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THE TRANSFER OF ETHYL GLUCURONIDE IN THE DUALLY PERFUSED EX VIVO PLACENTAL PERFUSION MODEL: IMPLICATIONS FOR ALCOHOL SCREENING
DURING PREGNANCY
by
Jeremy Norman Matlow
A thesis submitted in conformity with the requirements for the degree of Master of Science
Graduate Department of Pharmacology and Toxicology University of Toronto
©!Copyright by Jeremy Norman Matlow (2012)!
ii
ABSTRACT
THE TRANSFER OF ETHYL GLUCURONIDE IN THE DUALLY PERFUSED EX VIVO PLACENTAL PERFUSION MODEL: IMPLICATIONS FOR ALCOHOL
SCREENING DURING PREGNANCY
Master of Science (2012) Jeremy Norman Matlow
Department of Pharmacology, University of Toronto
Alcohol consumption during pregnancy can lead to Fetal Alcohol Spectrum Disorder,
and because maternal self-reports are often unreliable, a biomarker of alcohol use during
pregnancy is needed to accurately determine fetal exposure. Ethyl glucuronide (EtG) is a
direct metabolite of ethanol that has been detected in the meconium of infants born to mothers
who consumed alcohol during pregnancy. In the current study, a method was developed and
validated for EtG detection in placental perfusate and tissue using gas chromatography-mass
spectrometry. Subsequently, the ex vivo human placental perfusion model was used to
investigate whether EtG crosses the human placenta. The validated GC-MS method showed
sufficient sensitivity in detecting EtG in placental perfusate and tissue. EtG crossed the
placenta slowly and transfer was incomplete after 3 hours of perfusion. EtG appears to cross
the human placenta and, hence, to represent both maternal and fetal exposure to alcohol.
iii
ACKNOWLEDGEMENTS
As I sit at my desk with a completed manuscript and just the acknowledgements page to
fill in, I cannot help but appreciate how lucky I am to have had such a dedicated group of
supporters over the past 2 years. Firstly, I offer my sincerest gratitude to Dr. Gideon Koren,
whose experience working with graduate students is anything short of remarkable. Always
creative, open-minded, and understanding, I could not have asked for a better supervisor.
I would not have been able to advance very far with my project without the expertise of
two people. Thank you to Angelika Lubetsky, the placental perfusion guru, for showing me
the ins and outs of the experimental model with patience and compassion. Thank you also to
Dr. Katarina Aleksa for teaching me how to approach developing and validating my analytical
method. I wish both of you the very best in all of your future endeavours.
I was exceedingly fortunate for the opportunity to work in an inter-disciplinary
environment like Motherisk. With counselors, clinical fellows, laboratory staff, and other
students around every corner, I broadened my horizons and made many friends along the way.
Thank you to everyone in this wonderful department for your warmth and kindheartedness. A
special thank you needs to go out to Janine Hutson, who has helped me over the last 2 years so
many times that I have lost count long ago.
To my mom, dad, and Cory: thank you for being a constant pillar of support. It is such
a comfort to know that I have such a loving family on my side all the time. Lastly, I would like
to thank my Toronto contingency!Nathan, David, Danielle, Aaron, Hayley, and Hillary!for
being my first line of encouragement during my time in Toronto. My successes were only
possible because of your unyielding support and I am truly blessed to have an amazing group
of people with whom I can share these memorable moments.
iv
TABLE OF CONTENTS ABSTRACT .................................................................................................................... ii ACKNOWLEDGEMENTS .......................................................................................... iii TABLE OF CONTENTS .............................................................................................. iv LIST OF TABLES......................................................................................................... vi LIST OF FIGURES...................................................................................................... vii LIST OF ABBREVIATIONS ..................................................................................... viii LIST OF APPENDICES ................................................................................................ x
CHAPTER 1. INTRODUCTION.................................................................................. 1 1.1. STATEMENT OF THE PROBLEM ............................................................................... 1 1.2. PURPOSE AND STUDY OBJECTIVES......................................................................... 2 1.3. HYPOTHESES AND RATIONALE............................................................................... 3
CHAPTER 2. REVIEW OF THE LITERATURE...................................................... 4 2.1. FETAL ALCOHOL SPECTRUM DISORDER .................................................................. 4
2.1.1. Description and characteristics...................................................................... 4 2.1.2. Prevalence and disease burden...................................................................... 6 2.1.3. Etiology and risk factors ............................................................................... 7
2.2. FATTY ACID ETHYL ESTERS ................................................................................. 10 2.2.1. Description .................................................................................................. 10 2.2.2. Fatty acid ethyl esters and pregnancy ......................................................... 11 2.2.3. Utility of fatty acid ethyl esters in clinical practice .................................... 12
2.3. ETHYL GLUCURONIDE .......................................................................................... 14 2.3.1. Pharmacokinetics ........................................................................................ 14 2.3.2. Ethyl glucuronide in pregnancy .................................................................. 16 2.3.3. Advantages of ethyl glucuronide ................................................................ 18
2.4. PLACENTAL PERFUSION AS A MEANS OF QUANTIFYING DRUG TRANSFER ............. 23 2.4.1. Placental anatomy ....................................................................................... 23 2.4.2. Mechanisms of placental drug disposition .................................................. 24 2.4.3. Utility of the ex vivo placental perfusion model ......................................... 28 2.4.4. Quantitative analysis of the ex vivo placental perusion model.................... 30
CHAPTER 3. MATERIALS AND METHODS ........................................................ 35
3.1. PLACENTAL PERFUSION ....................................................................................... 35 3.1.1. Ex vivo perfusion of a single placental cotyledon ....................................... 35 3.1.2. Pre-control phase......................................................................................... 37 3.1.3. Experimental phase ..................................................................................... 37 3.1.4. Measurements of placental viability ........................................................... 38 3.1.5. Statistical analysis ....................................................................................... 41
v
3.2. SAMPLE ANALYSIS............................................................................................... 42 3.2.1. Materials and equipment ............................................................................. 42 3.2.2. Preparation of stock solutions and standards .............................................. 42 3.2.3. Sample preparation...................................................................................... 43 3.2.4. Method optimization ................................................................................... 45 3.2.5. Method validation ....................................................................................... 45 3.2.6. GC/MS instrumentation ............................................................................. 46
CHAPTER 4. RESULTS ............................................................................................. 48 4.1. METHOD VALIDATION.......................................................................................... 48 4.2. DETERMINANTS OF PLACENTAL VIABILITY AND INTEGRITY ................................. 53 4.3. PLACENTAL DISPOSITION OF ETHYL GLUCURONIDE.............................................. 55
CHAPTER 5. DISCUSSION ....................................................................................... 58 5.1. VALIDATION OF GC-MS METHOD FOR ETHYL GLUCURONIDE DETECTION.............. 58
5.1.1. Limitations to the study............................................................................... 60 5.2. PLACENTAL PERFUSION OF ETHYL GLUCURONIDE................................................ 63
5.2.1. Limitations to the study............................................................................... 68 5.2.2. Ethyl glucuronide as a biomarker of alcohol use during pregnancy ........... 71
CHAPTER 6. CONCLUSIONS AND FUTURE STUDIES ..................................... 73 6.1. CONCLUSIONS...................................................................................................... 73 6.2. FUTURE STUDIES .................................................................................................. 74
6.2.1. False EtG results due to sample contamination .......................................... 74 6.2.2. EtG immunoassay in meconium ................................................................. 75 6.2.3. Additional concordance studies between FAEE and EtG........................... 75
REFERENCES ............................................................................................................. 77 LIST OF PUBLICATIONS, ABSTRACTS, AND CONFERENCE PRESENTATIONS ...................................................................................................... 89 APPENDICES............................................................................................................... 90
vi
LIST OF TABLES Table 1. Harmonization of Institute of Medicine nomenclature and 4-Digit Diagnostic code ranks to screen for FASD in newborns...................................... 5 Table 2. Summary of current studies that have measured ethyl glucuronide in meconium, fetal remains, and placental tissue ............................................... 17 Table 3. Effect of consuming ethanol-containing foods and using self-care products on the detection of ethyl glucuronide................................................... 19 Table 4. Physiological and pharmacokinetic changes that occur in pregnant women compared to non-pregnant adults........................................................... 26 Table 5. Comparison of techniques used to analyze drug disposition across the placenta ......................................................................................................... 29 Table 6. Analyte ions and retention times for developed GC-MS program.................. 47 Table 7. Summary of protocols used to optimize method of EtG extraction and detection from placental perfusate and tissue .............................................. 49 Table 8. Summary of inter-day variability, intra-day variability and experimental recovery for final protocol .................................................................................. 52 Table 9. Method sensitivity ............................................................................................ 52 Table 10. Measurements of placental integrity and viability during perfusion experiments......................................................................................................... 53 Table 11. Triplicate measurements of EtG concentration in each perfused cotyledon .. 56 Table 12. Percent EtG recovery...................................................................................... 57
vii
LIST OF FIGURES
Figure 1. Facial phenotype in children with Fetal Alcohol Syndrome............................ 5 Figure 2. Ethanol metabolism........................................................................................ 10 Figure 3. Anatomy of the human term placenta ............................................................ 24 Figure 4. Schematic diagram of the ex vivo placental perfusion set-up at the
Motherisk laboratory ............................................................................................. 35 Figure 5. Sample chromatographs of the quantifying ion for EtG and EtG-d5 extracted from perfusate and tissue....................................................................... 51 Figure 6. Antipyrine concentration in maternal and fetal reservoirs during the experimental phase of the perfusions .................................................................... 54 Figure 7. EtG concentration in maternal and fetal reservoirs during the experimental phase of the perfusions after addition of 1 µg/mL EtG to the maternal reservoir.................................................................................................. 55 Figure 8. Fetal-to-maternal ratios for antipyrine and EtG during the experimental phase of the perfusions.......................................................................................... 56
viii
LIST OF ABBREVIATIONS
AAG Alpha-1 acid glycoprotein
ABCG2 Breast cancer receptor protein
ADH Alcohol dehydrogenase
ARBD Alcohol-related birth defect
ARND Alcohol-related neurodevelopmental disorder
ATP Adenosine triphosphate
BCRP Breast cancer resistance protein
CL Clearance
Cmax Peak plasma concentration
CNS Central nervous system
CV Coefficient of variability
CYP Cytochrome P450
EtG Ethyl glucuronide
F:M Fetal-to-maternal
FA Fetal artery
FAEE Fatty acid ethyl ester
FAS Fetal alcohol syndrome
FASD Fetal alcohol spectrum disorder
FV Fetal vein
GC Gas chromatography
GLUT-1 Glucose transporter 1
hCG Human chorionic gonadotropin
HFBA heptafluorobutyric acid
ix
IS Internal standard
LC Liquid chromatrography
LOD Limit of detection
LOQ Limit of quantification
MA Maternal artery
MRP-2 Multi-drug resistance protein 2
MS Mass spectrometry
MV Maternal vein
PBS Phosphate buffered saline
PDMS Polydimethylsiloxane
PFPA Pentafluoropropionic acid
pKa Log dissociation constant
SD Standard deviation
SEM Standard error of the mean
SPME Solid phase microextraction
Tmax Time to peak plasma concentration
UDPGA Uridine diphospho-glucuronic acid
UGT Uridine diphophate glucuronosyltransferase
x
LIST OF APPENDICES
Appendix I. Consent form ............................................................................................. 91
Appendix II. Composition of M199 Medium................................................................ 95
1
CHAPTER 1. INTRODUCTION
1.1. STATEMENT OF THE PROBLEM
It is well known that heavy consumption of alcohol during pregnancy may lead to the
development of Fetal Alcohol Spectrum Disorder (FASD) in offspring, which manifests itself
in the form of structural malformations, cognitive dysfunction, and, most frequently,
neurobehavioural abnormalities. Proper diagnosis and treatment of FASD can reduce future
health and societal burdens; however early intervention is infrequent because pregnant women
tend not to disclose alcohol consumption use due to fear of stigmatization, blame, and losing
custody of the child. Therefore, objective biomarkers of alcohol use during pregnancy are
needed to accurately screen for children at risk of FASD.
Fatty acid ethyl esters (FAEE) are direct alcohol metabolites that have been detected in
infant meconium and, since they do not cross the human placenta, they serve as biomarkers of
fetal exposure to ethanol. Several studies have uncovered sources of false results with FAEE
analysis, and therefore other biomarkers of ethanol use during pregnancy are being investigated
to compliment FAEE analysis. Ethyl glucuronide (EtG) is another direct biomarker of ethanol
that has been detected in meconium, placental tissue, and fetal remains of terminated
pregnancies. Whether these matrices contain EtG because it crosses the placenta or because
the fetal liver converts ethanol to EtG is unknown. To better assess the utility of EtG as a
biomarker of alcohol use during pregnancy, its disposition across the maternal-placental-fetal
unit needs to be quantified.
2
1.2. PURPOSE AND STUDY OBJECTIVES
The purpose of this study was to assess the disposition of EtG at levels typical of
moderate alcohol consumption across the maternal-placental-fetal unit. The following study
objectives were established for this investigation:
Objective 1: To develop and validate a gas chromatography-mass spectrometry method that
can accurately quantify EtG disposition in maternal perfusate, fetal perfusate, and placental
tissue.
Objective 2: To determine if EtG crosses the human placenta when present at a concentration
indicative of moderate alcohol consumption by means of the ex vivo placental perfusion model.
3
1.3. HYPOTHESES AND RATIONALE
The following hypotheses were tested according to the established study objectives:
Hypothesis 1: We hypothesized that a gas chromatography-mass spectrometry method could be
established for the detection of EtG disposition in maternal perfusate, fetal perfusate, and
placental tissue. We hypothesized that the method could be sufficiently sensitive to detect EtG
concentrations indicative of moderate alcohol consumption in these matrices.
Hypothesis 2: Previous studies have detected EtG in meconium, placental tissue, and fetal
remains. Based on this information, we hypothesized that EtG would cross the human placenta
at concentrations indicative of moderate alcohol consumption.
4
CHAPTER 2. REVIEW OF THE LITERATURE
2.1. FETAL ALCOHOL SPECTRUM DISORDER
2.1.1. Description and characteristics
Fetal alcohol spectrum disorder (FASD) is an umbrella term that covers physiological,
developmental, and behavioural outcomes in children associated with maternal consumption of
alcohol in utero. While, historically, there have been many case reports of alcohol-exposed
infants born with growth and morphological abnormalities, the term Fetal alcohol syndrome
(FAS) was initially coined in 1973 (Jones & Smith, 1973). FAS is currently considered the
most severe form of FASD, whereas the United States Institute of Medicine has also developed
the terms alcohol-related birth defects (ARBD) and alcohol-related neurodevelopmental
disorders (ARND) when only physiological or neurological abnormalities are detected,
respectively (Stratton et al., 1996).
Children born with FAS display specific growth and physiological impairments
(Stratton et al., 1996). Specifically, newborns may have growth restriction, which can be
measured as low birth weight, low weight-to-height ratio, decreased cranial size, and
microcephaly. Additionally, newborns with full FAS display 3 characteristic facial features:
short palpebral fissures (horizontal eye length), flattened philtrum, and thin vermillion of the
upper lip (Figure 1). Astley and Clarren (2000) developed a 4-Digit Diagnostic Code to rank
the severity of growth restriction, facial features, CNS damage and maternal exposure to
alcohol on a scale from 1 to 4. Recently, the terminology used by the Institute of Medicine and
the ranking system developed by Astley and Clarren have been synthesized to allow for
standardized characterization and diagnosis of newborns (Table 1).
5
Figure 1. Facial phenotype of children with Fetal alcohol syndrome. Reprinted from Journal of Child Neurology, Vol. 27(3), Paintner et al. Fetal alcohol spectrum disorders—implications for child neurology, part 2: diagnosis and management. Pg 355-62. Copyright 2012 with permission from Sage publications.
Table 1. Harmonization of Institute of Medicine nomenclature and 4-Digit Diagnostic code ranks to screen for FASD in newborns. Reprinted from Canadian Medical Association Journal, Vol. 172(Supplement 5), Chudley et al. Fetal alcohol spectrum disorder: Canadian guidelines for diagnosis. Pg S1-S21. Copyright 2005 with permission from Canadian Medical Association publications.
