8
2366 IEICE TRANS. COMMUN., VOL.E91–B, NO.7 JULY 2008 PAPER On Cellular MIMO Channel Capacity Koichi ADACHI a) , Student Member, Fumiyuki ADACHI †† , and Masao NAKAGAWA , Fellows SUMMARY To increase the transmission rate without bandwidth ex- pansion, the multiple-input multiple-output (MIMO) technique has recently been attracting much attention. The MIMO channel capacity in a cellular system is aected by the interference from neighboring co-channel cells. In this paper, we introduce the cellular channel capacity and evaluate its outage capacity, taking into account the frequency-reuse factor, path loss exponent, standard deviation of shadowing loss, and transmission power of a base station (BS). Furthermore, we compare the cellular MIMO down- link channel capacity with those of other multi-antenna transmission tech- niques such as single-input multiple-output (SIMO) and space-time block coded multiple-input single-output (STBC-MISO). We show that the op- timum frequency-reuse factor F that maximizes 10%-outage capacity is 3 and both 50%- and 90%-outage capacities is 1 irrespective of the type of multi-antenna transmission technique, where q%-outage capacity is de- fined as the channel capacity that gives an outage probability of q%. We also show that the cellular MIMO channel capacity is always higher than those of SIMO and STBC-MISO. key words: MIMO, multi-cell environemnt, channel capacity 1. Introduction Multiple-input multiple-output (MIMO) transmission is known as a promising technique to increase the transmission rate without bandwidth expansion [1]. In the cellular sys- tem, the same carrier frequency is reused at dierent cells to eciently utilize the limited bandwidth. Therefore, the channel capacity is aected by not only the noise but also the co-channel interference (CCI) from the neighboring co- channel cells. The channel capacity can be increased using the MIMO technique by a factor of the number of transmit antennas but is degraded by CCI. To mitigate the adverse ef- fect of CCI, it is necessary to increase the distance between the cells using the same carrier frequency (i.e., to increase the frequency-reuse factor). But, this reduces the channel capacity per cell. This is because as the frequency-reuse fac- tor increases, the bandwidth allocated to each cell is made narrower. In [2] and [3], the channel capacity improvement by MIMO technique over the single-input single-output (SISO) technique and single-input multiple-output (SIMO) tech- nique in a cellular environment is evaluated by taking into Manuscript received September 26, 2007. Manuscript revised March 1, 2008. The authors are with School of Science for Open and Envi- ronmental Systems, Graduate School of Science and Technology, Keio University, Yokohama-shi, 223-8522 Japan. †† The author is with the Department of Electrical and Com- munication Engineering, Graduate School of Engineering, Tohoku University, Sendai-shi, 980-8579 Japan. a) E-mail: [email protected] DOI: 10.1093/ietcom/e91–b.7.2366 account the propagation parameters and transmit power. However, the impact of frequency-reuse factor on the chan- nel capacity per cell with MIMO technique has not yet been fully investigated. It is practically important to see if the MIMO technique can increase the channel capacity per cell. In [4], MIMO with singular value decomposition (SVD) is considered and the impact of cell-sectorization and frequency-reuse factor on the user peak throughput and me- dian channel capacity per cell is evaluated to show that the universal frequency-reuse (or the single frequency-reuse) provides the highest capacity. The throughput improvement of MIMO with SVD over SIMO is discussed in [5]. Since Alamouti proposed the space-time block codes (STBC) [6], the multiple-input single-output (MISO) downlink transmit diversity [7] has been attracting much attention because the complexity problem of a mobile terminal can be alle- viated. To the best of authors’ knowledge, the compre- hensive capacity comparison of SISO, SIMO, STBC-MISO, and MIMO in a cellular system is not available in any litera- ture. So far, no literature discussed about the cellular MIMO channel capacity when the capacity enhancement technique (such as power allocation based on the water filling theory) is used. Furthermore, the impact of propagation parameters (e.g., path loss exponent and shadowing loss standard de- viation) on the cellular MIMO channel capacity is also not available in any literature. The channel capacity varies according to the distance- dependent path loss, shadowing loss and multipath fading. In this paper, we call the channel capacity per cell as the cellular channel capacity. Recently published papers [2], [3] focus on the mean spectral eciency, which is the cellular channel capacity averaged over positions of users uniformly distributed in the cell. The cellular channel capacity is a random variable and therefore, the theoretical analysis of cellular channel capacity is quite dicult if not impossible. In this paper, we first obtain the information outage proba- bility for the given frequency-reuse factor and then, find the q%-outage capacity [8], [9] (which is defined as the channel capacity that gives an outage probability of q%). We con- sider the 10%-, 50%-, and 90%-outage capacities and dis- cuss the optimum frequency-reuse factor F that maximizes the each outage capacity using MIMO technique (cellular MIMO channel capacity). The rest of the paper is organized as follows. In Sect. 2, the system model is described and the cellular channel ca- pacity formula is presented. Simulation setup is given and then numerical results of information outage capacity and Copyright c 2008 The Institute of Electronics, Information and Communication Engineers

