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On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok, Thailand 26.8.2009 Department of Systematic Theology

On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

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Page 1: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

On the Relationship between Social Ethics and Nanotechnology

Janne Nikkinen, Postdoctoral Researcher

Nanoethics Asia 2009, Chulalongkorn

University, Bangkok, Thailand

26.8.2009

Department of Systematic Theology

Page 2: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 2

Outline

Context of discussion: Technology assessment (TA)

Interests of NT actors

Ideological notions in the NT debate

Some concluding remarks

Page 3: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 3

Background

Postdoctoral research project “Global nanoethics – local

applications” from 2008 onwards

Comparison of ideological factors in the key documents of

nanotechnology in the U.S., EU and Asia (Thailand?)

Three case studies with examples from specific NBIC-

technologies

Page 4: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 4

Introduction

Nanoethics – something special (Schummer 2006)? ”[…] development, study, practice, and enforcement of a set

of culturally accepted beliefs, mores, guidelines, standards,

regulations, and even laws for governing rapidly advancing

nanotechnologies across multiple economic sectors”

Nanoethics as a part of a whole (Baumgartner 2008): ”[…] thorough and comprehensive investigation of the ethical

aspects of nanotechnology obviously requires the integration

of different perspectives such as social ethics…but also

perspectives not explicitly ethical at first glance”

Page 5: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 5

TA process in NT: Technology itself

Reasons for assessment

Symbolic value

Normative characteristics

Desirability of its effects

Unintended consequences

Alternatives

(adapted from Jose M. Cozar-Escalante, unpublished, cf. Lehoux & William-Jones 2007)

Page 6: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 6

TA: Stakeholders

Direct and indirect beneficiaries vs. potential victims

Financial and other interests

Professional prestige

Researcher’s interests

Power relations among stakeholders

(adapted from Jose M. Cozar-Escalante, unpublished, cf. Lehoux & William-Jones 2007)

Page 7: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 7

TA in NT: Assessment methods

Choice of end points

Selection of studies

Representativeness of users

Level of generalization and research ethics

TA’s producers’s interests

Moral consequences of the TA

(adapted from Jose M. Cozar-Escalante, unpublished, cf. Lehoux & William-Jones 2007)

Page 8: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 8

Decision-making (resource implications related to nanotechnology’s dissemination)

Distribution and access to services and products

developed by means of NT

Moral obligation to implement a technology

Social justice, fairness, equity, legitimacy, entitlement

Impact on other parts of society, reaction of public and

public accountability

(adapted from Jose M. Cozar-Escalante, unpublished, cf. Lehoux & William-Jones 2007)

Page 9: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 9

TA in NT: Broader societal issues

Impact on human integrity and dignity

Challenge with social values and arrangements

Conflict with convictions Religious

Social

Cultural

Contradiction with legal arrangements

(adapted from Jose M. Cozar-Escalante, unpublished, cf. Lehoux & William-Jones 2007)

Page 10: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 10

Conflict of interest in environmental technology: Pesticide studies

Independent Science Advisory Board of the U.S.

Environment Protection Agency (EPA) studied health and

safety research provided by American pesticide

producers

All studies conducted by humans were scientifically

”invalid”

Small sample sizes, from 7 to 50 subjects (when at least

2500 from each and every group would have been

needed)

(Schreder-Frechette 2007)

Page 11: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 11

Pesticide studies and their lesson to NT

According to Kerstin Schreder-Frechette (2007), the

pesticide studies were ”[…] predetermined to generate false-negative conclusions,

false conclusions that the pesticides were not harmful […]

”Because virtually all nanotechnology research is done by

those who expect to profit from it, mostly chemical

companies, there are few ground for believing that this

research, done with a clear conflict of interest, is likely to

produce results that are any more reliable than the pesticide

studies evaluated by the EPA Science Advisory Board [...]”

