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Mechanical aetiology, recognition, and treatment of spondylolisthesis Jennifer E. Earl Objectives: To provide the reader with information about the aetiology of spondylolysis and spondylolisthesis, and describe a new treatment approach that has been successful in treating these conditions. Data sources: A MEDLINE search was performed using the keywords `spondylolysis', `spondylolisthesis', and `low back pain' for the years 1980±2000. Data synthesis: Spondylolysis is a very common cause of low back pain, and is characterized by the presence of a fatigue fracture of the pars interarticularis region of the vertebra. The mechanical design of the lumbar spine allows it to withstand the high forces that are placed on it. When these stresses are above the threshold that can be tolerated by the bone, a fatigue fracture results. Poor healing leads to instability of the pars interarticularis and eventually spondylolisthesis. Although this condition often develops in early adolescence, it is frequently undetected until adulthood. A thorough assessment of adolescents with low back pain may allow these fatigue fractures to heal properly, and prevent problems later in life. Recent emphasis on training the deep abdominal muscles has shown to be a more effective rehabilitation technique than traditional measures. Conclusions: Early detection and treatment is the key to successful rehabilitation of spondylolysis. Decreasing the offending activity while increasing the neuromuscular control of the deep abdominal muscles provides the best atmosphere for bony healing, and decreases the chance of future complications. * c 2002 Published by Elsevier Science Ltd. Introduction Low back pain is one of the most common musculoskeletal complaints, and can be attributed to many different causes. Children and adolescents often endure low back pain for several years before being evaluated by a clinician (King 1999). The differential diagnosis should include, but not be limited to, tumour, herniated disc, spondylolysis, spondylolisthesis, infection, and in¯ammation (Renshaw 1995). Spondylolysis and spondylolisthesis are two conditions that directly involve changes in the vertebra. Spondylolysis is de®ned as a defect in the pars interarticularis (pars), the region of the lamina between the superior and inferior articular facets (Wiltse et al. 1975; Stinson 1993; Whiting & Zernicke 1998). Progression of the defect can result in spondylolisthesis, which is de®ned as a subluxation or `slippage' of two adjacent vertebrae (Wiltse et al. 1975; Stinson 1993; Whiting & Zernicke 1998). Epidemiological studies have shown that the incidence of spondylolysis is related to age, heredity, gender, race, and activity level (Wiltse et al. 1975; Johnson 1993; Comstock et al. 1994; Hickey et al. 1997). Spondylolysis most frequently manifests during adolescence (8±20 years) (Johnson 1993; Comstock et al. 1994), particularly during the teenage growth spurt (Comstock et al. 1994). Of patients less than 19 years old, 32% of those whose chief complaint was back pain had at least one pars defect (Morita et al. 1995). The risk declines through middle age, then increases slightly from 60±80 years (Johnson 1993). There appears to be a * c 2002 Published by Elsevier Science Ltd. Physical Therapy In Sport (2002) 3, 79±87 79 1466-853X/02/$ - see front matter doi : 10.1054/ptsp.2001.0084, available online at http://www.idealibrary.com on Review Article Jennifer E. Earl MEd, ATC, Doctoral Candidate, Athletic Training Research Laboratory, Department of Kinesiology, Pennsylvania State University, University Park, Philadelphia, USA. Correspondence to: Jennifer E. Earl, 266 Recreation Hall, Pennsylvania State University, University Park, PA 16802, USA. Tel: 1 814 865 7936; Fax: 1 814 865 1275; E-mail: jee128@psu. edu

