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SERVICES & OFFERINGS • Appellate • Bankruptcy • Consumer & Commercial Collections • Litigation & Defense • Real Estate Default • Real Estate Law • Special Assets Resolution • Title Curative Alabama Connecticut Florida Georgia Kentucky Maine Maryland Massachusetts Michigan New Hampshire North Carolina Ohio Rhode Island South Carolina Tennessee Vermont Virginia FIRM PROFILE • 17 STATES • 20+ OFFICES • 528 EMPLOYEES • 92 ATTORNEYS Experience. Efficiency. Integrity. Mortgage Servicing National Banks Regional Banks Credit Card Auto Finance Special Assets Firm Data as of 1/1/2020 CLIENT TYPE AORNEY EXPERIENCE <5 YEARS 5+ YEARS 10+ YEARS 15+ YEARS 20+ YEARS

DS Firm Profile B&S.fin 081920 - Brock and Scott PLLC · FIRM PROFILE • 17 STATES • 20+ OFFICES • 528 EMPLOYEES • 92 ATTORNEYS Experience. E˜ciency. Integrity. Mortgage Servicing

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Page 1: DS Firm Profile B&S.fin 081920 - Brock and Scott PLLC · FIRM PROFILE • 17 STATES • 20+ OFFICES • 528 EMPLOYEES • 92 ATTORNEYS Experience. E˜ciency. Integrity. Mortgage Servicing

SERVICES & OFFERINGS

• Appellate• Bankruptcy• Consumer & Commercial Collections• Litigation & Defense• Real Estate Default• Real Estate Law• Special Assets Resolution• Title Curative

Alabama

Connecticut

Florida

Georgia

Kentucky

Maine

Maryland

Massachusetts

Michigan

New Hampshire

North Carolina

Ohio

Rhode Island

South Carolina

Tennessee

Vermont

Virginia

FIRM PROFILE• 17 STATES • 20+ OFFICES• 528 EMPLOYEES• 92 ATTORNEYS

Experience. E�ciency. Integrity.

Mortgage Servicing

National Banks

Regional Banks

Credit Card

Auto Finance

Special Assets

Firm Data as of 1/1/2020

CLIENT TYPE A�ORNEY EXPERIENCE<5 YEARS

5+ YEARS

10+ YEARS

15+ YEARS 20+ YEARS

Page 2: DS Firm Profile B&S.fin 081920 - Brock and Scott PLLC · FIRM PROFILE • 17 STATES • 20+ OFFICES • 528 EMPLOYEES • 92 ATTORNEYS Experience. E˜ciency. Integrity. Mortgage Servicing

For partnership opportunities and more information contact Kevin Frazier, CMO & Director of Client Development at [email protected] and 513-322-6560

Further information on the �rm along with current updates can be found at www.brockandscott.com

©2020 Brock & Scott, PLLC. All Rights Reserved.

A TRUSTED ADVISOR AND PARTNERBrock & Scott has been a trusted leader in the financial services and real estate industry for over 20 years with a commitment to helping our clients succeed. Our attorneys and sta� drive solutions that create value and results to achieve client goals and help them accomplish more. Through multiple o�ces across our geographic footprint, we work as one team, at our best each day, putting our clients’ interests first.

QUALITY CONTROLS AND CONSISTENCY IT COMPLIANCE/SECURITY

• Leading ‘financial-services grade’ controls and hardening policies for all devices.

• All client data located in state of the art data center. SSAE 18 SOC 2 Type II, PCI-DSS1, GLBA and HIPAA, ITAR and EU-US Privacy Shield registered.

• All client data is encrypted at rest, in transit, and during backup.

THOMAS BROCKFounding Partner

GREGORY SCO�Founding Partner

JIM BONNERSenior Partner

KEVIN FRAZIERClient Strategy

LOIS STOKESFinance & Accounting

TINA CRIVELLOOperations & Compliance

KENNETH WALTONHuman Resources

LEADERSHIP

BROCK& SCO�

Coaching & Training

Legal Steering Committee

Internal Audit & Compliance

Partner Oversight

The firm provides consistency and continuity to desired outcomes for our clients across multiple lines of business through regional coverage. Timeline performance, proficient communication along with meaningful attorney involvement drives quality and continual process improvement across the firm. Our Compliance Department is modeled after CFPB guidelines for Compliance Management Systems with an internal audit department and corrective action program.

AFFILIATIONS AND PROFESSIONAL ORGANIZATIONS

PEAK PERFORMANCEHere are ways we are meeting or exceeding our goals when it comes to Client satisfaction.

• CLIENT SCORECARDS• AUDIT & RISK ANALYSIS• GSE TIMELINES