On Cellular MIMO Channel Capacity · 2010-09-08 · ADACHI et al.: ON CELLULAR MIMO CHANNEL CAPACITY 2367 q%-outage capacity are presented in Sect.3.Section 4 con-cludes the paper

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Page 1: On Cellular MIMO Channel Capacity · 2010-09-08 · ADACHI et al.: ON CELLULAR MIMO CHANNEL CAPACITY 2367 q%-outage capacity are presented in Sect.3.Section 4 con-cludes the paper

2366IEICE TRANS. COMMUN., VOL.E91–B, NO.7 JULY 2008

PAPER

On Cellular MIMO Channel Capacity

Koichi ADACHI†a), Student Member, Fumiyuki ADACHI††, and Masao NAKAGAWA†, Fellows

SUMMARY To increase the transmission rate without bandwidth ex-pansion, the multiple-input multiple-output (MIMO) technique has recentlybeen attracting much attention. The MIMO channel capacity in a cellularsystem is affected by the interference from neighboring co-channel cells.In this paper, we introduce the cellular channel capacity and evaluate itsoutage capacity, taking into account the frequency-reuse factor, path lossexponent, standard deviation of shadowing loss, and transmission power ofa base station (BS). Furthermore, we compare the cellular MIMO down-link channel capacity with those of other multi-antenna transmission tech-niques such as single-input multiple-output (SIMO) and space-time blockcoded multiple-input single-output (STBC-MISO). We show that the op-timum frequency-reuse factor F that maximizes 10%-outage capacity is3 and both 50%- and 90%-outage capacities is 1 irrespective of the typeof multi-antenna transmission technique, where q%-outage capacity is de-fined as the channel capacity that gives an outage probability of q%. Wealso show that the cellular MIMO channel capacity is always higher thanthose of SIMO and STBC-MISO.key words: MIMO, multi-cell environemnt, channel capacity

1. Introduction

Multiple-input multiple-output (MIMO) transmission isknown as a promising technique to increase the transmissionrate without bandwidth expansion [1]. In the cellular sys-tem, the same carrier frequency is reused at different cellsto efficiently utilize the limited bandwidth. Therefore, thechannel capacity is affected by not only the noise but alsothe co-channel interference (CCI) from the neighboring co-channel cells. The channel capacity can be increased usingthe MIMO technique by a factor of the number of transmitantennas but is degraded by CCI. To mitigate the adverse ef-fect of CCI, it is necessary to increase the distance betweenthe cells using the same carrier frequency (i.e., to increasethe frequency-reuse factor). But, this reduces the channelcapacity per cell. This is because as the frequency-reuse fac-tor increases, the bandwidth allocated to each cell is madenarrower.

In [2] and [3], the channel capacity improvement byMIMO technique over the single-input single-output (SISO)technique and single-input multiple-output (SIMO) tech-nique in a cellular environment is evaluated by taking into

Manuscript received September 26, 2007.Manuscript revised March 1, 2008.†The authors are with School of Science for Open and Envi-

ronmental Systems, Graduate School of Science and Technology,Keio University, Yokohama-shi, 223-8522 Japan.††The author is with the Department of Electrical and Com-

munication Engineering, Graduate School of Engineering, TohokuUniversity, Sendai-shi, 980-8579 Japan.

