Download pdf - Robert J Kelleher Financial Disclosure Report for 2010

8/3/2019 Robert J Kelleher Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/robert-j-kelleher-financial-disclosure-report-for-2010 1/16

AO 10 FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010

Report Required by the Ethics

in Govermnen t Act of 1978

(5 U.S.C . app. ~¢~" I01-111)

I. Person R eport ing (last name, f i rst , middle ini t ia l )

K E L L E H E R , R o b e r t J .

4. Tit le (Ar tic le 111 judges ind ica te ac tive or sen ior s ta tus ;magist rate judges indicate fu l l - or par t - t ime)

S en io r Un i ted S ta tes Dis t r i c t Jud g e

7. Chambers or Office Address

255 Eas t T emp le S t ree t

Suite 1434Los Angeles , Cal i fo rn ia 90012

2. Court or Organizat ion

US Dis t r i c t Co ur t , Cen t ra l Dis t r i c t o f Ca l i fo rn ia

5a . Repor t Type (check appropr ia te type)

! [] Nomination, D a t e

[] Initial [] Annual [] Final

I 5b. [] Amended Report

8. On the bas is o f the in formation conta ined in th is Repor t and anymodif ica tions per ta in ing the re to , i t is , in my opin ion , in compliancewith appl icab le laws and regulat ions .

I Reviewing Of f ice r Date

3. D a t e of R e p o r t

04/27/201 I

6. Repor ting Per iod

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each pa rt where you have no reportable information. Sign on last pag e.

I . P O S I T IO N S . (Reporting individual only; seepp. 9-13 of filing instructions.)

~ (No reportab le positions.)ONE

POSITION

1 . M em b e r, Ex ec uti ve C o m m it te e

NAME OF ORGANIZATION/ENTITY

Un i t ed S t a t e s Ten n i s A sso c i a t i o n

2. M e m b e r , E x e c u t iv e C o m m i t te e S o u th ern Ca l i fo rn ia T en n i s Asso cia t io n

3.

4.

5.

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 o f f i l i n g instructions.)

~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

Page 2 of 8

N a m e o f P e r s o n R e p o r t in g

KELLEHER, Robert J.

D a l e o f R e p o r t

04/27/201 I

I I 1 . N O N - I N V E S T M E N T I N C O M E . ( R e p o a i n g individual andspouse; seepp. 17-24 of filing instructions.)

A. Fi|er’s Non-Investment Incom e

~] NONE (No reportable non-investment income.)

D A T ~ E SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t sp o u se’s )

B . S p o u s e ’ s N o n - I n v e st m e n t I n c o m e - i f you were ma rried during anyportion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)

~ (No repor table re imbursements. )ONE

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED



F I N A N C IA L D I S C L O S U R E R E P O R T

Page 3 of 8

N a m e o f P e r s o n R e p o r l in g

KELLEHER, Robert J.

D a t e o f R e p o r t

04/27/2011

V . G I F T S . a n c l u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)

N O N E (No reportable gifts.)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

VA LUE

V I . L I A B I L I T I E S . a n c i o d e ~ t h o s e o S ~ p o o ~ e a n a d e , e n d e n t children; s e e p p . 3 2 - 3 3 of filing instructions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

5.

VALUECODE



F I N A N C I A L D I S C L O S U R E R E PO R T

Page 4 of 8


KELLEHER , Robert J .


04/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

---] N O N E (No reportable income, assets, or transactions.)

A. B. C.

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

(in c lu d in g tru s t a s s e ts) re p o rt in g p e r io d o f r e p o r t i n g p e r i o d

(I) (2) (t) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value

exempt from prior disclosure C o d e 1 div., rent, C o d e 2 M e th o d

( A - H ) or i n t . ) (J-P) C o d e 3

( Q - W )

1. House, Oceanside, California App raisal B Rent12/5/07

2. Bank of America None

3. Southland Credit Union A I n t e r e s t .

4. Duffer Corp. None

5. Pimco Total Return Fund C Dividend

6. Schwab U.S. Treasury M oney Fund A Interest

7. Abbott Laboratories A Dividend

8. Conoco Phillips A Dividend

9. Emerson Electric A Dividend

1 0 . FPL Group Inc. A Dividend

1 I . Johnson Johnson A Dividend

1 2 . M icrosoft Corp. A Dividend

1 3 . Nestle SA R eg. B A Dividend

1 4 . Procter & Gamble A Dividend

1 5 . CS1 Equity Fund A Dividend

1 6 . BAS F AG S p o ns ADR A Dividend

1 7 . Royal Dutch Shel l A ADRF A Dividend

PI Q

J T

J T

J T

K T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(1 ) (2) (3)

