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Program Review Self-‐Study Pardee RAND Graduate School Pardee RAND Graduate School August 2014
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Overview Forty-‐four years after its founding, the Pardee RAND Graduate School remains true to its original mission of providing the next generation of policy leaders an unsurpassed education in, and application of, the fundamental tools of policy analysis and proud of its unique status as the only policy PhD program located within a major independent public policy research institution. Pardee RAND is poised to achieve its vision of becoming the premier policy PhD program in the nation. To accomplish this goal, our priorities are as follows: (1) continue to improve the academic quality and breadth of our PhD program with a particular emphasis on addressing gaps in an overall rigorous set of requirements and offerings; (2) enhance financial support to our students in order to enable them to focus on their educational experience and training; and (3) build upon and strengthen the intellectual linkages between RAND and its graduate school. These priorities address all the elements essential to a premier policy graduate program—our institutional foundation including faculty, students, and finances; our curriculum, including coursework, project work (on-‐the-‐job-‐training or OJT), and the dissertation; and support to students, including admissions, orientation, scholarships, dissertation support, enhanced library services and career development.
From its founding, Pardee RAND has had a distinctive and well-‐defined purpose that grew out of and is shaped by its location within RAND, one of the highest quality and effective policy research institutions in the United States, which now has a global reach and presence as well. The distinctive elements of the Pardee RAND experience are all determined by this enduring relationship with RAND. Because of the nature of the rigorous analytic work done at RAND along with RAND’s commitment to interdisciplinary approaches, our curriculum is designed to teach the multi-‐disciplinary tools necessary to do high-‐quality and objective policy analysis. The faculty at Pardee RAND is drawn primarily from the RAND research staff – a staff of over 800 research professionals including PhDs, MDs and JDs in a wide range of fields and disciplines -‐-‐ with the result that our professors, in addition to having outstanding academic credentials, are also policy research practitioners. A defining feature of the program is that to augment what they learn, all of our students are expected to work as team members on RAND research projects as part of their academic training. This on-‐the-‐job-‐training (OJT) enables our students to obtain project and professional skills and to graduate with both a diploma and a resume.
In additional to a solid intellectual foundation, RAND also provides the graduate school with a firm financial foundation. However, beginning in the early 1990s, Pardee RAND has sought to shift its financial position from a one-‐way dependence on RAND to a more inter-‐dependent and mutually supportive model.
Over the past four years under the leadership of Dean Susan L. Marquis, the Pardee RAND Graduate School has undertaken a major fundraising campaign to enable us to achieve our three priorities listed above. Thus far, we have increased endowed support of the school by
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$10.6 million and secured an additional $8.6 million to fund current operational needs. To augment our role as the “engine of innovation” for RAND, Pardee RAND has raised funds for and launched a number of initiatives designed to stimulate new thinking and new ideas in a number of promising areas for increased RAND research. Several of these new initiatives, namely the Frederick S. Pardee Initiative for Human Global Progress and the John and Carol Cazier Environmental and Sustainability Initiative, will enable students and faculty to work together on some of the world’s most pressing problems in the field of international development and economic and environmental sustainability and allow the graduate school to bring to campus some of the best minds and practitioners from the field to challenge, inspire, inform, and educate Ph.D. candidates, faculty, RAND researchers and the RAND community .
Moreover, enabled by the growth in our endowment and increased philanthropic giving for scholarships, we have successfully made the transition to a funding model that combines tuition scholarships in the first two years with stipends based on escalating amounts of RAND project work as students move through the academic program and into their dissertations. The goals of this move are to provide more money directly to students, decrease their tax burden, reduce the complexity of the program, and further reduce educational debt for our students. If students meet their project work/OJT targets, they can graduate without debt to the program. We also believe this step is essential for us to continue to attract the best and the brightest as higher education recruitment becomes more and more competitive.
Finally, we are laying the groundwork for the longer-‐term future of the school (beyond the period of the campaign), a future that emphasizes significant support from the graduate school to RAND research outside of the constraints of client-‐sponsored work. Research support includes funding for RAND researchers as faculty and bringing innovative, policy-‐oriented new faculty and visiting scholars and practitioners to the school and to RAND.
Program Objectives The focus for this Program Review is our academic program which has three components: coursework, on-‐the-‐job training and the dissertation. Through the combination of these three components students are expected to achieve five educational objectives:
• Understand the purpose of policy analysis and its place within the political process;
• Master the basic methodologies used in policy research including: economic analysis, quantitative methods, and social and behavioral science methods;
• Acquire an in-‐depth knowledge in one of these three methodological fields;
• Obtain a deep understanding of a specialized substantive field of public policy; and
• Develop project and professional skills relevant to the selected field of policy analysis.
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For each of these objectives, our aim is to educate our students so that they are able to both produce and utilize knowledge across two dimensions. First, we want them to be able to master the ability to produce policy relevant knowledge, and second we want them to be able to master the ability to use evidence to address policy relevant questions. We believe our core functions are well-‐aligned to enable our students to attain these goals through coursework, on-‐the-‐job training (OJT) and the dissertation process. Moreover, we believe we are well on our way to creating an institution that is geared towards regular assessment and evaluation of significant aspects of our program, enabling us to routinely gauge how effective we are at ensuring that all students are achieving proficiency in these areas, and to make changes and improvements as needed to keep us always moving closer to our goals.
In this report, we describe in detail how we have revised our academic program in recent years and what further changes we are contemplating in the core components of our academic program: 1) classroom learning and coursework; 2) on-‐the-‐job training (OJT) and 3) dissertation quality, paying particular attention to changes that we have made that have contributed to improving student achievement and learning outcomes. But before doing so, we provide a brief overview of the support framework that undergirds the academic program.
Admissions Policy Analysis as an academic discipline is multi-‐disciplinary by nature, demanding students possess competence across a large number of disciplines including economics, statistics, econometrics, operations research, social and behavioral science, and cost benefit analysis in order to be successful. Students also need to obtain a certain depth of knowledge in a particular field of policy. Not every student has the drive, dexterity, and breadth of interest to succeed at Pardee RAND. Therefore, our academic standards necessarily must start with the admissions process. We set the bar high for GRE scores, especially the quantitative score but also the verbal score, because the nature of the core curriculum demands that our students have a facility with calculus, linear and matrix algebra and other advanced mathematical concepts and the ability to communicate effectively. We are not looking solely for mathematical genius. We also select students who have demonstrated a commitment to making a difference in a particular policy field and who have already displayed a talent for leadership in their educational experience and careers. Accordingly, students with either an advanced degree or work experience are valued above those coming directly out of an undergraduate program. Finally, we believe that the quality of the educational experience will be enhanced for everyone if our student body more closely reflects the populations that we anticipate our graduates will be serving, especially if they pursue leadership positions in public service. For this reason, we emphasize to our Admissions Committee that diversity of background, experience, and policy interests are key characteristics of a top graduate program in policy analysis.
