::a~, o . ."'\ ~~lti. Ex= h ·~:>'C""£1? 1 1

" " -~!'S C<:>rr•m•ssJc::a~. I ~~~. Et"ctronic r:::ccHia Manttgcrnent Olvts;on -...

REVISED


[ J L I

, ®s MAY 2ms T 1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIESL -- . L I

Flied pursuant to Sectton 23 of the Secunttes Regulation Code av .. ___ ------ I

REC~~~~~1 ~ :\~~~:~ :~,~~·;\v~:__.J

11 . Name and Address of Reportmg Person

UNTALAN BARBARA ANN CANTERO [llaSlf TFfrSlJ \Miaaief


(Street)

Makati , Metro Manila 1226 I (C1Iy) (Prov1nce) (Posta l Code)


COMMON SHARES

TSs-uef Name ai1cfTradinQ SyinOo

BANK OF THE PHILIPPINE ISLANDS (BPI) 13. Tax ldenttftcatton 15. Statement for

Number

4. Citizenship

Filipino

2. Transaction Date

(Month/Day/Year)

May 4, 2018

Month/Year

May 2018 6. If Amendment, Date of


4. Securities Acqui red (A) or Disposed of (0)

Amount (A) or(D)

4687 A

(Check all applicable)

_ x_ O fficer (give title below)



3. Amount of Securities Owned at End ofl4 Ownership Form: Month U1rect (U) or Ind irect {I)

'(, Number of Shares Price

89.50 32687 D

Stock Rights Offer

10% Owner

Other

(specify below)


NA

~·--------------------------~-------;--------~r-----,_--------+---+-----------,_---------+----------~

If the change in beneficial ownership is 50% of the previous shareholdings or Is equal to 5% of the outstanding capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.




(B) Investment power which includes the power to dispose of, or to direct the disposit ion of, such securi ty. (2) A person will be deemed to have an indirect beneficia l interest in any equity securi ty wh ich is:

(A) held by members of a person's immediate fami ly sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.



1. Derivative Secur~ 2. Conversion or 3. Transaction Exercise Price Date of Derivative (Month/Day/Yr) Securrty

N/A



Attach add~ional sheets if space provided is insufficient.

Table II - Derivative Secur~ies Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

4. Number of Derivative Securities 5. Date Acquired (A) or Disposed of (D) Exercisable and


Date Exercisable Expiration Amount (A) or(D) Date

6. Title and Amount of 7. Price of 8. No. of 9. Dwner-Underlying Securities Derivative Derivative ship Form

Secur~y Securities of Derivative Beneficially Securrty ; Owned at Direct(D)

Amount or End of or Hie Number Month Indirect (I) •

of Shares

r

DISCLOSURE REQUIREMENTS IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Item 1. Security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.


ltem3.

ltem4.


a. Name; b. Residence or business address; c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted; d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violat ions or similar misdemeanors) and , if so, give the dates,

nature of conviction, name and location of court, any penalty imposed, or other disposition of the case ; e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a

result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated , permanently or temporarily enjoining , barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f . Citizenship .


State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the report ing persons may have which relate to or would result in :

a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsid iaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsid iaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fi ll any existing

vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure;

g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; h. Causing a class of securities of the issuer to be de listed from a securities exchange; i. Any action similar to any of those enumerated above.

Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to acquire

within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who , together with any of the persons named in Item 2, comprise a group.

b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote , sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a) . The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected .

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and , if such interest relates to more than five (5%) percent of the class, such person should be identified .

w

e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities, state the date on which such beneficial ownership was reduced .

Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the p,erson nar.ned in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.


a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and b. the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as

disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of ...... ........................ .. ........ .......... .. .......... on ...... .... .... ................ , 20 ........ ..

~~~ By: .. ................... ..... .. ... ..... ... .. ..... ..... ...... .

(Signature of Reporting Person)

~~~ ~~z.:iu:..__,-,a~


I .----- - · · ·- ···- · - ·· ··· rr ·· · - -

I'~~ ~:~~::;:~::· .:;-~~::: .. ,.,~, }

I I FORM 23-B ~., ,(:;;.:_-,.-.. , .• , • . -... ii~J'Si•:::>''-, - n·-- -

4 lt-' p,t"!t1JJl i u f.:\·\-:H d!i MonasemeG~ Divi~ion REVISED -::1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

~--~--1 l(;:. -®I MAY 10 201~ T c::::J Check box if no longer subject

to filing requirement Filed pursuant to Section 23 of the Securities Regulation Code

BY• A. D 1. Name and Address 01 t<eportmg Person 2. Issuer Name and Trad1ng Symbol elalionshlp o l'Report1ng Pe~11$¥8JEC T TG REV IEW U F

./ \.. _ _ r-o':!:• ~l£appflcable)

ANICETO, HOMER LICOP BANK OF THE PHILIPPINE ISLANDS (BPI) (Las I) ( irst) (Middle) ax ldentt 1cation . ~tatement or __ Director - - 10% Owner

Number Month/Year _ x_ Officer - - Other

c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas 101-597-394 (give title below) (specify below)

May 2018 (Streel) 4. Citizenship 6. If Amendment, Date of Vice Pres ident


Makat i, Metro Manila 1226 Filipino (<..ily) (Province) (Postal Code)


1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (0) Date

(Month/Day/Year)

Amount (A) or (D) Price

COMMON SHARES May 4, 201 8 1,556 89.50

Stock Rights Offer

'It the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding ·cap ital stock of the issuer, provide the disclosure re~uirements s~t forth on e.'!9~. 3 of this form.



(A) Voting power which includes the power to vote , or to direct the voting of, such security; and/or

(B) Investment power which includes the power to dispose of, or to direct the d isposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (0) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

3. Amount of Securities Owned at End of 4 Ownership Form: 6. Nature of Indirect Beneficial

Month U1rect (U) or lncllrect (I) • Ownership

% Number of Shares

12,556 0 NA


Signature

FORM 23-8 (continued)

1. uenvat1ve ~ecunty 1 ~- t;onvers1on or ~ ~- I ransact1on Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A N.A N.A




Table II- Deri vat ive Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

14- Numoer of uenvat1ve ~ecunlles b . u ate 16. t tile ano Amount of Acquired (A) or Disposed of (D) Exercisable and Underlying Securities

Expiration Date

(Month/Day/Year)

uate t:xerctsaole rt:xptraiiOn !Amount or Amount (A)or(D) Date Title Number

of Shares

N.A N.A N.A N.A N.A N.A

. Pnceot ~- NO . Of ~- uwner- 11u. Nature Derivative Derivative ship Form of Indirect Security Securi ties of Derivativ e Beneficial

Beneficially Security; Ownership Owned at Direct (D ) End of or Month lnatrect ( t)l •

N.A N.A N.A N.A

1 ____ , • ..,. . ·-- .--.... - -n-• ..... ._ ___ ,.,,, __ ,_.,. r ,.. :-; .~-·.r ..;,·;;. .... ) <II ·' ·~ :: ~.!~ ~~ ·~ · -.. ..::~$ \

Metro Manila, Philippines @.g~, ~:::",; i · · ~ ' .' ~:':1 :-.,. I j fj '~,.t~.,:;- ~·,$·-.; ..... . -:; r.':;.f.r.:-" :--FORM 23-B ~ ~ fj~~:ro:-l> • o.J ;, . , ':. 0 :J.:: f-.iafi"fl~(U.O~C.' 'c_) , vi~iC"'\

I I STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES : ® MAY 1 0 2018 J ~ I' REVISED

CJ ChecK box if no longer subject to filing requirement

Filed pursuant to Section 23 of the Securities Regulation Code /1 j

S" ' ::it::··-- D i 1 ~ · -- _ _ _ .., ___ : ----- I • Rt:CE: \:EU5vt_J~'~rr(:-- t--• • :_, 1 ·)~ ) '- f-QR;,1 r,. ; • ·_. ;; t I· t:! ~

. Name ano Aooress o epa ng erson ssuer Name ana ra01ng ;:,ymoo . Ke anonsnrp orneponJrl!TPe ''r - ···---(<.;necK an appncaore)

AS IS MA. CR ISTINA FAUSTINO BANK OF THE PHI LI PPINE ISLANDS (BP I) j(LaSl) (rlrSIJ (MIOOie j 1 s. ax roennnca on . ::;ta emen or -- Director -- 10% ONner

Number Month/Year _ x_ Officer -- Other

c/o BPI Head Office Bui lding Ayala Avenue cor Paseo de Roxas 131-482-658 (give title below) (specify below)

May 2018 (Street) 4. Citizenship 6. If Amendment, Date of Vice President


Makati, Metro Manila 1226 Filipino j((;lty) (l"raVInce) wostar <.Ooae J

Table 1 • Equity Securities Beneficially Owned

1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) Date

(Month/Day/Year) Amount (A) or (D) Price

COMMON SHARES May 4, 2018 2,234 A 89.50

Stock Rights Offer

,If the ctlarige ip bEmeOciarownership is soo/obfthe prevtous sharehoJdings or is. equal to so/o ot the outs tanding ·£aJ)ital stock of th~ issuerL provideJ he disclosure requi~ements s~t forth on page 3 oft~.!:> form.

Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. ( 1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares:

(A) Voting power which includes the power to vote, or to direct the voting of, such security; ancl/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

(2) A person will be deemed to have an indirect beneficial interest in any equity security which is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person Is a controlling shareholder; or {D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

3. Amount of Securities OWned at End of 4 OWnership Fonm: 6. Na ture of Indirect Beneficial Month u1rect \UJ or 1n01rect {IJ • Owne rship

% Number of Shares

,e,e(NC D NA

----- --


rMf Ma . C r istina F. As is

Sign ature

'


11 . Denvat1ve Secunty 2. Conversion or 1 ~ - I ransact1on Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A. N.A. N.A.


Note : File three (3) copies of this form, all must be manually signed.


Table II -Derivative Securities Acquired , Disposed of, or Beneficially Owned (e.g ., warrants, options, convertible securities)

14. Number ot LJenvat1ve Secunlles o. LJate 6. Iitie and Amount ot Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


uate cxerc1sa01e t::xp1rat1on I Amount or Amount (A)or(D) Date Title Number

of Shares

N.A. N.A. N.A. N.A. N.A. N.A. -

11. Pnce ot 1/j· NO. ot Derivative Derivative Security Securities

Beneficially Owned at End of Month

N.A. N.A.

Ma . C~.Asis Signature

1 ~- uwner- 11u. Nature ship Form of Indirect of Derivative Beneficial Security; Ownership Direct(D) or IMireCt (1) •

N.A. N.A.

I FORM 23-B I D Check box ff no longer S<tlject

to fiHng requirement

• Name and AO<J'OSS or K epon ng erson

BRAGANZA, SONIA Last) (First)

SY (Middle)

c/o BPI Head Office Building Ayala Avenue cor Pas eo de Roxas

(Street)

Makati, Metro Manila 1226 (Qty) (Province) (PostBICode)


Metro Maniia, Philippines

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SEC Flied pssuant to Section 23 of the 8ect.fities Regulation Code

. Issuer Name eno rac>ng ~)'mbo

BANK OF THE PHILIPPINE ISLANDS (BPI) 3. "" Identification . S12tement for

Number MontM'ear

117-681-625 May 201 8 4. Citizenst"ip 6. If Amendment. Date of

Origlnol (MonthYear)

FiliQino

.(

rt~ -E~e~ u ·< j;-:;;.~.;~·--'\ 01? fh, E. .""'- c ;: h .o:>":ag-;:-• J: ~~~ ~::::e> r-t-~~-cr-t:i5S ·tc-..~ ~- ;. tih;;.; :.nH;i.:; H~·co r{l$ Managetcc.ta Div is ion

@ [ MAY I 0 JOI~ ~ ITIES BY•

RECEiVED SUtJJ•·• r-ORM AN O

e"uon>nip of Reponrng Person o Issuer

Director --_x_ Officer

(gve title below)

V ice President

D

(Check al appliceble)

Table 1 • Equity Securrties Beneficially OJined

1. Class of Equity Secl>ity 2. Transection ~- Securtties Acqtjred (A) or Disposed of (D) Date

Month/Day/Year) - (A)or(D) Prtce


Stock Rights Offer

.It t~e. ~]l~~9e ·.·in~b~n.~~~!~,l :~~~t~ljip l$ ,sp~¢gh~;fir!:lvipus·s!tarehqldi!!g$ pr,Js,~eq~,tal.:~~-~~.~ .. ofth~ .()'~t~n4ii'!§ .:· c.~pitai :s(0c;~ .9t:tlf!:! i~f!~r1~~i.oil~~ ~~~e',~l~~~q5,~~e;requi.r~m!'it~·~e~fPt1!ipv•i>3,~~;3,o.tt,l;\i~ tQrrJi; .• :'X,;. ..-!' '2 .• ):~~: ,, .·

Reminder: Report on a separate lne for each class o1 e~ securities beneficially owned clrectiy or indirectly.

( 1) A person is cirectty or indrectly the benefidal owner of any eq.ity security With respect to whlch he has or shares:

(A) Voting power v.tich Includes the power to vote, or to <irect the voting of, such secu1ty; and/or (B) Investment power which lnckxles the power to dispose of, or to direct the <isposltion of, such security.

(2) A person wll be deemed to have en ln<lrect beneficial Interest In any eqlity security 1\!lich Is: (A) held by members of a person's lmme<late farrily sharing the same household: (B) held by a partnersHp In l\llich such person is a general partner; (C) held by a corporation of v.tich such person is a controllng shareholder; or (D) sut:ject to arry contract, arrangement or Lllderstandlng v.tlich gives such person voting power or Investment power with respect tc such security.

~ont~ount of Secl>ities O.Vned at End of OWJ1<>rst>lp Form: Drect (D) or hdirect (I) '

% Number of Shares

17,808 D

REV!SED

- - 10'A> OWner

- - other (specify below)

6. Nallre of lndrect Beneficial OWnership

NA



1. Derivative Security 2. Conversion or 3. Transaction

Exercise Price Date of Derivative (Month/Day/Yr) Security

NA NA NA


Note: File three (3) copies of this form , all must be manually signed.


Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

4. Number of Derivative Securities 5. Date 6. Title and Amount of

Acquired (A) or Disposed of (D) Exercisable and Underlying Securities Expiration Date (Month/Day/Year)

Date Exercisable Expiration Amount or Amount (A)or(D) Date Title Number

of Shares

NA NA NA NA N.A. NA

7. Price of 8. No. of 9. Owner- 10. Nature

Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct(D)

End of or

Month Indirect (I) •

NA NA NA NA

J1

Item 1.

ltem2.

Item 3.


IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Security and Issuer






d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, any pena~y imposed, or other disposition of the case;


f. Citizenship.



a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer, b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board;

e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure;

g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange;


Item 4. Interest in Securities ofthe Issuer

a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.





Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, anrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in Joan agreements need not be included.

Item 6. Material to be Filed as Exhibits

Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to:


b. the transfer or voting of the securities, finder's fees. joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowiedge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of ................................. .. .............. ............. on .............................. , 20 ......... .

By:.

(Name/Title)


Metro Manila, Philippines . :: -~ .. · -·.: - ' .- . . -- ·

~~ ~ ~ r: :: >' tC: 1-:a "':-~ ~:_·~ g ':-.. _.. :-~ ~ r~ <:;> £T"'J O"""Y' I S S n C-::> 1-, [f"'t- ··.····· .............. -~ , ::::1

~~ ~ l ·w ;.-: ·• ·: k · ·. ·· ~ . M•a• ., •••• • • ');_.; , ;"' Jt REVJ.:tEO STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

'<: r--- ---- ..... . ... (

.. ~ I ' 8 I c::::J Check box if no longer subject to filing requirement

1. Name and Address of Reporting Person

FARINAS, RITCHE r:astr ""(HrSlf

GALVEZ (Miaalef


(Street)

Makati, Metro Manila 1226 I(City) (Province) !f'Oslal Ciidej"


2. Issuer Name and Trad.ng Symbol

BANK OF THE PHILIPPINE ISLANDS (BPI} 3. Tax Identification 15. Statement tor

Number

230-289-341

4. Citizenship

Filipino

Month/Year

May 2018

6. If Amendment , Date of Original (MonthYear)

JY : i MAY 1 0 ZU1 J1

~ L---1---- ----·-L f ~ _L_] __

7.

