Ricardo M Urbina Financial Disclosure Report for 2009

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    ,~ o 1 0 FINANCIAL DISCLOSURE REPORT R w o r t R e q u i r e d b y th e E t h i c sin Government Act of 1978ev. 1 /20~0 FOR CALENDAR YEAR 2009 ~ 5 U . S . C . a p p . 1 0 1 - 1 1 1 )I. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Da te of R eportUtbina, Ricardo M, USDC - District of Columbia 5/14/2010

    4. Title (Article 111 judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Periodmaglstra~e judges indicate futl- or part-time)[] Nc, mination~ Date 0 1 / 0 1 / 2 0 0 9

    U.S. District Judge (active) 7--] Initial [] Annual [] Final to1 2 / 3 1 / 2 0 0 95b. [] Amended Report

    7. Chambers or Offic e Addres s 8, On the basis of the information contained in this Report and anymodifications pertaining there to, it is, in my opinion, in compliancePrcttyman U.S, Courthouse with applicable laws and reg ulations.333 Constitution Ave,, N.W.Washington, D.C. 20001 Re v ie win g O ff ice r Date

    IMPO RTANT NOT ES: T he instructions accompat~ving thi.~" f!~rm must be follawea~ Complete all parts,.checking the NON E box for each pa rt where you ha ve no reportable information. Sign on last page.

    D N O N E (No reportable positions.)PO SI TI O N N A M E O F O R G A N I Z A T I O N / E NT I T y

    1. Board of Directors National Home Library Foundation

    2. Council Member American University, Washington School of Law Deans Diversity Council

    3. Council Member Council for Court Excellence

    I I . A G R E E M E N T S . ~ , t , o ~ , i ~ s individual only; see l~p. 14-16 of filing instructions,)N O N E (No reportable agreements.)

    D A T E P A R T I E S A N D T E R M S1.1995 District of Columbia Superior Cot~. Retirement Fund

    2.

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    FI N A N CIA L D I SCL O SU R E R E PO R T N .m e of P erson R eporting D ate of R ,portPage 2 of 6 U r b i n a , R i c a r d o M . 5 / 1 4 / 2 0 1 0

    1 1 1 . N O N - I N V E S T M E N T I N C O M E . ~ R e p o , , i , g indiridua! and sp ouse; see pp. 17-24 of f!li~rg instructions.)A. F lie r s No n - In ve stm e n t In c o m e

    NONE (No reportable non-investment income./DATE SOURCE AND TYPE INC__OME(yours, not spouses)

    I. Jan-Dec Adjunct Professor at a law school, both Fall and Spring semesters, see $16,512.47Section VIII2.3.

    4.

    B . S p o u s e $ N o n - ! n v e s t m e n t I n c om e - if you ~ere married during eny portien of the reporting year, complete this section,( D o l l a r a m o u n t n o t r ~ q u i r e d e . ~ c e p t . l b . ," h o n o r a r i e s . )~_] reportable non-investment income.)ONE (N o

    DATE SOURCE AND T Y P E1. Jan-Dec i Income .- Pension (see Vlll )2 . Feb.-Aug . Full & par~-time retail sales position (see VIII)3. Sept.-Dec. Part-time re tail sales position (see VIII)4.

    IV. REIMBURSEMENTS --( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f J i lm g i t t~ tr u , .t i a r t~ .)[---] NONE (No reportable reimbursements.)

    ~ ~ LOCATION PURPOSE .ITEMS PAID OR PROVIDED1 . American Board of T rial April 1 -4, 2 0 0 9 San Francisco, CA Spe ake r aiffare, meals, g round transportation,Advocates, 2009 Nmional lodgingJury Summit2~3.4.5.

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    P a g e F I N A I N C I A L 3 o f 6 D I S C L O S U ~ R E P O R T [ ~bi~,. ~ic,~do ~. s n 4 a 0 ~ o

    ~ NONE (No reportable g~s.)SOURC~ D E S C R I P T I O N VALUE

    2.3.4.

    5.

    V I . L I A B I L I T I E S . a . c ~ . a e .~ , n o ~ o . t . , ~ , o , , , , o , a , t , ~ , , , , ~ , , , c l , il d r e n ; see p p . 3 2 - 3 3 o]~[li~g i n s u t . l i o n s . )N O N E (No reportable liabilities.)

    C R E D I T O R D E S C R I P T I O N V A L [ .I E C O D E1 .2.3.

    5.