Type (e.g. , D a t e Value

buy , sell, m m /dd /yy Code 2

redempt ion) (J-P)

S o ld 12/07/10 L

J

J

J

J

J

J

S o ld 12 /13/10

T

T

T

S o ld 12 /13/10

T

T B uy 12 /13/10

(ad d ’ l )

T B uy 12/13/10

(ad d ’ l )

So ld 1 2/16 /1 0

S o ld 06 /01 /10

S o ld 03/31/10

J

J

K

J

J

( 4 ) ( 5 )

Gain I d e n t i t y o f

Code 1 buyer/seller

(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I . In c o m e G a in Co d e s : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D = $5,001 - $15,000

(S e e Co lu m n s B ! a n d D 4 ) F =$50,001 - $100,000 G =$100,00 l - $1 ,000,000 H 1 = $1 ,000,001 - $5,000.000 H 2 =More than $5,000.000

2. Value Codes J = $15 ,000 o r le ss K =$15,001 - $50,000 L =$50.001 - $100,000 M =$1 00,001 - $250,000

(S e e Co lu m n s C | a n d D 3) N = $250,001 - $500,000 O =$5e,0,001 -

P3 =$25,000,001 - $50,000,000 P4 =More tha n $50,000,000

3. Value Method Codes Q =A ppr a i s a l R =Cost (Real Es ta’te Only) S = As s e s s m e n t T ~ Ca s h M a rk e t

(See C olumn C 2) U = B o o k V a lu e V ,= O th c r W =Es t imated

E =$15,001 - $50,000




Page 5 of 8

N a m e o f P e r so n R e p o r t i n g

K E L L E H E R , R o b e r t J.


04/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of ~lmuse and dependent children; see pp. 34-60 of.filing instructions.)

~] N O N E ( N o reportable income, assets, or transactions.)

A. B. C.D e s c r ip t i o n o f A s s e t s Income dur ing Gross value at end

(including trust assets) r e p o r t i n g p e r i o d of reporting period

(1 ) ( 2 ) (1) (2)

Place "(X)" after each asse t A m o u n t T y p e ( e . g . , Value Valueexempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d

( A - H ) o r i n t . ) ( J - P ) C o d e 3

(Q -W)

1 8 . R o c h e H l d g . L t d . S p o n A D R F A D ividend

1 9 . I S h a r es M S C I J a p a n 1 D X F d A D ividend

20 . l S h a r e s T R D o w J o n e s R E A D ividend

21 . F e d . F a r m C r B K 3 . 8 7 % 1 0 n o t e s d u e A Interest L T0 7 /28 /10

22 . F e d . F a r m C r B K 3 . 4 5 % 1 2 n o t es d u e A Interest K T0 5/16 /12

23 . US T reas B i l l 07 /3 1 /0 8 A Interest K

24 . US T rea s Bi l l 0 1 /29 /0 9 A Interest K

25 . US T rea s Bi l l 0 3 /26 /0 9 A Interest K

26 . U S Treas B i1105 /2 8 /09 A Interest L

27 . US T reas B i l l 11 /19 /0 9 A Interest L

28 . H oneyw e l l In t e rna t i ona l A D ividend J

29 . No~ia Corp Spor t AD R F A D i v i d e n d

30 . E n c a n a C o r p o r a t i o n F A D i v i d e n d

31 . A B B L T D A D R F A D ividend

32 . A m g e n I n c o r p o r a t e d A D ividend

33 . B u n d e s r e p u b l i k 4 . 2 5 % 1 2 F B o n d s d u e A Interest

12 /12 /1234 . C a n a d a G o v t . 3 .7 5 % 1 2 F B o n d s d u e A Interest

0 6 /0 1 /12

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(]) (2) (3)

Type (e.g., D a t e Value

buy, sell, mm/dd/yy C o d e 2

redemption) (J-P)

Sold 12/13/10 J

Sold 12/13/10 K

Sold 06/29/10 K

T

T

T

T

T

T B u y

( ad d ’ l )

