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Recommendations to Update
Non-Statutory Technical
Standards for Sustainable
Drainage Systems (SuDS)
Final Report
February 2021
© Crown copyright 2021
This information is licensed under the Open Government Licence v3.0. To view this
licence, visit www.nationalarchives.gov.uk/doc/open-government-licence/
This publication is available at www.gov.uk/government/publications
Any enquiries regarding this publication should be sent to us at:
Department for Environment, Food and Rural Affairs
Water Services Division,
Seacole Building
2 Marsham Street
London SW1P 4DF
PB [WT15122]
www.gov.uk/defra
Contents
Glossary of key terms................................................................................................................ 8
Acronyms ................................................................................................................................... 9
Summary .................................................................................................................................. 11
1 Introduction ....................................................................................................................... 13
PART 1 – PROJECT REPORT
2 Project description............................................................................................................ 14
2.1 Aim and objectives..................................................................................................... 14
2.2 Scope of work ............................................................................................................ 15
3 Overview of technical approach ...................................................................................... 16
3.1 Task 1 – Clarify the current situation ........................................................................ 18
3.2 Task 2 – Evaluate hydraulic design methods........................................................... 21
3.3 Task 3 – Define the delivery barriers and enablers ................................................. 23
3.4 Task 4 – Move forward with multiple benefit SuDS ................................................. 26
4 Research findings ............................................................................................................ 29
4.1 Summary of findings .................................................................................................. 29
4.2 Task 1 research questions ........................................................................................ 33
4.3 Task 2 research questions ........................................................................................ 46
4.4 Task 3 research questions ........................................................................................ 56
5 Recommendations ........................................................................................................... 66
5.1 Updating the standards ............................................................................................. 66
5.2 Alignment with other national policy and guidance .................................................. 68
5.3 Further research and development........................................................................... 70
PART 2 – UPDATED STANDARDS
6 Application of the standards ............................................................................................ 72
6.1 Overview .................................................................................................................... 72
6.2 Use of ‘a SuDS Approach’......................................................................................... 73
6.3 Early and integrated design ...................................................................................... 73
6.4 Embedding SuDS within the development planning process.................................. 74
7 Standard 1 – Runoff destinations .................................................................................... 74
7.1 Objectives................................................................................................................... 74
7.2 Evidence base............................................................................................................ 75
7.3 Proposed standard .................................................................................................... 76
7.4 Accompanying clarifications ...................................................................................... 77
7.5 Additional recommendations ..................................................................................... 79
8 Standard 2 – Everyday rainfall ........................................................................................ 79
8.1 Objectives................................................................................................................... 79
8.2 Evidence base............................................................................................................ 80
8.3 Proposed standard .................................................................................................... 81
8.4 Accompanying clarifications ...................................................................................... 81
8.5 Additional recommendations ..................................................................................... 83
9 Standard 3 – Extreme rainfall .......................................................................................... 83
9.1 Objectives................................................................................................................... 83
9.2 Evidence base............................................................................................................ 83
9.3 Proposed standard .................................................................................................... 85
9.4 Accompanying clarifications ...................................................................................... 86
9.5 Additional recommendations ..................................................................................... 88
10 Standard 4 – Water quality ........................................................................................... 89
10.1 Objectives ............................................................................................................... 89
10.2 Evidence base ........................................................................................................ 89
10.3 Proposed standard ................................................................................................. 91
10.4 Accompanying clarifications .................................................................................. 91
10.5 Additional recommendations ................................................................................. 93
11 Standard 5 – Amenity.................................................................................................... 93
11.1 Objectives ............................................................................................................... 93
11.2 Evidence base ........................................................................................................ 94
11.3 Proposed standard ................................................................................................. 95
11.4 Accompanying clarifications .................................................................................. 95
11.5 Additional recommendations ................................................................................. 96
12 Standard 6 – Biodiversity .............................................................................................. 97
12.1 Objectives ............................................................................................................... 97
12.2 Evidence base ........................................................................................................ 98
12.3 Proposed standard ............................................................................................... 100
12.4 Accompanying clarifications ................................................................................ 100
12.5 Additional recommendations ............................................................................... 101
13 References .................................................................................................................. 102
Figures
Figure 1 Relationship between project tasks, research questions and stakeholder
engagement ............................................................................................................................. 16
Figure 2 Project timeline ......................................................................................................... 28
Figure 3 The proportion of survey respondents requiring or delivering various design
criteria....................................................................................................................................... 34
Figure 4 Number of sites including different SuDS component types from a survey of 18
planning applications (UKWIR, 2021) .................................................................................... 35
Figure 5 The specific issues considered by survey respondents to pose a significant
influence on drainage design .................................................................................................. 36
Figure 6 The proportion of approvers requiring the use of specific hydraulic criteria and the
proportion of practitioners using those criteria for over 50% of their applications ............... 37
Figure 7 Survey of adopted flow rate criteria for 18 planning applications for greenfield and
previously developed sites (UKWIR, 2021) ........................................................................... 37
Figure 8 The proportion of approvers requiring the use of specific runoff estimation
methods and the proportion of practitioners using those methods for over 50% of their
applications (for both greenfield and previously developed sites) ........................................ 38
Figure 9 The proportion of approvers requiring the use of specific rainfall models and the
proportion of practitioners using those models for over 50% of their applications (for both
greenfield and previously developed sites) ............................................................................ 38
Figure 10 The perceived key influences on inconsistent estimation of runoff rates and
volumes .................................................................................................................................... 39
Figure 11 The perceived compliance of planning applications with local policy and
guidance requirements............................................................................................................ 40
Figure 12 The perceived influence of policies/guidance on multiple benefit SuDS design
outcomes.................................................................................................................................. 41
Figure 13 The perceived influences on the delivery of multiple benefit SuDS..................... 42
Figure 14 Constraints to the delivery of multiple benefit SuDS, as identified by approvers 43
Figure 15 Constraints to the delivery of multiple benefit SuDS, as identified by practitioners
.................................................................................................................................................. 43
Figure 16 Constraints to the delivery of multiple benefit SuDS, as identified by other
stakeholders............................................................................................................................. 44
Figure 17 Peak allowable discharge rate for a reviewed range of planning applications
(UKWIR, 2021) ........................................................................................................................ 47
Figure 18 Attenuation storage volume provided on a number of surveyed planning
application sites (UKWIR, 2021)............................................................................................. 48
Figure 19 Ranges of estimated discharge rates for 5 case study site for relatively high
permeability soils (Soil type 2) and relatively poor permeability soils (Soil type 4) .............. 49
Figure 20 Previously developed runoff rates (reduced by 50%) compared to greenfield
peak runoff rates estimated using the IH124 method............................................................ 50
Figure 21 Greenfield runoff volume estimates from the site model testing .......................... 51
Tables
Table 1 Research questions ................................................................................................... 17
Table 2 Additional evidence of constraints to the delivery of multiple benefit SuDS ........... 44
Table 3 Site areas for which the minimum flow control size is relevant and the equivalent
rate of discharge ...................................................................................................................... 53
Table 4 Summary of feedback from Welsh stakeholders on individual standards .............. 58
Table 5 Where reference is made to SuDS as a delivery mechanism for wider government
policy and regulatory objectives.............................................................................................. 59
Table 6 Planning legislative enablers and barriers................................................................ 61
Table 7 Other legislative enablers and barriers ..................................................................... 61
Table 8 Policy and guidance drivers/enablers and barriers .................................................. 63
Table 9 Resources enablers and barriers .............................................................................. 65
8
Glossary of key terms
Approving body is the organisation responsible for approving the surface water drainage
arrangements for the site. In England this is the local planning authority, as advised by the
lead local flood authority. In Wales this is the SuDS Approving Body (SAB).
Attenuation storage volume is the volume in which runoff is stored when the inflow to the
storage is greater than the controlled outflow.
Everyday rainfall describes rainfall events with a total depth of up to 5 mm (i.e. the
smallest rainfall events that happen very often).
Extreme rainfall describes rainfall events with a return period of 1 in 1 year (i.e. an annual
probability of exceedance of 100%) or greater (up to and including a 1 in 100 years return
period).
Greenfield runoff rate is the rate of surface water runoff expected from a site before
development.
Greenfield runoff volume is the volume of surface water runoff expected from a site
before development.
Interception is the retention on site of the first 5 mm of the majority of rainfall events
through the year.
Minimum flow control size is the smallest permitted flow control size specified to
manage risks of blockage associated with small orifices.
Multiple benefit SuDS are SuDS designed to deliver more than one of the four types of
SuDS benefits: water quantity, water quality, amenity and biodiversity.
Peak allowable discharge rate is the largest permitted discharge rate from a site after
development.
Receiving water or sewer refers to the waterbody downstream of the development site
that receives the controlled discharge from the site. A development site might have more
than one receiving water or sewer.
Soil type is the commonly used term for the Winter Rain Acceptance Potential of different
surface soils, as used by the Flood Studies Report (NERC, 1975).
9
Acronyms
AMP Asset Management Plan
AQMAs Air Quality Management Area
ASA Association of SuDS Authorities
B£ST Benefits Estimation Tool
BBBBC Building Better, Building Beautiful Commission
BGI Blue Green Infrastructure
BNG Biodiversity Net Gain
CCC Committee on Climate Change
CIC Construction Industry Council
CIEEM Chartered Institute of Ecology and Environmental Management
CIHT Chartered Institute of Highways and Transportation
CIRIA Construction Industry Research and Information Association
CIWEM Chartered Institution of Water and Environmental Management
CSO Combined Sewer Overflow
DCG Design and Construction Guidance
DWMP Drainage and Wastewater Management Plan
ENG Environmental Net Gain
ETF European Training Foundation
FEH Flood Estimation Handbook
FSR Flood Studies Report
FWMA Flood and Water Management Act (2010)
GI Green Infrastructure
HA Highway Authority
HBF Home Builders Federation
10
ICE Institute of Civil Engineers
IEMA Institute of Environmental Management and Assessment
IH124 Institute of Hydrology report 124
LASOO Local Authority SuDS Officer Organisation
LI Landscape Institute
LLFA Lead Local Flood Authority
LPA Local Planning Authority
MHCLG Ministry of Housing, Communities and Local Government
NDG National Design Guide
NE LLFAs North East Lead Local Flood Authorities
NERC Natural Environment Research Council
NPPF National Planning Policy Framework
NSTS Non-Statutory Technical Standards
POS Public Open Space
PPG Planning Practice Guidance
Qbar Mean annual flood
Qmed Median annual maximum flood
RBMP River Basin Management Plan
ReFH2 Revitalised Flood Hydrograph method 2
RQ Research Question
SIA Simple Index Approach
SPD Supplementary Planning Document
SuDS Sustainable Drainage System
UKWIR UK Water Industry Research
WaSC Water and Sewerage Company
11
Summary
The aim of this research project is to report whether updating the current Non-Statutory
Technical Standards (NSTS) (Defra, 2015a) could help provide for multiple benefit (also
referred to as multi-functional) sustainable drainage systems (SuDS), and if so, what those
updates should be.
The research included the following:
• An investigation into the understanding, interpretation and application of the current
NSTS. This included a review of existing literature and an online survey with
stakeholders.
• An evaluation of current hydraulic design methods and investigation into how the
current NSTS could be updated to improve consistency and effectiveness of
delivery of the water quantity standards.
• A review of current and evolving drivers, barriers and enablers for delivering
multiple benefit SuDS. This included a review of the implementation of Schedule 3
of the Flood and Water Management Act 2010 in Wales.
Based on the findings from this research, recommendations have been made to replace
S1 to S6 in the current standards with a new suite of six standards. Although it is
recognised by stakeholders that S7 to S14 in the current NSTS would also benefit from a
review, this was outside the scope of this project.
The new standards cover the following:
• Standard 1: Runoff destinations
• Standard 2: Everyday rainfall
• Standard 3: Extreme rainfall
• Standard 4: Water quality
• Standard 5: Amenity
• Standard 6: Biodiversity
Each standard is accompanied by a set of clarifications that provide guidelines to support
the interpretation, delivery and evaluation of the standard. In addition to the standard and
clarifications, it is also recommended that three key principles are applied when planning
and designing schemes to meet the new standards. These are:
1. Use of ‘a SuDS approach’
2. Early and integrated design
3. Embedding SuDS within the development planning process.
12
Draft versions of the standards and clarifications were shared with stakeholders via a
focus group workshop and an online survey. The response received was positive and the
feedback was used in preparation of the final versions, as presented in this report.
The successful implementation of these new standards will require:
• Appropriate supporting guidance and tools (including new metrics for e.g. amenity)
• Alignment with and referencing within other national policy and guidance to
maximise outcome value;
• Processes that facilitate the design, approval and adoption of integrated and
multiple benefit SuDS that meet the new suite of standards; and
• Increased awareness and skill development of those designing and approving
SuDS.
The research approach and findings, plus the resultant recommendations from the
Contractor are summarised in Part 1 of this report. The recommended updates to the
NSTS are provided in Part 2 of this report.
This report is accompanied by eight separate annexes that present in detail the findings
from the research and the evidence base for the recommendations.
13
1 Introduction
This document is the Final Report for the research project Recommendations to Update
Non-Statutory Technical Standards for Sustainable Drainage Systems (SuDS).
This report has two parts:
• Part 1 – Project Report – This describes the objectives of the project, the technical
approach, the research findings and recommendations.
• Part 2 – Updated Standards – This presents six new standards that are proposed to
replace the existing standards 1 to 6 in the current Non-Statutory Technical
Standards (NSTS) for SuDS (Defra, 2015a).
This report is also accompanied by eight separate annexes, which are referenced
throughout this report. These provide the evidence base for the recommendations for
updating the standards, these being:
• Annex A – Review of existing evidence and drivers for multiple benefit SuDS
• Annex B – Review of criteria and methods for delivering hydraulic standards
• Annex C – Review of the application of the current NSTS (online survey 1)
• Annex D – Review of the draft updated standards (online survey 2)
• Annex E – Feedback from focus groups
• Annex F – Review of the implementation of Schedule 3 in Wales
• Annex G – Case studies
• Annex H – Review of the Planning White Paper.
14
PART 1 – PROJECT REPORT
2 Project description
2.1 Aim and objectives
The aim of this research project is to report whether updating the current NSTS could help
provide for multiple benefit (also referred to as multi-functional) SuDS, and if so, what are
the requirements to update the standards for the integration of high-quality multiple benefit
SuDS.
The objectives of this research project are:
1) To build evidence on how the existing standards for SuDS are understood and
applied.
2) To determine what is needed to improve consistency in the application of current
standards to enable SuDS to deliver better surface water flood management.
3) Test any potential changes to the standards and understand the impacts of these
changes before they are implemented.
4) To review the latest approaches to calculating runoff estimations and advise on
appropriate methods to calculate peak flow and volumes which can be referenced
in the current standards.
5) To determine how multiple benefit criteria could be brought into the standards to
help deliver the National Planning Policy Framework (NPPF) (MHCLG, 2019a)
requirements for delivering multiple benefits (including contributing to biodiversity
net gain, BNG1) through SuDS.
6) To define the constraints, disadvantages and conflicts that could arise when
delivering any additional multiple benefit criteria.
7) To guide and engage with the stakeholder community, who will apply and use the
standards, to incorporate sustainable drainage approaches within new
developments.
8) To recommend updates to the SuDS standards.
1 Biodiversity net gain is development that leaves the environment in a better state than before (CIEEM, CIRIA, IEMA, 2016)
15
2.2 Scope of work
The scope of work included the following technical tasks:
• Task 1 – Investigation into the understanding, interpretation and application of the
current NSTS
• Task 2 – Recommendations to improve the consistency and effectiveness of SuDS
water quantity standards
• Task 3 – Definition of the current barriers to and implications of requiring the
delivery of multiple benefit SuDS, evolving drivers, and likely enablers
• Task 4 – Drafting of proposed updated industry-endorsed NSTS that will help drive
and improve the delivery of multiple benefit SuDS.
All four technical tasks are described in this report.
Key aspects of the scope to note include the following:
• The stakeholder engagement activities for Tasks 1, 3 and 4 were revised in light of
current social distancing guidance from the UK Government, with all engagement
taking place online.
• Any guidance or standards published by Government may be considered statutory
unless they state otherwise. Therefore, it is not possible to change the title of the
NSTS unless its status also changes. This project was carried out without any
expectation regarding the status of the NSTS changing (i.e. from non-statutory to
statutory). Stakeholders were not asked to comment on this. However, some
stakeholders chose to share their views regarding whether the standards should be
non-statutory or statutory, and such detailed have been reported.
• This project focused on the content of the NSTS within the existing planning context
for England – i.e. the current NPPF (MHCLG, 2019a) and Planning Practice
Guidance (PPG) (MHCLG, 2020a). It is not within the scope of the project to
account for any potential changes to that context. However, it is recognised that
findings from the project might include discussion regarding that context. A review
of the White Paper Planning for the Future (MHCLG, 2020b), which was published
during this project, has been added to the scope of work for this project in order to
help provide this context (Annex H).
16
3 Overview of technical approach
There were four technical tasks as part of this project as shown in Figure 1.
Figure 1 Relationship between project tasks, research questions and stakeholder
engagement
Tasks 1 to 3 reviewed evidence in order to answer ten research questions (Table 1), in
order to provide recommendations regarding the existing NSTS (Task 4). All tasks were
supported by extensive stakeholder engagement. The review process and resultant
recommendations were also supported by modelling of example sites and testing of
proposed amendments to the NSTS.
Two different sets of case study sites were used as part of the evidence review:
a) Task 1 case study sites provided examples of how ‘key issues’ on development
sites can be addressed (summarised in Annex A, Section 3 and described more
fully in Annex G); and
b) Task 2 case study sites supported hydraulic ‘scenario testing’ (as described in
Annex B).
Detailed descriptions of the approach taken for each of the Tasks 1 to 4 (including the
research questions and stakeholder engagement activities) can be found in Sections 3.1 to
3.4.
17
Table 1 Research questions
Task Related research questions
Task 1 – Clarify the current
situation
RQ1 - How are the NSTS interpreted and applied
currently and what influences any variation?
RQ2 - To what extent does local guidance and policy
influence the outcomes?
RQ3 - What currently drives or constrains the
requirements for and delivery of multiple benefit SuDS
(over and above hydraulic control)?
Task 2 – Evaluate hydraulic
design methods
RQ4 - What are the implications of the range of methods
and design approaches required by LLFAs and/or used
by designers to meet the current criteria?
RQ5 - How could new guidance be used to deliver a more
consistent design approach and more consistent
outcomes?
RQ6 - Is there new evidence that supports modifying the
current criteria from a hydraulic perspective?
RQ7 - To what extent would modifications to existing
hydraulic standards drive the delivery of multiple
benefits?
Task 3 – Define the deliver
barriers and enablers
RG8 - What lessons can we learn from implementation of
Schedule 3 of the Flood and Water Management Act
(2010) in Wales?
RQ9 - How could a requirement for multiple benefit SuDS
deliver wider government policy and regulatory
objectives?
RQ10 - What are the barriers, enablers and drivers for the
inclusion and delivery of multiple benefit SuDS criteria?
18
3.1 Task 1 – Clarify the current situation
The overall aim of Task 1 was an investigation into the understanding, interpretation and
application of the current NSTS.
The research questions (RQs) specific to Task 1 were:
• RQ1 - How are the NSTS interpreted and applied currently and what influences any
variation?
