Robert C Chambers Financial Disclosure Report for 2010

8/3/2019 Robert C Chambers Financial Disclosure Report for 2010

1/12

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2 010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Chambers , Robert C.

4 . T i t l e ( A r t i c l e 1 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate fu ll- or part-t ime)Active Art ic le III

7 . C h a m b e r s o r O f f ic e A d d r e s s845 Fifth Ave.H u n t in g ton , W V 2 57 0 1

2 . C o n r t o r O r g a n i z a t i o nSouthern Di s t r i c t o f WV

5a. Report Type (check appropriate type)~] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o rm a t i o n c o n t a in e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

3 . Date of Report08/19/2011

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

R e v i e w i n g O f f ic e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o n l n g i n a i v U u o t o n t y ; , e e ~ , ~ , . 9 - 1 3 o f f ! l i n g i n s t r u c t l o n s . )~ (No reportablepositions.)ONE

POSITION

2.

3.

4.

5.

N A M E O F O R G A N I ZA T I O N / EN T IT Y

I I . A G R E E M E N T S . t R e p o r a n g individual only; seepp. 14-16 of fillng instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPOR TPage 2 o f 6

N a m e o f P e r s o n R e p o r t in gChambers, Robert C.

D a t e o f R e p o r t08/I 9/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Repo.ing individual and spouse; seepp. 17-24 of filing instructions.)A. Fi ler s No n- lnvestment Income~] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.3.4.

I N C O M E(yours, not spouses)

B . S p o u s e s N o n - l n v e st m e n t I n c o m e - if you were married during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)D (No reportable non-investment income.)O N E

D AT E1. 2010

2.3.

4.

S O U R C E A N D T Y P Esalary, WV Healthcare Authori ty

IV . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL(Includes those to spouse and dependent children; see pp, 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

I.

2.3.4.5.

P U R P OS E ITEMS PAID OR PROVIDED


3/12

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 6

Name of Person ReportingChambers , Rober t C .

Date of Report08/19/2011

V . G I F T S . a n c t u d e s t h o s e t o s p o u s e . n d d e p e n d e n t chi ldren; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gi f ts . )

SOURCE DESCRIPTION1.2.

3.

4.5.

VALUE

V l . L I A B I L I T I E S . a n c t u d e ~ t h o , e o y ~ p o u ~ , n d dependent children; s e e p p . 3 2 - 3 3 of f il ing instruct ions. )NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


4/12


N a m e o f P e r s o n R e p o r ti n gChambers, Robert C.

Date of Report08/19/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.Descrip tion of Assets In com e d urin g Gross va lue a t e n d

( i n c l u d i n g trust assets) rep ortin g p eriod of rep ortin g p eriod(1) (2) (t) (2) O) (2) (3)Place "(X)" after each asset Amount Type (e.g. , V alu e V alu e Type (e.g. , Date V a lu e

exempt from prior disclosure C o d e 1 div., ren t, C ode 2 Method buy , sell. m m /dd /yy Code 2(A-H) o r i n t . ) ( J - P ) Cod e 3 redem ption) (J-P)

1. Principal Diversified Intl (A) Fund A Dividend

2. Principal LargeCap Value (A) fund A Dividend3. Principal M idcap B lend (A) Fund A Dividend4. Principal Large Cap S&P 500 Index Fund A Dividend5. Lord Abbett Affl Fund A Dividend6. Franklin Income Fund A Dividend7. SmithBamey Aggr. Growth Fund A Distribution8. SmithBamey M oney fund A Distribution9. American Funds Income Fund A Dividend

1 0 . Legg Mason Social Aware ness Fund A DividendIi. USTreasury Bonds A Dividend12 . Royce Fd. Penn. Ma t. Inv. A Dividend1 3 . Franklin Temp. Founding A Dividend1 4. Dr e y fu s Ap p r e ci a ti on Fu n d A Dividend1 5 . SMART529 WV no co ntro l A Int./Div.1 6 . Federated K aufman A Dividend

17.