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  • 1. Review ArticleMechanical aetiology,recognition, and treatment ofspondylolisthesisJennifer E. EarlObjectives: To provide the reader with information about the aetiology of spondylolysis andspondylolisthesis, and describe a new treatment approach that has been successful in treatingthese conditions. Data sources: A MEDLINE search was performed using the keywords`spondylolysis, `spondylolisthesis, and `low back pain for the years 19802000. Data synthesis:Spondylolysis is a very common cause of low back pain, and is characterized by the presence of afatigue fracture of the pars interarticularis region of the vertebra. The mechanical design of thelumbar spine allows it to withstand the high forces that are placed on it. When these stresses areabove the threshold that can be tolerated by the bone, a fatigue fracture results. Poor healingleads to instability of the pars interarticularis and eventually spondylolisthesis. Although thiscondition often develops in early adolescence, it is frequently undetected until adulthood. Athorough assessment of adolescents with low back pain may allow these fatigue fractures to healproperly, and prevent problems later in life. Recent emphasis on training the deep abdominalmuscles has shown to be a more effective rehabilitation technique than traditional measures.Conclusions: Early detection and treatment is the key to successful rehabilitation of spondylolysis.Decreasing the offending activity while increasing the neuromuscular control of the deepabdominal muscles provides the best atmosphere for bony healing, and decreases the chance offuture complications. * 2002 Published by Elsevier Science Ltd. cIntroduction result in spondylolisthesis, which is dened asJennifer E. Earl MEd, Low back pain is one of the most commona subluxation or `slippage of two adjacentATC, Doctoralmusculoskeletal complaints, and can be vertebrae (Wiltse et al. 1975; Stinson 1993;Candidate, AthleticTraining Research attributed to many different causes. ChildrenWhiting & Zernicke 1998).Laboratory, and adolescents often endure low back pain forEpidemiological studies have shown that theDepartment ofseveral years before being evaluated by aincidence of spondylolysis is related to age,Kinesiology,Pennsylvania Stateclinician (King 1999). The differential diagnosisheredity, gender, race, and activity level (WiltseUniversity, should include, but not be limited to, tumour, et al. 1975; Johnson 1993; Comstock et al. 1994;University Park,Philadelphia, USA.herniated disc, spondylolysis, Hickey et al. 1997). Spondylolysis mostspondylolisthesis, infection, and inammationfrequently manifests during adolescence (820Correspondence to:Jennifer E. Earl, 266 (Renshaw 1995). Spondylolysis andyears) (Johnson 1993; Comstock et al. 1994),Recreation Hall,spondylolisthesis are two conditions thatparticularly during the teenage growth spurtPennsylvania Statedirectly involve changes in the vertebra.(Comstock et al. 1994). Of patients less than 19University,University Park, PA Spondylolysis is dened as a defect in the parsyears old, 32% of those whose chief complaint16802, USA. Tel: 1 interarticularis ( pars), the region of the lamina was back pain had at least one pars defect814 865 7936; Fax:between the superior and inferior articular(Morita et al. 1995). The risk declines through1 814 865 1275;E-mail: jee128@psu. facets (Wiltse et al. 1975; Stinson 1993; Whitingmiddle age, then increases slightly from 6080edu & Zernicke 1998). Progression of the defect canyears (Johnson 1993). There appears to be a* 2002 Published by Elsevier Science Ltd.c Physical Therapy In Sport (2002) 3, 7987 791466-853X/02/$ - see front matterdoi : 10.1054/ptsp.2001.0084, available online at http://www.idealibrary.com on

2. Physical Therapy in Sport genetic predisposition in that 3350% of in deformation and incongruence of the relatives may also have spondylolysis (Johnson vertebrae (Junghanns 1990). Although the 1993; Stinson 1993). The genetic contribution is defect may appear radiographically before age higher in boys than in girls, but the overall8, symptoms may not develop until later in life incidence is highest in girls, possibly because(Johnson 1993; Smith & Hu 1999). girls participate in more at risk activities such as gymnastics, gure skating, and dance (Comstock et al. 1994; Omey et al. 2000). In the Isthmic USA spondylolysis occurs in 2% of the African American population and 6% of the whiteIsthmic spondylolysis is the most common type, population, while up to 60% of native Alaskans and occurs at the L5S1 level in adolescents may develop this condition (Wiltse et al. 1975). and young adults (Wiltse et al. 1976; Whiting & As will become clear in the following sections,Zernicke 1998), It results from fatigue failure of activities that require repetitive hyperextensionthe pars due to repetitive stress. While some or hyperexion of the lumbar spine increases cases may indeed be dysplastic, current thought the risk for spondylolysis/listhesis (Comstock is that very few defects are noted before the age et al. 1994). Sports such as gymnastics, football, of 561 (Smith & Hu 1999). Perhaps the 2 