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Over the past several years, we have worked to strengthen our recruiting, admissions, and selection processes. Our objective has been to broaden our outreach in order to identify students with the greatest talent and potential throughout the United States and internationally. We have worked to refine the questions included in our application to gain better insight into our applicants, to move into an entirely online application process, and to improve the efficiency of our admissions and selection process. We have maintained a “pre-‐application” process that enables potential applicants to express interest in the school and provides us basic information about their academic credentials, work experience, and policy interests. We have automated the “pre-‐application” so that we now easily collect data on these 500+ individuals and can track how applicants learned about us, where they come from, and their academic information. Each of these is reviewed by our director of admissions, who then provides specific feedback to each potential applicant about their likely competitiveness for the program, and, when appropriate, steps they might take to improve their qualifications. This process improves the quality of the full applications we receive and serves to eliminate those potential applicants who are not credible candidates. The number of full applications we review as a result has averaged about 140 per year over the past few years, the majority of which are from highly competitive applicants. We offer admission to 35-‐40 applicants each year with the aim of creating a class of 21-‐25 students.
The chart below provides a snapshot of the entering cohorts for the past three years.
2012 2013 2014
22 students 21 students 21 students
GRE: 160 (760) Quant; 160 (610)Verbal
GRE: 160 (760) Quant; 162 (640)Verbal
GRE: 162 (770) Quant; 164 (670)Verbal
10 female, 12 male 11 female, 10 male 8 female, 13 male
6 international students 10 international students 7 international students
16 domestic students 11 domestic students 14 domestic students
60% have advanced degrees 78% have advanced degrees 73% have advanced degrees
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Orientation We focus on the screening process at admission because we believe if we have done our job well, each admitted student will arrive at Pardee RAND prepared and able to learn the material we expect them to learn. Once here, our goal is to support each admitted student through the core coursework, the qualifying exams, the dissertation process, OJT, the completion of the dissertation and finally advancing in their careers beyond Pardee RAND. To that end, we invest significant effort at the beginning of the program to prepare students for the rigor ahead. We offer a week-‐long pre-‐term language and cultural “bootcamp” for all international students; assign each entering student a student mentor and a faculty advisor; and offer refresher courses in mathematics for policy analysis and microeconomics. We also provide each first year student with a faculty mentor for their on-‐the-‐job-‐training and 3 days of time subsidized by the School they can use on the project of their choice.
To acquaint students with the broad range of research and researchers associated with the various policy areas at RAND, all entering students are required to participate in weeklong policy seminars. These seminars are designed as an introduction to each research unit at RAND—Labor and Population, RAND Health, RAND Education, Justice, Infrastructure and Environment, and the three national defense and international security units: the National Security Research Division, Project Air Force, and the Arroyo Center. The seminars cover the key research currently underway in these units on topics of interest to our students, and serve as an entry point for project work introducing students to streams of research as well as the researchers leading project teams.
Faculty Drawn principally from the doctoral staff of RAND's research units, Pardee RAND faculty members possess extensive experience both in conducting research and in teaching. A few distinguished scholars from outside RAND are also members of the faculty. Pardee RAND offers a faculty-‐student ratio that is probably among the best in the country. Our faculty of 193 members serves a student body of just over 100. Most of our faculty are fulltime researchers at RAND. Unlike research universities, however, there is no requirement that faculty also teach. This means that our teaching faculty are in the classroom because they enjoy the give and take of passing on knowledge to the next generation, and not because it is a job requirement.
RAND researchers can become Pardee RAND faculty members by teaching courses, serving on dissertation committees, and/or supervising a significant amount of on-‐the-‐job training (OJT). Faculty members are generically called professors. No rank distinctions are made. There are two categories of faculty membership: Core and Affiliate.
Core faculty are individuals who take primary responsibility for teaching a course, chair a student’s dissertation committee, participate in two or more dissertation committees, supervise OJT for at least two students on projects lasting at least 20 days, supervise one student in OJT for a project lasting at least 40 days, serve on the admissions, faculty appointments or curriculum and qualifying exams committee or make other important contributions.
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Affiliated faculty are those who assist in the teaching of a course, serve as a student's advisor in the pre-‐dissertation phase, supervise OJT for one student on a project lasting at least 20 days, serve as a member of at least one dissertation committee, or serve Pardee RAND in other capacities.
Teaching and Learning: A Rigorous and Relevant Curriculum Maintaining a rigorous and relevant curriculum is central to our continuing objective of being the premier public policy Ph.D. program. The curriculum must offer students both an excellent classroom experience and an opportunity to extend their policy analysis training outside of the classroom.
Pardee RAND has continued to evaluate and refine our curriculum to ensure we are providing the academic foundation essential to policy analysis and are staying current with respect to the needs of our students and graduates. As we do so, we have drawn on ideas and feedback we have received from our Faculty Committee on Curriculum and Appointments (FCCA), our students, and our alumni, as well as through the reaccreditation process that we completed in 2011. All of these changes and refinements rest on the premise that the core curriculum should comprise four critical components – or what we often refer to as “legs of a stool.” The components include: economics, quantitative methods, social and behavioral sciences, and policy analysis. Below we provide some details on recent refinements and plans for future changes.
Core Curriculum Over the past 10 years, faculty members have led the revision of the core curriculum. Both the Economics sequence and the Empirical Analysis sequence have been revised with an eye towards making each more coherent as a sequence and more appropriate for a school of policy analysis. Courses in Macroeconomics and Cost Benefit and Cost Effectiveness Analysis, the Policy Analysis sequence, and a stand-‐alone Social and Behavioral Science sequence, were added as a result.
Currently our core requirements consist of 12 units with one unit equal to a single 10-‐week course. Students complete the majority of the core curriculum during their first year of study. The core courses are:
Empirical Analysis (5 courses) • Decision Analysis (half-‐course) • Empirical Analysis I, II and III (three courses)
o Probability and Statistics o Regression Analysis o Econometrics
• Operations Research (one course)
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• Cost-‐Benefit Analysis (half-‐course) Economics (2.5 courses)
• Microeconomics I and II (two courses) • Macroeconomics (half-‐course-‐2nd year)
Policy Analysis (2.5 courses) • Policy Analysis I: Perspectives on Policy Analysis (one course) • Policy Analysis II: Case Studies in Policy Analysis (half course) • Policy Analysis III: Organizational Culture of Government Institutions (one course—2nd
year) Social and Behavioral Science (SBS) (2 courses)
• Social and Behavioral Science I: Social and Behavioral Science Perspectives (one course) • Social and Behavioral Science II: Methods of Social Science Research (one course)
Policy Analysis In 2009, Pardee RAND introduced a sequence of Policy Analysis courses to provide a framework that integrates each of the analytic disciplines. As the foundation for the degree, this three-‐course policy analysis sequence starts with an introductory course entitled Policy Analysis I: Perspectives on Public Policy Analysis co-‐taught fall semester of the first year by Jeffrey Wasserman, a Pardee RAND alumnus and current Director of RAND Health, and Gery Ryan, Assistant Dean for Academic Affairs and a senior behavioral science researcher. Winter quarter of their first year students take Policy Analysis II: Case Studies in Policy Analysis, that challenges them to take a critical look at a series of case studies drawn from multiple policy domains. Dean Susan Marquis’ course, Policy Analysis III: The Organizational Culture of Government Institutions: Why Government Agencies Behave the Way They Do, taught during the second year, provides students with an understanding of the context and reality of public policy making and implementation from the perspective of government agencies and other institutions. We now believe that we have a strong set of courses in this area that will provide students with a solid understanding of the field of policy analysis, as well as a framework for the analytic tool kit they will acquire.
