Robert E Maxwell Financial Disclosure Report for 2009

8/3/2019 Robert E Maxwell Financial Disclosure Report for 2009

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a o 1 0 I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978., R e v . 1 / 2 0 Z 0 FOR CALENDAR YEAR 2009 (5 u .s .c , a p p . f f ; ~ " t 0 1 - 1 2 / )

I, Person Repo rting (last name, first, middle irdtial) 2. Court or Organization 3. Date of ReportMaxwell Robert E. Northern District of WV 05/13/2010

4. Title tArticle [lI j~dges indicate active or senior s~ams; 5a. Report Type (check app ropriate type) ! 6. Reporting Periodmagistrate judges indicate fidl- or part-time)[] Nomination, Date 0i/01/2009

U-S, District Judge-St. Status [---] Initial I-~Annual [---] Final to12131/20095b. [-- Amended Repot:

7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in com plianceP.O. Box 1275 with applicable laws and regalations.Elkins , WV 26241

Rev iewing O fficer Date

h ~ P O R T A N T N O T E S : The instructions accompanying this form must be.tbllowed. Com plete all parts,checMng the NO NE box for each part where you have no reportable inJbrmation. Sign on last page.

~ N O N E (No reportable positions.)P O SIT IO N NA ME OF OROANIZA~ONmNTITY

3.

I I . A G R E E M E N T S . m,ro,,i,g inai~iau.t o.lv;, see pp. 14-16 offing instructions.) C:~ 7x" ~..~~ NONE (No reportable agreements.) -v ; ~ , , ~

D A T E PARTIES AND T~S o~


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FLNANCIAL DISCLOSURE REPORT Name of Person Reporl[,IgPage 2 of 8 Maxwell Robert E. 05/1312010

I I I . N O N - I N V E S T M E N T I N C O M E . rt~eportinginaiviaualanaspo~se;seepp. 17-24 of.filing instructions.)A. Filers Non-Investment Income

N O N E (No reportable non-investment income.)DATE ~SQURCE AND TYPE

(yours , not spouses)1.

2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t |nconle - if you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for hot~oraria.)

~ N O N E (No reportable non-investment income.)D A T E SOI !RCE AND TyPE

1.

3.

4.

(bwludes those to spouse and dependent childrer~; see pp. 25- 27 oj)~iling ins~uetions.)N O N E (No reportable reimbursements.)

~ ~ L O CA T IO N pU RP O S E "ITEMS PAID OR PROVIDED1.

2.3.4.5.


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FINANCIAL DISCLOSURE REPORT ~ ..... f Person Reporting Date of ReportPage 3 of 8 Maxwell, R o b e r t E . 0 5 / 1 3 ~ 0 t 0

V . G I F T S . ~ t ,u . a ~ , t h o s e , o s p o , ~ e ~ n a ~ p ~ n d ~ , , ~ . h ~ ; , ,~ ~ . : s - ~ ~ of filing i,~truc~ons,lN O N E (No reportable g~?s.)

~ OESCRIPT[ON VAL~1 .2.3.4.5.

V I . L I A B I L I T I E S . : t , , , . t , , ,~ e . , . t/,o.,.e ,,/.,.~ ....... a dependent children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CRED.ITOR DESCRIPTION VALUE CODE.

2 .3.4.5.


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FINANCIAL D ISCLOSURE R EPORTPage 4 of 8[ Maxwell, Robe~ E. ~

05/13/2010

VII. ~rESTM ENTS and TRUSTS -i ......... ~.~, transactions anclud~ tlto,~e of sp .......d dependent child ........ pp. 34-60 of filing instructlon~)N ~ N E (No reportable income, assets, or transactions.)

[~ Description of Assets Income durklg Gross value at end :ransactions duriug redoing ~riod~ (including trust asse~) repoaing p~od ofr~o~ing period

Placc"{X)" after each asset .~ount ~ Type e.g., Valueexempt from prior disclosure Code 1 { div., rent, Code 2(A-H) [~ or int) {J-P) Code 3 ~ red~ption) (J-P}, ,, L~-H), (if private

~ ~ ~ (Q-W)

...........................


