Robert R Crane Financial Disclosure Report for 2010

8/3/2019 Robert R Crane Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. I01-111)

1. Person R eport ing ( last name, f i rst , middle in i t ial )C rane , Robe r t R .

4 . T i t le (Art ic le 111 judges ind icate ac t ive or senior s ta tus;magistrate judges indicate full- or partotime)U. S Di s t r i c t Judge - fu l l

7. Chambers or Off ice AddressT h e B e n t s e n T o w e r1701 W. Bus. Hwy. 83, Ste . 928McA l l en , Texas 78501

2. Court or Organizat ionS.D. T ex as - McAl len Div i s io n

3. Date of R e p o r t05/06/2011

5a. Report Type (check approp riate type)] N om ination , Date[] Initial [] Annual [] Finalfib. [] Amended Repor~8. On the basis of the informat ion contained in th is Report and anymodif icat ions per taining thereto, i t i s , in my opinion, in com pliancewi th a p p l i c a b le l a ws a n d r e g u la t io n s .

6 . Report ing Per iod01/01/2010

to12/31/2010

R e v ie win g O f f ic e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followet~ Complete all parts,checking the NONE box for each part where you have no reportable informa tion. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of fi l ing instructions.)~ NONE(No reportable positions.)

P O S I T I O N1 . C ustod i an Trust #12. C ustod i an Trust #23. C ustod i an T r us t #J4.

5.

N A M E O F O R G A N I ZA T I O N / E N T I T Y

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instruction&)~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERMSI . 1 995 At la s & H a l l , L . L.P. s KE OG H plan , no con t ro l , admin i s t e red by The H ar t fo rd2.3.


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FINANCIAL DISCLOSURE REPORTPage 2 o f 6

N a m e o f P e r so n R e p o r t i n gCrane, Rober t R.

Date of Report05/06/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting i n d i v id u a l a n d s p o u s e ; s e e p p . 1 7 - 2 4 o f f i l i n g i n s t r u c t i o n s . )A. Filers Non-Investm ent Income

~] (No reportab le non- investment income. )O N EDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - i f you were m arried during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)D N O N E (No reportable non-investment income.)

DATE1. 2010

2.

3.

4.

SOURCE AND TYPEPf ize r , In c . - - s a la ry

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse and depend ent children; see pp. 25-27 o filling instructions.)

N O N E (No reportable reimbursemen ts.)SOURCE DATES LOCATION

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gCrane, Robert R.

D a t e o f R e p o r t05/06/2011

V . G I F T S . anaud~s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E ( _ N o reportable g ifts.)

SOURCE1 .2.

3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e q s t ,o u s e u n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.

2.

3.

4.

5.

VALUE CODE


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N a m e o f P e r s o n R e p o r t in gCrane , Rober t R .

Date of Report05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)~- ~ N O N E ( N o reportable income, assets, or transactions.)

A. B C.Descr ipt ion o f Asse ts I n c o m e d u r i n g G ros s v a lu e a t en d( inc lud ing t r u s t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

(]) (2) (l) (2) (])Place "(X)" a fter ea ch asset Am o u nt Type (e.g., Va lu e V a lu e Type (e.g.,

exempt from prior disclosure C o d e 1 d iv . , re n t, C o d e 2 M e t h o d buy , se l l ,( A - H ) or i n t . ) ( J- P ) C o d e 3 re d e m p tio n )( Q - W )

1 . Security 1st Financial C.U. (various A I n t e r e s t Jaccounts)2. Trust # 1 - cash- Security I st Financial C.U. A I n t e r e s t J3. Trust #2 A Dividend K

4. --Alliance Inst. Reserves5. - Q Q Q6. --Scudr Dtsch lnst 5 0 0

7. --SPY

8. --RBCGX9. Trust #3 - cash -Security 1st Financial C.U. A I n t e r e s t J

1 0 . Compass BBV A Bank (var ious account s) A I n t e r e s t N1 1 . The Hartford, f .k.a. ABA M embers D Dividend MRetirement1 2 . CraneL ~~ Partnershtp F Dividend13 . Bank o f America (X) (various accounts) A I n t e r e s t J1 4 . PFE (X) A Dividend J1 5 . CHET-529College Plan (X) A Dividend J1 6 . Pfizer 401K Plan (X) C Dividend L

T

T

T

T

T

T

T

T

Transac t ions d u r i n g r e p o r t i n g p e r i o d(2) (3) [ (4) ( 5 )Date Value I Gain Iden t i t y o f

m m / d d 2 y y Code 2 } Code 1 b u y e r / s e l l e r(J-P) (A-H)

( i f pr iva tet ransac t ion)

So ld 01/15/10 M F Party City, Inc.

