Photonic Crystals 1 - Overview & Examples

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    Photonic Crystals

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    Photonic Crystals

    From Wikipedia:

    Photonic Crystalsare periodic optical

    nanostructures that are designed to affect the

    motion of photons in a similar way thatperiodicity of a semiconductor crystal affects the

    motion of electrons. Photonic crystals occur in

    nature and in various forms have been studiedscientifically for the last 100 years.

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    Wikipedia Continued Photonic crystals are composed of periodic dielectric or metallo-dielectric

    nanostructures that affect the propagation of electromagnetic waves (EM) in the

    same way as the periodic potential in a crystal affects the electron motion by

    defining allowed and forbidden electronic energy bands. Photonic crystals

    contain regularly repeating internal regions of high and low dielectric constant.

    Photons (as waves) propagate through this structure - or not - depending on

    their wavelength. Wavelengths of light that are allowed to travel are known as

    modes, and groups of allowed modes form bands. Disallowed bands of

    wavelengths are called photonic band gaps. This gives rise to distinct opticalphenomena such as inhibition of spontaneous emission, high-reflecting omni-

    directional mirrors and low-loss-waveguides, amongst others.

    Since the basic physical phenomenon is based on diffraction, the periodicity of

    the photonic crystal structure has to be of the same length-scale as half the

    wavelength of the EM waves i.e. ~350 nm (blue) to 700 nm (red) for photoniccrystals operating in the visible part of the spectrum - the repeating regions of

    high and low dielectric constants have to be of this dimension. This makes the

    fabrication of optical photonic crystals cumbersome and complex.

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    Photonic Crystals:A New Frontier in Modern Optics

    MARIAN FLORESCU

    NASA Jet Propulsion LaboratoryCalifornia Institute of Technology

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    Two Fundamental Optical Principles

    Localization of Light

    S. John, Phys. Rev. Lett. 58,2486 (1987)

    Inhibition of Spontaneous EmissionE. Yablonovitch, Phys. Rev. Lett. 58 2059 (1987)

    Photonic crystals: periodic dielectric structures.

    interact resonantly with radiation with wavelengths comparable to theperiodicity length of the dielectric lattice.

    dispersion relation strongly depends on frequency and propagation direction

    may present complete band gaps Photonic Band Gap (PBG) materials.

    Photonic Crystals

    Guide and confine light without losses Novel environment for quantum mechanical light-matter interaction

    A rich variety of micro- and nano-photonics devices

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    Photonic Crystals History

    1987: Prediction of photonic crystals

    S. John, Phys. Rev. Lett. 58,2486 (1987), Stronglocalization of photons

    in certain dielectric superlatticesE. Yablonovitch, Phys. Rev. Lett. 582059 (1987), I nhi bited spontaneous

    emissionin solid state physics and electronics

    1990: Computational demonstration of photonic crystal

    K. M. Ho, C. T Chan, and C. M. Soukoulis, Phys. Rev. Lett. 65, 3152 (1990)

    1991: Experimental demonstration ofmicrowave photonic crystals

    E. Yablonovitch, T. J. Mitter, K. M. Leung, Phys. Rev. Lett. 67, 2295 (1991)

    1995: Large scale 2D photonic crystals in Visible

    U. Gruning, V. Lehman, C.M. Englehardt, Appl. Phys. Lett. 66 (1995)

    1998: Small scale photonic crystals in near Visible; Large scale

    inverted opals

    1999: First photonic crystal based optical devices (lasers, waveguides)

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    Photonic Crystals- Semiconductors of Light

    Semiconductors

    Periodic array of atoms

    Atomic length scales

    Natural structures

    Control electron flow

    1950s electronic revolution

    Photonic Crystals

    Periodic variation of dielectric

    constant

    Length scale ~

    Artificial structures

    Control e.m. wave propagation

    New frontier in modern optics

    N t l Ph t i C t l

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    Natural opals

    Natural Photonic Crystals:Structural Colours through Photonic Crystals

    Periodic structure striking colour effect even in the absence of pigments

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    Requirement: overlapping of frequency gaps along different directions

    High ratio of dielectric indices Same average optical path in different media

    Dielectric networks should be connected

    J. Wijnhoven & W. Vos, Science (1998)S. Lin et al., Nature (1998)

    Woodpile structure Inverted Opals

    Artificial Photonic Crystals

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    Photonic Crystals

    complex dielectric environment that controls the flow of radiation designer vacuum for the emission and absorption of radiation

    Photonic Crystals: Opportunities

    Passive devices

    dielectric mirrors for antennas

    micro-resonators and waveguides

    Active devices

    low-threshold nonlinear devices

    microlasers and amplifiers

    efficient thermal sources of light

    Integrated optics

    controlled miniaturisation

    pulse sculpturing

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    Defect-Mode Photonic Crystal Microlaser