( Q - W )

J T

J T

J T

J TJ TJ T

J TJ T

J T

J T

K T

J T

Sold 12/16/10 J(part)

Sold 12/01/10 JSold 12/01/10 JSold 12/16/10 J

S o l d 12/16/10 J

T r an sac t i o n s d u r i n g r ep o r t i n g p e r i o d

(4 ) (5 )Gain Identity ofCode 1 buyer/se l ler(A-H) (if private

transaction)

A

A

AA

A

I . Income Gain Codes: A =$ 1.000 or less B = $1.001 - $ 2,500 C = $2.501 - $5,000 D =$5,001 - $15,000(S ee Columns B I and D4) F = $50,001 - $ 100,000 G = $ 100,001 - $ 1,000,000 H I = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 H 2 = M or e t ha n $ 5 ,0 00 ,0 002. Value Codes J = $ 1 5 . 0 1 1 0 o r l o s s K = $15,001 - $ 50,000 L =$ 50,001 - $ 100,000 M =$ 100,001 - $250,000(See Columns 121 and D31 N =$250,001 - $500,000 O = $5 00,00 1 . $1 ,00 0,0 00 P I = $1,0 00.001 - $5 ,000,0 00 P2 =$5,000,001 - $ 25,000,000

P3 =$25,000,001 - $50.000,000 P4 -More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Eslatc Only) S =Assessment T =Cash Mar ket(S ee Column C2 ) U ~Book V alue V =O t her W =Est imated

E = $15 , 001 - $5 0 , 000


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N a m e o f P e r s o n R e p o r t i n gChamber s , Rober t C.


V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)


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FINANCIAL DISCLOSURE REPORTPage 6 of 6

Name of Person R eport ingChambers, Robert C.

Date of Report0S/19/2011

IX. CERTIFICATION.1 cert i fy tha t a l l in format ion g iven above ( includ ing in form at ion perta in ing to m y spouse and minor or dep endent ch i ldren , i f any) i saccura te , t rue , and c omple te to the best o f my know ledge and be l ie f , and tha t any in format ion no t reported was w i thheld because i t met app l i cab le s ta tu tory

provis ions permit t ing non-disc losure.1 further cert ify tha t earned income from outs ide employmen t and honoraria and the accep tance o f g i f t s which have been reported are incompl iance w i th the provis ions o f 5 U.S.C. app . 501 e t . seq., 5 U.S.C. 7353, and Jud icia l Conference regula t ions .

Signatu re : S/Rober t C. Cham ber s

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F IL E T H I S R E PO R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


7/12

IFINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S .C. app. 101-111)

1 . Person Repor ting ( las t name, f ir s t , middle init ial)Ch amb ers , Rob er t C .

4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

Act ive A r t i c le I I I

7. Ch amb er s or O f f ice Ad dr es s845 Fi f t h Ave .H unt ing ton , W V 2 570 1

2. C our t o r O rga n i za ti onS ou th e rn Di s t r i c t o f W V

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pfiancew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

3. Date of R e p o r t05/10/2011

6. Report ing Pe riod01/01/2010

to12/31/2010

Re vi e w i n g O f f ic e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NONE box for each part where you have no reportable informatior~ Sign on last page.

I . P O S I T I O N S . ~ n e p o . in g i n d i v ia . o t o n ~ y ; s e e p e . 9 - 1 3 of f!llng instructions.)~] N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m e ~ o . i n g individual only; see pp. 14-16 of filing instructions.)~ (No reportable agreements .)ONE

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 6

N a m e o f P e r so n R e p o r t i n gChambers, Robert C.

Date of Report05/10/201 I

III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e~] N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

2.

3.

4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - if you were m arried during anyportion of the reporting year, complete this section.(Dollar a mount not required except for honoraria.)~ (No reportable non-investment income.)O N E

DATEI. 20102.3.

4.

SOURCE AND TYPEs a l a r y , W V H ea l t h c a r e A u t h or i ty

I V . R EI M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1.

2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


9/12

FINANCIAL DISCLOSURE REPORTP a ge 3 o f 6

N a m e o f P e r so n R e p o r t i n gChambers , Robe r t C.

