Research Ethics AQUINO

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    BS Information Technology

    Angelica M. Aquino

    School of Computer Studies and Technology

    Research Ethics

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    DO

    YOU

    VALUE

    Things?

    Research Ethics

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    TOPIC OUTLINE:

    Definition of Research Ethics

    Why study research ethics

    Research Participants

    Ethical Principles

    Cases involving ethical rules

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    Researchis defined as any form of disciplinedinquiry that aims to contribute to

    a body of knowledge or theory.

    Research is a social activity.

    Research ethics refers to the moral principles

    guiding research from its inception through to itscompletion and publication of results andbeyond.

    Research and Research Ethics

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    Research design

    It is an ethical behaviourfor aresearcher

    to use resources efficiently andeffectively

    to work hard to ensure the well-being of all

    colleagues and participants

    5

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    Individualsfrom whom the researcher may

    obtain data.

    Through interaction (e.g., surveys)

    Identifiable private information (e.g.,student records)

    Effective and ethical relationships

    will aid to make more rapid progress

    on the project

    Research Participants

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    Ethics is defined as the norms for conductthat

    distinguish between acceptable and unacceptable

    behavior.

    Ethics in research is actually the application of

    ethical principles to a variety of topics involving

    research.

    These include the design and implementation of research

    Ethics in Research

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    Is the application of fundamental principlestoa variety of topics involving research.

    provides guidelinesfor the responsible conductof research.

    Educates and monitors the conduct of

    researchto ensure high ethical standard.

    Definition of Research Ethics

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    Why have ethical standards?

    Protect rights and welfare of participants

    Ensure accuracy of scientific knowledge

    Protect intellectual rights

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    Where do standards come from?

    Federal Policy for the Protection of Human

    Subjects

    Professional organization

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    Knowing what constitutes ethical research is

    important for all people who conduct research

    projects.

    All researchers should be familiar with the basicethical principles and have up-to-date knowledge

    about policies and procedures designed. WHY?..

    to ensu re the safety o f research subjects

    and to p revent sloppy o r ir responsible research

    Why study research ethics

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    public trust and upright

    Research is a public trustthat must be

    ethically conducted, trustworthy, and socially

    responsible if the results are to be valuable.

    All parts of a research projectfrom the

    project design to submission of the results for

    peer reviewhave to be upright (respectable)

    in order to be considered ethical.

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    Reasons why to adhere to ethical

    norms in research

    Norms promote the aims of research, such as

    knowledge, truth, and avoidance of error.

    For example, prohibitions against fabricating,

    falsifying, or misrepresenting research data

    promote the truth and avoidance error.

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    Reasons why to adhere to ethical

    norms in research

    promote thevaluesthat are essential to collaborativeworksince research often involves a great deal ofcooperation and coordination among many differentpeople in different disciplines and institutions

    For example, many ethical norms in research, such asguidelines for authorship, copyright policies, andconfidentiality rules in peer review, are designed to protectintellectual property interests while encouragingcollaboration.

    Most researchers want to receive credit for theircontributions and do not want to have their ideas stolen.

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    Authorship

    Authorship credit should the individualscontribution to the study.

    Author is anyone involved in the research studywith: Initial research design

    Data collection and analysis

    Manuscript drafting

    Final approval

    However, the following do not qualify: Providing funds or resources

    Mentorship

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    Research Ethics PRINCIPLES

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    CONSENTPermission/ approval

    HARMMisbehaviour/safety

    DECEPTIONdishonesty

    PRIVACYSecrecy/confidentiality

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    There are ethical principles that should be taken into

    account when performing research.

    PRINCIPLE ONE: Minimize the risk of harm

    PRINCIPLE TWO: Obtain informed consent

    PRINCIPLE THREE: Protect confidentiality or privacy

    PRINCIPLE FOUR: Avoid deceptivepractices

    Principles of Research Ethics

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    ObtainInformedconsent from potential research participants. means that participants should understand that they are taking part

    in research and what the research requires of them.

    When in doubt, ask for permission

    Consent should always be obtained in writing Elements:

    Capacity Ability: individual is competent enough to understand, evaluate, and make a

    decision of whether to participate or not

    Age

    Information Is it complete/comprehensive and fully understood?