    Photonic Crystal Cavity formed by a point defect

    O. Painteret. al., Science (1999)

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    3D Complete Photonic Band Gap

    Suppress blackbody radiation in the infrared and redirect and enhance thermal energy into visibl

    Photonic Crystals Based Light Bulbs

    S. Y. Lin et al., Appl. Phys. Lett. (2003)

    C. Cornelius, J. Dowling, PRA 59, 4736 (1999)

    Modification of Planck blackbody radiation by photonic band-gap structures

    Light bulb efficiency may raise from 5 percent to 60 percent

    3D Tungsten Photonic

    Crystal Filament

    Solid Tungsten Filament

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    Solar Cell Applications

    Funneling of thermal radiation of larger wavelength (orange area) to thermal radiationof shorter wavelength (grey area).

    Spectral and angular control over the thermal radiation.

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    Fundamental Limitations

    switching time switching intensity =

    constant Incoherent character of the switching dissipated power

    Foundations of Future CI

    Cavity all-optical transistor

    (3)

    IoutIin

    IH

    H.M. Gibbs et. al, PRL 36, 1135 (1976)

    Operating Parameters

    Holding power: 5 mW

    Switching power: 3 W

    Switching time: 1-0.5 ns Size: 500 m

    Photonic crystal all-optical transistor

    Probe Laser

    Pump Laser

    Operating Parameters

    Holding power: 10-100 nW

    Switching power: 50-500 pW

    Switching time: < 1 ps

    Size: 20 m

    M. Floresc u and S. Joh n, PRA 69, 053810 (2004).

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    Single Atom Switching Effect Photonic Crystals versus Ordinary Vacuum

    Positive population inversion

    Switching behaviour of the atomic inversion

    M. Flor escu and S. John , PRA 64, 033801 (2001)

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    Long temporal separation between incident laser photons

    Fast frequency variations of the photonic DOS

    Band-edge enhancement of the Lamb shift

    Vacuum Rabi splitting

    Quantum Optics in Photonic Crystals

    T. Yoshi e et al. , Natu re, 2004.

    Foundations for Future CI

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    Foundations for Future CI:

    Single Photon Sources

    Enabling Linear Optical Quantum Computing and Quantum Cryptography

    fully deterministic pumping mechanism

    very fast triggering mechanism

    accelerated spontaneous emission

    PBG architecture design to achieveprescribed DOS at the ion position

    M. Florescu et al., EPL 69, 945 (2005)

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    M. Campell et al. Nature, 404, 53 (2000)

    CI Enabled Photonic Crystal Design (I)

    Photo-resist layer exposed to multiple laser beam interferencethat produce a periodic intensity pattern

    3D photonic crystals fabricated

    using holographic lithography

    Four laser beams interfere to form a

    3D periodic intensity pattern

    10 m

    O. Toader, et al., PRL 92, 043905 (2004)

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    O. Toader & S. John, Science (2001)

    CI Enabled Photonic Crystal Design (II)

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    S. Kennedy et al., Nano Letters (2002)

    CI Enabled Photonic Crystal Design (III)

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    Transport

    Properties:

    Photons

    ElectronsPhonons

    Photonic Crystals

    Optical Properties

    RethermalizationProcesses:

    PhotonsElectrons

    Phonons Metallic (Dielectric)

    Backbone

    Electronic

    Characterization

    Multi-Physics Problem:

    Photonic Crystal Radiant Energy Transfer

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    Summary

    Designer Vacuum:Frequency selective control of

    spontaneous and thermal emission

    enables novel active devices

    PBG materials: Integrated optical micro-circuits

    with complete light localization

    Photonic Crystals: Photonic analogues of semiconductors that

    control the flow of light

    Potential to Enable Future CI:

    Single photon source for LOQC

    All-optical micro-transistors

    CI Enabled Photonic Crystal Research and Technology:

    Photonic materials by design

    Multiphysics and multiscale analysis

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    Wikipedia Continued Photonic crystals are composed of periodic dielectric or metallo-dielectric

    nanostructures that affect the propagation of electromagnetic waves (EM) in the

    same way as the periodic potential in a crystal affects the electron motion bydefining allowed and forbidden electronic energy bands. Photonic crystals

    contain regularly repeating internal regions of high and low dielectric constant.

    Photons (as waves) propagate through this structure - or not - depending on

    their wavelength. Wavelengths of light that are allowed to travel are known as

    modes, and groups of allowed modes form bands. Disallowed bands ofwavelengths are called photonic band gaps. This gives rise to distinct optical

    phenomena such as inhibition of spontaneous emission, high-reflecting omni-

    directional mirrors and low-loss-waveguides, amongst others.