diving, wrestling, weight-lifting, cricket, andincidence increases during this time because rowing have exceptionally high incidenceslong periods of sitting are introduced as (Johnson 1993; Hickey et al. 1997; Whiting & schooling begins. Spondylolisthesis results Zernicke 1998; Leary & White 2000).when the pars elongates or separates andSpondylolysis is classied into ve categoriesallows the superior vertebra to slide forward on based on the suspected aetiology: dysplastic,the inferior one (Wiltse et al. 1976). isthmic, degenerative, traumatic and pathologic (Wiltse et al. 1976). Although these conditions have been studied for many years, there is Degenerative much debate on possible aetiologies. The This type of spondylolisthesis occurs more purpose of this review is to dene each type offrequently in adults over 40, and more spondylolysis, describe the aetiology of the two frequently in women than men (Wiltse 1976). most common types, and present a brief overSometimes called pseudospondylolisthesis, it view of clinical ndings and treatments. usually occurs at the L4L5 level (Whiting &Zernicke 1998). The slippage is a result ofdegeneration of the disc and/or inter-segmental Classication of spondylolysis instability, rather than a defect in the pars Dysplastic interarticularis. Hypomobility of the L5S1 jointcauses the L4L5 joint to become hypermobile Dysplastic spondylolysis was rst described by and degenerative changes are likely to occur at Wiltse (1975) and results from abnormal tissue this site as well as anterior sliding (Wiltse et al. development of the neural arch. The neural arch1976; Whiting & Zernicke 1998). develops from each side of the vertebral body and joins together via sutures in the region of the pars interarticularis (Junghanns 1990).Traumatic and pathologic Failure or delay of suture closure during development results in abnormal formation of These types of spondylolysis are much less the neural arch. Examples of this would be common, and therefore will receive little spina bida and an abnormal isthmus angle. A attention in this review. Traumatic fracture to defective pars is less able to withstand the the pars usually occurs in conjunction with forces that are applied to it. In a `normal other fractures, and heals well with vertebra, the hyaline cartilage growth platesimmobilization. Other pathologies, such as a remain active until about 20 years of age, sotumour, can weaken the tissue of the vertebra intense activity during childhood that placesand make it susceptible to damage (Wiltse et al. high stresses on the immature spine can result 1975).80 Physical Therapy in Sport (2002) 3, 7987* 2002 Published by Elsevier Science Ltd.c 3. Mechanical aetiology, recognition, and treatment of spondylolisthesis Aetiology of isthmicproduced by the muscles. The pars interarti- spondylolysis cularis is the thickest part of the lamina because it is subjected to the high force being transferred Children and adolescents most commonly suffer between superior and inferior facets. The from isthmic spondylolysis, therefore the posterior position of the ligaments is suited to aetiology of this type will be the focus of thiswithstand the high tensile forces that are applied review. There are two theories about whichto the posterior elements. The viscoelastic movements cause increased stress at the pars. properties of the ligaments indicate that their The rst and most common is that direct loading ability to withstand forces is dependent on the of the facets during hyperextension causes high loading conditions (Simons 1994). A posterior stress concentrations at the pars. The second isshift in the bodies centre of mass causes the that unbalanced shear forces at the pars during posterior elements to become compressed and exion causes high stress concentrations. their structure is poorly suited for this (SchulitzTo understand these mechanisms, it is& Niethard 1980; Haher et al. 1993). As the spine necessary to examine the structure and normal moves into extension, the force between the mechanics of the lumbar vertebrae. The body offacets increases, thus directly increasing the the vertebra is designed like a cardboard box strain on the pars interarticularis (Schulitz & with walls made out of cortical bone. The Niethard 1980; Simons 1994). Introducing mechanical properties of the vertebra are highlyrotation to a spine that is already extended dependent of the trabecular structure within the vertebra (Whiting & Zernicke 1998). VerticallyCOMPRESSION oriented trabeculae are supported