Tanya M Walton Pratt Financial Disclosure Report for Walton Pratt, Tanya M

8/3/2019 Tanya M Walton Pratt Financial Disclosure Report for Walton Pratt, Tanya M

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i f i a l)Walton Pratt, Tanya M.

4. Title (Article II1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;mag istrate judges indicate full- or part-t ime)

U.S. Dis t r ic t Judge-Act ive

7 . Ch a mb er s o r O f f i ce A d d r e s s46 E. Ohio StreetChambers 330Indianapolis, 1N 46204

2. Court or Organ izat ionU.S. Di s t r i c t Cour t , Sou the r n Di s t r i c t o f Ind iana

3. Date o f R e p o r t05/14/2011

5a. Repor t Type (check app ropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n the basis o f the informat ion contained in thi s Repor t and anymodifications pertaining thereto, it is , in my opinion, in c o m p l i a n c ewith appl icab le laws and regu la t ions .

Reviewing Officer D a t e

6. Report ing P e r i o d1/1/2010

to12/31/2010

IMPORTANT NOTES : The instruct ions accom panying this form m ust be followed. Com plete al l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing indiv idual on ly ; seepp. 9 -13 o f f i l ing ins truc t ions . )~ ~o reportable positions.)ONE

POSITION1 . T r us te e, Bo ar d of D ir ec to r2. M e m b e r

NAME OF ORGANIZATION/ENTITYCathedra l High Schoo lAm er ican Inn o f Cour t , Indianapo l is

3. Advisory Board U n i t ed N e g r o C o l l e g e F u n d

4.5.

I I . A G R E E M E N T S . m e p o r t i n g individual only; seepp. 14-16 of filing instructions.)~ (No reportab le agreeme nts . )O N E

1.20092 . 1 9973.

D A T E P A R T I E S A N D T E R M SInd iana Judge s P e ns ion F und ; pe ns ion upon r e t i r e m e n t a t age 62P E RF (P ub l i c E m ploye e s Re i t r e m e n t F und ) , payab le upon r e t i r e m e n t


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FINANCIAL DISCLOSURE REPORTPage 2 o f 7

Name of P e r s o n R e p o r t i n gW a l t o n P r a t t , T a n y a M .

D a t e o f R e p o r t05/14/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Repor t ing ind iv idua l and spou se; see pp . 17-24 of fillng instructions.)A. Filers Non-lnvestment Income

[~ (No reportable income. )ONE non- investment_ D A T E SOURCE AND TYPE

2.

3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - l f you were married during an yportion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

~] N O N E ( N o reportable non-investment income.)DATE

1. 20102.3.4.

SOURCE AND TYPESe lf -employed A t torney

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertalnmeng(Includes those to spouse and dependent children; see pp. 25-27 of fi fing instructions.)

NO NE (No reportable reimbursements.)SOURCE DATES LOCATION

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 o f 7

N a m e o f P e r s o n R e p o r t i n gW a l t o n P r a t t , T a n y a M .

Date of Report05/14/2011

V . G I F T S . a n d u d e s those to spouse a nd depend ent children; see pp. 28-3 1 of f i l ing ins truct ions .)~ N O N E (No reportable gifts.)

2.

3.

4.

5.

SOURCEInd iana S ta te B a r A s s oc ia t ionFeder a l B ar A sso c ia t io n

DESCRIPTIONContribution toward cost of reception following investiture ceremonyContribuiton toward costs of reception following investiture ceremony

VALUE$2,000.00$3,000.00

V I . L I A B I L I T I E S . a n d u d c s t h o s e o ~ " ~ p o u s e o n d dependent children; see p p . 3 2 - 3 3 of f!ling instructions.)D N O N E (No re portable liabilit ies.)

CREDITOR1 . Bank of America2.3.4.5.

credi t cardDESCRIPTION VALUE CODE

J


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FINANCIAL DISCLOSURE REPORTPage 4 of 7

Nam e of Person Repor t ingW a l t o n P r a t t, T a n y a M .

D a t e o f R e p o r t05/14/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)NO NE ( No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d of reporting period

(1 ) (2) (1) (2) . .(I) (2) (3) (4) (5 )Place "(X )" after each asset Am ount T y p e . ( e . g . , V alue Value ~ype (e.g , D a t e V a l u e G a in ldentitv ofe x e m p t f r o m p r i o i" d i s c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e t h O d : buy sell m m / d d / y y Code 2 ] Code 1 b u y e r ! s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 redemption) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W )

1 . se r ie s EE bonds A Interest J T2. se r ie s I bonds A Interest J T

3. C H A S E B a n k A Interest J T4. Nationa l C i ty Bank (CD, check ing) A Interest K T5. APPL (A pp le ) s tock A Dividend J T6. ARBA ( Ar iba Inc .) s tock N o n e J T7. CBMC (Ca lyp te b iomed) s tock N o n e J T

8. CHK (Chesapeake ene rgy) s tock N o n e J T9. E R IC (Errics s on ) s tock N on e J T

1 0 . MSTR (mic ros t ra tegy inc . ) s tock A Dividend J T1 1 . Fid elity D ivers if ied In terna tio na l Fu n d N on e K T1 2 . Fied l i ty Low-Pr iced S tock N o n e K T1 3 . Vanguard Cap i to l Oppor tuni ty N o n e K T1 4 . B l a c k R o c k L a r g e c a p V a l u e R e t i re m e n t K N o n e K T1 5 . Wells Fargo Cap i ta l Growth I N o n e J T1 6 . W B M D ( W e b M . D . .) N o n e J T1 7 . PIMC O N o n e L T

transaction)

