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SEWER CONTROL Section of Law ECB Computer Code Violation Description 1st Violation Penalty 1st Violation Mitigated 2nd Violation Penalty 2nd Violation Mitigated 3rd Violation Penalty 3rd Violation Mitigated Subsequent Violations Default Penalty 1 st offense P25 300 200 5 1,000 2 nd offense P1S 500 No 2,000 3 rd offense P2A 1,000 No 3,000 Subs offense P3A 2,500 10,000 1 st offense P26 250 No 1,000 2 nd offense P2B 500 No 2,000 3 rd offense P3B 1,000 No 3,000 Subs offense P4B 2,500 10,000 1 st offense P27 250 No 1,000 2 nd offense P2C 500 No 2,000 3 rd offense P3C 1,000 No 3,000 Subs offense P4C 2,500 10,000 1 st offense P29 350 No 1,000 2 nd offense P2D 500 No 2,000 3 rd offense P3D 1,000 No 3,000 Subs offense P4D 2,500 10,000 1st offense P31 100 No 1,000 2 nd offense P2E 200 No 2,000 3 rd offense P3E 500 No 3,000 Subs offense P4E 1,000 10,000 1 st offense P33 350 No 1,000 2 nd offense P2F 500 No 2,000 3 rd offense P3F 1,000 No 3,000 Subs offense P4F 2,000 10,000 1st offense P35 1,000 500 3 2,000 2 nd offense P2G 2,000 No 4,000 3rd offense P3G 4,000 No 8,000 Subs offense P4G 10,000 10,000 15 RCNY 19-02 (a), (d) Unauthorized connection to public sewer/Interceptor 15 RCNY 19-03 (a)(4) Discharge of flammable or explosive Substance Discharge of snow and ice at unauthorized location 15 RCNY 19-03 (a)(3) Discharge of steam/wastewater over 150 o F Discharge of groundwater without permit 15 RCNY 19-02 (b), (c),(e) Unauthorized discharge to catch basin/storm/ sanitary sewer 15 RCNY 19-02 (f) 15 RCNY 19-03 (a)(1) Discharge of obstructive substance or other interference 15 RCNY 19-03 (a)(2) 1

SEWER CONTROL 1st 2nd 3rd ECB Computer Subsequent Default

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SEWER CONTROL

Section of Law ECB Computer Code Violation Description

1st Violation Penalty

1st Violation Mitigated

2nd Violation Penalty

2nd Violation Mitigated

3rd Violation Penalty

3rd Violation Mitigated

Subsequent Violations

Default Penalty

1st offense P25 300 2005 1,0002nd offense P1S 500 No 2,0003rd offense P2A 1,000 No 3,000Subs offense P3A 2,500 10,000

1st offense P26 250 No 1,0002nd offense P2B 500 No 2,0003rd offense P3B 1,000 No 3,000Subs offense P4B 2,500 10,000

1st offense P27 250 No 1,0002nd offense P2C 500 No 2,0003rd offense P3C 1,000 No 3,000Subs offense P4C 2,500 10,000

1st offense P29 350 No 1,0002nd offense P2D 500 No 2,0003rd offense P3D 1,000 No 3,000Subs offense P4D 2,500 10,000

1st offense P31 100 No 1,0002nd offense P2E 200 No 2,0003rd offense P3E 500 No 3,000Subs offense P4E 1,000 10,000

1st offense P33 350 No 1,0002nd offense P2F 500 No 2,0003rd offense P3F 1,000 No 3,000Subs offense P4F 2,000 10,000

1st offense P35 1,000 5003 2,000

2nd offense P2G 2,000 No 4,0003rd offense P3G 4,000 No 8,000Subs offense P4G 10,000 10,000

15 RCNY 19-02 (a),(d) Unauthorized connection to public

sewer/Interceptor

15 RCNY 19-03 (a)(4) Discharge of flammable or explosive Substance

Discharge of snow and ice at unauthorized location

15 RCNY 19-03 (a)(3) Discharge of steam/wastewater over 150o F

Discharge of groundwater without permit

15 RCNY 19-02 (b),(c),(e)

Unauthorized discharge to catch basin/storm/sanitary sewer

15 RCNY 19-02 (f)

15 RCNY 19-03 (a)(1) Discharge of obstructive substance or other interference

15 RCNY 19-03 (a)(2)

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SEWER CONTROL

Section of Law ECB Computer Code Violation Description

1st Violation Penalty

1st Violation Mitigated

2nd Violation Penalty

2nd Violation Mitigated

3rd Violation Penalty

3rd Violation Mitigated

Subsequent Violations

Default Penalty

1st offense P36 500 No 1,0002nd offense P2H 800 No 2,0003rd offense P3H 1,000 No 3,000Subs offense P4H 2,000 10,000

