Nov. 2019 (Reference Translation)

Nov. 2019

(Reference Translation)

TSE NOTICE Dec. 20, 2019 （Fri.)

[Attachment]

Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Nov. 01, 2019 - Nov. 30, 2019)

(Note) 1. No. of Listed Shares at End of MonthNo. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.)When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc.After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds.

2. Primary Reasons for ChangesExercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription WarrantsConversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of StockExercise of CBs …Due to Exercise of CBs, and new share issuance by acquisition of Share Options subject to CallExercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to CallPublic Offering …Due to Public Offering and Overseas OfferingThird-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc.

Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of New Shares as stock-based remuneration　and Private Placement to Specified Investors for listed companies on TOKYO PRO Market

Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks

3. Bond Code, etc.（１）＊ …indicates listed securities.

（２） Type of Bond, etc.PS …Stock (Preferred Stock, etc.) that can be converted into another type of stockCB …Convertible BondWB …Bond with Subscription Warrant

"CB 23. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2023 maturity."CB 23.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2023 maturity."CB 25. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2025 maturity."CB 25.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2025 maturity.

（３） Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publication.(Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.)

4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

Sumiseki Holdings,Inc. 1514 ＰＳ１ Class 2 Preferred StockMAXVALU TOHOKU CO.,LTD. 2655 ＰＳ１ Class A Classified StockVillage Vanguard CO.,LTD. 2769 ＰＳ１ Class A Preferred StockUNITIKA LTD. 3103 ＰＳ１ Class B Classified StockOMIKENSHI CO.,LTD. 3111 ＰＳ１ Class A Preferred StockUltrafabrics Holdings Co.,Ltd. 4235 ＰＳ１ Class A Preferred StockSHiDAX CORPORATION 4837 ＰＳ１ No. 1 Class B Preferred StockNippon Sheet Glass Company,Limited 5202 ＰＳ１ Class A Classified StockTOYO ENGINEERING CORPORATION 6330 ＰＳ１ Class A Preferred StockChiyoda Corporation 6366 ＰＳ１ Class A Preferred StockSharp Corporation 6753 ＰＳ１ Class C Classified StockAIREX INC. 6944 ＰＳ１ Class A Preferred StockNippon Avionics Co.,Ltd. 6946 ＰＳ１ Class 1 Preferred Stock

ＰＳ２ Class 2 Preferred StockJimoto Holdings,Inc. 7161 ＰＳ１ Class B Preferred Stock

ＰＳ２ Class C Preferred StockＰＳ３ Class D Preferred Stock

AKEBONO BRAKE INDUSTRY CO.,LTD. 7238 ＰＳ１ Class A Classified StockSan ju San Financial Group,Inc. 7322 ＰＳ１ Class 1 Preferred StockATOM CORPORATION 7412 ＰＳ１ No. 1 Preferred Stock

ＰＳ２ No. 2 Preferred StockＰＳ３ No. 3 Preferred StockＰＳ４ No. 4 Preferred Stock

CYBERDYNE,INC. 7779 ＰＳ１ Class B Classified Stock

- 1 -

Nov. 2019

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

SENSHUKAI CO.,LTD. 8165 ＰＳ１ Class A Preferred StockＰＳ２ Class B Preferred Stock

Saikaya Department Store Co.,Ltd. 8254 ＰＳ１ Class A Preferred StockTsukuba Bank,Ltd. 8338 ＰＳ１ Class 4 Preferred StockTHE TOHOKU BANK,LTD. 8349 ＰＳ１ Class 1 Preferred StockTHE MICHINOKU BANK,LTD. 8350 ＰＳ１ Class A Preferred StockTHE BANK OF KOCHI,LTD. 8416 ＰＳ１ Class 1 Preferred StockTHE TOWA BANK,LTD. 8558 ＰＳ１ Class 2 Preferred StockAPLUS FINANCIAL Co.,Ltd. 8589 ＰＳ１ Class H Preferred Stock

ＰＳ２ No. 1 Class B Preferred StockFIDEA Holdings Co.Ltd. 8713 ＰＳ１ Class B Preferred StockRISE Inc. 8836 ＰＳ１ Class A Preferred StockREVOLUTION CO.,LTD. 8894 ＰＳ１ Class A Classified StockTokyo Electric Power Company Holdings,Incorporated 9501 ＰＳ１ Class A Preferred Stock

ＰＳ２ Class B Preferred StockTHE KAMOGAWA GRAND HOTEL,LTD. 9695 ＰＳ１ Class A Preferred StockTHE ROYAL HOTEL,LIMITED 9713 ＰＳ１ No. 1 Class A Preferred Stock

- 2 -

Nov. 2019(Reference Translation)

[Correction]

Details for the relevant period May 01, 2019 － Oct. 31, 2019 have been partially corrected as follows.

(Jun. 20, 2019 (Attachment Published), Relevant Period May 01, 2019 － May 31, 2019)

Page (Code)No. of Listed Shares

at End of MonthReason for Alteration

AlteredNo. of Shares

Bond Symbol, etc. Alteration Value, etc.

31 3546 (Correction) 30,152,760 SharesExercise of

Subscription Warrants 1,443 Shares Apr. 2016 Resolution based 3 1,443 Shares

(Error) 30,151,317 SharesExercise of

Subscription Warrants 0 Shares Apr. 2016 Resolution based 3 0 Shares






Subscription Warrants 380 Shares Feb. 2017 Resolution based 1 380 Shares



(Jul. 19, 2019 (Attachment Published), Relevant Period Jun. 01, 2019 － Jun. 30, 2019)


at End of Month

31 3546 (Correction) 30,152,760 Shares

(Error) 30,151,317 Shares






Subscription Warrants12,000 Shares Oct. 2016 Resolution based 1 12,000 Shares


Subscription Warrants10,000 Shares Oct. 2016 Resolution based 1 10,000 Shares






Subscription Warrants 1,040 Shares Feb. 2017 Resolution based 1 1,040 Shares



Company Name

Alleanza Holdings Co.,Ltd.

Company Name

Cookbiz Co.,Ltd.

Company Name


Company Name

SANKI SERVICE CORPORATION

Company Name

Cookbiz Co.,Ltd.

- 3 -

Nov. 2019(Aug. 20, 2019 (Attachment Published), Relevant Period Jul. 01, 2019 － Jul. 31, 2019)


at End of Month








Subscription Warrants10,000 Shares Mar. 2012 Resolution based 1 10,000 Shares


Subscription Warrants20,000 Shares Mar. 2012 Resolution based 1 20,000 Shares


at End of Month



(Sep. 20, 2019 (Attachment Published), Relevant Period Aug. 01, 2019 － Aug. 31, 2019)


at End of Month




at End of Month




at End of Month











Company Name


Company Name

Cookbiz Co.,Ltd.