Page 12: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 12

Ideological content in NT debate

In NT debate, there are a number of assumptions of

social needs, goals and values that are not well-grounded

Claims that are based on actual research results or other

scientific data

Quasi-ideological claims that while may be true, so far

unproven

Purely ideological beliefs with unclear evidential support

Page 13: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 13

Certain examples (Schummer 2008)

Science policy goals as unquestionable facts

Higher necessity to conduct research (naturally

determined)

Opportunity to present NT goals as societal needs

NT as next ”industrial revolution”

Page 14: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 14

Cf. the biotechnology revolution

Pharmaceutical innovation process: between 1978 and

1998 substantial increase in bioscience publications

Seven-fold increase in patenting (USPTO classes 424

and 514, therapeutically active compounds) 1978-1998

Ten-fold increase in R&D spending 1978-1998

(Nightingale and Martin 2004)

Page 15: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 15

Results of Nightingale and Martin

Same number of drugs approved by the FDA in 2002 as

in 1982 (lag of 4-8 years between investments/patents)

During the period of Jan 1986 – Apr 2004 only 16

biopharmaceuticals were better than “minimal

improvements,” compared to pre-existing treatments

At least three were already characterized in 1980 (biotech

research has only improved the production techniques)

(Nightingale and Martin 2004)

Page 16: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 16

Impact on scientific goals

The US National Cancer Institute’s goal is to “eliminate

suffering and death from cancer by 2015”

The role of technological developments?

The role of cultural factors and personal choices?

Page 17: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 17

Possible lessons for the nanotechnology

In pharmaceutical innovation process expectations were

“wildly optimistic and overestimate the speed and extent

of the impact of biotechnology”

At first, rapid and localized quantitative improvements in

productivity that mislead the interpretations of the

situation

Vested interests of

- management consultants

- financial analysts

- venture capitalists

(Nightingale and Martin 2004)

Page 18: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 18

National Nanotechnology Initiative in the U.S. and nano-, bio-, information and cogno (NBIC)

The National Science Foundation (NSF) sponsored report

stated that human enhancement is a greater societal

need, rather than goals of specific interest groups

Among others, claim that human has become the

weakest link, both physically and cognitively, in modern

warfare

NBIC-projects with intention to Human experiments on brain-machine implants

Genetic-/biochemical engineering of humans

Enhancing human capacities for the purposes of warfare

(Roco & Bainbridge 2002, as in Schummer 2008)

Page 19: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 19

Ideological notions in the NBIC-report (2002)

According to Joachim Schummer, the implicit aim is to

create transhumanist world or harmonous cyber-network

society (by means of the U.S. taxpayer funding)

NBIC as a tool for transhumanism (Schummer 2008): ”[…] the NBIC-report includes most of the central features of

human enhancement that transhumanists consider as steps

towards their salvation…Under the heading of

nanotechnology, and by the help of the military and

transhumanists, these ideas have now become part of

official science policy agenda in the US.”

(Schummer 2008)

Page 20: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 20

Making the normative stances explicit

The normative dimension of science policy reports and

publications is always present, but not always clear

There is a need for (Schummer 2009) Philosophical analysis of science policy concepts and reports

Empirical scrutinity of science policy claims about NT and

other converging technologies

Critical assessment of technological visions and policies

Sociological analysis of the role and dynamics of NT-debate

Page 21: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 21

Some concluding remarks

It seems that in the NT debate several viewpoints and

assumptions are widespread and promoted, but without

clear evidentiary support or public acceptance

Some of these notions originated already decades ago in

studies that relied on outdated data or questionable

research paradigms (e.g. Drexler 1986)

The problematic ideological contents may have also been

moving from one publication to another, thereby affecting

goals and aims of science policy in various countries

Page 22: On the Relationship between Social Ethics and Nanotechnology Janne Nikkinen, Postdoctoral Researcher Nanoethics Asia 2009, Chulalongkorn University, Bangkok,

26.08.2009 22

Thank you

Contact

mailto:[email protected]