Social and Behavioral Sciences The development of a separate Policy Analysis sequence created a need to also re-‐examine our offerings in Social and Behavioral Sciences. In 2010, at the suggestion of the core faculty in Social and Behavioral Science (SBS) and with the support of the Dean, we conducted a comprehensive review of the SBS curriculum, spanning both the core and the elective offerings. Sandy Berry, professor of the long-‐standing core course, Social Science Research Methods, took the lead on this initiative.
The goals of the SBS curriculum revision were to design a curriculum that:
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• Provides all students with a core set of basic concepts and tools that come from social and behavioral sciences and are needed for policy analysis
• Provides students who wish to focus on social and behavioral sciences with a menu of elective courses that are relevant across the substantive areas RAND covers
• Can be staffed and taught at a high level of quality
To meet the first objective above in academic year 2012-‐13, we introduced a new, faculty-‐developed course required of all first year students called Social and Behavioral Science Perspectives (SBS I). This course is designed to expose students to the major theoretical frameworks used in sociology, political science, psychology, and anthropology which are used most frequently in policy research and analysis. The course, led by Chloe Bird (a sociologist) and co-‐taught with a political scientist, psychologists and anthropologists, focuses on how these various frameworks can be applied to tough policy problems in ways that will yield important insights for policy makers. The second course in the SBS sequence is Sandy Berry’s foundational course on social science research methods. We will discuss the development of a menu of corresponding elective courses below.
Electives Beginning in academic year 2012-‐13, we have conducted a review of our elective curriculum with the goal of determining which electives will be offered on a regular basis (either every year or every other year) and which will be offered only when student demand and faculty availability converge. We have completed the review for the electives in economics which was led by distinguished RAND researcher, and long-‐time faculty member, Sue Hosek with the result that we will be offering the following six courses on a regular basis:
• Labor and Population Economics • Health Economics • Public Economics • Development Economics • Industrial Organization/Regulation • Research Methods in Empirical Economics
We are in the final stages of determining the appropriate list of courses for Empirical Analysis, Policy Analysis and Social and Behavioral Sciences. We have currently identified the following elective courses to be offered on a regular basis:
In Empirical Analysis:
• Advanced Econometrics I & II • Operations Research II • Robust Decision Making • Game Theory • Survey Sampling and Analysis I & II
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In Social and Behavioral Sciences:
• Social Network Analysis • Qualitative Research • Program Evaluation
In Policy Analysis:
• Principles of Client Oriented Policy Analysis • Food Policy • Healthcare and Healthcare Reform
We are now exploring with the faculty and FCCA which additional courses should be taught on a regular basis. We anticipate adding 1 to 2 more courses to each of the non-‐economic areas over the next two to three years. For example, we believe there is a need for a course on survey development and administration methodology in the social sciences area, and a national security-‐related course in the policy analysis area. Setting a multi-‐year schedule for these key electives will have the benefit of providing students with information they need to plan their coursework for their degree. By committing to offer a pre-‐determined number of courses each year, we hope to free up time and money to offer more innovative courses as well. This will benefit students by enabling us to be more nimble in responding quickly to changes in the field of policy analysis and it will also allow us to reach out across RAND to bring new faculty into the Pardee RAND fold. This past year, we asked researchers at RAND to propose new courses that they would be interested in teaching. We received over 20 nominations on which we then surveyed students to gauge their interests. We anticipate offering 5-‐8 of them this coming academic year depending on budgetary constraints.
RAND-‐wide Courses Unlike a traditional research university, the Pardee RAND Graduate School is a central part of a global research organization—the RAND Corporation, established to inform and shape domestic and international policy decision making through objective research and analysis. And unlike RAND as an educational institution, Pardee RAND is not limited by client-‐driven issue interests. As a result, Pardee RAND combines the intellectual freedom of cutting-‐edge academic research within the immediacy and relevance of applied policy analysis.
In addition to offering traditional lecture and seminar courses, we have also invested in experimenting with developing and offering cross-‐site and multi-‐disciplinary courses that draw on intellectual resources from across RANDs multiple offices. For example, last academic year, we commissioned a RAND-‐wide course on US healthcare reform. The course was taught by 6 professors from different RAND offices and was opened to all RAND researchers and staff. It was the largest course ever offered by Pardee RAND and had over 40 participants at each of the presentations.
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Building on the success of the Healthcare Reform course, we will be offering two or three RAND-‐wide courses each year that will be open to RAND staff as well as students. These courses will be offered from various RAND locations and will be accessible via video teleconference or other technology enabling as many RAND staff as possible to audit or otherwise participate in this learning experience. Topics we are exploring for 2014-‐15 include Food Policy, Security in East Asia, Big Data Policy Analysis, and Nuclear Security.
Faculty Research and Scholarship Critical to maximizing the unique nature of Pardee RAND is faculty support. It is essential that our faculty have the support needed to develop expertise and provide mentorship in a range of policy areas, particularly those that will be critical in the future, for which there may not yet be clients or project funding. Equally important is research support for faculty who, often working with our graduate students, are developing groundbreaking analytic tools and methodologies that will help us untangle and explain complex problems.
Because of they are nearly all members of RAND’s research staff, the Pardee RAND faculty are remarkably prolific in their publications. While most of the research and publications our faculty produce are the result of RAND research funded through traditional sources (client funding or RAND investments), in recent years the School has raised funds to support faculty fellowships in a number of issue areas. In academic year 2013-‐14, we offered two such fellowships: the Rosenfeld Program in Asian Economic Development and the Brown Fellowship. Through these faculty fellowships, we are able to support selected faculty member’s ability to do innovative research in areas where there is strong student interest, but RAND clients are not yet willing or able to fund. For example, Professor Krishna Kumar continued to receive support to work with students to build a portfolio of innovative work on issues related to economic development in Asia. Professor Nicholas Burger used the second year of his two-‐year Brown Fellowship to work with students on the climate implications of the natural gas boom in the United States. These opportunities for faculty and student support will continue to increase over the next several years through the Pardee Initiative for Global Human Progress (international development) and the Cazier Initiative for Environmental and Energy Sustainability.
Opportunities Beyond the Pardee RAND Classroom At Pardee RAND, we believe a premier public policy program needs to reach beyond its own walls and offer opportunities to our students to engage with the outside world.
Certificate in Legal Studies Pardee RAND students have the opportunity to complement their PhD degree program with a unique understanding of the interplay between the law and public policy. Pardee RAND Gradate School, in conjunction with Southwestern Law School, offers a "Certificate in Legal
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Studies." Commencing in 2011, qualified students at Pardee RAND can take courses at Southwestern covering many areas of law. This is not a joint degree program, but is instead intended to provide participating students with a basic knowledge of law and an understanding of relevant tools and frameworks.
Currently, few public policy programs offer courses in legal studies. While this gap is addressed to some extent in MPA/MPP-‐JD programs, they do not meet the needs of policy Ph.D. students who wish to gain substantial exposure to law school course work without the requirement of an additional degree. No other policy PhD program offers students this opportunity to address a major gap in policy and legal education.
Over its 100-‐year history, Southwestern has earned a reputation for the continuing involvement of its graduates in leadership positions in law and policy, particularly within California. At present, for instance, Southwestern alumni account for more than 75 sitting Superior Court judges, 175 district attorneys, 100 public defenders, and 2 federal district court judges in Los Angeles. The partnership between the two schools provides greater access to the LA community and expands the curriculum at Pardee RAND. The certificate program is small and highly competitive. Tuition is covered through a reciprocity agreement.
