10

All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies

  • Upload
    others

  • View
    0

  • Download
    0

Embed Size (px)

Citation preview

Page 1: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies

+91-9870310368

All you need to know about SEBIWhen corporate insiders like officers, directors and employees, auditors, appointed counsels, trade stock in their own companies, while in ownership of the material, non-public information about the Company/or its shares, they indulge themselves in “Insider Trading”.

Page 2: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies

InsiderTrading

Legal

Illegal

When directors of thecompany purchase orsell shares.

Directors disclose theirtransactions legally.

Tipping others whenyou have some sort ofnon public information

Page 3: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies
Page 4: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies
Page 5: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies
Page 6: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies
Page 7: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies
Page 8: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies

within two trading days of receipt of the disclosure or from becoming aware of such

information

Every company shall notify the particulars of such trading to the stock exchange on which the securities are listed

Page 9: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies

Penalty

Ban from trading in the securities market

Payment of market price of securities which have been violately traded

Imprisonment upto 10 years and/or fine

Page 10: All You Need to Know about SEBI Trading Regulation...When corporate insiders like officers, directors, and employees, auditors, appointed counsels, trade stock in their own companies

Thank You!