D a t e o f R e p o r t05/10/2011

V . G I F T S . a n c l n d e s t h o s e t o s , o u s e a n d d e , c n d ~ , t children; s e e p p . 2 8 - 3 1 offillng instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a , c l u d ~ s t h o s e o l s ~ , o u s ~ a n d d e ~ , e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .2.

3.

4.

5.

VALUECODE


10/12

FINANCIAL DISCLOSURE REPORTPage 4 o f 6

Name of Person ReportingChambers, Robert C.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)[~ N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c rip t io n o f A s s e ts In c o m e d u r in g Gr o s s v a lu e a t e n d T ra n s a c tio n s d u r in g r e p o rt in g p e rio d

( i nc luding t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d{1) {2) O) (2) O) C2) {3} ! (4) (5)

Type(e.g., D a t e Value I Gain Identityofb uy , s e l l , m m / d d / y y Code 2 [ Code 1 b u y e r / s e l l e r

r e d e m p t i o n ) (J-P) (A-H) (if privatet r a n s a c t i o n )

Place "(X)" after each asset A m o u n t Type (e.g., V a l u eexempt from prior disclosure Code l d iv ., r e n t , C o d e 2

( A - H ) o r i n t . ) ( J - P )

1 . Principal Diversified Intl A Dividend2. Principal Cap fund A Dividend3. Principal M idcap Fund A Dividend4. Principal LC Fund A Dividend5. Lord Abbett Affl Fund A Dividend6. Frankl in Income Fund A Dividend7. SmithBarney Aggr. Growth Fund A Distribution8. SmithBarney M oney fund A D i s t r i b u t i o n9. American Funds Income Fund A Dividend

1 0 . Legg M ason SocialAwareness Fund A DividendII. US Treasury B onds A Dividend12. Royce Fd. Penn. Mut. Inv. A Dividend1 3 . Frankl in Temp. Founding A Dividend1 4 . Dreyfus Appreciat ion Fund A Dividend1 5 . SMART529 WV n o contro l A Int./Div.1 6 . Federated Kaufman A Dividend

JJJJJ

JJ

JK

J

V a l ueMethodC o d e 3{ Q - W )

T

T

T

T

T

T

TT

T

T

T

T

S o l d 12/16/10 J( pa~) A

S o l d 12/01/10 J AS o l d 12/01/10 J AS o l d 12/16/10 J A

Sold 12/16/10 J A

1 7 .

I . I nc ome G ain Codes : A = $ 1 ,000 o r le ss B = $ 1 .001 - $ 2,500 C = $2,501 - $5,000 D = $5,001 - $1 5,000(Se e C o lumn s B I and D4) F =$50,001 - $ 10 0 ,0 0 0 G =$ 100,001 - $ 1 ,000,000 H I =$1,000,001 - $5,000,000 H2 =M or e than $5 ,000,0002. Valu e Codes J = $ I 5,000 o r less K = $ I 5.001 - $50,000 L = $50,001 - $ 100,000 M =$1 00,001 - $250,000( S ee Colu mns C I and D 3) N =$250,001 - $500,000 O =$ 50 0,0 01 . $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 P2 =$5,000,001 - $25,000.000

P3 =$25,000.001 - $ 50.000,000 P4 =More than $50,000,0003. Valu e Method Codes Q = A p p r a i sal R =Cos l ( R eal E s t a t e O nly ) S =As s es s ment T = C a s h M a r k e t{Se e C o lumn (2 ) U =B ook Valu e V = O t h e r W =E s t imated

E =$1 5 . 001 - $50 ,000


11/12


Na m e o f Pe r son Re por t i ngC h a m b e r s , R o b e r t C o

Date of Repor t05/10/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


12/12


N a m e o f P e r so n R e p o r t in gChambers, Robert C.

Date o f Report05/10/2011

IX. CERTIFICATION .1 c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatur e: S/Robert C. Cham bers

N O T E : A N Y I N D I V I D UA L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y " B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . a p p . 1 0 4)

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a te s C o u r t sSu i t e 2 -301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

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Robert C Chambers Financial Disclosure Report for 2010