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    CURE FOR SCHIZOPHRENIA

    A JOURNEY

    CAN BIOLOGICAL CONTROL

    SYSTEMS BE THE ANSWER TO

    CHEMICAL REGULATION?

    DOPAMINE AND ITS ROLE

    Mushahid M

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    The Role of Dopamine Receptors in Schizophrenia

    by: Rupinder Mann

    for: Biochemistry II (CHEM 4420)

    5/29/96 Two million people suffer from schizophrenia at somepoint in their life, making it one of the most common health

    problems in the United States. Schizophrenia has also been

    found to be hereditary. This biological disorder of the brain is a

    result of abnormalities which arise early in life and disrupt the

    normal development of the brain. These abnormalities involve

    structural differences between a schizophrenic brain and a

    healthy brain. Schizophrenic brains tend to have larger lateral

    ventricles and a smaller volume of tissue in the left temporallobe in comparison to healthy brains. The chemical nature of a

    schizophrenic brain is also different in the manner the brain

    handles dopamine, a neurotransmitter. Neurotransmitters

    transmit impulses between neurons. (Brown 1994)

    The disease schizophrenia can be characterized by

    disturbances in the areas of the brain that are associated with

    thought, perception, attention, motor behavior, emotion, and

    life functioning. The symptoms are divided into negative and

    positive categories. Negative symptoms consist of behavioral

    deficits such as blunting of emotions, language deficits, and

    lack of energy. Positron emission tomography (PET) has been

    used to show that schizophrenics with negative symptoms have

    reduced brain activity in the prefrontal cortex of the brain.

    PET measures the blood flow in the brain by measuring

    particles (positrons) that are emitted from a radioactive

    chemical injected into the patient. The rate of positronemission is used to evaluate the metabolic rate of nerve cells in

    particular regions of the brain. PET allows scientists to

    determine which areas of the brain are being used as people

    perform certain tasks.

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    Positive symptoms are frightening, but they are not as

    disabling in the long term as negative symptoms. These positive

    symptoms consist of hallucinations, delusions, and bizarre

    behavior. Single photon emission tomography (SPET)

    measures a single photon's rate of emission. It has been used toshow that during the delusional hearing of voices, the blood

    flow is greater than normal to Broca's area. This is the part of

    the brain that has been linked to articulated language. Some

    subcategories of schizophrenia include hebephrenic, catatonic,

    and paranoid schizophrenia. Hebephrenic or disorganized

    schizophrenia is characterized by profuse hallucinations and

    delusions that often involve deterioration of the body.

    Catatonic schizophrenia involves motor disturbances, whichalternate between immobility and wild excitement. A paranoid

    schizophrenic has prominent delusions about persecution.

    (Davison & Neale 1990) A number of these symptoms are

    thought to be caused by biochemical factors. One of the most

    prominent of these factors is the excessive activity of the

    neurotransmitter dopamine. This excessive activity will be

    explained by the chemistry of the brain and dopamine

    receptors.

    Thousands of chemical processes take place in a functioning

    neuron. The transfer of information is mediated by

    neurotransmitters that interact with certain receptors. (Sedvall

    & Farde 1995) When drugs block dopamine receptors in the

    basal ganglia, the symptoms of schizophrenia are reduced.

    Amphetamines and other drugs that stimulate the receptors

    produce schizophrenic symptoms in healthy people. (Brown

    1994) Five dopamine receptors, D1, D2, D3, D4, and D5, havebeen discovered. Each of the receptors contain about 400

    amino acids, and they have seven regions spanning the neural

    membrane. Their function is to bind to dopamine secreted by

    presynaptic nerve cells. This binding triggers changes in the

    metabolic activity of the postsynaptic nerve cells. A study was

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    conducted in which presynaptic dopamine function (measured

    by the uptake of fluorodopa) was observed by PET in the

    brains of seven schizophrenic patients and eight healthy people

    (controls). The fluorodopa influx constant was higher in the

    schizophrenic patients. Their receptors took up morefluorodopa. In conclusion, these alterations in presynaptic

    dopamine function constituted a part of the disrupted neural

    circuits that predispose people to schizophrenia. (Hietala 1995)

    The dopamine receptors involved in these processes can be

    separated into the D1 and D2 families. The D1 family contains

    the receptors D1 and D5. The D1 receptors in the brain are

    linked to episodic memory, emotion, and cognition. Thesefunctions are disturbed in schizophrenic patients. In addition,

    D1 binding of dopamine was found to be lower in

    schizophrenic patients as compared to healthy subjects of the

    same age. The binding was lower as a result of fewer D1

    receptors. Certain antipsychotic drugs stimulate D1 regulated

    pathways, which increases the D1 to D2 activity balance in the

    brain. This balance can also be regained by the release of

    dopamine. Not much is known about D5 due to the lack of

    drugs that are selective for it.

    The D2 family contains the receptors D2, D3, and D4. D2 is the

    second most abundant dopamine receptor in the brain. D2

    receptor blockade is the main target for antipsychotic drugs,

    because there is a higher density of D2 in schizophrenic brains.

    (Sedvall & Farde 1995) A study conducted by Schmauss (1993)

    found a selective loss of D3 mRNA expression in the parietal

    and motor cortices of postmortem, schizophrenic brains. Thisphenomena may be due to either the course of the disease or

    the therapy given to the patient during the course of the

    disease. Seeman (1993) found the density of D4 receptors was

    elevated sixfold in schizophrenic patients.

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    These dopamine receptors are affected by alterations in the

    neural cell membranes, which could disrupt communication

    between cells. Abnormalities in two long-chain fatty acids in

    the blood cells of people with negative symptoms have been

    discovered. These substances breakdown into products that areinvolved in the dopamine system. (Brown 1994) Dopamine is

    secreted by cells in the midbrain that send their axons to the

    basal ganglia and frontal lobe. Certain drugs used for

    schizophrenia bind to the dopamine receptors. This blocks

    dopamine binding to the receptor. This deactivates the

    biochemical processes normally initiated by dopamine binding.

    First dopamine binds to the receptor, and then the receptor

    autophosphorylates. By phosphorylation, this receptoractivates adenylate cyclase, which then makes cAMP. These

    processes involve the synthesis of cAMP and synaptic action at

    synapses using dopamine as a transmitter. The dopamine

    synapses are incapacitated by antipsychotic drugs. Dopamine

    antagonists are drugs that block dopamine receptors. The

    brain responds to this receptor blockade by making extra

    dopamine receptors. This is the postsynaptic cells' attempt to

    compensate for the weakening of synaptic transmission, which

    is caused by the drugs. These extra receptors restore the cell's

    sensitivity to dopamine. The brain also compensates by

    increasing dopamine synthesis. The increase in dopamine

    synthesis lasts one to two weeks of medication from the start of

    therapy, which is the same time required for the medication to

    become effective. Drugs have been discovered to alleviate the

    upregulation of receptors and the increased synthesis of

    dopamine. (Lickey & Gordon 1990)

    Anti-schizophrenic drugs are called neuroleptics. A dopamine

    antagonist is chlorpromazine (Thorazine), and reserpine

    operates by depleting transmitter stores. Ligand-binding

    techniques, which use neuroleptic drugs labelled with

    radioisotopes demonstrate that such drugs bind to dopamine

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    receptors. A correlation exists between this ability to bind

    dopamine and the dosage required to improve schizophrenic

    symptoms in patients. This effect could also be directly

    observed by PET in living subjects . (Sedvall & Farde 1995)

    Controlling dopamine and dopamine receptors is essential for

    the treatment of schizophrenia. Because schizophrenia is

    hereditary, it is important to see progress for the next

    generation. (Brown 1994) In the future there will be more

    sophisticated drugs that do not merely suppress symptoms, but

    also allow for normal cognitive functioning. Although

    schizophrenics may never be normal, their lives can still be

    made more tolerable.

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    INTRODUCTION

    The last 10 years have witnessed far-reaching changes in the

    understanding of dopamine (DA) and its possible role in the

    pathogenesis of schizophrenia. Although the original

    hypothesis that has so stimulated the study of DA in

    schizophrenia has proven to be untenable, a role for DA in

    schizophrenia appears even more likely than it did 10 years

    ago.

    The original DA hypothesis of schizophrenia postulated that

    schizophrenia was characterized by increased DA function (1).

