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Light absorption enhancement in extremely confined Ge nanostructures
S. Mirabella R. Raciti, S. Cosentino, E. Barbagiovanni, M. Miritello, A. Terrasi
A.M. Mio, G. Nicotra, C. Spinella
R. Bahariqushchi, A. Aydinli
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Cullis et al. - J. Appl. Phys., 82, 909 (1997) Park et al., Phys. Rev. Lett. 86, 1355 (2001) E. Barbagiovanni et al. - J. Appl. Phys., 111, 034307 (2012)
5 10 150.5
1.0
1.5
2.0
2.5
3.0
Ener
gy g
ap [e
V]
Size [nm]
Si QD in SiO2
Si QW in SiO2
Ge QD in SiO2
The quantum chance
F. Priolo et al., Nature Nanotechnology 9, 19 (2014)
( ) 2*
22
2)(
LmbulkENSE gg
π+=
Si
SiO2
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Ge versus Si QDs
1 2 3 4 5
103
104
105
106
Abso
rptio
n co
effic
ient
[cm
-1]
Energy [eV]
Silicon Germanium
Si QDs
Ge QDs
• Higher absorption coefficient • Larger size range for QCE • Bandgap tuning within solar spectrum
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Quantum effect on Eg
E. Barbagiovanni et al. J. Appl. Phys., 111, 034307 (2012)
( ) 2*
22
2)(
LmbulkENSE gg
π+=Quantum confinement effect: does only size matter ?
Optical bandgap depends on several factors: how to model the QCE on Eg ? other effects on absorption ?
0 200 400 600 800 1000 1200
2,1
2,4
2,7
3,0
MS samples: 43-S 46-S
PECVD samples: 43-C 46-C 46-SL
EOPT
g [e
V]Temperature [°C]
Si QDs S. Mirabella et al. J. Appl. Phys., 106, 103505 (2009)
Si QDs - calculation P. Hapala et al., Phys. Rev. B, 87, 195420 (2013)
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Quantum effect on absorption
SiGe/Ge/SiGe QW - calculation Kuo and Li,, Phys. Rev. B, 79, 245328 (2009)
herr −>herr −<herr −<<
Absorption efficiency depends on oscillator strength (Os) but … no clear experimental evidence!
Quantum confinement excitonic effect on absorption efficiency ?
( ) ( )∫∀
−−⋅⋅=k
BZvcs EEdkO
nce ωδ
πωρµπωσ 3
220
22
)2(24
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
OUTLINE
Light absorption in Ge quantum dots
• Extraction of optical properties (Eg and BTauc) • Interface effects on Eg
• confining potential
• Absorption enhancement • … towards extreme confinement
• Conclusions
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
OUTLINE
Light absorption in Ge quantum dots
• Extraction of optical properties (Eg and BTauc) • Interface effects on Eg
• confining potential
• Absorption enhancement • … towards extreme confinement
• Conclusions
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Tauc model
8
Jan Tauc (1922-2010)
• Parabolic v.b. and c.b. approximation • Eg
opt energy difference (Ef-Ei) • BTauc ̴ absorption efficiency J.Tauc, Amorphous and Liquid Semiconductors, Plenum Press, London and New York Tauc plot
( ) ( )2optg
Tauc EB−⋅= ω
ωωα
( )optgTauc EB −= ωωα
S. Cosentino, S. Mirabella et al., Nanoscale Res. Lett. 8, 128 (2013)
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Single Ge quantum well
0.8
1.0
1.2
1.4
1.6
1.8
2.0
0 5 10 15 20 25 30 1254
8
12
16
20
B [×
10-1 (e
V×nm
)-1]
(b)
(a)
Ener
gy g
ap [e
V] EG Fit, Eg=Eg-Bulk+A/L2
A = 4.35 [eV×nm2]
OS [×10
-4 nm-2]
Quantum well thickness [nm]
OS in Ge QW (theory, Kuo PRB2009)0.3
0.6
0.9
1.2
1.5
B (measured) Tauc approach to extract in Ge NS: - optical bandgap (Eg) - absorption efficiency (BTauc)
BTauc is proportional to the oscillator strength
S. Cosentino, S. Mirabella et al., Nanoscale Res. Lett. 8, 128 (2013)
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
OUTLINE
Light absorption in Ge quantum dots
• Extraction of optical properties (Eg and BTauc) • Interface effects on Eg
• confining potential
• Absorption enhancement • … towards extreme confinement
• Conclusions
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Ge QDs synthesis
SiGeO film
PECVD or sputter (deposition 250°C: 8 - 20% Ge)
(600-800°C annealing in N2)
Ge QDs (2-8 nm) embedded in SiO2
5.0x1021 1.0x1022 1.5x10220
2
4
6
8
10
PECVD sputter
QD
size
[nm
]
Ge concentration [cm-3]
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
RBS
sigeo90_asdep_ran(x2y7).RBSSimulated
Channel600550500450400350300250200
Cou
nts
2.000
1.900
1.800
1.700
1.600
1.500
1.400
1.300
1.200
1.100
1.000
900
800
700
600
500
400
300
200
100
0
600 700 800 900 1000 1100 1200 1300 1400 1500 1600
Energy [keV]
Si
SiGeO
2 MeV He+
O
Si
Ge
• Ge QDs density (~ 1018 cm-3) and spacing (1-3 nm) • Light absorption analysis
5.0x1021 1.0x1022 1.5x10220
1
2
3
4
PECVD sputter
QD-
QD
dist
ance
[nm
]
Ge concentration [cm-3]
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Light absorption cross section absorption (α) absorption cross section (σ): photon absorption probability per Ge dose
Dtασ =
• Red shift with decreasing QD size • Greater shift in PECVD w.r.t. sputter
1 2 3 4 510-19
10-18
10-17
PECVD QDs (3.5 nm) PECVD QDs (4.4 nm) Sputter QDs (3 nm) Sputter QDs (4 nm)
Abso
rptio
n cr
oss
sect
ion
[cm
2 ]
Energy [eV]
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Optical bandgap variation
2 4 6 8 10
1.0
1.5
2.0
2.5
3.0
QD size [nm]
PECVD Sputter a-Ge bulk
Opt
ical B
andg
ap [e
V]
2 4 6 8 10
1.0
1.5
2.0
2.5
3.0
QD size [nm]
PECVD Sputter a-Ge bulk EMA
Opt
ical B
andg
ap [e
V]
• Eg modulation is dependent on synthesis technique
( ) 2*
22
2)(
LmbulkENSE gg
π+=
QD
Is the interface playing a role ?