_ x_ Officer (g ive title below)

Vice President



COMMON SHARES

2. Transaction Date

(Month/Day/Year)

May 4, 2018

4. Securities Acquired (A) or Disposed of (D)

Amount (A) or(D)

1,000 A

3. Amount of Securities Owned at End of l 4 Ownership Form: Month U1rect lUJ or 1n01rect (I) •

% Number of Shares

Price

89.50 7,050 D

Stock Rights Offer

'i1l"hectri09eiiibinefiqiiiOW'rier~t1ip ts5o%'ot ttie previolissh'arehoJCii"9S'OriSetiuaH05%'C)i1iieOuiiianding ~P.ital slC)£~ oftb~~ issuertprovideth~.!!L~Ios~:~,re reguir~ments S!!Jorth on.J?!ge 3 oJ tl'!is.forJ!!. w , . ·-·=*h=~



(A) Voting power w hich includes the power to vote, or to direct the voting of, such security; and/or

(8) Investment power which includes the power to dispose of, or to direct the disposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (8) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such secur ity.

I~ :

10% Owner

Other

(specify below)


NA



1. uenvat1ve :secunty 1 ~ . Lonvers1on or 3. 1 ransact1on Exercise Price Date of Derivative (Month/Day/Yr) Security

.. ..

N.A. N.A. N.A.




Table II - Derivative Securities Acquired , Disposed of, or Beneficially Owned (e.g., warrants, options, convert ible securities)

4. Numoer or uenvat1ve :secunt1es lb. uate o. 1 1t1e ana Amount or Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


. uate t:xerc1sao1e t:xp1rat1on ., !Amount or

Amount (A) or (D) Date Title Number of Shares


7. 1-'fiCeO 8. 0. 0 9. Owner- 1u. Nature Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Di rect (D) End of ::o or Month IMifect (I) •

N.A. N.A. N.A. N.A.

DISC[OSURE"REQUIR.EM.ENfs-·-~~-·-w·= ,_ »'-"*'""''='--~' -~x-·.'!~1111'-~'""

IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP : .. ~., .. ~.~·"~.,,,,~Jso~cR~§J~LRECREA~~ o(;l .. t;QUIVALENl!Q..§o/o . oF=ttt.J;~.Q~U.I§I~~~J;?t~~t~Ae!It\L~IQ~K .qf.J.§SuE~L-"

Item 1.

ltem2.

Item 3.

ltem4.

Security and Issuer State the title of the class of equity securities to which this Form.relates and the name and address of the principal executive offices of the issuer of s uch securities.

Identity and Background If the person filing this Form is a corporation , partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its ·principal office and the information 'required by (d) and (e) of this Item. ' If the person filing this statement is ' a natural person , provide the information specified in (a) through (f) of this Item with respect to such person(s).

a. Name; b. Residence or business address; c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is

conducted; d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so,

give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case; e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction , domestic or

foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizenship.


State the purpose or purposes of the acquisition of securities of the issuer. 0 -:;scribe any plans or proposals which the reporting persons may have which relate to or c ..

would result in: a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issunr, i11cfuding any plans or proposals to change the number or term of directors or to fill <illY ·

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of t he issuer by any

person; h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.

Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right

to acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished withrespect to persons who, together with any of the persons named in Item 2, comprise a group.

b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose o~ direct t~e disposition is shared.


d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a • statement to that effect should be included in response to this Item and, if such interest relates. to more than five (5%) percent of the class, such person should be

identified.

e. If the filing. is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%} percent of the class of securities, state the date on which such beneficial· ownership was reduced.

Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securit ies of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.


<.[_"

Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to: a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

.•. b. the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding. of

any proxy as disclosed in Item 5.

'·. '

After reasonable inquiry and to the best of my knowl·edge and belief, I certify that the information set forth in this Report is true, compl·ete and accurate. This report is signed in the City of ............ .. .......... .... .. .... .. .. ........ .. .. .. .. ........ on ..... ... ....... ... .......... .. , 20 ........ ..

I FORM 23-B I

c:::J Check box if no longer subject to fi ling requirement ·


GEALOGO, NORA VIR ALVAREZ Last) (F~rst) (Middle)


(Street)

Makati, Metro Manila 1226

!(City) (Province) (Postal Code)


,SECURITIES AND EXCHANGE COMMISSION


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Filed pu,rsuant to Section 23 of the Securities Regulation Code

2. lssuefN8me and Trading Symbol

BANK OF THE PHILIPPINE ISLANDS (BPI) 3. Tax Identification 15. Statement for

Number

117 705 418

4. Citizenship

Filipino

Month/Year

May 2018

6. If Amendment, Date of Original (MonthYear)

~1:0~~-. · · ~ ·. o·::- -:-: ... ~d ~ &. . "' - -- ' ' • -- ,-. ~ ·-. •.• -· ~ ~ f.. . ~... . .. :' ..• . .l .:... ~ \,... ! •

'4 ~~ ~ i;;;;~~::~"··,~.~~:;: '!.!~:g;.,;;;:f::::',,, c j

~E~,S MAY 1 0 201~ T! I j

·;;CEIVEG S\JBJF};tv "E'IIE.V• O F ) ~ ' 17. . -~toti:l1kf1Ssuer- ..1

·-ttsheetf:a1r apphcable)

_x_ Officer (give title below)

Vice President


4. Securities Acquired (A) or Disposed of (D)

[=:~R~YL~D""--~~-~

10% Owner

Other

(specify below)

2. Transaction Date

(Month/Day/Year)

3. Amount of Securities Owned at End ofl4 Ownership Form: Month U1rect {U} or 1n01rect l l) ..


% Number of Shares Amount (A) or (D) Price

COMMON SHARES May 4, 2018 5,393 A 89.50 29,423

Stock Rights Offer

~TtlecilailQe~in beneil¢i~l owne-rsfl"ri>.i$ so% 'lif\ile'f)reii~ussil8r:~lloTdin-9s "O'tls~ei:!UiilC>5%orlili"(!uis1!Uiain9~m, ___ '"_.=--"'w-

l~_I:I.Pi!~' sto£~-~f.!l:!_~ . is~!:l.~.!J._~ovidethe t:!!~_l~~~_r:~~q!:!!~!''.!!~"1!>. _~!!2.!:t.':'.,~"-~9~.of .thi~ form, '"'"'-'"" ... . _ .. ·--~~ ,_ ,, ·"·······""'"'"''~''·"~~~-~---·-"'·'·"'

Reminder: Report on a separate line for each c lass of equity securit ies benefic ially owned directly or indirect ly.

(1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares :


(B) Investment power which includes the power to dispose of, or to direct the disposition of , such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security wh ich is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

D NA


.~~ ~hi NORAVIR A 2 G •

Signature


1 .

of Derivative Security




Table II - Derivative Securities Acquired , Disposed of, or Beneficially Owned (e.g., warrants , options, convertible securities)

6.

xpnat10n Amount Date

mount or Title Number

of Shares

ature Derivative Derivative of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct (D) End of or Month 1n01rect \ IJ •

H~e lf )bir-

'

'-£' ' "~"m~ oisc.C.os·URE~REOUfREMENT's··~·.w·="" ··· ·==-~·=

Item 1.

Item 2.

Item 3.

Item 4.

IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP

(?9~J!'19~.~S~li:>.J?CH~§t;OR s<llJI¥8.b~.LIQ~~ QE.ItULQU~§JM!Q!~gJ;;Aei!~L.§JQCK"QJ:J§§JJ~R) ...

Security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

Identity and Background If the person filing this Form is a corporation , partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization , its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).


c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted ;

d. Whether or not, during the last five years , such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and , if so, give the dates, nature of conviction , name and location of court, any penalty imposed, or other disposition of the case;

e. Whether or not, during .the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction , domestic or foreign , and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed , suspended or vacated , permanently or temporarily enjoining , barring , suspending or otherwise limiting involvement in any type of business, securities, commodities or banking ; and

f. Citizenship.



a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any

person ; h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.



b. For each person named in response to paragraph (a) , indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote , sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty {60) days by the persons named in response to paragraph (a) . The description shall inciude, but not necessarily be limited. to : {1) the identity of the person V:,ho effected the transaction; {2) the date of the tra nsaction ; {3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of s uch securities, a statement to that effect should be included in response to this Item and, if such interest relates to more than five (5%) percent of the class , such person should be identified .

e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) perce nt of the class of securities, state the date on which such beneficial ownership was reduced.

Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person w ith respect to any securities of the issue, including but not limited to transfer or voting of any of the securities , finder's fees , joint ventures , loan or option arrangeme:nts , puts or calls , guarantees of profits , division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements , understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency t he occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provis ions contained in loan agreements need not be included.


Copies of all written agreements , contracts , arrangements , understandings, plans or proposals relating to : a. the acquisition of issuer control , liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities, finder's fees , joint ventures, options, puts, cails, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true , complet e and accurate. This report is s igned in the City of .... ..... ... .. .. ...... ........ ....... ... ..... ... .... ..... ..... on ........ .. .. ........ .... .. .. .. , 20 ........ ..

s~'f?R~p~g~ .. /V~ .~.itY. !/3, .. .. ~. : .... ~.!!. !:1?. .. ~--v

[)/ ~ Cc-c. (Name!Title)

I FORM 23-B J SECURITIES AND EXCHANGE COMMISSION

"'etro Manil;:, Philippines

, .. ;~~ -;~,::~,~;·;~~;-:~.:~;~~ ~~»d-~' ~~ .. \ ~ .:._"'.;c.,(,- ·~-.. Jf· ··-.~ ._,.;. -:.::. i. .---~ : <1~"' { l!;(oT(Jfl i C !: ! ;,: ;o i,: J M!lO ~ tJ~fr. £1" .. i •t ,' l.i:('~ !

-'Rt::V!~~EP .. 'STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

/ r--:-'11< \ ~~-Mu~y 1 0 2018 I :.}" ~u../ ----~ L ...

BV • r ( D Check box if no longer subject to filing requirement

11. Name end Address of Report!iigPerson

LAMASUTA A ILEEN [lloilf jffilf

SANTOS (Middle)


(Street)

Makati, Metro Manila 1226 I(CIIy) (t>rovmce) (Postal Code)

Filed pursuant to Section 23 of the Secunties Regulation Code

[2. Issuer Name and Trading Symbol

BANK OF THE PHILIPPINE ISLANDS (BPI) ax ·r~oo

Number

167-429-857

4. Citizenship

Filipino

~hTTor

Month/Year

May 2018 6. If l>m,nqment. Date of

Ortlinal (Month Year)

i /

--~~--------------------' "-7. Relationship of Reporting Person tC(jssuer

(Check all applicable)

Director 10'A. OWner

_ x_ Officer Other

(give title below) (specify below)

Vice President

Table 1 - Equ~y Securities Beneficially OWned


COMMON SHARES

2. Transtctlon Date

(Month/Dey/Year)

May 4, 2018 I

4. Securities Acqul"'d (A) or Disposed of (D)

Amount (A) or (D) Prtce

!r 89.501

~. Amount of Securities OWned at End ofl4 OWnership Form: Month 1.11rect (U) or lna~rect (I) •

'II Numbtr of Sharu

I 2.4!!01 D I

6. Natu re of Indirect Benenclal Ownership

NA ~Jfg{)

Stock Rights Offer

ESPP 20131 ESPP 20151

TOTAL ,...,.. ........ .,. •.• V'O)o'• .... _"W~'---":!~ ,..,_.., . ....,._.- ,-,~•(•~:<.'''t!''~-.lo'<_..., --Vol - l'i ,........._..,..,..,. -~ -=<i;l••'~---~- _ . -""~-~""->.,;""•-' '"'1-...... \•, ~~'!</-~Colli:" ~-'1>0 _. ,.<.1.,.,....1 _ •u\1 . .,...,.... "·" W•_:.'H :»> ,_..,._,.'<J· · --••Yn•

llf the ei:""V' lg,. ~n,fiC:Ia_l · QWne,..~lp, iJ 50 r; of t"e pr•vl9us ~hareboldhlg'! or '• eqllal to 5%' of tJl• out~a!1dtn9 1~aplta! : ~t~jc}t{ -~1_1! J!~_H!!d~tf>YL~! ~h~~lsC1~~~'!:!!!9l!P:i,-!lts, _!etf~tt.~-~l:l..J!~! ~ of tllls foJ!I!;

n~mhtd~' Report on a separate line for each class of equity securities beneficially owned directly or Indirectly.

(1) A person Is directly or Indirectly the benefic ial owner of any equity security with respect to which he has or shares :

{A) Voting power which includes the power to vote. or to direct the vot ing of, such security: and/or

(B) Investment power which in cludes the power to dispose of. or to direct the disposition of. such security. 12> A person will be deemed to have an indirect beneficial interest in any equity security Wllich is:

(A) held by mernbers of a person's immediate farnily sharing the same househotd: (B) held by a partrlership in which such person Is a general partner; (C) held by a corporation of which such person is a controtllng shareholder: or (D) subject to any acmtract. arrangement or understanding which gives such person voting power or investment pO'Nof' with respect to such security.

I I 5,5201

1 1 1o,oooj

18,000 (Print or Type Responses)

-~-


. u 9rova rv9 <>9curo y 12. conv9rsron or I"· ransac 1on Exercise Price Date of Derivative (Month/Day!Yr) Security

N.A. N.A. N.A.

, Explanation of Responses:

Note: File three (3) copies of this form, al l must be manually signed.


Table II -Derivative Securities Acquired , Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

. Numo9r or u 9rova rv9 ;:,ecun r9s . u ae . 11119 ana Amoun o Acquired (A) or Disposed of (D) Exercisable and Underlying Securities

Expi ration Date (Month/Day/Year)

1 u ate t:xercrsaor9 1

.:xprra ron 1Amoun or Amount (A)or(D) Date Title Number

of Shares

N.A. N.A. N.A. N.A. __ N.A. N.A.

. l"'fiC9 0 . NO. 0 9. o wner- tu. NB ur9 Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct (D) End of or Month rnarrect (I) •

I

N.A. N.A. N.A. N.A. !

IV)~ 7 :W/8

!tem1.

Item 2.

ltem3.

ltem4.

ltem5.

Security and Issuer

State the title of the class of equity securities to 'iMltch ihis Form .relates and the name and address of the principal executive offices of the issuer of such securities.


If the person filing this Fonn is a COlpC>lation, partnership, syndicate or other group of persons, state its name, the p~<>Vince, counlly or other place of its organizailon, its orincipal business, the address of its principal office and the information required by (d) and (e) of this Item_ If the person firtng this statement is a natural person. provide the information soecilied in (a) through (f) of this Item with respect to such person(s).

a. Name:

b. Residence or business address:

c. Present principal occt~pation or employment and the name, principal business and address of .any a>rparation •or other ·myanization in which such emplovment is conductec

d. Whether or not during fhe last .f~~~e years, such person bas been ·COnviCted in a cnminal proceedill!l <(excluding ·traffiC violations 'Or .s·imilar misdemeanors) and. if 50 give the dates. nature .of•conviction, name and 'location of court, anypemily imposed. or <Tifher<fiSoosition -ofthe cas.,

e. Whether or not. during the last five ·years . .such person was a party to :a civil proceeding of a judicial or administrative txxty of competent jurisdiction. domestic oc (Qreign, and as a result of such proceeding was or is suqect to any oroer, judgment or decree, not sullse~enlly reversed. suspended or vacated. permanently or temoorarily enjoining, barring, suspending or otherwise ~miting involvement in any type of ~ess. securities, commodities or banking; and

Citizenship.