a) E-mail: [email protected]: 10.1093/ietcom/e91–b.7.2366

account the propagation parameters and transmit power.However, the impact of frequency-reuse factor on the chan-nel capacity per cell with MIMO technique has not yetbeen fully investigated. It is practically important to seeif the MIMO technique can increase the channel capacityper cell. In [4], MIMO with singular value decomposition(SVD) is considered and the impact of cell-sectorization andfrequency-reuse factor on the user peak throughput and me-dian channel capacity per cell is evaluated to show that theuniversal frequency-reuse (or the single frequency-reuse)provides the highest capacity. The throughput improvementof MIMO with SVD over SIMO is discussed in [5]. SinceAlamouti proposed the space-time block codes (STBC) [6],the multiple-input single-output (MISO) downlink transmitdiversity [7] has been attracting much attention becausethe complexity problem of a mobile terminal can be alle-viated. To the best of authors’ knowledge, the compre-hensive capacity comparison of SISO, SIMO, STBC-MISO,and MIMO in a cellular system is not available in any litera-ture. So far, no literature discussed about the cellular MIMOchannel capacity when the capacity enhancement technique(such as power allocation based on the water filling theory)is used. Furthermore, the impact of propagation parameters(e.g., path loss exponent and shadowing loss standard de-viation) on the cellular MIMO channel capacity is also notavailable in any literature.

The channel capacity varies according to the distance-dependent path loss, shadowing loss and multipath fading.In this paper, we call the channel capacity per cell as thecellular channel capacity. Recently published papers [2], [3]focus on the mean spectral efficiency, which is the cellularchannel capacity averaged over positions of users uniformlydistributed in the cell. The cellular channel capacity is arandom variable and therefore, the theoretical analysis ofcellular channel capacity is quite difficult if not impossible.In this paper, we first obtain the information outage proba-bility for the given frequency-reuse factor and then, find theq%-outage capacity [8], [9] (which is defined as the channelcapacity that gives an outage probability of q%). We con-sider the 10%-, 50%-, and 90%-outage capacities and dis-cuss the optimum frequency-reuse factor F that maximizesthe each outage capacity using MIMO technique (cellularMIMO channel capacity).

The rest of the paper is organized as follows. In Sect. 2,the system model is described and the cellular channel ca-pacity formula is presented. Simulation setup is given andthen numerical results of information outage capacity and

Copyright c© 2008 The Institute of Electronics, Information and Communication Engineers

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ADACHI et al.: ON CELLULAR MIMO CHANNEL CAPACITY2367

q%-outage capacity are presented in Sect. 3. Section 4 con-cludes the paper.

2. Cellular System and Cellular Channel Capacity

In this paper, the hexagonal cell layout is considered asshown in Fig. 1. The center cell is a cell of interest.The same frequency is reused at different cells with thefrequency-reuse factor F (= i2 + j2+ i j = 1, 3, 4, 7, 9, 12 · · · ,i and j are a positive integer) [10] as shown in Fig. 2 for thecase of F = 3. We assume a MIMO system with Nt transmitantennas and Nr receive antennas. The base station (BS) islocated in the center of its cell. No sector antenna is used atthe BS.

A mobile station (MS) of interest receives the CCI fromthe c-th cell (c = 1, 2 · · · ) as well as the desired signal fromits communicating cell indexed by c = 0. The local aver-age received power Pr,c (averaged over the fading statisticsonly), on each receive antenna, of the c-th BS can be ex-pressed as

Pr,c = A · Pt · d−αc · 10−ξc/10 (1)

where A is a constant value (depending on the antenna gain,feeder loss, etc), Pt is the total transmit power from each

Fig. 1 Cell layout (F = 3).

Fig. 2 Geographical relationship between the c = 0th cell andco-channnel cells (F = 3).

BS, dc is the distance between the c-th BS and the MS com-municating with the c = 0th BS, α is the path loss expo-nent, and ξc is the shadowing loss in dB following a zero-mean Gaussian distribution with the standard deviation σ.If either STBC-MISO or MIMO is used, the transmit powerfrom each antenna is reduced by a factor of Nt to keep thetotal transmit power from a BS the same.

