Soft Walls Short Story

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    Integrated Safety Envelopes

    Built-in Restrictions of Navigable Airspace

    Edward A. Lee

    Professor, EECS, UC Berkeley

    NSF / OSTP Workshop on InformationTechnology Research for CriticalInfrastructure Protection

    Sept. 19-20, 2002

    With thanks to:

    Adam Cataldo (Berkeley)David Corman (Boeing)

    Peter Huber (Forbes Magazine)

    Xiaojun Liu (Berkeley)

    Per Peterson (Berkeley)

    Shankar Sastry (Berkeley)Claire Thomlin (Stanford)

    Don Winter (Boeing)

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    The General Principle

    Networked systems can impose safety envelopes This is the intent of the air traffic control system

    Networks fail E.g. Malicious pilots can ignore air traffic control directives

    Components can locally impose safety envelopes Tighter envelopes may be required when networks fail

    Software-driven control systems enable imposition ofsafety envelopes at all levels of the network hierarchy Air traffic control

    Individual aircraft

    Individual engine

    Individual part Principle:Integrated Safety Envelopes

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    Flexible Networked Systemswith Rich Functionality

    Principle:

    Integrated Safety Envelopes

    Networked embedded system with a rich set of safe behaviors

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    Compromised Networked SystemsFalls back to Less Functionality

    Principle:

    Integrated Safety Envelopes

    Compromised system has fewer safe behaviors

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    Hierarchical Networked SystemsWith Locally Defined Safety Envelopes

    Principle:

    Integrated Safety Envelopes

    Compromised subsystem behavior within locallydefined safety envelopes

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    Illustration of the Principle: Softwalls

    Enforce no-fly zones in the on-board avionics.

    Carry on-board a 3-D database with no-fly-zones.

    Localization technology identifies aircraft position. GPS + inertial navigation system

    Principle:Maximize pilot authoritySubject to the no-fly zone constraintMaintain aircraft responsivity

    System is not networked and not hackable.

    Improves aircraft safety prevents controlled flight into terrain.

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    No-Fly Zone with HarsherEnforcement

    There are already

    regions of space intowhich aircraft cantfly. The idea is tomake some of thesevirtual.

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    Trajectory with Maximally Uncooperative Pilot

    Assumptions:

    speed: 0.1 miles/sec = 360 miles/hourMax rate of turn: M = 2p/20 radians/secmin turning radius: speed/M = 0.32 miles

    pilot turns towards the wall

    t

    he

    wall

    bias starts, pilot counteracts

    pilot controls saturate

    pilot regains steeragetowards wall

    nautical miles

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    Aircraft is Diverted by a Blending Controller,which Combines a Bias with Pilot Directives

    force of

    the wind onthe sails

    turnedrudderkeeps thetrajectorystraight

    withstraightrudder

    with turnedrudder

    Even with weather helm, thecraft responds to fine-graincontrol as expected.

    Sailing analogy: weather helm

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    Related Methods

    Ground proximity warning systems Automatic ground avoidance systems

    TCAS & ACAS collision avoidance

    Potential field methods for air-traffic control

    Honeywell

    TCAS

    Rockwell conflict resolution

    These all share one feature:localization of safety envelopes.

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    Issues

    Reducing pilot authority is dangerous reduces ability to respond to emergencies

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    Is There Any Aircraft Emergency Severe Enoughto Justify Trying to Land on Fifth Ave?

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    Issues

    Reducing pilot authority is dangerous reduces ability to respond to emergencies

    There is no override switch in the cockpit

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    No-Fly Zone with HarsherEnforcement

    There is nooverride in thecockpit thatallows pilots tofly throughthis.

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    Issues

    Reducing pilot authority is dangerous reduces ability to respond to emergencies

    There is no override switch in the cockpit

    Localization technology could fail GPS can be jammed

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    Localization Issues

    GPS falls back to Inertial navigation

    Localization is the technology forreliably and accurately knowing the

    location of an object.

    Accurate, robust localizationtechnology is an essentialtechnology.

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    Issues

    Reducing pilot authority is dangerous reduces ability to respond to emergencies

    There is no override switch in the cockpit

    Localization technology could fail GPS can be jammed

    Deployment could be costly

    how to retrofit older aircraft?

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    Deployment

    Fly-by-wire aircraft a software change

    Older aircraft autopilot level?

    Phase in prioritize airports

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    Issues

    Reducing pilot authority is dangerous reduces ability to respond to emergencies

    There is no override switch in the cockpit

    Localization technology could fail GPS can be jammed

    Deployment could be costly

    how to retrofit older aircraft? Deployment could take too long

    software certification

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    Softwalls Works WhenAir Traffic Control Fails

    This seems largelyorthogonal of airtraffic control, andcould complement

    safety methodsdeployed there. It isself-contained on asingle aircraft.Improves robustnessof any air traffic

    control system.

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    Issues

    Reducing pilot authority is dangerous reduces ability to respond to emergencies There is no override

    switch in the cockpit

    Localization technology could fail GPS can be jammed

    Deployment could be costly how to retrofit older aircraft?

    Deployment could take too long software certification

    Fully automatic flight control is possible throw a switch on the ground, take over plane

    UAV T h l

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    UAV Technology(Unoccupied Air Vehicle)

    e.g. Global Hawk(Northrop Grumman)

    Technology Support Working Group(TSWG), office of the Secretary ofDefense, recommends against any

    partial control approach. Theirfeeling is that there is only onefeasible strategy: a single trigger,either on-board or remote control,that would assume complete controland take the plane to a safe base.

    Northrop Grumman has such asystem in the Global Hawk UAV thatsome believe can be dropped-in topassenger airliners.

    P l P bl h h

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    Potential Problems with Switching toGround Control When Threat is Detected

    Human-in-the-loop delay on the ground authorization for takeover delay recognizing the threat

    Security problem on the ground hijacking from the ground?

    takeover of entire fleet at once?

    Requires radio communication hackable

    jammableThis does not follow theprinciple ofIntegrated

    Safety Envelopes

    d f E l

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    Integrated Safety EnvelopesResearch Agenda

    Defining hierarchical safety envelopes Model-based design Fault and threat detection

    On-line models

    Fault and threat isolation Mode changes to impose safety envelopes

    Predictable mode transitions Avoid emergent behavior, propagating effects

    Adapting existing systems Models must include the phase-in transition

    Policy issues Limiting authority

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    Conclusions

    Dont have to choose between large,centralized control, and decentralized,semi-autonomous actors. Use both

    Failures or threats tighter safety envelopes

    Need control algorithms that maintain safe

    operating parameters and maximize localauthority subject to the safetyconstraints.