    Voluntariness Subjects have the choice to participate or withdraw and are aware of this choice

    CONSENT

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    Informed Consent

    TO OBTAIN INFORMED CONSENT YOU NEED TOPROVIDE THE FOLLOWING TO THE PARTICIPANTS:

    Discuss to them thepurpose of research

    What they will be doing and for how long Offer to withdraw at any time for any reason

    Potential benefits to participants

    Harm or risk of discomfort How privacy will be protected

    Instructions on how to get copy of results

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    The process of obtaining consent

    1. Identify participant population

    2. Produce information sheet and consent document

    3. Obtain permission

    4. Present research information to participant and discussits contentsindicating that withdrawal at any time is

    possible

    5. Answer participants questions

    6. Give a copy of the consent document

    7. Allow the participant time to consider

    8. Meet participant and discuss documents, to answer any

    more questions and assess participants understanding

    9. Obtain appropriate signed consent

    10. Start research

    21

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    I have read the Information Sheet and have had the

    details of the study explained to me. My questions

    have been answered to my satisfaction, and I may

    ask further questions at any time.

    I understand I have the right to withdraw from the

    study at any time and decline to answer any

    particular questions.

    I agree to provide information to the researcher(s)

    on the understanding that my name will not be used

    without my permission.

    I agree/do not agree to the interview being recorded

    electronically.

    I understand that I have the right to ask for the tape

    to be turned off at any time during the interview

    I agree to participate in this study under the

    conditions set out in the information sheet

    SignatureName - Date

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    Minimize the risk of harm.

    Any research should not harm participants.

    Subjects must be protected from harm, or at the least fully

    informed about the potential costs and benefits resulting

    from.

    Research that is physicallyor psychologicallydangerous is

    generally considered unethical

    It is not harm that you need to think about since a researcher

    does not intentionally go out to cause harm. Rather, it is

    the risk of harm that you should try to minimise. HOW?

    HARM

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    A researcher must be responsible holding theinformation.

    Sensitivity of topic &/or data

    Can responses/results affect the subjects life ifknown by others

    How public/private is the setting?

    Public display of the data Personally identifiable information should be

    removed or changed

    PRIVACY

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    Confidentiality and Anonymity

    Confidentiality is a basic requirement in all

    studies (sagepub.com)

    The researcher agrees not to reveal the identity of the

    participants to anyone other than the researcher. A stronger condition if it can be met is that of anonymity.

    This means the identity of the participant is not known by anyone including the researcher.

    EXAMPLE: Conducting survey to a large group of people

    Fill-out the instrument but not include the names on the surveyform.

    The researcher will have the data but no names.

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    Often tied to the informed part of consent

    how can participants know (a) that they are takingpart in research and (b) what the research

    requires of them if they are being deceived? Omission: withhold information (the information

    was refused to give)

    Commission: provide false information

    i.e., lying Establishing false intimacy

    DECEPTION

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    Falsifying, modifying, or omitting data

    Reporting errors

    Keep data and materials for 5 years Data and materials available to others

    Duplicate publication/presentation

    Accuracy of scientific knowledge

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    Intellectual property rights

    Authorship

    Order of authorship

    Formulating hyphothesis

    Creating experimental design Organizing and conducting stattistical analysis

    Interpreting results

    Writing a major position of the paper

    Reviewers cant steal

    Plagiarism

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    Plagiarism

    What is plagiarism?

    What are the types?

    Intentional stealing

    Inadequate citation

    Common knowledge v. Opinion

    Secondary source

    Failure to indicate quotation

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    Paraphrasing

    Take notes and include citations

    Dont read and write

    Break it down

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    Falsification

    Manipulating research materials, equipment, orprocesses, or changing or omitting data or resultssuch that the researcher is not accuratelyrepresented in the research record.

    Publishing or reporting misleading factsassociated with a study, research orexperimentation.

    Falsifying data/ evidence Fabricating data/ evidence

    Plagiarism

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    Effects of falsification

    Research participants are greatly dependent

    upon the experimentation made by the

    researcher to provide direction.

    Society depends on a valid research to

    determine best plan.

    Thus, falsification act can be extremely

    dangerous.

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    What causes?

    Pride is the motivator.

    Researcher has this pride of they have to be right.