S o l d

S o l d

S o ld

So l d

So l d

So l d

12113/10I

05/26/10I

12/13/101

12/28/10

11/09/10

10/29/10

12/10/10

J

K

J

J

K

K

(4 ) (5 )

Gain Identity of

C o d e 1 buyer/sel ler



I. Income Gain Codes: A =$1,000 o r le ss B = $1 ,001 - $2.500 C =$2,501 ÷ $5,000 D = $5,001 - $15,000

(S e e Co lu m n s B I a n d D 4 ) F =$ 50,001 - $100.000 G =$100,001 - $ I ,000,000 H I = $ 1, 00 0, 00 1 - $5 .0 00 ,0 00 H 2 = M o re th a n $ 5 .0 00 ,0 00

2. Valu e C od es J = $15,000 o r le ss K =$15,001 - $50,000 L =$50,001 - $ 100.000 M =$ 100,001 - $250.000

(S e e Co lu m n s C I a n d D 3) N =$ 250,001 - $ 500,000 O =$ 500,001 - $ 1,000,000 P I $1.000.001 - $5,000,000 P2 = $5,000,00I - $25,000,000

P 3 -$25,000,001 - $50,000.000 P 4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =C os t ( R ea l Es t a te On ly) S =A s s es s men t T = Ca s h M a rk e t

( S e e C o l u m n C 2 ) U =Book V alue V = O th e r W =Es t imated

E : $ I S,O0 t - $50.000




Page 6 of 8

Name of Person Reporting

KELLEH ER, Robert J .


04/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g

( i nc l udi ng t r as t asse t s) r e p o s i n g p e r i o d

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I di v, , r en t ,( A - H ) or i n t . )

S wi tze r l an d 2 .7 5% 12F Bo n d s d ue 0 6 /10 /12

US T reas Bi l l 0 2 /25110

US T IN FL IDX 2 ,125% 0 1 /19 d ue 0 1 /15 /19 1

35 .

36 .

37 .

38 .

39 .

4 0.

4 1.

42 .

4 3.

4 4 .

45 .

4 6.

47 .

48 .

4 9 1

50 .

W al-Mart Stores Inc.

Cenovus Energy Inc.

Fed . Ho me Lo an Ban ks 1 .20 0 % d ue 6 /15 /12~

F e d . H o m e L o a n B a n k s 1 . 2 00 % d u e 6 / 1 5 / 1 2

DFA S /T Co rp . f ixed ex t . qua l .

DFA S /T Co rp . f ixed ex t . qua l .

Nextera Energy

Nextera Energy

Visa Inc. CI. A

Fed . N a t l . Mtg . 2 .25% n o tes d ue 3 /0 2/17

A f l a c , I n c .

A m e r ic a n T o w e r C o r p . C l a s s A

E nte rpr i se Produc t s Pa r tne r s

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

O) (2)V a l u e Value

C o d e 2 M e th o d

(J-P) Code 3

(Q-W)

A I n t e r e s t

A I n t e r e s t L T

A I n t e r e s t

A Dividend

A Dividend

None

A I n t e r e s t

None

A Dividend

None

A Dividend

A Dividend K T

A I n t e r e s t J T

None K T

None K T

None K T


(1 ) (2) (3)


buy , sell, m m/dd /yy C o d e 2

redem ption) (J-P)

Sold 12/10/I0 K

S o ld 12/08/10 L

Sold 112/13/10 J

Sold 12/13 / I0 J

B uy 0 5/0 7 /10 J

Sold 09/15/10 K

B uy 106/02/10 K

S o ld 12 /16/10 K

B uy 0 8/0 3 /10 J

So ld 1 2/1 3 /1 0 J

B uy 11/09/10 K

B uy 10/25/10 J

B uy 12 /13/10 K

B uy 12 /13/10 K

Bu y 12 /13/10 K

(4 ) (5 )

Gain Identity of

C ode I buyer/seller



I . In c o m e G a in Co d e s : A =$1,000 or less B -$1 ,0 0 1 - $ 2 , 5 0 0 C =$2,501 - $5,000 D =$5,001 - $15,000

( See Col unans B 1 and I )4) F =$ 50,001 - $ 100,000 G =$ 100,001 - $1 ,000,000 H I =$ 1,000,001 - $5 ,000,000 H2 =M o re than $5.000,000