Equation (1) is rewritten as

Pr,c = S · r−αc · 10−ξc/10 (2)

where rc = dc/R is the normalized distance with R being thecell radius and S = A · Pt · R−α is the average signal powerreceived by an MS at the cell edge (d0 = R). The total localaverage CCI power I from the co-channel cells is expressedas

I =∞∑

c=1

S · r−αc · 10−ξc/10 (3)

In this paper, the CCI is approximated as a zero-mean com-plex Gaussian process with the average power I. The noisepower N due to the additive white Gaussian noise (AWGN)is given as

N = N0 ·W (4)

where N0 is the one-sided power spectrum density of theAWGN and W is the channel bandwidth assigned to eachcell.

The local average received signal-to-interference plusnoise power ratio (SINR) γ on each receive antenna is givenas

γ =Pr,0

I + N=

r−α0 · 10−ξ0/10

∞∑c=1

r−αc · 10−ξc/10 +

(Es

N0

)−1(5)

where Es/N0 (= (S/W)/N0) denotes the average signal en-ergy per data symbol-to-AWGN power spectrum density ra-tio at the cell edge.

Since the total system bandwidth required for a cellularsystem with the frequency-reuse factor F is B = F ·W (Hz).The cellular MIMO channel capacity is defined as the chan-nel capacity per cell C normalized by the system bandwidthB and is given by

η =1F· C

W(6)

where C/W (bps/Hz) is given by [1]

CW= log2 det

[INr +

γ

Nt·HHH

](7)

In the above, INr is the Nr × Nr identity matrix, H is theNr × Nt channel matrix between the c = 0th BS and the MSof interest and is expressed as

H =

⎛⎜⎜⎜⎜⎜⎜⎜⎜⎜⎜⎝h0,0 h0,Nt−1

. . .

hNr−1,0 hNr−1,Nt−1

⎞⎟⎟⎟⎟⎟⎟⎟⎟⎟⎟⎠ (8)

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2368IEICE TRANS. COMMUN., VOL.E91–B, NO.7 JULY 2008

Table 1 Coding rate Rc of STBC-MISO [11].

Number of transmit antennas Coding rate Rc

2 13

3/445

2/36

where hnr ,nt is the complex channel gain with E[∣∣∣hnr ,nt

∣∣∣2] =1, due to multipath fading, between the nt-th transmit an-tenna of the c = 0th BS and the nr-th receive antenna of theMS (E[.] denotes the ensemble average operation). By sub-stituting Eq. (7) into Eq. (6), we have the following cellularchannel capacity η (bps/Hz/cell)

η =1F· C

W=

1F· log2 det

[INr +

γ

Nt·HHH

](9)

The cellular channel capacity of SISO, SIMO andSTBC-MISO can be obtained, similar to the MIMO case,as

η =

⎧⎪⎪⎪⎪⎪⎪⎪⎪⎪⎪⎪⎪⎪⎨⎪⎪⎪⎪⎪⎪⎪⎪⎪⎪⎪⎪⎪⎩

1F· log2

[1 + γ · ∣∣∣h0,0

∣∣∣2] for SISO

Rc

F· log2

⎡⎢⎢⎢⎢⎢⎢⎣1 + γNt·

Nt−1∑nt=0

∣∣∣h0,nt

∣∣∣2⎤⎥⎥⎥⎥⎥⎥⎦ for STBC −MISO

1F· log2

⎡⎢⎢⎢⎢⎢⎢⎣1 + γ ·Nr−1∑nr=0

∣∣∣hnr ,0

∣∣∣2⎤⎥⎥⎥⎥⎥⎥⎦ for SIMO

(10)

where Rc is the coding rate of STBC-MISO shown in Table 1[11].

As the frequency-reuse factor F increases, the CCIpower I from co-channel cells becomes weaker (this in-creases the cellular channel capacity), while the total band-width F ·W necessary for a cellular system increases (this re-duces the cellular channel capacity). This suggests that theremay be an optimum F that maximizes the cellular channelcapacity η. However, the value of η is a random variabledue to the distance-dependent path loss, shadowing loss andmultipath fading. Using the Monte-Carlo numerical evalua-tion, we find the outage capacity defined as the capacity ofη falling below a certain value.

