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The value of Remote Operating Centers (ROC) Fabio Fortes *, Eduardo Valente & Constantino Seixas Accenture do Brasil, São Paulo, Brasil, Project Manager Accenture Chile, Santiago, Chile, Senior Manager Accenture do Brasil, Belo Horizonte, Brasil, Managing Director ABSTRACT Remote Operating Centre (ROC) is a collaborative environment organized to gather all necessary resources (people, technology and methodology) for decision making targeting operational improvement. The value of a ROC lies in broadening the scope beyond the operating room (traditional process control and monitoring room) and move into strategic and tactical management. ROC is about a single point of truth and how to use information to leverage a better decision making process. In almost every business there are pressures driving to an ROC solution and in mining it is not different. External forces like: environment regulation pressure to reduce human footprint into mining exploiting areas, pressure to demonstrates full control of all production aspects including EHS (Environmental, Health and Safety), production chain optimization, centralized asset management, among others are few examples of driving forces that are reshaping mining and show the need of ROC. Building a ROC does not mean to transfer people to a new room plenty of fancy technologies. ROC implementation demands a lot of efforts, corresponds to a project with an implementation cycle stratified in waves associated to a continuous improvement program in which specialists learn with the analytic information obtained and define best practices. It is up to the ROC processes to transform information into action. If there is no continuous improvement process in place and automation that supports its, information will lose its transformation potential. How can a ROC apply to mining and what are the potential benefits? What kind of processes may take place in an ROC? What is a natural roadmap evolution for an ROC implementation and sustainability? What are automation / technologies role? These are a few set of questions that this article discusses. ROC can achieve all the programmed benefits if all care is taken.

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The value of Remote Operating Centers (ROC)

Fabio Fortes *, Eduardo Valente & Constantino SeixasAccenture do Brasil, So Paulo, Brasil, Project ManagerAccenture Chile, Santiago, Chile, Senior ManagerAccenture do Brasil, Belo Horizonte, Brasil, Managing DirectorABSTRACT

Remote Operating Centre (ROC) is a collaborative environment organized to gather all necessary resources (people, technology and methodology) for decision making targeting operational improvement. The value of a ROC lies in broadening the scope beyond the operating room (traditional process control and monitoring room) and move into strategic and tactical management. ROC is about a single point of truth and how to use information to leverage a better decision making process.

In almost every business there are pressures driving to an ROC solution and in mining it is not different. External forces like: environment regulation pressure to reduce human footprint into mining exploiting areas, pressure to demonstrates full control of all production aspects including EHS (Environmental, Health and Safety), production chain optimization, centralized asset management, among others are few examples of driving forces that are reshaping mining and show the need of ROC.

Building a ROC does not mean to transfer people to a new room plenty of fancy technologies. ROC implementation demands a lot of efforts, corresponds to a project with an implementation cycle stratified in waves associated to a continuous improvement program in which specialists learn with the analytic information obtained and define best practices. It is up to the ROC processes to transform information into action. If there is no continuous improvement process in place and automation that supports its, information will lose its transformation potential.

How can a ROC apply to mining and what are the potential benefits? What kind of processes may take place in an ROC? What is a natural roadmap evolution for an ROC implementation and sustainability? What are automation / technologies role? These are a few set of questions that this article discusses. ROC can achieve all the programmed benefits if all care is taken.

Keywords: ROC, ROI, Business case, ROC challenges, ROCs benefitsINTRODUCTION

A Remote Operating Center embeds two notions that are not always true. First it tells us that the center is remote to the plant. This is almost always true. One of the motivations of having a mining operations center is to be able to maintain human resources away from a harsh environment. The first objective is safety and the second is to be able to attract and retain talents. Not every student graduating from an engineering school wants to be distant from big cities that offer the entire infrastructure to raise a family and to maintain updated.

The second notion that seems to be not perfect is that the main objective of the center is to operate the plant. In most ROC case the initial objective is exactly that, to have operators sharing a single collaborative environment, but this corresponds only to the initial stage of a ROC. As maturity evolves ROC will be in charge of several other processes like production planning, fleet management, condition based maintenance, and other asset management specialties, process, assets and production performance analytics, logistics and many other functions.The evolution of ROC is illustrated in the figure 1.