Funding for Externships and Fieldwork As described in detail below, one of the most unique aspects of this program is the opportunity to work on RAND public policy research projects as part of the academic requirement of the program. But we recognize that, in addition, our students may benefit from the chance to work at a local health clinic or homeless shelter, or to do field work for an international organization or NGO. Frequently, however, these organizations can provide them with valuable experiences, but cannot compensate them at the level they require. Therefore, to enable students to pursue these opportunities, we have raised some funds which are available to be distributed on a competitive basis. Funds from the Pardee Initiative in Global Human Development may also be available to support field work related to improving the lot of the poorest of the poor in Africa and Asia.
The Concept of On-‐the-‐Job-‐Training (OJT) One of the most distinctive aspects of the Ph.D. program in policy analysis at Pardee RAND is the opportunity for students to work at RAND on client-‐oriented RAND research projects. Through this On-‐the-‐Job Training (OJT), students enter a community of practice, gaining professional skills and knowledge that courses alone cannot convey. Our students sharpen their analytic skills, confront messy data sets, learn about team effort, and experience the thrill and agony of searching for rewarding work. Through project work, they learn how to work for supervisors with different professional styles, participate in the writing and editing of RAND reports, gain an understanding of the interests and constraints facing government
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policymakers, and garner invaluable insight into the challenges faced by senior RAND researchers and the clients and policymakers whom RAND serves. No university environment offers students this exposure to real-‐world policy research at the same time they are learning new skills in the classroom. Pardee RAND is not responsible for providing OJT for the student but we do provide support for students in their search for work through guidance, advice, and the OJT Brokers, a group of students each assigned to a research area who assist with connecting projects to students and vice versa. Students search for potential OJT in a variety of ways, including direct outreach to RAND researchers, seminars, faculty and coursework, and research on the RAND intranet. The School sponsors the student-‐run OJT Brokerage that exists to help students navigate the internal market and provide advice on “best practices” for the job search and for interacting with researchers. The Deans will also help students match their interests with opportunities. Students are encouraged to use all available resources and to search for OJT immediately upon arriving at Pardee RAND and throughout their time as enrolled students. Most students work on a variety of projects during their time at RAND, giving them exposure to a range of policy areas, research methods, colleagues, and clients. By the time they graduate, students accumulate the equivalent of at least two years of job experience in policy analysis and policy consulting-‐in addition, of course, to their Ph.D. degrees. Ideally, OJT also provides an important part of the foundation for the dissertation required of all graduating students. During their tenure at Pardee RAND, students find that their value to RAND through OJT increases steadily with time. In their first year, and even early in their second year, the search for OJT may be arduous. Some students experience stress about whether they will meet their OJT requirements. However, as the skills of students increase and their visibility and credibility throughout RAND improves, they find more OJT opportunities come their way. This may create a new kind of stress: the need to weigh multiple offers or accept some offers and decline others due to the fact that even fellows have limited hours in the day! The capacity to graciously say "no" to less-‐valued OJT opportunities is just as important as the enterprising skill of generating OJT. The biggest challenge that students often face is finding a way to link OJT with fulfillment of the dissertation requirement. Although there are many factors that influence the quality of dissertations, a student's success at forging a compelling dissertation topic in the context of OJT is certainly an important one. Even if dissertation research cannot be fully funded through RAND OJT, Pardee RAND encourages students to look for opportunities to tie portions of their dissertations to RAND research projects.
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RAND operates according to an internal market economy and OJT is no exception. Like other RAND researchers, students will find that their interests, skills, and enthusiasm can lead them to rewarding and diverse opportunities. But as in all markets of this type, success depends on the active participation and entrepreneurial skills of all parties, including the students. RAND’s units vary in the ways they manage their demand for labor. Some look ahead to each fiscal year and make fairly firm plans. Others depend on a project-‐award process that often permits only short-‐term planning.
Learning Through On-‐the-‐Job Training As described above, On-‐the-‐job-‐training (OJT) is an integral part of the Pardee RAND education and a defining characteristic of the School, setting it apart from other schools of public policy. As they work as team members on RAND research projects, students gain invaluable professional experience, apply research techniques learned in the classroom, and obtain in-‐depth substantive knowledge about their chosen policy field. Their project work is also the mechanism by which they fund their graduate studies. Given its significant role within the doctoral program, Pardee RAND recognized the need to evaluate whether and to what extent OJT is serving as a conduit of learning. To enable this evaluation we developed a formal system for tracking, understanding, and improving OJT-‐related learning. The goals of the accountability system we created as a result are to:
(a) make explicit the expectations and responsibilities for OJT learning; (b) identify ways to measure and monitor each student’s OJT experience; (c) incorporate the monitoring process into ongoing student assessments and annual
program assessments; (d) establish mechanisms for motivating students, OJT project leaders and others to
meet these expectations; and (e) ensure that students, project leaders and others have the capacity to carry out their
OJT responsibilities. We believe this will improve the effectiveness of the OJT experience and enable us to more directly shape this unique learning environment.
There are four interrelated requirements to ensure the functioning of this accountability system:
§ To develop learning standards that can evolve as the program evolves; § To continuously measure and monitor learning; § To establish mechanisms to provide feedback to and receive feedback from students;
and § To use the information gathered through these processes to strengthen the program.
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Evolving learning standards Learning from OJT is such a central part of the program, we decided we needed to specifically identify the skills we expected students to acquire through their project work and then measure progress in the acquisition of those specific skills for each student throughout their time at Pardee RAND. By doing so, we hope to gain some assurance that students are exposed to and have the opportunity to improve the methodological and professional skills they need to succeed in their careers. Insofar as there is a gap between the skills students desire and the skills they develop through RAND project work, we would like to address this gap and increase enriching OJT opportunities. Our ideas for how best to address this measurement have evolved over the past five years. We will discuss the original plan, exploration of learning standards, and the current thinking.
Development of Core Learning Objectives At the time of the last re-‐accreditation report, we developed a core list of methodological and professional skills we expected students to obtain primarily through their work on RAND research project teams. Through consultation with students and faculty, we agreed upon an initial list of 14 skills later expanded to 19 which fall into five broad categories. (See the list in the table below).
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Continuing to measure and monitor learning To support the standards of learning through OJT, we developed a system to explicitly measure and monitor OJT learning. Gathering this information enables us to both consider what learning should be expected and to gauge attainment of that learning.
Initially, the only formal mechanism for monitoring the student OJT experience was through RAND’s financial system, OASIS, which tracks the hours that students bill to each project. While this provides information on the amount of work a student is doing with whom and on what topic, it yields little information about the quality of the experience from either the student’s or supervisor’s perspective. Moreover, students are not evaluated in the same manner as fulltime RAND research staff. The lack of a more formal review process made it difficult to: (a) track progress in learning over time – either at the individual or aggregate level; (b) make systematic comparisons across students and their cohorts; (c) assess to what degree students are fulfilling the expectations of their OJT supervisors and to what degree OJT supervisors are meeting the learning needs of the students; and (d) identify areas for quality improvement in the OJT experience.