    Since the basic physical phenomenon is based on diffraction, the periodicity of

    the photonic crystal structure has to be of the same length-scale as half thewavelength of the EM waves i.e. ~350 nm (blue) to 700 nm (red) for photonic

    crystals operating in the visible part of the spectrum - the repeating regions of

    high and low dielectric constants have to be of this dimension. This makes the

    fabrication of optical photonic crystals cumbersome and complex.

    Ph t i C t l

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    Photonic Crystals:Periodic Surprises in Electromagnetism

    Steven G. Johnson

    MIT

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    To Begin: A Cartoon in 2d

    planewave

    E,H

    ~ei(kxt)

    k / c 2

    k

    scattering

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    To Begin: A Cartoon in 2d

    planewave

    E,H

    ~ei(kxt)

    k / c 2

    k

    formost , beam(s) propagate

    through crystal without scattering

    (scattering cancels coherently)

    ...but forsome (~ 2a), no light can propagate: a photonic band gap

    a

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    1887 1987

    Photonic Crystals

    periodic electromagnetic media

    with photonic band gaps: optical insulators

    2-D

    periodic intwo directions

    3-D

    periodic inthree directions

    1-D

    periodic inone direction

    (need a

    more

    complex

    topology)

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    Photonic Crystals

    periodic electromagnetic media

    with photonic band gaps: optical insulators

    magical oven mitts for

    holding and controlling light

    3D Photonic Crysta l with De fe c ts

    can trap light in cavities and waveguides(wires)

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    Photonic Crystals

    periodic electromagnetic media

    But how can we understand such complex systems?

    Add up the infinite sum of scattering? Ugh!

    3D Photo nic C rysta l

    Hig h ind e x

    o f re fra c tio n

    Lo w ind e x

    o f re fra c tio n

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    A mystery from the 19th century

    e

    e

    E

    +

    +

    +

    +

    +

    JEcurrent:conductivity (measured)

    mean free path (distance) of electrons

    conductive material

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    A mystery from the 19th century

    e

    e

    E

    +

    JEcurrent:conductivity (measured)

    mean free path (distance) of electrons

    + + + + + + +

    + + + + + + + +

    + + + + + + + +

    + + + + + + + +

    crystalline conductor(e.g. copper)

    10sof

    periods!

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    A mystery solved

    electrons are waves (quantum mechanics)1

    waves in aperiodic medium can

    propagate without scattering:

    Blochs Theorem (1d: Floquets)

    2

    The foundations do not depend on the specificwave equation.

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    Time to Analyze the Cartoon

    planewave

    E,H

    ~ei(kxt)

    k / c 2

    k

    formost , beam(s) propagate

    through crystal without scattering

    (scattering cancels coherently)

    ...but forsome (~ 2a), no light can propagate: a photonic band gap

    a

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    Fun with Math

    E 1c

    tH i

    cH

    H 1

    c

    t

    EJ i

    c

    E0

    dielectric function (x) = n2(x)

    First task:

    get rid of this mess

    1

    H

    c

    2

    H

    eigen-operator eigen-value eigen-state

    H 0+ constraint

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    Hermitian Eigenproblems

    1

    H c

    2

    H

    eigen-operator eigen-valueeigen-state

    H 0+ constraint

    Hermitian for real (lossless)

    well-known properties from linear algebra:

    are real (lossless)

    eigen-states are orthogonal

    eigen-states are complete (give all solutions)

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    Periodic Hermitian Eigenproblems[ G. Floquet, Sur les quations diffrentielles linaries coefficients priodiques,Ann. cole Norm. Sup. 12, 4788 (1883). ]

    [ F. Bloch, ber die quantenmechanik der electronen in kristallgittern,Z. Physik52, 555600 (1928). ]

    if eigen-operator is periodic, then Bloch-Floquet theorem applies:

    H(x

    ,t)

    ei kxt

    Hk(x

    )can choose:

    periodic envelopeplanewave

    Corollary 1: kis conserved, i.e.no scattering of Bloch wave

    Corollary 2: given by finite unit cell,

    so are discrete n(k)

    Hk

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    Periodic Hermitian EigenproblemsCorollary 2: given by finite unit cell,

    so are discrete n(k)

    Hk

    1

    2

    3

    k

    band diagram (dispersion relation)

    map of

    what states

    exist &

    can interact

    ?range ofk?

    d

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    Periodic Hermitian Eigenproblems in1d

    1

    2

    1

    2

    1

    2

    1

    2

    1

    2

    1

    2

    (x) = (x+a)

    H(x) eikxHk(x)

    a

    Considerk+2/a: ei(k 2

    a)x

    Hk2

    a

    (x) eikx ei

    2

    ax

    Hk 2

    a

    (x)

    periodic!