    This hypothesis was based primarily on the correlation

    between the ability of neuroleptics to displace DA antagonists

    in vitro and their clinical potency (2). However, in the last

    decade it has become increasingly evident that this hypothesis

    was in need of revision. One of the principal reasons driving

    the demand for reconceptualizing the original DA hypothesis

    was the appreciation that some core symptoms of

    schizophrenia are negative symptoms and cognitive deficits.

    These symptoms, though amenable to some extent to

    neuroleptic treatment, are far less responsive to treatment with

    DA antagonists than are psychotic, positive symptoms. This, in

    turn, suggests that some of the core symptoms of schizophrenia

    may be unrelated to increased DA activity. Additionally,

    knowledge about the DA system has expanded considerably

    over the last decade and, combined with the above questions,has stimulated further studies into DA and schizophrenia,

    leading to an increased and refined understanding of its role in

    that illness. (See Mesocorticolimbic Dopaminergic Neurons:

    Functional and Regulatory Roles and Dopamine Receptors:

    Clinical Correlates , for related discussion.)

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    IDENTIFICATION OF MULTIPLE DA RECEPTORSUBTYPES

    The discovery of multiple DA receptors serves as a good

    illustration of the progress made over the last decade in

    understanding the DA system. Ten years ago, D2 and D1 were

    the only DA receptors known, but now D3, D4, and D5

    receptors have also been identified. D1 receptors are coupled toadenylate cyclase, have a low binding affinity to [3H]spiperone,

    and are found predominantly in the cortex of humans (3). D5

    receptors resemble D1 (4), but they have a higher affinity for

    DA than do D1 receptors (5). D2 receptors are negatively

    coupled to adenylate cyclase, display high binding affinity to

    [3H]spiperone (6), and are most prominent in the striatal and

    limbic structures in humans; and their presence, if at all, in the

    human cortex, is limited (3). The D2 receptor has also been

    cloned and two D2 isoforms, labeled D2a and D2b, have been

    identified (7). The D3 receptor has been cloned and is

    primarily present in the nucleus accumbens with very low

    levels in the caudate and putamen (8). It also exists in two

    isoforms (9). [In one study, no linkage was found in four

    Icelandic pedigrees between schizophrenia and the D3 receptor

    gene (10).] It bears no resemblance to either the D1 or the D2

    system (11). Finally, D4 receptors have been identified

    displaying a higher affinity for the atypical neuroleptic,clozapine (12). The identification of these various DA receptors

    has important implications. The high affinity of clozapine to

    the DA4 receptor, for instance, raises the issue of whether

    atypical neuroleptics are effective by blocking D4 receptors

    more effectively than they block D2 receptors. Indeed, it has

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    been argued that blockade of D4 receptors is related to the

    efficacy of neuroleptics, whereas blockade of D2 receptors is

    related to their extrapyramidal side-effect profile (13). The

    anatomical localization of D3 receptors to limbic regions has

    intriguing possibilities for the development of antipsychoticcompounds.

    MODULATION OF THE DA SYSTEM

    Another discovery of importance in understanding the role of

    dopaminergic transmission in schizophrenia has been the

    elucidation of an interaction between cortical and striatal DA

    systems: An inhibitory regulation of cortical DA systems on

    striatal DA neurons has been found. When DA neurons are

    lesioned in the prefrontal cortex (PFC) in rats, increased levels

    of DA and its metabolites as well as increased D2 receptor

    binding sites and D2 receptor responsivity are found in

    striatum (14, 15, 16, 17, 18). Conversely, injection of the DA

    agonist, apomorphine, in the PFC of rats reduced the DA

    metabolites, homovallic acid (HVA) and dihydroxyphenylacetic

    acid (DOPAC), by about 20% in the striatum (19).

    In a modification to the model proposed by Pycock et al. (14),Deutch (20) proposed that the effect of DA depletion in the

    PFC on striatal DA activity is particularly revealed after the

    animal has been stressed. Specifically, when animals were

    stressed, larger increases in striatal DA activity were found in

    animals whose mesocortical DA neurons had been lesioned

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    than in animals with intact PFC DA systems (20). This suggests

    that the sensitivity of striatal (mesolimbic) DA neurons to

    physiological (i.e., stress) challenge is enhanced when DA

    function in the PFC is decreased. These studies therefore

    indicate that decreasing prefrontal cortical DA activityincreases striatal DA turnover, D2 receptor sensitivity, and D2

    receptor function, whereas increased DA function in the PFC

    decreases striatal DA activity particularly in response to stress.

    Thus, it appears that DA systems in the PFC display an

    inhibitory modulatory effect on subcortical, striatal DA

    systems. Decreased activity in the PFC may render the subject

    particularly sensitive to stress-induced increases in subcortical

    DA activity.

    Others suggest an additional link between (diminished) DA

    activity in the PFC and stress-sensitive changes in subcortical

    DA activity. It has been hypothesized that the release of DA in

    subcortical sites is under the control of two independent

    mechanisms: phasic and tonic DA release (21). Phasic DA

    release appears associated with behavioral stimuli (stress, for

    instance), whereas the degree of tonic DA activity determines

    the magnitude of the phasic response to environmental stimuli.

    Decreased prefrontal DA activity in schizophrenic patients is

    hypothesized to reduce tonic DA release, leading to

    compensatory increases in (for instance) receptor sensitivity,

    resulting in exaggerated responses to phasic release of DA in

    response to stress (21).

    In summary, findings suggesting a regulatory effect for PFC

    DA systems on subcortical DA function have changed the focusfrom solely subcortical DA systems to the interaction between

    the subcortical and cortical DA systems as one of the primary

    regions of interest in schizophrenia. These findings have far-

    reaching and important implications for the role of DA in

    schizophrenia: Not only do they suggest the usefulness of

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    increasing DA activity (in the PFC), but even more

    importantly, increasing DA function in the PFC may be used as

    an intervention to prevent (stress-induced) increases in

    subcortical DA activity (i.e., psychosis) and thus may be

    considered as maintenance treatment in schizophrenia (see alsoSchizophrenia and Glutamate).

    METHODOLOGICAL ADVANCE

    Understanding of the DA system in humans has also been

    enhanced by the development of peripheral measures that

    reflect central DA function. Measurement of the DA

    metabolite, homovanillic acid (HVA), in plasma has proven to

    be such a tool, appearing particularly useful when DA function

    is putatively manipulated, as during administration of

    neuroleptics. The HVA found in plasma is produced primarily

    by brain DA neurons and peripheral noradrenergic (NA)

    neurons. Secondary sources of HVA are peripheral DA and

    brain NA neurons. Animal and human studies suggest that

    brain DA turnover can be reflected by plasma HVA (pHVA)

    concentrations (22, 23). Although the precise proportion of

    pHVA deriving from brain HVA has not been fully elucidated

    (24), measurement of this DA metabolite in plasma of

    schizophrenic patients appears to be a valid method to

    investigate DA in this disorder provided certain conditions are

    met.

    For example, highly consistent findings have been produced

    when HVA is measured in plasma prior to and during

    neuroleptic treatment in schizophrenic patients. All studies

    found chronic neuroleptic treatment to lower pHVA, and all

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    found this decrement to relate to treatment outcome (Table 1).

    Moreover, six out of eight studies found higher pretreatment

    pHVA concentrations to be related to good neuroleptic

    treatment response (Table 2). When HVA is measured during

    the steady state, however, less consistent results have beengenerated: pHVA differentiates patients from controls only in

    some studies, and results of studies trying to link pHVA

    concentrations to specific schizophrenic symptoms, or even to

    severity of illness, have been inconsistent (Table 3).

    Thus, while the results when HVA is used as an indication of

    baseline DA function are conflicting, when HVA is used as an

    index of change in DA function the results are quite consistent.This may be the result of the relatively large changes in HVA

    production when DA activity is manipulated as compared to

    the steady state. For instance, when striatal HVA is reduced

    (after administration of apomorphine) by about a third, pHVA

    decreases by about 25% in rodents (22); when HVA increases

    fourfold (after administration of haloperidol) in striatum, it

    almost doubles in plasma of rats (25). A single administration

    of haloperidol roughly doubles pHVA concentrations in human

    subjects (26). Thus, the changes induced by perturbation of DA

    function lead to large changes in both central and peripheral

    HVA concentrations. Possibly, when DA function is

    manipulated, the changes that occur are profound enough to

    be detected in metabolite concentrations in plasma. In contrast,

    when steady-state DA function is assessed, DA metabolite

    concentrations may be much more prone to multiple

    confounding factors (27).