Category Skills
Proposal writing
Literature review
Human subjects protection process
Primary data collection
Secondary data collection
Qualitative data management
Qualitative data analysis
Quantitative data management
Quantitative data analysis
Modeling
Collaborating
Critiquing research
Client relations
Writing
Self-‐management
Interpersonal management
Project and team management
Presenting
Publication
Project Initiation and Preparation
Data collection
Data management and analysis
Project activities and management
Professional activities
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As part of our last re-‐accreditation review, a task force composed of students, faculty and deans created a web-‐based self-‐assessment tool through which Pardee RAND students report annually what and how much they have learned through their OJT experiences. A preliminary version of the survey was developed and pilot tested on a select group of students in May 2009. The assessment tool was subsequently revised based on user feedback and administered to the entire student body in December 2009, with questions pertaining to OJT completed in the prior fiscal/academic year (October 2008-‐September 2009). The second annual self-‐assessment was administered in October 2010, which gathered data on OJT completed in FY2010. Surveys have been fielded annually since that time. We now have data for five years of students that allows us to begin to see patterns and make assessments.
We have compiled and begun to analyze the data at both the program and individual levels. At the program level, for example, we are now able to begin to address the following issues:
• What kinds of learning opportunities (in terms of core skills and substantive areas) do students report being consistently exposed to during their OJT experiences?
• What types of learning are missing or at lower levels than expected?
• How much do students report having learned in each of the core skill sets and substantive areas?
• How are the kinds and amounts of learning opportunities distributed across OJT projects and across students? For instance, to what degree are high-‐learning projects concentrated among few students or a few projects or does everyone have at least a few very good learning opportunities?
The chart below provides an illustration of how the students rated their OJT learning experience in academic years 2011-‐12 (FY12) and 2012-‐13 (FY13). In FY12 over 60% of the 97 students who filled out the survey reported significant learning in self-‐management, writing, collaborating and quantitative data analysis. At the other end of the scale, fewer than 30% reported learning in the area of human subjects protection or proposal writing. In FY13 over 60% of the 79 students who filled out the survey reported learning of “a fair bit” or “a lot” in collaborating, writing, quantitative data analysis, and quantitative data management. Fewer than 30% reported significant learning in client relations, proposal writing, and human subjects protection.
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2012
2013
Collecting the data each year allows us to make comparisons and begin to see trends. For instance, we are able to see whether the list of skills that students rated as providing “a lot” or “a fair bit” of learning is consistent, or not, over time. Comparing fiscal years 2009 through 2013 we see that some skills provided high quality learning experiences across most years,
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while others changed in rank. The chart below shows the “top five” skills students rated each of the past five years as providing the most learning.
Top Five Tasks by Learning FY09 FY10 FY11 FY12 FY13
Quant. Data Analysis Collaboration Inter-‐personal Self-‐Management Collaborating
Quant. Data Mgmt Lit Review Collaboration Collaboration Writing
Writing Writing Writing Writing Quant. Data Analysis
Collaboration Quant. Data Analysis Self-‐Management
Quant. Data Analysis
Quant. Data Management
Secondary Data Coll. Self-‐Management
Lit Review/Quant. Data Mgmt
Lit Review/Quant. Data Mgmt Self-‐management
From this list we can ascertain that in aggregate students are consistently learning on-‐the-‐job how to write, collaborate and manage their workloads. They are also gaining experience in data management and analysis, although they report much more exposure to quantitative data than to qualitative data. Literature reviews are consistently listed as one of the primary vehicles for learning, particularly early in the program.
Equally important from the School’s perspective is to understand what skills students are consistently ranking in the “bottom five” in terms of providing students with opportunities to learn.
Bottom Five Tasks by Learning FY09 FY10 FY11 FY12 FY13
Proposal Human Subjects Human Subjects Human Subjects Modeling
Client Relations Client Relations Proposal Proposal Primary Data Coll.
Qual. Data Mgmt. Proposal Client Relations Client Relations Client Relations
Critiquing Research Qual. Data Analysis Qual. Data Mgmt. Primary Data Coll. Proposal
Presenting Qual. Data Mgmt. Modeling Critiquing Research Human Subjects
From this list we can clearly see that in aggregate over the past five years students have not been learning much about the human subjects protection process, they tend not to be given much responsibility on proposals, and they have fewer opportunities to engage with clients. Moreover, while they have ample opportunities to learn quantitative data analysis and management, they have fewer opportunities to learn by gathering primary data and managing and analyzing qualitative data on RAND projects.
These results are not surprising. It is perhaps to be expected that project leaders do not delegate critical tasks at the beginning (proposal writing, human subjects protection, client relations) and end of projects (client relations, presenting, critiquing and publication) to the most junior members of the project team. We hope that at some point during their tenure at
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Pardee RAND each student will have the opportunity to have exposure to these aspects of a project, but we recognize that in some cases, the only instance they will have to complete some of these tasks on their own will be in work on their dissertation.
Providing Feedback to Students The data we have collected provides us with information which allows us to address the following issues at the level of the individual student at each year in the student’s Pardee RAND career:
• What are each student’s strengths and weaknesses in terms of their core learning skills (as described by their own reports of proficiency)?
• To what degree is the student making progress toward augmenting their skills sets (breadth)? Or are they building on their existing strengths (depth)?
• To what degree has a student’s OJT experience allowed them to learn more about their area of policy specialization?
One visualization of individual student learning is the radar graph. Here we graphed each student’s reported learning in particular skill areas. A zero indicates no learning, a 1 indicates a little bit of learning, a 2 indicates a fair bit of learning, and a 3 indicates a lot of learning. A negative 1 indicates the student was not exposed to that particular skill. These learning responses are in the outer line, coded with color by skill area. The purple line indicates with a 1 or a 0 whether or not the student indicated a desire for more learning in a particular skill area in the survey. Two examples of anonymized radar graphs from actual students are below.
The student in example A has had a fair bit of learning or better in every area except human subjects protection. However, this student also wants to be exposed to more learning in the skills on the left half of the graph, many of which correspond to later stages of research. The
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student in example B, on the other hand, has had few opportunities of exposure and also has a desire for exposure in several areas in which he or she reported no exposure previously.
Review of Performance Pardee RAND conducts First Year Reviews for every student at the end of their first year. Each student is evaluated based on their performance in the classroom, on qualifying exams and on OJT. They provide a self-‐assessment of their performance and we receive feedback from their OJT supervisors who provide information on the quality of their work, whether they showed improvement over time, if they would hire them again and how they would assess the chances that they will successfully complete the PhD. There is also a space for comments which most OJT supervisors use to more fully describe the student’s strengths and weaknesses on project work. At the end of the review, each student receives a memo from the First Year Review Committee which includes an evaluation of their first year OJT performance.
Students beyond the first year have been encouraged to seek direct feedback from their OJT supervisors at regular intervals, and project leaders will from time to time reach out to discuss situations where students are performing consistently above or below expectations. But the School has not conducted formal reviews of OJT performance beyond the first year until now. Beginning in September 2014, we will be conducting a Second Year Review which will include an evaluation of second year performance in the classroom, on OJT, and assess progress towards the dissertation. In addition to seeking input from OJT supervisors, we will also be using the graphs above for each individual student (generated from their first year data) as starting point for a discussion about what the student would like his or her graph to look like when they graduate and, if needed, how to address deficiencies as in example B.
In January or February 2015, we will be conducting a Third Year Review looking at progress to-‐date by students who will just be beginning their fourth year in the program. By the time of this Third Year Review, we will have accumulated three years of information and have a good understanding of the student’s academic performance and progress toward a dissertation, as well as the quality of their OJT work. These three pieces together can give the deans a sense of whether the student’s Pardee RAND experience as a whole is meeting his or her needs and meeting performance and timeline expectations.