2. Value Codes J =$ 15,000 o r le ss K =$15,001 - $50,000 L =$50,001 - $ 100,000 M ~$ 100,001 - $ 250,000

(S e e Co lu m n s C I a n d D 3) N =$250,001 - $500,000 O -$500,001 - $ 1,000,000 P I =$1,000,001 - $5,000,000 P 2 =$5,000,001 - $25,000,000

P3 = $25,000,00t - $50,000,000 P4 = More than $50,000.000

3. V a lu e M e th o d Co d e s Q =Appraisal R =C os l ( R ea l Es t a te On ly) S =A s s es s men t T = Ca s h M a rk e t

( S e e C o l u m n C2 ) U =Book V alue V =Ottlcr W =Es t imated

E =$1 5.001 - $50,000




Page 7 of 8

Name of Person Reporting

KELLEHER, Robert J.

Date of Repor t

04/27/201 I

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndicate part of report.)

S ect io n VII - In ves t men t s an d T r us t s :

Li l l e I - Ho use , Oce an s id e , Ca l i fo n ~ia , Ap p ra i s a l 12 /0 5/0 7 .




Page 8 of 8

Name of Per son Repor ting

KELLEHER, Robert J.

Date of Report

04/27/201 I

IX. CERTIFICATION.

1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

! f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C o a p p . § 5 0 1 e t . s e q . , 5 U . S .C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Robert J. KELLEHER

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A L S IF I E S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544




FOR CALENDAR YEAR 2010

Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. §§ 101-111)

1 . Pe rson R epor t ing ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l )

K E L L E H E R , R o b e r t J .

4 . T i t l e ( A r t i c l e 1 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;

m agi s t r a t e judges i nd i ca t e fu l l - or pa r t - t i m e)

S e n i o r U n i t e d S t a t e s D i s t r ic t J u d g e

7 . C h a m b e r s o r O f f i c e A d d r e s s

2 5 5 E a s t T e m p l e S t r e e t

S u i t e 1 434L o s A n g e l e s , C a l if o r n i a 9 0 0 1 2

2 . C o u r t o r O r g a n i z a t i o n

U S D i s t r i c t C o u r t , C e n t r a l D i s t r i c t o f C a l i f o r n i a

5a. Report Type (check appropriate type)

] N om i na t i on, D ate

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On t h e basi s o f the in formati on conta ined i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b le l a w s a n d r e g u l a t i o n s .

R e v ie w i n g O f f ic e r D a t e

3. Date of R e p o r t

04/27/2011

6 . R e p o r t i n g P e r i o d

0 1 / 0 1 / 2 0 1 0

to

12/31 /2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,

checking the NONE box for each pa rt where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)

~] (No reportable positions .)O N E

I. M e m b e r , E x e c u t i v e C o m m i t t e e

2. M e m b e r , E x e c u t i v e C o m m i t t e e

3.

4.

5.

POSITION N A M E O F O R G A N I Z A T I O N / E N T I T Y

U n i t e d S t a t e s T e n n i s A s s o c i a t io n

S o u t h e r n C a l i f o r n i a T e n n i s A s s o c i a t i o n

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)

~] N O N E (No reportable agreements,)

D A T E PARTIES AND TERMS




Page 2 o f 8

Name o f Person Repor t ing

KELLEHER, Rob e r t J .

Date of Report

0 4/27/20 1 1

IIl. N O N - I N V E S T M E N T I N C O M E . t ~ e ~ o r a n g individual andspouse; see pp. 17-24of filing instructions.)

A. Fi ler ’ s Non-Inves tm en t Incom e

~ ] N O N E (No reportable non-investment income.)


2.

3.

4.

INCOME(your s , no t spouse ’ s )

B . S p o u s e ’ s N o n - ln v e s tm e n t I n c o m e - I f you were m arried during anyportion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)


1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

~ (No reportable reimbursements .)O N E

2.

3.

4.

5.

SO URCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED



tame o f Person Report ingFINANCIAL DISCLOSURE REPORT

[ KELLEHER, Robert J.

P a g e 3 o f 8

V . G I F T S . a n c t u d e s t h o s e ,o s p o u s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)

~ N O N E (No reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

Date of Report

04/27/2011

VALUE

V I . L I A B I L I T I E S . a n el ad e s t h o s ~ o / sp o u s e a n d dependent children; see p p . 3 2 - 3 3 of filing instructions)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUECODE




Page 4 o f 8


KELLEHER, Rob er t J .