3. Numerical Results

We consider 1×1 SISO, 1×4 SIMO, 4×1 STBC-MISO, and4 × 4 MIMO except for Fig. 8. Note that when 4 × 1 STBC-MISO is used, the coding rate reduces to 3/4 [7]. Table 2summarizes the numerical condition. The location of MS isuniformly distributed within the center cell. We assume anuncorrelated frequency-nonselective block Rayleigh fadingchannel for each transmit antenna/receive antenna pair. Inthe Monte-Carlo numerical evaluation, each Rayleigh fad-ing is generated based on modified Jakes’ model [12]. Thetotal transmit power of each cell is determined so that thereceived SINR at the cell edge becomes the predetermined

Table 2 Numerical condition.

Cell structure HexagonalFrequency-reuse factor F = 1, 3, 4, 7, 9, 12

MS distribution UniformPath loss exponent α = 3.0–4.0

Shadowing standard deviation σ = 4.0–8.0 dBMultipath fading Block Rayleigh fading

Channel modelNumber of paths 1

Max. DopplerfD → 0 Hzfrequency

Number of transmit antennas Nt = 1–6Number of receive antennas Nr = 1–6

value Γ(= Es/N0) = 0 ∼ 20 dB.The distribution of the cellular channel capacity is

found as follows. The location of MS of interest is randomlygenerated in the center cell (c = 0th cell). The path lossand shadowing loss between each co-channel cell and MSare generated and the received SINR, γ, is computed usingEq. (5) and then, the cellular channel capacity is computedusing Eq. (9) or (10). The distribution of the cellular channelcapacity is obtained for the given frequency-reuse factor Fby repeating the above process a sufficient number of times.In the Monte-Carlo numerical evaluation, the number of co-channel interfering cells is set to be 18 for F = 1 and 6for F � 1 because interference from other cells can be ne-glected. The shadowing loss is modeled as the log-normallydistributed random variable having the standard deviationσ dB and those experienced at different BSs are assumed tobe independent. The MS of interest is always connected tothe c = 0th cell irrespective of the received signal powerfrom other BSs.

3.1 Information Outage Probability

To find the q%-outage capacity we first obtain the informa-tion outage probability of multi-antenna technique. The in-formation outage probabilities of 1 × 1 SISO, 1 × 4 SIMO,4 × 1 STBC-MISO, and 4 × 4 MIMO are plotted in Fig. 3.Since the transmit power from each antenna is reduced bya factor of Nt to keep the total transmit power Pt from eachBS the same, the received SINR at the MS is reduced whenmultiple transmit antennas are used at BS, thereby increas-ing the probability that the cellular channel capacity drops.However, the transmission data rate of 4 × 4 MIMO is fourtimes higher than that of 1× 4 SIMO and hence, the cellularMIMO channel capacity becomes higher than 1×4 SIMO. Itcan be seen from the figures that as F increases, the capacityimprovement of the MIMO over the SIMO becomes larger.The reason for this can be explained as follows. In a lowSINR region, the spatial diversity gain is more importantthan the spatial multiplexing gain and therefore, the superi-ority of MIMO over SIMO diminishes. On the other hand,in a high SINR region, the spatial multiplexing gain is moreeffective than the spatial diversity gain and hence, MIMOprovides larger capacity than SIMO. As F increases, theinterference gets weaker and the received SINR increases;therefore, MIMO provides much larger capacity than SIMO

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ADACHI et al.: ON CELLULAR MIMO CHANNEL CAPACITY2369

Fig. 3 Information outage probability.

owing to the spatial multiplexing gain.The cellular channel capacity of STBC-MISO greatly

reduces compared to those of SIMO and MIMO. This is be-cause the transmission power from each transmit antennais reduced by a factor of Nt and because the coding rateof STBC-MISO is reduced to 3/4 when Nt = 3 and 4 [7].Therefore, the cellular channel capacity of STBC-MISO islower than that of SIMO in spite of the same diversity order.

Bellow, we discuss the impact of frequency-reuse fac-tor F on the cellular channel capacities of multi-antennatechniques and then, discuss about how the channel capacityis affected by propagation parameters and transmit power.