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Name of Person Reporting [ Date of Repot!FINANCIALDISCLOSURE REPORTPage 5 of 8 o 5 / 1 3 / 2 0 1 0V I I . IN V E S T M E N T S a n d TRUSTS - / , , , . ........ t,,,,, ...... no,,. (Includes those of sp~ ...... d dependent children; see pp. 3a.60 offiling instructions )

N O N E (N o reportable income, assets, or transactions.)A. B. C. D .

Description of Asse~ ~ncome dmSng ; Gross va~uc at end T~sactions ~ring reporting period(including ~st assets) reposing period of reining period ~

I O) ~ ~2) (0 (2) ~) [ (2) ~ (3~ (4) ( 5 )Place "(X)" after ~ch a~et ~ount T)~e~e.g., Value Value T~e (e.g.. Date ~ Value Gai~ Identity ofexempt from prior discIosu~ Code 1 div, rent. Code 2 Method buy, sell mm~d~~ ~ Code 2 ] Code I buyer/seller

{A-H) ~ orint.) ( J-P) Code 3 redemption) ~ (J-P) . (A-H) (if private] ~ (Q-W) [ transaction) "

2 6 . ~

32. ] N

. 1. Income Gain C~Jes: A =$1.000 or less B =gl,00l - $2.500 C =$2.50! - $5,0(10 D =$5.00l ~ $15,000 E =$15.001 - $50,000


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Name of Person Reporting [ Date of ReportFINANCIALD IS CL O SU R E R E PO R T IMaxwell, Robert E,age 6 of 8 o ~ / ~ 3 ; _ ~ 0 ~ oVII. LNVESTMENTS and TRUSTS - i.co ..... t... ~ ..... tlons (Includes those ~ts~ ..... d dependent children; see pp. 34-60 of ffding inst

NONE (~ reportable income, assets, or transactions.)Description of Astern ~ Incom e during G ross value at end Transactions during re~rting period(including trust a~ets) ~ repo~ng period of reposing period~ ( ~ ) (~ ) (U (~) (~ ) (~) (~ ~4 ~ (5 )Place "(X)" a~er each asset [ Amount T~e (e.g., Value Value T~e (e.g,, Date ~ Value Gain Idemfly ofex~pt l~om paor disclosure ~, Code I { div., ren< Code 2 Method buy, sclk ~ mn~d& yy ~ Code 2 ~ Code [ buyer/seller~ (A-H) or int.) (J-P) Code 3 redemption) ] I {JP) (ArlI) (i[private~ (Q-W) ~ ; ~saetion)

~ 1. h~come O aia Codes: A -.$I.000 o~ less B =$[,00! - $2.500. C =~2.50i - ~JS.000 D(See Colonies B I and D~) F =$50.001 - $100.000 G =$100,001 - $/,0(g).000 l tl =$t~000.001 - $5.000,000 I12 =More than $5,000.000 2. Value Codes .~ =$15,000 or less K =$15.001 - $50.000 L ~$50,001 - $100.000 M ~$101L001 - $250.000(See Columns IS:l and D3) N :$250.001 - $500,000 O = $5 00 .0 01 - $ 1.0 00 .0 00 P I = $1 ,0 00.00 1 - $5,0 11 0.0 00 P2 =$5.000.001 - 525.000,000P3 ~$25.000,00~ - $50,000.000 14. =More than


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Name of P erson Report ing [ Date of ReportFINANCIAL DISCLOSURE REPORTPage 7 of 8 . o ~ / ~ 3 / ~ o ~ oVIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (t,,u~.,~v,,4~,o,~.)


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FINANCIAL DISCLOSURE REPORT N a m e o f P e ~ o a a e p o r t i n ~ D a t e o f R e p o ~Page 8 of 8 Maxwell, R o b e r t E . 05/13/2010IX. CERTIFICATION.

1 certify that all information given abov e (including information pertaining to my spouse and minor or dependent c hildren, if any) isaccurate, true, and complete to the best of my kn owledge and belief, and that any information not reported was w ithheld because it met apphcable statutoryprovisions permitting non-disclosure.I further cerri~ that earned income from outside employ ment and hon oraria and the acceptance of gifts which have been reported are incompliance with the p rovisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FA LSIFIES OR F AILS TO FILE THIS REPORT MA Y BE SUBJECT TO CIVILAND CRIMINAL SA NCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Cohm abus Circle, N.E.Washington, D.C. 20544

Documents

Robert E Maxwell Financial Disclosure Report for 2009