    MODULATION OF DA SYSTEMS IN ANIMALS

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    (see ref. 30). Differences in results may depend on imaging

    techniques (resolution of MRI scanners) including the slice

    thickness of the images. The potential significance of these

    findings can best be viewed in relation to functional imaging

    studies.

    Functional Imaging Studies

    Decreased function of the frontal lobes has been repeatedly

    demonstrated with both measurements of cerebral blood flow

    as measured by single photon emission computerized

    tomography (SPECT) and positron emission tomography

    (PET) (for a review see ref. 31). In a cognitive task linked tofrontal lobe function, the Wisconsin Card Sort Task (WCST),

    schizophrenic patients failed to show an increase in cerebral

    blood flow to the same degree as normal controls (32). Facility

    at this task has been associated with the dorsolateral prefrontal

    lobe. Similarly, schizophrenic patients showed decreased blood

    flow and activation of the left mesial frontal cortex on

    performing the "Tower of London" task (31). This lack of

    activation and decreased blood flow was similar in drug-naive

    and medicated patients, but occurred only in patients with high

    negative symptoms scores (31). Indeed, negative

    symptomatology has been associated with prefrontal

    hypometabolism (33). Furthermore, decreased frontal blood

    flow is not related to medication effects (34). Hence, frontal

    hypofunction seems a key feature of schizophrenia,

    particularly to patients with prominent negative or deficit

    symptoms. However, a critical question is whether the findings

    of decreased volume and function of the prefrontal cortex inschizophrenia have any relationship to the role of DA in

    schizophrenia. Obviously, atrophy of the frontal cortex could

    affect various neurotransmitter systems. Similarly, decreased

    function of the PFC may be the result of hypofunction of

    multiple neurotransmitters. However, several lines of evidence

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    suggest that decreased function of the PFC may be related to

    decreased activity of mesocortical DA neurons.

    Relationship Between Cerebrospinal Fluid HVA (CSF HVA)

    and Function of the PFC

    Indirect evidence has suggested that cortical hypofunctionality

    is associated with diminished cortical DA activity. For example,

    a strong positive correlation was found between the ability to

    activate the PFC (on the Wisconsin Card Sort Test) and CSF

    HVA concentrations (32). Indeed, cognitive deficits attributed

    to activity of the frontal cortex, such as WCST performance,

    were associated with lowered CSF HVA concentrations,suggesting a relationship between decreased DA function and

    impaired frontally mediated cognitive function (35). Moreover,

    blood flow in the prefrontal cortex increases in schizophrenic

    patients after administration of the DA agonists amphetamine

    (36) and apomorphine (37), suggesting that the hypofrontality

    found in schizophrenic patients can be redressed by increasing

    DA activity in the PFC. The increase in prefrontal blood flow

    after amphetamine also correlated significantly with improved

    performance on the WCST (36), indicating that increasing DA

    activity improves a cognitive deficit linked to diminished

    prefrontal cortical activity.

    Effect of DA Agonists on Negative Symptoms

    If negative symptoms were related to decreased function of the

    mesocortical DA system, one would expect treatment with DA

    agonists to improve negative symptoms of schizophrenia.Various studies have attempted to improve schizophrenic

    symptoms by increasing DA activity. Most have failed to find

    clinically meaningful effects (see ref. 38). However, recently the

    DA reuptake inhibitor, mazindole (2 mg/day), improved

    negative symptoms as compared to placebo (39). In that study,

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    mazindole or placebo were added to neuroleptic treatment

    after patients had been stabilized on neuroleptic for 4 weeks.

    However, well-controlled large studies are needed to explore

    the efficacy of increasing DA activity in the negative symptoms

    of schizophrenia, although the data reviewed here certainlyencourage such an approach.

    Conclusion

    In summary, evidence suggests that the negative symptoms and

    some of the cognitive deficits of schizophrenia may be related

    to decreased PFC function which, in turn, based on indirect

    evidence, may be associated with decreased mesocortical DAactivity.

    Evidence for Subcortical Hyperfunction

    Increased DA activity of the subcortical, striatal DA neurons

    has been the basis of the original DA hypothesis. Although

    unlikely to be the only, or even the main, dopaminergic

    abnormality in schizophrenia, some evidence does suggest that

    increased striatal or mesolimbic DA activity is related to some

    schizophrenic symptoms. Increased activity in those areas is

    suggested by anatomical and functional imaging studies and

    more indirectly by measurement of pHVA.

    Anatomical Imaging Studies

    Only very recently have imaging studies been able to focus on

    volumetric measurement of the subcortical structures with theavailability of high-resolution MRI scanners with section

    thickness of 3 mm. Increased volume of the left caudate

    nucleus has been described in a study comparing 44

    schizophrenic patients with 29 healthy controls (40). This effect

    may be medication-related, because it was not found in

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    neuroleptic-naive patients but, instead, appeared only after

    patients had been receiving neuroleptic treatment.

    Functional Imaging Studies

    In vivo measurement of D2 receptor affinity in humans, using

    PET, has provided conflicting results. An increase in D2

    receptor numbers in striatum of 10 neuroleptic-naive

    schizophrenic patients has been reported, using

    [11C]methylspiperone as a D2 ligand (41). In contrast, D2

    receptor density was not different in 15 (42) and 18 (43)

    similarly drug-naive schizophrenic patients as compared to

    normal controls when studied with [11C]raclopride. Similarly,when [76Br]bromospiperone was used to compare D2 receptor

    density in 12 schizophrenic patients (who were either drug-

    naive or at least 1 year drug-free) with 12 controls, no group

    differences in D2 receptor density were found (44).

    Interestingly, the more acutely ill patients had higher D2

    receptor density in the striatum than did the more chronically

    ill patients and higher than the control subjects, suggesting

    that DA2 receptor density may be state-dependent. Part of

    these conflicting data may be due to the ligand used. For

    instance, methylspiperone, but not raclopride, binds potently

    to 5HT2 receptors. Moreover, the methods with which PET

    data were analyzed varied across studies. In addition, as the

    study using [76Br]bromospiperone suggests, differences in

    patient population may partly explain the different D2 receptor

    densities found in schizophrenic patients. Finally, the ligands

    used occupied different populations of DA receptors, and they

    may therefore point toward an increase in number in only thereceptors occupied by methylspiperone but not raclopride.

    pHVA and the Mechanism of Action of Neuroleptics

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    The relationship between pHVA concentrations and

    neuroleptic treatment response suggests an association between

    the effects of neuroleptics on DA activity and treatment

    outcome (Table 1). Neuroleptics initially increase (45) and

    subsequently decrease pHVA concentrations (49!popup(ch113,50, 51, 52, 53). Both the initial increase and the subsequent

    decrease by neuroleptics are associated with clinical response.

    Interestingly, increased pretreatment pHVA concentrations (49,

    50, 52, 53), 54 but also see refs. 45) and 55) are predictive of

    good treatment response to neuroleptics. Conversely, clinical

    decompensation after discontinuation of neuroleptic is

    associated with increases in pHVA levels (56, 57, 58). Thus,

    pHVA studies suggest that neuroleptics initially increase andsubsequently decrease DA activity. This is consistent with

    studies in rodents where, in the nigrostriatal (A9) and

    mesolimbic (A10) DA systems, a single dose of a neuroleptic

    increases DA neuron firing (59) while chronic (34 weeks)

    neuroleptic administration decreases DA neuron firing in A9

    and A10 below pretreatment levels. Interestingly, atypical

    neurolepticsthat is, antipsychotics that do not induce

    extrapyramidal side effects, such as, for instance, clozapine

    are anatomically more selective in their effect on DA neuronal

    firing than typical neuroleptics in that they decrease DA

    activity in A-10 only (59). On the basis of these data, it has been

    proposed that decreased activity in A9 is responsible for

    induction of extrapyramidal side effects, while in A10 it leads

    to the antipsychotic effects of neuroleptics (59).