• RQ2 - To what extent does local guidance and policy influence the outcomes?
• RQ3 - What currently drives or constrains the requirements for and delivery of
multiple benefit SuDS (over and above hydraulic control)?
These questions were addressed by carrying out:
• A review of existing evidence;
• Stakeholder engagement, in the form of an online survey and focus groups;
• A review of case studies to demonstrate key issues.
3.1.1 Review of evidence
Evidence reviewed as part of this task included the following:
National, published or ongoing studies
• CIWEM Big SuDS survey (2017) and A Place for SuDS (2018)
• MHCLG SuDS review (2018)
• Achieving SuDS – A review of delivery by Lead Local Flood Authorities (LI / CIC
Review, 2019)
• ICE Route Maps (2018)
• CIRIA’s B£ST outputs (2015, 2019)
• Surface Water Drainage from Developments (UKWIR, 2021)
Local studies
• Surface Water Drainage from Developments (UKWIR, 2021)
• Review of Developer SuDS Schemes in Somerset (Somerset County Council,
2018)
19
• Review of Policy and Practice in North East LLFAs (North East LLFAs, 2019)
These pieces of evidence were identified in the original project specification and proposal,
and were confirmed by the Project Steering Group (PSG) as being the only suitable and
available pieces of evidence.
3.1.2 Stakeholder engagement and consultation
Details of the stakeholder engagement and consultation undertaken as part of this task are
provided below.
3.1.2.1 Engagement with Association of SuDS Authorities members
A focussed initial engagement meeting with key Association of SuDS Authorities (ASA)
members took place in April 2020, before the first full PSG meeting. The purpose of this
meeting was to gauge initial thoughts on the project approach and the opportunities and
challenges of potentially revising the NSTS.
Representatives from the ASA are also members of the PSG, which held a meeting in May
2020, providing further opportunity for engagement.
3.1.2.2 Online survey 1
An online survey was carried out between 29 May 2020 and 26 June 2020.
Responses were requested from different stakeholders that included:
• Approvers, i.e. local authorities, Lead Local Flood Authorities (LLFAs), Local
Planning Authorities (LPAs) and Water and Sewerage Companies (WaSCs)
• Practitioners/designers, e.g. engineers, landscape architects
• Developers, i.e. those commissioning SuDS
• Others, e.g. supply chain members, regulators, academics
The survey was developed to help clarify the current situation with regards to compliance
with the NSTS and the potential enablers and challenges to SuDS delivery. The objectives
of the survey were to:
• Understand approaches to applying the current NSTS.
• Understand (where possible) how the NSTS are/can be applied for SuDS on sites
with different contexts.
• Identify enablers and challenges to good practice in achieving the outcomes
intended from the application of the NSTS.
20
• Understand what other multiple benefits from SuDS are desired and delivered in
practice, and what the enablers or challenges are to this.
• Explore opportunities to use an updated version of the NSTS to deliver multiple
benefits.
• Understand how maintenance and operational requirements can influence the
desired outcomes and final designs.
A full account of the survey can be found in Annex C.
3.1.2.3 Focus groups
The original face-to-face workshop that was included in the project proposal, was replaced
with three online workshops in July 2020 using focus groups. The objective of the focus
groups were to understand the particular opportunities and challenges in setting
requirements to deliver multiple benefits. This would complement the information obtained
from the survey.
Participants were invited by the project team to represent lead local flood authorities, local
planning authorities, developers, consultants (including drainage engineers and landscape
architects) and representatives from the WaSCs.
A full account of the online workshops can be found in Annex E.
3.1.3 Case studies to demonstrate ‘key issues’
Selected case studies available in existing evidence were reviewed together with case
studies supplied by respondents to the first online survey, with the purpose of helping to
demonstrate:
• How the current standards are interpreted and implemented;
• The range of barriers, enablers and opportunities;
• The influences on delivery of best practice;
• The impacts of adoption options and maintenance obligations.
Case studies were drawn from the following sources:
• Submitted via the online survey
• Susdrain awards (2018 and 2020)
21
• Susdrain case studies2
• Project team members.
The review focussed on private residential housing and commercial development. It was
considered that ‘public realm’ developments (schools, libraries, community housing
projects, etc.) tend to provide easier opportunities for the delivery of multiple benefits and
do not represent the majority of developments where improvements in delivery of multiple
benefits are needed.
A total of seven case studies were selected to demonstrate how it is possible to deliver
multiple benefits successfully, showing how issues were overcome and the benefits
delivered to a ‘high standard’.
Case studies were selected on the basis of good and consistent information regarding the
site, the components, the delivery mechanisms and process. This requirement limited the
suitable sites to those already available as Susdrain case studies or those submitted for
Susdrain awards. However, information on enablers and constraints sourced from all case
study material provided by survey responders was also reviewed.
Sites were selected that deliver one or more of the following to a ‘high standard’:
1. Interception
2. Rainwater harvesting
3. Maximising infiltration
4. Water quality management
5. Biodiversity
6. Amenity3
A summary of the case studies is provided in Annex A, Section 3. Further information
about the case studies can be found in Annex G.
3.2 Task 2 – Evaluate hydraulic design methods
The overall aim of Task 2 was to evaluate current hydraulic design methods with a view to
providing recommendations to modifying the current standards within the NSTS related to
2 https://www.susdrain.org/case-studies/ 3 Ideally as part of blue-green infrastructure and a focus on climate resilience that goes beyond flood risk, e.g. Urban Heat Island effect, air quality, etc.
22
the hydraulics (or water quantity management) for a site. Full details are provided in
Annex B.
The research questions specific to this task were:
• RQ4 - What are the implications of the range of methods required by LLFAs and/or
used by designers to meet the current criteria?
• RQ5 - How could new guidance be used to deliver a more consistent approach?
• RQ6 - Is there new evidence that supports modifying the current criteria from a
hydraulic perspective?
• RQ7 - To what extent would such modifications drive the delivery of multiple
benefits?
The task was broken down into the following sub-tasks:
• Description and suitability evaluation of current methods and design approaches
• Review of the findings from the first online survey (see Section 3.1.2.2) related to
hydraulic design methods
• Site model testing of different design criteria and methods
• Critical review of current standards and guidance, and recommendations for
modifications of these.
3.2.1 Evaluation of current methods and design approaches
In order to set the technical context for the site model testing, the key design inputs and
design approaches to setting SuDS flow controls and estimating required storage volumes
were summarised and reviewed.
Evidence was drawn from the UKWIR research into surface water management for
developments (UKWIR, 2021) and technical documentation on individual methods (as
detailed in Annex B).
3.2.2 Review of the online survey
The responses from both approvers and practitioners regarding the hydraulic questions
included in the online survey (see Task 1) were summarised and evaluated.
The findings from the Task 1 review of existing evidence relating to hydraulic design
methods and application of standards were also cross-checked to ensure the evaluation of
the survey results was robust and comprehensive.
23
3.2.3 Site model testing
The aim of the site model testing was to demonstrate how different design criteria and
methods affect runoff flow and volume estimates, and the storage volumes required as a
result.
A series of tests were carried out using very simple hydrodynamic models of selected real-
life sites. This enabled a quantitative assessment of the impact of a range of
methodologies and design approaches on allowable discharge rates and subsequent
required attenuation storage volumes.
The results from all elements of the testing are presented in Annex B.
3.2.4 Critical review of current standards and recommended modifications
The current standards were critically reviewed, with reference to the results from the site
model testing; the findings from the evaluation of current methods and design approaches
and the results from the online survey.
Recommendations were then made for modifications to these standards, with a view to
addressing existing implementation challenges and improving the delivery of multiple
benefits.
3.3 Task 3 – Define the delivery barriers and enablers
The overall aim of Task 3 was to review of current and evolving drivers, barriers and
enablers for delivering multiple benefit SuDS. Details are provided in Annex F.
The research questions specific to this task were:
• RG8 - What lessons can we learn from implementation of Schedule 3 of the Flood
and Water Management Act (FWMA) in Wales?
• RQ9 - How could a requirement for multiple benefit SuDS deliver wider government
policy and regulatory objectives?
• RQ10 - What are the barriers, enablers and drivers for the inclusion and delivery of
multi benefit criteria?
These questions were addressed by carrying out:
• A review of the Welsh SuDS process
• A review of existing and evolving drivers for multiple benefit SuDS
• A review of evidence and consultations in context of barriers and enablers.
24
3.3.1 Review of the Welsh SuDS process
The review of the implementation of Schedule 3 in Wales was in two parts:
a) A review of the implementation process, resulting in the Welsh SuDS Standards by
Phil Chatfield - the Welsh Government Water Policy Project Manager during the
period of implementation of Schedule 3 of the FWMA responsible for managing the
policy development, consultations, secondary legislation and related stakeholder
engagement.
b) Interviews with Welsh stakeholders to discuss the application of the Standards to
date (see below).
During July 2020 seven interviews were undertaken with Welsh stakeholders involved in
the delivery of their Statutory standards for SuDS. Interviews were held with:
1. Welsh Government and Welsh Local Government Association
2. Home Builders Federation (HBF) with representatives from Wates and Llanmoor
Homes
3. Caerphilly County Borough Council
4. Swansea Council
5. Vale of Glamorgan
6. Flintshire County Council
7. Cardiff City Council
Representatives from the SuDS Approval Body (SAB) were interviewed from five local
authorities (LAs). These were selected following discussion with Welsh Government and
other SAB officers to ensure a variety of different LA and catchment areas were covered.
The interviews were undertaken to obtain opinion on how the Welsh SuDS standards have
been applied, as well as how the individual standards are evaluated, the challenges and
enablers, as well as explore suggestions for potential changes to secure better outcomes.
The feedback obtained via the interviews and comprehensive notes from individual
interviews can be found in Annex F.
25
3.3.2 Review of current and evolving drivers for multiple benefit SuDS, including barriers and enablers
This review considered existing and evolving drivers for multiple benefit SuDS, including
identification of perceived and actual barriers and enablers to widen the scope of the
NSTS. The review took account of drivers for England as of June 20204.
The structure of the review was:
• Current national drivers for multiple benefit SuDS
• Evolving national drivers for multiple benefit SuDS
These were followed by a review of drivers, enablers, barriers, opportunities and
challenges for key benefits. These categories were established as representing the most
significant benefits from SuDS, as described in CIRIA (2015) and CIRIA (2019). The
benefit categories selected were:
1) Landscape and amenity
2) Biodiversity
3) Water quality
4) Integrated Water Management
5) Climate Change
6) Air quality
7) Highways
8) Health and wellbeing
Each review identified:
• Evolving drivers for SuDS, including any recognition and definition of these in new
policy, regulation and relevant industry guidance documents
• Recognised existing enablers and challenges established through previous industry
reviews and consultations, and those undertaken as part of this project
4 This pre-dates the publication of the Planning White Paper Planning for the Future (MHCLG, 2020d). However, subsequent to this, a review of the Planning White Paper was carried out and details can be found in Annex H.
26
• Possible opportunities and challenges arising from a requirement to deliver the
benefit in any revised standards for SuDS (reflecting on the mechanisms and
processes for delivering multiple policy objectives)
• Key linkages and alignment needs to ensure that the messaging regarding the
requirements for multiple benefit SuDS is consistent across policy and guidance.
The methodology for the review is based on the approach outlined in European Training
Foundation (ETF) Guide to Policy Analysis (ETF, 2018) which is derived from academic
research into policy analysis. Each driver was analysed for:
• Content Analysis: Does the driver identify direct or indirect challenges and
enablers to multiple benefit SuDS?
• Evidence and Findings: Does the driver contain quantitative or qualitative
evidence or findings about the barriers and enablers of multiple benefit SuDS?
• Recommendations: Does the driver contain recommendations for multiple benefit
SuDS and, if so, what are they?
3.4 Task 4 – Move forward with multiple benefit SuDS
The overall aim of Task 4 was to provide recommendations regarding how best to move
forward with the SuDS design to maximise the delivery of multiple benefits. This had two
aspects: updating the standards and providing other recommendations related to the
successful implementation of the standards.
3.4.1 Stakeholder engagement and consultation
A key aspect of this task was further stakeholder engagement. Details of the stakeholder
engagement and consultation undertaken as part of this task are provided below.
3.4.1.1 Focus group
The original face-to-face workshop that was included in the project proposal, was replaced
with an online workshop in October 2020 using a focus group. The objective of the focus
group was to enable stakeholders (mostly those who had not been previously involved in
the project) to review an early draft of the updated standards.
Participants were invited by the project team to represent lead local flood authorities, local
planning authorities, developers, consultants (including drainage engineers and landscape
architects) and representatives from the WaSCs.
A full account of the online workshops can be found in Annex E.
27
3.4.1.2 Online survey 2
An online survey was carried out between 23 October and 23 November 2020.
Responses were requested from the same range of stakeholders as the first online survey
(see Section 3.1.2.2).
The survey was undertaken to enable stakeholders to provide feedback on the draft
updated standards. The objectives of the survey were to:
• Explore whether the standards and clarification statements were clear
• Obtain specific feedback on the wording of the proposed standards, i.e. are they
easy to understand, relevant?
• Determine whether the standards could be delivered and assessed
• Understand what additional guidance or tools are needed to deliver and/or assess
the standards.
A full account of the survey can be found in Annex D.
3.4.2 Stages of development of updated standards
Development of the updated standards went through the following steps:
1. Preparation of ‘initial draft’ updated standards and clarifications
2. Review of these standards and clarifications by the PSG at a meeting in September
2020
3. Revision of these updated standards and clarifications based on feedback from the
PSG for sharing with the Focus Group (Section 3.4.1.1)
4. Completion of an online workshop with the Focus Group in October 2020 to review
these ‘interim draft’ updated standards and clarifications (feedback from the focus
group is summarised in Annex E)
5. A further revision of these ‘interim draft’ updated standards and clarifications for
sharing with the wider stakeholder group via an online survey (Section 3.4.1.2)
6. Completion of the online survey during October and November 2020 (survey results
are provided in Annex D)
7. Further revision of these updated standards and clarifications based on feedback
from the online survey to be issued to the PSG as ‘final draft’
8. Review of these ‘final draft’ standards and clarifications by the PSG at a meeting in
December 2020
9. Further revision of these updated standards and clarifications and inclusion in
Part 2 of the draft version of this report
10. Peer review of the draft Final Report
11. Final amendments to the updated standards and clarifications as presented in
Part 2 of this final version of the Final Report.
These steps are summarised in the project timeline shown in Figure 2.
28
Figure 2 Project timeline
3.4.3 Amendments to updated standards and clarifications based on feedback
The draft updated standards and clarifications, developed on the basis of the research
findings presented in Section 4, were refined a further five times based on the feedback
received from a series of stakeholder engagement activities plus the peer review, as
described in Section 3.4.2.
The key modifications resulting from the feedback received included:
1. Definition of ‘a SuDS approach’:
• Substantial re-wording to simplify, improve clarity and reduce sentence length
• Re-focus on objectives of the approach rather than the mechanisms for delivery
• Removal of reference to underground components
2. Standard 1 – Runoff destination
• Simplification of hierarchy statements
• Improved clarification on rainwater harvesting
• Inclusion of statements relating to long term management and maintenance
3. Standard 2 – Everyday rainfall
• Clarification that this refers to discharges to surface waters only
• Clarifications on terms used (e.g. ‘majority’ and ‘frequent’)
4. Standard 3 – Extreme rainfall
• Re-organisation of wording to simplify and improve clarity
• Improved clarity over definition of fixed threshold/default flow rates and removal of
perceived additional obligations for setting these rates locally
29
• Additional clarifications (e.g. urban creep allowance expectations)
5. Standard 4 – Water quality
• Improved clarity over risk assessment and groundwater protection
6. Standard 5 – Amenity
• Inclusion of reference to multi-functionality
7. Standard 6 – Biodiversity
• Removal of reference to habitat in the standard
A significant proportion of the feedback received via the online survey related to the need
for guidance on definition, delivery mechanisms, and compliance assessment frameworks.
This has been reflected in the additional recommendations in this report (Section 5.3).
4 Research findings
Section 3 describes the research questions and the approach taken for addressing each of
these questions. This section presents the Contractor’s findings, provided in increasing
levels of detail.
• Section 4.1 provides a brief overview of the answers to the research questions
(RQs) for each of the Tasks 1 to 3.
• Sections 4.2 to 4.4 provide more detailed answers to the research questions.
• Full details of the research findings from this project are documented in the annexes
that accompany this report (listed in Section 1). References to these annexes are
provided throughout sections 4.2 to 4.4.
4.1 Summary of findings
4.1.1 Task 1 research questions
4.1.1.1 How are the NSTS interpreted and applied currently and what influences any
variation? (RQ1)
For the majority of new developments, the rate of runoff from the site is currently limited
using flow controls and storage. A large proportion of these sites collect runoff using
gullies and pipes, and deliver storage in underground systems. Where the design attempts
to deliver multiple benefits, this is often a pond or basin, downstream of a piped network.
With the focus of the current NSTS being on hydraulic control (i.e. reducing peak flow
rates and volumes only), there is little incentive to design SuDS that deliver multiple
benefits. Site characteristics (in particular soils) and the scale and type of the new
development are key influences on SuDS design. Design criteria, calculation methods and
design approaches all contribute to variability in design outcomes.
30
A more detailed answer to this research question is provided in Section 4.2.1.
4.1.1.2 To what extent does local guidance and policy influence the outcomes?
(RQ2)
Adopted local SuDS policy and guidance is important for supporting engagement between
approving bodies and developers, and facilitating the delivery of multiple benefit SuDS.
However, compliance with local SuDS policy is less likely than more established and
documented flood risk management policy.
A more detailed answer to this research question is provided in Section 4.2.2.
4.1.1.3 What currently drives or constrains the requirements for and delivery of
multiple benefit SuDS (over and above hydraulic control)? (RQ3)
There are a significant number of legal, regulatory, and policy drivers for multiple benefit
SuDS that are described in the Annex A and summarised within the evidence base for the
individual standards, set out in Sections 7 to 12 of this report. In particular, the NPPF
requires new development, where possible, to include ‘multi-functional’ sustainable
drainage systems (with multi-functional in this context meaning SuDS that have been
designed to maximise the benefits that can be achieved following design best practice).
However, these high-level drivers are not often recognised by, nor act as a direct influence
on those approving and delivering SuDS on a day-to-day basis. In addition, the NSTS
currently only specify water quantity design requirements, falling short of SuDS best
practice.
The greatest influence on multiple benefit outcomes is perceived by stakeholders to be the
expertise of those involved in the commissioning, design and approval process. It is
evident that considering SuDS early in the development process and embedding SuDS
principles through pre-application discussions also plays an important role. Perceived
constraints (in addition to the NSTS focus on only hydraulic control) include land
allocation, developer timelines, and poor engagement between those approving and
delivering schemes.
A more detailed answer to this research question is provided in Section 4.2.3.
4.1.2 Task 2 research questions
4.1.2.1 What are the implications of the range of methods and design approaches
required by LLFAs and/or used by designers to meet the current criteria?
(RQ4)
The range of methods and design approaches currently used leads to variability in
estimated peak allowable discharge rates, greenfield runoff volumes and attenuation
storage volumes. However, the variations in estimated runoff rates using different methods
are less significant than the impact of using an incorrect soil type. Any of the methods
currently in use are sufficient for delivering the objectives of the standards. The impact of
31
the runoff rate estimation method on required storage volumes is limited. For small sites,
the minimum flow control size (e.g. 5 l/s) will dictate the required storage volume instead.