Date of Report

04/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a t u e , , r u . s a c t io . s a . c t . d e s t h o s e o / $ , o u s e a n d d e p e . ~ e . t children; see p p . 3 4 - 6 0 of filing instructions.)

~ NONE(No repo rtable income, assets, or transactions.)

A. B. C.

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g Gross value at en d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) (I) (2)

Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value

exempt from prior disclosure C o d e 1 div., rent, C o d e 2 M e t h o d

( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

H o u s e , O c e a n s i d e , C a l i f o r n i a A p p r a i s a l B " Rent12/5/07

B a n k o f A m e r i c a None

Southland Credit Union A Interest

Duffer Corp. None

Pimco Tota l Return Fund C Dividend

Schwab U.S. Trea sury M oney Fund A I n t e r e s t

Abbot t Labora tor i e s A Dividend

Conoco Phi ll i ps A Dividend

Emerson Elec t r i c A Dividend

FPL Group Inc . A Dividend

Johnson Johnson A Dividend

Microso f t Corp. A Dividend

Nestle SA Reg. B A Dividend

Proct e r & Gamb l e A Dividend

CSI Equity Fund A Dividend

BASF AG Spons ADR A Dividend

Royal Dutch Shell A ADRF A Dividend

4.

5.

6.

7.

8.

9.

1 0 .

I1 .

1 3 .

1 5 .

1 6 .

1 7.

PI Q

J T

J T

J T

K T


(4 ) (5 )

G ain Id e n ti ty o f

C ode 1 bu yer /se l le r

(A-H) (if p rivate

transact ion)

( l) (2) (3)

T y p e ( e . g . , D a t e Valu e

buy, se l l , m m /dd/yy C o d e 2

r edem pt i on) (J-P)

S o l d 12/07/10 L

J

J

J

J

J

J

S o l d 1 2/1 3/1 0

T

T

T

S o l d 1 2/1 3/1 0

T

T Bu y 1 2/1 3/1 0

( a d d ’ l )

T Bu y 12 / 13 / 10( a d d ’ l )

S o l d 1 2/1 6 /1 0

S o l d 06/ 01/ 10

S o l d 03 / 3 1/ 10

J

J

K

J

J

I . In co m e G a i n Co d e s : A =$ 1,000 or less B = $ 1 .001 - $ 2 ,500 C = $ 2,501 - $ 5,000 D = $ 5,001 - $ 1 5,000

(See C o l u m n s Bl a n d 1 3 4 ) F = $ 50,001 - $ 1 00,000 G = $ 1 00,001 - $ 1 ,000,000 H I = $ 1 ,000,001 - $ 5 ,000,000 H2 =More than $5,000.000

2. Va lu e Co d e s J ~$ 1 5,000 o r le s s K =$15 ,001 - $50,000 L = $50.001 - $ 1 00,000 M = $ 1 00,001 - $ 250.000

(Sce Co l u n m s C I an d D3) N =$ 250.001 - $ 500,000 O =$ 500,001 - $ 1,000,000 P I = $ 1 ,000,001 - $ 5,000,000 P2 =$5,000,001 - $ 25,000,000

P3 =$25,000,001 - $ 50,000,000 P4 =More than $50,000,000

3. Va t u e Me t h o d Co d e s Q = A p p r a i s a l R =Co s t (R e a l Es l a t e On l y) S = A s s e s s m e n t T =Cas h Mark e t

( S c c C o l u m n C 2 ) U ~B o o k Vatu e V.= O thc r W =Es t i m a t e d

E =$15,001- $50,000




P a g e 5 o f 8

Name of Person Report ing

KELLEHER, Rober t J .

Dat e o f R e p o r t

04/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . co m e , v a ~ u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

~ NONE(No repo rtable income, assets, or transactions.)