• Why different Eg modulation ?
• How to model the QCE ?
• Eg modulation is dependent on synthesis technique • EMA cannot account for none of the two
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
2 nm
Ge QD
TEM analysis
Z contrast profiling reveals systematically thinner interfaces in PECVD samples 2
1)(1)( 0 QDdiameterexf
xx≥Γ
+=
−Γ
−−
3.5 nm QD
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
EELS-STEM analysis
2 nm
• Chemical analysis of QD surrounding • Different oxide contribution
0.2
0.4
0.6
0.8
1.0
5 10 15 20 25 30 35 40 45 50 55 60
0.2
0.4
0.6
0.8
1.0
GeO
SiO2
PECVD
Inte
nsity
[a.u
.] Core Interface Matrix
Sputter
Ge
Inte
nsity
[a.u
.]
Energy [eV]
5 nm QD
5 nm QD
JEOL ARM200CF
www.beyondnano.it
Probe size: 0.2x0.2 nm
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
EELS-STEM analysis
0.0
0.2
0.4
0.6
0.8
1.0
5 10 15 20 25 30 35 40 45 50 55 600.0
0.2
0.4
0.6
0.8
1.0
Sputter
Inte
nsity
[a.u
.]
PECVD
Inte
nsity
[a.u
.]
Energy [eV]
EELS core QD Fit
interband transition Ge Ge QD vol. plasmon SiO2 vol. plasmon Ge-Ge M4,5 band Ge-O M4,5 band
AGe-O
AGe-Ge
AGe-pl )( plGeGeGe
OGeOGe AA
AF−−
−− +
=
FGe-O ~ 16 % for sputter FGe-O ~ 8 % for PECVD
S. Cosentino, S. Mirabella et al., Nanoscale (2015) submitted
STEM: e-beam probe a cylinder of ~ 40 Ge atoms, 3 of which at surfaces
• Significant Ge-O surface contribution • Greater Ge-O contribution in sputter samples
e-beam
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Ge/SiO2
V0,e 2.8 eV
V0,h 4.5 eV
Interface role
SiO2 SiO2 Ge QD
VB
CB
VB
CB
Potential well for e-
Potential well for h+
V0,e
V0,h
Ideal case Real case
SiO2 SiO2 Ge QD
GeO2
Ge/SiO2 Ge/GeO2
V0,e 2.8 eV 1.2 eV
V0,h 4.5 eV 3.6 eV
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Interface effect on bandgap
2 4 6 8 10
1.0
1.5
2.0
2.5
3.0
QD size [nm]
PECVD Sputter a-Ge bulk
Opt
ical B
andg
ap [e
V]
2 4 6 8 10
1.0
1.5
2.0
2.5
3.0
QD size [nm]
PECVD Sputter a-Ge bulk EMA
Opt
ical B
andg
ap [e
V]
2 4 6 8 10
1.0
1.5
2.0
2.5
3.0
QD size [nm]
PECVD Sputter a-Ge bulk EMA SPDEM PECVD SPDEM Sputter
Opt
ical B
andg
ap [e
V]
E. G. Barbagiovanni, et al., J. Appl. Phys. (2012), 111, 034307 E. G. Barbagiovanni, et al. Physica E, (2014), 63, 14–20 E. G. Barbagiovanni, S. Mirabella et al., J. Appl. Phys. (2015) accepted S. Cosentino, S. Mirabella et al., Nanoscale (2015) submitted
Ge/SiO2 Ge/GeO2 PECVD Sputter
V0,e 2.8 eV 1.2 eV 1.1 eV 0.9 eV
V0,h 4.5 eV 3.6 eV 3.3 eV 2.8 eV
( )( )
+
⋅+= *
,
,*,
,
23
hc
hc
ec
ecbulkgg m
VmV
DDEDE
µ
SPDEM model well accounts for the Eg variation
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015 Paper of Eric on arxiv?