1st offense PA1 1,000 5001 2,0002nd offense PA2 2,000 8001 4,0003rd offense PA3 4,000 1,0001 8,000Subs offense PA4 7,500 10,000

1st offfense P37 1,000 5003 2,0002nd offense P2I 2,000 8003 4,0003rd offense P3I 4,000 1,0003 8,000Subs offense P4I 7,500 10,000

1st offense P38 400 2501 1,0002nd offense P2J 800 4001 2,0003rd offense P3J 1,000 No 3,000Subs offense P4J 2,000 10,000

1st offense P39 1,000 5003 2,0002nd offense P2K 2,000 No 4,0003rd offense P3K 4,000 No 8,000Subs offense P4K 10,000 10,000

1st offense P40 2,500 1,5006 5,0002nd offense P2L 5,000 No 10,0003rd offense P3L 7,500 No 10,000Subs offense P4L 10,000 10,000

1st offense P41 350 No 1,0002nd offense P2M 800 No 2,0003rd offense P3M 1,000 No 3,000Subs offense P4M 2,000 10,000

15 RCNY 19-03 (a)(5) Discharge of oil 0-5 qts from changing oil in privately owned automobile

15 RCNY 19-03 (a)(6) Discharge of non-polar material

15 RCNY 19-03 (a)(5), (7), (8) Discharge of oil sludge/coal tar/ paints

Discharge of wastewater outside of applicable pH limits15 RCNY19-03 (a)(9)

15 RCNY 19-03 (a)(10)-(11) Discharge of toxics

15 RCNY 19-03(a)(13)-(14)

Discharge of noxious malodorous or discoloring substance

Discharge of pollutant burdensome to sewage treatment plant

15 RCNY 19-03(a)(12)

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SEWER CONTROL

Section of Law ECB Computer Code Violation Description

1st Violation Penalty

1st Violation Mitigated

2nd Violation Penalty

2nd Violation Mitigated

3rd Violation Penalty

3rd Violation Mitigated

Subsequent Violations

Default Penalty

1st offense P86 1,000 2503 2,0002nd offense P2N 2,000 No 4,0003rd offense P3N 4,000 No 8,000Subs offense P4N 5,000 10,000

1st offense P43 350 No 1,0002nd offense P2O 1,000 No 2,0003rd offense P3O 2,000 No 3,000Subs offense P4O 5,000 10,000

1st offense P45 350 No 1,0002nd offense P2P 1,000 No 2,0003rd offense P3P 2,500 No 3,000Subs offense P4P 5,000 10,000

1st offense P47 500 No 1,0002nd offense P2Q 1,000 No 2,0003rd offense P3Q 2,500 No 3,000Subs offense P4Q 5,000 10,000

1st offense P49 250 No 1,0002nd offense P2R 500 No 2,0003rd offense P3R 1,000 No 3,000Subs offense P4R 2,500 10,000

1st offense P1A 500 No 1,0002nd offense P2S 1,000 No 2,0003rd offense P3S 2,500 No 3,000Subs offense P4S 5,000 10,000

1st offense P51 350 No 1,0002nd offense P2T 500 No 2,0003rd offense P3T 1,000 No 3,000Subs offense P4T 2,500 10,000