    The effects of clozapine on pHVA are less clear-cut than those

    of typical neuroleptics. Clozapine treatment decreased pHVAconcentrations with larger decrements associated with good

    treatment response (60). However, in another study the effect

    of clozapine on pHVA was less robust, although treatment

    responders tended to show a decrement in pHVA while

    nonresponders did not (57). A complicating factor in examining

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    clozapine's effect on pHVA concentrations is the fact that,

    unlike typical neuroleptics such as haloperidol (Davidson,

    unpublished results) and fluphenazine (60), it increases plasma

    norepinephrine (NE) concentrations. Because about one-third

    of NE is metabolized into HVA in the peripheral nervoussystem (24), the clozapine-induced increase in plasma NE

    (pNE), may partially overshadow a possible lowering effect of

    clozapine on pHVA. Consequently, measurement of pHVA as a

    reflection of clozapine's effect on (central) DA turnover may be

    compromised by its concomitant opposite effect on NE

    metabolism. Therefore, a relationship between symptom

    improvement on clozapine and its effects on pHVA could be

    obscured by this potent effect of clozapine on pNE.

    pHVA and Positive Symptoms

    Studies examining a relationship between steady-state pHVA

    and schizophrenic symptoms have been less consistent than

    studies examining the effect of neuroleptic treatment on pHVA

    (Table 3). Four studies have found a positive correlation

    between pHVA levels and clinical severity (27, 46, 61, 62), while

    three studies did not (47, 53, 63). The most likely explanation

    for the different results across studies is the number of pHVA

    samples taken as a basis for the correlational studies. The

    studies employing more than one sampling of pHVA found

    significant positive correlations between pHVA and severity of

    symptoms, whereas studies using one single measurement of

    pHVA did not. The studies producing significant correlations

    between pHVA and severity of schizophrenic symptoms

    averaged two (27), three (46), four (61), or thirteen (62) pHVAsamples, whereas the studies that produced negative findings

    assessed pHVA only once (47, 53, 63). Repeated pHVA

    measurements in the same individual therefore appears to

    increase the signal/noise ratio for pHVA by reducing the intra-

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    individual variance in pHVA concentrations (see also

    Schizophrenia and Glutamate).

    Postmortem Studies

    Although HVA and DA concentrations in postmortem brains of

    schizophrenic patients consistently show patientcontrol

    differences, the localization of these differences are not

    consistent. Increased HVA concentrations in schizophrenic

    patients have been found in caudate and nucleus accumbens

    (64) and cortex as compared to normal brains. The difference

    in caudate was attributable to prior medication history, while

    the finding in accumbens only applied in the medication-freepatients. Similarly, although DA was found to be increased in

    nucleus accumbens in schizophrenic patients compared to

    controls (65), another study found increased DA in the caudate

    of schizophrenic patients, but not in nucleus accumbens (66).

    Finally, increased DA has been found in the amygdala of

    schizophrenic patients, mostly in the left hemisphere (67).

    These inconsistencies may be due to differences in medication

    status of the patients studied, varying analytical and statistical

    methods used, and, finally, genuine variability in the location

    of DA abnormalities in schizophrenia.

    Receptor affinity studies have found increases in D2, but not

    D1, receptors in the striatum of schizophrenics (68, 69, 70, 71,

    72; see Table 4). Although these results could have been a result

    of prior medication use, most studies show that those patients

    who were neuroleptic-free for at least 1 year prior to study or

    were drug-naive still have increased striatal D2 receptors.Moreover, a bimodal distribution of D2 receptor numbers in

    brains of schizophrenic patients indicates that neuroleptics do

    not uniformly increase D2 receptor numbers (68). That

    neuroleptic treatment alone cannot explain the increased D2

    receptor affinity in schizophrenia is also suggested by

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    postmortem studies in other patient groups treated with

    neuroleptics: Patients with Alzheimer's disease and

    Huntington's disease who had been treated with neuroleptics

    prior to death showed increases in striatal DA receptors of only

    25% as compared to controls, whereas schizophrenics hadgreater than 100% increases (68). Thus, the available data

    indicate that D2 (but not D1) receptor density is increased in

    schizophrenia, and that this finding cannot be accounted for by

    medication history alone.

    D4 receptors have also been reported to be elevated in

    postmortem schizophrenic brain in subcortical regions (73).

    Because a selective D4 ligand was not used in this study,subtraction of two different ligands was used to infer the D4

    receptor number. The differences found between schizophrenic

    and controls was quite robust, but awaits confirmation (see all

    Cytochrome P450 Enzymes and Psychopharmacology).

    Conclusion

    Increased striatal DA activity has not been demonstrated

    directly in schizophrenia. Postmortem and in vivo receptor

    binding studies provide some, but not consistent, evidence that

    striatal DA function is increased, while studies examining

    pHVA prior to and after neuroleptic treatment only provide an

    indirect suggestion that modulatory DA activity in

    schizophrenia can alter symptomatology. pHVA appears to be a

    useful indicator of central DA activity, and studies examining

    pHVA justify the following conclusions: (a) Increased DA

    turnover is related to good response to neuroleptic treatment,and (b) neuroleptic treatment decreases DA turnover, and this

    effect is related to treatment response.

    Temporal Lobe Function and Dopamine

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    An increasing number of MRI studies indicate abnormalities in

    the temporal lobes (more pronounced on the left side) in

    schizophrenic patients. Decreases of 10% in total temporal lobe

    volume (74) or 20% of temporal lobe gray matter have been

    found, present at first episode (75). Interestingly, theabnormalities of the temporal cortex in schizophrenia appears

    to be associated with specific positive symptoms, such as

    auditory hallucinations (76) and thought disorder (77).

    Additional, indirect evidence that the temporal lobes are

    associated with (positive) schizophrenic symptoms is the

    discovery that stimulation of the superior temporal gyrus (left

    and right) elicits auditory experiences (78) and that psychotic

    symptoms in temporal lobe epilepsy patients appear related toanatomical abnormalities in the medial temporal lobe

    (established at postmortem examination) (79). Although

    speculative, since increased D2 receptor binding has been

    found in the temporal cortex of brains of schizophrenic

    patients (80), the abnormalities found in the temporal cortices

    of schizophrenic patients and its association with some of the

    schizophrenic symptoms may be related to dysfunctional DA

    systems in those areas. These findings are particularly

    provocative in light of the fact that hippocampal lesions to rat

    pups produces subcortical hyperdopaminergia and an

    enhanced stress response at adulthood (81).

    Frontal Cortical DA Function and Negative Symptoms

    Negative Symptoms and Cortical Function

    The negative or deficit symptomsthat is, decreased socialinteraction, apathy and avolitionare considered to be core

    symptoms of schizophrenia. Indeed, Bleuler proposed that

    deficit state symptoms represent pathognomonic signs of

    schizophrenia and are at the root of the poor social and work

    function that characterize people with chronic schizophrenia.

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    Primate studies suggest that insufficient frontal cortical

    functioning is responsible for poor social skills: Monkeys with

    frontal lobe ablations not only have an inability to suppress

    irrelevant stimuli, poor concentration, and impaired delayed

    response testing, but also exhibit the poor social function that isreminiscent of deficit state symptoms which characterize

    schizophrenia (82).

    Only a handful of studies have directly attempted to link

    decreased activity of the PFC in schizophrenia with negative

    symptoms. Decreased activation of the PFC as measured by

    SPECT was only found in schizophrenic patients with

    predominantly negative symptoms (31). Furthermore, negativesymptoms were associated with decreased frontal blood flow as

    assessed by PET (33). Although preliminary, these data do

    suggest a link between negative symptoms and impaired

    cortical function in schizophrenia.

    There are data indicating that frontal lobe dysfunction can be

    associated with psychotic symptoms. Evidence of frontal lobe

    damage leading to abnormal behaviors strikingly similar to

    some of the more persistent symptoms observed in

    schizophrenia can be found in anecdotal and case series

    describing (a) patients with frontal lobe injury and (b)

    primates with frontal lobe ablations (e.g., see ref. 83). Although

    there is great individual variation in the severity and constancy

    of the symptoms that emerge in patients even with severely

    damaged frontal lobes, some of these bear a remarkable

    resemblance to the deficit state symptoms in schizophrenia.

    For example, orbitofrontal and anteromedial lesions canproduce flattened affect.

    That negative symptoms are associated with decreased DA

    function (in the mesocortical DA system) is suggested

    indirectly. pHVA concentrations levels were lower in chronic,

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    treatment refractory schizophrenic patients than in normal

    subjects (62). Treatment with the DA reuptake blocker,

    mazindole (35), or with the DA agonist, SKF393939 (84),

    appears to ameliorate negative symptoms in some

    schizophrenic patients. Although indirect, these data imply thatdecreased DA activity can modulate negative symptoms in

    schizophrenia.