4-digit diagnostic code ranks
IOM nomenclature Growth
deficiency FAS facial phenotype
CNS damage or dysfunction
Gestational exposure to
alcohol FAS (with confirmed exposure) 2, 3, or 4 3 or 4 3 or 4 3 or 4
FAS (without confirmed exposure) 2, 3, or 4 3 or 4 3 or 4 2 Partial FAS (with confirmed
exposure) 1, 2, 3, or 4 2, 3, or 4 3 or 4 3 or 4
ARND (with confirmed exposure) 1, 2, 3, or 4 1 or 2 3 or 4 (2 for < 6
years)
3 or 4
Scoring: 1 = No symptoms/no risk of exposure to alcohol during pregnancy 2 = Mild symptoms/unknown risk of exposure to alcohol during pregnancy 3 = Moderate symptoms/some risk of exposure to alcohol during pregnancy 4 = Severe symptoms/high risk of exposure to alcohol during pregnancy
While children born with FAS show characteristic growth and physiological
abnormalities at birth, the majority of children with FASD show few, if any, of the
6
pathognomonic signs of full-blown FAS. Instead, many affected children will only display
neurobehavioural abnormalities, which are often detected first in the school environment
(Koren & Todorow, 2010). The most commonly reported behavioural and cognitive
impairments include attention deficits, memory problems, hyperactivity, poor judgement,
difficulty abstracting, disorientations in time and space, and impulsivity (Streissguth, 1997).
The full blown personal and economic burdens associated with FASD arise when these
symptoms are left undetected and untreated, such that children grow up to develop secondary
characteristics of FASD: mental health problems, disrupted school experiences, trouble with
the law, confinement, inappropriate sexual behaviour, and alcohol and other drug problems
(Streissguth, 1997). Unfortunately, many children who do not show physiological impairments
are unlikely to receive the early diagnosis and interventions necessary to reduce the risk of
developing these harmful secondary characteristics (Streissguth et al, 1996).
2.1.2. Prevalence and disease burden
In their handbook of behavioural teratology, Riley and Vorhees (1986) note that “FAS
represents the largest environmental cause of behavioural teratogenesis yet discovered and,
perhaps the largest single environmental cause that will ever be discovered.” Indeed, since its
characterization over 40 years ago, countless research has been conducted on the
epidemiology, etiology, diagnosis and treatment of FASD. Since 50% of pregnancies are
unplanned (Forrest, 1994), exposure to alcohol in the first trimester is commonplace.
Additionally, approximately half of American women of childbearing age consume alcohol to
some degree, with up to 13% reporting binge drinking (Centers For Disease Control and
Prevention, 2009).
7
In terms of numbers, the incidence of overall FASD in Canada has been recently
approximated at 1 in 100 live births (Chudley et al., 2005), with an average individual cost of
$21,642/year and a nationwide burden of $5.3 billion/year (Stade et al., 2009). Prevalence data
is dependent on a variety of social factors that will be discussed later. For example, cultural
norms regarding alcohol consumption can influence the number of children born with FASD.
The region with the highest documented FASD prevalence is in a wine county in the Western
Cape province of South Africa, where the incidence was 40.5-46.4 per 1000 children aged 5-9
(de Sanctis et al., 2011). Furthermore, the relationship of the child with his or her caregiver
(biological, adoptive, or foster parent) can influence the severity of disease and therefore the
individual and societal burden (Chudley et al., 2005).
2.1.3. Etiology and risk factors
While not fully understood, FASD has been proposed to be the product of numerous
alcohol-induced effects on both the fetal brain and the placenta. Goodlett et al. (2005)
summarized the mechanisms of teratogenesis on the fetal brain into 6 distinct categories based
on a multitude of animal and human studies:
1. Disrupted cellular energetics, such as altered glucose utilization and transport, impaired
DNA and protein synthesis, and oxidative stress
2. Impaired cell acquisition (cell cycle alterations, impaired development of specific
cellular bodies), dysregulated developmental timing of cell generation, migration,
outgrowth, synaptogenesis and myelination
3. Altered regulation of gene expression by specific transcription factors
4. Disrupted cell-cell interaction through impairment of specific adhesion molecules
5. Altered cell signaling pathways
8
6. Cell damage and death caused by apoptosis, oxidative stress, and excitotoxicity
Additionally, mechanisms of ethanol-induced placental injury and susceptibility have been
proposed to influence placental teratogenicity. Ethanol decreases levels of the vasodilatory
eicosinoid prostacyclin in a dose-dependent manner in human umbilical veins (Randall &
Saulnier, 1995), and this alteration can lead to imbalances in placental vascular function, blood
flow, and oxygen delivery to the fetus (Altura et al., 1982). Interestingly, variable exposure to
ethanol has been demonstrated in an analysis of ethanol biomarkers detected in human
dizygotic twins and a litter of guinea pigs (Gareri et al., 2009). This indicates that, given the
same maternal dose and alcohol pattern, dizygotic twins may show different exposure to
ethanol, thus potentially implicating the placenta as a selective factor mediating ethanol
exposure to individual fetuses.
There are a variety of perinatal and postnatal risk factors of FASD severity. The major risk
factors that affect the fetus are genetic predisposition, alcohol consumption pattern and
maternal characteristics. Firstly, certain maternal polymorphisms appear to influence the
prevalence of alcohol-related birth defects, such as the ADH2*3 polymorphism, which has a
protective effect against such outcomes by coding for a more efficient alcohol dehydrogenase
(McCarver et al., 1997). In terms of alcohol pattern, the dose of alcohol consumed will greatly
affect fetal alcohol concentrations, since maternal, fetal, and amniotic fluid ethanol
concentrations are similar within minutes of ethanol consumption (Idanpaan-Heikkila et al.,
1972). While no safe amount of alcohol has been determined during pregnancy, binge
drinking!or consumption of 5 or more drinks in one sitting!is considered a more harmful
consumption pattern than low or moderate use (Abel, 1998). As well, timing of alcohol
exposure is important. Drinking in the first trimester can lead to structural morphologies,
9
while drinking in the later stages of pregnancy can cause growth restriction (Streissguth, 1997).
Since it develops throughout pregnancy (Koren, 2011), the fetal brain is considered the most
susceptible organ to alcohol damage and exposure at any time can influence functional
development.
Many maternal characteristics have been identified that are linked to an increased
likelihood of alcohol consumption during pregnancy and therefore of FASD. For example,
assuming a woman discontinues alcohol use upon pregnancy recognition, timing of recognition
plays an important role in determining how long a child may have been inadvertently affected
(Kim et al., 2010). Secondly, psychological conditions such as depression are strong
predisposing factors for problem drinking that can affect severity (Chander & McCaul, 2003).
Parity is also a risk factor for problem drinking, as women who consume alcohol in their first
pregnancy are likely to continue during subsequent pregnancies (Berenson et al., 1991).
Partner alcohol and drug use increases the likelihood of maternal alcohol use during pregnancy
(Quinlivan & Evans, 2005). Other risk factors that are associated with higher FASD
prevalence are maternal smoking, maternal age, poor nutrition during pregnancy, and poor
prenatal care (Kim et al., 2010; Paintner et al., 2012).
10
2.2 FATTY ACID ETHYL ESTERS
2.2.1. Description
Fatty acid ethyl esters (FAEE) are formed by the esterification of fatty acids and
ethanol via FAEE synthases throughout the body (Laposata & Lange, 1986). The group of
FAEE consists of more than 20 compounds of different chain length, however, when used for
analysis, most laboratories use the cumulative concentration of 4-7 compounds (Hartwig et al.,
2003). Figure 2 shows some of the pathways of ethanol elimination in the body, with FAEE
formation comprising part of the minor non-oxidative pathway. FAEE are considered direct
ethanol metabolites since they still contain the two carbon atoms of ethanol.
Figure 2. Ethanol metabolism. For the purposes of simplicity, only the non-oxidative pathways relevant to this paper are depicted in the figure. For a full list of ethanol metabolites and biomarkers, please consult Joya et al., 2012.
11
2.2.2. Fatty acid ethyl esters and pregnancy
The most simple and direct method of screening for alcohol use in pregnant women is
self-report. There are a variety of questionnaires that can be administered to pregnant women
to screen for problem drinking (Russell et al., 1996; Sokol et al., 1989; Wurst et al., 2008), but
they often prove impractical as a solitary method of screening because women often
underreport their alcohol use during pregnancy due to fear of stigmatization, blame, and losing
custody of the child. Thus, the combined use of a questionnaire and analysis of objective
alcohol biomarkers is the most effective way to screen for alcohol use during pregnancy and,
by extension, potential fetal exposure (Wurst et al., 2008).
There are no studies that have investigated FAEE levels in blood in pregnant women.
Instead, many studies focus on FAEE detection in maternal hair and neonatal meconium,
which is the first stool of life. These matrices are useful for detecting exposure to drugs over a
long time frame. Hair grows at a rate of approximately 1 cm/month (Pragst & Balikova, 2006),
and meconium begins forming in the fetal gut as early as 12 weeks gestation (Ostrea & Naqvi,
1982). Thus, in obstetric populations, the measurement of alcohol biomarkers in these
matrices can show maternal alcohol consumption over several months, representing the late
stages of pregnancy.
FAEE detection in maternal hair has been documented in many studies (Kulaga et al.,
2009; Kulaga et al., 2010; Pragst & Balikova, 2006). The current cut-off for excessive alcohol
consumption is 0.5 ng FAEE/mg hair (Auwarter et al., 2001). Similarly, several general
population studies have measured FAEE in meconium (Chan et al., 2003; Gareri et al., 2008;
Hutson et al., 2010) and 2 nmol FAEE/g meconium has been established as the cut-off for
excessive alcohol use during pregnancy using four FAEE (Pragst & Balikova, 2006). Of
12
considerable importance, using the placental perfusion model, FAEE have been shown to not
cross the human placenta (Chan et al., 2004) and thus detection in meconium is indicative of
fetal exposure to and metabolism of ethanol exclusively.
2.2.3. Utility of fatty acid ethyl esters in clinical practice
The measurement of FAEE in meconium as a determinant of fetal alcohol exposure has
become common practice in Canada and is one of the key tools for diagnosing FASD (Goh et
al., 2008). There are a variety of advantages to using FAEE in clinical practice. Firstly, FAEE
do not cross the human placenta and, as such, their detection in fetal matrices such as
meconium indicate direct exposure to and metabolism of ethanol (Chan et al., 2004). In
addition, positive FAEE results correlate with clinically relevant indicators of FASD, such as
lower APGAR scores and lower executive functioning (Peterson et al., 2008).
Unfortunately, analysis of the cumulative FAEE compounds by chromatographic
methods is time consuming, complicated, and expensive. Additionally, there are several
sources of false FAEE results such as prenatal vitamin use, olive oil use, and contamination of
meconium with post-natal stool (Chan et al., 2003; Zelner et al., 2012). These sources of
FAEE false positives warrant investigation into other biomarkers that could supplement FAEE
analysis. While maternal hair FAEE concentrations above 0.5 ng/mg can distinguish excessive
drinkers, there is no way to differentiate between teetotalers and social drinkers who consume
less than 30 g ethanol per day (Morini et al., 2010b). For example, abstinent mothers can still
test between the limit of detection and the 0.5 ng/mg cut-off (Auwarter et al., 2001), likely due
to several sources of false positives, such as use of certain hair care products (Gareri et al.,
2011). Similarly, meconium samples can test positive for FAEE in the infants of abstinent
mothers, and possible sources of false positives include frequent use of olive oil, microbial
13
infection, gestational diabetes, and increased use of prenatal vitamins (Chan et al., 2003).
Interestingly, infants whose meconium tests negative for FAEE may test positive in subsequent
bowel movements due to carbohydrate fermentation by gut flora in postnatal stool (Zelner et
al., 2012). This stresses the need to collect the first postnatal passing, which can be difficult to
time.
14
2.3. ETHYL GLUCURONIDE
2.3.1. Pharmacokinetics
Similar to FAEE, ethyl glucuronide (EtG) is a minor, direct, non-oxidative metabolite
of ethanol (Figure 2). The advantage of using non-oxidative metabolites is that they remain in
the body longer than its major oxidative metabolites (Peterson, 2004), and can therefore be
used to measure alcohol consumption after ethanol has been eliminated from the body. EtG is
formed by the net addition of UDP-glucuronic acid (UDPGA) to ethanol, a reaction catalyzed
by the UDP-glucuronosyltransferase (UGT) family (Foti & Fisher, 2005). Several UGT
isoforms have been implicated in EtG formation, however inhibition studies with adult human
liver microsomes and recombinant UGTs have shown that UGT1A1 and 2B7 contribute the
most to EtG formation (Foti & Fisher, 2005).
EtG was initially detected in human blood and urine and several studies have correlated
detection of EtG in these matrices with alcohol use (Halter et al., 2008; Hoiseth et al., 2007;
Hoiseth et al., 2009a). Importantly, compared to ethanol, EtG is stable in blood and urine for
longer periods and can therefore provide a larger window of alcohol consumption. In a highly
controlled pharmacokinetic study (Hoiseth et al., 2007), healthy adults were given 0.5 g/kg
ethanol, and blood and urine samples were collected up to 14 and 50 hours, respectively.
Approximately 0.02% of the initial ethanol dose is converted to EtG collected in urine on a per
mole basis. Time to peak blood concentration (Tmax) for ethanol is 1 hour, ethanol is detectable
in blood for only up to 6 hours, and is eliminated at a rate of 0.14 g/L/h. In urine, Tmax and
detection time for ethanol is 2.1 and 6.9 hours, respectively. In contrast, EtG parameters in
blood (half-life = 2.2 h, Tmax = 4 h, detection time = 10 hours) and in urine (Tmax = 4.75 hours,
detection time = 30 hours) are more extended, indicating that EtG may have clinical utility in
15
detecting alcohol consumption hours to days after exposure. Using urine concentrations and
volumes to determine dose excreted, renal clearance of EtG is 8.32 L/h and volume of
distribution is 0.28 L/kg. The assumption for this calculated volume of distribution was that
EtG is exclusively eliminated in the urine, which is an appropriate approximation since the
calculated total body clearance for EtG is in the same order of magnitude as the renal clearance
for EtG.
To elucidate the effect of dosing on pharmacokinetic parameters, a subsequent study
was conducted that compared consumption of a mild-moderate (0.5 mg/kg) to a moderate-
heavy (1.0 g/kg) dose of ethanol (Hoiseth et al., 2010b). EtG pharmacokinetics were similar to
those previously reported for the 0.5 mg/kg ethanol group (Hoiseth et al., 2007), with a half-
life of 2.83 hours and detection in urine for over 24 hours. Interestingly, after doubling the
ethanol dose, maximal EtG concentrations tripled from 0.36 mg/L to 1.06 mg/L, and area
under the curve measurements for EtG increased by a factor of nearly 3.5. These findings
suggest that the correlation between ethanol concentration and EtG production may not be
linear, and that EtG may be a more sensitive marker of high ethanol concentrations. Indeed,
previous studies have shown that UGT1A1 and 2B7 enzymes responsible for the formation of
EtG are not saturated at higher ethanol concentrations (Hoiseth et al., 2008; Rosano & Lin,
2008). On the contrary, it is possible that other ethanol metabolic pathways are saturated with
high doses of ethanol, and EtG is therefore produced in higher quantities than expected based
solely on dose ratios.
An important conclusion from these pharmacokinetic studies is that EtG reveals more
information on alcohol use than does ethanol. Firstly, since ethanol has such a short Tmax in
blood, if a subject has decreasing ethanol concentrations in two consecutive blood draws, this
16
only excludes ethanol consumption within the past 30-60 minutes (Hoiseth et al., 2007). This
can be problematic in cases of drunk driving, where suspects claim they consumed alcohol
after the incident in question. Indeed, samples are generally taken approximately 2.5 hours
after a car incident (Hoiseth et al., 2009a), by which time ethanol measurements may not be
useful. In terms of time frames, EtG is generally detectable in blood for up to 24 hours
(Hoiseth et al., 2009a), while detection in urine has been reported up to 5 days (Borucki et al.,
2005).
2.3.2. Ethyl glucuronide and pregnancy
While blood and urine are useful matrices for the detection of EtG and for the
elucidation of alcohol consumption over hours to days, they are of limited value in overall
pregnancy cases where information needs to be collected on alcohol consumption over several
months. Importantly, it is important to determine the extent of alcohol consumption during the
second and third trimesters, as this is the period where most women are aware of their
pregnancy and thus continued heavy use of alcohol is indicative of problem drinking (Sarkar et
al., 2010). Thus, EtG analysis in obstetric populations has focused on measurements in
maternal hair and fetal matrices.