15 RCNY 19-03 (a)(15) Discharge of dry cleaning wastes

15 RCNY 19-03 (b) Discharge of unshredded garbage

15 RCNY 19-03(d)(1) Failure to protect against accidental discharge

15 RCNY 19-03 (d)(2)Failure to immediately notify DEP of accidental discharge

15 RCNY 19-03 (d)(3) Failure to post accidental discharge procedures

15 RCNY 19-03(d)(4)

Failure to mitigate discharge and commence clean-up

15 RCNY 19-03 (e) Failure to control sewer odor arising in premise

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SEWER CONTROL

Section of Law ECB Computer Code Violation Description

1st Violation Penalty

1st Violation Mitigated

2nd Violation Penalty

2nd Violation Mitigated

3rd Violation Penalty

3rd Violation Mitigated

Subsequent Violations

Default Penalty

1st offense P53 100 No 1,0002nd offense P2U 400 No 2,000

3rd offense P3U 800 No 3,000Subs offense P4U 1,500 10,000

1st offense P55 2,500 No 5,0002nd offense P2V 5,000 No 10,0003rd offense P3V 7,500 No 10,000Subs offense P4V 10,000 10,000

1st offense P56 400 2501 1,0002nd offense P2W 800 4001 2,0003rd offense P3W 1,000 No 3,000Subs offense P4W 2,000 10,000

1st offense P57 750 No 1,0002nd offense P2X 1,000 No 2,0003rd offense P3X 2,000 No 3,000Subs offense P4X 5,000 10,000

1st offense P58 400 2501 1,0002nd offense P2Y 800 4001 2,0003rd offense P3Y 1,000 No 3,000Subs offense P4Y 2,000 10,000

1st offense P59 750 No 1,0002nd offense P2Z 1,000 No 2,0003rd offense P3Z 2,000 No 3,000Subs offense P4Z 5,000 10,000

1st offense P60 350 No 1,0002nd offense P5A 500 No 2,0003rd offense P6A 1,000 No 3,000Subs offense P7A 2,500 10,000

15 RCNY 19-03 (f)Failure to install or maintain pretreatment equipment (grease)

15 RCNY 19-03 (g) Unlawful discharge of radioactive material

15 RCNY 19-04 (a)Discharge of cyanide amenable > local limit, but < 25x the limit

15 RCNY 19-04 (a)Discharge of cyanide amenable > local limit and exceeding 25x the limit or greater

15 RCNY 19-04 (a)-(c)

Discharge > local/categorical limits/limits set by Commissioner but < 10x the limit

15 RCNY 19-04(a)-(c)

Discharge > local/categorical limits/limits set by Commissioner and >= 10 x limit

15 RCNY 19-04 (d)Failure to maintain/properly operate pretreatment equipment (categorical)

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SEWER CONTROL

Section of Law ECB Computer Code Violation Description

1st Violation Penalty

1st Violation Mitigated

2nd Violation Penalty

2nd Violation Mitigated

3rd Violation Penalty

3rd Violation Mitigated

Subsequent Violations

Default Penalty

1st offense P61 500 No 1,0002nd offense P5B 1,000 No 2,0003rd offense P6B 2,500 No 3,000Subs offense P7B 5,000 10,000

1st offense P1B 300 No 1,0002nd offense P5C 500 No 2,0003rd offense P6C 1,000 No 3,000Subs offense P7C 2,500 10,000

1st offense P62 500 No 1,0002nd offense P5D 1,000 No 2,0003rd offense P6D 2,500 No 3,000Subs offense P7D 5,000 10,000

1st offense P63 350 No 1,0002nd offense P5E 500 No 2,0003rd offense P6E 1,000 No 3,000Subs offense P7E 2,500 10,000

lst offense P65 500 2505 1,0002nd offense P5F 1,000 No 2,0003rd offense P6F 2,500 No 3,000Subs offense P7F 5,000 10,000

1st offense P66 1,000 No 2,0002nd offense P5G 2,500 No 5,0003rd offense P6G 5,000 No 10,000Subs offense P7G 7,500 10,000

1st offense P67 500 No 1,0002nd offense P5H 1,000 No 2,0003rd offense P6H 2,500 No 3,000Subs offense P7H 5,000 10,000

15 RCNY 19-06 (a)(1)Discharge of scavenger waste withoutscavenger waste permit

Discharge of scavenger waste in violation ofterms of permit/discharge of scavenger wastefrom outside NYC

15 RCNY 19-06 (a)(1)-(2)

15 RCNY 19-05 (d)Failure to install measurement/sampling equipment, as required

New connection to public sewer, without permit15 RCNY 19-05 (e)

15 RCNY 19-05 (a)(1)-(2)

Discharge of wastewater w/o permit or equivalent control mechanism

Refusal to provide info/permit inspec/measure/sample (pretreat)15 RCNY 19-05 (c)