Interface effects
S. Cosentino, S. Mirabella et al., Nanoscale (2015) submitted
• GeO2 act as the confining potential • A thinner and GeO poor interface gives larger QCE
• … what about absorption efficiency ?
2 4 6 8 105.0x10-18
1.0x10-17
1.5x10-17
Absorption Efficiency
Ge QDs PECVD Ge QDs Sputter
B* Ta
uc [e
V-1×c
m2 ]
QD size [nm]
2X increase
Light absorption in Ge quantum dots in SiO2
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
OUTLINE
Light absorption in Ge quantum dots
• Extraction of optical properties (Eg and BTauc) • Interface effects on Eg
• confining potential
• Absorption enhancement • … towards extreme confinement
• Conclusions
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Multilayer approach
Sample t
[nm] d
[nm] N
ML-2 2 20 15 ML-4 4.5 20 4
SL-330 330 - 1
Multilayer approach for: • narrowing size distribution (Zacharias APL2002) • increasing average distance among QDs Fixed SiO2 barrier thickness: 20 nm N SiGeO layers, from 4 to 15 Comparison with a single layer (330 nm)
d: SiO2 barrier
t: SiGeO layer
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Absorption coefficient
1 2 3 4 5 6103
104
105
106
Ab
sorp
tion
coef
ficie
nt [c
m-1]
Energy [eV]
c-Ge bulk SL-330
1 2 3 4 5 6103
104
105
106
Ab
sorp
tion
coef
ficie
nt [c
m-1]
Energy [eV]
c-Ge bulk SL-330 ML-2 ML-4
• Multilayered samples show similar absorption onset to single layer
• … but much higher absorption efficiency!
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
RBS and TEM analysis
Sample t
[nm] d
[nm] N
Ge % in SiGeO
QD size
ML-2 2 20 15 10.6 2 ML-4 4.5 20 4 8.9 1.7
SL-330 330 - 1 10.0 2.9
450 500 5500
50
100
150
200
250
300
He+ backscattered from Ge atoms
RBS
yiel
d [c
ount
s]
Channel
ML-2 ML-4
2 MeV He+ beam165° backscattering angle
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Light absorption Ge QD in MLs
10-17
10-16
σ [c
m2 ]
2 3 4 5 60
1
2
ML-2 ML-4 SL-330
(σ h
ν)1/
2 [10-9
cm x
eV1/
2 ]
Energy [eV]
• Similar optical bandgap • Strong increase of absorption efficiency • Independent modulation of Eg and B* • ML configuration allows for absorption increase
10 X increase!
Same Eg
R. Raciti et al. Poster CP2 #44 Today 14-16
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
Multiple screening effect
Si QDs - ε2 calculation in one Si QD R. Guerra et al., Phys. Rev. B, 84, 075342 (2011)
Local Field Effects Lower screening of e.m. radiation by induced polarization (local field effects)
2 4 6 8 100.0
5.0x10-17
1.0x10-16
1.5x10-16 PECVD Sputter ML-PECVD Ge bulk
B Ta
uc [e
V-1×c
m2 ]
QD size [nm]
15X increase
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
OUTLINE
Light absorption in Ge quantum dots
• Extraction of optical properties (Eg and BTauc) • Interface effects on Eg
• confining potential
• Absorption enhancement • … towards extreme confinement
• Conclusions
www.matis.imm.cnr.it [email protected] EMRS Spring meeting, 13/05/2015
CONCLUSIONS
Based on: S. Mirabella et al. JAP 106, 103505 (2009) E. Barbagiovanni et al. JAP 111, 034307 (2012) S. Cosentino et al. NRL 8, 128 (2013) S. Mirabella et al. APL 102, 193105 (2013) E. Barbagiovanni et al. PE 63, 14 (2014) S. Cosentino et al. JAP 115, 043103 (2014) S. Cosentino et al. SOLMAT 135, 22 (2015) E. Barbagiovanni et al. JAP (2015) accepted S. Cosentino et al. Nanoscale (2015) submitted
SiO2 SiO2 Ge QD
GeO2
2 4 6 8 10
1.0
1.5
2.0
2.5
3.0
QD size [nm]
PECVD Sputter a-Ge bulk EMA SPDEM PECVD SPDEM Sputter
Opt
ical B
andg
ap [e
V]
2 3 4 5 60
1
2
(σ h
ν)1/
2 [10-9
cm x
eV1/
2 ]
Energy [eV]
10 X increase!
Optical bandgap in Ge QDs in SiO2 • variation with size • interface drives confinement • SPDEM model Absorption efficiency in Ge QDs in SiO2 • large increase in multilayer (reduced screening)
International School for Materials for Energy and Sustainability
(ISMES IV)
July 13 – 20, 2015 Colorado School of Mines • Golden, Colorado USA
Topics
• Global Overview
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• Critical Materials for Energy
• Energy Analysis
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• … and more
Information
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