For other sites, storage volumes may be determined by the flow rate specified by the local
authority as the lowest necessary discharge rate that ensures flood risk in the receiving
water or sewer is not exacerbated by the development.
A more detailed answer to this research question is provided in Sections 4.3.1 to 4.3.4.
4.1.2.2 How could new guidance be used to deliver a more consistent design
approach and more consistent outcomes? (RQ5)
Guidance is needed to support implementation of the NSTS to ensure consistent design
approaches are adopted, see Section 4.1.2.3.
New, consistent guidance is needed for the following:
• Acceptable runoff estimation methods and their application
• Areas to be used for pre and post runoff estimation
• Minimum flow control sizes and blockage risk management strategies
• Percentage runoff values for impervious and vegetated areas
• Design rainfall, climate change uplift factors, urban creep.
Although there is existing guidance for each of these topics, it can be found in different
places, it is not consistent and it needs updating to reflect the recommended updates to
the NSTS.
At a national level, this guidance can be found in:
• The SuDS Manual (Woods Ballard et al., 2015)
• Non-statutory technical standards for sustainable drainage: Practice Guidance
(LASOO, 2016)
• Design and Construction Guidance (Water UK, 2020a)
• Flood risk assessment: climate change allowances (Environment Agency, 2020a).
There is also often local guidance available on many of these issues.
A more detailed answer to this research question is provided in Section 4.3.5.
4.1.2.3 Is there new evidence that supports modifying the current criteria from a
hydraulic perspective? (RQ6)
There is evidence that the current NSTS do not make the intent of the hydraulic standards
clear and this leads to misinterpretation, so they should be re-drafted. There are drivers
32
and stakeholder support for an additional standard that is focussed on the management of
‘everyday’ rainfall.
A more detailed answer to this research question is provided in Section 4.3.6.
4.1.2.4 To what extent would modifications to existing hydraulic standards drive the
delivery of multiple benefits? (RQ7)
The inclusion of a standard focussed on the management of ‘everyday’ rainfall through the
requirement of Interception (i.e. the retention on site of the first 5 mm of the majority of
rainfall events through the year) will encourage the use of more SuDS components that
are on the surface and vegetated, which in turn will drive the delivery of multiple benefits.
A more detailed answer to this research question is provided in Section 4.3.7.
4.1.3 Task 3 research questions
4.1.3.1 What lessons can we learn from implementation of Schedule 3 of the Flood
and Water Management Act (2010) in Wales? (RQ8)
Designing to comply with the statutory standards for SuDS in Wales is perceived by the
stakeholders consulted to be relatively straightforward. The Interception, amenity and
biodiversity standards are considered effective at driving multiple benefit SuDS. Important
supporting procedures for delivering multiple benefits include pre-application discussions,
‘deemed to comply’ approaches, alignment of SuDS with highway drainage approval
processes, guidance on data and SuDS strategies, education and training.
A more detailed answer to this research question is provided in Section 4.4.1.
4.1.3.2 How could a requirement for multiple benefit SuDS deliver wider
government policy and regulatory objectives? (RQ9)
Multiple benefit SuDS are referenced within multiple government, industry and regulatory
documents as a key mechanism for delivering policy objectives, including:
• The 25 year Environment Plan (HM Government, 2018)
• National Planning Policy Framework (MHCLG, 2019a)
• Planning Practice Guidance (MHCLG, 2020a)
• Climate Change National Adaptation Programme (Defra, 2018)
• National Flood and Coastal Erosion Risk Management Strategy for England
(Environment Agency, 2020b)
• National Design Guide (MHCLG, 2019b)
33
• Design and Construction Guidance (Water UK, 2020a).
These policy and guidance documents in turn act as enablers for the delivery of multiple
benefit SuDS (see Section 4.1.3.3).
A more detailed answer to this research question is provided in Section 4.4.2.
4.1.3.3 What are the barriers, enablers and drivers for the inclusion and delivery of
multiple benefit SuDS criteria? (RQ10)
There are wide ranging enablers for the delivery of multiple benefit SuDS through the
legislative framework of the planning system (e.g. local plans, permitted development).
However, many of these also pose barriers, where requirements for multiple benefit SuDS
are inconsistent or the current scope does not explicitly include multiple benefits. There
are many drivers for a requirement for multiple benefit SuDS within environmental
legislation. These drivers relate to flood risk management, water quality, climate change
management, biodiversity net gain and highway drainage. Biodiversity and highway
drainage requirements currently have the potential to pose barriers where multiple benefit
SuDS are not aligned with legislative requirements. There are a large number of policy and
guidance documents that either contain direct references to multiple benefit SuDS, or
contain ‘hooks’ or encouragement for equivalent outcomes through the delivery of green
and blue infrastructure. Some of those documents have the potential to pose barriers
where requirements are conditioned in some way or where principles are not backed up by
robust industry guidance. There are a range of barriers to the delivery of multiple benefit
SuDS relating to skills, capacities, perceived economic impacts and challenges associated
with the approval and adoption process.
A more detailed answer to this research question is provided in Section 4.4.2.
4.2 Task 1 research questions
4.2.1 How are the NSTS interpreted and applied currently and what influences any variation? (RQ1)
MHCLG (2018) reports that for a sample of approved planning applications, 87% explicitly
stated that SuDS would feature in the proposed development (whether proposed by the
applicant, or conditioned by the local planning authority). Although the characteristics of
schemes classified as including SuDS is not defined in the report it is likely that the
inclusion of flow control and storage (as required by the NSTS) will have formed the basis
of the assessment. LI/CIC (2019) reports that half of County Councils (38% of Unitary
Authorities and Metropolitan/London Boroughs) considered that their approach to
managing surface water had changed “significantly” as a result of the 2015 changes to
national planning policy requiring SuDS in all new (major) development.
34
Although the evidence is showing a shift towards the use of SuDS, this shift is related
primarily to the inclusion of runoff control only and not the other multiple benefits offered by
best practice SuDS design. Evidence for this has been found in the results of the online
survey of current practices undertaken for this project (Annex C, Sections 4.1, 7.1 and
10.2) as summarised in Figure 3. This figure shows that runoff control in the form of ‘peak
flow control’ only is the most common requirement, with peak flow and volume control’
being the second most common requirement. It should be noted that respondents to the
survey were given the options of ‘never required’ and ‘don’t know’ as well as ‘always
required’ and ‘sometimes required’. ‘Others’ as shown in this figure and all similar figures
in this report refers to other stakeholders, rather than those designing SuDS schemes
(‘Practitioners’) and those responsible for approving SuDS schemes as part of planning
applications (‘Approvers’).
Similar evidence can also be found in CIWEM (2017), Somerset CC (2018), LI/CIC (2019)
and UKWIR (2021). All of these reports present evidence that piped networks together
with subsurface attenuation tanks or end of pipe basins or ponds are the most common
solutions to delivering current requirements as set out in the NSTS. The reports highlight
that, although there is an understanding that gullies, pipes and tanks are very unlikely to
deliver a sustainable solutions to runoff management, these types of solutions still
proliferate and standard approaches to road drainage (dictated by highway authorities
approval and maintenance requirements) often lead to dual or poorly integrated systems.
Figure 3 The proportion of survey respondents requiring or delivering various design
criteria
Key supporting comments from the CIWEM (2017) report are presented in Box 1, and
summary results from UKWIR (2021) are presented in Figure 4. The characteristics of the
sites reviewed are described in Section 2.6.2.2 of Annex A.
0
10
20
30
40
50
60
70
80
90
100
Amenity Biodiversity Water quality Peak flow &volume
Peak flow Compliance withNSTS
% r
esp
on
den
ts
Approvers: Always require Approvers: Sometimes require Practitioners: Always include
Practitioners: Sometimes include Others: Always require Others: Sometimes require
35
Box 1 Evidence that underground systems and end of pipe systems are the most common outcomes for drainage systems designed to meet the current NSTS (CIWEM, 2017)
• “a conventionally piped surface water system with attenuation via oversized pipes and a
restricted discharge may be defined as sustainable drainage under the current non-
statutory guidance”;
• where higher quality SuDS were aspired to, schemes often adopted pipe-to-pond
systems that offer few benefits and can be problematic to manage.
• Only 8% of survey respondents believed that the NSTS were driving installation of high
quality and effective SuDS in England
• “The NSTS are effective in delivering high quality SuDS … only with respect to flood risk
(management)”
• “The standards generally result in piped or tanked attenuation systems, which will be
poorly maintained and could result in increased flood risk”
• The standards are likely to encourage more hard, ‘grey’ solutions and can be
implemented with conventional drainage solutions.
Figure 4 Number of sites including different SuDS component types from a survey of 18
planning applications (UKWIR, 2021)
At a high level, the key influences on the variations in approach and outcome for the SuDS
design are summarised in Figure 5 (see also Annex C, Sections 4.2 and 7.2). This figure
shows that, with respect to the characteristics of the site considered to have a high
36
influence on design approach and outcome, the level of flood risk was selected by the
highest proportion of respondents, followed by the scale of the development and the site
ground conditions. It should be noted that respondents to the survey were also given the
option of ‘no influence’.
Figure 5 The specific issues considered by survey respondents to pose a significant
influence on drainage design
More specifically, acknowledging that the current NSTS contain only hydraulic
requirements, the online survey of current practices (3.1.2.2) asked respondents to
indicate:
• The range of criteria used to specify or deliver schemes;
• The runoff estimation method used to compute the limiting discharge rates;
• The rainfall model used for the design; and
• The top five factors believed to lead to inconsistent calculation of rates and volumes
of runoff.
The results from the online survey show the variations in the hydraulic criteria required
and/or used to determine the allowable runoff rates (and volumes) from development sites
(Annex C, Sections 5.1-5.2 and 8.1-8.2) as summarised in Figure 6. Similar supporting
evidence from UKWIR (2021) is presented in Figure 7.
37
Figure 6 The proportion of approvers requiring the use of specific hydraulic criteria and the
proportion of practitioners using those criteria for over 50% of their applications
(i) Greenfield sites (ii) Previously developed sites
Figure 7 Survey of adopted flow rate criteria for 18 planning applications for greenfield and
previously developed sites (UKWIR, 2021)
The results from the online survey show the variations in greenfield runoff estimation
methods required and/or used to calculate the allowable discharge rate for the site
(Annex C, Sections 5.5 and 8.5), as summarised in Figure 8.
38
Figure 8 The proportion of approvers requiring the use of specific runoff estimation
methods and the proportion of practitioners using those methods for over 50% of their
applications (for both greenfield and previously developed sites)
The results from the online survey show the variations in the rainfall model required and/or
used for the drainage design (Annex C, Sections 5.7 and 8.7), as summarised in Figure 9.
It appears that practitioners are more aware of and likely to use the most up to date (and
therefore suitable) FEH rainfall model.
Figure 9 The proportion of approvers requiring the use of specific rainfall models and the
proportion of practitioners using those models for over 50% of their applications (for both
greenfield and previously developed sites)
39
The results from the online survey show the perceived key influences on the lack of
consistency in calculating rates and volumes of runoff (Annex C, Sections 5.6 and 8.6), as
summarised in Figure 10.
Figure 10 The perceived key influences on inconsistent estimation of runoff rates and
volumes
The results from the online survey show that the current recommended climate change
40% uplift factor was required by 61% of approvers (with 13% requiring a 30% uplift), and
was frequently or always used by 86% of practitioners (with 31% frequently or always
using a 20% uplift and 18% frequently or always using a 30% uplift) (Annex C, Sections
5.8 and 8.8).
The results from the online survey show that a 10% urban creep uplift factor was required
by 45% of approvers (with 22% not requiring such a factor), and was frequently or always
applied by 50% of practitioners (with 37% frequently or always not applying such a factor
at all) (Annex C, Sections 5.9 and 8.9).
4.2.2 To what extent does local guidance and policy influence the outcomes? (RQ2)
According to CIWEM (2017), strong local plan policy and guidance is considered important
in influencing multiple benefit outcomes from SuDS. The results from the online survey
support this industry view that local authority requirements (planning policy and guidance)
can (together with other drivers described in Section 4.2.3) directly influence their level of
engagement with developers and the inclusion of multiple benefits in drainage
submissions (Annex C, Section 9.2).
Additional feedback from the online survey is summarised in Figure 11.
40
This figure shows that planning application compliance with local plan policy on drainage
and flood risk is most likely to be required and complied with, followed closely by
compliance with any SuDS Supplementary Planning Document. Compliance with the
NSTS and local plan policy on green infrastructure or biodiversity were considered less
likely. It should be noted that respondents to the survey were given the options of ‘never
required’ and ‘don’t know’ as well as ‘always required’ and ‘sometimes required’ (Annex C,
Sections 4.1, 7.1 and 10.2).
Figure 11 The perceived compliance of planning applications with local policy and guidance
requirements
The results from the online survey show that, amongst approvers and practitioners, just
below 50% of respondents felt that poor drainage submissions (on > 50% of occasions)
were due to the lack of or poor Local Plan policies on SuDS (Annex C, Sections 4.5 and
7.4). Other factors were considered more influential in contributing to poor drainage
submissions.
The results from the online survey show that, SuDS-specific local guidance or
Supplementary Planning Documents were considered influential in delivering SuDS with
multiple benefits alongside local authority green infrastructure, biodiversity, drainage, flood
risk, and local plan policy (Annex C, Sections 6.2, 9.2 and 11.2). The guidance of greatest
influence was considered to be The SuDS Manual (Woods Ballard et al., 2015). The NSTS
were considered the weakest influence compared to the other policy or guidance
considered here. The evaluation, summarised in Figure 12, is based on respondents
41
giving the policy/guidance an influence score or 4 or 5 out of 5, with 5 representing the
highest level of influence.
Figure 12 The perceived influence of policies/guidance on multiple benefit SuDS design
outcomes
Two further pieces of evidence that help contextualise the online survey outcomes are:
• The LI/CIC (2019) and MHCLG (2018) reports which suggest that development
applicants often have a poor understanding of local SuDS policies, and that this
contributes to poor drainage design submissions and outcomes.
• Despite the increasing representation of SuDS guidance within local policy, Local
Authorities feel they have little to support them should they wish to contest designs
that do not provide amenity or biodiversity benefits (CIWEM, 2017) and that these
aspects (together with source control and management train principles) are not
often incorporated in designs.
4.2.3 What currently drives or constrains the requirement for and delivery of multiple benefit SuDS (over and above hydraulic control)? (RQ3)
There are a significant number of legal, regulatory, and policy drivers for multiple benefit
SuDS that are described in the Annex A and summarised within the evidence base for the
individual standards, set out in Sections 7 to 12 of this report. However, these high-level
drivers are not often recognised by, nor act as a direct influence on those approving and
delivering SuDS on a day-to-day basis.
42
The results from the online survey show that the appreciation, technical skills and
expertise of those involved in the commissioning, design and approval process were of
greatest influence on multiple benefit outcomes, together with considering SuDS early in
the development process and embedding principles through pre-application discussions
(Annex C, Sections 6.2, 9.2 and 11.2 and the case studies (Annex G) as described in
Annex A Section 3). The evaluation is based on respondents giving these skills and
process aspects an influence score of 4 or 5 out of 5, with 5 representing the highest level
of influence. This is summarised in Figure 13.
Figure 13 The perceived influences on the delivery of multiple benefit SuDS
The results from the online survey show that the constraints to the delivery of multiple
benefit SuDS that were perceived as being of greatest influence varied between
approvers, practitioners and other stakeholders, as presented in Figure 14 to Figure 16.
Approvers considered that the focus on flow rates and volumes was the most significant
constraint to the delivery of multiple benefit SuDS, with all suggested constraints being
acknowledged as relevant by more than 80% of respondents (Annex C, Sections 4.5-4.6)
(Figure 14). Practitioners considered that site characteristics were the most significant
constraint, with ground conditions and development timelines also important (Annex C,
Sections 7.4-7.5) (Figure 15). All suggested constraints were acknowledged as relevant by
more than 80% of respondents from other stakeholders, with poor engagement with
approvers and developer timelines considered to be the greatest influence (Annex C,
Sections 10.3-10.4) (Figure 16).
43
Figure 14 Constraints to the delivery of multiple benefit SuDS, as identified by approvers
Figure 15 Constraints to the delivery of multiple benefit SuDS, as identified by practitioners
44
Figure 16 Constraints to the delivery of multiple benefit SuDS, as identified by other
stakeholders
Additional constraints to the delivery of multiple benefit SuDS that were raised by
respondents to the online survey that have also been documented in previous evidence
reviews are summarised in Table 2.
Table 2 Additional evidence of constraints to the delivery of multiple benefit SuDS
Evidence of constraint Details
Clarity regarding the
definition of SuDS (CIWEM,
2017), (LI/CIC, 2019)
• SuDS definitions encompass a range of components
from underground tanks to a number of vegetated
SuDS in series
• The NSTS support the perception that drainage
systems without multiple benefits can deliver the
principle of SuDS
Application requirements
and exceptions (CIWEM,
2017)
• The suggestion in the NPPF (clause 163) that SuDS
are of particular importance for development in
floodplains
• The stated NPPF (clause 165) requirement for SuDS
in major development (without reference to smaller
scale development)
45
Evidence of constraint Details
• The opt-out clauses of inappropriateness (NPPF,
clause 154), and reasonable practicable (NSTS)
• The focus of local planning policy and drainage
strategies on local flood risk management
Breadth of current
standards (LI/CIC, 2019),
(CIRIA, 2013)
• Difficulties for local authorities to uphold a requirement
for multiple benefit SuDS at a planning inquiry when
the NSTS only require water quantity controls
• Without the management of everyday rainfall as a
requirement (i.e. not just extreme rainfall), multiple
benefits are difficult to secure
Skills, awareness,
resources, responsibilities
(CIWEM, 2017), (MHCLG,
2018), (LI/CIC, 2019), Case
Studies (Annex A, Section
3)
• Lack of consistent views within local authorities on the
acceptability and value of SuDS located within public
open space
• Low confidence across all industry stakeholders with
respect to long-term SuDS maintenance needs.
Precautionary approaches may mean lower benefit
outcomes
• Lack of technical skills and expertise with respect to
SuDS means there are risks of poor SuDS design and
approval of those poor designs
Adoption and funding
(LI/CIC, 2019), (NE LLFAs,
2019), Case Studies (Annex
A, Section 3)
• Lack of clear adoption routes for integrated, multiple
benefit systems
• Inconsistent approvals and adoption criteria between
LPAs and highways authorities
Development process
(MHCLG, 2018), (LI/CIC,
2019), Case Studies (Annex
A, Section 3)
• Risk of multiple benefits being proposed initially but
then dropped during later stages of planning to save
costs
• SuDS are not designed until development proposals
are largely complete, which reduces the opportunities
for multiple benefits
• Where SuDS are approved as conditions of planning,
LPAs have limited resources to subsequently enforce
these conditions
46
4.3 Task 2 research questions
4.3.1 What are the implications of the range of methods and design approaches required by LLFAs and/or used by designers to meet the current criteria? (RQ4)
Different approving bodies will require or allow designers to use different methods and
design approaches when designing systems to meet the current NSTS. The availability of
multiple methods and approaches has implications for both the process of design and
approval, and the outcomes. In terms of the process, the implications are:
• The availability of a range of methods and design approaches leads to uncertainty
over which are ‘correct’ (for both designers and approvers).