( S e e 0 I ~ S s i a n d D 4i F =~50100i ~ $1061000 .. . . . . . . . . ~ = 5i00;001 - SliO O0,000 Hi =$11 000;00i ~ *5,000,000 n 2 = Mo re than S5;000,0002 . V alue C odes J =$15.000 or less .... K --$15~001 -$50;000 L =$50100i ~ $100.000 M =$100,001 - $2 50,000( See Colunms CI a od D3) N = $250,001 L $500,000 O = $500~001 - $1,000,000 PI =$1;000;001 ; $5 000 000 P2 =$5,000,001 - $25,000,00 0

P3 =$25,000,001 - $50~000;000 P4 =M or~ ihan $50,000,0003 . V alue Meth od C odes Q =A p p ra i sal R =Cost (Real Estate Only) S = As s es s ment T = C as h Mark c t(S ee C olumn C 2) U = Bo0 k V alue V = O th er W = E s t imated

E =$I 5,001 - $50,000


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N a m e o f P e r s o n R e p o r t i n gWa l ton P ra t t , Ta ny a M .

D a t e o f R e p o r t0 5 / 1 4 / 2 0 1 1

V II. INVESTMENTS and TRUSTS - i .... e , value, t ...... ions (Includes those of sp ...... d dependen t chi ldren; see pp. 3d -60 of f i l ing ins t ruct ions .)[~ NONE income, assets , or transa ct ions .)N o reportable

B. C. D.T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

Place"~)"affereaehasse t(1) ( 2 ) ( 1 ) ( 2 ) ( 1 ) (2) (3) (4) (5 )

A m ount T ype (e . g ., V al ue Va l u e Type (e.g., Date Value Gain Identity ofCode 1 div.,rent, C o d e 2 Method bu y , se ll, m m/dd /yy Co d e2 I Co d e 1 buyer /sel lero r i n t . ) ( J - P ) Co d e 3 : redemption) - (J-P) (A -H) (if private

(Q-W) transaction)

1 8 . Indiana Stable Va lue Fund

1 9 . Allianz IRAs

20 . Western National IRA

21 . Indiana 529 Plan: Core B ond Index Portfol ic22 . Vanguar d Institut ional Index Fund

23 . Artio International Equity Fund

24 . Indiana 529 Plan: Large Cap Index Portfol ioClass A25 . Indiana 529 Plan: Intemational Equity IndexPortfolio Class

None J T

A I n t e r e s t L TA I n t e r e s t K TA I n t e r e s t J T

None K T

None J TA I n t e r e s t J TA I n t e r e s t K T

2 . V alu e Cod es J = $15,000 or less K =$15,001 - $50,000(S ee C olumns C I and D 3 ) N =$250,001 - $500,000 O =$500,001 - $1 ;000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q = A p p ra i sal R - C os t (Rea l E s ta te O n!y)(S ee C olumn C 2) U = Book V alue V = O th er

C =$2,501 - $5,000H 1 = $ 1 , 0 0 0 ; 0 0 1 - $ 5 ~ 0 0 0 ; 0 0 0L =$50,001 - $100;000P 1 =$ ] ,000,001 - $5,000,000P4 -More than $50;000,000S = As s es s mentW = E s t imated

D =$5,001 - $15,000 E =$15,001 - $50,000H2 =More than $5;000,000M =$100,001- $~5o,oooP2 =$5,000,001 - $25,000,000 iiT = C as h Mark e t


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Name of Pe rson Repor t ingWalton Pra t t , Tanya M.


VII I. ADDIT IONAL INFORM AT ION OR E XPL ANA T IONS. (lndicate part of report.)


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Nam e of Person ReportingW a l t o n P ra t t, T a n y a M .


IX. CERTIFICATION.1 ce r t i fy t h a t a l l in fo rm a t io n g i v en a b o v e ( i n c l u d i n g i n fo rm a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d ep en d en t ch i l d r en , if a n y ) i sa ccu ra t e , tr u e , a n d co m p l e t e t o t h e b e s t o f m y k n o w l ed g e a n d b e l i e f , a n d t h a t an y i n fo rm a t i o n n o t r ep o r t ed w a s w i t h h e ld b eca u s e i t m e t a p p l i c a b le s t a t u t o ryp ro v i s i o n s p e rm i t ti n g n o n -d i s c l o s u re .I f u r t h e r c e r ti fy t h at e a rn ed i n co m e f ro m o u t s i d e em p l o y m en t a n d h o n o ra r i a a n d t h e a ccep t a n ce o f g i f t s w h i ch h a v e b een r ep o r t ed a r e incompl iance wi th the p rovi s ions of 5 U.S .C. app . 501 e t . seq . , 5 U.S .C. 7353, and Jud ic ia l Conference regu la t ions .

Signature: S] Tanya M. Wa lton Pratt

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . ap p . 104 )

Co m m i t tee o n F in a n c ia l D isc lo su r eAdminis t r a t ive Off ice o f the Uni ted Sta tes Cour tsSui te 2-301O n e Co lum b us Ci r c l e , N . E .W a sh in g to n , D .C . 2 0 54 4

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Tanya M Walton Pratt Financial Disclosure Report for Walton Pratt, Tanya M