by horizontal ones to prevent them from buckling and further strengthen the structure (Fig. 1). This design is well adapted to withstand the high compressive forces on the anterior spine during standing (Junghanns 1990; Pope 1991; Simons 1994). Age + or repetitive stress causes a decrease in theCOMPRESSION Tension number of horizontal trabeculae, therefore the rest of the structure is susceptible to collapse (Haher et al. 1993). Marrow and water in the vertebral body act as a hydraulic cushion to absorb some of the compressive force (Haher + et al. 1993; Simons 1994; Whiting & Zernicke 1998). The discs and cartilage end plates assist inTension this shock absorptive capacity (Junghanns 1990). Intense cyclic loading of the spine decreases the water content of the discs and vertebral bodies, therefore decreasing the hydraulic effect (Haher COMPRESSIONTension et al. 1993).Tension=The posterior elements of the spine are the pedicles, laminae, and associated processes. AllSegment of Relative of the muscles attached to the posterior spineWeakness exert a downward force on the posterior elements. This means the pedicle is subject to a bending moment where the inferior surface isFig. 1 Bony trabeculae within the vertebra are oriented compressed and the superior surface is underaccording to the type of load that occurs at that region. In the vertebral body, they are vertical and suited for tension. The pedicles are thick-walled cylinderscompressive forces. In the posterior elements, they are of cortical bone that are suited to withstand aligned according to the line of tensile stress. these bending forces (Simons 1994). The cortical(Reproduced with kind permission from Pope MH et al. Structure and function of the lumbar spine. In: layer in the lamina is very thin. The trabeculaeOccupational Low Back Pain: Assessment, Treatment, and are oriented in a way to resist the tensile stressPrevention. St Louis, MO: C V Mosby).* 2002 Published by Elsevier Science Ltd.c Physical Therapy In Sport(2002) 3, 7987 81 4. Physical Therapy in Sport further increases the stress experienced at thevertebrae is increased during exion. The pars (Schulitz & Niethard 1980). This is believedanterior shear causes increased pressure on the to be the mechanism by which gymnasts, facet joints, which in turn increases the stress on American football linemen, divers, and the pars (Farfan et al. 1976; Johnson 1993). wrestlers develop or exacerbate spondylolysis. Testing has shown that when these forces areThe second theory is that repetitive exion applied the pars is the rst structure to movements produce unbalanced shear forcesexperience stress concentrations (Farfan et al. that results in stress at the pars. During quiet 1976). This mechanism has been postulated to stance, the vertebral bodies, the spinal lead to micro fracture of the pars that progresses ligaments, and the psoas muscle support thewith repetitive exion. Sports such as weight of the trunk. Compressive force isgymnastics, rowing, weight-lifting, diving, sustained by the bony structure of the vertebral cricket and wrestling require repetitive or bodies (Junghanns 1990; Simons 1994). Becauseconstant exion movements that exposes the of the incline of S1, an anterior shear force acts pars to high stress (Johnson 1993; Hickey et al. upon the L5S1 joint (Farfan et al. 1976). As the1997; Motley et al. 1998 ; Whiting & Zernicke trunk exes, higher shear forces are developed 1998; Leary & White 2000). Spondylolysis in (Schulitz & Niethard 1980). In addition to rowers has been especially attributed to psoas compression, gravity causes a exion moment at hypertrophy (Hickey et al. 1997). The psoas L5S1. The forces acting upon a lumbar vertebraoriginates from the anterior lumbar vertebrae in a forward exed position are illustrated in and acts to ex the hip. Contraction of the psoas Fig. 2. The shear stress that acts on the pars can increases the anterior shear force on the lumbar be mostly attributed to the forces between the vertebrae (Kreighbaum & Barthels 1996). superior and inferior facets (Farfan et al. 1976).Fatigue fractures result when a sub-maximal The erector spinae muscles must exert an load is repeatedly applied to a region of bone. A extension moment to equal the bending moment fatigue fracture at the pars interarticularis caused by the weight of the trunk. Because mostoccurs because increased stress at that region of the erector spinae muscles have a downwardcauses bone resorption to occur faster than line of action, compression between