• The availability of a range of methods and design approaches means there is
flexibility in the outcomes that can be secured i.e. allowing more or less
conservative designs. This is relevant for both designers and approvers.
• The need for expert guidance, skills and data to apply the latest (Environment
Agency recommended) Flood Estimation Handbook methods for greenfield runoff
estimation (CEH, 1999) means older, simpler methods, e.g. IH124 (Marshall and
Bayliss, 1994), are often used instead.
In terms of outcome, the method selection will influence:
• The estimated peak allowable discharge rate from the site (this may be
representative of greenfield or previously developed conditions);
• The estimated allowable discharge volume from the site (noting that controlling the
runoff volume to the greenfield volume for the 1 in 100 year, 6 hour duration event
is rarely required or implemented).
The main influence on the required attenuation storage volume will be the rate at which
runoff is allowed to discharge from the site. This rate is not always the estimated peak
allowable discharge rate as there are two flow ‘thresholds’ that may over-ride that
estimated rate. These are:
a) A minimum flow control size, specified by the approving body in conjunction with the
proposed adoption organisation, in order to minimise the risk of blockage of the flow
control occurring. This is normally set at 1, 2 or 5 l/s; and
b) A lower limit flow rate, specified by the approving body as the lowest peak allowable
rate necessary to ensure flood risk in the receiving water or sewer is not
exacerbated by development. This is normally set at 2 l/s/ha.
The peak allowable flow rate will also depend on which design return period is used to set
the criteria, which may vary if the requirements of the current NSTS are not being followed
explicitly.
47
The required attenuation storage volume will also depend on the estimated rates and
volumes of runoff from the development itself. These will depend on the proportion of
runoff assumed from specific surfaces, and on the area of the site that is assumed to
contribute flow to the drainage system.
The range of methods for estimating greenfield or previously developed runoff rates,
together with the range of criteria applied (e.g. 1 in 1 year, 1 in 2 year, 1 in 100 year return
period) lead to a range of peak allowable discharge rates, as demonstrated in Figure 17.
Figure 17 Peak allowable discharge rate for a reviewed range of planning applications
(UKWIR, 2021)
The impacts on outcome are described in UKWIR (2021) and were evaluated as part of
Task 2 of this project (Annex B). These are summarised in the following sections.
It should be noted that as the most significant influence on the magnitude of runoff rates
and volumes will be the area of the site, all values presented here are given as rates or
volumes per hectare.
The range of methods and design approaches lead to a range of attenuation storage
volumes. Figure 18 shows the storage volumes (per ha) provided for a set of planning
applications for both greenfield and previously developed sites. The limits of the vertical
lines indicate the minimum and maximum storage volumes provided, and the horizontal
line in the box represents the median (or most common) value. A higher proportion of the
sites lie within the range indicated by the boxes.
48
Figure 18 Attenuation storage volume provided on a number of surveyed planning
application sites (UKWIR, 2021)
The following sub-sections evaluate:
1. The influence of method on estimated peak allowable discharge rate
2. The influence of method on estimated allowable discharge volume
3. The influence of method and design approach on required attenuation storage
volumes
4.3.2 The influence of method on estimated greenfield peak allowable discharge rates (RQ4)
The impact of using alternative methods, based on the outcomes of the review of
estimation methods and site model testing carried out as part of Task 2 and reported in
Annex B, is summarised below for (a) greenfield estimates; and (b) previously developed
estimates.
4.3.2.1 Estimated greenfield peak runoff rates
Development peak runoff rates without the use of SuDS to control runoff rates are an order
of magnitude greater than greenfield peak runoff rates. As the proportion of development
in a catchment increases, the extent of impermeable surfacing will increase and runoff
rates into the receiving waterbody or sewer will rise - potentially leading to an increased
risk of flooding. The aim of the peak runoff rate standard is to ensure that development
runoff is reduced to appropriate levels (i.e. levels that are similar to greenfield rates or
better than from the previously developed site) through the use of a flow control.
None of the methods currently used for greenfield runoff rate estimation, i.e. the Institute of
Hydrology report 124 (IH124) (Marshall and Bayliss, 1994); the FEH13 statistical method
49
(Kjeldsen et al., 2008); or the Revitalised Flood Hydrograph Method 2 (ReFH2) (Kjeldsen,
2007), give consistently higher or lower results. This was demonstrated with the five sites
included in the site model testing carried out as part of Task 2 (Annex B, Section 5). The
range of estimates for different return period events are strongly influenced by Soil type
and each site test was undertaken assuming the site soils were a Soil type 2 (relatively
permeable) and a Soil type 4 (relatively impermeable). The results are presented in Figure
19.
Figure 19 Ranges of estimated discharge rates for 5 case study site for relatively high
permeability soils (Soil type 2) and relatively poor permeability soils (Soil type 4)
None of the greenfield runoff rate estimation methods have been validated against
development plot scale runoff measurements. Therefore, there is no robust evidence
confirming which method is most ‘correct’ and the uncertainty associated with any of the
estimates is likely to be high.
In many circumstances, the soil type will be more critical in determining greenfield runoff
estimates than the estimation method used. This highlights the need to undertake
appropriate soil testing to ensure that the estimation of peak runoff rates is realistic.
4.3.2.2 The influence of method on estimated previously developed peak allowable
discharge rates
The standards currently allow previously developed sites to discharge at previously
developed peak runoff rates, if achieving greenfield rates is not considered ‘reasonably
practicable’. An estimate of the peak runoff rates for the previously developed site,
therefore, provides the peak allowable discharge rate from any new development on a
50
previously developed site. In practice, approving bodies generally specify that the new
development has a 30-50% reduction (or betterment) in runoff rate compared to the
estimated rate for the previously developed site.
Piped networks are normally designed to BS EN 752:2017, which recommends a standard
design rainfall intensity for pipe networks. Industry practice is to apply this intensity to all
impervious surfaces on the site, with a 100% runoff factor. The recommended intensity
was increased from 35mm/hr to 50 mm/hr in the latest edition of the standard, to reflect
climate change impacts. However, as previously developed sites would have been
designed to older standards, the original 35 mm/hr is considered suitable. Alternatively, if a
hydrodynamic model is being applied, then a 2 year, 30 minute rainfall design event could
be used. Both approaches were considered as part of the site model testing.
Figure 20 illustrates that, even with a 50% betterment factor applied, estimates of
previously developed peak runoff rates are 10-20 times greater than Qbar (mean annual
flood) calculated for the greenfield site and are, therefore, still likely to pose a significant
contribution to flood risk in the receiving waterbody or sewer (Annex B, Section 5.12).
Figure 20 Previously developed runoff rates (reduced by 50%) compared to greenfield peak
runoff rates estimated using the IH124 method
51
4.3.3 The influence of method on estimated allowable discharge volume (RQ4)
The aim of the volume control standard is to encourage the reduction of runoff volumes (as
well as of runoff rates) from the developed site, recognising that high volumes of runoff
compared to greenfield can also contribute to flood risk in the receiving waters or sewer,
particularly where the capacity is already constrained. If interpreted correctly, the standard
allows the design to make use of a 1 in 100 year peak allowable discharge rate, only
where it is demonstrated that the development runoff volume is no greater than the
greenfield runoff volume for the 1 in 100 year, 6 hour event.
Greenfield runoff volumes can be estimated by applying the 1 in 100 year, 6 hour design
rainfall to the contributing site area, using a percentage runoff factor that is representative
of the soil type on the site. They can also be estimated using the ReFH2 modelling
software which computes a runoff hydrograph, from which the volume can be calculated.
The results for each of the sites used as part of the testing for both these methods are
presented in Figure 21 (Annex B, Section 5.3).
Figure 21 Greenfield runoff volume estimates from the site model testing
52
It should be noted that the site model testing showed that use of ReFH2 method, with
baseflow, can lead to runoff volumes that are greater than for the development area runoff,
so baseflow was excluded.
The uncertainty associated with any estimate of greenfield runoff volume will be high.
However, the objective of the standard is to check that a suitable level of volume reduction
has been achieved by the SuDS design.
In many circumstances, the soil type will be more critical in determining greenfield runoff
estimates than the estimation method used. This highlights the need to undertake
appropriate soil testing to ensure that the estimation of greenfield runoff volumes is
realistic.
4.3.4 The influence of method and design approach on the required attenuation storage volume (RQ4)
The size of the attenuation storage volume that is needed in order to accommodate the
design runoff from the development without flooding occurring from the drainage system
will be strongly influenced by the rate at which flow is allowed to discharge from the
storage volume. This control rate is not always the estimated peak allowable discharge
rate as there are two flow ‘thresholds’ that may over-ride that estimated rate. These are:
a) A minimum flow control size, specified by the approving body in conjunction with the
proposed adoption organisation, in order to minimise the risk of blockage of the flow
control occurring. This is normally specified as an equivalent flow rate of 1, 2 or
5 l/s; and
b) A lower limit flow rate, specified by the approving body as the lowest peak allowable
rate necessary for any drainage system to comply with in order to ensure flood risk
in the receiving water or sewer is not exacerbated by development. This is currently
normally set at 2 l/s/ha but may be varied depending on the level of flood risk
associated with the receiving water or sewer.
In these scenarios, the calculation method used for estimating peak allowable discharge
rates becomes irrelevant.
Table 3 presents the site areas below which alternative minimum flow control sizes come
into effect, assuming that otherwise the flow is controlled to 2 l/s/ha. This shows, for
example, that if the minimum flow control size is defined by a flow rate of 2 l/s, all sites
below 1 ha (i.e. the majority of planning applications) will default to this value rather than
any method-dependent peak allowable runoff rate estimate. If the minimum flow control
size is defined by a flow rate of 5 l/s, then this will over-ride estimated rates for all sites
below 2.5 ha.
Table 3 also presents the equivalent runoff rate per hectare for small (0.1 ha and 0.25 ha)
sites, when these minimum flow control sizes are dictating the allowable discharge rate
from the site. For example, a limiting discharge rate of 5 l/s will equate to a rate of 20 l/s/ha
53
from a 0.25 ha site and 50 l/s/ha from a 0.1ha site. These are an order of magnitude
greater than greenfield runoff rates and are more similar to development runoff rates.
Cumulatively (i.e. when applied for a large number of small developments), such
discharges could have a significant impact on downstream flood risk.
Table 3 Site areas for which the minimum flow control size is relevant and the equivalent
rate of discharge
Minimum flow
control size (defined
as an equivalent
flow rate) to prevent
blockage
Site area below
which the minimum
flow control size is
adopted
Equivalent rate of
discharge (per ha)
for a 0.1 ha
development site
Equivalent rate of
discharge (per ha)
for a 0.25 ha
development site
1 l/s All sites ≤ 0.5 ha 10 l/s/ha 4 l/s/ha
2 l/s All sites ≤ 1 ha 20 l/s/ha 8 l/s/ha
5 l/s All sites ≤ 2.5 ha 50 l/s/ha 20 l/s/ha
The NSTS require that, if runoff volumes from the development site are not reduced to the
greenfield runoff volume for the 1 in 100 year, 6 hour event, then the peak allowable
discharge rate should be limited to Qbar (or the 2 year return period greenfield flow rate).
This criterion was adopted for the majority of the site model testing scenarios undertaken
as part of Task 2 (Annex B, Section 5). The results of the site model testing determined
that:
• For small sites, the storage will depend on the minimum f low control size set by the
adopting body to protect the control from blockage risks (e.g. defined by equivalent
flow rates of 1 l/s, 2 l/s or 5 l/s), in which case the required volume of storage will be
independent of the estimation method. As the minimum flow control size is lowered,
the required storage volume will rise. Site model testing indicated increases in
storage of approximately 20% might be expected if the rate was lowered from 2 to 1
l/s, with a similar reduction if the rate was relaxed to 5 l/s.
• For Soil type 2 sites (i.e. sites with relatively permeable soils), Qbar will usually be
less than or close to 2 l/s/ha, the lower limit flow rate value set by the approving
body as the minimum rate necessary for effective flood risk protection. Therefore, 2
l/s/ha will be the allowable peak discharge rate and the required volume of storage
will generally be independent of the estimation method.
• For Soil type 4 sites (i.e. sites with relatively impermeable soils), Qbar will tend to
exceed 2 l/s/ha. Therefore, the required volume of storage will depend on the runoff
rate estimation method. However, the results from the site model testing showed
that the estimation method could result in a variation in storage volume of less than
10%, which is not significant.
54
The results from the site model testing showed that, if high peak runoff rates based on the
previously developed site are adopted as the control, then the required storage volume is
approximately 50% less than that required if the control rate was determined by the
greenfield Qbar rate.
The results from the site model testing showed that use of a 1 in 100 year return period
estimated peak runoff rate as the peak allowable discharge rate (instead of a Qbar runoff
rate estimate) reduced storage requirements by approximately 10% for Soil type 2 sites
and 25% for Soil type 4 sites. This indicates the benefit of reducing runoff volumes from
the development to greenfield runoff volumes for the 1 in 100 year, 6 hour event) and then
being able to make use of the higher return period discharge rate.
Confusion has arisen over the years about the use of suitable percentage runoff factors for
estimating the runoff from a developed site in response to an extreme rainfall event. That
confusion has been related to misunderstandings about the appropriate use of the
volumetric coefficient, Cv, intended for use with the Modified Rational Method for
designing piped networks. This has led to runoff factors of 0.75 or 0.84 being applied to
impermeable surfaces. But using these factors in this way leads to an underestimation of
runoff volumes during extreme events. During extreme events it is more appropriate to
assume 100% runoff from impermeable surfaces and up to say 30% runoff (reflective of
greenfield runoff rates) from pervious surfaces, where these are landscaped in a way that
means any runoff that is unable to infiltrate into the ground passes into the drainage
system.
The results from the site model testing showed that:
• Using these runoff factors in design could lead to an underestimation of the required
storage volume of 30%.
• Using the impermeable surface area only in greenfield runoff estimation methods
(to compensate for the fact that the drainage system for the developed site has
been designed on the basis of runoff from only the impermeable surfaces) still
means volumes are significantly underestimated.
• Adding inflows to the drainage system to represent pervious surface runoff (to
compensate for the fact that the drainage system for the developed site has been
designed on the basis of runoff from only the impermeable surfaces) still means
volumes are significantly underestimated.
4.3.5 How could new guidance be used to deliver a more consistent design approach and more consistent outcomes? (RQ5)
Approver responses to the online survey (Annex C, section 5.10) indicated that ‘lack of
consistent guidance on runoff estimation’ (41%) and ‘complexity and lack of understanding
of the hydraulic Standards’ (39%) were considered the two key constraints to delivering
consistent hydraulic design outcomes. Many approvers and practitioners also felt that the
NSTS are poorly understood and poorly applied (due to lack of clarity and supporting
guidance) and that local policy often ignores volume control.
55
For practitioner and developer respondents to the online survey (Annex C, Section 8.10)
the most commonly suggested constraints to delivering consistent hydraulic design
outcomes were the ‘lack of consistent guidance’ on approaches (46%), ‘the inability to
deliver volume control’ (38%), and ‘the challenges of delivering storage to meet low
discharge rates’ (36%). Comments regarding constraints referred to the experience of
approvers and designers interpreting and applying requirements differently. Poor industry
knowledge and understanding, and the lack of clarity and simplicity were also cited as
specific constraints.
This provides evidence that a re-statement of the hydraulic requirements of the Standard,
together with supporting clarifications and guidance is needed in order to support the
delivery of a more consistent approach.
4.3.6 Is there new evidence that supports modifying the current criteria from a hydraulic perspective? (RQ6)
The current criteria cover both peak runoff rate and runoff volume control. However,
volume control is not often implemented or the requirements for volume control and
designs follow inconsistent approaches. Over a quarter of respondents to the online
survey suggested that the NSTS should change and over half of respondents suggested
changes should be considered (Annex C, Sections 5.12 and 8.12). Many of the comments
received related to the need for strengthening, clarifying and extending the Standards.
As part of this study, the opportunity has been taken to review the industry position of
using of a fixed discharge rate of 2 l/s/ha instead of an estimated greenfield runoff rate
where reductions in runoff volumes to greenfield equivalents are not achievable (or
attempted). The review included the origins of this fixed discharge rate; the impact of this
fixed discharge rate on SuDS designs; and the likely effectiveness and implications of
amending this rate. Key outcomes include mis-application of 2 l/s/ha as a suitable
minimum discharge rate for all runoff, the comparability of 3 l/s/ha to 2 year greenfield
runoff rates for relatively permeable soil types, the constrained impact of any change due
to the limit set for minimum flow control sizes to minimise blockage risks that will over-ride
the proposed figure, and the impact of low discharge control rates on extending the critical
duration storm for the attenuation storage (potentially to much longer durations than will be
relevant for the flood risk associated with the receiving watercourse). This review (Annex
B, Appendix C) has therefore concluded that a fixed discharge rate of 3 l/s/ha is more
appropriate, particularly if coupled with a new requirement for delivering Interception (see
below), and should be included in the updated Standards.
Evidence suggests that the inclusion of a requirement for delivery of Interception (design
approaches that retain runoff from the first 5 mm of rainfall on site) is important for
protecting receiving environments (Annex A, Section 2.6, and The SuDS Manual (Woods
Ballard et al., 2015)) and sewer capacity (UKWIR, Phase 2, 2021) and driving multiple
benefits. Interception was considered by online survey respondents to be a valuable
addition to a revised set of Standards (Annex A, Section 6.4) and comments included that
56
policy in this area should be strengthened. The focus groups from Task 1 showed a
significant level of support for a new standard that addressed the management of
everyday rainfall (Annex E). Feedback from Wales, where an Interception requirement is
included within their statutory standards, suggested that the standard was welcomed as an
important driver of higher quality SuDS and that it was relatively straightforward to assess
and deliver using ‘deemed to comply’ rules (Annex F).
4.3.7 To what extent would modifications to existing hydraulic standards drive the delivery of multiple benefits? (RQ7)
Rainwater harvesting and infiltration are both integral to the suite of multiple benefits
sought from SuDS designs. A clearer focus on volume control that links to the requirement
to prioritise rainwater harvesting and infiltration will result in reduced runoff from sites.
Half of those responding to the online survey considered an Interception requirement
would support the delivery of multiple benefit SuDS (Annex C, Sections 5.11 and 8.11).
Many respondents suggested the NSTS need to include both Interception and multiple
benefit criteria.
There was recognition from the focus groups for Task 1 (Annex E, Section 3.5) that
managing everyday rainfall using Interception is necessary in addition to the management
of larger rainfall events.
4.4 Task 3 research questions
4.4.1 What lessons can we learn from implementation of Schedule 3 of the Flood and Water Management Act (2010) in Wales? (RQ8)
Key issues drawn from the development of and enacting process for the statutory SuDS
standards (that include multiple benefits) for SuDS in Wales (Annex F, Section 2) of
relevance to a potential update of the NSTS in England include:
• The requirement for multiple benefit SuDS standards was identified as important to
help address a number of policy drivers including meeting WFD (water quality),
Welsh Government Water Strategy (Welsh Government, 2015a) (sustainable water
management), and Well-being of Future Generations (Wales) Act 2015 (amenity,
community resilience, ecology) objectives.
• Standards considered necessary to meet the required objectives included runoff
destination, hydraulics (including Interception), water quality, amenity and
biodiversity. Text setting out the ‘principles’ of SuDS design and detailed
compliance guidance for each Standard were identified as important to support
implementation.