Purpose of T·ransaction

State the purpose •or purposes of the .acquisition of ·securities .of the issuer. Describe any plans or proposals ·wtrich the reporting •per.sons may ·have which relate to 0 '

v.ould resuft ~~

a. The acquisition by any person of additional securities of the issuer. or the disoosition of securities of the ISsuer

b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involl!ing the issuer or any ci' its subsKfiaries;

c .a, sale or transfer of a material amoum of assets. of the issuer or of anv ci' its subsidiaries:

d. Any change in the present board of directors or management of the issuer, inciU<ing any plans or proposals to change the oomber or term of directors or to fill any existing vacancies on the board:

e. Any material change in the present capitalization or dividend policy of the issuer;

f. Any other material -:change 'i'l·the issue·rs business •OT corporate .structure.

g. Chan(IBs in <the iss-uefs charter, bylaws ·or ,instruments .corresponding thereto or<other actions which .may impede the acquisition of control of tbe issuer by any person:

h. Causin!;l a class of securities of the issuer to be ·defisted .from a securities ·exchan~

;, Any action similano any ci' those enumerated above

Interest in Securities of the Issuer a. State the all!lregate number and percentage of the class of securities idertified ~rsuant to· Item t beneficiaUy ·O'Mled [identifying those shares which there is a right to

acqUire Within thirty (30) days from the date of this report) tr; each person named in Item 2 The abovementioned 11formation should also be furnished with respect to persons wno. together with any of the persons named in Item 2. comprise a group.

b. For each person named in response to paragraph (a'), indicate the 1number of ·shares as to \Mlich ·there ·is .sole power to vote o:r to direct the vote. shared power to votr, or to direct the vote. sole -or shared ~T to dispose or to direct the dsposition. Provide ;the :applical:ile iofocmation required .by Item 2 with .respect to eacn person with whom the power to vote or to direct the •vote or to -dispose -or direct the .tfl5p<>.siti0n .15 .snarec.

c. Describe any transaction :in the .class of .securities <eported on that lii.'Bre effected during the past .sixty .(60) days by the persons named in response to paragraph (a} The description shaU include, but not necessanly be limited to: (1) the idenfdy of the person who effected the transaction; ·(2) the date of the transaction: (3) ths amount of secunlies im10lved; {4) the ·pice per share or unit; and (5} where or how the transaction wa.s effected.

d. If any other person is known to have the right to receive or the po'M!r to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and, if such interest relates to more than five (5%) pencent of the class, such person should be identified.

e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than fiVe (5%) percent of the class of securities, state the -date on liNI!ich such beneficial ownership was .reducect.

Contracts, Arrangements, Understandings or'ReJal:ionsh·ips with Respect tD Securities .oftfle lss.uer Describe any contract atT.angemen~ understanding or relationship among the :person named in •Item 2 and betl.\een such persons and any person with respect to anv securities of the issue. including ·but nm limited to transfer or voting of any of tbe securities, finder's fees. joint ventures. loan or option arrangements, puts or calls. guarantees of profits, division of profits or loss, or the giviflg or withholding ci' proxies, naming the person with whom such contracts, arrangements. understandings or e1ationshios •have been entered into. Include such :information for any of the securities that are pledged orotheswise subject to· a contingency the occurrence of which

v.ould giv~ another per.son voting po'M!r or iJl\le.5lment power over such securities except that disclosure of standard defaul and sim~ar provisions contained in loan

agreements neeo not be ll!Ciuded.

Item 6. Material tD be ·Flied as Emiblt$ Copies of alllo'IIHtten agreements, contr.acts, anangements, underslandings. plans or proposals relatinp to;

a. the acquisition of .issuerwritrol. liquidation., .sale of assets. merger, or .change in business or corporate .structure or any •other matter as disclosed .in Item 3: and

b. the transfer or voting of the securities, fmder's fees, joint ventures, options. puts, calls, guarantees of loans. guarantees against losses or the giving or withholdin.Q of any proxy as disclosed in Item 5.

:~~=::,:V:C:~~~..--~·-~_qr;:{tm:=G~7''"~"~"~' {S~Pu~eporting Person)

.v.e ... ~lut.r:L.i.a.m1tl~ ;Name/Title)

SECL•:miES AND EXCHANGE COMMISSION Metro Manila, Philippines

¢ 'l;' ~ - >-.~:; : ' .. ' ' . ·;. : _. ~ ,) ,:~~ ~ <..: ·l"..::_..;("'r''!'!" 'O""I ~~~-~~~ -t-~~1} l i o':: .;n-v.l tC. ":;co rrl~ ~hnsgem -e f"!. t • 't. w,.o~ ~on .,; r·- . ,..,

, (![)l MAY_ 1 01

2018 J

>V• l I FORM 23-B I STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

, R~(.~ -~~·~ :x,~· z:~:~:: .'/f·:_:'~~r$1:[) . CJ Check box if no longer subject

to filing requirement

. Name ana Aaaress o eporttng erson

MELLIZA MADELINE j[LaSt) trlrStJ

HO [IVIIOOie)


(Street)

Makati, Metro Manila 1226 w.:ity) (Provtnce) (Postal (.;ode)


2. Issuer Name and Trading <;ymbol . 1"'(8 attonsmp or t'(,eporttng Person to Issuer

BANK OF THE PHILIPPINE ISLANDS (BPI) 3. Tax ldent1 1cat1on o. ;,tatement for Director --

Number Month/Year _x_ Officer

153-973-014 (give title below)

May 2018 4. Citizenship 6. If Amendment, Date of Vice President


Filipino


1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End of Date Month

(Month/Day/Year) % Number of Shares Amount (A) or(D) Price

COMMON SHARES May 4, 2018 1716 A 89.50 21 '128 Stock Rights Offer

-------- --- -- . ·- .--.-- . '""~ '"''''10''~1~ ~

llf the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding ~Pib!~toc,~ of the issuer, provide the disclosure requirements se!_forth on page 3 of this form. ....-+


(1) A person is directly~~ndirectly the beneficial owner of any equity security with respect to which he has or shares:

(A) Voting powt:!r which includes the power to vote, or to direct the voting of, such security; and/or

(B) Investment poWer which includes the power to dispose of, or to direct the disposition of, such security. (2) A person will b .. e deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

(Cneck all appltcabte)

-- 10%0wner

Other --(specify below)

I

4 Ownership Form: 6. Nature of Indirect Beneficial Ulrect (U) or 1n01rect (I) • Ownership

D NA


' '

~

r1=


. u e nvatrve ;:secunty . vonvers1on or ransact1on Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A. N.A. N.A.




Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securi ties)

. Numoer or u envatrve ;:secuntres o. u ate lb. r rtre ana Amount ot Acquired (A) or Disposed of (D) Exercisable and Underl ying Securities


u ate t:xercrsaore ;ooxprratron jAmount or Amount (A)or(D ) Date Title Number

of Shares


. t-'nceot ltl. NO. 01 1 ~ - uwner- 11 u. Nature Derivative Derivative ship Form of Indirect Securi ty Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct (D) End of or Month rnarrect (I) •

N.A. N.A. N.A. N.A.

DISCL:OSURE. REQUIREMENTS IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP

.._ __ __,(50% INCREASE/DECREASE OREQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)r----------....1

Item 1.

Item 2.

Item 3.

Item 4.

Security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

Identity and Background If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).




e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign , and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizenship.



a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction , such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any

person; h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.



b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with resp ect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in respons e to paragraph (a) . The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction ; (2) the date of the t ransaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from , or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and , if such interest relates to more than five (5%) percent of the class, such person should be identified.

e. If the fil ing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities, state the date on which such beneficial ownership was reduced .

Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees , joint ventures, loan or option arrangem ents, puts or calls , guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar prov isions contained in loan agreements need not be included.


Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to: a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls , guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of .. .............. .. .. .. ................ .. ...................... on .............. ..... ........... , 20 .. ...... ..

.....

By: .. ... ... .. /J.?!...~~ .......... .. .... . pignature r eporting Person)

Madeline MellizaNP (Name/Title)



. .,-- r1~- -;_~~~~-"-" ~-;-·t~~.:..: ~,:··::.:~~ --.. , ~· '~ 't-:;; .J;:>.,-If"""!lt~~~ 'f"_; , .. = ... ~ .... ,/Iii, • r··" .. , ............... r . ., .. c

REVISED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

ei~ ~). It?:.'" ·-::: tr-r ,._ , ~-. 9 •::- -:; I @ ~AY 1--~-~~J ~ I ~ Check box If no longer subject


1 Name and Address of Reporting ?erson

PAGULAYAN, RH ODORAADELAIDA CUNANAN (Last) (First) (M;ddle)


(Street)

Makati, Metro Manila 1226

(City) (Prov1nce) (Postal Code)


2 Issuer Name and Trading Symbol

BANK OF THE PHILIPPINE ISLANDS (BPI ) 3. Tax Identification

Number

182-265-972

4. Cit1 zensh1p

Fil ipino

5. Statement for

Month/Year

May 20 18 6 If Amendment, Date cf

Ongmal {~onthYear)

~· L I «F j

'-....____ __ .,____ _,, 7 Relationship of Reporting Person to lsfuer

{Check all applicable)

Director 10% Owner

_ x_ Officer Other

(give t1tle below) (speci fy below)

Vice Pres ident

Table 1 - Equity Securities Beneficia lly Owned

Class of Equ.ty Sec..~n:y

COMMON SHARES

2 Transact10n

Date

(Mcn:h/Day/Year)

May 4, 2018

4 Securi ties Acqu•red {A) ~~ O:s:::osed of {0)

Amount (A ) or(D) Pnce

1,075 89.50

Stock Rights Offer

If the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding

capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form .