thebone formation (Martin et al. 1998). FatigueF FcMFmF Fc Fig. 2 Forces acting upon a lumbar vertebra when the trunk is in a exed position. F,FH forces on articular facets, causes shearing across pars region. M exion moment caused by gravity acting upon the trunk, Fc compressive disc force, FM force produced by posterior ligaments and muscles.82 Physical Therapy in Sport (2002) 3, 7987* 2002 Published by Elsevier Science Ltd.c 5. Mechanical aetiology, recognition, and treatment of spondylolisthesis fractures in this region do not heal like they do(Fig. 3). Therefore, anything that increased the in other locations. Less periosteal callus is seen,compressive force also increased the facet joint and the defect often is lled with brocartilage force (Dietrich & Kurowski 1985). The total without bony healing (Junghanns 1990; Johnsonreaction force was greatest for all lumbar 1993). Poor blood supply to the neural arch andvertebrae in exion, as compared to neutral and excessive motion at the healing site could be theextension, and the L5S1 segment had the cause of the non-union fractures (Junghannshighest force of all. The highest loads were 1990). If the same loads continue to be applied, found in the pars when the trunk was exed to the defect can become unstable and 808. Tests to failure resulted in fracture of the spondylolisthesis occurs (Farfan et al. 1976). pars in all vertebrae that were tested. AnFatigue tests have been performed on cadaverinteresting nding was that, when intra- vertebrae to determine where and when aabdominal pressure was increased, the reaction fatigue fracture might occur (Cyron & Hutton force at all levels was decreased by as much as 1978). A model was designed to simulate an 20% (Fig. 4). This supports the theory that average person walking with a 50-kg back-packcontraction of the abdominal muscles lessens with 408 of trunk exion. Out of 74 vertebraethe compressive load on the vertebra by acting tested, 53 fractured across the pars, theas a hydraulic lift (Dietrich & Kurowski 1985; remainder fractured in the pedicles or did not Junghanns 1990; Simons 1994). fracture. This indicates that the posterior In addition to intra-abdominal pressure, elements are the most susceptible to fatigue passive structures have been hypothesized as fracture under sub-maximal cyclic loading. Inplaying a role in reducing anterior shear. the 1430 year age group, all vertebraeAccording to one group of researchers, once 608 fractured within ten hours of cyclic loading.of exion is reached, the posterior ligaments and The 4060 year group had a very wide range offascia become taut and resist the bending failure times, from 2 minutes to 100 hours whenmoment. Beyond 608, the posterior ligament the cyclic loading was stopped. This indicated system becomes tighter, producing more that the neural arch was stronger during thisposterior resistance, thereby decreasing the stage of life than during the adolescent period. anterior shear forces imposed on the facets The oldest age group (6080) fractured within 8(Farfan et al. 1976). If the posterior connective hours, suggesting that osteoporosis or other disease had weakened the bone (Cyron & Hutton 1978). The results of this study are supported by Schulitz & Niethard (1980), who also demonstrated that during axial loading of the spine even small movements greatly increase the strain at the pars.One group of researchers examined the loadsFa and stresses placed on the lumbar spine during different conditions with the use of a model. An epoxy resin vertebral model was created from information gained through radiographs of a human spine and cadaver dissection. TheFc-N model was created with relatively accurate Fc-H geometric and physical properties. Forces exerted by the erector spinae and abdominalFc muscles were altered, as well as the amount of trunk exion. Reaction forces of interest were Fig. 3 The position of the intervertebral disc relative tothe inferior facet causes the horizontal component of the compressive force between vertebral bodies,the intervertebral disc compressive force to be additive and the facet joint force. Due to the relationship with the reaction force of the inferior facet. This of the inferior facet to the intervertebral disc, it increases the anterior shear at the pars interarticularis.Fa articular shear force, Fc Compressive force, was assumed that the shear component of theFc-H horizontal component of compressive force, intervertebral force added to the facet joint forceFc-N normal component of compressive force.