A. B. C.

D e s c r i p t io n o f A s s e t s In c o m e d u r in g G ro s s va lu e a t e n d

( i n c lu d in g t r u s t a s s e t s ) r e p o r u n g p e r io d o f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) (1) (2)

Place "(X)" after each asset A m o u n t Type (e,g., Va lu e V a l u e

exempt from prior disclosure C o d e 1 div. rent. C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

R o c h e H l d g . L t d . S p o r t A D R F A D i v i d e n d

I S h a r e s M S C I J a p a n 1 D X F d A D i v i d e n d

I S ha r e s T R D o w J o n e s R E A D i v i d e n d

F e d . F a r m C r B K 3 . 8 7 % 1 0 n o t e s d u e A I n t e r e s t07/28/10

F e d . F a r m C r B K 3 . 4 5 % 1 2 n o t e s d u e A I n t e r e s t

L T

K T


(1 ) (2) (3)


bu y , s e l l , mm/dd/yy C o d e 2

r e d e m p t i o n ) (J-P)

S o l d 12/13/10 J

S o l d 12/13/10 K

Sol d 06/29/10 K

1 8 .

1 9 .

20 .

21 .

22 .05116/12

23 . US Treas B i l l 07131/08

24 . US Trea s B i l l 01129/09

25 . US Trea s B i l l 03/26109

26 . US Treas B il l 05/28/09

2 7 . U S T re a s B i ll 11 /1 9/ 09

28 . Honeywel l Internat ional

29 . Nokia Corp Spo n ADR F

30 . Encana Corporat i on F

31 . ABB LTDADR F

32 . A mg en I n c o rpo r a t e d

3 3. B u n d es re p u bl ik 4 .2 5% 1 2 F B o n d s d ue

12/12/1234 . Ca na da G o v t . 3 . 75% 1 2 F B o nd s du e

06/01/12

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A Div idend

A Div idend

A Dividend

A Div idend

A Div idend

A I n t e r e s t

A I n t e r e s t

K

K

K

L

L

J

T

T

T

T

T

T Bu y

( a d d ’ l )

So l d

Sol d

Sol d

Sol d

S o ld

Sol d

1 2/1 3/1 0 J

05 / 2 6/ 10 J

12 / 13 / 10 K

12/28/10 J

1 1 /0 9 /1 0 J

1 0 / 2 9 / 1 0 K

12 / 10/ 10 K

(4 ) (5 )

Ga in Ide n tity o f

C ode 1 buyer / se l le r

(A-H) (if p r iva te

t r ansac t i on)

I . In co m e G a i n Co d e s : A = $ 1 .000 o r le ss B = $ 1 .001 - $ 2.500 C = $ 2.501 - $ 5.000 D = $ 5,001 - $ 1 5.000

(Se e Co l u m n s B I an d I M) F = $ 50.001 - $ 1 00.000 G = $ 1 00.001 - $ 1 ,000,000 H 1 =$ 1 .000.001 - $5 .000,000 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K = $1 5.001 - $50.000 L = $ 50.001 ~ $ 1 00,000 M $ 1 0 0 . 0 0 1 - $ 2 5 0 ,0 0 0

( S e e C o l u m n s C I a n d D 3 ) N =$ 250.001 . $ 500.000 O = $ 500.001 - $ 1 .000,000 P I = $ 1 ,000,001 - $ 5.000,000 P2 $5,000,001 - $25.000,000

P3 ~$25.O00.001 - $50,000.000 P4 =More than $50.000.000

3 . V a lu e M eth o d C o d es Q = A p p r a i s a l R =Co s t (R e a l Es t aJe On l y ) S A s s c s s m c n t T ~Cas h Mark e t

( S e e C o l u m n C 2 ) U =B o o k Val u e V - O t h e r W = E s t im a ted

E =$ 1 5 . 0 0 1 - $ 50 ,0 0 0




Pag e 6 o f 8


KELLEtlER, Robert J.

Date of Report

04/27/2011

V II . I N V E S T M E N T S and T R U S T S - i .... e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~)

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g

( includ ing t rus t asse t s ) r e p o r t in g p e r i o d

(l) (2 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

exempt f rom pr ior d i sclosure C o d e 1 div., rent,( A - H ) o r i n t . )

Switze r l and 2 .7 5 % 12 F Bond s d u e 06 / 10/ 12

US Tre as B i l l 0 2 /251 1 0

U ST IN F L ID X 2 .12 5 % 01/ 19 d u e 01 / 15 / 19

35 .

36 .

37 .

38 .

39 .

40 .

41 .

42 .

43 .

44 .

45 .

46 .

47 .

48 .

4 9 1

50 .

W a l - M a r t S t o r e s I n c .

C e n o v u s E n e r g y I n c .