    Negative Symptoms and Decreased Frontally Mediated

    Cognitive Function

    Schizophrenic patients perform poorly on cognitive tests that

    are thought to depend on activation of the PFC, such as theWCST (e.g., see ref. 32) and the "Tower of London" (31).

    Animal studies suggest that some of these cognitive deficits

    may be due to decreased mesocortical DA activity: (a) Surgical

    ablation of the PFC or selective destruction of mesocortical DA

    neurons in monkeys impaired performance of the spatial

    delayed-response task, a test thought to depend on activation of

    the frontal cortical areas in monkeys (85); (b) iontophoretically

    applied DA in area 46 [corresponding to the dorsolateral

    aspects of the PFC (DLPFC) in humans] improved

    performance in the delayed-response task in monkeys (86); and

    (c) administration of D1 antagonists dose-dependently

    produced deficits in performance during the delayed response

    task, while the selective D2 antagonist raclopride did not (86).

    Because the terminals of the mesocortical DA system consists

    of the D1 (and likely D5) receptor subtype (87), these findings

    suggest that the mesocortical DA system is important for

    memory and retrieval functions in high-order primates, and byinference in humans as well. These data are consistent with the

    notion that the decreased cognitive performance on frontally

    mediated tasks in schizophrenia may be the result of decreased

    activity of the mesocortical (D1/5) system. Indeed, single-dose

    administration of DA agonists, such as apomorphine and

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    amphetamine, ameliorate cognitive performance on frontally

    mediated tasks (36). Studies examining the effect of selective

    D1/5 agonists on cognitive function in schizophrenia have yet

    to be conducted.

    Andreasen et al. (31) and Wolkin et al. (33) demonstrated that

    these cognitive deficits occur predominantly in negative-

    symptom schizophrenics. By inference, the cognitive deficits

    and negative symptoms in schizophrenia may both be related

    to decreased mesocortical DA function.

    Therapeutic Implications

    DA1 Agonists: Increasing DA Function in Cortex?

    The persistent symptoms of schizophrenia appear to be the

    deficit state symptoms rather than the positive symptoms and

    appear to be related to decreased DA function in the cortex

    rather than being related to increased DA activity in the

    subcortical regions. Thus, it is not surprising that these

    symptoms are resistant to treatment with DA antagonists.

    Indeed, one would expect these symptoms to be amenable to

    treatment with DA agonists with cortical selectivity. Because

    mesocortical DA neurons are primarily of the D1 and D5 type,

    it can be hypothesized that selective D1 or D5 agonists would

    be particularly helpful for these symptoms. Moreover,

    consistent with the finding by Jaskiw et al. (88) that increasing

    prefrontal cortical DA activity reduces striatal DA activity, D1

    or D5 agonists would be expected to decrease the hypothesized

    increased DA activity in subcortical DA neurons and thus beuseful (in combination with traditional D2 antagonists) in the

    treatment of acute psychoses as well. Preliminary data from

    treatment of nonresponsive patients treated with mazindole or

    SKF39393 are consistent with this notion (39, 84).

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    decreased extrapyramidal side-effect potential of DA receptor

    blockade. Although more speculative, it has also been

    suggested that blockade of 5HT2 (38) or 5HT1c (89) receptors

    mediates, in part, the superior clinical efficacy of clozapine.

    Another interesting relationship is the one between 5HT3

    systems and DA function. For instance, 5HT3 antagonists fail

    to alter basal DA activity, but they reverse the increase in DA

    release that results from behavioral and biological stressors

    (93, 94). This may have important implications for the

    treatment of schizophrenia and schizophrenia spectrum

    disorders. If 5HT3 antagonists prevent stress-induced increases

    in DA activity, these drugs would be particularly useful in theprevention of relapse in schizophrenic patients and may also

    have a role in patients that are prone to display psychotic

    decompensations, such as borderline personality disorders.

    FUTURE DIRECTIONS

    The explosion in knowledge concerning DA in general, and its

    possible role in modulating the symptoms of schizophrenia in

    particular, offers rich ground for drug development and for

    further elucidating the biology of schizophrenia and its

    symptomatology. The following seem to be particularly exciting

    directions.

    1. The development of drugs with selectivity for frontal cortical

    regions could be a viable approach to the treatment of thenegative or deficit symptoms of schizophrenia. Dopamine D1

    or D5 receptors would be most appropriate targets.

    2. The development of specific D4 antagonists will be an

    important test of the centrality of this DA receptor subtype in

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    alleviating the positive symptoms of schizophrenia, and it will

    further our understanding of the relatively unique properties

    of clozapine.

    3. The role of the corticostriatal glutamatergic pathway and itslikely role in mediating the reciprocal relationship between

    cortical and subcortical dopaminergic activity needs to become

    a target for investigation both in antemortem and postmortem

    protocols. With the generation of new antibodies for the

    glutamatergic receptors, the latter may be a particularly

    worthwhile pursuit.

    4. The importance of stress in precipitating subcorticalhyperdopaminergia following lesions to the cortex has obvious

    implications for understanding the initiation of schizophrenic

    symptoms. Studies in schizophrenic patients that attempt to

    rigorously document stressful events in a longitudinal context,

    and correlate them with changes in dopaminergic parameters

    as well as with symptom fluctuation, would be particularly

    informative.

    5. Some link must be sought between the morphometric

    abnormalities that have been found in postmortem

    examination of schizophrenic tissue and the bidirectionality of

    dopaminergic systems.

    With the inevitable conduct of the above investigations, real

    advances in testing the validity of current conceptualizations

    regarding DA and schizophrenia will finally be made.

    Schizophrenia is a major therapeutic challenge of modern

    medicine, and one of the last frontiers of brain research. The

    illness is defined by delusions, hallucinations, disorganized

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    behavior, and cognitive difficulties such as memory loss. It

    occurs in 1% of the world population and usually first appears

    in early adulthood. Although antipsychotic medications have

    dramatically improved the lives of patients with schizophrenia,

    the causes of the illness remain unknown.

    Of the many contemporary theories of schizophrenia, the most

    enduring has been the dopamine hypothesis. As originally put

    by Van Rossum in 1967 (ref. 1, p. 321), "When the hypothesis

    of dopamine blockade by neuroleptic agents can be further

    substantiated, it may have fargoing consequences for the

    pathophysiology of schizophrenia. Overstimulation of

    dopamine receptors could be part of the aetiology ... [emphasisadded]." Indeed, this speculative sentence by Van Rossum

    foreshadows the title of the important work by Abi-Dargham

    et al. (2) in this issue of PNAS: "Increased baseline occupancy

    of D2 receptors by dopamine in schizophrenia."

    The discovery of the antipsychotic/dopamine receptor (3, 4),

    now commonly known as the dopamine D2 receptor, led to

    repeated confirmation that it is the primary site of action for

    all antipsychotics (3-5), including clozapine and quetiapine (6).

    All these drugs have different potencies at the receptor. The

    potency depends on the drug's dissociation constant at D2,

    which, in turn, relates to the rate of release of the drug from

    the D2 receptor. For example, the dopamine D2 receptor

    releases clozapine and quetiapine more rapidly than it does any

    of the other antipsychotic drugs (7, 8).

    Given the tight correlation between the clinical potency andthe D2-blocking action of the antipsychotic medications,

    dopamine overactivity could be the common denominator in

    the psychotic element of schizophrenia. This possibility has

    been actively investigated. Dopamine overactivity can be

    presynaptic (an excess of dopamine release from dopamine

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    nerve terminals) or postsynaptic (an increase in the density of

    D2 receptors or an increase in postreceptor action). The

    innovative report by Abi-Dargham et al. (2) sheds light on both

    pre- and postsynaptic aspects by using an indirect method to

    measure the levels of endogenous dopamine in patients andcontrols.

    Although numerous postmortem studies have consistently

    revealed D2 receptors to be elevated in the striata of patients

    with schizophrenia (9), the majority of the postmortem tissues

    examined have come from patients who have been treated with

    antipsychotics, raising the probability that the drugs

    themselves contributed to the elevation of D2 receptors. Tomeasure the density of D2 receptors in never-medicated

    patients with schizophrenia, D2-selective ligands have been

    used with in vivo brain imaging methods (10-12). The results

    have not been consistent. Data with [11C]methylspiperone

    show elevated D2 receptors in schizophrenia (ref. 10, but see

    also ref. 12), whereas data with [11C]raclopride do not show

    such elevation (ref. 11 and discussed later in this paper). One

    major reason for this discrepancy is the quantitatively different

    effects of endogenous dopamine on [11C]methylspiperone and

    [11C]raclopride (see references in ref. 7).