* 2002 Published by Elsevier Science Ltd.c Physical Therapy In Sport(2002) 3, 7987 83 6. Physical Therapy in SportFdnkN Pabd = 05 Pabd = Popt 4 3 2 1 -80o -60o -40o -20o0o 20o 40o 60o 80o 100o 120o 140o 180o Fig. 4 The relieving effect of the intra-abdominal pressure (load in hands 400 N) to the normal force (force that compresses the vertebrae) in the motion segment L5S1. Positions of the body out of the range 20 to 100 were not recorded in vivo. (Reproduced with kind permission from Dietrich M, Kurowski P. The importance of mechanical factors in the aetiology of spondylolysis. Spine 1985; 10(6) 532542). tissues are lengthened, more anterior shear can prior to the age of six, but then increases to 5% occur during exion before the passive restraints at that age. This incidence is equal to that in the are activated. This increases the demand on the general population (Smith & Hu 1999). The muscles to balance the force (Farfan et al. 1976).increase may be attributed to two causes: The combination of increased shear andFirstly, it is around this age that formal increased posterior muscle force puts additionalschooling begins. Children are likely to be stress on the pars. When these muscles become sitting for longer periods of time than they have fatigued there is even less restraint to thebefore. While this is not likely to cause enough damaging anterior shear forces (Farfan et al. pain or disability to send the child to the 1976; Johnson 1993; Motley et al. 1998).doctor, it may be starting the spondylolithicThe exion mechanism seems to explain whyreaction that will become a problem later in life. factors such as prolonged sitting, bending, and The second cause is the introduction of activities that demand repetitive exionorganized sport and practices. Society is exacerbate symptoms of spondylolysisdemanding much more out of young athletes (Junghanns 1990). Two common mechanisms when their skeletons are not physically mature. by which workers compensation injuries occur What may have previously been a benign is prolonged sitting and incorrect liftingdeformity of the pars develops into a painful techniques. Sitting with poor posture places thecondition that limits activity and can lead to lumbar spine in a functionally exed position,long-term problems. and the anterior shear force will be constant. If the muscles do not balance this, the facets and Clinical examination pars are subjected to continued high stress. While lifting, anterior shear is affected by howPatients with spondylyolsis/-listhesis present much weight is being carried, the distance of complaining of pain that began as incidental the weight from the body, and the amount of and worsened with activity. Young athletes trunk exion (Johnson 1993).often endure the pain for a long time before theyAnother interesting observation is that theare seen by a physician (Stinson 1993). The pain incidence of spondylolysis is virtually zerois exacerbated by extension, rotation, and84 Physical Therapy in Sport (2002) 3, 7987* 2002 Published by Elsevier Science Ltd.c 7. Mechanical aetiology, recognition, and treatment of spondylolisthesis extending from a exed position (Stinson 1993;of the injury can be determined by radiographic Comstock et al. 1994; Motley et al. 1998). Weak ndings. An old injury is detectable on abdominal muscles increase lordosis, whichradiographs, but no active healing is evident increases the anterior shear on the vertebrae with a bone scan. In this case, the defect has (Motley et al. 1998). Hamstring tightness is aprobably lled with brocartilage and scar frequent occurrence, and is thought to be antissue, and bony healing is no longer possible attempt to tilt the pelvis anteriorly to move the (Johnson 1993; Renshaw 1995). If the patient is center of mass forward on the vertebral bodiessymptomatic, pain control modalities such as (Stinson 1993; Comstock et al. 1994; Motley et al.NSAIDs, thermal agents, and electrotherapy 1998). If spondylolisthesis has occurred, should be used until symptoms resolve. palpation of the lumbar spine will reveal a Conservative rehabilitation can include `step-off of one spinous process to the next. Theabdominal strengthening, postural and step-off is a result of the vertebrae superior to the movement mechanics training, hamstring and damaged one slipping forward (Motley et al. psoas stretching, pelvic stabilization training 1998). A `pelvic waddle gait is described as a (Comstock et al. 1994). A soft lumbosacral brace shortened stride length, with