15 RCNY 19-04 (e) Unlawful dilution of wastewater

5

SEWER CONTROL

Section of Law ECB Computer Code Violation Description

1st Violation Penalty

1st Violation Mitigated

2nd Violation Penalty

2nd Violation Mitigated

3rd Violation Penalty

3rd Violation Mitigated

Subsequent Violations

Default Penalty

1st offense P68 1,000 No 2,0002nd offense P5I 2,500 No 5,0003rd offense P6I 5,000 No 10,000Subs offense P7I 7,500 10,000

1st offense P69 500 No 1,0002nd offense P5J 1,000 No 2,0003rd offense P6J 2,500 No 3,000Subs offense P7J 5,000 10,000

1st offense P71 400 1005 1,0002nd offense P5K 1,000 2505 2,0003rd offense P6K 2,500 No 3,000Subs offense P7K 5,000 10,000

1st offense P73 1,000 No 2,000

2nd offense P5L 2,500 No 5,000

3rd offense P6L 5,000 No 10,000Subs offense P7L 7,500 10,000

1st offense P1C 1,000 No 2,0002nd offense P5M 2,500 No 5,0003rd offense P6M 5,000 No 10,000Subs offense P7M 7,500 10,000

1st offense P1D 350 No 1,0002nd offense P5N 500 No 2,0003rd offense P6N 1,000 No 3,000Subs offense P7N 2,500 10,000

1st offense P1F 350 No 1,0002nd offense P5O 500 No 2,0003rd offense P6O 1,000 No 3,000Subs offense P7O 2,500 10,000

15 RCNY 19-06 (b)

Discharge of scavenger wastes in unclean/unsafe manner/failure to produce or carry permit/false or misleading statement in application

15 RCNY 19-06 (d)Unlawful transport of other wastes in scavenger vehicle

15 RCNY 19-06 (a)(3) Discharge of non-sanitary wastes

15 RCNY 19-06 (a)(4)Discharge of scavenger wastes at non-designated manhole

15 RCNY 19-06 (e)Impermissible discharge of waste from grease interceptor, separator, or trap

15 RCNY 19-07 (a),(i)

Failure to prepare/implement silver halide BMPP

15 RCNY 19-07 (b),(f)

Failure to install, operate, and maintain proper pretreatment equipment

6

SEWER CONTROL

Section of Law ECB Computer Code Violation Description

1st Violation Penalty

1st Violation Mitigated

2nd Violation Penalty

2nd Violation Mitigated

3rd Violation Penalty

3rd Violation Mitigated

Subsequent Violations

Default Penalty

1st offense P1H 350 No 1,0002nd offense P5P 500 No 2,0003rd offense P6P 1,000 No 3,000Subs offense P7P 2,500 10,000

1st offense P1J 350 No 1,0002nd offense P5Q 500 No 2,0003rd offense P6Q 1,000 No 3,000Subs offense P7Q 2,500 10,000

1st offense P75 2,500 No 5,0002nd offense P5R 5,000 No 10,0003rd offense P6R 7,500 No 10,000Subs offense P7R 10,000 10,000

1st offense P74 1,000 No 2,0002nd offense P5Z 2,500 No 5,0003rd offense P6Z 5,000 No 10,000Subs offense P7Z 10,000 10,000

1st offense P76 1,000 No 2,0002nd offense PA5 2,500 No 5,0003rd offense PA6 5,000 No 10,000Subs offense PA7 10,000 10,000

1st offense P77 500 No 1,0002nd offense PA8 1,500 No 2,0003rd offense PA9 5,000 No 10,000Subs offense PB1 7,500 10,000

1st offense P89 350 No 1,0002nd offense P5S 500 No 2,0003rd offense P6S 1,000 No 3,000Subs offense P7S 2,500 10,000

15 RCNY 19-07 (c)

Failure to follow off-site recovery req. for silver halide records and measurements, or vendor certification

15 RCNY 19-07 (d),(h)

Failure to maintain and make available all required records and measurements, or vendor certification

15 RCNY 19-10 (b)(1)-(2)

Unauthorized entry into or damage to sewer system

15 RCNY 19-10 (c) Interference with DEP personnel/equipment

15 RCNY 19-10 (d)Refusal to allow entry/tamperingwith sampling or testing device

15 RCNY 19-10 (e)Failure to provide required information/refusal tocooperate

15 RCNY 19-12 (a),(c)

Failure to install/maintain pretreatment equipment (dry cleaners)