ReproCELL Incorporated


Company Name


Company Name


Company Name


Company Name

Company Name

- 4 -

Nov. 2019(Oct. 18, 2019 (Attachment Published), Relevant Period Sep. 01, 2019 － Sep. 30, 2019)


at End of Month




at End of Month




at End of Month




at End of Month



(Nov. 20, 2019 (Attachment Published), Relevant Period Oct. 01, 2019 － Oct. 31, 2019)


at End of Month




at End of Month




at End of Month



Company Name


Company Name


Company Name

Cookbiz Co.,Ltd.

Company Name


Company Name


Company Name


Company Name


- 5 -

Nov. 2019(Nov. 20, 2019 (Attachment Published), Relevant Period Oct. 01, 2019 － Oct. 31, 2019)






Subscription Warrants 1,000 Shares Feb. 2017 Resolution based 1 0 Shares








Subscription Warrants 0 Shares Oct. 2017 Resolution based 1 0 Shares


Subscription Warrants 1,000 Shares Oct. 2017 Resolution based 1 1,000 Shares

Crossfor Co.,Ltd.

Company Name

Cookbiz Co.,Ltd.

Company Name

- 6 -

Nov. 2019

(Reference Translation)

By Company

No. of Listed Shares Altered Alteration Value, etc.Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

KYOKUYO CO.,LTD. (1301) 10,928,283 0

Nippon Suisan Kaisha,Ltd. (1332) 312,430,277 0

Maruha Nichiro Corporation (1333) 52,656,910 0

HOHSUI CORPORATION (1352) 8,379,000 0

KANEKO SEEDS CO.,LTD. (1376) 11,772,626 0

SAKATA SEED CORPORATION (1377) 47,410,750 0

HOKUTO CORPORATION (1379) 33,359,040 Exercise of CB 0 * CB 1 0 thou. JPY 9,983,000 thou. JPY

AKIKAWA FOODS & FARMS CO.,LTD. (1380) 4,179,000 0

AXYZ CO.,Ltd. (1381) 5,617,500 0

HOB Co.,Ltd. (1382) 762,000 0

Berg Earth co.,ltd. (1383) 1,269,900 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

May 2016 Resolution based 2 0 Shares

Hokuryo Co.,Ltd. (1384) 8,459,000 0

RUDEN HOLDINGS CO.,Ltd. (1400) 12,456,000 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares


mbs,inc. (1401) 7,296,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

West Holdings Corporation (1407) 27,235,200 0

Hinokiya Group Co.,Ltd. (1413) 13,575,000 0

SHO-BOND Holdings Co.,Ltd. (1414) 56,745,180 0

MIRAIT Holdings Corporation (1417) 108,325,329 Exercise of CB 0 CB 21. 12 JPY 1,560,000 thou. JPY 13,955,000 thou. JPY

INTERLIFE HOLDINGS CO.,LTD. (1418) 20,010,529 0

Tama Home Co.,Ltd. (1419) 29,455,800 Nov. 29 Retirement of Treasury Stocks -600,000

Sanyo Homes Corporation (1420) 12,620,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

Feb. 2018 Resolution based 2 0 Shares

Nippon Aqua Co.,Ltd. (1429) 34,756,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

First-corporation Inc. (1430) 13,358,540 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Lib Work Co.,Ltd. (1431) 2,710,255 0

DORYOKU Co.,Ltd. (1432) 2,066,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


BESTERRA CO.,LTD (1433) 8,355,600 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

JESCO Holdings,Inc. (1434) 6,577,900 Exercise of Subscription Warrants 2,300 Dec. 2013 Resolution based 1 2,300 Shares

TATERU,Inc. (1435) 90,167,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares


Fit Corporation (1436) 4,282,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

YASUE CORPORATION (1439) 1,306,420 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares



YAMAZEN HOMES CO.,LTD. (1440) 1,610,000 0

Giken Holdings Co.,Ltd. (1443) 16,237,977 0

Nissou Co.,Ltd. (1444) 400,000 0

Hikari Holdings Co.,Ltd. (1445) 279,900 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares


- 7 -

Nov. 2019


Shares Shares

CANDEAL CO.,Ltd (1446) 10,351,800 Exercise of Subscription Warrants 20,000 May 2017 Resolution based 1 0 Shares

May 2017 Resolution based 2 20,000 Shares

Sep. 2017 Resolution based 1 0 Shares

ITbook Holdings Co.,LTD. (1447) 19,791,901 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

SPACE VALUE HOLDINGS CO.,LTD. (1448) 35,556,584 0

TANAKEN (1450) 2,174,900 0

KHC Ltd. (1451) 3,926,050 0

Chugai Mining Co.,Ltd. (1491) 289,747,982 0

Sumiseki Holdings,Inc. (1514) 58,892,853 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,140,000 Shares

Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares





Nittetsu Mining Co.,Ltd. (1515) 8,352,319 0

MITSUI MATSUSHIMA HOLDINGS CO.,LTD. (1518) 13,064,400 0

INPEX CORPORATION (1605) 1,462,323,600 0

Japan Petroleum Exploration Co.,Ltd. (1662) 57,154,776 0

K&O Energy Group Inc. (1663) 30,336,061 0

SDS HOLDINGS Co.,Ltd. (1711) 4,202,173 0

Daiseki Eco.Solution Co.,Ltd. (1712) 16,827,120 0

DAI-ICHI CUTTER KOGYO K.K. (1716) 6,000,000 0

Meiho Facility Works Ltd. (1717) 12,775,900 0

MIKIKOGYO CO.,LTD. (1718) 1,153,263 0

HAZAMA ANDO CORPORATION (1719) 200,343,397 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares


TOKYU CONSTRUCTION CO., LTD. (1720) 106,761,205 0

COMSYS Holdings Corporation (1721) 141,000,000 0

MISAWA HOMES CO.,LTD. (1722) 43,070,163 0

NIHON DENGI CO.,LTD. (1723) 8,197,500 0

SYNCLAYER INC. (1724) 4,033,780 0

Br.Holdings Corporation (1726) 39,700,000 0

MISAWA HOMES CHUGOKU CO.,LTD. (1728) 11,540,180 0

ASO FOAM CRETE Co.,Ltd. (1730) 3,420,000 0

OTEC CORPORATION (1736) 5,700,000 0

MESCO,Inc. (1737) 12,780,000 0

SEEDHEIWA CO.,LTD. (1739) 6,454,400 0

KOATSU KOGYO CO.,LTD. (1743) 760,000 0

CREA HOLDINGS,Inc. (1757) 153,094,156 Exercise of CB 0 CB 6 0 thou. JPY 775,000 thou. JPY

Taiyo Kisokogyo Co.,Ltd. (1758) 819,600 0

TAKAMATSU CONSTRUCTION GROUP CO.,LTD. (1762) 38,880,000 0

KUDO CORPORATION (1764) 1,331,220 0

TOKEN CORPORATION (1766) 13,472,000 0

SONEC CORPORATION (1768) 7,500,000 0

FUJITA ENGINEERING CO.,LTD. (1770) 11,700,000 0

FUJI FURUKAWA ENGINEERING & CONSTRUCTION CO.LTD. (1775) 9,026,561 0

SUMIKEN MITSUI ROAD CO., LTD. (1776) 9,277,500 0

YAMAURA CORPORATION (1780) 21,103,514 0

Joban Kaihatsu Co.,Ltd. (1782) 785,000 0

Asia Gate Holdings Co.,Ltd. (1783) 57,442,851 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Nakabohtec Corrosion Protecting Co.,Ltd. (1787) 2,602,500 0