increased pelvicis often used in conjunction with rehabilitation rotation and decreased knee extension. This is(Morita et al. 1995; Smith & Hu 1999). High-risk believed to be a result of the hamstring tightnessactivities should be limited, and follow-up (Comstock et al. 1994). evaluation is necessary to monitor progressionSpondylolisthesis will appear on lateral and (Johnson 1993; Comstock et al. 1994). oblique radiographs. The severity is most oftenIf plain radiographs do not show a fracture measured by the Talliard method that dividesline, and a bone scan reveals increased uptake, the slip distance by the total sacral thickness and bony healing is possible with proper this is interpreted as percent slip. Spondylolysisimmobilization (Comstock et al. 1994; Renshaw in its early stages may not be visible on plain 1995). Bony healing is possible if symptoms radiographs. A bone scan will reveal increasedhave been present for less than two months uptake in the pars indicating a stress reaction (Renshaw 1995). Morita et al. (1995) determined (Letts et al. 1986; Stinson 1993; Comstock et al. that conservative treatment was successful and 1994; Renshaw 1995; Omey 2000). bony healing occurred in 73% of those withRadiography can be used to determine early stage spondylolysis (hairline fracture), whether a pars defect occurring in a young childwhile this number declines to 0% for those with will progress to spondylolisthesis. The extent of terminal stage spondylolisthesis (separation the listhesis has been correlated to the amount ofwith sclerotic changes). This supports the damage to the cartilage end plate of thenecessity of early detection to obtain optimal vertebrae (Ikata et al. 1996). Radiographsresults. Lumbar movement is limited by a rigid demonstrating a listhesis also revealed brace similar to that used in scoliosis treatment. signicant damage to the end plate of S1 or L5. The brace should be worn 23 hours a day for Increased damage to the endplate increases12 weeks, with follow up X-rays every 4 weeks instability, and therefore increases the likelihood (Letts et al. 1986; Comstock et al. 1994; Renshaw of listhesis. It was once thought that the shape of 1995). If, at the end of 12 weeks, symptoms L5 and S1 were factors in how much a segmenthave resolved, bracing is continued for another slipped, but it is now believed that the shape of 6 months (Comstock et al. 1994). If symptoms L5S1 is a result of endplate damage. The have not resolved with bracing and decreased amount of endplate damage present can be used activity, surgical intervention should be as a predictive factor of how much the slip willconsidered. This treatment is most successful in progress (Ikata et al. 1996). young children whose growth plates are still open. Displacements that progress to 50% or more are treated surgically. Bilateral fusion of Treatment the transverse processes of the involved Treatment is based on the age of the patient, the segments is a common procedure (Comstock age of the fracture, the progression of the et al. 1994; Renshaw 1995). Any case of listhesis, and the patients activity level. The ageadolescent spondylolysis should be treated* 2002 Published by Elsevier Science Ltd.cPhysical Therapy In Sport (2002) 3, 7987 85 8. Physical Therapy in Sport conservatively to prevent progression and1975). It is now known that defects in the pars problems in later life.interarticularis are not present at birth in theSome researchers are suggesting thatmajority of the cases, and instead are often the traditional treatment of rest and lumbar exionresult of fatigue fractures. The high incidence of exercises may not be appropriate for spondylolysis may be due to increased spondylolysis (Panjanbi 1992; Renshaw 1995;compression of the posterior elements due to Richardson & Jull 1995) Patients with lumbar extension, or increased shear caused by exion dysfunction often lack voluntary control of theon the immature spine. The incidence of deep stabilization muscles and therefore use spondylolysis in young people may be on an substitution patterns to stabilize the spine increase as a result of more children being (Panjabi 1992; Richardson & Jull 1995). Exercisesinvolved in highly competitive training at an such as the pelvic tilt and abdominal crunch early age. require strong contractions of the large torque Testing has indicated that the pars producing muscles which may enforceinterarticularis is subjected to very high forces substitution patterns. The abdominal hollowing and indeed is the mechanically