Robert R Beezer Financial Disclosure Report for 2010

8/3/2019 Robert R Beezer Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)Beeze r , Rob er t R.

4. Title (Article Il l judges indicate active or senior status;magis t ra te judges indicate fu l l - or par t - t ime)

Sen io r U.S. C i rcu i t Jud g e

7. Chamb er s or O f f ice Addr es s1 0 1 0 F i f th Avenue , Sui t e 8 0 2Sea t t l e , WA 98 1 0 4

2. Court or OrganizationU .S. Cour t o f Appea l s -g th Ci r .

3. Date of Repor t04/6/2011

5a . Report Type (check appropria te type )] N om ination, D ate[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my o p in ion , in compliancewith appl icable l aws and regula t ions .

R e v ie w i n g O f f i c e r D a t e

6. Report ing Pe riod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-I3 of filing instructions.)D NONE(No reportable posi t ions.)

P O S I T I O N1 . T rus t e e2;3.

4.5.

NAME OF ORGANIZATION/ENTITYTrust # l S e e P a r t VIII A

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of fillng instructions.)~ N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r so n R e p o r t i n gBeezer, Robert R.

D a t e o f R e p o r t04/6/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income

~ (No reportable income.)ONE n o n - i n v e s t m e n tDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y our s , no t spouses)

B . S p o u s e s N o n - I n v es t m e n t I n c om e - l f y ou wer e m ar r i ed du r in g an y por t i on of th e r epor t in g y ear , com ple te th i s sec t i on .(Dollar amo unt not required except for honoraria.)~ N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - t ransporta t ion , l odg ing , food , entertainment.(Includes those to spouse and dependent children," see pp. 25-2 7 of filing instructions.)

~ N O N E (No reportable reimbursements.)

2.

3.

4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r so n R e p o r t i n gB e e z e r , R o b e r t R .

Date o f Report04/6/2011

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E ( N o reportable gifts.)

SO U R CE D E SCR IP T IO N1 .2.3.4.5.

VALUE

V I . L I A B I L I T IE S . a n d u d e s t h o s e o l sp o u s e . n d d e p e n d e n t children; see pp. 3 2 - 3 3 offillng instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in gBeezer, Robert R.

Date of Report04/6/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)[~ N O N E (No reportable income, a ssets, or transactions.)

D e s c r i p ti o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

B, C. D.Income during Gross value a t end Transactions during reporting period

reporting period " of repor t ing per iod(1) (2) (1) (2) (1 ) (2) (3) 14) (5 )

Place "(X)" after each asset A m o u m Type (e.g. , Value V a l u e Type (e .g ., D ate Value Gaht Identity ofexempt f rom pr ior d isc losure Code t divi, rent, Code 2 Method buy. se l l , m m /d d!yy Co de 2 Code 1 buyer/ se l le r(A-H) o r i n t . ~ (J-P) Code 3 redem p tio n) (J-P) [ ( A - H ) (if private

(Q-W) t r a n s a c t i o n ~

1 . C o c a C o l a , C o m m o n D D i v i d e n d N T2. V e r i z o n C o m m u n i c a t i o n s , C o m m o n C D i v i d e n d L T3. A T & T , I n c . C o m m o n D D i v i d e n d M T

4. F o r t u n e B r a n d s, C o m m o n B D i v i d e n d M T5. E x x o n , C o m m o n E D i v i d e n d O T6. F o r d M o t o r , C o m m o n N o n e J T7. U .S. Treas ury Bond 1 1 -1 /4 2 0 1 5 D Interest L T8. P r o c . & G a m b l e , C o m m o n D D i v i d e n d M T9. U nion B ank of Ca l i f . , Sea t tl e , A Interest M T

1 0 . U .S. Treas ury Bond 1 0 -5 /8 (2 0 1 5) D Interest M T1 1 . B a n k o f A m e r i c a , C o m m o n A D i v i d e n d L T1 2 . E d i s o n I n t e r n a t io n a l , C o m m o n B D i v i d e n d K T1 3 . A e g o n , C o m m o n N o n e J T1 4 . F t . D e a r b o r n , C o m m o n B D i v i d e n d J T1 5 . T r i - C o n t in e n t a l , C o m m o n A D i v i d e n d K T1 6 . G e n e r a l E l e c t r i c , C o m m o n B D i v i d e n d L T1 7 . D o w C h e m i c a l , C o m m o n A D i v i d e n d K T