EtG can be detected in maternal hair by gas chromatography-mass spectrometry (GC-
MS) or, less frequently, by liquid chromatography-mass spectrometry (LC-MS), with detection
limits that distinguish heavy alcohol consumption of 2 pg/mg for GC-MS and 50 pg/mg for
LC-MS (Pragst & Balikova, 2006). Unlike FAEE, by measuring EtG concentrations in hair, it
is also possible to distinguish between teetotalers, social drinkers, and heavy drinkers (Yegles
et al., 2004).
17
Five populations have been studied with respect to EtG analysis in fetal matrices: 4
with the use of meconium and 1 with fetal remains and placental tissue (Table 2). Limit of
detection (LOD) or limit of quantification (LOQ) for the LC-MS-MS method used are reported
along with percentage of samples above LOD/LOQ and sample range to give an indication of
population trends.
Table 2. Summary of current studies that have measured ethyl glucuronide in meconium, fetal remains, and placental tissue.
Matrix Cohort Cutoff used (ng/g)
Fraction (%)
samples above cutoff
Range of positive samples (ng/g)
Reference
602 samples from Department of Obstetrics and Gynecology
at University of Erlangen-Nuremberg
LOD = 10 97/596 (16.3)
LOD – 10,230
(Bakdash et al., 2010)
18 samples from 4 Antwerp hospitals LOQ = 50 5/18
(27.8) LOQ –
980 (Tarcomnicu et al., 2010)
185 samples from NICU in Arcispedale Santa Maria
Nuova, Reggio Emilia, Italy and Pediatric Service of
Hospital del Mar, Barcelona, Spain
LOQ = 5 153/180 (85.0)
LOQ - 2331
(Morini et al., 2010a)
Meconium
607 samples from 7 hospitals across Italy
Cutoff for heavy alcohol consumption
= 444
48/607 (7.9)
Cutoff - 888
(Pichini et al., 2012)
Fetal remains
35 samples from voluntary interruptions of pregnancy at
12th week at hospital in Murcia, Spain
LOQ = 5 4/35 (11.4) 33 - 391 (Morini et
al., 2011)
18
Placental tissue
35 samples from voluntary interruptions of pregnancy at
12th week at hospital in Murcia, Spain
LOQ = 5 4/35 (11.4)
112 – 1305
(Morini et al., 2011)
The results of these studies show that different geographical regions exhibit variability
in EtG levels in meconium, suggesting distinct maternal drinking patterns among populations.
For example, when comparing the meconium samples from Barcelona and Reggio Emilia,
median EtG concentrations in meconium were 15.6 ng/g in the Reggio Emilia cohort vs. 101.5
ng/g in the Barcelona cohort (Pichini et al., 2009). Additionally, while no samples in the
Italian cohort tested above 400 ng/g (approximately equal to the 2 nmol/g cut-off used to
distinguish heavy alcohol consumption), the prevalence of samples above this value was a
striking 21% in the Spanish cohort. This variability can even be seen in different regions of the
same country, as shown by maternal alcohol consumption prevalence data in Italy alone that
ranged from 0% in Verona to nearly 30% in Rome (Pichini et al., 2012). These data suggest
that EtG analysis in meconium can show which specific geographical regions are more likely
to contain heavily drinking obstetric patients, and subsequently, are more likely to have a
higher risk of fetal alcohol exposure.
The detection of EtG in placental tissue and in fetal remains suggests that these
matrices may be additional sources of information regarding alcohol use during pregnancy,
particularly in forensic cases where blood and urine are not readily available (Morini et al.,
2011). Finally, even though neonatal hair was analyzed in one study (Morini et al., 2010b),
there was not enough hair to complete the analysis. To date, the many complications
associated with drug analysis in neonatal hair (ex. absence of or too little neonatal hair at birth,
poor understanding of neonatal hair physiology) preclude its use in many laboratories.
19
However, due to the success of EtG testing in maternal hair, EtG analysis in neonatal hair still
represents an unmet potential in alcohol monitoring during pregnancy.
2.3.3. Advantages of ethyl glucuronide
Based on research in adults and, specifically, pregnant women, and because of the
inherent complications with FAEE analysis, EtG may serve as an effective additional
biomarker for the detection of alcohol consumption during pregnancy. Two of the major
advantages of EtG testing are the reduction of confounding variables that can lead to false
results and the availability of different analytical methods that can suit the needs of different
laboratories.
2.3.3.1. Reduction of confounding variables with EtG analysis
Since ethanol can be found in various foods and commonly used self-care products, it is
important to determine the extent of EtG formation from these sources to eliminate false
results. Table 3 summarizes some of the potentially confounding sources that have been
analyzed for EtG detection in hair or urine.
Table 3. Effect of consuming ethanol-containing foods and using self-care products on the detection of ethyl glucuronide.
Source investigated Matrix analyzed
Results Reference
22% alcoholic mouthwash Blood and urine
All true negative Hoiseth et al., 2010a
Non-alcoholic wine with 1 g ethanol
Blood and urine
All true negative Hoiseth et al., 2010a
Sip of vodka with 1 g ethanol
Blood and urine
Negative in blood, detectable in some patients in urine
Hoiseth et al., 2010a
Various apple and grape juices (0.3-0.6 g/L ethanol)
Urine All true negative Musshoff et al., 2010
2-3 L non-alcoholic beer (4 Urine Detectable in all 8 samples Musshoff et
20
g/L ethanol) al., 2010
0.75 - 1.3 kg sauerkraut (2 g/kg ethanol)
Urine Detectable in 1/5 specimens Musshoff et al., 2010
600-700 g bananas (5 g/kg ethanol)
Urine Detectable in 2/6 specimens Musshoff et al., 2010
Hand sanitizer (62% ethanol) for 3 days (10 hours/day) every 5 minutes
Urine Detectable up to 2 µg/mL in samples collected at end of day
Reisfield et al., 2011
Baker’s yeast and sugar Urine Positive in 2 abstinent adults Thierauf et al., 2010
Hair care products with 10-95% ethanol content
Hair Negative in abstinent subjects Gareri et al., 2011
Bleaching Hair False negatives in social and heavy drinkers
Morini et al., 2010c
Of note, it appears that both the dose and timing of ethanol use are important
determinants of EtG detection in urine. For example, urine samples from subjects consuming
1 g ethanol via large quantities of non-alcoholic wine were negative while those of some
subjects consuming the same 1 g ethanol via a sip of vodka were positive (Hoiseth et al.,
2010a). These findings indicate that the Cmax for ethanol may be more important than the dose
itself when determining if an alcohol exposure will cause a false positive for EtG in urine. In
addition, urine results show that consumption of foods containing baker’s yeast and sugar may
be falsely positive for EtG due to glucose fermentation (Thierauf et al., 2010).
Of higher importance in screening pregnant populations are the false results in hair.
The results from Table 3 show that hair bleaching can lead to false negatives in medium to
heavy alcohol consumers, likely due to considerable ion suppression after direct sample
injection using LC-MS-MS (Morini et al., 2010c). Ion suppression can be counteracted by
cleanup with solid phase extraction prior to injection into the LC. False results were not
detected with the use of hair colouring products, suggesting that EtG metabolic and melanin
21
pathways do not interact (Appenzeller et al., 2007). Lastly, Gareri et al. (2011) discovered
that, unlike FAEEs, there is no incorporation of EtG into hair after washing with alcohol-based
hair products (ex. shampoos, conditioners, mousses, gels). While some foods and products
have led to false EtG results, these cases are rare in general obstetric populations, as
demonstrated by random sampling from obstetric patients showing a high true negative rate
within these populations (Bakdash et al., 2010).
2.3.3.2. Analytical methods for EtG detection
Unlike FAEEs, EtG is a single molecule that affords quick and simple analysis via
chromatography and enzyme immunoassay. The current gold standard for EtG detection in
hair and meconium is LC-MS-MS. Briefly, samples are prepared and mixed with internal
standard in an aqueous solvent, samples are then ultrasonicated, centrifuged, and the
supernatant is directly injected into the LC (Bakdash et al., 2010; Morini et al., 2006). With
respect to meconium analysis, several methods have been proposed to increase the utility of the
analytical protocol. Currently, meconium samples generally do not require clean up with solid
phase extraction, small sample sizes can be used, and total run time for EtG in meconium is
only 8 minutes with an EtG retention time of 3.3 minutes (Morini et al., 2008). This method is
fast, simple, selective for EtG, and quite sensitive. Methods for EtG detection in meconium via
GC-MS-MS have also been well established. Samples are prepared in the same way, but
require clean up with solid phase extraction, evaporation, and derivatization before injection
(Wurst et al., 2004).
Chromatographic equipment is large, expensive and requires specialized technicians,
especially when coupled with mass spectrometry. As such, an enormous advantage of EtG
analysis has been the development of an enzyme immunoassay that contains a fluorescently
22
linked anti-EtG antibody (Jung et al., 2009). Currently developed for EtG urinalysis, the
immunoassay can be implemented in nearly any general laboratory, requires minimal specimen
volume, does not require extraction or derivatization, and allows for quick run time and
analysis of output (Wright & Ferslew, 2012). Alongside its many advantages, the EtG
immunoassay has shown good concordance with the gold standard LC-MS-MS in clinical and
postmortem urine samples (Turfus et al., 2012). LOD for the assay is 50 ng/mL in urine, and a
positive specimen is determined at an EtG concentration greater than 500 ng/mL. Currently,
the immunoassay is being developed for meconium analysis, and since the positive cut-off in
meconium has been reported at 444 ng/g (i.e. 2 nmol/g) with LC-MS-MS (Pichini et al., 2012),
the sensitivity of EtG analysis should not be compromised with the conversion to analysis by
immunoassay. With some adaptations to produce clean extracts and to avoid matrix
interferences, the implementation of meconium EtG analysis via enzyme immunoassay proves
to be an invaluable addition to screening for in utero exposure to alcohol.
23
2.4. THE HUMAN PLACENTA: PHYSIOLOGY AND EXPERIMENTAL PROCEDURES
2.4.1. Placental anatomy
The placenta plays a diverse array of roles to ensure a healthy pregnancy. It is
responsible for supplying the developing fetus with nutrients and oxygen, clearing waste from
the fetal circulation, and producing hormones necessary for pregnancy (Syme et al., 2004).
The functional unit of the placenta is called a cotyledon, and each of a placenta’s 20-40
cotyledons is independently perfused via maternal and fetal vasculature (Syme et al., 2004).
The basic anatomy of the human placenta is outlined in Figure 3 (Myren et al., 2007).
Maternal arteries invade the decidual surface and supply the intervillous space with maternal
blood. Blood drains from the space via maternal veins that form openings in the decidual
plate. The umbilical cord generally consists of two fetal arteries that supply deoxygenated
blood from fetus to placenta, and one fetal vein that delivers nutrients and oxygen to the fetus.
The fetal arteries branch into the chorionic spiral arteries and end in networks of capillaries
called villous trees. Each cotyledon contains one villous tree bathed in maternal blood, and it
is at this region where the rate-limiting maternal-fetal transfer of drugs occurs.
24
Figure 3. Anatomy of the human term placenta. (1) Maternal arteries; (2) Maternal veins; (3) Decidua basalis; (4) Cytotrophoblast; (5) Intervillous space; (6) Villous tree; (7) Syncitiotrophoblast; (8) Umbilical cord. Reprinted from Toxicology in Vitro, Vol. 21(7), Myren. The human placenta—an alternative for studying foetal exposure. Pg 1332-40. Copyright 2007 with permission from Elsevier.
Each villous tree is composed of fetal endothelial cells, villous stroma and a trophoblast
layer (Syme et al., 2004). Devoid of a basement membrane, the area of transfer between
circulations is minimal. In the first trimester, the thickness of the trophoblast layer is 50-100
µm, but due to shedding of the syncitiotrophoblast this thickness decreases to 4-5 µm at term,
increasing the ease of passive diffusion at term (van der Aa et al., 1998).
2.4.2. Mechanisms of placental drug disposition
The transfer of xenobiotics and endogenous compounds across the placenta is
accomplished by several mechanisms:
25
2.4.2.1. Passive diffusion and physiochemical properties of a drug
The process of passive diffusion across the fetal endothelium requires no energy and
transfer is determined by an established concentration gradient between two compartments
(Syme et al., 2004). Aside from the maternal dose, which establishes the concentration
gradient between maternal and fetal circulations, there are specific drug qualities, called
physiochemical properties, which determine the rate and extent of passive diffusion of a
particular drug across the placenta. These properties are lipophilicity, size, ionization, and
protein binding.
Generally, lipophilic molecules can dissolve in membrane lipids and can therefore
diffuse across the endothelial membrane at the maternal-fetal interface more readily than
hydrophilic molecules (Reynolds & Knott, 1989). Size does not heavily influence the diffusion
of lipophilic drugs, however, for hydrophilic drugs, diffusion becomes increasingly impaired as
the size of the drug increases (Syme et al., 2004). Only the un-ionized form of a drug can
cross the placenta via passive diffusion (Syme et al., 2004) and therefore the extent of
ionization in maternal blood is important. The log dissociation constant (pKa) of a particular
drug gives information on its degree of ionization. Weak acids with low pKa’s (<< pH 7.4)
and weak bases with high pKa’s (>> pH 7.4) are highly ionized in maternal blood and passive
diffusion of these drugs is impaired. Finally, drugs are found in the maternal circulation in
either free form, bound to plasma proteins, or bound to red blood cells. Only the free form of a
drug can cross the placenta, so drugs that are highly bound to plasma proteins or red blood
cells in the maternal circulation may transfer more slowly than would be predicted solely by
the drug’s other physiochemical properties (Giaginis et al., 2011).
26
2.4.2.2. Maternal pharmacokinetics and physiological changes during pregnancy
There are a variety of changes that occur during pregnancy that can alter drug
pharmacokinetics and influence the transfer of drugs across the placenta (Table 4).
Table 4. Physiological and pharmacokinetic changes that occur in pregnant women compared to non-pregnant adults. Reprinted from Placenta, Vol. 27(8), Gedeon and Koren. Designing pregnancy centered medications: drugs which do not cross the human placenta. Pg 861-8. Copyright 2006 with permission from Elsevier.
Selecting some functions from Table 4 as examples, an increase in total body water
during pregnancy leads to an increase in volume of distribution, particularly for hydrophilic
drugs. This can reduce the maternal plasma drug concentration and decrease the initial
concentration gradient between mother and fetus that drives transfer via passive diffusion
(Gedeon & Koren, 2006). Also from Table 4, renal flow and glomerular filtration rate are
increased during pregnancy. These changes can cause extensive drug elimination from the
maternal circulation before placental transfer occurs, thereby limiting fetal exposure. This
phenomenon is particularly important for drugs that already transfer slowly across the placenta
due to their physiochemical properties (Giaginis et al., 2011).
Function Change Cardiac output Increased Tidal volume Increased
Pulmonary blood flow Increased Gastric pH Increased
Glomerular filtration rate Increased Renal drug elimination Increased
Hepatic drug elimination Increased, decreased, or unchanged Clearance Increased
Total body water Increased Volume of distribution Increased
Steady state plasma concentration Decreased Peak serum concentration Decreased
Intestinal motility Decreased Protein binding capacity Decreased
27
2.4.2.3. Active transport
Aside from passive diffusion, the other major process that influences drug disposition
across the placenta is active transport. Active transport requires energy, often in the form of
adenosine triphophate or via an electrochemical gradient generated by H+, Na+ or Cl- (Syme et
al., 2004). Often, active transport occurs against a concentration gradient, concentrating
necessary nutrients in fetal tissue via influx or preventing transfer of certain maternal drugs via
efflux. A variety of active transporters are located on both the brush-border apical and
basolateral membranes of the placenta and serve to pump substances away from or through the
syncitiotrophoblast (Syme et al., 2004). Endogenous substrates for these transporters include
amino acids, hormones, and vitamins, and structurally similar drugs may compete for binding
sites (Ganapathy et al., 2000). An example of the influence of active transport in drug
disposition is the case of glyburide transfer across the placenta. In a placental perfusion
experiment, fetal concentrations of the anti-diabetic glyburide were significantly increased in
the presence of an inhibitor of the apical efflux transporter encoded by ABCG2 (breast cancer
receptor protein), indicating that this transporter plays an important role in the prevention of
glyburide transfer to the fetus (Pollex et al., 2008).