• Particular concerns were expressed through consultation regarding the strength of
preference for above ground, vegetated systems and reassurance was required
57
that manufactured products would have a place in supporting an integrated design
approach that maximised benefits.
• Consultation identified a clear need for common frameworks and application forms
to ensure consistency of interpretation and implementation.
• Challenges with respect to securing and maintaining appropriate expertise within
local authorities meant training and resource sharing were found to be important.
Feedback from Welsh stakeholders (Annex F, Section 3) on the design and approval
processes since implementation of the Act includes:
• The SABs are encouraging pre-application discussions as this helps obtain better
outcomes.
• Designing SuDS to comply with the Welsh Standards has proved relatively
straightforward.
• The SABs welcomed the statutory Standards with requirements for Interception,
amenity and biodiversity, as this gave them greater ability to require multiple
benefits and deliver SuDS on the surface that are more aligned with the benefits of
green infrastructure.
• Welsh Government considers the statutory standards have driven improved SuDS
with respect to the delivery of multiple benefits. However it is considered that there
is more work to be done to deliver high-quality SuDS, particularly with smaller
developers on smaller sites. There was general agreement that it is easier to get
good outcomes (particularly for multiple benefits) on larger sites.
• Improving interactions of the SAB approval process with other local authority
functions, primarily planning and highways, is still a challenge. For the future it is
hoped that there might be some synergies with the planning application process
that can be exploited to assist with the evaluation of the requirements for amenity
and biodiversity during the planning and SAB processes.
• For future improvements to the process, stakeholders felt it may be beneficial for
the language and processes for determining compliance to be made more
prescriptive e.g. additional ‘deemed to comply’ rules. It was also suggested that
further awareness and education may be required.
• Applicants need to be encouraged to consider the Standards as a whole suite of
requirements, rather than in isolation.
• Ideally applicants should provide a cohesive commentary on the drainage strategy
and overall approach as this makes the application and approval process more
straightforward.
Feedback from Welsh stakeholders (Annex F, Section 3) on individual standards is
summarised in Table 4.
58
Table 4 Summary of feedback from Welsh stakeholders on individual standards
Standard Key feedback
Destination hierarchy • Compliance is relatively easy to assess
• Clear guidance is required on assessment of ground
conditions for infiltration
Hydraulic control (including
Interception) • Compliance is relatively easy to assess
• There are challenges with delivery of this standard
for small sites
• Interception is assessed using ‘deemed to comply’
rules
• Interception is recognised as a key driver for delivery
of amenity and biodiversity benefits
Water quality • Smaller sites need ‘deemed to comply’ rules
• Larger sites use the SuDS manual Simple Index
Approach (SIA)
• Additional guidance is needed on component sizing
and higher pollution hazard sites
Amenity • The term ‘maximise’ is considered helpful to allow
flexibility, but challenging as it also allows subjectivity
• Landscape expertise within approval bodies is
required, but is often not available
Biodiversity • The term ‘maximise’ is considered helpful to allow
flexibility, but challenging as it also allows subjectivity
• A more quantitative compliance approach may result
in better outcomes in the future.
• Ecologist expertise within approval bodies is
required, but is often not available
Feedback from Welsh stakeholders (Annex F, Section 3) on the perceived challenges or
constraints to the delivery of multiple benefit SuDS included:
• Lack of awareness of the standards
• Lack of skills (covering all standards requirements, especially amenity and
biodiversity)
• Lack of understanding of the SuDS approach (e.g. source control, management
train)
• Challenging site characteristics e.g. small site with low infiltration potential (need for
‘deemed to comply’ rules)
59
• Inconsistency of approach between different approving organisations
• Poor pre-application consultation (e.g. inefficient or lack of alignment and
integration with planning).
Feedback from Welsh stakeholders (Annex F, Section 3) on the perceived enablers for the
delivery of multiple benefit SuDS included:
• Pre-application discussions
• Active approving body engagement during the design process
• Inclusion of Interception promotes on the surface, vegetated systems
• ‘Deemed to comply’ approaches
• Local policy, guidance and proformas used for approval.
4.4.2 How could a requirement for multiple benefit SuDS deliver wider government policy and regulatory objectives? (RQ9)
Multiple benefit SuDS are referenced within a number of recent government, industry and
regulatory policy and guidance documents as a key mechanism for delivering on policy
objectives. Such documents are themselves drivers for the delivery of multiple benefit
SuDS. However, without aligned standards that re-state these requirements, opportunities
are being missed. Standards requiring SuDS that improve development and infrastructure
resilience, manage water quality and provide valuable amenity (including mental health)
and biodiversity value – in addition to flood risk management, would ensure SuDS policy is
aligned with and is facilitating wider policy delivery.
Table 5 highlights key policy and guidance documents that make reference to the
opportunities and value provided by multiple benefit SuDS.
Table 5 Where reference is made to SuDS as a delivery mechanism for wider government
policy and regulatory objectives
National policy and
guidance
Use of SuDS for…
Amenity5 Biodiversity
Climate
resilience and
adaptation
Water quality
management
Flood risk
management
25 year Environment Plan (HM Government, 2018)
✓ ✓ ✓ ✓ ✓
National Planning Policy Framework (MHCLG, 2019a)
Use of SuDS to deliver ‘multiple benefits’ ✓
5 Including health and wellbeing
60
National policy and
guidance
Use of SuDS for…
Amenity5 Biodiversity
Climate
resilience and
adaptation
Water quality
management
Flood risk
management
Planning Practice Guidance (MHCLG, 2020c)
✓ ✓ ✓ ✓ ✓
Climate change national adaptation programme (Committee on Climate Change, 2019)
Use of SuDS to deliver ‘co-benefits’ ✓
National FCERM strategy (Environment Agency, 2020b)
✓ ✓ ✓ ✓
National Design Guide (MHCLG, 2019b)
✓ ✓ ✓ ✓
Design and Construction Guidance (Water UK, 2020a)
✓ ✓ ✓ ✓
4.4.3 What are the barriers, enablers and drivers for the inclusion and delivery of multiple benefit SuDS criteria? (RQ10)
These two questions have been answered together in the context of an evaluation of the
current enablers and barriers to the requirement and delivery of multiple benefit SuDS.
The following tables, drawn from Annex A (Section 5), summarise the enablers and
barriers relating to planning legislation (Table 6), other legislation (Table 7), policy and
guidance (Table 8), and resources (Table 9).
Table 6 demonstrates that there are wide ranging enablers for the delivery of multiple
benefit SuDS through the legislative framework of the planning system (e.g. local plans,
permitted development). However, many of these also pose barriers, where requirements
for multiple benefit SuDS are inconsistent or the current scope does not explicitly include
multiple benefits.
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Table 6 Planning legislative enablers and barriers
Enabler Barrier Comment
General ✓ Decisions must be made in accordance
with up-to-date local plan and other
material considerations.
Local plan consultations ✓ ✓ County Councils and neighbouring LAs
have to be consulted, but LLFAs not
named specifically
Local plans ✓ ✓ SuDS within scope of ‘Strategic
Priorities’, new requirement for review
every 5 years and could be included in
Statements of Common Ground.
However, infrequent and delayed
update means that requirements for
multiple benefit SuDS are slow to be
reflected in Local Plans.
Consultations before granting
planning permission and prior
approval
✓ ✓ LLFAs have to be consulted before
granting planning permission for major
developments, but no requirement for
‘non-major’ developments. Environment
Agency consultee remit for SuDS has
been unclear.
Permitted development ✓ ✓ Planning permission needed for large
hard surfaces, although SuDS outside
scope of operational development
associated with permitted development.
Future changes outlined in
Planning for the Future ✓ A more ‘standardised’ delivery model
could include national and local design
codes for multiple benefit SuDS
Table 7 demonstrates that there are many drivers for a requirement for multiple benefit
SuDS within environmental legislation. Amenity provision through the delivery of SuDS is
not specifically addressed. These drivers relate to flood risk management, water quality,
climate change management, biodiversity net gain and highway drainage. Biodiversity and
highway drainage requirements currently have the potential to pose barriers where
multiple benefit SuDS are not aligned with legislative requirements.
Table 7 Other legislative enablers and barriers
Enabler Barrier Comments
Flooding ✓ ✓ FWMA established LLFAs, but not
implemented in full and scope does not
extend to multiple benefits
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Enabler Barrier Comments
Climate Change ✓ Climate Change Act requires LPAs to
have a strategy for adaptation and
mitigation. Section 19 of the 2004
Planning & Compulsory Purchase Act
(2004) requires local authorities to have
local plan policies that contribute to
climate change mitigation and adaption
Biodiversity ✓ ✓ The requirement for Biodiversity Net
Gain in the Environment Bill (and
amended NPPF) is seen by some as an
enabler. But some stakeholders
consider it as a potential barrier if it is
too onerous or if it is applied poorly.
Section 40 of the NERC Act places a
duty to conserve biodiversity on public
authorities in England. 'Conserving
biodiversity' may include enhancing,
restoring or protecting a population or a
habitat.
Air Quality ✓ Multiple benefit SuDS can contribute to
reducing exposure to air pollution in Air
Quality Management Areas (AQMAs)
Water Quality ✓ LAs have to have regard to RBMPs
which can refer to multiple benefit SuDS
Water Quantity ✓ Right to connect to public sewer has
disincentivised the use of surface SuDS
Highways ✓ ✓ Highway Authorities will only adopt
SuDS draining highways, although
some highway authority guidance does
include some multiple benefit SuDS
Table 8 demonstrates that there are a large number of policy and guidance documents
that either contain direct references to multiple benefit SuDS, or contain ‘hooks’ or
encouragement for equivalent outcomes through the delivery of green and blue
infrastructure. Some of those documents have the potential to pose barriers where
requirements are conditioned in some way or where principles are not backed up by robust
industry guidance.
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Table 8 Policy and guidance drivers/enablers and barriers
Driver/
Enabler
Barrier Comments
25 Year Environment Plan (HM
Government, 2018) ✓ Multiple references to importance of GI,
SuDS, delivering multiple benefits,
commitment to environmental net gain
National Planning Policy
Framework (MHCLG, 2019a) ✓ ✓ Requirement for multiple function
SuDS, but only specifically for ‘major’
developments and diluted by ‘where
possible’
Support for ‘net gain’ principle
throughout
Planning Practice Guidance
(MHCLG, 2020c) ✓ ✓ Potential role of multiple benefit SuDS
recognised in several sections.
PPG includes ‘get-out’ clauses that can
undermine delivery.
PPG will need amending if role of SuDS
to deliver multiple functions is to be
realised (e.g. BNG)
National Design Guide
(MHCLG, 2019b) ✓ Contains ‘hooks’ for multiple benefit
SuDS and opportunity to include in
National Model Design Code and local
design codes
Living with Beauty (BBBBC,
2020) ✓ Contains encouragement for promotion
of green infrastructure and long-term
stewardship
Climate Change National
Adaptation Programme and
Committee on Climate Change
annual progress report
(Committee on Climate
Change, 2019)
✓ The Committee on Climate Change
emphasises the potential role of ‘green’
SuDS to help deliver climate change
adaptation
River Basin Management Plans
(Defra, 2015b) ✓ Refers to multi-functional SuDS –
although usually as specific projects
rather than as ‘development as normal’
Design and Construction
Guidance (Water UK, 2020a) ✓ ✓ Water UK’s national guidance for
WaSCs mandates a good practice
approach to the SuDS design process
and to achieving multiple-benefit
outcomes.
The exclusion of some common
multiple benefit SuDS components from
the suite of adoptable SuDS (e.g.
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Driver/
Enabler
Barrier Comments
pervious pavements) and inability of
WaSCs to adopt components that only
drain highway runoff are likely to be
barriers.
Drainage and Wastewater
Management Plans (Water UK,
2020b)
✓ Potentially important drivers for WaSCs
to increase construction of, adoption of
and cooperative working with others on
multiple benefit SuDS
Mainstreaming Green
Infrastructure6 ✓ Comprehensive NERC-funded
guidance to help deliver GI (including
SuDS) through local plans
Delivering better water
management through the
planning system (Bide and
Coleman, 2019)
✓ CIRIA planning policy and project
guidance that includes multiple benefit
SuDS to help deliver integrated water
management
BNG Good Practice Principles
(CIEEM, CIRIA and IEMA,
2016)
✓ ✓ These Principles could provide the
building blocks for SuDS design for
wildlife. But without clarity on good
practice regarding SuDS and BNG,
there is a risk of perverse outcomes.
Biodiversity Metric (version 2.0) ✓ ✓ Having this metric provides a means by
which delivering biodiversity benefit can
be measured. However, SuDS score
quite poorly in the 2019 version of the
Biodiversity Metric. This is being
updated, but how much the scoring will
improve is uncertain.
Fields in Trust guidelines
(Fields in Trust, 2015) ✓ Accepted standard for provision of
public open space
Manual for Streets (CIHT, 2020) ✓ The planned revision of this guidance
will include a section on SuDS
integration into highways
Improving access to
greenspace (Public Health
England, 2020)
✓ Looks at how greenspace can be
formally valued, local decision-making
and making greenspace available and
accessible to all
National Framework of Green
Infrastructure Standards ✓ Recognises the importance of green
space close to where people live, aims
to mainstream GI as essential
6 https://mainstreaminggreeninfrastructure.com/
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Driver/
Enabler
Barrier Comments
(Natural England, currently
unpublished)
infrastructure and support LAs in
assessing GI
Designing Blue Green
Infrastructure for water
management, human health
and wellbeing: Summary of the
evidence and principles for
design' (Choe et al., 2019)
✓ Lays out evidence for different health
benefits arising from SUDS and
highlights design principles through
which these can be achieved. Includes
the potential to help address health
inequalities
Table 9 demonstrates that there are a range of barriers to the delivery of multiple benefit
SuDS relating to skills, capacities, perceived economic impacts and challenges associated
with the approval and adoption process.
Table 9 Resources enablers and barriers
Enabler Barrier Comment
Effect on financial
viability of
developments
✓ ✓ Local plan viability assessments for SuDS policies
indicate that there is mixed evidence of any
additional cost as SuDS should be factored in at
design stage.
However, there is a perception among practitioners
that SuDS pose a challenge to financial viability (as
a result of land take costs and additional
assessment and design costs).
Competencies ✓ Concerns of the knowledge and skills of SuDS
design and evaluation of those in LLFAs and LPAs.
Knowledge and skills of design teams is also
recognised as a challenge.
Capacity ✓ There are concerns relating to the workload and
capacity of planners and flood risk managers for the
current NSTS.
There is a concern this will be exacerbated with the
introduction of requirements for multiple benefit
SuDS.
Inconsistencies ✓ Inconsistent approaches between LPAs and LLFAs
is recognised as a challenge.
Allocating
maintenance
✓ Challenge of allocating responsibilities for
maintenance and the reliance on private
management companies.
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Enabler Barrier Comment
Funding
maintenance
✓ Varied and inconsistent approaches to secure a
sustainable source of funding for maintenance, e.g.
commuted sums.
Multiple benefit
SuDS design
✓ Little involvement of landscape architects, designers
or ecologists in SuDS design or in LLFAs and LPAs.
Compliance ✓ Shortage of LLFA and LPA staff to check
compliance with SuDS design.
5 Recommendations
5.1 Updating the standards
5.1.1 Overall objectives for the standards
Based on the evidence reviews and stakeholder engagement undertaken as part of this
project, the overarching objectives for an amended suite of SuDS standards should be as
follows:
1) Be clear and easily understood (with accompanying guidance where needed)
2) Allow consistent interpretation and implementation
3) Be robust7
4) Promote and support the delivery of more sustainable, higher quality, climate
resilient development
5) Maximise the opportunities for biodiversity enhancements from SuDS (such as
through biodiversity net gain)
6) Minimise the risk of perverse outcomes.
5.1.2 Content
It is recommended that existing standards S1 to S6 are replaced with a new suite of six
standards. The recommended updates to the NSTS are presented in Part 2 of this report
(Sections 7 to 12).
7 Not ‘future-proofed’ - the future regarding policy is too uncertain, instead recommend a firm programme of evaluation and feedback to update the standards as policy and practice evolves over time.
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The new standards cover the following:
• Standard 1: Runoff destinations
• Standard 2: Everyday rainfall
• Standard 3: Extreme rainfall
• Standard 4: Water quality
• Standard 5: Amenity
• Standard 6: Biodiversity
Each standard is accompanied by a set of clarifications that provide guidelines to support
the interpretation, delivery and evaluation of the standard.
In addition to the standards and clarifications, it is also recommended that three key
principles are included as over-arching statements with the new standards, so that these
are applied when planning and designing schemes to meet the new standards (Section 6).
These principles were highlighted by stakeholders (Annex D, Annex E and Annex F) as
key requirements for ensuring good SuDS design submissions that deliver multiple
benefits. These principles are:
1. Use of ‘a SuDS approach’
2. Early and integrated design
3. Embedding SuDS within the development planning process.
This project has focused on providing recommendations regarding promoting multiple
benefit SuDS, which means that it has not looked at changes to existing standards S7 to
S14 that cover for the following aspects of SuDS design:
• Flood risk within the development
• Structural integrity
• Designing for maintenance considerations
• Construction.
• However, based on feedback received from the Project Steering Group, the focus
groups and comments received from respondents to the second of this project’s
online surveys on the updated Standards (Annex D Online Survey 2)), it is
recommended that long term maintenance needs and maintainability should be
robustly considered in the design of all SuDS, in order to ensure that the system
delivers each of the standards over the design life of the development. This
requirement would logically be covered as part of existing standards by expanding
Standard S12 (‘Designing for maintenance considerations’). Standard S12 currently
only includes a statement related to the use of pumping.
• One or more additional standards are included to cover (i) requirements for effective
construction management planning to ensure both SuDS and development
construction processes protect and do not compromise the functionality of the
drainage system; and (ii) the design of SuDS to prevent pollution during the
construction process.
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One further recommendation, proposed and endorsed by the PSG at the final PSG
meeting, is that the updated standards should be reviewed in 12-24 months’ time,
depending on the progress of implementation of the Environment Bill and Planning White
Paper proposals.
5.1.3 Objectives specific to each standard
On the recommendation of the PSG, each new standard presented in Sections 7 to 12 has
its own set of objectives. These objectives represent:
• Best practice as set out in The SuDS Manual (Woods Ballard et al., 2015)
• The key drivers as identified in the evidence review (Sections 4.2.3, 4.4.2 and 4.4.3)
• Key requirements as defined by the PSG or identified by stakeholders via the Focus
Groups (Annex E) or the online surveys (Annexes C and D).
5.1.4 Evidence base specific to each standard
The evidence base presented alongside each new standard gives an overview of key
evidence identified and reviewed as part of this project. Each piece of evidence cited
supports either the Contractor’s recommendation that a standard is required or the
Contractor’s recommendations for further research or guidance.
This evidence has been identified from the following sources:
• Specific legislative and policy drivers, as detailed in Annex A
• The evaluation of hydraulic design methods, as detailed in Annex B
• Key requirements identified by stakeholders, as detailed in Annexes C, D and E
• Lessons from the implementation of Schedule 3 of the Flood and Water
Management Act (2010) in Wales, as detailed in Annex F
• The case studies presented in Annex G and summarised in Annex A, Section 3.