    It may be that they believe in the hypothesis and believethat it should be an accepted theory that they are willing to

    risk their career on it.

    Money is another motivator.

    Funding is normally based on results.

    If there is a feeling that funding may be cut if theresults cannot be proven in the favor of the financierof the project this may promote dishonesty inreporting.

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    Mr. A has just discovered an error in a paper that has

    been accepted for publication in a journal.

    The error does not affect the overall results of his

    research, but it is potentially misleading.

    The journal has just gone to press, so it is too late to

    catch the error before it appears in print. In order to

    avoid embarrassment, Mr. A decides to ignore the

    error.

    Cases involving ethical rules

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    Q:

    What is the unethical actionof Mr. A?

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    A:

    Mr. A's error is not misconduct nor it is his

    decision to take no action to correct the error.

    Most researchers, as well as many different

    policies and codes, would say that Mr. A shouldtell about the error and consider publishing an

    errata. Failing to publish a correction would be

    unethical becauseit would violate norms relatingto honesty and objectivity in research.

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    You are interested in understanding the organisational

    culture of a firm. You feel that observation would be an

    appropriate research method in a naturalistic setting.

    However, you feel that if employees knew that youwere monitoring them, they may behave in a different

    way.

    Therefore, you may have received permission to go

    undercover or provide an explanation why you are

    there, which is not the truth

    Cases involving ethical rules

    Other acti ities that does not define as

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    Other activities that does not define as

    misconduct but which are still regarded as

    unethical

    These are

    called "other

    deviations"

    from

    acceptableresearch

    practices.

    Unethical actions:

    Including a colleague as an author on a paper in return

    for a favor even though the colleague did not make a

    serious contribution to the paper

    Discussing with your colleagues confidential data from apaper that you are reviewing for a journal

    Bypassing the peer review process and announcing your

    results through a press conference without giving peers

    adequate information to review your work

    Conducting a review of the literature that fails toacknowledge the contributions of other people in the

    field or relevant prior work

    Rejecting a manuscript for publication without even

    reading it

    Stealing supplies, books, or data

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    Most of these would also violate different

    professional ethics codes or institutional

    policies.

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    Summary

    Researchers must fully understand the policies and theories designed inresearch ethics to guarantee upstanding research practices.

    Now that you have read these basic principles of research ethics, you maywant to understand how the research strategy you have chosen affectsyour approach to research ethics

    Researchers must, where feasible, also provide research participants withan appropriate summary of the research results.

    Researchers must take all reasonable steps to ensure that their findingsare accurate and properly reported.

    If they become aware of misleading or inaccurate statements about theirwork, they must correct the record as soon as possible.

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    Good practice in Research

    Confidentiality of information

    Voluntary participation

    Reducing risks to participants

    Informed consent

    Protection of data

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    What is publication?

    It is the dissemination of your findings to the

    scientific community

    Scientific publications are subject to peer

    review

    Publication of research findings: Researchers have a responsibility to their colleagues and the wider

    community to disseminate a full account of their research as broadlyas possible.

    The account should be complete, and, where applicable, include

    negative findings and results contrary to their hypotheses.

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    References

    Dr. M. Macdonald, Ethical Issues in Research

    into Applied Linguistics and Language

    Education

    http://www.niehs.nih.gov/research/resources

    /bioethics/whatis/

    http://dissertation.laerd.com/principles-of-

    research-ethics.php

    http://www.niehs.nih.gov/research/resources/bioethics/whatis/http://www.niehs.nih.gov/research/resources/bioethics/whatis/http://dissertation.laerd.com/principles-of-research-ethics.phphttp://dissertation.laerd.com/principles-of-research-ethics.phphttp://dissertation.laerd.com/principles-of-research-ethics.phphttp://dissertation.laerd.com/principles-of-research-ethics.phphttp://dissertation.laerd.com/principles-of-research-ethics.phphttp://dissertation.laerd.com/principles-of-research-ethics.phphttp://dissertation.laerd.com/principles-of-research-ethics.phphttp://dissertation.laerd.com/principles-of-research-ethics.phphttp://dissertation.laerd.com/principles-of-research-ethics.phphttp://www.niehs.nih.gov/research/resources/bioethics/whatis/http://www.niehs.nih.gov/research/resources/bioethics/whatis/
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