See P a r t V I I1 B.I

1. Income G ain C odes : A =$ 1,000 0r less B = $ 1,001 - $2,500 c = $ 2,5 01 - $ 5 ,000( S e e C o l um n s B I a n d D 4 ) F =$50,001 - $I00,000 G - -$ 10 0,00 1 ~ $ i~ 060 ,0 00 H I -- $110 00100 1 - $5 ,000 ,00 0

2. Va lue Co d es J = $15 ,000 or less K =St 5;001 ~ $50,000 L =$50,001 - $100,000( Se e C ol um n s C 1 a nd D 3 ) N =$ 25 0,0 01 -$ 50 0,0 00 O =$ 50 0,0 01 - $t ,0 00 i0 00 P I = $1 ,0 00 ,0 01 -$5 ,0 00;00 0

P 3 =$25 ,000,001 - $50,000,000 P 4 =M o re th an $50,000,0003. Value M ethod C odes Q =Ap p r a i sa l R = C os t ( R eal Es t a t e O nly ) S = A s s es s ment

( S ee C olumn C 2) U = Book Value V = ( ~ ther W = Es t imated

D =$5,001 - $15,000H2 =More than $5~000,000lVl =$! 00,001 - $250,000P2 =$5,000,001 - $25,000,000T = C a s h M a r k e t

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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N a m e o f P e r s o n R e p o r t i n gB e e z e r , R o b e r t R .

D a t e o f R e p o r t04/6/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , t ra n s a c , i o n s a n e l a d e s t h o s e of spo ..... d dependent children; see p p . 3 4 - 6 0 of f! l ing instructions.)--] NONE income, assets, or transactions.)N o reportable

A. B. C. D.Income dur ing G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r in g r e p o r t n g p e r io dD e s c r i p ti o n o f A s s e t s( i nc l ud ing ~ s t a sse ~) r epos ing pe r iod of r~o~ i ng p~f i od

O) : (2) O) (2) .... O) (2) (3) (4) ( ~ )Pl a ce "~ ) " a f t e r ~ch a sse t Amoum T ~ e ( e : g ., V a l u e : Value T ~ e ( e . g ., D a t e Value G a~ I de n t i~ o fexempt f rom pr ior diselo~r~ C ~ e I d i v . , r e n t , C o d e 2 : M e thod buy, sell, mm/d~ C o d e 2 C o d e 1 buyer/seller( A - H ) 0 r i n t ~ ( J - P ) C o d e 3 redemption) ( J - p ) (~-~ ( i f p r i v a t e(~_~ ~ansaetion)

1 8 . C l o ro x , C o m m o n B D i v i d e n d L T1 9 . I n t . P a p e r , C o m m o n A D i v i d e n d J T

20 . I B M , C o m m o n B D i v i d e n d K T21 . T . R o w e P r i c e , N e w E r a D D i v i d e n d N T22 . T . R o w e P r i c e , N e w H o r i z o n s D D i v i d e n d M T23 . N L I n d u s tr i e s , C o m m o n A D i v i d e n d J T24 . B a n k o f A m e r i c a , S a vi n g s A Interest L T25 . U .S. Treas ury Bond 9% (2 0 1 8 ) C Interest L T26 . G rea t N or the rn I ron O re Trus t Cer t i fi ca t e B D i v i d e n d K T27 . Treas ury Di rec t (N o. 1 ) B Interest O T28 . Treas ury Di rec t (N o. 2 ) C Interest Pl T29 . P i o n e e r N a t u r a l R e s o u r ce s , C o m m o n A D i v i d e n d J T30 . S t a rb u c k s , C o m m o n B D i v i d e n d M T31 . U S Bank , Sea t t l e A Interest L T32 . Key Bank , Sea t t l e A Interest L T