5.2 Alignment with other national policy and guidance
Based on the review of evidence (Annex A), the case studies (Annex D), and the feedback
received from the stakeholder engagement activities (Annexes C, D, E and F), the
Contractor recommends that the following actions, in addition to updating the NSTS, are
taken to help support and embed requirements for multiple benefit SuDS within
development:
• The SuDS Manual (Woods Ballard et al., 2015) should be updated to reflect the
proposed new standards. Potentially this could also address much of the need for
new or improved guidance at the national level.
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• MHCLG and Natural England should include requirements for multiple benefit SuDS
in the National Model Design Code and the Green Infrastructure Standards
respectively. Any requirements should be aligned with the updated standards and
best practice guidance as set out in The SuDS Manual. Alternatively The SuDS
Manual could be recognised as the SuDS component of the National Model Design
Code.
• MHCLG should consider revising the NPPF (MHCLG, 2019a) and PPG (MHCLG,
2020a) and Permitted Development Guidance for Householders (MHCLG, 2019c) in
order to:
o Deter LPAs from allowing widescale implementation of single function SuDS
o Remove inference that SuDS are only of value in flood risk areas, explaining
that SuDS are of greatest value upstream of flood risk areas in order to
mitigate the impact of development on downstream flood risk
o Reference the contribution and value of multiple benefit SuDS in other
sections (e.g. 11 - Making effective used of land; and 12 - achieving well-
designed places)
o Minimise the likelihood of multiple benefit SuDS not being implemented on
the basis of cost, inappropriateness, viability or reasonable practicability by
requiring a robust evidence base justifying that they cannot be delivered
o Require the consideration of SuDS through pre-application consultation, and
in sufficient detail at early stages of the planning process to ensure all
opportunities are taken to maximise benefits and minimise risks
o Inform householders of hard surfacing permitted development rights and how
to comply with them
• MHCLG and Defra should review the statutory consultee and SuDS approval roles
of LLFAs.
• MHCLG and Defra should work with the water industry to review the continuing
suitability of the current right of connection to public sewers (set out in Section 106
of the Water Industry Act, 1991).
• MHCLG and Defra should work with the industry on developing new adoption codes
for SuDS in private curtilage, highways, and public open space to ensure:
a) Options exist for the adoption of all elements of multiple benefit SuDS for
all land types; and
b) Risks associated with SuDS adoption by private property management
companies are managed appropriately.
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• MHCLG and Defra should put in place appropriate national level guidance,
templates and checklists to ensure that the proposals set out in the Planning White
Paper Planning for the Future (MHCLG, 2020b), if implemented, promote and not
put at risk the delivery of multiple benefit SuDS. As part of these measures, it is
recommended that LPAs develop new or adopt existing local guidance as local
design codes in areas for ‘growth’, ‘renewal’ and ‘protection’. A detailed review of
the implications of the Planning White Paper for the delivery of multiple benefit
SuDS has been undertaken and is presented as Annex H.
• MHCLG and Defra should review how BNG and the delivery of multiple benefit
SuDS can be more complementary and develop appropriate/combined guidance.
• Defra should investigate adapting London’s Urban Greening Factor model (Greater
London Authority, 2017) for the NSTS in close co-operation with those developing
BNG and ENG.
• Defra should consider the need for further evidence to counter perceptions of cost
and viability concerns, noting that current published evidence (Defra, 2011a) does
not take land take into account.
• MHCLG, Defra and Department for Transport should increase resources to LPAs,
LLFAs and highways authorities to understand, train for and implement multiple
benefit SuDS, including to embed local SuDS policy and guidance within Local
Plans or SPDs in order to strengthen the requirements, and to develop, enforce and
monitor the discharge of suitable pre-commencement planning conditions that cover
SuDS design and delivery.
• CIHT should include multiple benefit SuDS that deliver on all of the proposed
standards in the revised Manual for Streets (CIHT, 2020).
• A central repository for SuDS best practice guidance should be retained to support
planners, drainage designers and adoption bodies, that aligns with the proposed
revised standards and the outcomes of any additional actions taken to deliver
multiple benefit SuDS.
5.3 Further research and development
There is a raft of existing and emerging policy and guidance with the same objectives as
the proposed updated Standards set out in Part 2 of this report, and there are existing
metrics and tools that cover some (but not all) of the standards. However, for the
standards to be delivered and approved consistently, there is a need to:
a) Ensure the most valuable outcomes with respect to alignment with other policies
(e.g. BNG);
b) Develop new metrics (e.g. amenity); and
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c) Improve existing tools to support implementation of the new standards (e.g. water
quality).
Recommendations made by the Contractor linked to each of the individual standards are
set out under each standard in Part 2.
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PART 2 – UPDATED STANDARDS
6 Application of the standards
6.1 Overview
The requirements for SuDS for all new development on greenfield sites and re-
development sites have been defined through a series of standards. There are two types
of standard. Standard 1 is a Hierarchy Standard while Standards 2 to 6 are Fixed
Standards.
▪ The Hierarchy Standard gives criteria for prioritising the choice of runoff destination
(Standard 1);
▪ Fixed Standards (Standards 2 to 6) state the criteria that all SuDS designs should
satisfy.
Each standard is accompanied by a set of ‘Clarifications’. These provide supporting
principles to guide the interpretation, delivery and evaluation of each standard.
All six standards should be met for all new development on greenfield sites and re-
development sites. The standards are complementary and the delivery of each standard
should support and not compromise delivery of the other standards. A SuDS design that
delivers multiple benefits will include a range of components; each of these components
should contribute to the delivery of several if not all of the standards.
If there are specific circumstances that mean it is not possible to deliver one or more of the
standards, the standard should be met as much as possible and justification of this should
be developed in consultation and agreed with the approving body.
The standards should be applied using three key principles:
1. Use of ‘a SuDS approach’
2. Early and integrated design
3. Embedding SuDS within the development planning process.
These principles follow best practice as defined in The SuDS Manual (Woods Ballard et
al., 2015) and are described in Sections 6.2 to 6.4.
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6.2 Use of ‘a SuDS Approach’
All surface water management schemes should be designed using ‘a SuDS approach’, as
defined below:
Definition of ‘a SuDS approach’
A SuDS approach:
• Mimics natural drainage systems - delivering surface water management that
recognises the value of rainfall and runoff as a resource;
• Manages surface water flooding and the increased rates and volumes of runoff
from developments;
• Captures and treats the pollutants in urban runoff;
• Uses components in combination as a ‘management train’ – integrating these
throughout the development and its landscape to help create healthy and resilient
spaces for people and habitats for wildlife;
• Manages runoff close to its source, and prioritises components that lie on the
surface and incorporate vegetation.
• Meets the requirements for delivering multiple benefit SuDS over the lifetime of
the development, by planning for a changing climate and provision of appropriate
long-term maintenance.
6.3 Early and integrated design
Surface water management should be considered at the very earliest stages of site
appraisal, planning and design in order to support and be integrated with:
• The water supply strategy;
• The layout of the roads, buildings and public open spaces;
• Any biodiversity, amenity and green infrastructure delivery strategy, and
• Climate resilience options for the development.
Planning of a new site layout should be informed by the topography and the requirements
of surface water management systems to both effectively drain and treat the runoff. Any
existing watercourses, ditches and other drainage features, both within and adjoining the
site, should help inform proposals. By doing so, biodiversity, amenity and cost-
effectiveness can be maximised through using areas of land throughout the development
for a range of multifunctional purposes in addition to surface water management (e.g.
landscaping, car parking, recreational areas, rainwater harvesting).
The design process should include professional planning, urban design, landscape and
ecology expertise in order to deliver the greatest amenity and biodiversity outcomes from
these standards.
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Where local authorities have adopted guidance on SuDS, this should also be taken into
account in any development proposal.
Infiltration testing should be undertaken at the earliest possible stage to inform the
conceptual and outline design of the scheme.
Where a development is phased, the design of the SuDS scheme should ensure that each
of the standards will be delivered for each phase of the development. The proposals
should consider the effects of each stage of site development, as well the performance of
the surface water drainage system for the development as a whole, to ensure risks are
mitigated and both short-term and long-term benefits are maximised.
6.4 Embedding SuDS within the development planning process
Developers should demonstrate that ‘a SuDS approach’ to surface water management that
delivers compliance with each of the standards has been developed from the earliest
stages of strategic planning and integrated throughout the development and its landscape
design.
Evidence of compliance should be provided at the site allocations stage, pre-application
stage, and in outline design and full planning application submissions.
The SuDS approach and compliance with the standards should be integrated with and
embedded within the Flood Risk Assessment, the Drainage Strategy, the Landscape
Strategy and Ecology Plan, and the Design and Access Statement for the development.
7 Standard 1 – Runoff destinations
7.1 Objectives
The objectives for this standard are the following:
• Rainwater harvesting is robustly considered wherever it would provide a valuable
contribution to water security and a safe, cost-effective water supply option.
• Opportunities to infiltrate runoff into the ground from impervious surfaces are
maximised wherever appropriate, in order to recharge soil moisture, river baseflows
and groundwater and to reduce volumes of runoff discharged to receiving
waterbodies or sewers.
• Discharges to (closed) surface water sewers or other piped drainage systems are
considered only after infiltration and discharges to open surface water bodies, in
order to minimise future headroom (capacity) risks and enhance system resilience.
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• Discharges to combined sewers are considered as a last resort due to the risks of
sewer surcharge and combined sewer overflows resulting from surface water runoff
contributions (particularly under future climate scenarios).
7.2 Evidence base
The evidence that has been used in determining the need for and content of this standard
and clarifications can be found in:
• Annex A – Review of existing evidence and drivers for multiple benefit SuDS
• Annex C – Review of the application of the current NSTS (online survey 1)
• Annex E – Feedback from focus groups
• Annex F – Review of the implementation of Schedule 3 in Wales.
The following key evidence either supports our recommendation that a standard on
prioritising runoff destinations is included or indicates possible compliance assessment
needs or exception clauses8:
1) The National Design Guide (NDG) (MHCLG, 2019b) ‘Resources’ section identifies
rainwater harvesting as a mechanism for development to ‘Maximise Resilience’
(paragraph 149). A standard that ensures that rainwater harvesting is given
appropriate consideration will support the delivery of this guidance.
2) The National Planning Policy Framework (NPPF) (Paragraph: 080 Reference ID: 7-
080-20150323) (MHCLG, 2019a) includes a hierarchy for runoff destinations
(although this excludes rainwater harvesting - infiltration is the highest priority
destination). An equivalent standard would strengthen implementation of this
policy.
3) The Design and Construction Guidance (DCG) (Part C3, Clause 12) (Water UK,
2020a) includes a hierarchy for runoff destinations that includes rainwater
harvesting as the highest priority destination. This is a mandatory document for all
sewers submitted for adoption by sewerage undertakers. An equivalent standard
would ensure all designs (irrespective of adoption body) were following the
same design approaches.
4) Currently all new homes must be built to a water consumption standard of 125 litres
per person per day, according to Part G of The Building Regulations 2010 (HM
Government, 2016). There is also an optional Building Regulations requirement of
110 litres per person per day, which local authorities in water stressed areas can
apply where there is a clear need. Rainwater harvesting is one way to achieve
lower consumption rates. A standard that ensures that rainwater harvesting is
8 It should be noted that exception clauses are not part of the updated standards, but recommendations are made regarding the development of these for specific standards.
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given appropriate consideration will ensure there is a link between recycling
needs for rainwater and drainage, and will help future-proof the Standards.
5) Rainwater harvesting is actively promoted in The London Plan (Mayor of London,
2016). A standard that ensures that rainwater harvesting is given appropriate
consideration will support the London Plan objectives.
6) Evidence of the cost and carbon efficiency of individual property rainwater
harvesting systems is not currently clear (Parkes et al., 2010), but they are likely to
deliver significant benefits where there is regular demand for non-potable water and
roof areas are large (e.g. industrial, commercial, agricultural/horticultural buildings).
Rainwater harvesting for multi-family occupancy properties with shared toilets may
also merit detailed consideration. Waterwise (2020) concludes that most people feel
very positive about the idea of a rainwater harvesting system in their home, but that
perceived cost and uncertainty over maintenance needs were potential barriers. A
standard that ensures that rainwater harvesting is given appropriate
consideration will support the use of runoff as a cost-effective supply option.
7) Concerns were raised by the focus groups during the workshops undertaken as part
of Task 1 (Annex E, Section 4.5.1) that prioritising infiltration could be in conflict with
requiring biodiversity gain. Guidance on compliance should consider whether a
higher value scheme should be prioritised over a scheme that delivers
infiltration only.
8) Feedback from the online survey (Annex C, Sections 7.1 and 9.1) and the focus
groups during Task 1 (Annex E, Section 3) indicated that rainwater harvesting was
likely to be challenging on the grounds of practicality and was not generally
considered as a high priority multiple benefit at present, but there was an indication
that building in climate resilience with respect to both flood risk management and
water resources (which can be delivered by rainwater harvesting) was a high
priority.
9) The equivalent Welsh statutory standard (Welsh Government, 2018 – S1. Surface
water runoff destination) was considered by the Welsh stakeholders who were
interviewed as part of this project (Annex F, Section 3) as relatively straightforward
to implement and evaluate. Interviewees indicated that the use of water butts was
often used to demonstrate compliance with the highest priority destination.
7.3 Proposed standard
STANDARD 1: DESTINATION OF RUNOFF
Apply ‘a SuDS approach’ using the following hierarchical process for determining ‘final’
runoff destinations:
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a) Where feasible, use surface water runoff as a resource for non-potable uses
(i.e. rainwater harvesting)
b) Where appropriate, maximise opportunities across the site to infiltrate runoff
into the ground
c) Discharge any remaining runoff to a surface water or above ground surface
water drainage system
d) Where (c) is not feasible, discharge any remaining runoff to a piped surface
water drainage system
e) Where (d) is not feasible, discharge any remaining runoff to a combined
sewer.
7.4 Accompanying clarifications
The following clarifications provide guidelines to support the interpretation, delivery and
evaluation of the standard.
1. The ‘final’ runoff destination represents the point of discharge from the
development site to the environment or downstream drainage system, following
management of that runoff using ‘a SuDS approach’.
2. Depending on the site characteristics, drainage from different parts of the site can
have different drainage destinations.
3. Depending on the opportunities for rainwater harvesting and infiltration, runoff
from higher return period events may need to discharge to alternative
destinations.
4. Demonstrate that rainwater harvesting (specifically designed for water supply
and, potentially, surface water management, purposes) has been considered
where:
a. There is a suitable demand for non-potable water and available roof areas
that, together, will deliver efficient water savings (e.g. industrial,
commercial, horticultural, educational, public sector and multiple-
occupancy buildings)
b. There is a need for landscape irrigation
c. The development is in an area of high water stress.
5. Water butts make a contribution to reducing stress on potable water supplies and
are a part of sustainable building design. However water butts are not designed to
meet specific supply objectives and, unless they are designed with a storage
volume that is always available for stormwater management purposes (the
discharge from which is controlled to a suitable rate), then they cannot deliver any
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guaranteed performance with respect to surface water management. It is likely
that basic water butts will be full during extreme rainfall events.
6. Evaluate infiltration opportunities and risks across the site by assessing soil
permeabilities (through infiltration testing that follows industry good practice),
ground stability, groundwater and surface water pollution risk, groundwater
flooding, and ingress to combined or foul sewers. Evaluate and manage these
risks following the guidance set out in industry published guidance9 to present
appropriate evidence that justifies the extent of infiltration adopted in the design.
7. Where infiltration components are used to discharge into the ground, ensure
groundwater quality is protected by compliance with Standard 4 (Water quality).
8. If the approving body considers an alternative scheme for managing surface
water runoff as being more appropriate and providing greater multiple benefits
than infiltration into the ground, ensure that this alternative scheme is compliant
with all other standards and demonstrate that it can deliver greater benefits
without negatively impacting groundwater recharge needs.
9. On the surface infiltration components should be preferred as they have the
capacity to deliver Standards 5 (Amenity) and 6 (Biodiversity).
10. Where discharge of runoff is proposed to any surface water body or sewer,
ensure water quality is protected by compliance with Standard 4 (Water quality).
11. Where discharge of runoff is proposed to destinations (d) or (e), provide evidence
explaining why destinations (a), (b) or (c) cannot be used.
12. The right to discharge to any proposed receiving surface water body should be
agreed with the riparian owners at the point of discharge. Where the site is not
adjacent to the receiving surface water body, access rights to the intervening land
will also be needed.
13. Any connection to a sewer will require approval by the sewerage undertaker, and
schemes will need to meet the requirements set out in the Design and
Construction Guidance (Water UK, 2020a).
14. Provide a detailed management and maintenance plan that supports the original
design objectives to ensure that all runoff discharge destination points are
maintained to ensure performance of the system in the long term.
9 This includes The SuDS Manual (Woods Ballard et al., 2015) or subsequent editions; BRE365 (Building Research Establishment, 2016) or subsequent editions; and industry infiltration assessment checklists (e.g. The SuDS Manual Infiltration Assessment Checklist or equivalent)
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7.5 Additional recommendations
In addition to the accompanying clarification statement above, the Contractor also
recommends that:
• Guidance is provided to support developers and LPAs to identify the opportunities
for rainwater harvesting and to clarify why, when and how rainwater harvesting can
be cost-effectively delivered for new development. This should include reference to
the potential integrated use of systems to store rainwater for use and to attenuate
stormwater and the emerging active management and smart technologies with
which these systems can be optimised.
• Guidance is provided that clarifies the required considerations for moving through
the hierarchy of runoff destinations.
• Guidance is provided for determining ‘feasibility’ of discharging to a surface water
body or sewer. This should include consideration of access, distance, securing
rights to discharge and agreements with any third parties over intervening land,
inappropriateness or inadequacy of discharge point or conveyance route, health
and safety risks, pumping requirements, and long-term maintenance risks.
8 Standard 2 – Everyday rainfall
8.1 Objectives
The objectives for this standard are the following:
• Replicate natural catchment response to frequent (i.e. ‘everyday’) rainfall
• Protect receiving surface waters from the damage caused by frequent, unnatural,
high velocity runoff from development following ’everyday’ rainfall
• Protect the quality of receiving waterbodies (by preventing the discharge of polluted
runoff from ’everyday’ rainfall)
• Protect sewer and drain capacities during ‘everyday’ rainfall by managing
discharges from developments
• Reduce the volume of wastewater that goes to treatment (and thus the associated
carbon cost), where discharges are to a combined sewer.
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8.2 Evidence base
The evidence that has been used in determining the need for and content of this standard
and clarifications can be found in:
• Annex A – Review of existing evidence and drivers for multiple benefit SuDS
• Annex C – Review of the application of the current NSTS (online survey 1)
• Annex F – Review of the implementation of Schedule 3 in Wales.
The following key evidence either supports our recommendation that a standard on
managing everyday rainfall is included or indicates possible compliance assessment
needs or exception clauses:
• There are multiple national and local government guidance and plans promoting the
integration of green and blue-green infrastructure within development including the
25 year Environment Plan (HM Government, 2018), the National Design Guide
(MHCLG, 2019b), Living with Beauty (BBBBC, 2020), the Committee on Climate
Change’s latest annual progress report on adapting to climate change (CCC, 2019),
the National Framework of Green Infrastructure Standards (Natural England,
unpublished), the London Plan (Mayor of London, 2016). A standard that requires
the retention of everyday rainfall will provide a quantitative mechanism for
strengthening the requirements for ‘on the surface’, green SuDS.