3.2 Impact of Frequency-Reuse Factor F

From the information outage probability obtained by theMonte-Carlo numerical evaluation, we find the 10%-, 50%-(median channel capacity in [4]), and 90%-outage capaci-

Fig. 4 Impact of frequency-reuse factor F on q%-outage capacity.

ties. Figure 4 plots 10%-, 50%-, and 90%-outage capacitiesas a function of F when the path loss exponent α = 3.5 andthe shadowing standard deviation σ = 6.0 dB.

From Fig. 4, it can be seen that if 50%-outage capac-ity or 90%-outage capacity is used for the system design,the use of F = 1 is optimal as shown in [2]–[4] and provides50%-outage capacity of 5.0 (bps/Hz/cell) or 90%-outage ca-pacity of 20.0 (bps/Hz/cell). On the other hand, if 10%-outage capacity is used for the system design, the use ofF = 3 is optimal. 10%-outage capacity increases due to de-creasing CCI as F increases from 1 to 3, but it decreases be-yond F = 3. This is because the increasing total bandwidthoffsets the positive effect of decreasing CCI. It can be seenfrom Fig. 4 that when F = 3, 10% of users have the cel-lular channel capacity below about 1.5 (bps/Hz/cell) when4 × 4 MIMO is used. In other words, 90% of users enjoythe cellular channel capacity of higher than 1.5 bps/Hz/cell.Furthermore, when F = 3, 10% of users enjoy more than9.0 (bps/Hz/cell). On the other hand, if a cellular system isdesigned using 50%-outage capacity or 90%-outage capac-ity, 10% of users have the cellular channel capacity lowerthan about 0.7 (bps/Hz/cell), although 10% of users enjoythe cellular channel capacity larger than 20.0 (bps/Hz/cell).

The above discussion shows that if the cellular systemis to be designed to increase the number of users having thehigher cellular channel capacity, F = 1 can be used; on theother hand if the system is to be designed to guarantee theminimum channel capacity, F = 3 can be used.

3.3 Impact of Propagation Parameters

3.3.1 Path Loss Exponent α

Figure 5 plots 10%-, 50%-, and 90%-outage capacities(bps/Hz/cell) as a function of F with the path loss exponentα as a parameter when σ = 6.0 dB.

The path loss is inverse-proportional to the α-th power

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2370IEICE TRANS. COMMUN., VOL.E91–B, NO.7 JULY 2008

Fig. 5 Impact of path loss exponent α on q%-outage capacity.

of the distance. The distance of an interfering BS from anMS of interest is longer than that of the desired BS. There-fore, as α increases, the CCI power attenuates much fasterthan the desired signal power, resulting in the increased cel-lular channel capacity. However, the optimum F is 3 for10%-outage capacity irrespective of the value of α. Further-more, it can be seen from Fig. 5 that although, 10%-, 50%-,and 90%-outage capacities increase as α increases, 90%-outage capacity is less sensitive to α compared to 10%- and50%-outage capacities. This can be explained as follows.90%-outage capacity is interpreted as that 10% of users ina cell have the channel capacity higher than 90%-outage ca-pacity. These 10% users are located very close to their com-municating BS and therefore, their SINR, γ is sufficientlyhigh (since the desired signal power is high and the CCI islow). Since the channel capacity is a logarithmic function ofγ as shown in Eqs. (9) and (10), the capacity variation dueto the SINR variation becomes very narrow for a high SINRregion. This leads to the fact that 90% outage capacity isless sensitive to α. As F increases, the impact of path lossexponent α becomes weaker irrespective of the percentagevalue of outage capacity. This is because, as F increases, thedistance between the MS and an interfering BS increasesand hence, the interference power is reduced enough eventhough α = 3.0, resulting in larger γ. As a consequence, theimpact of α becomes weaker when F gets larger.