Using Data to Strengthen the Program One of our goals in gathering these data was to use it to make improvements in the program. As noted above, we recognized that students were not getting as much exposure to clients as we want them to have. In part, this is because the majority of RAND clients are in the Washington, D.C. area and most of our students are located in Santa Monica.
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To help students bridge the gap, in FY2014 with RAND investment funds, we piloted a program offering short-‐term travel grants to students to travel for up to a week to RAND offices in either DC or Pittsburgh to build connections to RAND researchers for OJT and/or dissertations. We encouraged students to use this funding to seek out opportunities to interact with clients wherever possible. Thus far we have supported trips by 16 students with 4 going to Pittsburgh and 12 going to DC. Students used these funds for a variety of activities, including client meetings, joining project team members for intensive working sessions, networking with researchers in person to obtain new OJT opportunities, and discussing dissertation plans with existing or potential committee members. We are building these funds into our core budget for next year and will continue to provide support for travel for these purposes.
We also believed we could incentivize faculty to provide more mentoring to students on their OJT projects. Our reliance on RAND for Pardee RAND faculty is one of our greatest strengths. It allows us to recruit teaching faculty that are truly committed to teaching. And it enables us to include On-‐the-‐Job-‐Training as an integral component of our academic program. The custom and mechanism for paying teaching faculty is well-‐established. But until FY2013 we had not compensated mentoring faculty (those who take on the responsibility of turning inexperienced students into peers by working with them for a significant period of time on RAND research projects). In FY2013 we used RAND investment funds for a pilot program for faculty mentors. This program provides all first year students with 3 days to work with a researcher of their choice. The researchers receive up to 3 days of coverage for mentoring students. In FY2014 we absorbed this program into our Student Support budget. Overall, this program appears to have been successful at providing first year students more substantial project work. We will be surveying the students to better understand whether they are also receiving the mentorship we anticipate.
Creating Universal Norms for OJT Learning? Since 2010 we have continued to monitor and analyze exposure of students to the 19 core skills. The self-‐assessment surveys have given us information about the learning most students receive in these areas. We have discussed whether or not we want to create a universal norm or benchmark for each of the skills that we expect every student in the program to obtain. We took this idea to the Faculty Committee on Curriculum and Appointments (FCCA) for discussion. The outcome was an emphatic rejection by the FCCA of the idea of having universal norms, even in broad categories. The FCCA pointed out several challenges to imposing universal norms. First, Pardee RAND students have diverse backgrounds and varied skills before beginning the program. Researchers sometimes seek out particular students with pre-‐existing skills for work on OJT. The faculty did not wish to either penalize students who come in with a high level of understanding or give them an unfair advantage. Handling this kind of discrepancy is doubly hard, since it would probably entail some sort of evaluation other than the student’s own assessment of his or her mastery. Second, although a core set of skills used in OJT does exist, each student may have a different level of need or desire for certain specific skills. There was little consensus on what would be a minimum level of learning in particular areas. Finally, if
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norms were set for OJT, then the responsibility for assigning projects would need to be shared between the administration and students to ensure fair access to opportunities for skill improvement. Such a system would no doubt be complicated and also quite different from the way the rest of the RAND labor management operates. It would also, potentially, detract from one of the advantages of OJT: encouraging students to network and develop opportunities on their own.
Due to the incredibly varied backgrounds, interests, and future goals of the Pardee RAND student body, the FCCA and the administration have chosen to pursue an individualized strategy for applying learning standards to OJT work. We will continue to review responses to the self-‐assessment on an individual level and at the program level. In the case of the individual level, we will use these data to initiate a conversation with each student. These conversations about OJT learning will occur primarily in the second-‐year and third/fourth year review meetings which we discussed earlier in this document.
OJT as Preparation for the Dissertation In addition to providing exposure to these aforementioned 19 skills, OJT can open up avenues for students’ dissertations. It can enable them to learn about new datasets and analytic techniques not covered in the coursework and to meet and work with researchers in the broader RAND community who may join their dissertation committees. In the OJT survey, we ask students about ten such opportunities. Students reported accessing additional opportunities from a higher proportion of OJT projects in FY2012 than in FY2013. More than a third of students reported that over 50% of their projects aided with dissertation data, provided a dissertation topic, dissertation research questions, methods or subject knowledge in FY2012. In contrast, in FY2013 the same proportion of students reported that more than half of their projects helped in only two areas: developing professional skills and developing career qualifications. Prior to FY2013, the survey responses looked very similar to FY2012. For FY2013 we saw a dramatic increase in students reporting no learning and a dramatic decrease in students reporting significant learning. We do not yet believe this change indicates a trend, but we are looking at the data at a more granular level and talking with students to try to better understand why we see such a change. We will also monitor this in our FY2014 survey.
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2012
2013
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Learning Objectives and the Dissertation
Monitoring and Measuring Dissertation Quality The dissertation is the culmination of the educational process. As such, we expect each dissertation to demonstrate the author’s mastery of both a policy issue area and the analytic techniques appropriate to conduct a policy analysis in this issue area given the state of development of the data and what is known about the issue. We also expect all dissertations to make a contribution to the policy literature. As part of this Program Review we are investigating to what extent students are demonstrating mastery in their dissertations.
But before we addressed the outcomes of the dissertation process, we first needed to refine and clarify dissertation requirements and quality standards, and to devise better procedures for tracking student progress through the program. In response to repeated requests from students and faculty for clearer guidance on what was expected at each stage of the dissertation process, we have broken down the process into ten discrete steps, provided more detailed guidance in our Student Handbook on what is expected at each stage, and devised a “stop light” chart to help students navigate their way through the process.
Our goal is to enable students to complete all degree requirements including the dissertation in no longer than 5 years. In thinking through how to improve the quality of Pardee RAND dissertations and to facilitate timely completion, the faculty and administrative staff have decided the primary levers we have are the following:
• Provide more time: get students started earlier and keep them on track • Provide more mentoring: create structure so students don’t get lost and get committees
on board with these structures • Provide more funding: to enable more creative dissertations, beyond the constraints of
client-‐sponsored work.
To provide more time in the program for students to focus on their dissertations, in academic year 2006-‐7 the core curriculum was consolidated into the first year. Comprehensive exams are now held in July after the first year. This enables students to focus their academic preparation on those subjects and methodologies that they will need to master in order to employ in their dissertation research beginning in their second year.
To create structure and increase mentoring along the way, we have devised a dissertation process [laid out in the flow chart below] with various points of check-‐in and intervention either by the administration, by the dissertation committee, by other faculty or some combination. Beginning in the second year, students are required to participate in one of the three monthly dissertation workshops. These non-‐credit workshops are constituted along analytic method
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lines (economics, empirical analysis or social and behavioral science) and students elect to attend one depending upon the primary methodology they will use in their dissertation. The purpose of the dissertation workshop is to provide students with a more concrete understanding on how to: consider topics, develop and focus a researchable question, form a dissertation committee, identify data sources, identify funding possibilities, write a proposal, and choose to write a classic monograph or follow a three-‐essay format. Moreover, we believe that having students go through the process as a group can provide positive peer effects and build camaraderie.