    Hence, one way to resolve this discrepancy is to measure D2

    receptors after partial depletion of endogenous dopamine in

    patients. The work of Abi-Dargham et al. (2) provides this

    resolution. Fig. 1 summarizes the principle used by Abi-

    Dargham et al. Fig. 1 (Top) illustrates that the radiobenzamide

    (S)-()-3-[123I]iodo-2-hydroxy-6-methoxy-N-[(1-ethyl-2-pyrrolidinyl)methyl]benzamide ([123I]IBZM) binds to the

    same number of D2 receptors in control and schizophrenia

    individuals. That is, the "binding potential" was the same in

    both sets of subjects. However, after partial depletion of

    endogenous dopamine by oral ingestion of -methylparatyrosine

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    over 2 days, the binding of [123I]IBZM rose by 19% in

    schizophrenia but only by 9% in control subjects (Fig. 1,

    Bottom). In fact, when Abi-Dargham et al. examined the

    number of D2 receptors after partially removing the obscuring

    effect of endogenous dopamine, the D2 receptors weresignificantly elevated in schizophrenia patients as compared

    with control subjects. When the authors examined the data by

    subgroups, the results of increased receptors reached

    significance for previously medicated patients, but exhibited

    only a trend for patients who had never been medicated with

    antipsychotic drugs. Despite this lack of statistical significance

    in this latter group of patients, the empirical findings of Abi-

    Dargham et al. indicate that an increase in dopamine D2receptors must occur, because it is not possible for patients to

    show a greater increase yet not have a higher number of D2

    receptors. Thus, the paper by Abi-Dargham et al. provides

    support for both an increase in the level of dopamine as well as

    an increase in the number of D2 receptors in schizophrenia,

    compared to control subjects.

    View larger version (45K):

    [in this window]

    [in a new window]

    Fig. 1. Method and findings of Abi-Dargham et al. (2) to

    reveal an increased occupancy of dopamine D2 receptors in

    schizophrenia. (Top) The number of dopamine D2 receptors,

    measured by the [123I]IBZM binding potential (green triangles

    with I), were the same in the brain striata of control and

    schizophrenia subjects. The levels of synaptic dopamine (pinktriangles with D), which is higher in patients compared to

    control subjects, normally occupies most of the D2 receptors,

    masking the difference between control and schizophrenia

    individuals. (Bottom) After partial depletion of endogenous

    brain dopamine by oral ingestion of -methylparatyrosine over

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    2 days, the binding of [123I]IBZM rose in both the control and

    schizophrenia subjects, but that for the patients rose

    significantly higher.

    Schizophrenia, as compared with control subjects, also is

    associated with an increased releasability of dopamine (13, 14).

    A high release rate of dopamine reduces the binding of

    radiobenzamides to tissues (15, 16), but enhances the binding

    of radiospiperone (17, 18). Competition with endogenous

    dopamine, as well as dopamine-induced internalization of the

    D2 receptors, may account for the lessened binding ofradiobenzamides to the tissue (13, 14), because the benzamides

    are generally water-soluble and have less ready access to

    vesicle-associated receptors. Radiospiperone compounds, by

    contrast, are highly lipid-soluble and readily permeate cell

    membranes to reach internalized receptors.

    In addition to the two schizophrenia-associated factors of

    increased D2 receptors and increased dopamine release, there

    is a third factor. Dopamine D2 receptors exist in monomer,

    dimer, and oligomeric forms (19). The D2 monomer, but not

    the D2 dimer, is selectively labeled by a photolabel of

    radiospiperone (19). This finding is in contrast to a benzamide

    photolabel (for nemonapride), which readily binds to both

    monomers and dimers of D2 (19). This important distinction

    between benzamides and butyrophenones may explain why

    more D2 receptors are detected in schizophrenia (as compared

    to controls) by radiospiperone, even without depletion ofendogenous dopamine. This finding is illustrated in Fig. 2,

    where the control individual has three D2 receptors, two in the

    dimer form and one in the monomer form. It is proposed that

    in schizophrenia, under the influence of increased release of

    endogenous dopamine, all three exist in the monomer form.

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    recent work on imaging both D2 and serotonin-2 receptors in

    patients taking antipsychotics fails to find evidence for a

    contribution from the occupation of serotonin receptors (20).

    For example, the threshold for clinical antipsychotic action

    remains at 65% occupation of D2 receptors in first-episodepatients, whether one uses haloperidol, which has no serotonin-

    receptor blocking action, or risperidone or olanzapine, which

    block all serotonin-2 receptors but at doses far below those

    needed for clinical efficacy. Similarly, the threshold for

    extrapyramidal signs, which is 80% D2 occupancy, remains

    unaltered despite the presence of 100% block of serotonin-2

    receptors for risperidone or olanzapine. It should also be noted

    that therapeutic doses of clozapine and quetiapine transientlyoccupy high levels of D2 receptors in patients, but the effect

    lasts for only the first few hours (6). Thus, the D2-occupying

    properties of clozapine and quetiapine are remarkable only for

    their short duration of action; they otherwise support the

    dopamine hypothesis of schizophrenia, as originally outlined

    by Van Rossum (1).

    There is more to schizophrenia than psychosis. The

    psychological abnormalities and cognitive difficulties in

    schizophrenia precede and outlive the psychosis. The

    hypothesis of dopamine dysregulation is the best explanation

    for the psychotic episode in schizophrenia; the pathophysiology

    of other psychological and cognitive abnormalities in

    schizophrenia remains unclear. A combination of susceptibility

    genes (21) and other factors contributes to schizophrenia, and

    the net result dysregulates the dopamine neurotransmission

    system, leading to high release of dopamine, more D2receptors, and an apparent predominance of monomer forms

    of D2. This dopamine dysregulation leads to the psychotic

    episode. Further research needs to uncover underlying

    mechanisms that predispose the brain to the dysregulation of

    the dopamine system (22). Until then, the dopamine hypothesis

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    Disorganized Thinking/Speech

    Abnormal thoughts are usually measured by disorganized

    speech. People with schizophrenia speak very little; others

    have speech that is disjointed. Sometimes the person will

    change the topic midway through a sentence.

    Negative Symptoms - the absence of normal behavior

    Delusions, hallucinations and abnormal speech indicate the

    presence of abnormal behavior. Negative symptoms include

    social withdrawal, absence of emotion and expression, reduced

    energy, motivation and activity. Sometimes people with

    schizophrenia have poor hygiene and grooming habits.

    Catatonia - immobility and "waxy flexibility"

    Catatonia is a negative symptom where people become fixed in

    a single position for a long period of time. "Waxy flexibility"

    describes how a person's arms will remain frozen in a

    particular position if they are moved by someone else.

    When people show any of these five symptoms, they are

    considered to be in the "active phase" of the disorder. Often

    people with schizophrenia have milder symptoms before and

    after the active phase.

    There are three basic types of schizophrenia. All people who

    have schizophrenia have lost touch with reality. The three main

    types of schizophrenia are:

    Disorganized Schizophrenia (previously called "hebephrenicschizophrenia") - lack of emotion, disorganized speech

    Catatonic Schizophrenia - waxy flexibility, reduced movement,

    rigid posture, sometimes too much movement

    Paranoid Schizophrenia - strong delusions or hallucinations

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    What occurs in the brain?

    A common finding in the brains of people with schizophrenia is

    larger than normal lateral ventricles. The lateral ventricles are

    part of the ventricular system that contains cerebrospinal fluid.The picture below shows magnetic resonance image (MRI)

    brain scans of a pair of twins: one with schizophrenia, one

    without schizophrenia. Notice that the ventricles (red arrows)

    are larger in the twin with schizophrenia. (Image courtesy of

    NIMH Clinical Brain Disorders Branch.)

    A reduced size of the hippocampus, increased size of the basal

    ganglia, and abnormalities in the prefrontal cortex are seen in

    some people with schizophrenia. However, these changes are

    not seen in all people with schizophrenia and they may occur in

    people without this disorder.

    What are the causes of schizophenia?

    There are probably multiple causes for schizophrenia and

    scientists do not know all of the factors that produce this

    mental disorder.