2.4.2.4. Placental metabolism
The placenta is a metabolically active organ, containing Phase I and II enzymes,
specifically cytochrome P450s (CYPs), uridine diphosphate glucuronosyltransferases (UGTs),
glutathione-S-transferases, and sulfotransferases (Syme et al., 2004). Despite their presence,
there are only approximately half the levels of these enzymes in the placenta as in the adult
liver and the metabolic capability of the placenta is generally not of great clinical relevance
(Reynolds & Knott, 1989). However, there are a variety of methods utilized for studying
28
placental metabolism. In some placental perfusion experiments (Dickinson et al., 1989;
Fowler et al., 1989; Hutson et al., 2011b), the placental production and transfer of an
experimental drug’s metabolites are also measured. Additionally, placental microsomes can be
prepared and metabolic studies can be conducted using these fractions. For example,
microsomal studies in first trimester placentae from terminated pregnancies have demonstrated
placental expression of CYP1A, CYP2E1, UGT, and "-glucuronidase (Collier et al., 2002b),
and studies conducted in term placentae have shown that the placenta can metabolize FAEE
(Chan et al., 2004), azidothymidine (Collier et al., 2004) and bilirubin (Serrano et al., 2002).
Current studies are looking at the protective role of metabolizing enzyme induction by
exogenous toxins such as alcohol and cigarette smoke (Collier et al., 2002b), particularly in the
sense that this induction may be compensatory in the late stages of pregnancy when drugs can
more readily cross the thinner maternal-fetal barrier.
2.4.3. Utility of the ex vivo placental perfusion model
The human ex vivo placental perfusion model was initially developed in 1967 (Panigel
et al., 1967), and later modified to the form that is currently used in the Motherisk laboratory
(Schneider et al., 1972). A thorough description of the protocol will be given in chapter 3.
Briefly, the perfusion model simulates maternal and fetal blood flow to and from the placenta
with the use of buffer solutions in place of blood, roller pumps to establish blood flow and
flasks that act as maternal and fetal “reservoirs” (i.e. systemic circulations). Experimental
drugs can be added to the system and samples can be taken over time to monitor placental
transfer. Since the method’s technical adaptations were made in 1972 and because of many
advantages over other methods utilized in placental research, there has been a steady increase
29
in the number of papers published on or using the perfusion model over the past 40 years
(Omarini et al., 1992).
The placental perfusion model resolves many of the issues associated with other
techniques: ethical issues associated with in vivo human studies, issues of species specificity
associated with animal studies, physiological discrepancies with cell cultures, and
standardization with in silico studies. There are, however, conditions whereby other placental
techniques may be beneficial. Table 5 outlines some of the key advantages and disadvantages
between the placental perfusion model and other techniques. To overcome the negative
characteristics, many techniques are often employed for a specific drug to give a well-rounded
depiction of drug disposition across the placenta.
Table 5. Comparison of techniques used to analyze drug disposition across the placenta. Table adapted from Giaginis et al. (2011) and Hutson et al. (2011a).
Technique Advantages Disadvantages In vivo human studies
• Direct levels from cord and maternal blood allow for exact answers to immediate questions
• Drug monitoring over long periods of time
• Ethical issues if samples taken before delivery
• Cannot provide information on drug distribution within maternal-fetal tissues
• Inter-individual variability can preclude generalizations
In vivo animal studies
• Reduce ethical and inter-individual issues • Toxicology studies can be performed
throughout gestation • Drug accumulation in specific tissues can
be studied
• Due to placental physiology, extrapolation of kinetic information to human data is difficult
In vitro • Large variety of cell cultures to choose from according the specific needs of the study
• Useful for the study of drug uptake, efflux, and metabolism
• Tissue cultures are intact, so cell-cell structures and communications are maintained
• Expression of metabolizing enzymes or of transporters can vary across cell lines
• Regulatory mechanisms may not be present in the preparation
• No standardization procedures established to reduce inter-laboratory variability
Ex vivo • Structures are intact and most closely resemble in vivo data
• Can only mimic transfer of substances at term
30
• Can take measurements over time • Sampling is available from all circulations
and from placental tissue • Use of a standard compound (ex.
antipyrine) reduces inter-laboratory variability and differences in blood flow, placental weight, and surface area for exchange
• Trauma to the tissue and surrounding membranes may prevent utility
• Tedious procedure, time-consuming, and potentially expensive
In silico • Can help improve or create new experimental procedures
• High throughput screening of potentially fetotoxic candidates possible due to well-established software
• As of yet, it is not able to properly address issues of placental metabolism or active transport
With current studies comparing the perfusion protocol between laboratories (Myllynen
et al., 2010) and developing quantitative techniques to account for inter-laboratory differences
(Mose et al., 2012), the placental perfusion model promises to offer objective measures of drug
disposition.
2.4.4. Quantitative analysis of the ex vivo placental perfusion model
2.4.4.1. The fetal-to-maternal ratio
One method of using the placental perfusion model to quantify maternal-fetal transfer is
to collect data once the system has reached steady state!that is, once there is no net transfer in
either direction. The standard parameter used ubiquitously in perfusion experiments to
measure both transfer and drug kinetics is the fetal-to-maternal ratio (F:M ratio) (Frederiksen et
al., 2010). This parameter is often measured at various time points throughout the perfusion
and used in secondary analyses described later in this section, however, the F:M ratio at steady
state provides substantial information. In terms of drug transfer, limited transfer is often
indicated as F:M < 0.1, transfer as F:M between 0.1 and 1.0, and fetal accumulation as F:M >
31
1.0 at steady state (Hutson et al., 2011a). Clearance rates and time to steady state!as depicted
as the time to F:M ratio plateau!both give an indication of the rate of a drug’s transfer.
Certain limitations of the perfusion system preclude its utility in accurately predicting
in vivo data. Notably, disparities between perfusion and in vivo data can be attributable to both
the extent of protein binding of a drug and the difference in the drug’s ionization between
maternal and fetal circulations (Hutson et al., 2011a). Protein binding can greatly influence the
trans-placental disposition of drugs as only the non-bound form can cross (Reynolds & Knott,
1989). However, only in certain circumstances are plasma proteins added to the perfusion
system, and even then, their use is an approximation due to variations throughout pregnancy
and between individuals. Due to this discrepancy, perfusion and in vivo F:M ratios may differ
drastically for certain drugs. For example, due to the high albumin concentrations in term fetal
plasma, fetal albumin can serve as a depot for certain acidic drugs (ex. diazepam,
sulfonamides, salicylates), thus leading to an increased F:M ratio in vivo and a potential
underrepresentation in the perfusion model (Reynolds & Knott, 1989). Conversely, certain
basic drugs that bind extensively to #1-acid glycoprotein will be highly bound in the maternal
circulation and may demonstrate slower transfer in vivo than would be predicted solely by the
drug’s physiochemical properties (Reynolds & Knott, 1989). In terms of drug ionization, the
difference between maternal and fetal pH can lead to ion trapping of weakly basic drugs in the
slightly more acidic fetal plasma (Hutson et al., 2011a). When analyzing term placentae, this
phenomenon can be responsible for adverse events in newborns whose mothers were treated
with basic anesthetics during delivery (Reynolds & Knott, 1989).
Researchers have attempted to reduce discrepancies between techniques by
synthesizing perfusion and in vivo data. Garland et al. (2008) developed an equation for in
32
vivo drug transfer that was later adapted by Hutson et al. (2011a) to approximate the F:M ratio
in vivo based on the perfusion F:M ratio, protein binding, and the effect of pH difference
between fetal and maternal circulations:
!
F :M =%unboundM%unboundF
x1+10pKa" pHF
1+10pKa" pHMx
CLMFCLFM +CLF
where %unbound is the proportion of unbound drug in maternal or fetal plasma, pKa is the log
dissociation constant for the drug, CLMF/CLFM is the F:M ratio at steady state in the closed
circuit configuration or the clearance rates in the open circuit configuration, and CLF is the
non-placental fetal clearance of the drug, which is assumed to be negligible. In a systematic
review of the perfusion method, Hutson et al. (2011a) found 26 drugs with a documented
perfusion steady state F:M ratio, protein binding data, and in vivo cord and maternal drug
concentrations drawn after delivery. There was a correlation between the in vivo cord-to-
maternal blood ratio and the calculated F:M ratio using the above equation, indicating that,
with the appropriate alterations, the perfusion model can be used to predict in vivo drug
disposition between mother and infant.
2.4.4.2. Secondary measurements of transfer
The perfusion system allows for sampling of many different compartments, including
the maternal artery (MA), maternal vein (MV), fetal artery (FA), fetal vein (FV), and the
placental tissue itself (Ala-Kokko et al., 2000). As such, other parameters often used to
measure concentration changes between maternal and fetal circulations take into account this
availability and are able to give additional insight into the trans-placental gradient for each
33
lobule (Challier, 1985). Parameters of placental gradient establishment are the transport
fraction and the extraction fraction:
Transport Fraction = (CFv – CFa)/(CMa-CFa) and
Extraction Fraction = (CMa-CMv)/(CMa-CFa),
where C = concentration; M = maternal perfusate; F = fetal perfusate; a = artery; v = vein
Additionally, a mass balance calculation can be used to account for the distribution of
an experimental drug at steady state (Frederiksen et al., 2010). This involves measuring the
drug’s concentration in maternal perfusate, fetal perfusate, and placental tissue at the end of the
experiment and determining the fractions of initial dose distributed to each compartment. Not
only does this give a measurement of the degree of drug transfer alternative to the F:M ratio,
but it can also give insight into the binding and storing capacity of the placenta itself. By
summing the fractions of initial dose recovered in these 3 compartments as well as the samples
taken throughout the experiment for analysis, the mass balance calculation also serves as a
percent yield and gives an indication of drug recovery. This can be an important determinant
of the extent of drug leakage during the experiment, which is related to placental integrity.
Lastly, several measurements can be used before a drug has necessarily reached steady
state and can give an indication of how transfer is likely to occur. These include the indicative
permeability coefficient, which is the slope of the F:M ratio vs. time curve between 0 and 30
minutes (Frederiksen et al., 2010); the area under the curve of the F:M ratio vs. time curve
between 0 and 120 minutes for both experimental drug and test substance (see section 3.2.2.
for test substances and antipyrine) (Mose et al., 2012); and the corrected transfer index, which
gives a ratio of the percentage of initial dose transferred to fetal circulation of experimental
34
drug compared to test substance (Mose et al., 2012). After 120 minutes, not all substances
have reached steady state, so these measurements are predictive of drugs that are suspected of
transferring primarily via passive diffusion. The test substance antipyrine is expected to have
reached equilibrium by 120 minutes, so, by using ratios, these early measurements provide
further information on the quality of the perfusion and the appropriateness of the selected flow
rates, which can help guide decision making for subsequent perfusions (Mose et al., 2012).
35
CHAPTER 3. MATERIALS AND METHODS
3.1. PLACENTAL PERFUSION
3.1.1. Ex vivo perfusion of a single placental cotyledon
Term placentae were obtained from scheduled elective Caesarian sections at the
obstetrics ward at St. Michael’s Hospital in Toronto, Ontario. Research ethics board approval
was obtained from the hospital and mothers gave written consent prior to delivery (Appendix
I).
The placental perfusion protocol has been previously explained in detail (Miller et al.,
1985) and adapted in our laboratory (Derewlany et al., 1991; Pollex et al., 2010). Figure 4
outlines the key features of the perfusion system used at the Motherisk laboratory.
Figure 4. Schematic diagram of the ex vivo placental perfusion set-up at the Motherisk laboratory. Reprinted from Clinical Pharmacology and Therapeutics, Vol. 90(1), Hutson et al. The human placental perfusion model: a systematic review and development of a model to predict in vitro transfer of therapeutic drugs. Pg 67-76. Copyright 2011 with permission from Nature Publishing Group.
36
All perfusions were started within 30 minutes of delivery. Immediately after delivery,
placentae were transported to the on-site perfusion laboratory at St. Michael’s Hospital in ice-
cold heparinized phosphate buffered saline (PBS). An artery/vein pair on the fetal side
supplying a clearly defined cotyledon was isolated and the maternal side was checked for
trauma and an intact decidual plate. After cannulation of the fetal vessels, fetal flow of
perfusate was established from a reservoir containing 150 mL fetal perfusate. The lobule was
clamped fetal side down in a chamber containing PBS (1 M, pH 7.4) kept at 37°C, and excess
placental tissue was removed. Maternal circulation was established from a round boiling flask
containing 250 mL maternal perfusate by inserting blunt tipped needles 2-3 mm below the
decidual surface and venous outflow was collected from small openings in the decidual plate.
Both circuits were closed once blood had been entirely cleared and replaced with fresh
perfusate.
Perfusate consisted of 10.9 g/L M199 tissue culture medium (Sigma Aldrich, St. Louis,
MO; see Appendix II for ingredients), dextran (maternal, 7.5 g/L; fetal, 30.0 g/L), glucose
(maternal, 2.77 mM), heparin (2000 U/I), and kanamycin (100 mg/L). Antipyrine (1 mM) was
added to the maternal perfusate as a flow-dependent marker of passive diffusion (Schneider et
al., 1972) and to allow for comparisons between perfusions with different flow rates
(Mathiesen et al., 2010). While antipyrine has been shown to reduce maternal venous
prostaglandin levels, these reductions are not associated with changes in maternal or fetal
blood flow or oxygen content (Cashner et al., 1986). To mimic physiological conditions in
maternal and fetal blood (Reynolds & Knott, 1989), maternal and fetal perfusates were
buffered to pH 7.4 and 7.35 with 30 mM and 25 mM NaHCO3, respectively. Maternal and
fetal flows were established independently by the use of two roller pumps and flow rates were
kept at 14 and 2 mL/min, respectively. Maternal perfusate was equilibrated with 95% O2/5%
37
CO2 and fetal with 95% N2/5% CO2. Throughout the experiment, measurements of placental
viability were taken from sampling ports extending from sections of the circuits corresponding
to the fetal artery (FA), fetal vein (FV), maternal artery (MA), and maternal vein (MV) (Figure
4).
3.1.2. Pre-control phase
Prior to the addition of EtG, there was a 1-hour control phase where fresh perfusate was
added to both reservoirs and baseline measurements of placental integrity and viability were
established. O2 pressure, CO2 pressure, pH, and glucose concentration were determined by
sampling from the 4 sampling ports and measuring every 15 minutes via an on-site Blood Gas
Analyzer (Radiometer ABL 725, Copenhagen, Denmark). Samples were taken directly from
the maternal and fetal reservoirs every 15 minutes for analysis of human chorionic
gonadotropin (hCG) secretion and antipyrine transfer. Fetal arterial inflow pressure, fetal
volume, and maternal and fetal flow rates were recorded every 15 minutes as measures of
placental integrity. Throughout the experiment, pH was altered to maintain physiological
levels as needed by addition of small amounts of HCl or NaOH. The experiment was
discontinued if inflow pressure deviated from 40-60 mmHg for an extended period of time or if
fetal volume loss exceeded 4 mL/hour. At the end of the pre-control phase, roller pumps were
turned off and final fetal and maternal volumes were recorded.
3.1.3. Experimental phase
Prior to commencement of the experimental phase, reservoirs were refilled with 150
and 250 mL of fresh fetal and maternal perfusate. For perfusion, stock EtG powder (Medichem
Diagnostica, Steinenbronn, Germany) was diluted in methanol to 1 mg/mL and stored at -20°C
38
until use. The 3-hour experimental phase began after adding 250 µL (1 mg/mL) EtG to the 250
mL maternal reservoir (final concentration = 1 µg/mL), mixing the flask, and turning on the
roller pumps. The use of 1 µg/mL EtG for the perfusions is based on blood EtG levels detected
in healthy adults who consumed a moderate dose (1 mg/kg) ethanol (Hoiseth et al., 2010b). A
3-hour time frame was chosen to allow enough time to detect EtG transfer, but not enough for
placental viability to be compromised. O2 pressure, CO2 pressure, pH, and glucose
concentration were determined by sampling from the 4 sampling ports and measuring every 10
minutes for the first half hour, and then every 30 minutes afterwards. Samples were taken
directly from the maternal and fetal reservoirs every 30 minutes for analysis of hCG secretion
and antipyrine transfer. Samples were also taken from the 2 reservoirs for analysis of EtG
transfer every 10 minutes for the first half hour and then every 30 minutes afterwards. The
experiment was discontinued if inflow pressure deviated from 40-60 mmHg for an extended
period of time or if fetal volume loss exceeded 4 mL/hour. Due to stringent exclusion criteria
for placental viability and integrity needed for a successful perfusion, the success rate for a
fully completed perfusion was approximately 5%. All samples were stored at -20°C until
analysis as per manufacturer recommendations.