Figure 1 ROC Maturity EvolutionIf the ROC does not fit all situations, it is possible to use alternative names such as Integrated Operating Center, Intelligent Logistics Center, Integrated Maintenance Center and Integrated Production Management Center. Names that involve the word intelligence can cause resistance because those external to it can have a sentiment of being excluded of the intelligent environment and this can be fatal to ROC acceptance, and acceptance as it will be explained is crucial to ROC results achievement and sustainability. Integrated is a much better term. Irrespective of the name, there are outcomes from implementing ROCs in other industries (oil & gas, energy, defense, aerospace, etc.), that can also be expected into mining business like:

Greater visibility of entire operations to a wider audience, including off-site specialists, leading to faster and better reaction to tactical production issues and emergency situations. Current mining approach is local optimization and ROC will contribute to change this mindset Increased of depth and breadth of information, analyzed in an integrated and timely manner, leading to more efficient operations reducing downtime and operational costs Optimized production through more timely and accurate operational information delivered to all levels of planning and operations, regardless of location. ROC reinforces production chain optimization, centralized asset management, benchmarking & standardization More informed strategic decisions based on improved business processes that deliver the right information to the right people in the right time, who collaborate more widely. ROC best practices determine that a fundamental project phase is the development of a blueprint that will correspond to a conceptual project defining ROC objectives, processes, blocks of functionality, infrastructure and project phases. It is recommended that the blueprint will also include a business case and will determine how the results will be measured, achieved and most important: sustained. ROC BlueprintWithout this first planning that will conceive the ROC and sell the concept to all stakeholders, ROC will in most case fail. The root cause of failure is not the difficulty of building a fancy operating environment, but is the alignment of the ROC process with the organization objectives. The main blueprint definitions are:ROC objectives ROC motivation and objectives need to be discussed with Coporate Level (C-level). To measure ROC results it is fundamental to understand client expectations. The main motivations could be: Improve people safety: mines are hazardous areas and the roads leading to the mines are risky, being shared with trucks, and other heavy vehicles Improve attractiveness to hire specialists in better infrastructure metropolitan areas

Reduce costs represented by creating a living infrastructure close to the mines: houses, schools, roads, hospitals, etc. when we reduce human footprint in the mines Standardize applications, assets, interfaces and practice reducing TCO total cost of ownership

Implement operational excellence managing performance KPIs in a centralized way Share specialist between several mines and along the supply chain

Reduce plant/line downtime

Integrate planning and execution. Plan to optimize and execute as planned paradigm needs to be reinforced

Detect and observe bottlenecks to direct mitigation actions

Obtain better centralized overall planning from mine to port

Reduce maintenance costs replacing corrective maintenance by predictive maintenance Implement benchmarking between plants and defining best practices to be rolled out to all plants Implement centralized process control performance management including regulatory control and advanced process control

Implement process analytics to troubleshoot process problems

Reduce process variability with consequent production variability

Improve collaboration between horizontal areas optimizing production chain

Reduce head count and operating costs due to migration of people from confined areas (underground mines)

Knowledge building, management and sharing

Implement a collaborative results oriented operating structure

Etc.

ROC Infrastructure It defines ROC environment aspects like: area, building location, floor area, floor layout, access control, lighting, heating/air conditioning, floor specification, ceiling specification, noise reduction systems, electric power requirements, pods definitions including pod type (operation pod, cooperation, collaboration, etc.), screens and input devices, support areas: cafeteria, WCs, meeting rooms, crisis room, collaboration rooms, contractors room, telecommunication infrastructure, etc.ROC Processes Defines what will happen inside ROC. If mine operations is one ROC process so the blueprint will define one pod for the operation of each mine. If fleet management is another process to be defined so another pod will be defined.Governance Definition This is the most critical and also the most neglected factor to the success of ROC. Who will lead ROC? Who will lead the operations, maintenance, planning, quality and other aspects of ROC? Because ROC is the cockpit of the full organization, ROC also mimics the complexity of having an integrated horizontal cooperating environment. This is not supposed to be an easy task mainly because all mining organizations are vertical silos. The organization hierarchy works vertically and in ROC it is needed a horizontal orchestration. A good image to that is the organization of a submarine or of a flight carrier. There also people dedicated to maintenance to trip planning, to several aspects of the ship journey. But during the battle it should behave as a whole without hesitation following the orders of the captain. Each one with its professional skill and with a local specialty hierarchy but all synchronized by and under one commandant. ROC governance definitions depend on company values and culture and it is the most challenging activity. If some component of this power chain thinks he is losing power or authority with the advent of ROC a resistance will build. Continuity and Disaster Recover Analysis This document discusses how a disastrous situation will be mitigated. A failure in the main communication link can be solved by a redundant link, but what to do if the union decided to promote a strike, or if the main road to the mine is blocked? How to maintain the essential services running?