    Genetics

    Schizophrenia does "run in the family." In other words,

    schizophrenia has an important genetic component. Evidence

    for a genetic component comes from twin studies. Monozygotic

    twins (identical twins) are those with exactly the same genetic

    makeup; dizygotic twins (fraternal twins) are those who shareonly half of their genetic makeup. If genetics was the ONLY

    factor in developing schizophrenia, then both monozygotic

    twins should always develop this illness.

    Twin Studies

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    Twin studies have shown that the tendency for both

    monozygotic (identical) twins to develop schizophrenia is

    between 30-50%. The tendency for dizygotic (fraternal) twins

    to develop schizophrenia is about 15%. The tendency for

    siblings who are not twins (such as brothers of different ages) isalso about 15%. Remember, schizophrenia is found in the

    general population at a rate of about 1%. Therefore, because

    the tendency for monozygotic twins is NOT 100%, genetics

    cannot be the only factor. However, because the tendency for

    monozygotic twins to have schizophrenia is much greater than

    the tendency for dizygotic twins, genetics DOES play a role.

    Adoption StudiesSome studies have looked at the family background of people

    who were adopted at an early age and who later developed

    schizophrenia. One study (Kety et al., 1968) found that 13% of

    the biological relatives of the adoptees with schizophrenia also

    had schizophrenia, but only 2% of the relatives of "normal"

    adoptees had schizophrenia. These studies support the role of

    genetics in schizophrenia.

    To learn more about the role of genetics in schizophrenia, see

    the Genetics and Mental Disorders page at the National

    Institute of Mental Health.

    Environment

    Nongenetic factors that may influence the development of

    schizophrenia include: family stress, poor social interactions,

    infections or viruses at an early age, or trauma at an early age.

    Somehow the genetic makeup of individuals combines withnongenetic (environmental) factors to cause schizophrenia.

    Neurotransmitters

    Many studies have investigated the possible role of brain

    neurotransmitters in the development of schizophrenia. Most

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    of these studies have focused on the neurotransmitter called

    dopamine. The "dopamine theory of schizophrenia" states that

    schizophrenia is caused by an overactive dopamine system in

    the brain. There is strong evidence that supports the dopamine

    theory, but there are also some data that do not support it:

    Evidence FOR the Dopamine Theory of Schizophrenia:

    Drugs that block dopamine reduce schizophrenic symptoms.

    Drugs that block dopamine have side effects similar to

    Parkinson's disease. Parkinson's disease is caused by a lack of

    dopamine in a parts of the brain called the basal ganglia.

    The best drugs to treat schizophrenia resemble dopamine andcompletely block dopamine receptors.

    High doses of amphetamines cause schizophrenic-like

    symptoms in a disorder called "amphetamine psychosis."

    Amphetamine psychosis is a model for schizophrenia because

    drugs that block amphetamine psychosis also reduce

    schizophrenic symptoms. Amphetamines also make the

    symptoms of schizophrenia worse.

    Children at risk for schizophrenia may have brain wave

    patterns similar to adults with schizophrenia. These abnormal

    brain wave patterns in children can be reduced by drugs that

    block dopamine receptors.

    Evidence AGAINST the Dopamine Theory of Schizophrenia:

    Amphetamines do more than increase dopamine levels. They

    also alter other neurotransmitter levels.

    Drugs that block dopamine receptors act on receptors quickly.However, these drugs sometimes take many days to change the

    behavior of people with schizophrenia.

    The effects of dopamine blockers may be indirect. These drugs

    may influence other systems that have more impact on the

    schizophrenic symptoms.

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    New drugs for schizophrenia, for example, clozapine, block

    receptors for both serotonin and dopamine.

    Treatment of SchizophreniaMedication

    Drugs to treat schizophrenia are called antipsychotic

    medications. This type of drug was first developed in the 1950s.

    They have proved to be highly successful in treating the

    symptoms of schizophrenia. The different types of

    antipsychotics work best on different symptoms of the

    disorders and are not addictive. The drugs are not a cure for

    the disease, but they do reduce the symptoms.Antipsychotic Drugs

    Generic Name Trade Name Comments

    Aripiprazole Abilify New antipsychotic medication that

    may work on dopamine and serotonin systems.

    Chlorpromazine ThorazineThe first antipsychotic

    medication developed

    Chlorprothixene Taractan

    Clozapine Clozaril Does not have "tardive dyskinesia" (see

    below, side effects) as a side effect, but there is a 1-2% chance

    of developing a low white blood cell count

    Fluphenazine Prolixin A phenothiazine type drug

    Haloperidol Haldol

    Loxapine Loxantane NOT a phenothiazine type drug

    Mesoridazine Serentil

    Molindone Moban

    Olanzapine Zyprexa Blocks serotonin and dopamine

    receptorsPerphenazine Trilafon

    Quetiapine Seroquel Blocks some serotonin and

    dopamine receptors; Introduced in 1997

    Risperidone Risperdal Blocks some serotonin and

    dopamine receptors

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    Thioridazine Mellaril Also used as a tranquilizer

    Thiothixene Navane

    TrifluoperazineStelazine Also used to control anxiety and

    nausea

    Possible Side Effects of Antipsychotic Drugs

    Parkinson's disease-like symptoms - tremor, muscle rigidity,

    loss of facial expression

    Dystonia - contraction of muscles

    Restlessness

    Tardive dyskinesia - involuntary, abnormal movements of the

    face, mouth, and/or body. This includes lip smacking andchewing movements. About 25-40% of patients who take

    antipsychotic mediations for several years develop these side

    effects.

    Weight gain

    Skin problems

    Counseling

    Antipsychotic medications often do not reduce all of the

    symptoms of schizophrenia. Also, because people with

    schizophrenia may have become ill during the time when they

    should have developed technical skills and a career, they may

    not have the ability to become useful members of society.

    Therefore, psychological therapy, family therapy and

    occupational training may be used along with antipsychotic

    medication to help these people get back into the community.

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    "We show that causing a defect in white matter is sufficient to

    cause biochemical and behavioral changes resembling those

    seen in neuropsychiatric disorders," says Corfas, the study's

    senior author. "I think this will provide a new way of thinkingabout the causes of, and possibly, therapies for schizophrenia."

    The findings could also have implications for bipolar disorder,

    which has also been linked with NRG1 and also involves white

    matter defects, he adds.

    Working with mice, the researchers blocked NRG1-erbB

    signaling in oligodendrocytes --the cells that form the fattysheath, known as myelin, which insulates nerve fibers. These

    myelinated nerve fibers make up the brain's white matter.

    When NRG1-erbB signaling was blocked, the mice had more

    oligodendrocytes than normal mice, but these cells had fewer

    branches and formed a significantly thinner myelin sheath

    around nerve fibers. As a result, the nerve fibers conducted

    electrical impulses more slowly, the researchers found.

    The mice also had changes in the nerve cells that make and use

    dopamine, a key chemical in the brain that transmits messages

    from one nerve cell to another. The dopamine system has long

    been known to be altered in schizophrenia, and is the target of

    many antipsychotic drugs.

    "Changing the white matter in the brain apparently

    unbalanced the dopamine system, something that also occurs

    in patients with neuropsychiatric disorders," says Corfas.

    Finally, mice whose NRG1-erbB signaling was blocked showed

    behavioral changes that appeared to be consistent with mental

    illness. They explored their environment less than normal mice

    and had reduced social interaction, thought to be a

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    manifestation of so-called "negative" schizophrenic symptoms

    such as decreased initiative and social withdrawal. The mice

    also showed behaviors suggestive of anxiety, a symptom seen in

    patients with schizophrenia and bipolar disorder, and

    increased sensitivity to amphetamine, also seen in manyschizophrenia patients.

    Is it possible to modify NRB1-erbB signaling with drugs, or

    otherwise protect oligodendrocytes (and white matter) as a way

    of treating or preventing schizophrenia?

    "This is something that should be investigated," says Corfas.

    "People are thinking about ways to repair white matter as atreatment for multiple sclerosis, which is also a disease of white

    matter. That research could now be used in thinking about

    neuropsychiatric disorders."

    Schizophrenia is typically diagnosed in late adolescence or

    early adulthood, but it is almost always preceded by subtle

    affective, cognitive or motor problems, Corfas adds. "We need

    to investigate whether the white-matter defects emerge early,

    before psychotic symptoms are evident," he says. "If they do,

    that raises the possibility of early diagnosis and preventive

    treatment."