3.1.4. Measurement of placental viability
3.1.4.1. Antipyrine detection
A detailed method for antipyrine detection has been described elsewhere (Brodie and
Axelrod, 1949). Briefly, standards with known antipyrine concentrations were analyzed using
UV-visible recording spectrophotometer W-160A (Shimadzu, Tokyo, Japan) at 350 nm and a
standard curve was generated. Samples from the perfusion were analyzed in duplicate and
sample absorbance was used to determine sample concentration with the following formula:
39
Antipyrine concentration = (Absorbance – y-intercept)/slope in µmol/L, where
y-intercept and slope are derived from the standard curve.
Antipyrine concentrations were converted to µmol/g tissue and mean values were reported.
The slope of the first hour of the concentration vs. time graph was reported as the rate of
antipyrine appearance in and disappearance from the fetal and maternal circulations,
respectively.
3.4.1.2. Human chorionic gonadotropin
Human chorionic gonadotropin (hCG) was measured in maternal and fetal samples via
an ELISA kit (Alpha Diagnostic International, San Antonio, TX) and a Biotek Synergy HT
microplate reader (Biotek instruments, Winooski, VT) at 450 nm. A standard curve was
generated with known concentrations of hCG and concentrations from samples throughout the
perfusion were determined by the following equation:
hCG concentration = (Absorbance – y-intercept)/slope in mIU/mL, where y-
intercept and slope are derived from the standard curve
hCG concentrations were expressed as mIU/g tissue.
3.4.1.3. Glucose
Blood glucose levels (mg/dL) were measured in maternal and fetal artery and vein
throughout the experiment via an on site Blood-Gas Analyzer (Radiometer ABL 725,
Copenhagen, Denmark). Values were converted to µmol/g tissue and rates of glucose
appearance or disappearance were recorded for each perfusion as the slope of the concentration
vs time graph for the first hour.
40
3.4.1.4. Oxygen
Blood oxygen partial pressure (pO2) was measured in maternal and fetal artery and vein
throughout the experiment via an on site Blood-Gas Analyzer (Radiometer ABL 725,
Copenhagen, Denmark). Oxygen content, delivery, transfer, and consumption were calculated
according the following calculations (Challier et al., 1976):
I. Oxygen Content of Perfusate Samples
O2 Content = 0.939/(BP – 47) x pO2 in µmol O2/mL perfusate, where
0.939 – solubility of oxygen expressed as µmol O2/mL fluid at 37°C and 1
atmosphere dry gas pressure;
BP – barometric pressure in mmHg;
47 – saturated vapour pressure of water at 37°C in mmHg;
pO2 – pO2 of sample in mmHg
II. Maternal Oxygen Delivery
O2 Delivery = MA x Qm/WT in µmol O2/min/g, where
MA – O2 content of the maternal arterial perfusate sample in µmol O2/mL perfusate;
Qm – flow rate (mL/min) of the perfusate on the maternal side of the placenta;
WT – weight of the perfused lobule expressed in grams
III. Rate of Transplacental Oxygen Transfer
O2 Transfer = Qf x (FV-FA)/WT in µmol O2/min/g, where
Qf – flow rate (mL/min) of the perfusate on the fetal side of the placenta;
FV – O2 content of the fetal venous perfusate sample in µmol O2/mL perfusate;
FA - O2 content of the fetal arterial perfusate sample in µmol O2/mL perfusate;
WT – weight of the perfused lobule expressed in grams
41
IV. Placental Oxygen Consumption
O2 Consumption = [(MA-MV)*Qm/WT] – O2 Transferred in µmol O2/min/g,
where
MA - O2 content of the maternal arterial perfusate sample in µmol O2/mL perfusate;
MV – O2 content of the maternal venous perfusate sample in µmol O2/mL perfusate;
Qm – flow rate (mL/min) of the perfusate on the maternal side of the placenta;
WT – weight of the perfused lobule expressed in grams;
O2 Transferred – O2 transferred to the fetal side of the placenta as calculated in III
above expressed in µmol O2/min/g
3.1.5. Statistical analysis
All data is presented as mean ± SEM unless stated otherwise and comparisons between
pre-control and experimental phases were analyzed using a two-tailed Student’s T-test with
significance determined at a p-value less than or equal to 0.05.
42
3.2. SAMPLE ANALYSIS
3.2.1. Materials and Equipment
Stock ethyl glucuronide and internal standard penta-deuterated ethyl glucuronide (EtG-
d5) solutions were purchased from Cerilliant (Round Rock, TX). The water used in all
experimental procedures was obtained from a Milli-Q Advantage A10 Ultrapure Water
Purification System (Millipore, Billerica, MA). Stock grade methanol, formic acid, and
heptafluorobutyric and pentafluoropropionic anhydride derivatizing agents were purchased
from Sigma-Aldrich (St. Louis, MO). Columns used for solid phase extraction were UCT
Clean Screen Extraction Columns (200mg/3mL/50pkg; Chromatographic Specialties Inc.,
Brockville, ON), Aminopropyl NH2 Columns (Sopachem, Eke, Belgium), and OASIS MAX
columns (Waters Corporation, Milford, MA). An Optima L-80 XP Ultracentrifuge (Beckman
Coulter) was used for blended tissue centrifugation. All samples were analyzed using a
Shimadzu QP2010 Plus GC-MS coupled to an AOC-5000 Autosampler (Shimadzu, Columbia,
MD, USA) and integration was performed with Shimadzu GCMSsolution version 2.50
software. Splitless liners (2mm x 5 x 95) were purchased from Chromatographic Specialties
Inc and SPME 100 µm polydimethylsiloxane red and black fibers were purchased from
Supelco Analytical (Bellefonte, PA).
3.2.2. Preparation of stock solutions and standards
Working stock solutions of EtG were prepared by making 1:10 serial dilutions from
100 µg/mL stock EtG in methanol (stock solutions were 10 µg/mL, 1 µg/mL, 100 ng/mL, and
10 ng/mL). These stock solutions covered the range of concentrations used for standards,
validation, and calculation of limit of detection (LOD) and limit of quantification (LOQ).
43
Working stock solution of 1 µg/mL EtG-d5 was prepared by diluting 100 µg/mL stock EtG-d5
in methanol. All stock solutions were stored at -20°C as per the manufacturer’s
recommendations (Cerilliant, Round Rock, TX).
For calibration standards, 1 mL standards were prepared with blank perfusate, 50
ng/mL EtG-d5, varying concentrations of EtG ranging from 0-500 ng/mL for fetal standards
and 0-1000 ng/mL for maternal standards, and 50 µL formic acid. For tissue standards, blank
1.00 ± 0.01 g tissue samples were suspended in 3 mL deionized water with 50 ng/g EtG-d5,
varying concentrations of EtG (0, 5, 10, 50, 100, 250, 500 ng/g) and 150 µL formic acid.
Blank standards, containing neither EtG nor EtG-d5, were also prepared for each batch as a
control for equipment functionality.
3.2.3. Sample preparation
3.2.3.1. Preparation of perfusate samples
Maternal and fetal samples collected for EtG analysis during the experimental phase of
the perfusions were thawed, and 950 µL sample and 50 µL (1 µg/mL) EtG-d5 were transferred
to labeled Eppendorf tubes. Standards were prepared as described in section 3.2.2. Formic
acid (50 µL) was added to each tube in preparation for solid phase extraction.
3.2.3.2. Preparation of placental tissue samples
For each placenta analyzed, one sample from an adjacent unperfused lobule and 3
samples from the perfused lobule were prepared by weighing 1.00 ± 0.01 g tissue, suspending
samples in 3 mL deionized water, and adding 50 µL (1 µg/mL) EtG-d5 to each sample. Formic
acid (150 µL) was added to each tube and samples were vortexed thoroughly. Standards were
44
prepared as described in section 3.2.2. Standards and samples were blended on ice for three 30
second intervals each using a POLYTRON PT 10-35 laboratory homogenizer (Kinematica
Inc., Littau/Lucerne, Switzerland) on level 7. Standards and samples were transferred to
centrifuge tubes and spun using an Optima L-80 XP Ultracentrifuge (Beckman Coulter, Brea,
CA) with a Ti 50.2 rotor for 30 minutes at 28,700 g and 4°C. The supernatant was collected
for subsequent solid phase extraction.
3.2.3.3. Solid phase extraction
Perfusate and tissue standards and samples were extracted through UCT Clean Screen
Extraction Columns (200 mg/3 mL, UnitedChem, Bristol, PA) via a vacuum manifold. The
protocol for extraction was as follows:
1. Condition cartridges with 1 mL 1 % formic acid solution.
2. Add 1 mL sample and pull through slowly, leaving vacuum on 5 kPa for 5 minutes.
3. Add 1 mL water and pull through slowly, leaving vacuum on 10 kPa for 15 minutes.
4. Change collection vials and elute with 2 mL 2% formic acid in methanol solution,
pulling though slowly.
3.2.3.4. Derivatization
Eluted standards and samples were transferred to SPME vials and dried with N2 gas on
a 35°C hot plate. Each vial was then derivatized with 40 µL heptafluorobutyric anhydride
(HFBA) and heated at 80°C for 15 minutes. Finally, samples were dried briefly with N2 gas
and loaded onto the GC tray for injection.
45
3.2.4. Method optimization
Several conditions were optimized to maximize peak chromatographic areas counts.
Solid phase extraction was carried out using protocols for OASIS MAX (Kerekes et al., 2009),
Aminopropyl NH2 (Yegles et al., 2004) and UCT Clean Screen (Agius et al., 2010) cartridges.
Derivatization with both heptafluorobutyric anhydride (HFBA) and pentafluoropropionic
anhydride (PFPA) was evaluated. Additionally, 3 methods for introducing sample into the
GCMS were compared: direct injection, headspace injection, and injection after solid phase
microextraction (SPME). For the latter, injection using 100 µm polydimethylsiloxane red and
black fibers were compared.
3.2.5. Method validation
Quantification of all perfusate and tissue standards was done by taking the ratio of the
peak area for the quantifying ion for EtG to that of the quantifying ion for EtG-d5 (see Table 6).
3.2.5.1. Limit of detection (LOD) and limit of quantification (LOQ)
To determine the LOD and LOQ, 11 low levels of concentration were prepared in
triplicate as follows: 0.25, 0.5, 0.75, 1, 2.5, 5, 7.5, 10, 15, 20, 25 ng/mL for perfusate and 0.5,
0.75, 1, 2.5, 5, 7.5, 10, 15, 20, 25, 50 ng/g for tissue. Each concentration was prepared
independently. Standard curves were generated by calculating the EtG:EtG-d5 quantifying ion
ratio of peak area count for each sample and plotting it as a function of EtG concentration. At
least 5 points were used for each curve. Regression lines were generated and regression
analysis was performed. LOD and LOQ were calculated as LOD = 3$/S and LOQ = 10$/S
(Aleksa et al., 2011). $ represents the standard deviation of the linear regression line and S
46
represents the slope of the line. LOD and LOQ averages of the 3 lines generated for each
matrix were calculated.
3.2.5.2. Precision
Inter-day precision was assessed in triplicate using low, medium, and high
concentrations from standard curves. Concentrations used were 10, 100, and 500 ng/vial.
Intra-day variation was assessed by running each of the 3 concentrations consecutively in
triplicate. The coefficient of variability (CV) was calculated for each concentration and matrix
as CV = $/A * 100, where $ represents the standard deviation and A represents the average of
each triplicate.
3.2.5.3. Experimental recovery
Experimental recovery was assessed by comparing the EtG quantifying ion peak area
counts of triplicate tissue and perfusate standards to counts from a sample that had the same
amount of EtG added directly to the SPME vial prior to GC-MS analysis. Concentrations used
were 10, 100, and 500 ng/vial.
3.2.6. GC-MS instrumentation
All samples were analyzed using a Shimadzu QP2010 Plus GC-MS coupled to an
AOC-5000 Autosampler (Shimadzu, Columbia, MD, USA). The GC-MS was operating in
negative chemical ionization mode and samples were analyzed using Shimadzu GCMSsolution
version 2.51 software. After drying off excess HFBA, samples were further derivatized using a
CTC-agitator with the following parameters: pre-incubation at 2 minutes with 1 minute of
agitation and 15 second stop intervals, fiber extraction for 10 minutes with 1 minute of
47
agitation and 15 second stop intervals, 5 minutes desorption, agitator speed 250 rpm and
agitator temperature 90°C.
Samples were passed through a splitless liner and separated using a DB-1HT column
(10 µm thickness, 15 m length, 0.25 mm diameter; Agilent, Mississauga, ON) with helium as
the carrier gas. The GC oven temperature ramp was: 70°C, hold for 2 minutes, increase to
280°C at a rate of 12°C/minute. The injection temperature was 260°C and the column flow
was 1.2 mL/minute. Ion source and interface temperatures were both 250°C. Detector voltage
was 0.7 kV above the calibrated baseline. The MS was operating in SCAN acquisition mode
and was programmed to analyze an ion window of 200-425 (m/z). Analyte ions and retention
times are summarized in Table 6. The total run time was 19.5 minutes.
Table 6. Analyte ions and retention times for developed GC-MS program. Ions 399 and 404 (underlined) were unique for EtG and EtG-d5, respectively, and were therefore used for sample quantification, while ions 288 and 213 were used for additional qualification of the analytes.
Analyte Ions (m/z) Retention Time (minutes)
Ethyl glucuronide 399, 288, 213 9.486
Ethyl glucuronide d5 404, 288, 213 9.453
48
CHAPTER 4. RESULTS
4.1. METHOD VALIDATION
A variety of methods were tested to achieve maximum peak area count for EtG and
EtG-d5 and to minimize surrounding noise at the ions analyzed (Table 7). The following
parameters were tested and compared according to protocols in the existing literature: method
of solid phase extraction, injection method, derivatizing agent used, pre-injection parameters,
SPME fiber used, GC temperature ramp speed, and GC column flow speed. For each section
of Table 7, the final protocol presented in each parameter yielded the best result and was used
for analysis of perfusate and tissue samples. Sample chromatograms of the quantifying ion for
EtG and EtG-d5 extracted from perfusate and tissue using the final protocol are shown in
Figure 5.
Our method was validated to detect EtG in placental perfusate and tissue matrices.
Standard curves of low range concentrations were linear from 1-25 ng/mL for placental
perfusate and 5-50 ng/g for placental tissue. Inter- and intra-day variability and recovery for
samples at low, medium, and high concentrations are summarized in Table 8. All three
parameters were calculated in triplicate at each concentration and for both perfusate and tissue.
Inter-day variability was calculated over 3 consecutive days. The limit of detection was 1.6
ng/mL for placental perfusate and 13.7 ng/g for placental tissue (Table 9).
49
Table 7. Summary of protocols used to optimize method of EtG extraction and detection from placental perfusate and tissue.