F e d . H o m e L o a n B a n k s 1 . 2 0 0 % d u e 6 / 1 5 /1 2

F e d . H o m e L o a n B a n k s 1 . 2 00 % d u e 6 / 1 5 / 1 2

D F A SiT Corp . f ixe d e x t . q u a l .

D F A S /T C o r p . f i x e d e x t . q u a l .

N e x t e r a E n e r g y

N e x t e m E n e r g y

Vis a Inc . CL A

F e d . N a t l . M tg . 2 .2 5 % no te s d u e 3 / 02 / I 7

A f lac , I n c .

A m e r i c a n T o w e r C o r p . C l a s s A

E n t e rp r i se P ro duc t s P a r t n e r s

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(t) (2)

Va lu e Valu e

C o d e 2 M e t h o d

(J-P) C o d e 3

( Q -W )

A I n t e re s t

A I n t e re s t L T

A I n t e re s t

A D i v i d e n d

A D i v i d e n d

N o n e

A I n t e re s t

N o n e

A D i v i d e n d

N o n e

A D i v i d e n d

A D i v i d e n d K T

A I n t e re s t J T

N o n e K T

N o n e K T

N o n e K T

Transact ions dur ing repor t ing per iod

0) (2) (3)

Typ e (e .g ., D ate V a l u e

buy, se l l , m m /d d/yy Co de 2

r edem pt i on) ( J o P )

Sol d 12/10/10 K

S o ld 1 2/08/1 0 L

S o ld 1 2/1 3/1 0 J

Sol d 12 / 13 / 10 J

Bu y 1 0 5/0 7/1 0 J

S o ld 09/1 5 /1 0 K

Bu y 06/ 02 / 10 K

S o ld 1 2/1 6 /1 0 K

Bu y 08/ 03 / 10 J

S o l d 1 2/1 3/1 0 J

Bu y 11/ 09/ 10 K

Bu y 10/25/10 J

Bu y 12 / 13 / 10 K

Bu y 1 2/1 3/1 0 K

Bu y 12 / 13 / 10 K

(4 ) (5 )

Gain Ident i t y of

C ode 1 buyer / se l le r

(A-H) ( i f pr ivate

t ransact ion )

1 . In c o m e G a in C o d es : A = $ 1 . 000 o r l e s s B =$1,001 ~ $2,500 C = $ 2,501 - $ 5.000 D = $ 5,001 - $ 1 5,000

(Se e Co l u m n s B I an d D4) F = $50.001 - $ 1 00,000 G =$ 1 00,001 - $ 1 .000,000 H I =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Va l u e Co d e s J = $15,000 or less K= $15,001 - $ 50.000 L =$50.001 - $ 1 00,000 M =$ 1 00,001 - $250,000

( S e e C o l u m n s C I a n d D 3 ) N = $250,001 - $ 500,000 O =$ 500.001 - $ 1 ,000,000 P I = $1 .0 00 ,0 01 - $ 5,0 00 ,0 00 P 2 =$ 5,0 00 ,0 01 - $ 25 ,0 00 ,0 00

P3 -$25.000.001 - $50.000,000 /’4 =More than $50,000,0003 . V a lu e M eth o d C o d es Q = A p p r a i s a l R =Co s t (R e a l Es t a t e On l y ) S =A s s e s s m e n t T = C a s h M a r k e t

(Se e Co l u n m C2) U :B o o k Val u e V ( ) t h o r W = E s t im a ted

E =$15.001 - $50.000



FINANCIAL DISCLOSURE R EPORT

Page 7 o f 8


K E L L E H E R , R o b e r t J.

Date of Report

0 4/27/20 1 1

V III . ADDITIONAL INFORM ATION OR EX PLANATIONS.

S e c t i o n VI I - I n v e s t m e n t s an d Trus t s :

L i n e 1 - H o u s e , O c e a n s i d e , C a l i f o r n i a , A p p r a i s a l 1 2 / 0 5/ 0 7.




P a g e 8 o f 8

I N a m e o f P e r s o n R e p o r t i n g

KELLEHER, Robert J.


04/27/2011

IX. CERTIFICATION.

1 c e r t i f y th a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y in f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a bl e s t a t u t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c lo s u r e .

1 f u r t h e r c e r t if y t ha t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h ha v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

S igna tu r e : S /Rob er t J . KELLEHER

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544