- 8 -

Nov. 2019


Shares Shares

SANTO CO.,LTD. (1788) 686,000 0

ETS Holdings Co.,Ltd. (1789) 6,375,284 0

OHMOTO GUMI CO.,LTD. (1793) 5,132,380 0

MASARU CORPORATION (1795) 901,151 0

MORIYA CORPORATION (1798) 2,260,000 0

DAIICHI KENSETSU CORPORATION (1799) 20,858,491 0

TAISEI CORPORATION (1801) 224,541,172 0

OBAYASHI CORPORATION (1802) 721,509,646 0

SHIMIZU CORPORATION (1803) 788,514,613 Exercise of CB 0 CB 20. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

TOBISHIMA CORPORATION (1805) 19,310,436 0

WATANABE SATO CO.,LTD. (1807) 3,195,700 0

HASEKO Corporation (1808) 300,794,397 0

MATSUI CONSTRUCTION CO.,LTD. (1810) 30,580,000 0

THE ZENITAKA CORPORATION (1811) 7,353,140 0

KAJIMA CORPORATION (1812) 528,656,011 0

Fudo Tetra Corporation (1813) 16,489,522 0

DAISUE CONSTRUCTION CO.,LTD. (1814) 10,614,225 0

TEKKEN CORPORATION (1815) 15,668,956 0

Nishimatsu Construction Co.,Ltd. (1820) 55,591,502 0

Sumitomo Mitsui Construction Co., Ltd. (1821) 162,673,321 0

DAIHO CORPORATION (1822) 17,442,028 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares



MAEDA CORPORATION (1824) 194,608,482 0

Sata Construction Co.,Ltd. (1826) 15,521,233 0

NAKANO CORPORATION (1827) 34,498,097 0

TANABE ENGINEERING CORPORATION (1828) 10,728,000 0

OKUMURA CORPORATION (1833) 45,665,226 0

TOTETSU KOGYO CO.,LTD. (1835) 36,100,000 0

TSUCHIYA HOLDINGS CO.,LTD. (1840) 25,775,118 0

SANYU CONSTRUCTION CO.,LTD. (1841) 4,000,000 0

OHMORI CO.,LTD. (1844) 14,848,429 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares





ICHIKEN Co.,Ltd. (1847) 7,278,400 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares










Jul. 2015 Resolution based 1 0 Shares


FUJI P.S CORPORATION (1848) 18,602,244 0

Nankai Tatsumura Construction Co.,Ltd. (1850) 28,835,730 0

ASANUMA CORPORATION (1852) 8,078,629 0

- 9 -

Nov. 2019


Shares Shares

Mori-Gumi Co.,Ltd. (1853) 32,800,000 0

TODA CORPORATION (1860) 322,656,796 0

Kumagai Gumi Co.,Ltd. (1861) 46,805,660 0

Asunaro Aoki Construction Co.,Ltd. (1865) 0 Nov. 07 Delisting -59,100,000

KITANO CONSTRUCTION CORP., (1866) 6,836,853 0

UEKI CORPORATION (1867) 3,436,764 0

YAHAGI CONSTRUCTION CO.,LTD. (1870) 44,607,457 0

P.S. Mitsubishi Construction Co., Ltd. (1871) 47,486,029 0

NIHON HOUSE HOLDINGS CO.,LTD. (1873) 45,964,842 0

DAITO TRUST CONSTRUCTION CO.,LTD. (1878) 75,628,879 0

SHINNIHON CORPORATION (1879) 61,360,720 0

NIPPO CORPORATION (1881) 119,401,836 0

TOA ROAD CORPORATION (1882) 5,220,023 0

MAEDA ROAD CONSTRUCTION CO.,LTD. (1883) 89,159,453 0

THE NIPPON ROAD CO.,LTD. (1884) 9,761,618 0

TOA CORPORATION (1885) 22,494,629 0

JDC CORPORATION (1887) 98,255,000 0

WAKACHIKU CONSTRUCTION CO.,LTD. (1888) 12,964,993 0

TOYO CONSTRUCTION CO.,LTD. (1890) 94,371,183 0

PENTA-OCEAN CONSTRUCTION CO.,LTD. (1893) 286,013,910 0

The Kaneshita Construction Co.,Ltd. (1897) 3,806,660 0

SEIKITOKYU KOGYO CO.,LTD. (1898) 40,414,407 0

FUKUDA CORPORATION (1899) 8,988,111 0

TAISEI ONCHO CO.,LTD. (1904) 6,882,487 0

TENOX CORPORATION (1905) 7,694,080 0

HOSODA CORPORATION (1906) 19,016,512 0

Nippon Dry-Chemical CO.,LTD. (1909) 7,181,812 0

Sumitomo Forestry Co.,Ltd. (1911) 182,741,236 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares



JAPAN FOUNDATION ENGINEERING CO.,LTD. (1914) 30,846,400 0

TOMOE CORPORATION (1921) 40,763,046 0

DAIWA HOUSE INDUSTRY CO.,LTD. (1925) 666,238,205 0

RAITO KOGYO CO.,LTD. (1926) 57,804,450 0

Sekisui House,Ltd. (1928) 690,683,466 0

NITTOC CONSTRUCTION CO.,LTD. (1929) 43,919,291 0

HOKURIKU ELECTRICAL CONSTRUCTION CO.,LTD. (1930) 24,969,993 0

YURTEC CORPORATION (1934) 72,224,462 0

NIPPON RIETEC CO.,LTD. (1938) 25,617,717 0

YONDENKO CORPORATION (1939) 8,127,735 0

CHUDENKO CORPORATION (1941) 58,138,117 0

KANDENKO CO.,LTD. (1942) 205,288,338 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