Budget Definition Budget is defined with forty percent accuracy in this phase. The applications and crew size will be only known in the next phase.Change Management - Change management in this phase means to communicate to all stakeholders the objectives of ROC and to obtain their involvement in the process. Having people committed depends on how much they identify ROC objectives as their personal beliefs and objectives. Every people want to improve their work. Do they recognize ROC will bring them the tools to work better and to achieve their business goals? Are they aligned with global organization objectives or only with their departmental short term goals? Change management is a laborious activity, because it takes time to understand how people are affected and what they think they are losing with the ROC transformation. ROC is a good thing to most of the collaborators, if correctly explained an understood.Basic and Detailed Projects PhaseAfter the blueprint comes the basic and detailed project phases where a deeper analysis is done and several other aspects are defined. The final result will be the projects detailed roadmap and a 10% accuracy budget. Some activities of these phases are:

Applications definition For each management or operational process applications need to be defined. Suppose that control loop management is one of the processes selected. There are several applications in the market from independent SW suppliers or MAC Main Automation Contractor that can be used.

Crew definition For each pod a certain number of operators and specialists are required. One of the advantages of ROC is that the same set of specialists can be shared to all mines. Just as an example, for control loop management a good practice is to have one control specialist per mine and a control manage shared by all mines in a hub, i.e. mines located in the same region.

Technical Architecture definition What is the subjacent ROC network structure? How many servers will be necessary? Where will servers be located? Is a data center necessary? Is redundant communication infrastructure necessary? How centralized ROC structure connects to the plant? What kind of network will be used? What are the cybersecurity threats to be mitigated? Firewalls and DMZs will be defined according to ISA 99.

Procedures Definition The methodology to operate/manage, calculate KPIs, measure performance, mitigate problems, debottleneck, improve plant behavior are defined for every process/pod. This activity is neglected several times and the result is that ROC has technology, applications but things do not fit together and the teams do not cooperate. To streamline all team inside a ROC eliminating natural silos existent outside ROC is fundamental. Bring the silos to ROC and nothing different will happen. ROC will become a fancy version of status quo.

People Transformation Mining specialist need to be transformed before transposing ROCs gates. This means not only to be trained, but to understand the new methodology and new way to cooperate with the interfacing groups and mainly to have a new attitude after being empowered by ROC. Mining specialist will have information as they never thought to be possible. And they will need to transform the insights into action. The condition to make business case happen is this capacity to make an analysis and to troubleshoot the plant operations to enhance its performance. ROC Implementation

ROC Implementation includes building ROC infrastructure, installing equipment and applications, training operators, testing commissioning, start-up and change management.Change management like project management is a constant activity throughout the whole project. After ROC implementation begins the business case verification. As already explained, it can only be achieved if all elements: technology, methodology and people are focused, and governance is the main element related to people.In most ROC implementations all over the world no business case was developed. In some case it has been developed but not checked. When the results are not observed an assessment of why the results are not coming is necessary. In this phase it is important to observe external benchmarks. If a company is not getting money out of centralized control loop management for instance, why not to visit another mining company that divulgate good results obtained with a different methodology? Our experience shows that the main cause of failure is not in the technology.

After ROC Implementation begins the ROC sustainability phase that lasts forever. ROC is a program and not a collection of projects.

ROC Success Factors

When analyzing ROC returns it is important to understand that results are only achieved if a chain of activities are put in place. If one of the three elements (as described below: figure 2) is not balanced, results will not come. The results are not a given of ROC implementation. It is necessary to work specifically to get it.