1 7 .

I . Income Gain Codes: A ~ $1 ,000 o r le ss B =$ 1 ,001 - $ 2,500 C = $ 2,501 - $ 5,00 0 D =$ 5,001 - $ 15,000(Se e Co lu m n s B 1 and D4) F =$50,001 - $ 100.000 G =$ 100,001 - $ 1,000,000 H I =$1,000,001 - $5,000,000 H2 =M or e t h an $ 5 ,0 0 0 ,0 0 02. Value Codes J =$15,001) or less K -$15,001 - $50.000 L =$50,001 - $ 100,000 M =$ 10 0,001 - $ 250,00 0(Se e Co lu m n s C I and D3) N =$250,001 - $500,000 O = $500,001 - $ 1,000,000 P I = $I,00 0,001 - $ 5,000,0 00 P 2 = $5,000,001 - $ 25,000,000

P3 = $25.000,001 - $50.000,000 P4 M o re tha n $50 ,000 ,0003 . Value Meth od C odes Q =Appraisal R ~C os t ( R ea l Es t a t e On ly ) S = As s c s s m c n t T = C a s h M a r k e t(Se e Co lu m n C2) U ~B ook Value V : ()thor W =Es0matcd

E = $1 5,001 - $50 ,000


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 6

N a m e o f Pe r s on R e po r t i ngCrane, Robert R.


V II 1. A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepart of report.)


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Nam e of P e r s on Repor t ingC r a n e , R o b e r t R .


IX. CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o ry

p r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U ~ S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu re: S] Robe rt R. Crane

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S IF IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i st r a ti v e O f f ic e o f t h e U n i te d S t a t e s C o u r t sSui t e 2 -301O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4


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A O I ORev. 1/20il FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 20 10Report Required by the Ethics

in Government Act of 1978(5 U .S.C. app..~ 101-111)

1. Person Report ing ( last nam e, f i rst , middle ini t ia l)C r a n e , R o b e r t R .

4. Tit le (Art ic le I !1 judges ind ica te ac t ive o r sen io r st atus;magis t ra te judges indicate fu l l - or par t - t ime)U. S Dis t r i c t Judge - fu l l

7. Chambers or Off ice AddressT h e B e n t s e n T o w e r1701 W . Bus . Hw y. 83 , S te . 928McAl len , T ex as 785 01

2. Court or Organ iza t ionS.D . Texas - McAl len D iv i s io n

3. Date of Repor t05/06/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Re vi e w i n g O f f ic e r Date

6. Report ing Pe riod01/ 01 / 2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NO NE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of f!llng instructions.)D N O NE (No reportable positions.)

P O S I T I O NI. Cus tod ian Trust #12. C usto d ian T rust # 23. Cus tod ian Trus t #34.

5.

N A M E O F O R G A N I Z A T I O N /E N T I T Y

I I . A G R E E M E N T S . ~ , e p o , i. , i .a i , ,i d . o t o n t y ; s e e p p . 1 4 - 1 6 o I , l i ., i .s t r a c t i o n ~ )N O N E (No reportable agreements.)

1 .1 9952.3.

D A T E PARTIES AND TERMSAtlas & H al l , L.L.P . s KEO GH plan, no cont rol , adminis te red by The Hart ford


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FINANCIAL DISCLOSURE REPORTPage 2 of 6

N a m e o f P e r so n R e p o r t i n gCrane, Robert R.

Date of Report05/06/201 l

I I I . N O N - I N V E S T M E N T I N C O M E . < R e p o . i n g i n d i v i d u o l u . d s p o u s e ; s e e p p . 1 7 - 2 4 o f / li n g instructions.)A. Fliers Non-lnvestm ent Income~ (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE

2.3.4.

INCOME(yours, not spouses)

B. Spouses Non-lnvestment Income - if you were married during anyportlon of the reportingyear, complete this section.(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)DATE

I. 2010

2.3.4.