KINDEN CORPORATION (1944) 218,141,080 0

TOKYO ENERGY & SYSTEMS INC. (1945) 37,261,752 0

TOENEC CORPORATION (1946) 19,329,990 0

The Kodensha,Co.,Ltd. (1948) 1,794,000 0

SUMITOMO DENSETSU CO.,LTD. (1949) 35,635,879 0

NIPPON DENSETSU KOGYO CO.,LTD. (1950) 61,537,219 0

KYOWA EXEO CORPORATION (1951) 117,812,419 0

Shin Nippon Air Technologies Co.,Ltd. (1952) 24,282,225 0

Nippon Koei Co.,Ltd. (1954) 15,933,058 0

- 10 -

Nov. 2019


Shares Shares

KYUDENKO CORPORATION (1959) 70,864,961 0

Sanyo Engineering & Construction Inc. (1960) 18,000,000 0

SANKI ENGINEERING CO.,LTD. (1961) 60,661,156 0

JGC HOLDINGS CORPORATION (1963) 259,110,861 0

Chugai Ro Co.,Ltd. (1964) 7,800,000 0

TECHNO RYOWA LTD. (1965) 22,888,604 0

TAKADA CORPORATION (1966) 7,220,950 0

YAMATO CORPORATION (1967) 26,927,652 0

TAIHEI DENGYO KAISHA,LTD. (1968) 20,341,980 0

Takasago Thermal Engineering Co.,Ltd. (1969) 79,765,768 0

CHUO BUILD INDUSTRY CO.,LTD. (1971) 2,378,740 0

SANKO METAL INDUSTRIAL CO.,LTD. (1972) 3,960,000 0

NEC Networks & System Integration Corporation (1973) 49,773,807 0

ASAHI KOGYOSHA CO.,LTD. (1975) 6,800,000 0

MEISEI INDUSTRIAL Co.,Ltd. (1976) 59,386,718 0

Taikisha Ltd. (1979) 35,082,009 0

DAI-DAN CO.,LTD. (1980) 22,981,901 0

KYOWANISSEI CO.,LTD. (1981) 11,800,000 0

Hibiya Engineering,Ltd. (1982) 25,006,321 0

TOSHIBA PLANT SYSTEMS & SERVICES CORPORATION (1983) 97,656,888 0

KANDA TSUSHINKI CO.,LTD. (1992) 2,623,227 Nov. 01 Stock Split 1,748,818

TAKAHASHI CURTAIN WALL CORPORATION (1994) 9,553,011 0

AKATSUKI EAZIMA CO.,LTD. (1997) 2,200,000 0

Nippon Flour Mills Co.,Ltd. (2001) 78,824,009 Exercise of CB 0 CB 25. 6 JPY 0 thou. JPY 25,000,000 thou. JPY

NISSHIN SEIFUN GROUP INC. (2002) 304,357,891 0

NITTO FUJI FLOUR MILLING CO.,LTD. (2003) 4,692,364 0

Showa Sangyo Co.,Ltd. (2004) 32,969,979 Exercise of CB 0 * CB 10 0 thou. JPY 7,990,000 thou. JPY

THE TORIGOE CO.,LTD. (2009) 26,036,374 0

CHUBU SHIRYO CO.,LTD. (2053) 30,371,908 0

NICHIWA SANGYO CO.,LTD. (2055) 20,830,825 0

FEED ONE CO.,LTD. (2060) 197,385,640 0

Toyo Sugar Refining Co.,Ltd. (2107) 5,456,000 0

Nippon Beet Sugar Manufacturing Co.,Ltd. (2108) 15,325,642 0

Mitsui Sugar Co.,Ltd. (2109) 28,333,480 0

Ensuiko Sugar Refining Co.,Ltd. (2112) 35,000,000 0

Fuji Nihon Seito Corporation (2114) 29,748,200 0

Nissin Sugar Co.,Ltd. (2117) 22,673,883 0

LIFULL Co.,Ltd. (2120) 134,239,870 0

mixi,Inc. (2121) 78,230,850 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares




Interspace Co.,Ltd. (2122) 6,967,200 0

JAC Recruitment Co.,Ltd. (2124) 41,292,000 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Nihon M&A Center Inc. (2127) 166,050,800 Exercise of Subscription Warrants 6,400 Apr. 2015 Resolution based 1 6,400 Shares

Members Co.,Ltd. (2130) 12,934,800 Exercise of Subscription Warrants 19,300 Jun. 2015 Resolution based 1 16,000 Shares

Jun. 2016 Resolution based 1 1,200 Shares



Sun Capital Management Corp. (2134) 56,013,244 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

HIP CORPORATION (2136) 3,975,300 0

- 11 -

Nov. 2019


Shares Shares

CROOZ,Inc. (2138) 12,943,600 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares






CHUCO CO.,LTD. (2139) 7,044,000 0

UT Group Co.,Ltd. (2146) 40,363,067 0

ITmedia Inc. (2148) 20,532,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

CareNet,Inc. (2150) 11,048,000 0

TAKEEI CORPORATION (2151) 24,552,000 0

Youji Corporation (2152) 11,784,000 0

E･J Holdings Inc. (2153) 7,261,060 0

Trust Tech Inc. (2154) 42,437,900 Exercise of Subscription Warrants 4,400 Nov. 2015 Resolution based 1 4,400 Shares

SAYLOR ADVERTISING INC. (2156) 6,078,000 0

KOSHIDAKA HOLDINGS Co.,LTD. (2157) 82,300,000 0

FRONTEO,Inc. (2158) 38,149,862 Exercise of CB 0 CB 2 0 thou. JPY 0 thou. JPY Redemption 1,250,000 thou. JPY

Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares





Full Speed Inc. (2159) 15,571,000 0

GNI Group Ltd. (2160) 43,355,049 Exercise of Subscription Warrants 15,000 Mar. 2010 Resolution based 1 15,000 Shares






nms Holdings Corporation (2162) 21,611,000 0

ARTNER CO.,LTD. (2163) 10,627,920 0

CHIIKISHINBUNSHA CO.,LTD. (2164) 1,843,800 0

Pasona Group Inc. (2168) 41,690,300 0

CDS Co.,Ltd. (2169) 6,924,400 0

Link and Motivation Inc. (2170) 113,068,000 0

Hakuten Corporation (2173) 7,935,700 0

GCA Corporation (2174) 41,166,525 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares











SMS CO.,LTD. (2175) 87,047,600 Exercise of Subscription Warrants 6,000 Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 6,000 Shares

Ina Research Inc. (2176) 2,998,800 0

Tri-Stage Inc. (2178) 30,517,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


- 12 -

Nov. 2019


Shares Shares



SEIGAKUSHA CO.,LTD. (2179) 5,876,000 0

SUNNY SIDE UP Inc. (2180) 15,191,600 0

PERSOL HOLDINGS CO.,LTD. (2181) 236,704,861 0

Linical Co.,Ltd. (2183) 24,740,000 0

CMC CORPORATION (2185) 7,182,000 0

Sobal Corporation (2186) 8,167,498 0

tella,Inc. (2191) 23,239,056 Exercise of Subscription Warrants 1,730,000 Dec. 2014 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 1,730,000 Shares



Cookpad Inc. (2193) 107,429,400 0

AMITA HOLDINGS CO.,LTD. (2195) 1,169,424 0

ESCRIT INC. (2196) 11,983,800 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares



IKK Inc. (2198) 29,956,800 0

Morinaga & Co.,Ltd. (2201) 54,189,769 0

NAKAMURAYA CO.,LTD. (2204) 5,976,205 0

Ezaki Glico Co.,Ltd. (2206) 68,468,569 Exercise of CB 0 CB 24. 1 JPY 0 thou. JPY 30,000,000 thou. JPY