33. C h a s e A Interest L T34 . W e l l s F a r g o B a n k , S e a t tl e A Interest L T

See Part VIII B. 1See P a r t V I I I B. I

See P a r t V I I I B.2See P a r t V I I I B.2

1. Income G ain C odes : A =$1i000 0r t~s~( S ee C olumns B I and 1) 4 ) F =$50,001 - $100,000

2. Value C odes J =$15,000 or less( S ee C olumns C 1 and D3) N =$2 50 , 0 0 1 - $50 0 , 0 0 0

P3 =$25,000,001 - $50,000,0003. Value M ethod C odes Q =Ap p r a i sa l( S e e C o l u m n C 2 ) U = Book Value

B =$1,001 - $2,500G - - $ 1oo ,0o l : $ 1 ,000,000K =$15,001 - $50,000O =$500,00t - $1,000,000R = C os t ( R eal Es t a t e O nly )V - - O ther

C=$2,501 - $5,000H1 =$ t ,000,001 - $5,000,000L =$50,001 - $100,000P4 =More than $50,000,000S = A s s as s mentW = Es t imated

D = $5 , 0 0 1 - $1 5 , 0 0 0H2 =M o r e t h an $5 , 0 0 0 ,0 0 0M =$1 0 0 , 0 0 1 - $2 50 , 0 00P2 -$5,000,001 - $25,000,000T = C a s h M a r k e t

E =$15,001 - $50,000


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V I I . I N V E S T M E N T S a n d T R U S T S - i n com e , va lu e , t r an s ac t i on s ( In c lu des" th os e of s pou s e an d depe n den t c h i ldr en ; see pp . 34-60 of f il i n g in s t r u c t i on s .)N O N E ( N o reportable income, assets, or transactions.)

Description of Assets Income d u r i n g( including t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l ) ( 2 )Place "(X)" atler each asset Amount Type (e.g.,exempt from prior disclosure C o d e 1 div , , r e nt ,

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d(1) (2) (1 ) (2) (3) (4)

V a l u e Value Type (e.g.,: D a t e Value GainC o d e 2 M et h o d b uy , s e l l , mm/dd/yy Code 2 Code 1 b u y e r / s e l l e r(A-H) o r i n t . ) (J-P)

35 . Vodafone, Comm on B Dividend K

3 6. Cy tec , Com m on A Dividend J3 7. Tes or o, Com m on None L3 8 . U .S . T re as u ry B o nd 8 % ( 2 02 1) C I n t e r e s t L3 9. Q w est, Com m on A Dividend J40 . Citigroup, Comm on None J41 . Halliburton, Common A Dividend J42. U .S . T reas ury Bond 6% (2026 ) D I n t e r e s t M43 . W ashington Federal S& L, Seattle A I n t e r e s t L

44. The Travelers A Dividend J45. Comcast , C la ss A, Common A Dividend K46 . Treasury Direct No. 3 B I n t e r e s t PI47 . Kronos W orldwide A Dividend J48 . Acco Brands None J49. LSI, Comm on, formerly Alcatel Lucent None J50 . J.M. Smucker A Dividend J

51 . Idearc None J

Code 3 redempt ion)( Q - W )

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

( 5 )I d e n t i t y o f

(J-P) (A-H) (if privatetransaction)

See Part VIII B.2

See Part VIII B.3

] : in c o me Ga in Co d e s : A =$! ,000 or tess B =$1,001 - $2,500 C = $ 2,5 0I - $ 5 ,000( S ee C olumns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H I =$1,000,001 - $5,000,000

2. Value C odes J =$15,000 or less K =$15 ,001 - $50,000 L =$50,00,1 - $100,000( S ee C olumns C 1 and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000,001 - $5 ,000,000

P3 =$25,000,001 - $50,000,000 P4 - M o r e than $ 5 0 ,000,0003 . Va l u e M e t h o d . Co d es Q =Ap p r a i sa l R - C os t ( R eal Es t a t e O nly ) S = A s s es s ment( S ee C olumn C 2) U = Book Value V Other W = Es t imated

D = $5 , 0 0 1 - $1 5 , 0 00H2 =More than $5~000,000M =$1 0 0 , 0O l - $2 50 ;00 0P2 =$5,000,001 - $25,000,000T - C a s h M a r k e t

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t i n gBeezer, Robert R.