3.3.2 Standard Deviation σ of Shadowing Loss

Figure 6 plots 10%-, 50%-, and 90%-outage capacities(bps/Hz/cell) as a function of F with the shadowing stan-dard deviation σ as a parameter when α = 3.5. As σincreases, the channel capacities reduce because the aver-age CCI power increases due to increased variability of CCIpower. Again the optimum F is seen to be 3 for 10%-outagecapacity irrespective of the value of σ. Interestingly, 90%-outage capacity is almost insensitive to σ irrespective of thevalue of F, while 50%-outage capacity is insensitive to σwhen F is larger than 7. The reason for this can be explainedas follows. As discussed in 3.3.1, 90%-outage capacity is aresult of contribution from the users close to their communi-cating BS. For such users, γ is very high and therefore, thechannel capacity is insensitive to the variation of SINR andhence, σ. Similar to Sect. 3.3.1, the impact of shadowingstandard deviation σ on the q%-outage capacity becomesless sensitive as F increases. This can be explained as fol-lows. For a large F, the co-channel cells are far away fromthe MS of interest and hence, the CCI power is sufficientlyweak. Thus, the variation of CCI power owing to shadowinghas less impact on the q%-outage capacity.

3.4 Impact of Transmission Power of BS

Figure 7 plots 10%-, 50%-, and 90%-outage capacities(bps/Hz/cell) as a function of F with the received Es/N0 atthe cell edge (i.e., transmission power of BS) as a param-eter when the cell radius is kept the same for α = 3.5 and

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ADACHI et al.: ON CELLULAR MIMO CHANNEL CAPACITY2371

Fig. 6 Impact of shadowing loss standard deviation σ on q%-outagecapacity. Fig. 7 Impact of transmission power of BS on q%-outage capacity.

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2372IEICE TRANS. COMMUN., VOL.E91–B, NO.7 JULY 2008

Fig. 8 Impact of the number of transmit/receive antennas on 10%- and90%-outage capacities.

σ = 6.0 dB. For comparison, the interference-limited case(i.e., Es/N0 → ∞) is also plotted. From Fig. 7, it can be seenthat as the transmission power increases, the cellular chan-nel capacity also increases and approaches the interference-limited case when Es/N0 = 20 dB. However, it can also beseen that the q%-outage capacity is almost insensitive to Γirrespective of q when F = 1. This is because when F = 1,the interfering cells are near to the desired cell and the chan-nel is almost interference-limited even if Γ = 0 dB.

3.4.1 Impact of Number of Transmit/Receive Antennas

The achievable channel capacity depends on the numberof antennas. We evaluate the impact of number of trans-mit/receive antennas on the 10%- and 90%-outage capaci-ties when the optimum frequency-reuse factor F is used foreach outage capacity. Figure 8 plots 10%-outage capacitywith F = 3 and 90%-outage capacity with F = 1 as a func-tion of the number of transmit/receive antennas (Nt and Nr)when α = 3.5 and σ = 6.0 dB. For comparison, the re-sults for 1 × 1 SISO are also plotted. From Fig. 8, it can beseen that MIMO always provides the highest channel capac-ity among 1 × 1 SISO, 1 × Nr SIMO, Nt × 1 STBC-MISOand Nt × Nr MIMO. As the number of transmit/receive an-tennas increases, 10%- and 90%-outage capacities increaseboth for the MIMO and the SIMO cases. However, they arealmost constant or slightly decrease for STBC-MISO case.The capacity comparison between SISO and STBC-MISO isinteresting. 10%-outage capacity means that 10% of usershave the channel capacity less than that. These users are faraway from their communicating BS and are located closeto the cell edge, therefore the received SINR is very low.In such an environment, the transmit diversity is effectiveto improve the SINR and the capacity of STBC-MISO ishigher than that of SISO. On the other hand, 90%-outagecapacity is a result of the contribution from the users near

the communicating BS and the received SINR is high; there-fore, the capacity is relatively insensitive to the SINR and isdirectly affected by the coding rate of STBC, resulting in thereduced capacity compared to SISO.

4. Conclusion

In this paper, we evaluated the information outage probabil-ity of the MIMO channel capacity from which we obtainedthe q%-outage capacities (which is defined as the channelcapacity that gives an outage probability of q%). We com-pared the q%-outage capacities achievable by 1 × 1 SISO,1 × 4 SIMO, 4 × 1 STBC-MISO, and 4 × 4 MIMO tech-niques and discussed the impact of propagation parameters(path loss exponent and shadowing loss standard deviation).It was shown by numerical computation that 50%- and 90%-outage capacities are almost insensitive to the propagationparameters while 10%-outage capacity is sensitive to thepropagation parameters.