SOURCE AND TYPEPfizer, Inc.--salary

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmenL(Includes those to spouse and dependent children," see pp. 25-27 o filling instructions.)

~] NONE (No reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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V . G I F T S . a n d u d e s t h o s e t o s p o u s e and dependent children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCE1 .

2.

3.

4.5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n a u d e s those of spouse an d dependent children; see pp. 32-33 of fi l ing instructions. )NONE (No reportable liabilities.)

CREDITOR DESCRIPTIONI.

2.

3.

4.5.

VALUE CODE


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Date of Report05/06/201 I

VII. INVESTM ENTS and TRU STS -i .... e , value, t ran sac t ions (Inc ludes those of spouse and dependent children; seepp. 34-60 of f illng instructions.)---] N O N E (No reportable income, assets, or transactions.)

A . B . C . D .D e s cr ip t io n o f A s s e ts In c o m e d u r in g G ro s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( inc luding t r us t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(l) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t Type (e.g., Va lu e V a lu e Type (e.g., D a t e V a l u e G a i n Identity ofexempt from prior disclosure C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , mm/dd/yy C o d e 2 Code ! b u y e r / s e l l e r( A - H ) or i n t . ) (J-P) Code 3 redemption) (J-P) ( A - H ) (if private

( Q - W ) t r a n s a c t i o n )

i. Security I st Financial C.U. (various A I n t e r e s t J Taccounts)2. Trust # 1 - cash - Security 1st Financial C.U. A I n t e r e s t J T3. Trust #2 A Dividend K T4. --Alliance Inst. Reserves

5. --QQQ6. --Scudr Dtsch Inst 5 0 07. --SPY

8. - - RB CG X9. Trust #3 - cas h -Security I st Financial C.U. A I n t e r e s t

1 0 . Compass BB VA Bank (various accounts ) A I n t e r e s t1 I . The Hartford, f .k.a . ABA Members D DividendR e t i r e m e n t1 2 . C r a n e i 1 P a r t n e r s h i p F Dividend

1 3 . Bank of America (X) (various accounts) A I n t e r e s t1 4 . PFE (X) A Dividend1 5 . CHET-529 College Plan (X ) (age ba sed, no A Dividendcontrol)1 6 . Pfizer 401K Plan (X ) (no control) C Dividend1 7 .

J

N

M

J

J

J

L

T

TT

So ldT

TTT

01/15/10 M F Party Ci ty, Inc.

I. In com e Gain Cod es: A = $1 .000 or less B =$ 1 ,001 - $2 .500 C = $2.501 - $5 .000 D =$5.001 - $15.000( See Colu mns B I and D4 ) F = $ 50.001 - $ 1 00.000 G = $ 100.001 - $ 1 ,000.000 H I =$ 1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 = M or e t ha n $5 ,0 00 ,0 00

2. Value Codes J = $15.000 or less K = $ 1 5,001 - $ 50.0o 0 L = $ 50,001 - $ 1 00.000 M =$100 .001 - $250 ,000(S ee Co lu mn s C I a nd D3 ) N = $2 50 ,0 01 - $ 50 0,0 00 O =$500d)01 - $1.000.000 PI =$1.000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 =$25.0n0.001 - $50.000.000 P 4 M o re th a n $ 5 0.000.0003. Value Method Codes Q ~Appraisal R = C o s t (Rea l E s t a t e O n l y ) S =As s es s ment T =Cas h M ar k et( Sc c Colu mn C2) U =Book V alu e V =()tiler W =Es l imatc d

E =$1 5.001 - $50 .000


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Name o f Pe rson Report ingCrane, Robert R.


V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (indicate part of report.)


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FINANCIAL DISCLOSURE REPORTPage 6 of 6

Name o f Pe rson Report ingCrane, Robert R.

Date of Repor t05/06/201 I

IX. CERTIFICATION.1 c e r t i f y t h a t al l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 fu r t h e r c e rt i fy t h a t e a rn e d i n c o m e f ro m o u t s id e e m p l o ym e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i ncom pl iance ~v i th the prov is ions of 5 U .S .C. app. 501 e t . seq . , 5 U.S .C. 7353, and Judic ia l Confe rence reg u la t ions .

Signatu re: S/Robert R. Crane

N O T E : A N Y I ND I VI D U A L W H O K N O W I NG L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M 1 N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Robert R Crane Financial Disclosure Report for 2010