Embed Size (px)
Citation preview
Shared Assessments Summit 2012Sponsored bySponsored by
Member/Partner Case Study
Vivek ShivanandaCo-Founder/President and CEORsam
Shared Assessments Summit 2012 Sponsored bySponsored by
Shared Assessments Summit 2012 Keynote Address
Walking the Line Between Compliance and Risk Management – A Board Member’s PerspectiveJoesph J. Prochaska, Jr.EVP & Chief Accounting Officer (Retired), MetLife, Inc.Director/Chairman, Risk Committee & Audit Committee, Synovus Financial Corp
Walking the Line Between Compliance and Risk
Management – A Board Member’s Perspective
Joseph J. Prochaska, Jr.
Corporate governance
practices
Investors
The Treasury Department & The Federal Reserve
Congress Ratings agencies
The SEC
The Administration
The stock exchangesProxy advisory firms
Public Company Governance Influencers and Insights
Copyright © 2012 Deloitte Development LLC. All rights reserved.
The Framework defines board and management activities that support effective governance. It helps differentiate between the primary areas of board oversight and the areas that management is responsible for.
Deloitte Governance Framework
Strategy
Performance Culture and Integrity
Talent
Governance
OperationsPlanning Compliance
Risk
Oversight
Attributes of an Effective Board Structure
Competencies and Composition
Practices, Processes and Policies
Information and Communication
Reporting
Risk Management
Primary Areas of Board Oversight
Management Responsibility
Copyright © 2012 Deloitte Development LLC. All rights reserved.
Questions?
Shared Assessments Summit 2012 Keynote Address
Risk Management: The CIO’s Perspective
John R. BeranManaging DirectorThe Beran Group
13
Types of Risk:Credit RiskMarket or Interest Rate RiskOperational Risk
Regulatory and Compliance Risk
©2012 The Shared Assessments Program. All Rights Reserved
14
Operational Risk ManagementStructure and ProcessWhat is ManagedMeasurement and ReportingCost of Risk Management
©2011 The Shared Assessments Program. All Rights Reserved
15
Shared Assessments Summit 2012
Keynotes Q&A
©2012 The Shared Assessments Program. All Rights Reserved
Break and Exhibitor Networking
Sponsored by
Washington Update: Political and Economic Outlook
Moderator: Catherine A. Allen, Chairman & CEO,The Santa Fe Group
18
Participants Moderator
Catherine A. Allen, Chairman & CEO, The Santa Fe Group Panelists
Hugh Kelly, Principal, KPMG LLP Stephen Malphrus, Staff Director (Retired), Federal Reserve Board
©2012 The Shared Assessments Program. All Rights Reserved
Understanding and Managing the Risks of Cloud Computing
Moderator: Bob Wilkinson, Managing Director, Risk Management Head Latin America Operations and Technology, Citigroup, Inc.
*CLOSED SESSION – NO MEDIA*
20
Participants Moderator
Bob Wilkinson, Managing Director, Risk Management Head Latin America Operations and Technology
Panelists Niall Browne, CISO and VP Information Security, LiveOps, Inc. John Morency, Research Vice President, Gartner, Inc. Tom McAndrew, EVP Professional Services, Coalfire
©2012 The Shared Assessments Program. All Rights Reserved
Global Privacy Trends
Kenneth Mortensen, VP, Assistant General Council & Chief Privacy Officer, CVS Caremark
Evolution: Managing in a Complex and Ever Changing Environment
Tracy Brandenburg, PhD, Researcher, Writer and FounderThe Wells College Innovation Lab
detours: a path to
innovation.
a Oaxacan journey on the importance of getting lost.
tracy brandenburg
1
2
,
, , ,
, , ,
( ) ,
,
1
H
H
H pH
u H pH H H
u
L H H
H pH
H L pH L
u
L L
H H pH H
H pH H H
L H H H
u u
E u dud
u
u u
u u u dud
u
u
3
4
5
, , ,
, , ,
, , ,
,
,
1
1 ,
H
H
H
u
H H pH H
H L pH L
u
L H L
L H L
u
u dud
u u u dud
u
u u dud
Closing Remarks
Catherine A. Allen, Chairman & CEO, The Santa Fe Group
Shared Assessments Summit 2012Sponsored bySponsored by