weak link of the technique has been described by Richardson vertebra. There are several mechanisms and Jull (1995) as targeting the transverseavailable to decrease the forces imposed on the abdominus and internal oblique. To perform facet joints, such as increasing intra-abdominal this activity, subjects are instructed to lift their pressure, strengthening the erector spinae, and ribcage, and attempt to draw the navel closer to tightening the posterior ligamentous structures. the spine. Biofeedback would be an effective toolHowever, when repetitive movements that stress to assist patients in performing this task without the pars are performed, normal protective substitution patterns (Allison et al. 1998). mechanisms sometimes fail, subjecting the bone Contraction of these muscles increases intra-to fatigue failure. Repeated stress after pars abdominal pressure which has been shown to failure can cause adjoining vertebrae to slide decrease the stress on the pars interarticularis apart, resulting in spondylolisthesis. If the initial (Dietrich & Kurowski 1985; Junghanns 1990; defect is detected early, bony healing can occur, Simons 1994).with conservative treatment preventing furtherRecent research indicates that targeting theseparation. Most often, the defect is lled with deep stabilizing muscles of the abdomen andbrocartilage and therefore will always be lower back may be more benecial thanweaker than the rest of the bone. Much debate traditional rehabilitation exercises in thestill exists on which type of motion is more likely treatment of spondylolysis (OSullivan to cause the problem, but it seems that et al. 1997). A group of patients with unbalanced shear forces are a likely culprit. spondylolysis who performed specic exercises Given the substantial effect of the deep to train the deep abdominal muscles reported abdominal muscles on spinal mechanics, it is decreased pain, increased function, and less important to include specic exercises to train medication use as compared to a group of these muscles. Traditional exercise routines may similar patients who performed traditional enforce substitution patterns and, while the exercises (OSullivan et al. 1997). Once patient recovers temporarily, future recurrences contraction of the deep abdominal muscles wasare likely due to continued improper mastered, functional positions and activitiesmechanics. Early detection of spondylolysis in were performed while maintaining the children is crucial to insure bony healing and contraction of the deep abdominals. This minimize the chance of future instability. Any allowed patients to learn how to safely performchild or adolescent being evaluated for low activities that had been painful.back pain should be carefully screened forspondylytic defects. ConclusionReferences Spondylolysis was once considered to be aAllison G T, Godfrey P, Robinson G 1998 EMG amplitude congenital condition that was present at birth assessment during abdominal bracing and hollowing. and progressed through adulthood (Wiltse et al.Journal of Electromyography and Kinesiology 8: 515786 Physical Therapy in Sport (2002) 3, 7987 * 2002 Published by Elsevier Science Ltd. c 9. Mechanical aetiology, recognition, and treatment of spondylolisthesis Comstock C P, Carraggee E J, OSullivan G S 1994Motley G, Nyland K, Jacobs J, Caborn D 1998 The parsSpondylolisthesis in the young athlete. Physician andinterarticularis; stress reaction, spondylolysis, andSports Medicine 22 (12): 3946 spondylolisthesis progression. Journal of Athletic Cyron B M, Hutton W C 1978 The fatigue strength of theTraining 33 (4): 351358lumbar neural arch in spondylolysis. Journal of Bone Omey M L, Micheli L T, Gerbino P G 2000 Idiopathicand Joint Surgery 60B (2): 234238 scoliosis and spondylolysis in the female athlete. Clinical Dietrich M, Kurowski P 1985 The importance of mechanicalOrthopaedics and Related Research 327: 7484factors in the aetiology of spondylolysis. Spine 10 (6): OSullivan P B, Twomey L T, Allison G T 1997 Evaluation of532542specic stabilizing exercise in the treatment of chronic Farfan H F, Osteria M D, Lamy C 1976 The mechanical low back pain with radiographic diagnosis ofaetiology of spondylolysis and spondylolisthesis.spondylolysis or spondylolisthesis. Spine 22 (24):Clinical Orthopaedics and Related Research 117: 405529592967 Haher T R, OBrien M, Kauffman C, Liao K C 1993 Panjabi M M 1992 The stabilizing system of the spine 1:Biomechanics of the spine in sports. 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