    satisfies same

    equation asHk=Hk

    kis periodic:

    k+ 2/a equivalent to kquasi-phase-matching

    1d

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    band gap

    Periodic Hermitian Eigenproblems in1d

    1

    2

    1

    2

    1

    2

    1

    2

    1

    2

    1

    2

    (x) = (x+a)a

    kis periodic:k+ 2/a equivalent to kquasi-phase-matching

    k

    0 /a/a

    irreducible Brillouin zone

    1d P i di S h G

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    Any1d Periodic System has a Gap

    1

    k

    0

    [ Lord Rayleigh, On the maintenance of vibrations by forces of double frequency, and on the propagation ofwaves through a medium endowed with a periodic structure, Philosophical Magazine 24, 145159 (1887). ]

    Start with

    a uniform (1d) medium:

    k

    1

    1d P i di S h G

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    Any1d Periodic System has a Gap

    1

    (x) = (x+a)a

    k

    0 /a/a

    [ Lord Rayleigh, On the maintenance of vibrations by forces of double frequency, and on the propagation ofwaves through a medium endowed with a periodic structure, Philosophical Magazine 24, 145159 (1887). ]

    Treat it as

    artificially periodic

    bands are foldedby 2/a equivalence

    e

    ax

    , e

    ax

    cos

    ax

    , sin

    ax

    1d P i di S h G

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    (x) = (x+a)a1

    Any1d Periodic System has a Gap

    0 /a

    [ Lord Rayleigh, On the maintenance of vibrations by forces of double frequency, and on the propagation ofwaves through a medium endowed with a periodic structure, Philosophical Magazine 24, 145159 (1887). ]

    sin

    ax

    cos

    ax

    x = 0

    Treat it as

    artificially periodic

    A 1d P i di S h G

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    (x) = (x+a)a12 12 12 12 12 12

    Any1d Periodic System has a Gap

    0 /a

    [ Lord Rayleigh, On the maintenance of vibrations by forces of double frequency, and on the propagation ofwaves through a medium endowed with a periodic structure, Philosophical Magazine 24, 145159 (1887). ]

    Add a small

    real periodicity2 = 1 + D

    sin

    ax

    cos

    ax

    x = 0

    A 1d P i di S h G

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    band gap

    Any1d Periodic System has a Gap

    0 /a

    [ Lord Rayleigh, On the maintenance of vibrations by forces of double frequency, and on the propagation ofwaves through a medium endowed with a periodic structure, Philosophical Magazine 24, 145159 (1887). ]

    Add a small

    real periodicity2 = 1 + D

    sin

    ax

    cos

    ax

    (x) = (x+a)a12 12 12 12 12 12

    x = 0

    Splitting of degeneracy:state concentrated in higher index (2)

    has lower frequency

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    Some 2d and 3d systems have gaps

    In general, eigen-frequencies satisfy Variational Theorem:

    1(k)

    2 minE1

    E1 0

    ik E12

    E1

    2

    c

    2

    2(k)2 minE2E2 0

    E1* E2 0

    " "

    kinetic

    inverse

    potential

    bands want to be in high-

    but are forced out by orthogonality

    >band gap (maybe)

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    algebraic interlude completed

    I hope you were taking notes*

    algebraic interlude

    [ *if not, see e.g.: Joannopoulos, Meade, and Winn,Photonic Crystals: Molding the Flow of Light]

    2d periodicity =12:1

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    2d periodicity, =12:1

    E

    HTM

    a

    frequency

    (2c/a)

    =a/

    G X

    M

    G X M Girreducible Brillouin zone

    k

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    Photonic Band Gap

    TM bands

    gap for

    n > ~1.75:1

    2d periodicity =12:1

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    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    Photonic Band Gap

    TM bands

    2d periodicity, =12:1

    E

    HTM

    G X M G

    Ez

    +

    Ez

    (+ 90 rotated version)

    gap for

    n > ~1.75:1

    2d periodicity =12:1

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    2d periodicity, 12:1

    E

    H

    E

    H

    TM TE

    a

    frequency

    (2c/a)

    =a/

    G X

    M

    G X M Girreducible Brillouin zone

    k

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    Photonic Band Gap

    TM bands

    TE bands

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    2d photonic crystal: TE gap, =12:1

    TE bands

    TM bands

    gap forn > ~1.4:1

    E

    H

    TE

    3d h t i t l l t 12 1

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    3d photonic crystal: complete gap , =12:1

    U L G X W K

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0

    21% gap

    L'

    L

    K'

    G

    W

    U'

    X

    U'' UW' K

    z

    I: rod layer II: hole layer

    I.

    II.

    [ S. G. Johnson et al.,Appl. Phys. Lett.77, 3490 (2000) ]

    gap forn > ~4:1

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    You, too, can compute

    photonic eigenmodes!

    MIT Photonic-Bands (MPB) package:

    http://ab-initio.mit.edu/mpb

    on Athena:

    add mpb