Figure 1. Dissertation Process
Students must be enrolled in a dissertation workshop even beyond the second year until the instructor informs the Registrar that the student has met the following minimum requirements:
• submited a six-‐slide briefing articulating the policy issue, research questions, motivation, method and approach, feasibility, and a personalized work plan for the dissertation;
• submited a two-‐ to three-‐page paper covering the items on the slides in slightly more detail; and
• identifed a chair for their dissertation committee.
Second Year Review
First Year Course Work
OJT
6 Slide Briefing & Committee
Chair
Dissertation Research
OJT Proposal Defense
Sign-‐off by Dissertation Workshop Leader
Dissertation Draft to
Committee
Dissertation Research
OJT
Dissertation Research
OJT Dissertation Defense Dissertation
Submission
Cmte Sign-‐off & Proposal Eval.
Cmte Sign-‐off &
Dissertation Eval.
Dissertation Awards
2nd Year Electives
Dissertation Workshop
OJT
First Year Review
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We find that these three requirements help motivate students to start considering (and ultimately making) key decisions regarding what questions their dissertation will address and how they will go about answering such questions.
The program has also introduced revised eligibility requirements for proposing a dissertation to ensure that each student is well-‐grounded in the tools of policy analysis and has a solid understanding of their chosen policy field. To schedule a proposal defense, students must show that they have:
• Satisfactorily completed all core courses
• Satisfactorily completed first year review • Declared, but not necessarily completed, an analytic concentration (optional) • Completed a policy area specialization which consists of:
§ At least three substantive policy seminars § At least 50 days of OJT in their chosen policy area § At least one independent study in their policy area
• Successfully completed the dissertation workshop • Obtained tentative approval from their committee of the proposal draft
We believe if we can get students to successfully defend their dissertation proposals within their third year, they are more likely to complete the program within five years. We also believe that if students successfully defend their dissertation proposals, those that take a leave of absence are far more likely to complete their degrees. We will be looking at our data over the coming years to see if this is, in fact, true. Another tool we have devised to assist students and faculty to understand the expectations of the program is the Dissertation Timeline (aka “stoplight chart”). As you’ll see below, the chart conveys visually at which point in the program students should be reaching each milestone from completing their dissertation workshop to notification of their full committee to submitting their final dissertation. At any given academic quarter, students can clearly see what we expect them to have accomplished on their dissertations and can ascertain whether they are making satisfactory progress (green), are falling behind (yellow) or may be subject to an intervention (red). This chart also provides the Pardee RAND administration a mechanism to easily track each student’s progress and intervene early if a student begins to go off-‐track.
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To provide additional incentives towards timely completion of each milestone, we have linked funding for conference travel and dissertation awards to progress towards completion. Students who are on track are given priority for this funding. Conversely, students who are deemed not to be making satisfactory progress may be denied the opportunity to apply for funding or may have access to funding temporarily suspended until they get back on track.
As noted above, students are not guaranteed enrollment beyond the fifth year in the program. They must petition the Dean and develop a concrete work plan and timeline for completion. There is also a small financial disincentive built into the program as even if they are approved for their sixth year or beyond, tuition increases by $1000 per quarter above the cost for students in Years 3-‐5.
The third lever we have developed to promote quality dissertations that can be completed in a timely manner is by increasing the amount of funding we have available. As stated earlier in this document, the Graduate School has made great strides in securing funds to support students’ work on dissertations. While many Pardee RAND dissertations continue to be funded by and closely linked to RAND project work, beginning in 2002 with a multi-‐year $350,000 pledge from a member of the Pardee RAND Board of Governors, Pardee RAND began to provide dissertation awards on a competitive basis with the goal of catalyzing superb policy research on some of the most intractable problems facing our nation and the world. In 2004, Pardee RAND awarded three dissertation fellowships of $42,500 each, for a total of $127,500. In 2013-‐14, a total of $368,000 was awarded to twenty-‐three students in grants ranging from $5000-‐$42,000. We expect to award a comparable amount in 2014-‐15.
Dissertation Quality Assessment We believe that the dissertation and the process by which students produce it are critical components of Pardee RAND’s learning objectives. We chose to focus our assessment of dissertation quality on the explicit milestones directly connected to the dissertation process including dissertation workshops, mentoring, and clearer communication of standards. Working directly with faculty and students, our initial efforts were relatively simple and straightforward changes to existing processes and, as described above, involved establishing multiple means of communicating information about these processes to students, faculty and
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other stakeholders. This included establishing more explicit objectives and requirements for the dissertation workshops and clarifying the dissertation requirements for all cohorts of students as described above. The final and largest task was to establish explicit dissertation standards for both the process of completing the dissertation and the final product.
Creation of Explicit Pardee RAND Quality Standards As part of the Accreditation Process, we worked with Pardee RAND faculty and students to refine our existing standards and to create two new and related tools for the dissertation committees to use to assess dissertation quality. The result was the Dissertation Proposal Quality Assessment Tool and the Dissertation Quality Assessment Tool. [see appendix]. Both were fully deployed in academic year 2011-‐12. The quality assessment tools are sent to dissertation committees in advance of the proposal and dissertation defenses and then at each proposal defense and dissertation defense the committees are required to fill out the one-‐page evaluation sheet indicating whether the student passed, passed with conditions, or failed the defense. They are also asked to use this tool to provide the committee’s evaluation of the student’s progress on each included standard.
The Proposal Defense Evaluation Tool asks the committee members to rate the student across nine standards in three categories: research goals; research methods and background and preparation. The Dissertation Quality Assessment Tool is more comprehensive consisting of twenty-‐two questions relating to eighteen standards. In both cases, members of the dissertation committee are asked to arrive at a consensus assessment at the time the student offers his or her dissertation defense.
Both tools have been in place for nearly three years. While originally conceived as a method to uncover weaknesses in the curriculum or in individual student’s preparations, we have found that instead the tools are most useful in conveying to committee members what Pardee RAND wants them to focus on at each stage of the process. These two assessment tools have created a constructive dialogue between the student and his or her committee. Furthermore, and perhaps most importantly, these assessments have been used to inform students and faculty of what Pardee RAND desires all students to accomplish through the dissertation process.
Looking Ahead Now that we have systems in place to monitor and measure progress towards the dissertation and the quality of the products, we are beginning to gather data which we will use in evaluating how well individual students and the program as a whole are doing. In particular, we are asking ourselves:
1. Are the evaluation tools (for proposal and final dissertation) giving us meaningful data? 2. Is the average time to degree completion improving? 3. Are we seeing any increase in students publishing their dissertations?
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4. Are there program changes we should be making as a result of what we’ve learned?
Below is a list of our most recently completed dissertations.
Student Achievement As benchmarks of quality, we also track student achievement in terms of time to completion, initial job placements and career trajectories and publications. We include some recent data in each category below.
Time to Completion As of 2013, the average time for completion was just under 5 years (59 months).
Throughout its history, Pardee RAND has maintained a higher 5-‐year completion average than other Ph.D. programs. Data from a recent study by the Ph.D. Completion Project of the Council of Graduate Schools showed an average 5-‐year completion rate by discipline between a low of 11.8% in the humanities to a high of 34.5% in engineering. Pardee RAND 5-‐year completion rates are over 40%. The average time to completion, for students who graduate, is about 5 years. And over the past 10 years, our overall completion rate is 74%. Our withdrawal rate averages about 12% of all matriculated students over that same time period.