Meito Sangyo Co.,Ltd. (2207) 17,265,000 0

BOURBON CORPORATION (2208) 27,700,000 0

IMURAYA GROUP CO.,LTD. (2209) 13,086,200 0

Fujiya Co.,Ltd. (2211) 25,784,659 0

YAMAZAKI BAKING CO.,LTD. (2212) 220,282,860 0

FIRST BAKING CO.,LTD. (2215) 6,929,900 0

Kanro Inc. (2216) 7,657,802 0

Morozoff Limited (2217) 3,669,226 0

KAMEDA SEIKA CO.,LTD. (2220) 22,318,650 0

IWATSUKA CONFECTIONERY CO.,LTD. (2221) 5,995,000 0

Kotobuki Spirits Co.,Ltd. (2222) 31,121,520 0

COMO CO.,LTD. (2224) 3,630,000 0

KOIKE-YA Inc. (2226) 5,335,000 0

CALBEE,Inc. (2229) 133,929,800 0

GOYO foods Industry Co.,Ltd. (2230) 1,807,172 Exercise of CB 0 CB 1 0 thou. JPY 219,912 thou. JPY

MORINAGA MILK INDUSTRY CO.,LTD. (2264) 49,823,443 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares











ROKKO BUTTER CO.,LTD. (2266) 21,452,125 0

YAKULT HONSHA CO.,LTD. (2267) 171,045,418 0

B-R 31 ICE CREAM CO.,LTD. (2268) 9,644,554 0

Meiji Holdings Co.,Ltd. (2269) 152,683,400 0

MEGMILK SNOW BRAND Co.,Ltd. (2270) 70,751,855 0

- 13 -

Nov. 2019


Shares Shares

Prima Meat Packers,Ltd. (2281) 50,524,399 0

NH Foods Ltd. (2282) 102,958,904 Exercise of Subscription Warrants 0 Jul. 2004 Resolution based 1 0 Shares






Hayashikane Sangyo Co.,Ltd. (2286) 8,910,000 0

MARUDAI FOOD CO.,LTD. (2288) 26,505,581 0

FUKUTOME MEAT PACKERS,LTD. (2291) 3,400,000 0

S Foods Inc. (2292) 32,267,721 0

TAKIZAWA HAM CO.,LTD. (2293) 2,102,000 0

Kakiyasu Honten Co.,Ltd. (2294) 12,446,700 0

ITOHAM YONEKYU HOLDINGS INC. (2296) 297,355,059 0

Kyokuto Co.,Ltd. (2300) 5,551,230 0

GAKUJO CO.,Ltd. (2301) 15,560,000 0

Dawn Corporation (2303) 3,300,000 0

CSS HOLDINGS,LTD. (2304) 5,285,600 Exercise of Subscription Warrants 0 Dec. 2004 Resolution based 1 0 Shares


STUDIO ALICE Co.,Ltd. (2305) 17,185,650 0

CROSS CAT CO.,LTD. (2307) 9,210,960 0

CMIC HOLDINGS Co.,Ltd. (2309) 18,923,569 0

EPCO Co.,Ltd. (2311) 9,316,000 0

CAICA Inc. (2315) 360,858,455 0

Systena Corporation (2317) 112,720,000 0

Softfront Holdings (2321) 26,226,075 Exercise of CB 0 CB 1 0 thou. JPY 40,000 thou. JPY

Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares




fonfun corporation (2323) 2,866,720 0

NJS Co.,Ltd. (2325) 10,048,000 0

Digital Arts Inc. (2326) 14,133,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares


NS Solutions Corporation (2327) 94,704,740 0

TOHOKUSHINSHA FILM CORPORATION (2329) 46,735,334 0

Forside Co.,Ltd. (2330) 32,557,704 Exercise of Subscription Warrants 1,160,000 Sep. 2015 Resolution based 1 0 Shares


Oct. 2017 Resolution based 1 1,160,000 Shares


SOHGO SECURITY SERVICES CO.,LTD. (2331) 102,040,042 0

Quest Co.,Ltd. (2332) 5,487,768 0

eole Inc. (2334) 2,312,500 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares





CUBE SYSTEM INC. (2335) 15,279,840 0

Fuji Techno Solutions Co.,Inc. (2336) 807,600 0

Ichigo Inc. (2337) 505,191,802 Exercise of Subscription Warrants 4,200 Jan. 2014 Resolution based 1 4,200 Shares



- 14 -

Nov. 2019


Shares Shares

Bit One Group Co.,Ltd. (2338) 10,812,361 Exercise of CB 2,047,781 CB 2 600,000 thou. JPY 0 thou. JPY





GOKURAKUYU HOLDINGS CO.,LTD. (2340) 18,535,700 Exercise of Subscription Warrants 1,800 Jun. 2013 Resolution based 1 0 Shares















ARBEIT-TIMES CO.,LTD. (2341) 32,237,249 0

TRANS GENIC INC. (2342) 17,369,141 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

HEIAN CEREMONY SERVICE CO.,LTD. (2344) 14,667,000 0

iStudy Co.,Ltd. (2345) 4,004,600 0

Nippon Information Development Co.,Ltd. (2349) 13,109,490 0

ASJ INC. (2351) 7,947,100 0

AZIA CO.,LTD. (2352) 4,412,400 0

NIPPON PARKING DEVELOPMENT Co.,Ltd. (2353) 348,398,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares




YE DIGITAL Corporation (2354) 18,127,200 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares



CORE CORPORATION (2359) 14,834,580 0

YUMESHIN HOLDINGS CO.,LTD. (2362) 78,842,440 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares




MEDINET Co.,Ltd. (2370) 124,610,423 Exercise of Subscription Warrants 2,100,000 Mar. 2013 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 2,100,000 Shares


Kakaku.com,Inc. (2371) 209,505,000 0

I'rom Group Co.,Ltd. (2372) 12,048,365 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


CARE TWENTYONE CORPORATION (2373) 4,948,000 0

SAINT-CARE HOLDING CORPORATION (2374) 24,828,786 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares






- 15 -

Nov. 2019


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GiG Works Inc. (2375) 7,223,320 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares





SCINEX CORPORATION (2376) 6,470,660 0

RENAISSANCE,INCORPORATED (2378) 21,379,000 0

DIP corporation (2379) 62,000,000 0

SBS Holdings,Inc. (2384) 39,718,200 0

Soiken Holdings Inc. (2385) 26,158,200 0

Wedge Holdings CO.,LTD. (2388) 35,794,478 Exercise of CB 0 CB 3 0 thou. JPY 58,000 thou. JPY

Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares



OPT Holding,Inc. (2389) 23,817,700 0

PLANET,INC. (2391) 6,632,800 0

Nippon Care Supply Co.,Ltd. (2393) 16,342,400 0

SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. (2395) 41,632,400 0

DNA Chip Research Inc. (2397) 5,089,700 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