V I I . I N V E S T M E N T S a n d T R U S T S -ineome, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of flling instructions.)D (No reportable incom e, assets , orONE transactions .)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt f rom pr ior d isc losure

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) " (1) (2) (3) I (4.) (5)A m o u n t Type {e.g., Value Value Type (e.g., D a t e Value Gain R l e n t i t o fC o d e 1 d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m /d d/y y C o de 2 C o d e 1 b u y e r / s e l l e r( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n ) O - P ) (A-~ ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

52. Iberdrola53 . Teradata, formerly NCR54. Frontier Comm unications, formerly

Comcast

A DividendNone

A Dividend

J

J

J

TTT

1. Income G ain C odes :( S e e C o l um n s B I a n d D 4 )

2.Value C odes( S e e C o l u m n s C I a n d D 3 )

3.Value M ethod C odes( S ee C olumn C 2)

A=$1,000 or lessF=$50,001 - $100,000J =$15,000 or lessN =$250,001 - $500,000P 3 =$25,000~001 - $50,000,000Q=AppraisalU = Book Value

B =$1,001 - $2,500G=$ I00,001 - $1,000,000K=$15,00I - $50,000O -$500,001 - $1,000,000R = C os t ( R eal Es t a t e O nly )V = O t h e r

C =$2,501 - $5,000H i =$1,000,00 i - $5,000,000L =$50,001 - $100,000P 1 =$ 1,000,001 - $5,000,000P4 =More than $50,000,000S = A s s es s mentW = Es t imated

D = $5 , 0 0 1 - $1 5 , 0 0 0H2 =M o r e t h an $5 , 0 0 0 ,0 0 0M =$1 0 0 , 0 0 1 - $2 50 , 0 00P2 =$5,000,001 - $25,000,000T = C a s h M a r k e t

E =$15,001 - $50,000


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D a t e o f R e p o r t04 /6 /2011

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)

A. Ex plana t ion for P a r t 1 : P os i t i ons . Al s o , P a r t V I I : Inves tm ent s and Trus t sRo b er t R. Beeze r i s nam ed a s t rus t ee unde r t he t e rms o f a l a s t wi l l and t e s t amen t e s t ab l is h ing Trus t #1 . Dur ing 2 0 1 0 , t he t rus t r ece ived income in an am ount o fI n c o m e C o d e D .As of D ecemb er 3 1 , 2 0 1 0 , Trus t # 1 he ld a s s e t s a s fo l l ows :I tem V a l u e C o d eS h a r e s o f G e n e r a l E l e c tr i c , C o m m o n JU .S. Treas ury Bonds 1 0 -5 /8 due 2 0 1 5 MS h a r e s o f A T & T , I n c . C o m m o n K Ch eckin g acco un t , Un io n Ban k o f Cal i fo rn ia , Sea t t l e , WA KRob er t R . Beeze r has no in t e re s t, p re s en t o r fu ture , i n t he i ncome or a s s e t s o f Trus t #1

B. Explana t ion for P a r t V I I : Inves tment s and Trus t s1 . D iv idend re inves tment s re s u l t ed i n t he rece ip t o f add i t i ona l s ha re s f rom the fo l l owing f i rms dur ing ca l enda r yea r 2 0 1 0 a s fo l l ows :

Tr i Cont inen ta l Corpora t ionT . R o w e P r i c e , N e w E r a F u n dT . R o w e P r i c e , N e w H o r i z o n

2 . Al l t r ea s ury b i l l s were ma in t a ined in Legacy Treas ury Di rec t , fo rmer ly known as " Treas ury Di rec t , " account s and a re repor t ed i n 2 0 1 0 a s a s ing l e en t ry .D u r i n g 2 0 1 0 , p r i n c ip a l d e p o s i t s w e r e m a d e t o t h e s e a c c o u n t s i n t h e f o l l o w i n g a m o u n t s :A c c o u n t N o . 1 V a l u e C o d e JA c c o u n t N o . 2 V a l u e C o d e JA c c o u n t N o . 3 V a l u e C o d e J3. Id earc d ec la red ban krup tcy an d h as n o year -en d va lue


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Name of P e r son Repor t ingB e e z e r , R o b e r t R .


IX. CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t io n s .

Signature: $ /Robert R. Beezer

N O T E : A N Y IN D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A IL S T O F IL E T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui te 2-301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

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Robert R Beezer Financial Disclosure Report for 2010