Category Materials used Method Results Reference
Aminopropyl NH2 Columns
• Condition with 3 mL methanol, 3 mL water, 3 mL acetonitrile • Add sample • Wash with 1 mL n-hexane • Elute with 2 mL 2% NH3
No signal Yegles et al., 2004
OASIS MAX Cartridges
• Condition with 2 mL methanol, then 2 mL water • Add sample • Wash with 1 mL NH4OH, 2 mL methanol • Elute with 2 mL 2% formic acid in methanol
Poor signal, unable to integrate individual peaks
Kerekes et al., 2009
Solid Phase Extraction
UCT CleanScreen Cartridges
• Condition with 1 mL 1% formic acid • Add sample • Wash with 1 mL water • Elute with 2 mL 2% formic acid in methanol
Clear individual peaks for EtG and internal standard
Agius et al., 2010
Direct injection
Dry samples, derivatize for 30 minutes, reconstitute in 50 µL ethyl acetate, inject 2 µL
Background noise masked signal
Kerekes et al., 2009
Headspace SPME Agitation for 20 minutes, inject 2.5 mL at 36 µL/sec and 90°C
Poor signal, unable to integrate individual peaks
Aleksa et al., 2011 Injection
Method
SPME Dry samples, derivatize for 15 minutes, analyte adsorbs to SPME fiber before fiber injection
Highest area counts, effective peak separation
Agius et al., 2010
Derivatizing Agent PFPA Used 10 µL for comparison to HFBA
Poor signal for internal standard quantifying ion
Jurado et al., 2004
50
HFBA Used 10 µL for comparison to PFPA
Strong EtG and internal standard peaks
Agius et al., 2010
- Derivatized samples pre-incubated in agitator for 5 minutes followed by fiber extraction for 20 minutes
Good area counts, SPME fiber swelled after each batch
Aleksa et al., 2011 Pre-injection
Parameters -
Derivatized samples dried with N2 briefly, pre-incubated in agitator for 2 minutes followed by fiber extraction for 10 minutes
Same area counts as other method, SPME fiber lasted longer
Agius et al., 2010
Carboxen/ PDMS fiber (75µm, black)
-
Higher counts than red fiber, however fiber stripped at higher EtG concentrations
Agius et al., 2010
SPME Fiber
PDMS fiber (100 µm, red) -
Counts not as high as black fiber, however, fiber lasted for more runs
Agius et al., 2010
- GC oven temperature increased from 70°C to 280°C at 15°C/minute
Peaks did not drop to baseline, difficult to integrate
- Ramp Speed
- GC oven temperature increased from 70°C to 280°C at 12°C/minute
Peaks dropped to baseline -
- 1.0 mL/min Internal standard peak incorporated into nearby M199 peak
- Column
Flow - 1.2 mL/min
Effective separation of internal standard and M199 peaks
-
51
Figure 5. Sample chromatographs of the quantifying ion for EtG (399) and EtG-d5 (404) after extraction of (A) 100 ng/mL EtG from perfusate; (B) 100 ng/mL EtG-d5 from perfusate; (C) 100 ng/g EtG from tissue; (D) 100 ng/g EtG-d5 from tissue
52
Table 8. Summary of inter-day variability, intra-day variability and extraction efficiency for final protocol (n=3 for each measurement).
Low (10 ng/vial)
Medium (100 ng/vial)
High (500 ng/vial)
Intra-day CV (%)
Perfusate 15 15 5
Tissue 35 14 23
Inter-day CV (%)
Perfusate 8 13 17
Tissue 38 28 17
Experimental recovery (%)
Perfusate 12 9 10
Tissue 8 5 3
Table 9. Method sensitivity. Limits of detection and quantification are measured in ng/mL perfusate and ng/g tissue.
Matrix Mean R2 SD CV (%) LOD LOQ
Perfusate 0.9985 0.001 0.11 1.6 4.8
Tissue 0.9948 0.006 0.70 13.7 41.6
53
4.2. DETERMINANTS OF PLACENTAL INTEGRITY AND VIABILITY
A total of 4 cotyledons from different placentae were perfused with 1 µg/mL EtG and
parameters of placental integrity and viability are presented in Table 10. Mean lobule weight
of the 4 perfused lobules was 19.03 ± 1.29 g and maternal and fetal flow rates were 13.65 ±
0.68 and 2.11 ± 0.06 mL/min, respectively. During all 4 perfusions, fetal volume loss was
never greater than 4 mL/h and pH values remained within physiological ranges throughout the
pre- and experimental phases. Oxygen, glucose, hCG, antipyrine and fetal arterial inflow
pressure measurements were not statistically different between the control and experimental
phases (Table 10). Antipyrine equilibrated between the two circulations after 3 hours with a
final F:M ratio of 0.62 ± 0.13 (Figure 6), which is similar to previous perfusion experiments
(Annola et al., 2008; Myllynen et al., 2008). The rates of antipyrine disappearance from
maternal circulation and appearance in fetal circulation were not statistically different (0.02 ±
0.01 vs 0.02 ± 0.00 µmol/g/min; p=0.91).
Table 10. Measurements of placental integrity and viability during perfusion experiments.
Viability Marker Pre-Control (mean ± SEM)
Experiment (mean ± SEM)
p-value
Fetal arterial inflow pressure (mmHg) 33.75 ± 4.59 36.78 ± 1.59 0.56
hCG production (mIU/g/min) 18.98 ± 3.42 10.91 ± 1.65 0.08
Oxygen Transfer from maternal to fetal (!mol O2/g/min)
0.00 ± 0.00 0.01 ± 0.00 0.45
Oxygen delivery to placenta (!mol O2/g/min)
0.43 ± 0.03 0.41 ± 0.03 0.75
Oxygen consumption by placenta (!mol O2/g/min)
0.21 ± 0.05 0.22 ± 0.01 0.92
Glucose consumption (!mol/g/min) 0.26 ± 0.05 0.21 ± 0.07 0.57
54
Figure 6. Antipyrine concentration (mean ± SEM) in maternal (closed circles) and fetal (open circles) reservoirs during the experimental phase of the perfusions (n=4). Initial maternal antipyrine concentration is 1 mM.
To elucidate whether EtG utilizes placental glucose transporters for transfer, the rates of
glucose disappearance from maternal circulation and glucose appearance in fetal circulation
were compared between pre-control and experimental phases of the perfusion. Neither the
rates of glucose disappearance from maternal circulation (0.26 ± 0.05 vs 0.21 ± 0.07
µmol/g/min, p = 0.57) nor the rates of glucose appearance in fetal circulation (0.02 ± 0.03 vs
0.07 ± 0.02 µmol/g/min, p = 0.26) were statistically different between pre-control and
experimental time points.
55
4.3. PLACENTAL DISPOSITION OF ETHYL GLUCURONIDE
After addition of 1 µg/mL EtG to the maternal circulation, transfer was slow and
incomplete after 3 hours of perfusion (Figure 7).
Figure 7. EtG concentration (mean ± SEM) in maternal (closed circles) and fetal (open circles) reservoirs during the experimental phase of the perfusions after addition of 1 µg/mL EtG to the maternal reservoir (n=4). Note: error bars are included for mean fetal concentrations.
The initial rate of disappearance from maternal circulation was rapid over the first 30
minutes and diminished for the remainder of the experiment. EtG was first detected in the fetal
circulation after 20 minutes. The fetal concentration after 3 hours was 229.88 ± 19.85 ng/mL
and the fetal-to-maternal ratio at 3 hours was 0.29 ± 0.02. This ratio is not indicative of steady
state parameters since net maternal-to-fetal transfer was still occurring after 3 hours. This can
be seen by comparing the antipyrine and EtG F:M ratios in Figure 8. Lines have been fitted
through the first 4 data points (0-90 minutes), during which time transfer is expected to occur
only in the maternal-to-fetal direction. Lines have been extended to 180 minutes to show that,
56
while antipyrine has reached steady state by the end of the experiment, EtG concentrations still
fit the line indicative of unidirectional transfer. This indicates that EtG transfer is incomplete
after the 3 hour experiment.
Figure 8. Fetal-to-maternal ratios (mean ± SEM) for antipyrine (closed circles) and EtG (open circles) during the experimental phase of the perfusions (n=4).
Averages of EtG concentration in triplicate samples of 1.00 ± 0.01 g samples of
perfused placental tissue ranged from 140-415 ng/g (Table 11). Placental tissue samples taken
from a cotyledon not perfused with EtG were below the LOD for EtG.
Table 11. Triplicate measurements of EtG concentration (ng/g) in each perfused cotyledon (n=4).
Trial Placenta 1 Placenta 2 Placenta 3 Placenta 4
1 401.27 <LOD 320.31 283.78
2 392.33 229.48 217.99 57.91
3 450.48 168.88 247.84 79.58
Average 414.69 199.18 262.05 140.43
CV (%) 7.55 21.51 20.08 88.75
57
The following equation was used to determine the % recovery of EtG from all
measurable compartments:
% Recoverycomp = (concentrationcomp * volumecomp)/250 µg, where
concentrationcomp is the EtG concentration of that compartment in ng/mL or ng/g,
volumecomp is the volume or mass (for lobule compartment) of the compartment in mL or g,
and 250 µg is the initial dose of EtG introduced to the maternal circulation at time 0
Percent recoveries from each compartment of the perfusion apparatus as well as total EtG
recovery are shown in Table 12.
Table 12. Percent EtG recovery.
Source of Recovery (%)
Placenta 1
Placenta 2
Placenta 3
Placenta 4
Average ± SEM
Removed from maternal circulation
10.17 10.77 10.21 11.95 10.78 ± 0.41
Remaining in maternal circulation
54.40 61.19 38.77 67.20 55.39 ± 6.13
Removed from fetal circulation
0.91 1.10 1.50 1.07 1.15 ± 0.13
Remaining in fetal circulation
7.84 8.19 12.04 8.94 9.25 ± 0.96
Extracted from lobule post-perfusion
2.64 1.16 1.61 1.42 1.71 ± 0.32
Total recovered 75.97 82.41 64.13 90.59 78.28 ± 5.58
Net EtG disappearance
24.03 17.59 35.87 9.41 21.72 ± 5.58
Note: The sum of the samples taken throughout the experiment for analysis of EtG, antipyrine and hCG is called the “removed from maternal circulation” and “removed from fetal circulation” compartments. Perfusate remaining in the reservoirs and tubing after the 3 hour experiment are called the “remaining in maternal circulation” and “remaining in fetal circulation” compartments.
58
CHAPTER 5. DISCUSSION
5.1. VALIDATION OF GC-MS METHOD FOR ETHYL GLUCURONIDE DETECTION
The first objective of the current study was to develop and validate a method for
detecting EtG in placental perfusate and tissue using GC-MS. While the current gold standard
for EtG detection in plasma and placental tissue is LC-MS-MS, our laboratory is equipped with
GC-MS and method development was more practical. In any case, there are several GC-MS
methods available for detecting EtG in hair, and components of these methods were easily
transferrable to the current protocol. Notably, the hair method used by Agius et al. (2010) was
adapted to EtG detection in this study by means of solid phase extraction protocol, method of
injection, SPME fiber used, and derivatizing agent used.
This is the first method to use GC-MS to measure EtG in placental perfusate and in
placental tissue. Perfusate is essentially human plasma without plasma proteins and since EtG
is not expected to bind to erythrocytes or plasma protein (Hoiseth et al., 2009b), comparisons
with studies conducted in plasma or even whole blood are appropriate. There are several
studies that have measured EtG in blood with LC-MS, including all the blood pharmacokinetic
studies mentioned in Chapter 2. Only three papers to date have analyzed EtG in blood via GC-
MS (Janda & Alt, 2001; Schmitt et al., 1995; Shen et al., 2009), all of which used similar
methods for EtG extraction and detection.
In these three EtG blood studies with GC-MS, the LODs ranged from 37-100 ng/mL
and one study reported an LOQ of 173 ng/mL (Janda & Alt, 2001). Comparatively, the LOD
and LOQ in this thesis were approximately 2 ng/mL and 5 ng/mL. Several factors might
contribute to the comparatively lower limits seen in this study compared to others. Firstly,
perfusate is a “cleaner” matrix than whole blood and does not require initial protein denaturing
59
and centrifugation to remove cellular fractions. Secondly, these previous methods introduced
sample into the GC via direct injection, whereas in this study samples were introduced via
SPME. This latter method utilizes a porous fiber coated in a solid sorbent that allows for
sample adsorption and subsequent equilibrium between the sorbent and the SPME vial
(Pawliszyn, 1999). Thus, SPME allowed for introduction of a concentrated amount of analyte
into the GC, compared to only 1-2 µL of a reconstituted solution of analyte, as seen with direct
injection (Aleksa et al., 2011). Lastly, the lower limits in this study may be due to the
derivatizing agent and protocol utilized. Adapted from a hair protocol, where EtG LOD was
0.6 pg/mg hair (Agius et al., 2010), samples in this study were derivatized with both PFPA and
HFBA to determine that HFBA produced higher area counts at anticipated peaks, and samples
were derivatized at an optimal temperature for 30 minutes. The low LOQ established for this
method was essential for accurately measuring the initial appearance of EtG in the fetal
perfusate over the first hour, where concentrations ranged from 0-100 ng/mL. Analytical
sensitivity allowed for the detection of EtG in the fetal circulation within 20 minutes, which
gives some insight on potential tissue binding and saturation during the initial 20 minutes.
Only one previous study has measured EtG in placental tissue, however the study
analyzed first trimester placentae using LC-MS (Morini et al., 2011). Of the 35 placentae
analyzed from women undergoing voluntary termination, 4 tested above the LOQ (~5 ng/g) for
EtG, with values of 122, 215, 435, and 1305 ng/g. Despite differences in the protocols, the
average EtG concentrations of triplicate samples for the 4 placentae analyzed in this study after
perfusing with 1 µg/mL EtG (140, 199, 262, 415 ng/g) were similar to those reported by
Morini et al. The LOQ in this study (42 ng/g) was much higher than the one reported by
Morini et al., potentially due to the increased sensitivity of LC-MS over GC-MS for detecting
60
EtG in placental tissue. However, this LOQ was sufficient for capturing 11/12 of the tissue
samples (triplicate for each placenta) in this study.
Aside from differences in the method used and placental age, there are other important
differences between this thesis and the study conducted by Morini et al. in terms of measuring
EtG in placental tissue. Firstly, the dose of alcohol consumed and therefore the amount of EtG
produced was unknown in Morini et al., whereas all placentae in this study were perfused with
the same dose of EtG (1 µg/mL). Secondly, there was high variability amongst the
concentrations of the triplicate samples of each cotyledon in this study, suggesting that the 3-
hour timeframe of the perfusion may not have been sufficient for EtG to distribute evenly
throughout the lobule. Lastly, comparisons between concentrations in whole placentae vs.
single lobules may not be accurate because the increase in blood flow is disproportionate to the
increase in surface area, which means that, given the same dose, in vivo whole placentae may
have a higher drug concentration compared to a single ex vivo cotyledon. Regardless of these
differences, both studies were able to detect tissue EtG concentrations indicative of moderate
alcohol consumption, which is the objective of biomarker screens in hair and meconium, and of
this study.
5.1.1. Limitations to the study
As demonstrated in Table 7, the validation of this method was lengthy, as many
changes were required to obtain a final method that was specific, accurate, and sensitive
enough to detect EtG in placental perfusate and tissue. The two major limitations to the
validation of this method were the higher degree of inter- and intra-day variability, and the low
extraction efficiency. Inter- and intra-day variability was 8-17% and 5-15% for perfusate and
17-38% and 14-35% for tissue. Variability in tissue samples was greater than in perfusate
samples likely due to the inherent compositional complexity and heterogeneity of tissue.
61
Another reason for high variability in tissue is that triplicates were prepared for each
concentration, while other studies often use more than 3 replicates in their precision analyses to
reduce the coefficient of variability (Aleksa et al., 2011). Lastly, tissue samples contained
different final volumes of supernatant after ultracentrifugation. This suggests that placental
segments were not homogeneous and therefore, in some segments, water and EtG may have
been incorporated into the sub-cellular pellet and subsequently discarded.
SPME itself is a source of variability and several sources of imprecision have been
proposed (Pawliszyn, 1997). Heterogeneity among tissue samples will lead to different
degrees of adsorption to the SPME fiber and competition with EtG for adsorption sites. Fiber
use can also lead to variability, as there can be carryover of background substances to
subsequent samples. A more detailed optimization of fiber adsorption/desorption times and
temperatures could reduce this carryover.
Experimental recovery was calculated for this experiment as the ratio of detector count
for analyte extracted from either perfusate or tissue to detector count for pure un-extracted
analyte. For the latter, EtG was added directly from the stock solution to the vial, evaporated,
derivatized, and injected. The experimental recoveries for perfusate and tissue at varying EtG
concentrations were 9-12% and 3-8%, respectively, indicating that overall recovery was rather
poor. As a comparison, Janda et al. (2001) measured EtG extracted from blood with GC-MS
and calculated a mean extraction efficiency of 85%, however larger sample volumes were used
for SPE and the aminopropyl NH2 cartridges used by Janda et al. were unsuccessful for EtG
detection in the present thesis (Table 7). Agius et al. (2010) used the same SPE cartridges and
protocol as in this study for their analysis of EtG in hair with GC-MS, with extraction
efficiencies of 63-76%. This finding suggests that the matrices themselves!perfusate and
tissue!may be contributing to the low recoveries.