TSUKUI CORPORATION (2398) 72,460,800 0

amana inc. (2402) 5,408,000 0

TETSUJIN Inc. (2404) 8,232,200 0

FUJIKOH COMPANY.,LIMITED (2405) 4,541,000 0

Arte Salon Holdings,Inc. (2406) 10,300,000 0

KG Intelligence CO.,LTD. (2408) 7,398,000 0

CAREER DESIGN CENTER CO.,LTD. (2410) 7,054,400 0

GENDAI AGENCY INC. (2411) 15,050,000 0

Benefit One Inc. (2412) 159,970,000 Nov. 15 Retirement of Treasury Stocks -630,000

M3,Inc. (2413) 678,525,400 Exercise of Subscription Warrants 33,600 Jan. 2011 Resolution based 1 24,000 Shares









Aug. 2014 Resolution based 1 4,000 Shares










- 16 -

Nov. 2019


Shares Shares




Human Holdings Co.,Ltd. (2415) 10,987,200 0

ZWEI CO.,LTD. (2417) 3,963,600 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares





TSUKADA GLOBAL HOLDINGS Inc. (2418) 48,960,000 0

Brass Corporation (2424) 5,709,300 0

Care Service Co.,Ltd. (2425) 4,200,000 0

OUTSOURCING Inc. (2427) 125,723,200 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

WELLNET CORPORATION (2428) 19,400,000 0

WORLD HOLDINGS CO.,LTD. (2429) 16,961,600 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


DeNA Co.,Ltd. (2432) 150,810,033 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares





HAKUHODO DY HOLDINGS INCORPORATED (2433) 389,146,249 0

CEDAR.Co.,Ltd (2435) 11,476,000 0

KYODO PUBLIC RELATIONS CO.,LTD. (2436) 4,084,596 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares



SHINWA WISE HOLDINGS CO.,LTD. (2437) 7,439,900 0

Asukanet Company,Limited (2438) 17,464,000 0

Gurunavi,Inc. (2440) 48,675,100 0

Takamiya Co.,Ltd. (2445) 46,577,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares









PRAP Japan,Inc. (2449) 4,679,010 0

Computer Mind Co.,Ltd. (2452) 450,000 0

Japan Best Rescue System Co.,Ltd. (2453) 34,688,000 0

All About,Inc. (2454) 13,592,400 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

AUN CONSULTING,Inc. (2459) 7,502,800 0

F@N Communications Inc. (2461) 76,930,032 0

LIKE Co.,Ltd. (2462) 20,300,400 Exercise of Subscription Warrants 800 Apr. 2015 Resolution based 1 0 Shares


BUSINESS BREAKTHROUGH,INC. (2464) 14,264,100 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

FueTrek Co.,Ltd. (2468) 9,504,200 0

Hibino Corporation (2469) 10,265,480 0

S-Pool,Inc. (2471) 79,007,500 0

WDB HOLDINGS CO.,LTD. (2475) 20,060,000 0

Temairazu,Inc. (2477) 6,478,584 Nov. 22 Third-Party Allotment, etc. 882

- 17 -

Nov. 2019


Shares Shares

JTEC CORPORATION (2479) 8,572,400 0

System Location Co.,Ltd. (2480) 3,570,000 0

TOWNNEWS-SHA CO.,LTD. (2481) 5,575,320 0

HONYAKU Center Inc. (2483) 3,369,000 0

DEMAE-CAN CO.,LTD (2484) 44,390,500 Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares

TEAR Corporation (2485) 22,404,800 0

CDG Co.,Ltd. (2487) 6,240,000 0

JAPAN THIRD PARTY CO.,LTD. (2488) 6,015,600 0

Adways Inc. (2489) 41,588,500 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

ValueCommerce Co.,Ltd. (2491) 34,471,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Infomart Corporation (2492) 129,715,600 0

E-SUPPORTLINK,Ltd. (2493) 4,424,800 0

UNITED,Inc. (2497) 23,671,845 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Oriental Consultants Holdings Company Limited (2498) 6,080,920 0

NIHONWASOU HOLDINGS,INC. (2499) 9,134,000 0

SAPPORO HOLDINGS LIMITED (2501) 78,794,298 Exercise of CB 0 CB 21. 4 JPY 0 thou. JPY 20,000,000 thou. JPY

Asahi Group Holdings,Ltd. (2502) 483,585,862 0

Kirin Holdings Company,Limited (2503) 914,000,000 0

TAKARA HOLDINGS INC. (2531) 201,699,743 0

Oenon Holdings,Inc. (2533) 65,586,196 0

YOMEISHU SEIZO CO.,LTD. (2540) 16,500,000 0

HOKKAIDO COCA-COLA BOTTLING CO.,LTD. (2573) 7,606,898 0

Coca-Cola Bottlers Japan Holdings Inc. (2579) 206,268,593 0

FRUTA FRUTA INC. (2586) 1,949,629 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


Suntory Beverage & Food Limited (2587) 309,000,000 0

Premium Water Holdings,Inc. (2588) 27,474,252 Exercise of Subscription Warrants 7,420 Apr. 2016 Resolution based 1 7,420 Shares




DyDo GROUP HOLDINGS,INC. (2590) 16,568,500 0

ITO EN,LTD. (2593) 89,212,380 0

(2593-5) 34,246,962 0

KEY COFFEE INC (2594) 22,689,000 0

UNICAFE INC. (2597) 13,869,200 0

JAPAN FOODS CO.,LTD. (2599) 5,100,000 0

The Nisshin OilliO Group,Ltd. (2602) 34,667,857 0

FUJI OIL HOLDINGS INC. (2607) 87,569,383 0

BOSO OIL&FAT CO.,LTD. (2608) 1,606,000 0

KADOYA SESAME MILLS INCORPORATED (2612) 9,400,000 0

J-OIL MILLS, INC. (2613) 16,754,223 0

Lawson,Inc. (2651) 100,300,000 Exercise of Subscription Warrants 0 Oct. 2005 Resolution based 1 0 Shares











- 18 -

Nov. 2019


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MANDARAKE INC. (2652) 7,236,000 0

AEON KYUSHU CO.,LTD. (2653) 18,812,519 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares








ASMO CORPORATION (2654) 15,145,175 0

MAXVALU TOHOKU CO.,LTD. (2655) 13,143,200 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 450 Shares









Vector Inc. (2656) 14,007,000 0

SAN-A CO.,LTD. (2659) 31,981,654 0

CAWACHI LIMITED (2664) 24,583,420 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

AUTOWAVE Co.,Ltd. (2666) 14,451,000 0

ImageONE Co.,Ltd. (2667) 6,681,100 0

Tabio Corporation (2668) 6,813,880 0

Kanemi Co.,Ltd. (2669) 10,000,000 0

ABC-MART,INC. (2670) 82,539,646 0

YUMEMITSUKETAI Co.,Ltd. (2673) 10,458,000 0

HARD OFF CORPORATION Co.,Ltd. (2674) 13,954,000 0

DYNAC HOLDINGS CORPORATION (2675) 7,033,000 0

TAKACHIHO KOHEKI CO.,LTD. (2676) 10,171,800 0

ASKUL Corporation (2678) 55,259,400 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares





GEO HOLDINGS CORPORATION (2681) 43,929,488 Exercise of Subscription Warrants 0 Aug. 2009 Resolution based 1 0 Shares




UOKI CO.,LTD. (2683) 2,555,856 0

Adastria Co.,Ltd. (2685) 48,800,000 0

GFOOT CO.,LTD. (2686) 42,554,100 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares


CVS Bay Area Inc. (2687) 5,064,000 0

KAWANISHI HOLDINGS,INC. (2689) 6,250,000 0

ITOCHU-SHOKUHIN Co.,Ltd. (2692) 13,032,690 0

YKT CORPORATION (2693) 11,906,880 0

- 19 -

Nov. 2019


Shares Shares

G.taste Co.,Ltd. (2694) 197,051,738 Exercise of CB 0 CB 7 0 thou. JPY 400,000 thou. JPY

CB 8 0 thou. JPY 400,000 thou. JPY





Kura Sushi,Inc. (2695) 20,699,800 0

CAN DO CO.,LTD. (2698) 16,770,200 0

KITOKU SHINRYO CO.,LTD. (2700) 1,706,000 0

McDonald's Holdings Company(Japan),Ltd. (2702) 132,960,000 0

OOTOYA Holdings Co.,Ltd. (2705) 7,246,800 0

BROCCOLI Co.,Ltd. (2706) 8,747,642 0

KUZE CO.,LTD. (2708) 3,882,500 0

Pla Matels Corporation (2714) 8,550,000 0

Elematec Corporation (2715) 42,304,946 0

J-Holdings Corp. (2721) 2,733,500 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

I.K Co.,Ltd. (2722) 7,808,000 0

PAL GROUP Holdings CO.,LTD (2726) 23,136,000 0

JALUX Inc. (2729) 12,775,000 0

EDION Corporation (2730) 112,005,636 Exercise of CB 0 CB 21. 10 JPY 0 thou. JPY 580,000 thou. JPY

CB 25. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

ARATA CORPORATION (2733) 18,027,640 Exercise of CB 0 CB 1 0 thou. JPY 179,000 thou. JPY

* CB 2 0 thou. JPY 6,000,000 thou. JPY

SALA CORPORATION (2734) 66,041,147 0

WATTS CO.,LTD. (2735) 13,958,800 0

Festaria Holdings Co.,Ltd. (2736) 1,191,400 Exercise of Subscription Warrants 100 Sep. 2009 Resolution based 1 0 Shares













TOMEN DEVICES CORPORATION (2737) 6,802,000 0

HALOWS CO.,LTD. (2742) 19,864,600 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares




PIXEL COMPANYZ INC. (2743) 23,986,600 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares



Hokuyu Lucky Co.,Ltd. (2747) 1,264,640 0

JP-HOLDINGS,INC. (2749) 87,849,400 0

S.ISHIMITSU&CO.,LTD. (2750) 8,000,000 0

TENPOS HOLDINGS Co.,Ltd. (2751) 14,314,800 0

FUJIO FOOD SYSTEM Co.,Ltd (2752) 22,267,930 Exercise of Subscription Warrants 1,800 Nov. 2015 Resolution based 1 0 Shares

Nov. 2015 Resolution based 2 1,800 Shares

- 20 -

Nov. 2019


Shares Shares

AMIYAKI TEI CO.,LTD. (2753) 6,848,800 0

TOKATSU HOLDINGS CO.,LTD. (2754) 4,840,000 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares









TOKYO ELECTRON DEVICE LIMITED (2760) 10,445,500 0

Toshin Group co.,ltd. (2761) 11,405,400 0

SANKO MARKETING FOODS CO.,LTD. (2762) 15,826,500 0

FTGroup CO.,LTD. (2763) 33,262,316 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Hiramatsu Inc. (2764) 48,604,200 Exercise of CB 0 CB 1 0 thou. JPY 1,999,984 thou. JPY

FIELDS CORPORATION (2767) 34,700,000 0

Sojitz Corporation (2768) 1,251,499,501 0

Village Vanguard CO.,LTD. (2769) 7,861,700 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,500 Shares

Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares




Mutual Corporation (2773) 7,620,320 0

SHINTO Holdings,Inc. (2776) 17,447,000 Exercise of Subscription Warrants 2,980,000 Apr. 2019 Resolution based 1 2,980,000 Shares

CASSINA IXC.Ltd. (2777) 4,091,100 0

PALEMO HOLDINGS CO.,LTD. (2778) 12,051,384 0

Komehyo Co.,Ltd. (2780) 11,257,000 0

Seria Co.,Ltd. (2782) 75,840,000 0

Alfresa Holdings Corporation (2784) 235,017,600 0

APPLE INTERNATIONAL CO.,LTD. (2788) 13,841,400 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Karula Co.,LTD. (2789) 6,021,112 0

NAFCO Co.,Ltd. (2790) 29,784,400 0

DAIKOKUTENBUSSAN CO.,LTD. (2791) 14,474,200 0

HONEYS HOLDINGS CO.,LTD. (2792) 27,900,000 0

NIPPON PRIMEX INC. (2795) 5,523,592 0

Pharmarise Holdings Corporation (2796) 9,560,655 Exercise of CB 0 CB 1 0 thou. JPY 1,482,000 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares







Y's table corporation (2798) 2,660,900 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

KIKKOMAN CORPORATION (2801) 193,883,202 0

Ajinomoto Co.,Inc. (2802) 549,163,354 0

BULL-DOG SAUCE CO.,LTD. (2804) 13,954,880 0

S&B FOODS INC. (2805) 13,954,234 0

YUTAKA FOODS CORPORATION (2806) 8,832,311 0

Kewpie Corporation (2809) 150,000,000 0

House Foods Group Inc. (2810) 100,750,620 0

KAGOME CO.,LTD. (2811) 94,366,944 0

- 21 -

Nov. 2019


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YAIZU SUISANKAGAKU INDUSTRY CO.,LTD. (2812) 13,056,198 0

Wakou Shokuhin Co.,Ltd. (2813) 949,319 0

SATO FOODS INDUSTRIES CO.,LTD. (2814) 9,326,460 0

ARIAKE JAPAN Co.,Ltd. (2815) 32,808,683 0

DAISHO CO.,LTD. (2816) 9,868,800 0

PIETRO Co.,Ltd. (2818) 6,257,230 0

EBARA Foods Industry,Inc. (2819) 10,468,710 0

Yamami Company (2820) 6,938,500 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares


AOHATA Corporation (2830) 8,292,000 0

HAGOROMO FOODS CORPORATION (2831) 10,325,365 0

NICHIREI CORPORATION (2871) 139,965,587 0

SEIHYO CO.,LTD. (2872) 432,081 0

YOKOHAMA REITO CO.,LTD. (2874) 59,266,684 0

TOYO SUISAN KAISHA,LTD. (2875) 110,881,044 0

JC Comsa Corporation (2876) 9,105,290 0

NittoBest Corporation (2877) 12,102,660 0

EAT&Co.,Ltd (2882) 10,158,190 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