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SEWER CONTROL

Section of Law ECB Computer Code Violation Description

1st Violation Penalty

1st Violation Mitigated

2nd Violation Penalty

2nd Violation Mitigated

3rd Violation Penalty

3rd Violation Mitigated

Subsequent Violations

Default Penalty

1st offense P90 500 No 1,0002nd offense P5T 1,000 No 2,0003rd offense P6T 2,500 No 3,000Subs offense P7T 5,000 10,000

1st offense P91 350 No 1,0002nd offense P5U 500 No 2,0003rd offense P6U 1,000 No 3,000Subs offense P7U 2,500 10,000

1st offense P93 350 No 1,0002nd offense P5V 500 No 2,0003rd offense P6V 1,000 No 3,000Subs offense P7V 2,500 10,000

A.C. 24-509 (c) 1st offense P88Failure to connect to public sewer w/i 6 months of notification 3,000

5007

7508

1,0009 5,000

1st offense P78 350 No 1,0002nd offense P5W 500 No 2,0003rd offense P6W 1,000 No 3,000Subs offense P7W 2,500 10,000

1st offense P79 350 No 1,0002nd offense P5X 500 No 2,0003rd offense P6X 1,000 No 3,000Subs offense P7X 2,500 10,000

1st offense P80 500 No 1,0002nd offense PB2 1,500 No 2,0003rd offense PB3 5,000 No 10,000Subs offense PB4 7,500 10,000

15 RCNY 19-12 (b) Discharge of dry cleaning waste (perc)

15 RCNY 19-12 (d)Failure to protect against accidental spill (dry cleaner Waste)

15 RCNY 19-12 (e) Failure to maintain records (dry cleaners)

A.C. 24-523 (c)(2) Failure to maintain/submit required record/report

A.C. 24-523 (c)(2)Failure to maintain monitoring equipment/ methods

A.C. 24-523 (c)(2) Failure to provide required information

8

SEWER CONTROL

Section of Law ECB Computer Code Violation Description

1st Violation Penalty

1st Violation Mitigated

2nd Violation Penalty

2nd Violation Mitigated

3rd Violation Penalty

3rd Violation Mitigated

Subsequent Violations

Default Penalty

1st offense P81 1,000 No 2,0002nd offense PB5 2,500 No 5,0003rd offense PB6 5,000 No 10,000Subs offense PB7 10,000 10,000

1st offense P82 1,000 No 2,0002nd offense PB8 2,500 No 5,0003rd offense PB9 5,000 No 10,000Subs offense PC1 10,000 10,000

1st offense P83 500 No 1,0002nd offense P5Y 1,000 No 2,0003rd offense P6Y 2,500 No 3,000Subs offense P7Y 5,000 10,000

1st offense P84 400 1252 1,0002nd offense PC2 600 2504 2,0003rd offense PC3 800 4004 3,000Subs offense PC4 1,000 10,000

1st offense P85 250 1252 1,0002nd offense PC5 500 2504 2,0003rd offense PC6 800 No 3,000Subs offense PC7 1,000 10,000

1st offense P99 500 No 1,0002nd offense PC8 1,000 No 2,0003rd offense PC9 2,500 No 3,000Subs offense PD1 5,000 10,000

1st offense P98 2,500 No 5,0002nd offense PD2 5,000 No 10,0003rd offense PD3 7,500 No 10,000Subs offense PD4 10,000 10,000

A.C. 24-523 (c)(3)Refusal to allow inspection of monitoringequipment/method or sampling

A.C. 24-523 (c)(4) Providing false or misleading information

A.C. 24-523 (f)/24-524 (f)

Failure to comply with Comm. request forinformation/terms of permit other than reporting requirements

A.C. 24-524 (f) Failure to comply with Comm’s Order

Any serious Administrative Code/Rule violationA.C. Title 24, Ch.5 15 RCNY Ch.19

A.C. 24-524 (f)Failure to comply with terms of permit reportingrequirements

A.C. Title 24, Ch.515 RCNY Ch. 19

Miscellaneous Administrative Code/Rule violation

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