Figure 2 ROC success factorsIn the list of possible benefits there are statements like: establish the best practices and make them effective for all the plants. This requires to measure the results of a successful implementation, document the findings, convince the other plants leadership that the same results can be achieved in their environment and implement the leading practice. If the ROCs leadership is the right arm of the general manager of all mines in this hub, the embedded governance will make it happens. If it is not, this simple algorithm will become impossible to be put in practice. The other mines compete with the leading mine and will tell leadership that their process is different and that they do not believe the results were measured correctly, and finally will reject the alien intervention. We can summarize this idea in one statement: ROC is all about governance.

ROC Business Case

To develop a business case for a ROC implementation in mining it is important to list all the business issues and opportunities, the levers that affect them, the percentage of improvement and the improvement value. With this information it is possible to build a value tree.

Figure 3 ROC Benefits Tree

The improvements can be calculated in tons/year that is more effective than translating to dollars, due to ore price volatility.Figure 3 is just an overview of it is possible, but the business case needs to be developed to a specific mine and to a specific maturity level and operating condition.

Not all ROC process needs to be developed by plant personnel. Part of the processes can be outsourced to more specialized companies. Activities like APC (Advanced Process Control), control loop optimization, material balance, rotating machinery monitoring, can be hired as a service from specialized companies and managed by the mining staff. Some contractors accept to commit results according to the business plan after a plant assessment or due diligence.ROC is also a structuring activity because it defines a collaboration framework and forces a revision of all company improvement programs and the alignment of production management to the mine objectives. ROC will transform data in information, will provide insights about the past (historian), the present (real time) and the future (predictive analytics) as described in figure 4. All those information systems, simulators, plant models form an arsenal of resources at disposal of a prepared new minded mining engineer. Harvesting this information universe will enable the promised gains.

Figure 4 Basic principles that support the ROCCONCLUsionAll the leading mining companies in the world are implementing ROCs. Rio Tintos and BHP ROCs in Australia are located in Perth 1350km away from Pilbara where the mines are locates. Vale, Codelco and other mining giants have ROC implementations. In every case ROC began as an operating and control room centralization experience and as maturity grows it branches incorporating more decision processes. Most of the gain will come from level three applications and advanced automation applications. A famous quote from Albert Einstein defines insanity: doing the same thing over and over again and expecting different results." We cannot achieve different results in just translating the very old practices to the new modern ROC environment. The value will come from the processes transformation that is a companion of ROC implementation. The complexity resides in focusing all these success factors altogether. It requires a deep expertise in all the aspects of the game. NOMENCLATURe

APCAdvanced Process ControlDMZDemilitarized ZoneEHSEnvironment Health and Safety

ISAInternational Society of Automation

KPIKey Performance Indicator

MACMain Automation Contractor

ROCRemote Operating CenterROI Return of InvestmentSWSoftware

TCOTotal Cost of OwnershipREFERENCES

ISA 95 Part 1 - Enterprise Control System Integration 1: Models and terminology (ANSI/ISA-95.00.01-2010 (IEC 62264-1 Mod)), Approved 2010ISA 95 Part 2 - Object Model Attributes (ANSI/ISA-95.00.02-2010 (IEC 62264-2 Mod)), Approved 2010ISA 95 Part 3 - Activity Models of Manufacturing Operations Management

ISA 95 Part 4 - Object models and attributes for Manufacturing Operations Management

Scholten, Bianca (2007) The Road to Integration - A Guide to Applying the ISA-95 - Standard in Manufacturing, ISA International Society of Automation.

ISO 11 064 Ergonomic Design of Control Centers Part 1 to 7

Predictive Analytics As If Analysis

Production Analytics

Asset Analytics

Process Analytics

Asset Management

Control Performance Optimization

Production Accounting & Inventory Control

Quality Management

Mine Fleet Management

Production Chain Planning

Mine/Processing Plant /Railroad/Port Operations

Most Mature

Most Used

Maining Typing error?

Please define C-level

The topic of this paragraph

is of primary relevance for management and governance. There are different views on this subject; interesting point for discussion