First Name Last Name PhD Year Diss. Title
Lisa Klautzer 2013Can economic openness inspire better corporate governance? - An exploration of the link between openness and corporate governance based on the Asian experience
Ruopeng An 2013 Eating Better for Less--Effectiveness of Financial Incentives in Modifying Dietary and Grocery Shopping Behavior
Benjamin Bryant 2013Monopoly and Micro-irrigation in Smallholder Water Markets: Using exploratory modeling to consider interactions between market structure and agricultural technology subsidies
James Burgdorf 2013 Labor Market Outcomes of Health Shocks and Dependent Coverage ExpansionStephanie Chan 2013 Fighting Obesity in the United States with State Legislation
Amber Didier 2013The Influence of Contact with Children, Contact with Healthcare Professionals, and Age on Influenza Vaccine Uptake
Kay Faith 2013 Patterns of Creation and Discovery: An analysis of defense laboratory patenting and innovationEileen Hlavka 2013 Policy Impacts on Wind and Solar Innovation: New Results Based on Article CountsSeo Yeon Hong 2013 Three Essays on Child Labor and Education in Developing CountriesDavid Johnson 2013 Improving Flood Risk Estimates and Mitigation Policies in Coastal Louisiana Under Deep UncertaintyRussell Lundberg 2013 Comparing Homeland Security Risks Using a Deliberative Risk Ranking MethodologyTewodaj Mengistu 2013 Emerging Infrastructure Financing Mechanisms in Sub-Saharan AfricaHaralambos Theologis 2013 Capacity Management and Changing Requirements: Cost Effective Decision Making in an Uncertain WorldXiao Wang 2013 The Role of Economic Development Zones in National Development Strategies: The Case of China
Alessandro Malchiodi 2013Three Essays on Education Policy - Empiricial Analyses of the Challenges and Opoortunities with For-Profit Colleges, Military Enlistment and Immigration
Daniel Waxman 2013The Impact of Tort Reform, Medicare Plan Choice, and Geography on Health Care Processes, Outcomes, and Expenditures
Matthew Hoover 2014 It Takes a Village: Network Effects on Rural Education in AfghanistanSarah Kups 2014 Topics in Migration ResearchChristopher Lau 2014 New Medical Technology Development and Diffusion: Policy Challenges and ConsiderationsJesse Sussell 2014 Changing Constituencies and Rising Polarization in the Congress: Three EssaysSteven Isley 2014 Evaluating the Political Sustainability of Emission Control Policies in an Evolutionary Economics SettingChristopher McLaren 2014 Reducing the Economic Burden of Work-Related Injuries Caroline Tassot 2014 Three Essays on Subjective Well-beingMichael Scarpati 2014 Designing Efficient Systematic Reviews for Improved Synthesis of Medical EvidenceEthan Scherer 2014 Three Essays on Education Reform in the United States
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Career Development Another check on the quality of the program is the types of jobs students are able to obtain directly after completing the program. To assist students in their job search we established in 2009 the Office of Career Development which provides comprehensive support to doctoral fellows throughout their time at the institution. The office exists to help fellows explore the many paths open to them and refine their career goals proactively, so that they are ready to enter the job market with a focused approach to the career search. Career Development provides counseling, interview coaching and resume preparation as well as a variety of events to help familiarize fellows with the various options available to them upon graduation. Career talks from visiting alumni and recruiting events happen at least monthly during the academic year; other skills workshops are held regularly.
The office is staffed by an experienced senior consultant active in the field of executive recruiting, and a partner at one of the top executive search firms. He is supported by the program coordinator, an administrative assistant, and the student-‐led Career Services Advisory Council.
An indication of the success is that almost every entity which has hired one of our graduates comes back to hire another. Employment in the field within six months of graduation is over 95%. Below is a list of our placements for those students who graduated in 2013 and 2014.
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Graduate Placements, 2013-2014 (as of July 2014)
2013 Graduates
Cohort Position
2008-2009 Tenure track Assistant Professor, College of Applied Health Sciences, University of Illinois Urbana-Champaign
2007-2008 Assistant Professor, Sam Houston State University
2008-2009 Operations Research Analyst, Office of the Secretary of Defense CAPE
2010-2011 Combat Rescue Officer Trainee, United States Air Force
2010-2011 Visiting Associate Professor, University of California, Los Angeles
2005-2006 Postdoctoral Scholar, Stanford University
2007-2008 Prevention Effectiveness Fellow, Centers for Disease Control and Prevention
2009-2010 Fiscal and Policy Analyst, California Legislative Analyst's Office
2007-2008 Air Pollution Specialist, State of California Air Resources Board
2005-2006 Economist Consultant, The World Bank Group
2008-2009 Policy Officer, European Commission, Directorate - General for Internal Market and Services
2007-2008 Teutsch Fellow, Centers for Disease Control
2008-2009 Senior Economic Analyst, Port Authority of New York and New Jersey
2014 Graduates
Cohort Position
2010-2011 Post-doctoral Fellow, National Renewable Energy Laboratory
2008-2009 Junior Economist - Migration, Organization for Economic Co-operation and Development (OECD)
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2005-2006 Policy Researcher, Abu Dhabi Police
2009-2010 Manager, Analytics and Strategy, One Acre Fund
2010-2011 Manager, Genentech
2007-2008 Quantitative Consultant, Corporate Executive Board Company
2006-2007 Staff Researcher, University of California, San Diego
2008-2009 Mathematician, RAND Corporation
2010-2011 Senior Quantitative Associate, Social Policy Research Associates
2010-2011 Research Associate, University of Southern California
Student Publications We track student publications primarily through the RAND publications database. This records all RAND publications that students authored or co-‐authored as well as publications in non-‐RAND peer-‐reviewed journals and other publications that they subsequently recorded in RAND’s database. A list of recent student-‐authored publications is maintained online.
The tables below provide data on the number of registered publications by students who have graduated from the program. The numbers reflect publications that students worked on while at Pardee RAND, but in some cases publication occurred after their exit date from the program.
Pardee RAND Air Force fellows are included in this data; note that these students are required to complete their Ph.D. within three years and often have lower rates of publication than other students not on this limited timeline.
Pardee RAND does not currently have a systematic way of collecting data on the publication records of our alumni, but we are exploring the possibility of conducting a survey of our graduates at the 5-‐year and the 10-‐year mark to collect data on their career paths and contributions to the field including publications.
Average Number of Registered Publications at Graduation by Cohort
Entrance Year Average Number of Publications per Student
2003 8.50
2004 5.15
2005 7.39
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2006 7.38
2007 6.67
2008 6.50
2009 2.00
2010 4.00
Overall 6.44
Number of Registered Publications by Cohort, as of May 2014
Entrance Year Publications Graduates from Cohort
2003-2004 68 8
2004-2005 67 13
2005-2006 133 18
2006-2007 96 13
2007-2008 80 12
2008-2009 52 8
2009-2010 10 5
2010-2011 16 4
Grand Total 544 81
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Publications by Cohort
Final Thoughts As is evident from the discussions above, we have yet achieved a state of perfection. Instead, we are continuously evaluating what we are doing with a view towards doing better. We are designing on-‐going processes that will enable us to collect better and more complete data on student learning outcomes in the three areas of our program: classroom learning, OJT and the dissertation. As we gather this data, we will be in constant dialogue with the faculty to make sure that the data we are gathering are useful and relevant for them as well as the Pardee RAND administration.