~e~inder Repon on a separate line for each class of equity secun:•es beneficially owned direcily or •ndrrectly

(1) A person IS directly or indirectly the beneficial owner cf any ecuity secumy with respect to wh1ch ne has or shares.

(A) Voting power which includes the power to vote. or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposit ion of, such security .

(2) A person will be deemed to have an indirect beneficial interest ir. any equity security which is: (A) held by members of a person's immediate family sharing the same household; (8) held by a pannership in which such person IS a general partne·; (C} held by a corporation of wn1ch such person IS a cortrolhn:; sha~eho i der : cr (D) subjeCt to ar; y ccmract, arrangem em or unders:anc1ng wn1cn g1ves such person votmg power or investment power with respect to such security.

3 Amount c f Securit1es Owned at End of14 Cwnersh•p For..., 6 i\.a ture of lndrrect 3enef::;:l al

Own e rsh•p Mont'l Orrec; (0 } O'" tnd1 ~ect iii

% N u mber of Shares

7,487 D NA

(Orint or Type Responses)

4--/-1"--RHODORAADELAI DA C. PAGULAYAN

Sig nature


1. Derivative Security 2 Conversion or Exercise Price

of Derivative

Security

NA NA

Explanation of Responses

Note· File three (3 ) :::cp1es cf thi S form, all must be manually s1gned


3. Transaction Date

(Month/Day/Yr)

NA

4

Table II - Derivative Securities Acqui red, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

Number of Derivative Securities 5. Date 6 . Title and Amount of Acquired (A) or Disposed of (D) Exerc1sable and Underlying Securities

Exp1rat1on Date

(Month/Day/Year)

Date Exercisable Expiration Amount or

Amount (A)or(D) Date Tit le Number

of Shares

7 Price of 8. No. of 9. Owner-

Derivative Derivative ship Form

Security Securities of Derivative

Beneficially Security:

Owned at Direct (D)

End of or

Month Indirect (I) •

NA NA NA NA NA NA NA NA NA -

~-;L-RHODORA AD ELAIDA C PAGULAYAN

Signatu re

10. Nature

I

of Indirect

Beneficia l Ownership

NA

Item 1.

Item 2.

Item 3.


IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Security and Issuer

State the title of the class of equity securities to wh ich thi s Form relates and the name and address of the principal executive offices of the issuer of such securities.


If the person filing th is Form is a corporation , partnership, syndicate or other group of persons, slate its name. the province, country or other place of its organization , its principal business, the address of its princ1pal office and the in formation required by (d) and (e) of this Item. If th e person filing this statement is a natural person , provide the information specified in (a) througl1 (f) of thi s Item wi th respect to such person(s).

a. Name;


c. Presen t principal occupation or employment and tt1e name, principal bu siness and address of any corporation or other organization in which such employment is conducted;

d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court , <my penally imposed, or other disposition of the case ;

e. Whether or not, during the last live years, sucl1 person was a party to a civil proceeding of a judimll or administrative body of competent juri sdiction, domestic or foreign. and as a result of such proceeding was or is subject lo any order. judgment or decree. not subsequently reversed, suspended or vacated. permanently or temporari ly enjoining, barrin g, suspending or otlwrwise limiting involvement in any type of business. secu rities, commodities or banking; and

f. Citizenship.


State the purpose or purposes ol th e acquisillon ol securities of the issuer Describe any plans or proposa ls which th e reporting persons may have which relate to or would result in :

a. The acquisition by any person of additional securities ol the issuer. or the disposition of securities of the issuer;

b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;

c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries.

d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any exi sting vacancies on the board;

e. Any material change in the present capitalizat ion or dividend policy of the issuer;

f. Any other material change in the issuer's business or corporate structure;

g. Changes in the issuer's cl1arter. bylaws or instruments corresponding thereto or other actions wl1 ich may impede the acquisit ion of control of the issuer by any person ;

h. Causing a class of securities ollhe issuer to be delisted from a securities exchange;


Item 4. Interest in Securities of th e Issuer

Item 5.

a. State th e aggregate number and percentage of t11e class of securities idenllfied pursuant to Item 1 beneficially owned (idenllfying those shares which there is a right to acquire wi thin thirty (30) days from the date of th iS report) by each person named in Item 2. Tho abovementioned information should also be furnished with respect to persons who, together with any ol the persons named in Item 2. comprise a group.

b. For each person named in response to paragrapl1 (a), indicate th e number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote . sole or sha red power to dispose or to direct the disposition . Provide th e appli catJie information required by Item 2 with respect lo each person with whom the power to vote or to direct the vo te or to dispose or direct the disposition is shared .

c. Describe any transaction in the class of securit1os reported on that were ollected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include. but not necessari ly be limi ted to (1) the 1denti ty of the person who effected the transaction ; (2) th e date of th e tran saction; (3) the amount ol securities involved ; (4) th e price per sl1are or un it ; and (5) where or how the transaction was effected.

d. If any oth er person is known to have the ngh l to receive or th o power to direct the rece ipt of dividends from , or the proceeds from the sale of such securities , a stalement to that effect should be included in response to this Item and, il such interest relates to more than five (5%) percent of th e class. such person should be identified.

e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securit ies, state the date on which such beneficia l ownership was reduced .

Contracts, Arrangements , Understandings or Relationships with Respec t to Securities of the Issuer Describe any contract, arrangement, understanding or re lat ionstlip among n1e person named in Item 2 and between such persons and any person with respect to any securiti es of the issue. including bu t not limi ted to transfer or voting of any of th e securities. Iinder's fees, joint ventures, loan or option arrangements. pu ts or cal ls, guarantees of profits , division of pro fi ts or loss, or the giving or wi thh old ing of proxies , nr:3rning the person with whom such contracts, arrangements, understandings or relationships have been entemd into. lncludn such 1nformallon for any of the securi ties th at are pledged or otherwise subject to a con tingency the occurrence of which would give another person voting power or investment power over such securi ties except that disclosure of standard default and similar provisions contained in loan agreements need not be 1ncluded.


Copies of all written agreements, con tracts . arrangements, understandings, plans or proposals relating lo : a. the acquisi tion of issuer control. liqu idation . sale of assets, merger. or change in business or corporate structure or any other matter as disclosed in Item 3: and

b. the transfer or voting of the securities. finder's fees . jo1nt ventures. opt1ons . puis. c..a lls. guarantees of lo;:Jns. guaran tees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief . I ce rtify that the information set forth in this Report is true , complete and accurate.

This report is signed in the City of . ... .. .. .. on . , 20 ..

By: (S ignature of Reporting Person)

rfJ Rhe>cl"rcr. ¥ela;J~ C ~ f.a.:Jufayc.t-J (NamefTitle)


Metro rAanila, Phili jl;pines

r' ~ t:? ~~~:~-:~:. ;.~ :~ ~.!: :~: ~~ ~~~~ ~~ ~ ~ .~ tJ >':,. ~ ., :.~ ~.,,. :r·• • p· ,~, ,< •• ; ·, .?, i <"''• ~.,. I ~ l · · .. - I ( Ji' J ., .. I,~H\ u • :,. \,; ,, , ;i:.l hhnag:et>: -:t •. : " .. . ~1o '\ . ~

' '"' ~ ------. .. -----.. ~-. , .... l

I I · - l

@ LMAY 1 0 ~~~J ~REJ.s~~r _


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to section 23 of the Securities RegulaUon Code

t:· j l

\.._ -~J 1. Name· and Address of Rt3portil1g Person

SAGUINDANG, ISAGANI MAN I SAN (last} (first) (Middle)


(St""'t)

Makati, Metro Manila 1226 (Cily) {Province) (Postal Code)


COMMON SHARES

!2. Issuer Name and Trading Symbol

BANK OF THE PHILIPPINE ISLANDS (BPI) 3. Tax Identification

Number

117-678-612

~- Citizenship

Filipino

2. Transactlon Date

(Month/DayNear)

May4, 2018

5. Siatemenffor

Month/Year

May 2018

. If Amendment. Date of Original (MonthYeaQ

4. Securities Acquired (A) or Olspo!ed of {0)

Amount (A)or(D)

6,021

rr:-RelatiOrlShiPOt -RepOrtin-g Pefson-1o Issuer (Check aU applicable)

Director

_x_ Officer (grve title below)

Vice President

Table 1 -Equity SecuriUes Beneficially Owned

3. Amount of Securities Owned at .End 014 Ownership Form: Month Direct (D) or Indirect (I) •

% I Number of Shares ---

Price

89.50 44,431 D

Stock Riohts Offer

~~t:;~~;~~~!f~~~~z~;~1:~~~~~!:~~f~{a,t:~~~£~~~:f~l!~~~i~~~9J~~~i~~u~r!~;~[~~~~~~~t:~r"~.)--, .. "

10% 0wner

Other

(specify b elow)

i6. Nature of Indirect Beneficial ;Ownership

NA

{Print or Type Responses)

Reminder. Report on a separate line for each class of equity securities beneficially owned directly or i nd lre~ly.

