Due Diligence on a CPA Firm or other Accounting Services Provider

Procedures and Structure

Components of Service Entity

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● Firm Structure● Choice of Platform● Help Desk● Social Media “Ears”● Enterprise SSO● Desktop Suite● Accounting Application● Financial Application Add-ons

○ bill.com○ Expensify.com○ Receipt and Document Management

● Payroll● Document Rights Management● File Collaboration and Sharing● Financial Reporting● Attest Services● SOC Services● Regulatory Compliance● eDiscovery

● aBIZinaBOX Vendor Registration

● aBIZinaBOX Contractor Sign Up

● Non-Disclosure

● Engagement Letter

SOC Attest ServicesType 1,2 or 3

• SOC Type 1

• SOC Type 2

• SOC Type 3

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