62
For tissue, the likely source of low EtG yield was likely analyte loss during
homogenation and centrifugation. For perfusate, where samples were immediately extracted
after preparation, a series of experiments were conducted to determine the extent of matrix
effects on EtG loss. The same GC-MS protocol was used to measure EtG either un-extracted
or extracted from five solvents: water, perfusate, perfusate without heparin, perfusate without
dextran, and perfusate without M199 media. Surprisingly, EtG extracted from water alone
gave only a 30% recovery compared to un-extracted EtG. This recovery is still less than half
of the recovery from hair by Agius et al. The only difference between the two extraction
methods was that Agius et al. ran 2 mL of sample through the cartridges, whereas only 1 mL
sample was used in this study. This is because it was impractical to take more sample volume
during each time point throughout the perfusions at the risk of draining the fetal reservoir
before the end of the experiment, which only contained 150 mL initially. The samples
extracted from perfusate without M199 generated EtG counts closest to those of samples
extracted from water, while extraction from the remaining 3 solvents gave even lower
recoveries. These results indicate that the majority of EtG loss was due to the use of 1 mL
sample instead of 2 mL, while the remainder of the loss was due to interference of one or more
of the ingredients in the M199 media (Appendix II) with the SPE cartridges. While recovery
was low for this study, the detection method was still sensitive enough to accurately measure
all maternal and fetal samples.
5.2. PLACENTAL PERFUSION OF ETHYL GLUCURONIDE
The secondary objective of this study was to determine if levels of EtG indicative of
moderate to high alcohol consumption during pregnancy cross the human placenta. No
63
measurements of blood EtG concentrations have been published in pregnant women so the use
of 1 µg/mL EtG for this study was based on an approximation from healthy subjects. In a
previous study conducted in healthy adults who consumed 1.0 g/kg ethanol (Hoiseth et al.,
2010b), which corresponds to approximately 5 standard drinks (13 g ethanol each), median EtG
Cmax was 1.06 µg/mL.
The maternal perfusate used in the perfusion experiments is similar to plasma in its
composition and pH, but does not contain plasma proteins such as albumin and AAG. For
drugs that are highly bound to erythrocytes or plasma proteins, the placental perfusion
experiment may over-estimate transfer, since the entire dose will be free to cross. EtG does not
appear to bind to erythrocytes, as shown by an average serum/blood EtG ratio of 1.69 in 13
postmortem cases (Hoiseth et al., 2009b). This value indicates that EtG is found in higher
concentrations in serum than in whole blood. This finding is understandable for a hydrophilic
molecule such as EtG since serum contains 12-18% more water than whole blood (Barnhill Jr
et al., 2007). Lastly, there are no reports of EtG binding to plasma proteins, so the absence of
these components of whole blood in the perfusate was not expected to influence EtG drug
disposition.
The results of this perfusion study show that EtG crosses the term human placenta
slowly, reaching a F:M ratio of 0.29 after 3 hours of perfusion. Glucuronides have previously
been shown to cross the placenta, resulting in significant fetal concentrations (Dickinson et al.,
1989; Garland et al., 2008). In pregnant baboons injected with morphine-3-glucuronide, F:M
ratios of 0.7-0.9 were measured after 24 hours, by which point the metabolite was presumably
at steady state (Garland et al., 2008). The final F:M ratio of 0.29 is not indicative of the actual
steady state value, since the linear increase in transfer seen in Figure 8 shows that EtG transfer
is still unidirectional after 3 hours. In addition, since EtG has a plasma elimination half-life of
64
2-3 hours (Hoiseth et al., 2007; Hoiseth et al., 2009a), the amount of EtG elimination from the
maternal circulation by non-placental clearance may shift the concentration gradient between
maternal and fetal circulations in vivo compared to the ex vivo model that does not account for
non-placental clearance. Regardless, the results show a slow transfer of EtG across the
placenta, which is in contrast to the lack of transfer of FAEE.
The major mechanism of maternal-to-fetal EtG transfer is likely passive diffusion,
which occurs down a concentration gradient (Syme et al., 2004). This would explain the slow
rate of transfer, as EtG’s physiochemical properties preclude its efficient transfer across
biological interfaces. Firstly, since it is a molecule larger than 150 Da, it is unable to diffuse
through aquaporin channels (Kalant et al., 2007). Secondly, as a weak acid with a pKa of 3.21
(Krivankova et al., 2005), it is heavily ionized in maternal plasma. Lastly, and most
importantly, hydrophilicity impairs diffusion through lipid membranes. While the partition
coefficient of EtG has not been directly measured, other perfusion studies have used a shake
flask method to determine the octanol:water coefficient of an experimental drug and its
glucuronide (Dickinson et al., 1989; Fowler et al., 1989). For both phenytoin (Dickinson et al.,
1989) and valproic acid (Fowler et al., 1989), the log octanol:water coefficient is positive for
the parent drug (indicating a preference for octanol) and negative for the glucuronide
(indicating a preference for water). Moreover, octanol:water coefficients are positively
correlated with maternal clearance of drug, with parent drug clearance ratios of 110%
(phenytoin) and 95% (valproic acid) of antipyrine, and metabolite clearance ratios of only 12%
(phenytoin glucuronide) and 13% (valproic acid glucuronide). This correlation between
partition coefficient and clearance rate strongly indicates passive diffusion as the mechanism of
placental transfer. These trends are likely seen with ethanol and EtG, since ethanol has a
positive partition coefficient similar to those of phenytoin and valproic acid when using butanol
65
and pentanol as the solvent (Pienta et al., 1996), and since the placenta does not appear to slow
down the transfer of ethanol to the fetus (Idanpaan-Heikkil et al., 1971). Taken collectively, it
is likely that EtG crosses the placenta via passive diffusion.
Another possibility for EtG transfer across the placental barrier is via facilitated
diffusion, which uses a carrier system to transfer substrates down their concentration gradient.
Due to the structural similarities between glucose and EtG, the glucose transporter family was
hypothesized to be a potential candidate for EtG transfer. Glucose transporter 1 (GLUT-1) is
the dominant isoform in the placenta and is localized in the syncitiotrophoblast,
cytotrophoblast, and fetal endothelial cells (Jansson et al., 1993). Furthermore, it has been
suggested that the transfer of morphine-6-glucuronide across the blood brain barrier occurs
through GLUT-1 transport (Polt et al., 1994), particularly since transfer is decreased 3-fold in
the presence of glucose (Bourasset et al., 2003). Therefore, to test the possibility of GLUT-1
involvement in EtG transfer across the placenta, glucose transfer rates were compared between
control and experimental phases of the placental perfusion. Glucose (2.77 mM) was present in
the maternal perfusate during both phases, however EtG (1 µg/mL) was present in the maternal
perfusate only during the experimental phase. Therefore, if EtG utilizes GLUT-1 for placental
transfer, there should be decreased glucose transfer during the experimental phase due to
competitive inhibition. Neither maternal disappearance nor fetal appearance of glucose was
significantly different between control and experimental phases, suggesting that GLUT-1 does
not play a significant role in the placental transfer of EtG.
Active transport is another potential mechanism for EtG disposition across the
maternal-fetal unit. The placenta contains a variety of transporters that require an energy
source such as ATP to pump substrates against their concentration gradient (Syme et al., 2004).
Multi-drug resistance protein 2 (MRP-2) is one such transporter that is localized to the apical
66
syncitiotrophoblast (St-Pierre et al., 2000) and has a broad specificity for glucuronide
substrates (Gerk & Vore, 2002). Additionally, the biliary excretion of several glucuronide
metabolites is reduced in BCRP-null mouse livers (Zamek-Gliszczynski et al., 2006),
implicating BCRP as another potential EtG efflux transporter. The extent of active transport is
often investigated during perfusion studies when the experimental drug either does not cross
the placenta at all (Pollex et al., 2008) or demonstrates potential fetal risk (Hutson et al.,
2011b). While MRP-2 and BCRP may be involved in efflux of EtG in the placenta, active
transport of EtG was not an objective of this study and was not investigated.
A major source of EtG that was not analyzed in this study is the degree of
glucuronidation of ethanol by the maternal-placental-fetal unit. A previous analysis of EtG
formation in adult liver microsomes determined that the isozymes UGT1A1 and 2B7 are the
predominant enzymes in this metabolic process (Foti & Fisher, 2005). EtG formation by the
placenta has not been studied, however UGT expression and localization studies have been
conducted. First trimester placentae contain UGT1A1, UGT2B7 and "-glucuronidase!the
enzyme that hydrolyzes EtG to ethanol!and UGT is elevated in the placentae of mothers who
smoked or drank alcohol (Collier et al., 2002b). Term placentae express metabolically active
UGT2B7, but not UGT1A1, in the syncitiotrophoblast (Collier et al., 2002a). Despite their
reported activity, placental glucuronidation is generally not considered to be a major source of
drug clearance. For example, only 2% of azidothymidine is cleared via placental
glucuronidation in placental cell lines, primary cultures, and subcellular fractions (Collier et
al., 2004). It is therefore likely that placental metabolism of ethanol to EtG plays a minor role
in EtG transfer to the fetus, secondary to metabolism via the maternal liver.
The final metabolic factor pertaining to EtG formation is fetal metabolic capacity.
There have been no studies examining EtG formation in the fetal liver, however several
67
contrasting studies have looked at the ontogeny-related metabolic potential of UGTs. Early
human and rat microsomal analyses suggest that there is metabolic insufficiency of certain
UGT isoforms in the fetal liver and that the majority of UGT substrates are significantly less
metabolized compared to adults (Coughtrie et al., 1988; Leakey et al., 1987). These results are
in contrast with a study conducted in fetal baboons who were administered morphine, where
the authors reported no differences in the metabolism or elimination of morphine or its 2
glucuronide metabolites with gestational age or with the presence of the UGT2B7 inducer
phenobarbital (Garland et al., 2006). The latter results suggest that fetal UGT2B7 is sufficient
and mature enough for the proper clearance of morphine. While this study was conducted in
baboons, the results suggest that a component of EtG formation may be from metabolism by
UGT2B7 in the fetal liver. Taken collectively with the results of the current study, it is likely
that EtG detected in meconium is mostly of maternal origin, with potentially minor
contributions from placental and fetal metabolism. Future studies measuring EtG metabolic
formation in placental and fetal liver microsomes are needed to elucidate the exact metabolic
contributions of these additional pathways.
Genetic polymorphisms have been reported in 6 out of 16 isoforms of the UGT
superfamily, however only UGT1A1 polymorphisms have been associated with any clinically
relevant phenomena (Minors et al., 2002). Namely, UGT1A1 polymorphisms have been
implicated in impaired bilirubin metabolism leading to the onset of neonatal jaundice (Bartlett
& Gourley, 2011), as well as improper handling of irinotecan (Nagar & Blanchard, 2006). In
terms of UGT2B7, microsomal studies in liver samples have shown no change in metabolic
rates with polymorphic variants (Bhasker et al., 2000). With this information, it is unlikely that
there would be any significant genetic variation in the metabolism of ethanol to EtG in term
placentae, since they do not express quantifiable levels of UGT1A1.
68
To measure the efficiency of the perfusion protocol and to account for the initial
maternal EtG dose at the end of the experiments, a recovery analysis was conducted. On
average, by the end of the experiment, 55% of the initial EtG dose was still in the maternal
circulation, 9% was recovered in fetal perfusate, 12% was removed for sample analysis, 2%
was recovered in the cotyledon, and there was a net disappearance of 22%. Overall recovery
was as high as 91% and the average was 78%, which is quite high compared to other perfusion
experiments (Frederiksen et al., 2010). Possible sources of EtG loss could have been
adsorption to tubing or EtG hydrolysis by placental "-glucuronidase (Collier et al., 2002b),
neither of which was measured. However, the most likely source of EtG disappearance is via
spills and leakage from the maternal compartment. Fetal perfusate volume loss is a common
measurement of placental integrity (Pienimaki et al., 1997) and is therefore monitored
frequently. Maternal perfusate volume loss, however, is only measured before and after the 3-
hour experiment, and the discrepancy between the pre- and post-perfusion volumes reached as
high as 14 mL in one experiment, which could account for a 5% overall EtG loss. This loss
could be due to small accidental spills during sample collection or to small leakages through
the decidual plate. With an average recovery of 78%, though, these minor sources of EtG loss
are unlikely to alter or decrease the validity of the experimental results.
5.2.1. Limitations to the study
A limitation to the perfusion component of this study was that only term placentae were
used. For both ethical and physiological reasons, it is not possible to use the ex vivo perfusion
model to measure drug transfer in 1st trimester placentae, and therefore EtG transfer in early
pregnancy was not assessed. The maternal and fetal circulations are separated by a thin layer
of fetal endothelial cells and by a layer of trophoblast cells (Vähäkangas & Myllynen, 2006).
During the early stages of pregnancy this maternal-fetal separation is 50-100 !m thick and
69
decreases to 4-5 !m in the 3rd trimester due to shedding of the syncitiotrophoblast (van der Aa
et al., 1998). It is thus suggested that drug transfer in term placentae may be an over-
representation when extrapolating to 1st trimester placentae (Frederiksen et al., 2010). Since
passive diffusion likely represents the major mechanism of placental transfer for EtG, the
results of this study are likely indicative of the highest degree of EtG transfer during
pregnancy.
There are several other differences between 1st trimester and term placentae that may
lead to variation in transfer of EtG. As the placenta grows throughout gestation, its surface
area increases, thereby allowing a greater area for diffusion (van der Aa et al., 1998). Blood
flow to the placenta also increases with gestation (van der Aa et al., 1998). This increase in
flow does not change the ratio of fetal and maternal concentrations, but can influence the time
needed to reach these concentrations. For EtG, a substance that transfers slowly and has a half-
life of only 2-3 h, changes in flow can greatly influence time to steady state and absolute
concentrations in both circulations. Additionally, levels of fetal albumin increase with
gestation, with an albumin F:M ratio increasing from 0.28 in early pregnancy to 1.20 at term
(Krauer et al., 1984). There are no reports of EtG binding the plasma proteins, however
albumin is known to generally bind acidic compounds (Reynolds & Knott, 1989). As such, if
albumin binds EtG to some extent, fetal accumulation is possible at term. A binding assay as
well as term maternal and cord blood samples would be needed to support this assertion.
Finally, UGT1A1, one of the enzymes that metabolizes ethanol to EtG, is found in greater
proportion in early placentae and is not detectable in term placentae (Syme et al., 2004). While
this may potentially alter the disposition of EtG at different stages of pregnancy, it is unlikely
that the minor degree of placental glucuronidation would lead to any clinically relevant
changes.
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Another limitation to the perfusion study is the inherent differences between ex vivo
perfusion and in vivo drug transfer. Both ex vivo maternal perfusate and in vivo maternal blood
circulate entirely through the system/body in approximately 1 minute, however the flow rates
are different because there is only 250 mL of maternal perfusate compared to the whole volume
of maternal blood in vivo. This leads to an inherently slower placental transfer in the perfusion
model compared to in vivo conditions, and may account for longer times to reach steady state
(Hutson et al., 2011a). Indeed, in the current study, while EtG had not reached steady state
between the two circulations after 3 hours of perfusion, this may not necessarily be the case in
vivo.
Lastly, the use of a single cotyledon compared to the entire placenta influences the rate
of transfer according to Fick’s Law, whereby diffusion is proportional to the transfer surface
area (Kalant et al., 2007). Placental surface area is approximately 20-40 times that of a single
cotyledon, and thus, transfer in the perfusion model may again be attenuated compared to in
vivo conditions. These differences can affect overall drug disposition if the changes are not all
proportional. For example, in this study, tissue binding was calculated as the amount of EtG
recovered in the cotyledon over the total amount of EtG originally in the system (250 !g or 250
mL x 1 !g/mL). Blood volume is approximately 20 times that of the maternal perfusate
volume, however whole placental weight is 20-40 times that of a single cotyledon. Therefore,
EtG tissue binding in vivo may be up to 2 times greater than reported in this study due to
differences in physiological proportions.
5.2.2. Ethyl glucuronide as a biomarker of alcohol use during pregnancy
In a similar perfusion experiment, FAEE were shown to not cross the placenta (Chan et
al., 2004). FAEE were only recovered in maternal perfusate and placental tissue, but not in
fetal perfusate. Additionally, net FAEE disappearances of up to 90% and placental microsomal
71
studies confirmed that the placenta is capable of FAEE degradation, thus limiting its transfer
into fetal circulation. These findings implicated FAEE as exceptional biomarkers of fetal
alcohol exposure during pregnancy, since FAEE detected in meconium must be of fetal origin.
FAEE detection in meconium is now widely used in clinical practice and is part of the
Canadian guidelines for screening for FASD in newborns (Goh et al., 2008).
The results of the current perfusion study show that EtG does cross the placenta and
previous detection of EtG in meconium, placental tissue and fetal remains is likely of both
maternal and fetal metabolism of ethanol. Average recovery of EtG after the perfusions was
approximately 78%, suggesting that placental degradation of EtG is still possible.