• The retention of a specified rainfall depth on site is a primary surface water
management criteria internationally (UKWIR, 2021 – Phase 1). This criterion is
aimed at driving systems that better mimic a natural hydrological response (i.e.
achieve a similar volume of runoff as greenfield sites through the year, rather than
for extreme events) and preventing regular pollution events. A standard that
requires the retention of everyday rainfall will ensure England is more in line
with international best practice.
• Research is ongoing by the water industry to establish mechanisms for a shift to
zero spills from sewers by 2050 (UKWIR, Big Question 610). Provisional outcomes
from ongoing research (UKWIR, 2021 – Phase 2) indicate that the benefits to sewer
capacity and spill frequencies from the provision of Interception together with low
allowable peak flow rates is significant. A standard that requires the retention of
everyday rainfall for development sites discharging to sewers will help
protect sewer capacities.
• Approximately 50% of respondents to the online survey undertaken as part of
Task 1 considered that the NSTS should be strengthened and extended to include
Interception and that this would help deliver on multiple benefits requirements,
although there was recognition that Interception may be difficult to achieve and
10 https://ukwir.org/eng/big-questions-facing-uk-water-industry
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could impact on development viability (Annex C, Section 5.11 and 8.11). CIRIA
(2013) is clear that the management of regular rainfall is fundamental in embedding
urban surface water management within the land use, urban design and planning
process so that maximum value can be obtained. A standard that requires the
retention of everyday rainfall will provide a quantitative mechanism for
strengthening the requirement for ‘on the surface’, green SuDS that deliver
amenity and biodiversity benefits. Clarifications will be required to ensure
that Interception is delivered to the fullest extent possible on any site and
clear guidance will be needed to facilitate design and approval for all site
characteristics.
• From the review undertaken in the UKWIR research (UKWIR, 2021 - Phase 1), it is
clear that, where local policy includes requirements for Interception, water quality or
volume control, these aspects are still rarely applied in designs. A standard that
requires the retention of everyday rainfall will strengthen local policy
requirements.
• Feedback from the Welsh stakeholders interviewed (Annex F, Section 3) suggested
that the requirement of Interception (particularly for sites where infiltration was not
an option) was also delivering benefits in terms of compliance with the water quality,
amenity and biodiversity standards, as it encouraged the use of source control
measures such as rain gardens, rain planters, etc. A standard that requires the
retention of everyday rainfall will provide consistency with the Welsh
standards (the implementation of which is considered beneficial by the Welsh
stakeholders interviewed as part of this project).
8.3 Proposed standard
STANDARD 2: RUNOFF FROM EVERYDAY RAINFALL
Apply ‘a SuDS approach’ so that the majority of frequent rainfall events do not result in
runoff from the site to surface waters or piped drainage systems.
8.4 Accompanying clarifications
The following clarifications provide guidelines to support the interpretation, delivery and
evaluation of the standard.
1. Frequent rainfall events are events with a total depth of up to 5mm (or an
alternative depth specified by the approving body).
2. Preventing runoff from the site for frequent rainfall events is called Interception.
SuDS components that usually deliver Interception include rainwater harvesting
systems, green roofs, infiltration components, pervious pavements, bioretention
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systems, swales and dry basins. Interception is not provided by components that
retain an initial depth of runoff, but then discharge this runoff during a subsequent
event (e.g. ponds, highway gullies).
3. Interception occurs on natural catchments including those with clay soils and its
provision does not rely on soils with high infiltration rates.
4. By providing Interception, the storage volumes required to meet Standard 3
(Extreme rainfall) will reduce by the equivalent amount.
5. There will be times, following periods of prolonged wet weather, when
Interception will be limited or impossible (e.g. soils will be saturated). Therefore, it
is recommended that designs should aim to deliver Interception for approximately
80% of events during summer months and 50% of events during the winter period
(as suggested by the SuDS Manual), noting that compliance will be subject to
significant variability.
6. Provide evidence that the runoff from each impermeable surface, for at least 5mm
of rainfall, is either collected for use or infiltrated into the ground, or else captured,
conveyed and/or stored within components that will naturally absorb or retain
runoff and from which the runoff will be ‘lost’ to soils or the atmosphere.
7. Demonstrate compliance with this Standard by using industry published guidance
(including deemed to comply approaches)11 or methods/tools accepted by the
approving body.
8. If Interception cannot be delivered for every surface or for the entire 5mm rainfall
depth, deliver Interception to the greatest extent practicable for the site.
9. Provide evidence that the approach to managing runoff from ‘everyday’ rainfall
has been developed alongside and in support of the management of runoff quality
(Standard 4) and the delivery of amenity and biodiversity benefits (Standards 5
and 6).
10. Provide a detailed management and maintenance plan that supports the original
design objectives to ensure that the performance of the SuDS in relation to the
management of ‘everyday’ rainfall is maintained in the long term.
11 This includes The SuDS Manual (Woods Ballard et al., 2015) or subsequent editions.
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8.5 Additional recommendations
In addition to the accompanying clarification statement above, the Contractor also
recommends that:
• More detailed information is produced on the objectives, principles and outcomes of
an Interception design philosophy, including how it differs from infiltration and how it
can be delivered on sites where infiltration rates are low.
• More detailed guidance is provided regarding how Interception can be delivered
across a range of development types and scales. This should include ‘deemed to
comply’ rules to facilitate the design and approval processes.
• More detailed information is produced that explains why Interception is likely to be
relevant for all sites (to cover concerns over the need to have regular runoff with
which to flush receiving wastewater systems or provide regular flows in receiving
waterbodies).
• Training and awareness of Interception approaches is delivered across the industry.
• Tools are developed for when more detailed analysis is required.
• The delivery of this Standard is aligned and integrated with wider planning
objectives on Green Infrastructure and relevant links are provided in any guidance
produced.
9 Standard 3 – Extreme rainfall
9.1 Objectives
The objectives for this standard are the following:
• Effectively mitigate the impact of development on receiving watercourse flood risk
• Deliver improved protection of the capacity of receiving sewers.
9.2 Evidence base
The evidence that has been used in determining the need for and content of this standard
and clarifications can be found in:
• Annex A – Review of existing evidence and drivers for multiple benefit SuDS
• Annex B – Review of criteria and methods for delivering hydraulic standards
• Annex C – Review of the application of the current NSTS (online survey 1).
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The following key evidence either supports our recommendation that a standard on
extreme rainfall is included or indicates possible compliance assessment needs or
exception clauses:
• The NSTS are currently interpreted and applied in an inconsistent manner, as
determined from the online survey (Annex C, Sections 5.1-5.9 and 8.1-8.9). This is
due to their lack of clarity and simplicity, but also the range of design approaches
available with which to demonstrate compliance. This reinforces the findings from
the ongoing UKWIR research (UKWIR, 2021 - Phase 1). The current standard
should be reviewed and re-drafted to improve simplicity and consistency of
interpretation, and facilitate easier SuDS approval.
• Findings from the site model testing undertaken as part of Task 2 of this project
indicate that the runoff estimation method has limited impact on storage volume
requirements for a large number of development scenarios (Annex B, Section 5.2).
Guidance should retain the current flexibility regarding the methods that can
be used for runoff rate estimation. Suitable methods are those described in
The SuDS Manual (Woods Ballard et al., 2015).
• The original research on which the approach to both peak flow and volume control
was based (HR Wallingford, 2003) indicated that peak discharge rates should be
limited to at least 3 l/s/ha to adequately protect the receiving waterbody where
volumes of runoff are not controlled. A precautionary approach was taken and a
figure of 2 l/s/ha has subsequently been adopted within industry guidance (e.g. The
SuDS Manual (Woods Ballard et al., 2015)). However, the site model testing
undertaken in Task 2 of this project has demonstrated that using such a lower limit
rate can lead to long critical durations for the storage design, which are unlikely to
be relevant for the receiving catchment (Annex B, Section 5.10). Detailed evidence
that supports adoption of a 3 l/s/ha lower limit rate is presented in Annex B,
Appendix C.
• Provisional findings from the ongoing UKWIR research (UKWIR, 2021 - Phase 2)
suggest that the use of 50% betterment of existing previously developed runoff
rates may deliver suitable protection to receiving sewer capacity for small sites, but
that a maximum discharge rate may be needed for large sites to more effectively
mitigate their impacts. For example, the Supplementary Planning Document: Living
with Water (Hull City Council and Yorkshire Water, 2019) requires a maximum
discharge rate of 3.5 l/s with a 50% betterment on previously developed rates for
previously developed sites. Findings from the site model testing undertaken as part
of Task 2 of this project (Annex B, Section 5.12) indicates that previously developed
runoff rates, with a 50% betterment factor, may be of the order of 100-200 l/s/ha
(compared to greenfield runoff rates of the order of 1-10 l/s/ha). Use of factors
below 50% (e.g. 30% stated by the majority of survey respondents – Annex C,
Section 5.2.1) mean allowable runoff rates are even higher. This will be
exacerbating downstream flood risk issues. The current standard relating to
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previously developed runoff rate controls may need to be reviewed, and
suitable supporting guidance provided.
9.3 Proposed standard
STANDARD 3: RUNOFF FROM EXTREME RAINFALL
Apply ‘a SuDS approach’ that manages runoff that is discharged from the site to a
receiving surface water or sewer so that:
(A) Where the volume of runoff discharged from the development to surface waters or
piped drainage systems for the 1 in 100 year, 6 hour rainfall event is greater than
the volume of greenfield runoff for the same rainfall event, the following is satisfied:
The peak allowable discharge rate from the site for all rainfall events up to the 1 in
100 year return period, including appropriate allowances for climate change and
urban creep, is limited to:
• For greenfield sites: the 1 in 2 year greenfield runoff rate or 3 l/s/ha, whichever
is the greater
• For previously developed sites: the 1 in 2 year greenfield runoff rate or 3 l/s/ha
(whichever is the greater) or an increase of this rate by a factor specified by
the approving body in conjunction with the organisation responsible for the
downstream system
• For sites where there are specific flood risk constraints: a rate specified by the
approving body, in conjunction with the organisation responsible for the
downstream system
(B) Where the volume of runoff discharged from the development to a surface water or
piped drainage system for the 1 in 100 year, 6 hour rainfall event is less than or
equivalent to the volume of greenfield runoff for the same event, the following is
satisfied:
The peak allowable discharge rate from the site, including appropriate allowances for
climate change and urban creep, is limited to:
• For greenfield sites:
i) For rainfall up to the 1 in 2 year event: the 1 in 2 year greenfield runoff
rate or 3 l/s/ha, whichever is the greater
ii) For more extreme rainfall up to the 1 in 100 year event: the 1 in 100
year greenfield runoff rate
• For previously developed sites for all rainfall events up to the 1 in 100 year
return period: the 1 in 2 year greenfield runoff rate or 3 l/s/ha (whichever is the
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greater) or an increase of this rate by a factor specified by the approving body
in conjunction with the organisation responsible for the downstream system
• For sites where there are specific flood risk constraints: a rate specified by the
approving body in conjunction with the organisation responsible for the
downstream system.
9.4 Accompanying clarifications
The following clarifications provide guidelines to support the interpretation, delivery and
evaluation of the standard.
1. Where discharges from the site are to a surface water that can accommodate
uncontrolled surface water discharges without any associated environmental
(including flood risk) impact, e.g. the sea or a large estuary or a surface water
specifically identified by the lead local flood authority, then this standard need not
apply.
2. The 1 in 2 year greenfield runoff event can be considered as equivalent to the
estimated Qbar or Qmed for the development site.
3. The organisation responsible for the downstream system could be the
Environment Agency, highways authority, Canal & River Trust, Internal Drainage
Board, sewerage undertaker or other private organisation.
4. The provision of distributed storage, i.e. at multiple points across the site, rather
than a single storage component located prior to the point of discharge from the
site, will help deliver all of the other standards.
5. Estimate greenfield runoff rate(s) for the appropriate return periods using one of
the calculation methods set out in industry published guidance for SuDS design12.
6. When estimating the greenfield runoff rate, use the total site area that will drain to
the proposed drainage system (including both pervious and impervious surfaces).
7. Wherever a ‘relaxation factor’ is agreed and applied for previously developed
sites, provide evidence explaining why greenfield runoff rates cannot be
achieved. This relaxation factor should be no greater than 5 (i.e. the maximum
allowable discharge rate should not exceed 5 times the 1 in 2 year greenfield
runoff rate).
8. Estimate the greenfield runoff volume for the 1 in 100 year, 6 hour rainfall event
using one of the approaches set out in industry published guidance13.
12 This includes The SuDS Manual (Woods Ballard et al., 2015) or subsequent editions. 13 This includes The SuDS Manual (Woods Ballard et al., 2015) or subsequent editions.
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9. Where the peak allowable discharge rate is calculated to be below 2 l/s, the flow
control for discharges from the site should be set to 2 l/s or have an orifice (or
equivalent) with a minimum diameter of 50mm, unless specifically stated
otherwise by the approving body.
10. Provide evidence that the risk of blockage of all flow controls has been managed
appropriately.
11. Provide evidence that sufficient storage is included within the proposed design so
that peak flow rates are limited to those required by the Standard.
12. Use a percentage runoff of 100% when estimating runoff from impervious
surfaces for design rainfall events.
13. Where landscaped areas contribute runoff to the drainage system during design
rainfall events, this runoff should be accounted for when estimating design
inflows.
14. Confirm that the standard percentage runoff (SPR) used in calculating runoff
rates and volumes is representative of the soil type on the site.
15. Always use the most up to date rainfall model14 for drainage design, together with
the most up to date government recommendations on climate change uplift
factors for rainfall intensities.
16. Apply an urban creep uplift factor to all impermeable surfaces, where permitted
development could occur in the future, as set out below (LASOO, 2016).
Residential development density
(dwellings / ha)
Urban creep allowance (%)
≤ 25 10
30 8
35 6
45 4
≥ 50 2
Flats and apartments 0
14 This is currently FEH13.
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17. Provide evidence that the approach to managing runoff from extreme rainfall
through flow control and storage has been developed alongside and in support of
the delivery of each of the other Standards.
18. Provide detailed non-technical summaries of the approach, calculations
undertaken, outputs and results, and conclusions with respect to the design
alongside any hydraulic model outputs.
19. Provide a detailed management and maintenance plan that supports the original
design objectives to ensure that the performance of the SuDS in relation to the
management of extreme rainfall is maintained in the long term.
9.5 Additional recommendations
In addition to the accompanying clarification statement above, the Contractor also
recommends that:
• Further information is produced that covers the following:
o How compliance with this standard can support the delivery of Standard 4
(water quality management), Standard 5 (amenity) and Standard 6
(biodiversity) where the standards are considered together and an
integrated, holistic design approach is taken.
o Acceptable runoff rate estimation methods (including recommendation that
ReFH2 for plot-scale application is used without the addition of baseflow)
o How the delivery of Interception, rainwater harvesting and infiltration will
impact on the required attenuation storage volume
o How to estimate storage volumes using methods/models that have been
approved by the LPA, and use of critical duration rainfall events.
o How to manage runoff volumes from developments to the estimated
greenfield runoff volume (e.g. using infiltration, rainwater harvesting or Long
Term Storage methods)
o Suitable thresholds for rainfall durations for maximum storage volume
estimation
o Suitable maximum draw-down times
o How to meet this Standard for a range of development types and scales
o Clarification of the use of SuDS for sites in flood risk areas, and the use of
SuDS to manage existing surface water flood risk on the site.
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• Research is undertaken that mimics the ongoing UKWIR research looking at sewer
capacity (UKWIR, 2021 - Phase 2) to assess impact of flow control strategies on
receiving waterbody flood risk.
10 Standard 4 – Water quality
10.1 Objectives
The objectives for this standard are the following:
• Minimise the risk of transferring urban diffuse pollutants from developments to
receiving groundwater or surface waters (including sensitive coastal waters), either
directly or via sewers
• The quality (and associated ecology and amenity) of the receiving groundwater or
surface waters (including sensitive coastal waters) is protected and opportunities
are taken to support future improvements to that quality and value
• The quality of water in SuDS components located in accessible and visible space is
suitable.
10.2 Evidence base
The evidence that has been used in determining the need for and content of this standard
and clarifications can be found in:
• Annex A – Review of existing evidence and drivers for multiple benefit SuDS
• Annex C – Review of the application of the current NSTS (online survey 1)
• Annex E – Feedback from focus groups
• Annex F – Review of the implementation of Schedule 3 in Wales.
The following key evidence either supports our recommendation that a standard on
managing the quality of runoff is included or indicates possible compliance assessment
needs or exception clauses:
• Local authorities are required to support the delivery of:
o Environmental quality objectives through Local Plans - NPPF, paragraphs
156 and 178 (MHCLG, 2019a)
o Water quality objectives set out in River Basin Management Plans (Defra,
2015b)
These duties are highlighted in the guidance provided by the MHCLG to local
authorities on water supply, wastewater and water quality (MHCLG, 2015, updated
2019) which advises on how planning can ensure water quality and the delivery of
adequate water and wastewater infrastructure including through requirements for
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SuDS. A standard that requires SuDS designs to manage risks associated
with pollution in urban runoff will support local authorities in their statutory
duties.
• Using SuDS to help protect and improve water quality is highlighted as a need in
the 25 year Environment Plan (HM Government, 2018), in the NPPF (MHCLG,
2019a), in the PPG (MHCLG, 2020a), and in the NDG (MHCLG, 2019b). A
standard that requires SuDS designs to manage risks associated with
pollution in urban runoff will support the delivery of these objectives.
• Drainage and Wastewater Management Plans (DWMPs) are being developed by
the WaSCs as long-term frameworks for improving drainage performance and
environmental water quality (Water UK, 2020b). A standard that requires SuDS
designs to manage risks associated with pollution in urban runoff will support
WaSCs with alignment of DWMP options and delivery of quality objectives.
• The MHCLG SuDS Review (2018) found that, in general, there was a consensus
from local authorities that source control, water quality and provision of additional
benefits should be the fundamental objectives of a SuDS proposal and attenuation
was only one aspect.
• The DCG, Policy C1, Clause 1 (Water UK, 2020a) states that “the purpose of
surface water drainage is to carry water away from buildings and yards belonging to
buildings in a manner that manages flood risk and water quality”. A standard that
requires SuDS designs to manage risks associated with pollution in urban
runoff is required in order that SuDS are delivered in accordance with the
above definition, and there is no inconsistency in understanding and
approach between stakeholders.
• There is a raft of evidence that the discharge of urban runoff is a significant
contributor to the degraded water quality of surface waterbodies, including Defra
(2012), WCA Environment (2013), Lundy and Wade (2013), Mayor of London
(2019a) and Müller et al. (2020).
• There are risks of increased consequences of discharges of pollutants to
waterbodies under future river flow conditions driven by climate change (Brown et
al., 2017). A standard that requires SuDS designs to manage risks associated
with pollution in urban runoff will help mitigate this climate change risk.
• The management of runoff water quality is a primary surface water management
criteria internationally (UKWIR, 2021 – Phase 1). The Welsh statutory standards
(Welsh Government, 2018) include a water quality standard and, in Scotland,
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General Binding Rule 10 of the Controlled Activities Regulations15 states that
“Developments are drained by a SUD system equipped to avoid pollution of the
water environment” – making water quality management a mandatory requirement.
A standard that requires SuDS designs to manage risks associated with
pollution in urban runoff will ensure England is more in line with international
best practice and devolved government’s standards.