    The idea of schizophrenia arising from white-matter defects

    may also help explain the timing of its emergence, Corfas

    notes. Recent evidence suggests that myelination of the

    prefrontal cortex (a brain area that has been implicated in

    schizophrenia) occurs not only during infancy andtoddlerhood, but also during late adolescence or early

    adulthood -- just when schizophrenia strikes.

    "We now need to go back to patients with schizophrenia and

    see whether those with variants of the NRG1 and erbB4 genes

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    have differences in their white matter," Corfas says. "It may be

    that there are different kinds of schizophrenia, arising from

    alterations in different genes, and that directed treatments

    could be developed for the different forms."

    Corfas and colleagues also plan to investigate other genes

    linked with schizophrenia, studying whether they interact with

    NRG1-erbB signaling and how they may alter brain function.

    The research was funded by the National Institute of

    Neurological Disorders and Stroke (NINDS), the National

    Multiple Sclerosis Society, the National Institute of Mental

    Health (NIMH), NARSAD: The Mental Health ResearchAssociation, and an NIH Development Disability Research

    Center Grant.

    Adapted from materials provided by Children's Hospital

    Boston, via EurekAlert!, a service of AAAS.

    Need to cite this story in your essay, paper, or report? Use one

    of the following formats:

    APA

    MLA

    Children's Hospital Boston (2007, April 25). Understanding

    Schizophrenia: How Genetics, White-matter Defects,

    Dopamine Abnormalities And Disease Symptoms Are

    Associated. ScienceDaily. Retrieved February 9, 2008, from

    http://www.sciencedaily.com/releases/2007/04/070423185615.ht

    m

    When NRG1-erbB signaling was blocked, oligodendrocytes

    from the brain's frontal cortex had a less complex structure

    than normal, forming fewer branches. Shown are three-

    dimensional reconstructions of oligodendrocytes from a normal

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    mouse (left) and a mutant mouse (right). (Credit: Image

    courtesy Joshua Murtie, Ph.D., Children's Hospital Boston.)

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    Progress in Dopamine Research in Schizophrenia: A Guide for

    Physicians

    Edited by Arvid Carlsson, M.D., Ph.D., and Yves Lecrubier,

    M.D., Ph.D. Abingdon, Oxfordshire, U.K., Taylor & Francis

    Group, 2004, 128 pp., $29.95 (paper).

    RAJIV TANDON, M.D.

    Tallahassee, Fla.

    For the past half-century, the dopamine hypothesis has

    dominated thinking about the neuropharmacological

    underpinnings of schizophrenia and antipsychotic action.

    Despite the absence of any definitive evidence of specific

    dopaminergic abnormalities in schizophrenia and only indirectsupport for a specific role of dopamine antagonism in its

    treatment, discussions about the pathophysiology and

    treatment of schizophrenia continue to focus on dopamine.

    There is, in fact, no single dopamine hypothesis of

    schizophrenia and antipsychotic action. Ideas about the

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    pathophysiology of schizophrenia have evolved from too much

    dopamine somewhere in the brain (1960s1970s) to increased

    activity at the D2 dopamine receptor (1970s1980s) to the

    current concepts of too much dopamine somewhere (the

    "emotional" mesolimbic circuit) and too little dopamineelsewhere (the "thinking" mesocortical circuit), or too much

    dopamine sometime (stimulated "phasic" increase) and too

    little dopamine most of the time (tonic deficiency). In the

    context of an abundance of often confusing findings from

    numerous areas of research, what is the current state of our

    understanding of the role of dopamine in the pathophysiology

    and treatment of schizophrenia?

    This superbly edited pocketbook clearly describes the current

    status of dopamine research in schizophrenia and antipsychotic

    action. The relationship of cognitive dysfunction in

    schizophrenia to dopamine susceptibility genes and prefrontal

    dopamine signaling is described in the light of recent findings,

    and information about the role of genetic variation in

    predicting individual antipsychotic treatment response is

    considered. The role of dopamine in different brain circuits is

    summarized in the context of interactions with other

    neurotransmitters (particularly glutamate and serotonin) and

    the functions that these circuits subserve. The specific role of

    dopaminergic neurotransmission in normal information

    processing, reward-reinforcement, and attribution of salience

    is described. How observed dopaminergic abnormalities in

    schizophrenia can explain its complex psychopathology is then

    considered: pathologically increased stimulated phasic

    dopamine activity can explain the positive symptoms ofschizophrenia (paranoia, delusions, and hallucinations), and

    decreased tonic dopamine activity can explain negative and

    cognitive symptoms of the illness along with the greater

    occurrence of substance abuse. The first half of this handbook

    succinctly connects current research about the role of

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    dopaminergic abnormalities in the etiology and

    pathophysiology of schizophrenia to the psychopathology of

    the illness in a logical and coherent manner.

    The second half of the book elucidates current thinking abouthow specific antidopaminergic actions of medications are

    relevant to their antipsychotic effects and what

    pharmacological attributes might explain differences between

    typical and atypical antipsychotics with regard to their

    spectrum of efficacy in the treatment of schizophrenia and

    their propensity to cause neurological and endocrine adverse

    effects. There is a detailed consideration of amisulpride, which

    is described as a "distinctive atypical antipsychotic agentbecause of its uniquely high selectivity for dopamine

    receptors." This chapter should be of particular interest to

    American readers who are unfamiliar with amisulpride

    because of its lack of availability. The final chapter considers

    current challenges in the treatment of schizophrenia and

    possible future strategies to meet these challenges.

    I highly recommend this 100-page pocketbook to anyone with

    an interest in understanding the current state of dopamine

    research in schizophrenia and antipsychotic action without

    wading through volumes. Adapted and abridged from the

    proceedings of a recent symposium in which many

    international experts in dopamine research in schizophrenia

    participated, this concise handbook contains simple yet

    nonbanal explanations of complex topics and combines brevity

    with relatively comprehensive coverage of an important topic

    in an easy-to-read format.

    Schizophrenia

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    in the development of schizophrenia. The dopamine hypothesis

    states that the behavioural patterns typical of schizophrenia

    are a result of overactivity of dopamine in certain regions of

    the brain. Serotonin is also important in schizophrenia and it

    may be that the serotonin system interacts with the dopaminesystem to modify the way in which it operates. The serotonin

    receptors which are important in the treatment of

    schizophrenia are 5-HT1, 5-HT2 and 5-HT3.

    What Happens in the Brain?

    The areas of the brain implicated in schizophrenia are the

    forebrain , hindbrain and limbic system .

    It is thought that schizophrenia may be caused by a disruption

    in some of the functional circuits in the brain, rather than a

    single abnormality in one part of the brain. Although the brain

    areas involved in this circuit have not been defined, the frontal

    lobe, temporal lobe, limbic system,(specifically the cingulate

    gyrus , the amygdala and the hippocampus ) and the thalamus

    are thought to be involved. The cerebellum , which forms part

    of the hindbrain, also appears to be affected in people with

    schizophrenia.

    neurotransmitters are implicated in the development of

    schizophrenia. The dopamine hypothesis of schizophrenia

    postulates that schizophrenia is caused by an overactive

    dopamine system in the brain; excessive dopamine and

    reduced striatal activity can disrupt all aspects of motor,

    cognitive and emotional functioning and can result in an acuteschizophrenic psychosis. An excessive dopamine concentration

    in the brain of people with a schizophrenic disorder was

    originally thought to be associated with increased activity of

    the D2 class of dopamine receptors in the prefrontal cortex .

    Recent studies indicate that reduced numbers of the D1 class of

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    dopamine receptors may contribute to the rise in dopamine

    concentration. Other neurotransmitters, including serotonin,

    glutamate, gamma aminobutyric acid and acetylcholine may

    also be involved in the pathogenesis of schizophrenia. It may be

    that due to the careful orchestration between neurotransmittersystems, an imbalance in one neurotransmitter affects others

    which are not causally involved in the pathogenesis of disease.

    Several structural changes are found in the brains of people

    with schizophrenia, most of which occur in the forebrain.

    Reductions in the volume of grey matter in the frontal lobe,

    and decreased brain volume and activity, have been repeatedly

    noted among people with a schizophrenic disorder. Theventricles are commonly found to be larger than normal, as

    are the basal nuclei , while the hippocampus and amygdala are

    often smaller. The disease is also associated with alterations in

    blood flow to certain areas of the brain.