Measurement of ethanol concentrations throughout the perfusions would help elucidate the
degree of placental degradation. Taken collectively, the results of this experiment suggest that,
because it crosses the human placenta, EtG is not as effective a biomarker of alcohol exposure
when measured in meconium as FAEE. While EtG detection in meconium may still be of
clinical utility in screening for alcohol-exposed children, its utility will likely be secondary to
that of FAEE.
Studies have already looked at the concordance between FAEE and EtG in meconium
and in maternal hair. Using receiver operating characteristic analysis, Backdash et al. (2010)
found an optimal agreement between EtG and FAEE in 596 meconium samples when using
cut-offs of 274 ng/g and 500 ng/g, respectively. Discordance between the two metabolites only
occurred in 2.7% of samples. In maternal hair, more sensitive cut-offs have been determined
for FAEE and EtG, whereby samples can be categorized as “abstinent”, “social drinker”, or
“excessive/chronic drinker” (Albermann et al., 2011). Additionally, in an analysis of 102 hair
samples from women attending their 2nd trimester ultrasound, 23 samples were positive for EtG
and negative for FAEE, thus excluding abstinence in cases that would have gone undetected
72
with FAEE analysis exclusively (Wurst et al., 2008). Thus, while the results of the current
study suggest that EtG may not be an effective first line biomarker of in utero alcohol
exposure, it has shown some promise as an adjunct to FAEE in terms of increasing method
sensitivity and specificity. With the finding that there is induction of UGT in 1st trimester
placentae in mothers who smoke or drink alcohol (Collier et al., 2002b), EtG may indeed be an
effective additional biomarker that can effectively distinguish alcohol-exposed from non-
exposed fetuses.
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CHAPTER 6. CONCLUSIONS AND FUTURE DIRECTIONS
6.1. CONCLUSIONS
Unfortunately, there are several disadvantages to FAEE analysis in meconium,
including products and disease states that can lead to false results, and a short time window for
meconium analysis before endogenous FAEE formation via contamination with postnatal stool.
Over the past few years, EtG has been proposed as a potentially useful biomarker of alcohol
use during pregnancy upon detection in meconium, placental tissue, and fetal remains. As
such, this study aimed to develop a method for detecting EtG in placental perfusate and tissue
via GC-MS and to determine whether EtG crosses the human placenta.
The results of this study show that, unlike FAEE, EtG does cross the human term
placenta and therefore EtG previously detected in fetal and neonatal matrices is likely of
maternal origin principally. As such, the current study demonstrated that EtG may not be the
most direct biomarker of fetal alcohol exposure when measured in meconium, and that FAEE
are likely more suitable biomarkers for such parameters. However, EtG can still play an
important role in evaluating at-risk drinking during pregnancy. There are several methods now
available for detecting EtG in various fetal tissues, including the one developed in this study
for detection in placental tissue and placental prefusate via GC-MS. Investigating the
suitability of these methods alongside FAEE analysis in clinical practice has the potential to
greatly improve current standards and guidelines for screening FASD.
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6.2. FUTURE DIRECTIONS
6.2.1. False EtG results due to sample contamination
A case report described a meconium sample originally negative for FAEE that, after
spiking with ethanol, led to FAEE formation (Klein et al., 1999). This finding raised the
question as to whether sample contamination can lead to false positives. To clarify this issue, a
recent study showed that 19/30 babies whose early meconium samples tested negative later
tested positive for FAEE after analyzing subsequent excretions, and that blank meconium
samples incubated with ethanol later tested positive for FAEE (Zelner et al., 2012). The results
of these two studies reveal that meconium itself can produce FAEE in the presence of glucose
and ethanol-producing organisms, both of which are present in the postnatal gastrointestinal
tract. It is likely that FAEE formation occurs in meconium via both bacterial enzymes and
human lipases secreted into the small intestine (Zelner et al., 2012). Either way, this source of
false results greatly complicates the interpretation of FAEE results in meconium.
It will be important to analyze the potential for false EtG results in meconium in a
similar fashion if this method is going to become commonplace for alcohol screening.
Contamination studies leading to false EtG results have been conducted in urine: negative
samples with confirmed bacterial growth tested positive for EtG after addition of either ethanol
or glucose and yeast (Helander et al., 2007). Since bacteria also contain "-glucuronidase,
samples originally positive for EtG later tested negative due to bacterial hydrolysis. Thus,
diabetes and urinary tract infections have been implicated as possible sources of false results
for EtG in urine (Helander & Dahl, 2005). With this information, it is possible that EtG
formation and degradation in meconium is possible, either by bacterial UGTs and "-
glucuronidases, or by human enzymes located in the gastrointestinal tract. Indeed, UGT1A1
75
and 2B7 cDNA is highly expressed in both the adult small intestine and in the colon (Ohno &
Nakajin, 2009). With the presence of dietary ethanol-producing organisms and the cofactor
UDPGA, which readily crosses the placenta (Collier et al., 2004), false positive EtG in
meconium is possible. Testing this hypothesis is necessary for a thorough understanding of
EtG disposition and for accurate analysis of EtG screens.
6.2.2. EtG immunoassay in meconium
One major disadvantage of FAEE analysis is that all the current methods utilize some
form of chromatography, either gas or liquid. Chromatographic apparatus is expensive and
requires extensive technical knowledge to operate. Additionally, analysis of FAEE involves
the cumulative concentration of 4-7 FAEE, depending on the method utilized, which can be
time intensive as well. The development of an immunoassay for EtG (Jung et al., 2009) has
made urinalysis less expensive, quick, and easy to implement in general laboratories (Wright &
Ferslew, 2012). Applying these advantages to alcohol screening by testing EtG in meconium
samples via immunoassay would allow for implementation in more laboratories and therefore
would provide faster turnaround time for results. Immunoassay screening would also reduce
laboratory costs, as only positive samples would need to be confirmed with chromatography.
Currently, an immunoassay for EtG detection in meconium is being developed (Pichini et al.,
2012), and after proper validation, this apparatus could be an invaluable addition to the gamut
of alcohol screening procedures in obstetric populations.
6.2.3. Additional concordance studies between FAEE and EtG
Previous studies have compared FAEE to EtG in meconium (Bakdash et al., 2010;
Tarcomnicu et al., 2010) and in adult hair (Yegles et al., 2004), but there is not a high degree
76
of concordance due to the different chemical properties of FAEE and EtG. In addition, as
shown by this study, EtG is not the most effective biomarker for fetal alcohol exposure when
measured in meconium. Thus, a more appropriate concordance study would involve
comparing FAEE in meconium to EtG in either maternal or neonatal hair. Since EtG detection
has been validated in adult hair by GC-MS and LC-MS (Pragst & Balikova, 2006) and can be
done with extremely high sensitivity, hair may be the optimal matrix for EtG use in obstetric
populations. Neonatal hair is also a promising matrix for EtG detection. This analysis has
been attempted previously, but sample size requirements precluded effective EtG measurement
(Morini et al., 2010b). If the barriers of acquiring sufficient neonatal hair can be overcome, an
EtG study in this matrix could advance knowledge of measuring fetal alcohol exposure,
particularly if a concordance study can be conducted alongside FAEE in meconium.
77
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LIST OF PUBLICATIONS, ABSTRACTS, AND CONFERENCE PRESENTATIONS
Publications Matlow JN. Guidelines and strategies for screening fetal alcohol spectrum disorder in Canada. University of Toronto Medical Journal. 2011; 89(1): 16-21. Abstracts !Matlow J, Aleksa K, Lubetsky A, Koren G. Ethyl glucuronide as a biomarker of alcohol consumption during pregnancy. Clinical Pharmacology & Therapeutics. 2012; 91(S1): S8-9. Matlow J, Aleksa K, Koren G. The effectiveness of ethyl glucuronide as a biomarker of alcohol abuse during pregnancy via perfusion of the human placenta. Journal of Population Therapeutics & Clinical Pharmacology. 2011; 18(2): e349-350. Oral Presentations Ethyl glucuronide crosses the human placenta and represents maternal and fetal exposure to alcohol. Canadian Society of Pharmacology & Therapeutics, Modern Therapeutics 2012, Toronto, Ontario. June, 2012. Ethyl glucuronide as a biomarker of alcohol consumption during pregnancy. American Society of Clinical Pharmacology & Therapeutics, National Harbor, Maryland, USA. March, 2012. The effectiveness of ethyl glucuronide as a biomarker of alcohol abuse during pregnancy via placental perfusion and metabolism studies. Fetal Alcohol Canadian Expertise Satellite Conference, Atlanta, Georgia, USA. June 2011.
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APPENDICES
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APPENDIX I. CONSENT FORM Study Title: The Role of the Placenta in Fetal Toxicology
Investigators: On Site Primary Investigator: Dr Howard Berger, Perinatologist, St. Micheal’s Hospital, Department of Obstetrics and Gynecology, Phone: (416) 867- 7460 Ext. 8408 (Available Monday - Friday 9 am – 4 pm) Off-Site Primary Investigator: Dr.Gideon Koren, The Hospital for Sick Children, Department of Clinical Pharmacology Phone: (416) 813-5781 (Available Monday – Friday 9 am – 4 pm) Introduction: Before agreeing to take part in this research study, it is important that you read the information in this research consent form. It includes details we think you need to know in order to decide if you wish to take part in the study. If you have any questions, please ask the study doctor or study staff to explain any words you don’t understand before signing this consent form. You will also have the opportunity to ask any additional questions on the day of surgery. Make sure all your question s have been answered to your satisfaction before signing this document.
All research is voluntary. You may also wish to discuss the study with your family doctor, a family member or close friend. Background Information: The placenta research laboratory at the Hospital for Sick Children is one of the few laboratories in North America currently studying drug transfer in the human placenta. They employ a technique called “placental perfusion”. This unique technique separates the functions of the placenta from both the maternal and fetal influences. The use of this model will further our understanding of the transport and behavior of certain medications across the human placenta, throughout pregnancy. Purpose of Research: Pregnancy is a special state in which there are many physical changes that occur to both the fetus and the mother. While pregnant, some mothers need to take medication in order to maintain a healthy pregnancy. Some of these compounds can reach the fetus by passing through the placenta. We would like to understand this process better. It is very important for researchers and doctors to better understand how medications cross the placenta, so that in the future we may help women protect their unborn fetus from harm.
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Description of Research: Once your baby is born, the umbilical cord is clamped and the baby is separated from the placenta. The placenta is then delivered and thrown away. If you agree to participate in this study, instead of the placenta being disposed of, we would like to use it to continue our study of the transport of medication across the placenta. These tissues will be studied immediately after birth and then disposed of in the usual fashion. No additional procedures or modifications to your care are required to assess the placenta after delivery. If your treating doctor decides that your placenta requires special testing after delivery, we will not collect it as part of this research study. Potential Harms (Injury, Discomforts or Inconveniences): Collection of these samples will not affect your labour or the delivery of your baby. The placenta will only be assessed for research after it has been delivered. The assessment will be done at the time the placenta is routinely disposed. The collection carries no risk to you or your baby. Potential Benefits: Your consent to collect your placenta will be of no direct benefit to you. The results from this study may improve our understanding of drug transfer in the human placenta. In addition, we hope that the information obtained in this study will allow us to develop new treatment options for women during pregnancy while protecting their unborn fetus. Protecting Your Health Information: These consent forms and data collection forms will be held in the strictest confidence. To protect your anonymity, your name will not appear on any record. Information from this study will be kept in a locked filing cabinet in the locked laboratories at the Hospital for Sick Children for three years. Information from this study will also be kept on a password protected computer database in the research laboratories at the Hospital for Sick Children. Your name will not be used in any publication. None of the research results will be placed in your medical records. Participation and Withdrawal: Your participation in this study is voluntary. If you do not want to participate in this study, or wish to withdraw at any time, you are free to do so and this will in no way affect your present or future care. Potential Cost of Participation and Reimbursement: There are no costs associated with participating in this study. You will not be reimbursed for your participation in this study.
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Compensation for Injury: If you become ill or are physically injured as a result of participation in this study, medical treatment will be provided to you in the same manner as you would ordinarily obtain any other medical treatment. In no way does signing this consent form waive your legal rights nor does it relieve the investigators or involved institutions from their legal and professional responsibilities. Publication of Results: Once the study is complete the information will be summarized and submitted to a medical journal for publication. The outcome of this study may also be presented at conferences, scientific meetings and other public forums. It is important that you are aware that you will not be identified in any of these reports and your confidentiality will be completely maintained. Development for Commercial Gain: Research carried out on your samples by researchers at the Hospital for Sick Children, or their collaborators, may lead to the development of marketable treatments, devices, new drugs or patentable procedures. By participating in this study you will not benefit directly from any such commercial products that will remain with the Hospital for Sick Children and their research partners. Research Ethics Board Contact: If you have any further questions about your rights as a research participant, you may contact Dr. Julie Spence, Chair, Research Ethics Board, 416-864-6060 ext 2557. Futher Questions: You have been given a copy of this information and consent form. If you have any questions about taking part in this study, you may contact Dr. Gideon Koren (The Hospital for Sick Children) at (416) 813-5781 or Dr. Howard Berger (St. Michael’s Hospital) at (416) 867-7460 Ext. 8408.
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CONSENT TO PARTICIPATE IN A RESEARCH STUDY
Study Title: The Role of the Placenta in Fetal Toxicology Consent: I acknowledge that the research study described above has been explained to me and that any questions that I have asked have been answered to my satisfaction. I have been informed of my right not to participate and the right to withdraw without compromising the quality of my medical care at St. Michael’s Hospital. As well, the potential risks, harms and discomforts have been explained to me and I also understand the benefits (if any) of participating in the research study. I understand that I have not waived my legal rights nor released the investigators, sponsors, or involved institutions from their legal and professional duties. I know that I may ask now, or in the future, any questions I have about the study or the research procedures. I have been assured that records relating to me and my care will be kept confidential and that no information will be released or printed that would disclose personal identity. I have been given sufficient time to read and understand the above information. By signing this consent form, I give permission for my placenta to be used for research purposes after delivery. The placenta will be collected and will be processed at the time of delivery and used for the purposes outlined in the description of this research study. I hereby consent to participate and will be given a copy of this consent form. Participant’s Name (Please Print) Participant’s Signature Date Name & Position of Person Signature Date Obtaining Consent
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APPENDIX II. COMPOSITION OF MEDIUM M199 Component mg/L Component mg/L Calcium chloride (anhydrous) 200 DL-A Tocopherol Phospate!Na 0.1 Ferric Nitrate!9H2O 0.72 Thiamine!HCl 0.1 Magnesium Sulfate (anhydrous) 97.67 Adenine Sulfate 1.0 Potassium Chloride 400 Adenosine Monophosphate!Na 0.2385 Sodium Acetate (anhydrous) 50 Cholesterol 0.2 Sodium Chloride 6800 Deoxyribose 0.5 Sodium Phosphate Monobasic 122 Glucose 1000 (anhydrous) Glutathione (reduced) 0.05 DL-Alanine 50.0 Guanine!HCl 0.3 L-Arginine ! HCl 70.0 Hypoxanthine 0.3 DL-Aspartic Acid 60.0 Polyoxyethylenesorbitan Monooleate 20 L-Cysteine!HCl!H2O 0.11 Ribose 0.5 L-Cystine!2HCl 26.0 Thymine 0.3 DL-Glutamic Acid 133.6 Uracil 0.3 Glycine 50.0 Xanthine!Na 0.344 L-Histidine!HCl!H2O 21.88 L-Hydroxyproline 10.0 DL-Isoleucine 40.0 DL-Leucine 120.0 L-Lysine!HCl 70.0 DL-Methionine 30.0 DL-Phenylalanine 50.0 L-Proline 40.0 DL-Serine 50.0 DL-Threonine 60.0 DL-Tryptophan 20.0 L-Tyrosine!2Na!2H2O 57.66 DL-Valine 50.0 Ascorbic Acid!Na 0.0566 D-Biotin 0.01 Calciferol 0.1 Choline Chloride 0.5 Folic Acid 0.01 Menadione (sodium bisulfite) 0.016 Myo-Inositol 0.05 Niacinamide 0.025 Nicotinic Acid 0.025 p-Amino Benzoic Acid 0.05 D-Pantothenic Acid (hemicalcium) 0.01 Pyridoxal!HCl 0.025 Pyridoxine!HCl 0.025 Retinol Acetate 0.14 Riboflavin 0.01