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    P age 4 of 6 Urbina, R i e ar d o M . 5 f l 4 / 2 0 1 0V I I . IN V E S T M E N T S a n d T R U S T S .- ~ ....... ~n,, tr ..... ti,,ns (Includes those of sp ...... d dependent children; see pl,. 34-60 of filing L~structlons.)

    N O N E (No reportable income, assets, or transa~tions.)

    ~ ~scription of Assets [ Income during Gross value at end Tr ansactions during ~o ning ~r i~(including ~st assets) ~ repo~ing peri~ ~ ofr~orl ing period

    I Pla c e "(X)" a fier ea c h ~s e t ~Amount~ T~e(c.g., : Value / Value Type(e.g.. ] Date Value ~ Gain [ ld~ti~oft exempt from p6o~ disclosure [ C~e 1 ~ div, renl, ~ Code 2 / Method buy, ~11, Im~d~yy Code 2 ~ C~e I ~ buyer/seller(A-H) orim.~ ~ (J-P) [ C~c3 redemption) ] (J-P) ~ (A-H) [ (ifpfivate]. Presidential Bank FSB Plus Checking A Interes t J T

    Presidential Bank Savings A Interes t K T

    3. D.C. Governme nt Federal Credit Untion A Interest J T4. Pentagon Federal Savings Account A Interest J T5. Pentagon Federal IRA Accounl A Interes t .! T6. Cardinal Bank Savings A Interes t L T7. Capital One Account A Interes t Clos ed 1 0 /2 3 /0 9 J A

    8. Justice Federal Credit Union A Interest .! T O p e n 0 6 / 2 2 / 0 9 J

    9. T Rowe Price 2010 Retirement Fund (see E D iv id e n d Clos ed ! 0 2 / 2 3 / 0 9 KVIII)

    11 .

    1 2 .

    1 3.

    1 4 .

    16.

    1 7 .

    I. Income Gain Codes: A = $ I,t~ 0 0 or le ss B = $ 1 ,00 1 . $ 2 ,50 ~ .~ C = $ 2 . 5 0 1 - $ 5 . 0 0 0 D = $ 5 3 101 - $ 15 . ~ ) E =$15.~1 - $50,~ [

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    F I N A N C IA L D I S C L O S U R E R E P O R T I N ..... o f P e r s o n R e p o r t i n g D a t e o f R e p o r ~Page 5 of 6I Urblaa, Ricardo M.

    5/14/2010

    V II I. A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .Pnrt IIIA - InorneName of law school "~,~>l~~i~:~Part IIIB - Income#1 - Pension - Arlington County, VA, retired 20 06#2 - Employer - Nordstrom#3 - Employer, Classics for Kids, lncPart VIIT Rowe Price 2010 Retiremem F~d: Did not repo~ this investment on prewous repo~ because filer ~ought that pensio~redrement accounts~t from r~po~ing , deferred compensat ion ret i rement account ~om Arl ington County (manag~ by 1NG ) w~ s rol led ove r to T Row~*~d when~l re tired in 200 6 Account w~ opened May 1 7 , 20 06 in amount of $23,486.99. Underlying holdings in accost were:~tic st~k 44% - Equity Index 500 Fund, Growth Stock Fund, Mid Ca~ Growth Fund, Mid Cap Value Fund, New Horizons Ftmd, Small Cap Stock Fund,Small Cap Va[ue Fund. Value Fund.International stock I 1% - lmmerging Markers Stock Fund, International Growth & Income Fund: Ove~ eas Stock FundFixed income 35% - Emerging M arkets Bund Fund, High Yield Fund, International Bond Fund, New Income FuudSho~ te~ income 10%- Short Fe~ Income Fund

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    F I N A N C I A L D IS C L O S U R E R E P O R TPage 6 of 6 Urbina, Ricardo M.

    I5/14 /2010

    I X . C E R T I F I C A T I O N .! certi[y that all information given above (including information pertaining to my spouse dud minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge dud belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provigions of 5 U,S.C. app. 501 et. seq., 5 U,S.C. 7353, and Judicial Conference regulations.

    Signature_

    NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MA Y BE SUBJECT TO CIVILAN]I) CRIMINAl. SANCTIONS (5 U.S,C, app. 10 4)

    F ILING INS T RUCT IONSMail signed original and 3 additional copies

    Committee on Financial DisclosureAdm inistrative Office of the U nited States CourtsSuite 2 -301One Columbus Circle, N.E.Washington, D.C. 20 544