We have shown that the optimum reuse factor F de-pends on the outage probability of the channel; the opti-mum reuse factor F is 3 for 10%-outage capacity and thesingle-frequency reuse (F = 1) gives the largest cellularcapacity for 50%- and 90%-outage capacity irrespective ofpath loss exponent, shadowing loss standard deviation andtransmit power of BS. Furthermore, it has been shown that4 × 4 MIMO can always achieve higher channel capacitythan 1 × 1 SISO, 1 × 4 SIMO and 4 × 1 STBC-MISO.

The power allocation technique based on the water fill-ing theory is known to enhance the capacity. The cellularchannel capacity evaluation when the power allocation isused is left as an interesting future study.

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Koichi Adachi received the B.E. and M.E.degrees in Information and Science Technologyfrom Keio University, Japan, in 2005 and 2007,respectively. Currently, he is a Japan Society forthe Promotion of Science (JSPS) research fel-low, and is studying toward his PhD degree atSchool of Science for Open and EnvironmentalSystems, Keio University. His research interestsinclude MIMO, channel estimation, and chan-nel capacity. He was a recipient of the 2007RCS (Radio Communication Systems) Active

Research Award.

Fumiyuki Adachi received the B.S. andDr.Eng. Degrees in electrical engineering fromTohoku University, Sendai, Japan, in 1973 and1984, respectively. In April 1973, he joinedthe Electrical Communications Laboratories ofNippon Telegraph & Telephone Corporation(now NTT) and conducted various types of re-search related to digital cellular mobile commu-nications. From July 1992 to December 1999,he was with NTT Mobile Communications Net-work, Inc. (now NTT DoCoMo, Inc.), where he

led a research group on wideband/broadband CDMA wireless access forIMT-2000 and beyond. Since January 2000, he has been with Tohoku Uni-versity, Sendai, Japan, where he is a Professor of Electrical and Communi-cation Engineering at the Graduate School of Engineering. His researchinterests are in CDMA wireless access techniques, equalization, trans-mit/receive antenna diversity, MIMO, adaptive transmission, and channelcoding, with particular application to broadband wireless communicationssystems. From October 1984 to September 1985, he was a United KingdomSERC Visiting Research Fellow in the Department of Electrical Engineer-ing and Electronics at Liverpool University. He received IEICE FellowAward in 2007, was a co-recipient of the IEICE Transactions best paper ofthe year award 1996 and again 1998, and was also a recipient of Achieve-ment award 2003. He is an IEEE Fellow and was a co-recipient of the IEEEVehicular Technology Transactions best paper of the year award 1980 andagain 1990 and also a recipient of Avant Grade award 2000. He was arecipient of Thomson Scientific Research Front Award 2004.

Masao Nakagawa was born in Tokyo,Japan in 1946. He received the B.E., M.E., andPh.D. degrees from Keio University, Yokohama,Japan, all in electrical engineering, in 1969,1971, and 1974 respectively. Since 1973, hehas been with the Department of the ElectricalEngineering, Keio University, where he is nowProfessor. His research interests are in CDMA,Consumer Communications, Mobile Commu-nications, ITS (Intelligent Transport Systems).Wireless Home Networks, and Visible Optical

Communication. He received 1989 IEEE Consumer Electronics SocietyPaper Award, 1999-Fall Best Paper Award in IEEE VTC, IEICE Achieve-ment Award in 2000, IEICE Fellow Award in 2001, Ericsson Telecommuni-cations Award in 2004, YRP (Yokosuka Research Park) technical Award in2005, and IEEE Fellow Award in 2006. He is a co-author of “TDD-CDMAfor Wireless Communications” published by Artech House in which themain ideas of TDD-CDMA were given by him. He was the executive com-mittee chairman of International Symposium on Spread Spectrum Tech-niques and Applications in 1992 and the technical program committeechairman of ISITA (International Symposium on Information Theory andits Applications) in 1994. He is an editor of Wireless Personal Communi-cations and was a guest editor of the special issues on “CDMA NetworksI, II, III, and IV” published in IEEE JSAC in 1994 (I and II) and 1996 (IIIand IV). He is a chair of the Wireless Home Link sub-committee in MMAC(Multimedia Mobile Access Communication Promotion Committee).