• A water quality standard is the most desired addition to the existing standards,
according to stakeholders who responded to the online survey (Annex C, Sections
6.1 and 9.1) and the focus groups (Annex E, Section 4.2). This view is supported by
feedback collated by MHCLG (2018). Welsh stakeholders interviewed as part of this
project (Annex F, Section 3) considered the inclusion of a water quality standard
within the Welsh Standards (Welsh Government, 2018) as important and
deliverable. A standard that requires SuDS designs to manage risks
associated with pollution in urban runoff is supported and actively sought by
industry stakeholders.
10.3 Proposed standard
STANDARD 4: WATER QUALITY
Apply ‘a SuDS approach’ that manages the quality of the surface water runoff to prevent
pollution; protects groundwater, surface waters and sensitive coastal waters; and
delivers suitably clean water to SuDS components in accessible and visible public
space.
10.4 Accompanying clarifications
The following clarifications provide guidelines to support the interpretation, delivery and
evaluation of the standard.
1. The quality of surface water runoff should be managed to protect groundwater,
surface waters and sensitive coastal waters from both direct and indirect
pollution.
2. Any improvements to groundwater, surface waters and coastal waters should
refer to objectives and measures in the relevant River Basin Management Plan
and any other local strategy for improving waterbodies.
15 The Water Environment (Controlled Activities) (Scotland) Regulations as amended, include general binding rules as part of the authorisation process regulated by SEPA.
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3. Provide evidence that runoff from all development surfaces is sufficiently treated
before discharges are made to groundwater, surface waters, sensitive coastal
waters or piped drainage systems.
4. Where runoff is collected for use, determine the treatment required with reference
to industry published guidance16.
5. Provide evidence of the following in order to demonstrate that the water quality
design is sufficient:
a. Appropriate components have been included (in series as a ‘management
train’ where required) and assessed using an evaluation approach set out
in industry published guidance for SuDS design17 and approved for use by
the approving body (noting that when discharging to sensitive or
designated surface waters or groundwater, additional treatment may be
required); and
b. The SuDS components used to provide treatment have been designed for
effective water quality management as well as to meet hydraulic
performance criteria, following guidance on individual component design
set out in industry published guidance18;
c. Consideration has been given to the performance of the SuDS treatment
functionality through the lifetime of the development (e.g. through the use
of drought tolerant planting); and
d. Where above ground, vegetated systems are not practicable or cannot
deliver sufficient treatment, and manufactured treatment products are
required, ensure that these have been tested and designed to an approved
industry standard and assessed for their contribution to the required
treatment using an industry approved method.
6. For sites with high pollution hazards19, provide a risk assessment for approval by
the local authority and any other relevant environmental regulators, ensuring any
requirements for an environmental permit can be met.
7. When discharging to groundwater, follow guidance set out in the Environment
Agency’s groundwater protection guidance20 and, where required, provide a risk
assessment for approval by the local authority and any other relevant
environmental regulators, ensuring any requirements for an environmental permit
can be met.
16 Such as BS EN 16941-1:2018 or subsequent editions. 17 Such as the Simple Index Approach as described in The SuDS Manual (Woods Ballard et al., 2015) or subsequent editions. 18 This includes The SuDS Manual (Woods Ballard et al., 2015) or subsequent editions 19 As def ined in The SuDS Manual (Woods Ballard et al., 2015) or subsequent editions 20 https://www.gov.uk/government/collections/groundwater-protection
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8. Provide evidence that the approach to managing runoff quality has been
developed alongside and in support of the management of everyday rainfall
(Standard 2) and the delivery of amenity and biodiversity benefits (Standards 5
and 6).
9. Provide a detailed management and maintenance plan that supports the original
design objectives to ensure that the water quality performance of the SuDS is
maintained in the long term.
10.5 Additional recommendations
In addition to the accompanying clarification statement above, the Contractor also
recommends that:
• Detailed information is produced that will enable the design of suitable treatment
‘deemed to comply’ approaches. This should include:
o A definition and explanation of industry approved standards and approaches
o Reference to the design of components for water quality treatment, as set
out in The SuDS Manual (Woods Ballard et al., 2015)
o Clarity on the use of proprietary products within any treatment system and
their integration with surface, vegetated systems.
o How this Standard can be met for a range of development types and scales
(including small and higher risk sites).
• Guidance is required on managing hydraulic performance risks related to
poor/insufficient maintenance regimes for water quality treatment components.
• The existing SIA assessment tool is updated, along with the accompanying
guidance currently provided in The SuDS Manual (Woods Ballard et al., 2015) to
improve simplicity, clarity and accessibility. There are also updates to The SuDS
Manual required with respect to new testing methods and standards. There would
be value in reviewing the data on which the method is based, as there are newer
datasets that should better reflect pollutant loadings on urban surfaces.
11 Standard 5 – Amenity
11.1 Objectives
The objectives for this standard are the following:
• SuDS are designed to generate wellbeing benefits for people
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• SuDS are designed to improve the quality, liveability and climate resilience of
developments and the public spaces within them
• SuDS design is considered and integrated throughout the development via the
masterplanning process, not only in the design of designated public open amenity
space
• The amenity value of SuDS is a design consideration for all accessible
spaces/places
• The amenity potential of the drainage system is maximised, in ways that also
support the delivery of benefits for wildlife.
11.2 Evidence base
The evidence that has been used in determining the need for and content of this standard
and clarifications can be found in:
• Annex A – Review of existing evidence and drivers for multiple benefit SuDS
• Annex C – Review of the application of the current NSTS (online survey 1)
• Annex E – Feedback from focus groups
• Annex F – Review of the implementation of Schedule 3 in Wales.
The following key evidence either supports our recommendation that a standard on
amenity is included or indicates possible compliance assessment needs or exception
clauses:
• The NPPF (MHCLG, 2019a), Planning Practice Guidance (PPG) (MHCLG, 2020a),
National Design Guide (MHCLG, 2019b) and the 25 Year Environment Plan (HM
Government, 2018) all cite the need for SuDS and their amenity and multiple benefit
value as a key part of regeneration and urban design more widely. Key
opportunities for using SuDS to deliver high quality public open space and,
conversely, for public open space (POS) to provide opportunities for SuDS are
routinely missed (CIWEM, 2017; LI/CIC, 2019; UKWIR, 2021; Case Studies (Annex
A, Section 3)). A standard that requires the consideration and delivery of
amenity value from SuDS and that links with planning policy objectives will
reduce risks of lost opportunities, and strengthen the position of LPAs when
requesting integrated, multifunctional drainage design.
• The DCG (Policy C5, Clause 2) (Water UK, 2020a) includes a requirement for
integrated development and drainage design at masterplanning stages (including
POS and ecology delivery). A standard that supports an equivalent approach
would ensure all designs (irrespective of adoption body) were following the
same design approaches.
• The use of SuDS and green infrastructure to help improve urban air quality is a
recommendation in the PPG (MHCLG, 2020a) and guidance on this has been
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provided by the Mayor of London (Mayor of London, 2019b). Blue Green
Infrastructure (BGI) such as SuDS has been demonstrated to not only deliver
improvements in noise reduction, heat stress, and air quality, but also provide a
restorative and stress reducing environment, increasing social interaction and
cohesion, and increasing community physical activity (Choe et al., 2020). A
standard that requires the consideration and delivery of amenity value from
SuDS will improve opportunities to maximise health and wellbeing value from
public open space.
• An amenity standard is the third most desired addition to the existing standards
(after biodiversity and water quality) – with similar preference levels to ‘climate
resilient development’, according to stakeholders who responded to the online
survey (Annex C, Sections 6.1 and 9.1) and the focus groups (Annex E, Section
3.4). There is widespread recognition (e.g. CIWEM, 2017; LI/CIC, 2019) that the
focus of the current NSTS on flow control alone is limiting the capacity of LPAs to
require on the surface, green SuDS that are integrated with and add value to public
open space. A standard that requires the consideration and delivery of
amenity value from SuDS will support the delivery of local planning policy
objectives and strengthen LPA position in requiring green/blue infrastructure,
BNG and delivering Natural England’s Urban Greening Factor.
• According to the Welsh stakeholders interviewed as part of this project (Annex F,
Section 3), the Welsh standard (Welsh Government, 2018) wording of ‘maximising
amenity’ is considered suitable, but insufficiently prescriptive, which means it can be
challenging to assess compliance. A standard that clearly requires a positive
outcome and is less open to challenge (i.e. no amenity value could be argued
as the maximum that can be delivered) would be preferred.
11.3 Proposed standard
STANDARD 5: AMENITY
Apply ‘a SuDS approach’ that generates amenity benefits through the creation of multi-
functional places and landscapes.
11.4 Accompanying clarifications
The following clarifications provide guidelines to support the interpretation, delivery and
evaluation of the standard.
1. Provide evidence that:
a. Opportunities have been taken to deliver visual, recreational and wellbeing
value throughout the SuDS design to meet the needs of users;
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b. The SuDS components contribute to place-making, and are both physically
and visually integrated into the site design, creating accessible and
attractive landscape features;
2. Provide evidence that the design of SuDS to deliver amenity value has been
developed alongside and in support of requirements to deliver biodiversity
(Standard 6).
3. Provide a detailed management and maintenance plan that supports the original
design objectives to ensure that the amenity value of the SuDS is maintained in
the long term.
11.5 Additional recommendations
In addition to the accompanying clarification statement above, the Contractor also
recommends that:
• Guidance is provided for LPAs so that they can:
o Develop the local mechanisms by which SuDS proposals will meet these requirements and by which delivery of amenity benefit can be assessed.
o Encourage LPAs to work closely with their LLFAs to ensure that the requirement for amenity and its role as an essential part of the site design is fully understood, and that it should be discussed with the developer at the
earliest opportunity through the pre-app process and during its evaluation.
o Encourage LPAs to produce Supplementary Planning Documents aligned with The SuDS Manual (Woods Ballard et al., 2015), but which also understand and reference local landscape character, soils and vegetation
types and integration within any Local Design Codes.
o Determine any appropriate exception clauses, based on their local circumstances.
o Understand that SuDS should be designed as a network, through a masterplanning process that allows amenity to be part of spatial planning
throughout a site in a comprehensive manner, relative to its size and scale.
o Fully understand the implications and requirements of BNG and Natural England’s Urban Greening Factor, such that SuDS amenity value can contribute positively to these outcomes.
• Updated information is produced on designing for amenity. This should include:
o The benefits of considering delivery of the required amenity and biodiversity outcomes together.
97
o Reference to The SuDS Manual (Woods Ballard et al., 2015) for guidance on safety considerations related to SuDS.
o Reference to The SuDS Manual (Woods Ballard et al., 2015) and Design and Construction Guidance (Water UK, 2020a) for guidance on the soil and
planting requirements of each specific SuDS component relative to its functionality as a tool for integrating amenity and biodiversity objectives.
o Clarity regarding where above ground SuDS do not deliver amenity and biodiversity, POS calculations should exclude these areas.
o Clarity that POS can be used for storage of water. Where water will only be stored on an infrequent basis, the POS will be able to retain its primary function for the majority of the time. Permanent water features that provide storage should be designed primarily for their amenity value and should not
occupy a disproportionate proportion of the amenity space.
o The linkages between SuDS delivery and the delivery of wider national and/or local planning policy objectives on amenity and landscape provision, and health and wellbeing.
o Links to existing information and guidance on good practice on amenity delivery provided in The SuDS Manual (Woods Ballard et al., 2015).
o How to meet this Standard for a range of development types and scales.
12 Standard 6 – Biodiversity
12.1 Objectives
The objectives for this standard are the following:
• The design, implementation and long-term maintenance of SuDS generates
benefits for wildlife
• Linkages between SuDS design and the delivery of BNG are defined, and SuDS
provide a mechanism for development to achieve BNG when adhering to industry
BNG good practice (CIEEM, CIRIA, IEMA, 2016)
• SuDS designs benefit wildlife at the site and landscape level, even where it is not
possible or appropriate for SuDS to count towards BNG
• The biodiversity potential of the drainage system is maximised in ways that
contribute towards social and environmental benefits, for example enhancing
people’s wellbeing and enriching the amenity value of the development
• The climate resilience of habitats and the wildlife they support is improved through
the delivery of SuDS.
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12.2 Evidence base
The evidence that has been used in determining the need for and content of this standard
and clarifications can be found in:
• Annex A – Review of existing evidence and drivers for multiple benefit SuDS
• Annex C – Review of the application of the current NSTS (online survey 1)
• Annex E – Feedback from focus groups
• Annex F – Review of the implementation of Schedule 3 in Wales.
The following key evidence either supports our recommendation that a standard on
biodiversity is included or indicates possible compliance assessment needs or exception
clauses:
• LPAs have a duty to conserve biodiversity and the revised NPPF requires that
planning policies and decisions should achieve net gains in biodiversity. In addition,
good practice SuDS guidance has included biodiversity objectives, but none of this
has been successful at consistently driving biodiverse surface water management
systems (LI/CIC, 2019; UKWIR, 2021). A standard that requires biodiversity
enhancements through SuDS design will strengthen current requirements.
• The NPPF (MHCLG, 2019a), PPG (MHCLG, 2020a), NDG (MHCLG, 2019b) and
the 25 Year Environment Plan (HM Government, 2018) all cite the need for SuDS
and their biodiversity value as a key part of regeneration and urban design more
widely. A standard that requires the delivery of biodiversity benefits from
SuDS with links to planning policy objectives will reduce risks of lost
opportunities, and strengthen the position of LPAs when requesting
integrated, multifunctional drainage design
• Delivering greater biodiversity in urban green spaces has been demonstrated to
provide more restorative and stress-reducing amenity benefits (Choe et al., 2020).
A standard that requires biodiversity value through SuDS design will
strengthen the delivery of amenity value (Standard 5).
• LPAs are now required to take a lead in responding to biodiversity losses by
adopting policy that requires developers to deliver BNG. SuDS design can include
meadow, grasslands, open water and wetlands, trees and more formally planted
components, thereby providing breadth of opportunities to deliver the required BNG
for a development, when meeting industry good practice. But a significant barrier is
the lack of standards and guidance on how SuDS can deliver BNG, especially with
regards to applying ‘like for like or better’ and the additionality principle21.
21 Additionality is defined in the context of the BNG Good Practice Principles as achieving nature conservation outcomes that demonstrably exceed existing obligations, i.e. do not deliver something that would occur anyway (CIEEM, CIRIA, IEMA, 2016).
99
The introduction of a mandatory BNG requirement under the Environment Bill is a
win-win opportunity to incentivise the design of SuDS that generates benefits for
wildlife. But a biodiversity standard that clarifies and reinforces links between SuDS
and BNG is critical for this to happen. A standard that requires biodiversity
enhancement through SuDS design, together with supporting guidance on
links between SuDS and BNG, will provide the support and clarification
necessary to maximise opportunities and minimise risks when SuDS are
counted towards BNG.
• A biodiversity standard is clearly sought and valued by industry practitioners and
approving bodies. According to the feedback received via the online survey and the
focus groups (Annex E, Section 2), approvers considered biodiversity as the
foremost multiple benefit missing from the current NSTS, and for practitioners
biodiversity followed water quality in terms of importance (Annex C, Sections 6.1
and 9.1). There is widespread recognition (e.g. CIWEM, 2017; LI/CIC, 2019) that
the focus of the current NSTS on flow control alone is limiting the capacity of LPAs
to require on the surface, green SuDS that deliver biodiversity benefits. A standard
that requires biodiversity enhancements through SuDS design will support
the delivery of local planning policy objectives and strengthen the LPA
position in requiring green/blue infrastructure.
• The DCG (Policy C5, Clause 2) (Water UK, 2020a) includes a requirement for
integrated development and drainage design at masterplanning stages (including
POS and ecology delivery). A standard that supports an equivalent approach
would ensure all designs (irrespective of adoption body) were following the
same design approaches.
• According to the Welsh stakeholders interviewed (Annex F, Section 3), the Welsh
standard (Welsh Government, 2018) wording of ‘maximising biodiversity’ is
insufficiently prescriptive, which means it can be challenging to assess compliance.
A standard that requires a positive outcome with clear means of compliance
(i.e. no biodiversity value could be argued as the maximum that can be
delivered) is needed.
100
12.3 Proposed standard
STANDARD 6: BIODIVERSITY
Apply a ‘SuDS approach’ that generates biodiversity benefits.
12.4 Accompanying clarifications
The following clarifications provide guidelines to support the interpretation, delivery and
evaluation of the standard.
1. Provide evidence that the SuDS design:
a. Creates new ecologically valuable habitat (for example the UK Priority
habitats listed by the Joint Nature Conservation Committee22) and/or
enhances and restores existing habitats across the site that, by doing so,
generates biodiversity benefits;
b. Supports the delivery of local biodiversity strategies and helps combat
biodiversity loss;
c. Helps to establish resilient ecological networks23;
d. Has been informed by the requirements of any relevant designated sites;
e. Minimises risks of introducing invasive species.
2. Provide evidence that, where SuDS components are used for the delivery of
biodiversity net gain (BNG), current BNG good practice and metrics are applied.
3. Provide evidence that the design of SuDS to deliver biodiversity benefits has
been developed alongside and in support of requirements to deliver amenity
benefits (Standard 5).
4. Provide a detailed management and maintenance plan that supports the original
design objectives to ensure that the biodiversity value of the SuDS is maintained
in the long term.
22 https://jncc.gov.uk/our-work/uk-bap-priority-habitats/#:~:text=List%20of%20UK%20BAP%20Priority%20Habitats%20%20,New%20priority%20habitat%20%2035%20more%20rows%20 23 Ecological networks are “an interconnected system of ecological corridors” CIEEM, Guidelines for EcIA, 2018.
101
12.5 Additional recommendations
In addition to the accompanying clarification statement above, the Contractor also
recommends that:
• Guidance is provided for LPAs so that they can:
o Develop the local mechanisms by which SuDS proposals will meet these requirements and by which delivery of biodiversity benefit can be assessed
o Determine any appropriate exception clauses, based on their local circumstances.
• Updated information is produced on SuDS that generate biodiversity benefits. This
should include:
o Definitions of what qualifies as a biodiversity benefit from SuDS and
guidance on how these benefits are assessed, both qualitatively and
quantitatively
o Examples of planting that is, and is not, appropriate for SuDS to function as
SuDS in order to highlight the importance of designing SuDS in ways that
also generate biodiversity benefits
o The application of BNG good practice principles to SuDS design and
implementation, for example the ‘mitigation hierarchy’, especially for the
protection of existing ecological value drainage features; additionality and
‘like for like or better’
o Designing multiple benefit SuDS that deliver benefits for wildlife in ways that
also generate social and environmental benefits, including people’s
wellbeing, climate resilience and the amenity value of a development
o Examples of suitable management and maintenance regimes for the SuDS
to function as required, and generate biodiversity benefits
o Alignment with, and links to, existing and forthcoming key publications and
initiatives including: good practice on biodiversity delivery provided in The
SuDS Manual (Woods Ballard et al., 2015); the forthcoming British Standard
on BNG, the Building with Nature standards (Building with Nature, 2020),
and the existing British Standard 42020:2013; the Urban Greening Factor;
Local Nature Recovery Strategies, and the forthcoming Standards on Green
Infrastructure
o Links to national and/or local planning policy objectives on amenity and
landscape provision, and health and wellbeing
o How to meet this Standard for a range of development types and scales
including small-scale and urban development; and a range of issues such as
contaminated land.
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