{1) A person Is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares: IS~ (A) Voting power which Includes the power to vote, or to direct the voting of, such security; and/or (8) Investment p01.ver which includes the power to dispose of, or to direct the disposition of, such security.

(2) A person will be deemed to have an Indirect beneficial interest in any &quity security which is: (A) held by members of a person's Immediate family sharing the same household; (8) held by a partnership in which such person is a general partner, (C} held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment powerwi1h respect to such security.

Signature


1. Derivative Security 2. Conversion or 3. Transaction Exercise Price Date of Derivative (Monlh/Day/Yr) Security

N.A N.A N.A.



Attach additional sheets if space provided is insufficient

Table II - Derivative Securities Acquired, Disposed of, or Beneficially OWned (e.g., warrants, options, convertible securities)

4. Number of Derivative Sea.trities 5. Date " · Title and Amount of Acquired (A) or Disposed of (D) Exercisable and Uncertying Securities


Date Exercisable Expiration Amount or Amount (A)or(D) Date Title Number

of Shares

N.A. N.A. N.A N.A. N.A. N.A.

7. Price of B. No. of 9. OWner-

Derivative Derivative ship Fonn Security Securities of Derivative

Beneficially Security;

OWned at Direct(D)

Enc of or Month Indirect (I) •

N.A. N.A. N.A.

fllAC~4AJG Signature

10. Nature of Indirect Beneficial OWnership

N.A.

Item 1.

ltem2.

ltem3.

ltem4.

Items.

Items.

' :":'~ .... _,_~;:•, ·.:i:.~.:-~:~:,' . ..

Security and Issuer

Stale the title of the class of equity securities to which \his Form relates and the name and address of the principal executive offices of the issuer of such securities.


If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state Its name, the province, country or other place of Its organization, Its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).


c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment Is conducted;

d. Whether or no\, during \he las\ five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, If so, give the dates, nature of conviction, name and locaUon of court, any penalty imposed, or other disposition of the case;

e. Whether or nof, during the las\ five years, such person was a parly to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting Involvement In any type of business, securities, commodities or banking; and

f. Citizenship.


State the purpose or purposes of the acquisition of securities of the Issuer. Describe any plans or proposals which \he reporting persons may have which relate to or would result in:

a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, Involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the Issuer or of any of Its subsidiaries; d. Any change in the present board of directors or management of the issuer, Including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board;

e. Any material change in the present capitalization or dividend policy of the issuer;

f. Any other material change in the lssue(s business or corporate structure; g. Changes in the issue(s charter, bylaws or Instruments corresponding thereto or other actions which may Impede the acquisition of control of \he Issuer by any person;

h. Causing a class of securities of the Issuer to be delisted from a securilies exchange; I. Any action similar to any of those enumerated above.

Interest In Securities of the Issuer a. State the aggregate number and percentage of the class of securities Identified pursuant to Item 1 beneficially owned (Identifying those shares which there is a right to

acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.

b. For each person named in response to paragraph (a), indicate the number of shares as to which there Is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Provide the applicable Information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to: (1) \he identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person Is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included In response to this Item and, ~such interest relates to more than five (5%) percent of the class, such person should be Identified.

e. If the filing Is an amendment reflecting the fact thai the reporting person has ceased to be the beneficial owner of more than five (5%) percent or the class of securities, state the date on which such beneficial ownership was reduced.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named In Item 2 and between such persons and any person with respect to any securities of the issue, induding but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or toss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered Into. Include such Information for any of \he securities \hal are pledged or otherwise subject to a contingency \he occurrence of which would give another person voting power or Investment power over such securities except that disclosure of standard defauH and similar provisions contained In loan agreements need not be included.

Material to be Filed as Exhibits

Copies of all written agreements~ contracts, arrangements, understandings, plans or proposals relating to: a. the acquisition of Issuer control, liquidation, sale of assets, merger, or change In business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securifles, finde(s fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of .. ...... .... .................................................. on ........ ...................... , 20...... .... _

--~~:..-,.'--..

Byif'A.CR.kl.!. ..... rh .. ~ ................ ~ (Nt'R; (Signature of Reporting Person)

' ; "' · --: r ,. <_- - '-n -:: '.1 ;: :.. "-~ " -. .. .~ • • ·-

SECURITIES AND EXCHANGE COMM ISSION .-:~ r .. . :· .::: t···· - ·;; ,.-, ... -:-- "-"-• ~ · 11' ~ .... .;.. .. . , ,_ .. . . ~~ -

Metro Manila, Phi lippines *~ , ~':: ,,.,,. ~ -·-.; .,1ii :o.~ $ '< .,.-... ~

I I ~ ~ '{ ~~~.l:;l; i ll ~ , ,1 •• ._ M&n.:i:Jt'"t:r• t "' ~.J'V ' !\i • · ....

FORM 23-B r-->--~--==--1

. r::-\ 1 MAY 1 0 2018 · ·

-.~

c::::::J Check box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIE <h I i

'~ ~"'"' • -;oon "'""""'"' "~'""" ~· ~~ · to fili ng requirement t>V•~ ---

I RE!_. ... vt"O S\ {.• ~~ · . .. T~\ k.f.vi!.:VV ._,e

' 1-()Rr~P •t),....':J:"~Jq- NT$ -

1. Name and Address of Keporting t--'erson Issuer Name and rad1ng Symbol . Relationsh•p of Reporting Person to rsuer {Check all applicable)

SAN DIEGO, MACRISTINA LAKI BANK OF THE PHILIPPINE ISLANDS (BPI ) (Last) (First) (Middle) ..1. ax ldent i 1cation . ~tatement for -- Director -- 10% Owner

Number MonthNear _ x_ Officer -- Other

c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas 230-289-341 (give title below) (specify below)

May 20 18 (Street) 4. Citizenship 6. If Amendment, Date of Vice President


Makati, Metro Mani la 1226 Filipino (City) ( rov1nce) (Postal Code)


1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) Date

(Month/Day/Year)


COMMON SHARES May 4, 2018 1,000 A 89.50

Stock Rights Offer

-

I I

--

~fthe-change in bert'Eificial ownership is 50%o ft he previous Sha;eho ldings or"is eq~'al to 5%""ot the outStanding

t~~pj!aJ..~~9£~. ~t!l"l~.i!>!>.l1.~r,,er2.Y!f.l~.ltt~~c!~~l2!>.l1!~.Jeg,l1iX~!':'.~r::'.!§..~e..t .. t<?.r!.tt .. ~'lP.'!9!:t}2.f...t!ll§:f.9rm ..•.. "'-······~$~ ... ~=-=~·=··




(B) Investment power which includes the power to dispose of, or to direct the disposition of, such security. (2) A person wilt be deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing lhe same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

3. Amount of Securities Owned at End of Month

% Number of Shares

26,670

-----··--··=·=%'"''" ''~

4 Ownership Form: 6. Nature of Indirect Beneficial U1rect (U) or Indirect (I) .. Ownership

D NA

,

'


~-

MA CRISTINA L. SAN DIEGO

Signature

FORM 23-B (cont inued )

1. uenvat1ve :,ecunty 2. <.:onvers1on or 3. Transact1on Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A. N.A. N.A.




Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

4. Number of Denvat1ve Secunt1es 15. uate 1t e ana Amount o Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


IIJate E:xerc1sable lcxp1rat1on !Amount or Amount (A)or(D) Date Title Number

of Shares


nee a 8. No. of 9. Ow n er- 11 u. Nature Derivative Derivative ship f'orm of Indirect Security Securities of De rivative Beneficial

Beneficially Secu ri ty; Ownership Owned at Direct (D) End of or Month lna,ect(l)-

N.A. N.A. N.A. N.A.

~--/

Signature

JN CASE OF MA'TcRIAL CHANGES IN BENEFICIAL OWNERSHIP

-~-=l§_Q~aJ!':IQB!;A§f;LJ::t!a&:RE~§JLQfts~!,;JJYAI.!;.I'H~Q§fi~_. &IE.,IJ;:Jg_QY;J,§JANRlN§Ji~PJIAk§:l:Q§!SQE.I§§YI:B.),,","·------"·~···-·-- ..

Item 1. Security and Issuer State lhe title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.


Item 3.

If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s) .





f. Citizenship.


State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in :


existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuers business or corporate structure;

g. Changes in the issuers charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.

Item 4, Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to


b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote , sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.




Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.



b. the transfer or voting of the securities, finders fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of. .. ................ ........... ........... on ............................. , 20 ..

By: ..... (Signal~~~ of Reporting Person) . if/"'vX:.

...... ....... k.X?.. /_'l/'/A~ t'~~f'- di;• (Name/Title)

I FORM 23-B I

. Nam e ana Aaaress or t<eportmg ~erson

rJ'AJ.}f.;V JOcJ6 /Att/(J ~,JWYJt't ltLaSt) trlr5l) fMIOOie)


(Street)

Makati, Metro Manila 1226 (Province) (Postal COde)

SECURITIES AND EXCHANGE COMMISSION Metro Manila, Philippines

. Issuer Name ana raamg symoo1

BANK OF THE PHILIPPINE ISLANDS (BPI) ax 1aen 1 1ca 1on . ~ta ement or

Number Month/Year

j)V Of 3 ou ?- May 2018 4. Citizenship 6. If Amendment, Oate of


Filipino

. ~ .v::'}_;:;:~~;~';::-:;-;-:-:-7----,j~~ tJ ~ .. ::; j<i',.;-. ·~ . - , .. n"-' "' . - "' i'. ::4 f•- • , ••. :-:'1 • ..., ,. . "',., d ' 'llti. .. i::- .• --~~ " ... & >' !r'J ..__, .;:: ':~ , \ ~ ' :t'::..~:_:::•·· .. ""; M~ ~sa.::...-. !.. I

~f'> f MA~-; o:;~-:r···· c I

t --~/}l; J :~ • .I!:;:D~dUJ L' l "f r-C.'.~ Ivl A~ r ...... ;::,; :-; ·, l

~ ,.> ........ --. Relationship of Reporting Perscz,o Issuer

(Check au applicable)

Director - -_x_ Officer

(give title below)

Vice President

11'-'ll}') Table 1 - Equity Securities Beneficially Owned

1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Oisposed of (0) Oale

(Month/Oay/Y ear)


COM MON SHARES May 4, 2018 89.50

(/) ~lf(p A. Stock Rights Offer

If the change In beneficial ownership Is 50% of the previous shareholdlngs or is equal to 5% of the outstanding capital stock of the Issuer, provide the disclosure requirements set forth on page 3 of this fonn.

Reminder. Report on a separate line for each class of equity securities beneficially owned directly or indirectly.




(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person Is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gtves such person voting power or investment power with respect to such security.

./'

3. Amount of Securities Owned at End of 4 Ownership Form:

Month U1rect (U) or 1na1rect (I) •

% Number of Shares

0-:{-0/ ~ D

REVISED

-- 10% Owner

Other --(specify below) '

6. N ature of Indirect Beneficial OWnership

NA


""

p_ .. ......._

'~ "'


11. u envat1ve ::;ecurny 1<1. t;onvers1on or 1~- I ransact1on Exercise Price Date ot Derivative (Month/Day/Yr) Security

N.A. N.A. NA - - ·--




Table II -Derivative Securities Acquired, Disposed ot, or Beneficially Owned (e.g., warrants, options, convertible securities)

14. Number of Denva~ve Secur~1es 15. Date ltl 1t e ana Amount or Acquired (A) or Disposed of (D) Exercisable and Underlying Securities

Expiration Date (MonthJDay/Y ear)

I!Yate 'B<erc1sable jExp1ra 1on Amount or Amount (A)or(D) Date Title Number

of Shares

NA N.A NA NA N.A. NA

17. Pnceof ,8. No. ot 19. owner-Derivative Derivative ship Form

Security Securities of Derivative

Beneficially Security; Owned at Direct(D) End of or

Month Indirect ll) "

N.A. NA NA

1"\

~ /·-"~

po. Nature of Indirect Beneficial Ownership

N.A

DISCLOSURE REQUIREMENTS IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50°41NCREASEIDECREASE OR EQUIVALENT TO 5% Qf THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Item 1. Security and Issuer



Item 3.

ltem4.

If the person filing this Form is a corporation. partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).

a. Name;



d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction. name and location of court, any penalty imposed, or other disposition of the case;

e. Whether or not, during the last fove years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizenship.


State the purpose or purposes of the acquis~ion of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:


existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f . Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.

Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to


b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vole or to direct the vote, shared power to vote or to direct the vote. sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to: (1) the ident~ of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such secumies, a statement to that effect should be included in response to this Item and, if such interest relates to more than five (5%) percent of the class, such person should be identified.


Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.


a. the acquls~ion of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of.. .. .... ...... ................. .. .... .. . on .... ........... , 20 ... ..

[FORM23-B I SECURITIES AND EXCHANGE COMMISSION

Metro Manila, Philippines r:. !'::.~ · ·"'C> <~.:.. .... "; .~ .... ).~ :i :c~ :' : -=~~-=-- - ·, G~ r:= x .. ::: ~- . . > .-, ~~ ,~,, ... ; -~===-... ~ <e<=>...,....,,..n. o:~s•n:~ . (I REVISED ~

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITI s\i!., ~ r''F' '. ' · ' "'··'"···~·"'"'']""''"'~ . j CJ Check box if no longer subject




2. Issuer Name and Trading Symbol

VALDEZ, BANK OF THE PHILIPPINE ISLANDS (BPI) st . ax ent1 icat1on 5. tatement or


(Street)

Makati, Metro Manila 1226 (Province) (Postal Coce)

Number Month/Year

117-679-57 4

4. Citizenship

Filipino

May 2018 6. If Amendment, Date of


®I MAYJ~- 201~.J ;, l 10% Owner

Other

(give title below) (specify below)

Vice President

[lCiiYf Table 1 - Equity Securities Beneficially Owned


COMMON SHARES

2. Transaction Date

(Month/Day/Year)

May 4, 2018

4. Securities Acquirec (A) or Disposec of (D)

Amount (A) or(D) ·Price

5,440 A 89.50

Stock Rights Offer

If the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding ~a~ital stock of the issuer,J~rovide the disclosure r!,quirements set forth on ru!ge 3 of this form.

Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirect ly.

(1) A person is directly or indirectly the beneficial owner of any equity security with respect to wh ich he has or shares:



(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in w hich such person is a general partner; {C) held by a corporation of which such person is a controlling shareholder; or {D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

3. Amount of Securities Owned at End of 14 Ownership Form: Month U1rect {U) or 1na1rect {I) •

6. Nature of Indirect Beneficia l Ownership

% Number of Shares

43,859 D NA


AMALIA LOU~Z Signature

FOR M c3-B i "~o · io u erl )

1. uenvat1ve ::.ecunty 12. Conversion or 13. Transact1on Exercise Price Date of Derivative (Month/Day/Yr) Security

NA NA N.A.


Note: Fi le three (3) copies of this form, all must be manually signed.


- ~ c 11 · l "' ' . ,;: · · .. ::: S<.:: : ... - · <:: s ft..:G ... ·e: 0 s::8seC cf, c r 8e'le:1::iall y Ow ..... ,ed ("' ,g , >.·:.Yran ts, op t ion s, conve rt ib le sec u ritie s )

4. Number of Denvative Secunties O:Date (6. I itle and Amount or Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


Date Exe·:::: •sa ...... e f~ x" • ... C?. ' •c'"l I A~- . " ' - ·

lA • ~, I Uc I l-';;~0

"~~s


Pnce ot 18. No. oi 9. uwner- 10. Nature

l Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct (D) c ..... ...: ,_., : --

·-I

N.A. N.A. N.A. N.A.

~ Signature

Documents

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