DAIREI CO.,LTD. (2883) 6,008,300 0

Yoshimura Food Holdings K.K. (2884) 22,169,295 Exercise of Subscription Warrants 5,000 Apr. 2016 Resolution based 1 5,000 Shares

NIHON SHOKUHIN KAKO CO.,LTD. (2892) 6,400,000 0

Ishii Food Co.,Ltd. (2894) 18,392,000 0

NISSIN FOODS HOLDINGS CO.,LTD. (2897) 105,700,000 0

NAGATANIEN HOLDINGS CO.,LTD. (2899) 19,138,703 0

ISHIGAKI FOODS CO.,LTD. (2901) 7,068,300 Exercise of Subscription Warrants 0 May 2019 Resolution based 1 0 Shares

SHINOBU FOODS PRODUCTS CO.,LTD. (2903) 13,500,000 0

ICHIMASA KAMABOKO CO.,LTD. (2904) 18,590,000 0

OK Food Industry Co.,Ltd. (2905) 3,718,141 0

AHJIKAN CO.,LTD. (2907) 7,700,000 0

FUJICCO CO.,LTD. (2908) 34,991,521 0

ROCK FIELD CO.,LTD. (2910) 26,788,748 0

ASAHIMATSU FOODS CO.,LTD. (2911) 1,876,588 0

JAPAN TOBACCO INC. (2914) 1,333,333,200 0

KENKO Mayonnaise Co.,Ltd. (2915) 16,476,000 0

Semba Tohka Industries Co.,Ltd (2916) 11,400,000 0

OHMORIYA Co.,LTD. (2917) 5,098,096 0

WARABEYA NICHIYO HOLDINGS CO.,LTD. (2918) 17,625,660 0

NATORI CO.,LTD. (2922) 15,032,209 0

SATO FOODS CO.,LTD. (2923) 5,075,500 0

Ifuji Sangyo Co.,Ltd. (2924) 8,345,370 0

PICKLES CORPORATION (2925) 6,398,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





SHINOZAKIYA,INC. (2926) 14,436,600 0

AFC-HD AMS Life Science Co.,Ltd. (2927) 14,144,720 0

Pharma Foods International Co.,Ltd. (2929) 29,037,700 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Kitanotatsujin Corporation (2930) 141,072,000 0

euglena Co.,Ltd. (2931) 92,928,322 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares



- 22 -

Nov. 2019


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GOOD LIFE COMPANY,INC. (2970) 1,403,300 0

Star Mica Holdings Co.,Ltd. (2975) 18,228,656 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares










urban vision Co.,Ltd. (2977) 1,000,000 0

tsukuruba inc. (2978) 9,331,700 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares




Katakura Industries Co.,Ltd. (3001) 35,215,000 0

GUNZE LIMITED (3002) 19,293,516 0

Hulic Co.,Ltd. (3003) 673,907,735 0

SHINYEI KAISHA (3004) 3,960,000 0

KACHIKAIHATSU CO.LTD. (3010) 53,640,841 0

BANNERS CO.,LTD. (3011) 20,236,086 0

Applied Co.,Ltd. (3020) 2,703,200 0

Pacific Net Co.,Ltd. (3021) 5,175,000 0

Rasa Corporation (3023) 12,910,000 0

CREATE CORPORATION (3024) 3,969,000 0

Alpen Co.,Ltd. (3028) 40,488,000 0

HUB CO.,LTD. (3030) 11,265,300 0

RACCOON HOLDINGS,Inc. (3031) 19,046,700 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares




Qol Holdings Co.,Ltd. (3034) 38,902,785 0

ktk INC. (3035) 5,725,000 0

ALCONIX CORPORATION (3036) 25,915,700 0

KOBE BUSSAN CO.,LTD. (3038) 136,800,000 Nov. 01 Stock Split 68,400,000

HEKI Co.,Ltd. (3039) 590,000 0

SOLITON SYSTEMS K.K. (3040) 19,738,888 0

Beauty Kadan Co.,Ltd. (3041) 5,076,000 0

SecuAvail Inc. (3042) 3,382,000 Exercise of Subscription Warrants 0 Aug. 2018 Resolution based 1 0 Shares

Kawasaki & Co.,Ltd. (3045) 2,901,000 0

JINS HOLDINGS Inc. (3046) 23,980,000 0

BIC CAMERA INC. (3048) 188,146,304 0

DCM Holdings Co.,Ltd. (3050) 142,615,404 Exercise of CB 0 * CB 1 0 thou. JPY 19,845,000 thou. JPY

PEPPER FOOD SERVICE CO.,LTD. (3053) 21,090,000 Exercise of Subscription Warrants 19,200 Mar. 2017 Resolution based 1 19,200 Shares

HYPER Inc. (3054) 8,830,400 Exercise of Subscription Warrants 15,200 Apr. 2014 Resolution based 1 0 Shares






- 23 -

Nov. 2019


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Sanyodo Holdings Inc. (3058) 7,400,000 0

HIRAKI CO.,LTD. (3059) 5,155,600 0

j-Group Holdings Corp. (3063) 9,400,400 Exercise of Subscription Warrants 34,100 Apr. 2014 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 34,100 Shares

MonotaRO Co.,Ltd. (3064) 250,623,200 Exercise of Subscription Warrants 3,400 Apr. 2012 Resolution based 1 0 Shares









Life Foods Co.,Ltd. (3065) 3,660,400 0

TOKYO ICHIBAN FOODS CO.,LTD. (3067) 8,923,800 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


WDI Corporation (3068) 6,331,920 0

JFLA Holdings Inc. (3069) 41,929,936 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

AMAGASA Co.,Ltd. (3070) 1,920,000 0

Stream Co.,Ltd. (3071) 28,525,000 0

DD Holdings Co.,Ltd. (3073) 15,642,720 0

Choushimaru Co.,Ltd. (3075) 14,518,000 0

Ai Holdings Corporation (3076) 56,590,410 0

Horiifoodservice Co.,Ltd. (3077) 5,670,000 0

DVx Inc. (3079) 11,280,000 0

JASON CO.,LTD. (3080) 12,812,000 0

KICHIRI HOLDINGS & Co.,Ltd. (3082) 10,550,400 0

C'sMEN Co.,Ltd. (3083) 2,882,800 0

ARCLAND SERVICE HOLDINGS CO.,LTD. (3085) 33,096,000 Exercise of CB 0 CB 1 0 thou. JPY 2,009,000 thou. JPY

J.FRONT RETAILING Co.,Ltd. (3086) 270,565,764 0

DOUTOR･NICHIRES Holdings Co.,Ltd. (3087) 50,609,761 0

Matsumotokiyoshi Holdings Co.,Ltd. (3088) 109,272,214 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Techno Alpha Co.,Ltd. (3089) 2,316,000 0

BRONCO BILLY Co.,LTD. (3091) 15,079,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares




ZOZO,Inc. (3092) 311,644,285 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares









Treasure Factory Co.,LTD. (3093) 11,598,800 0

SUPER VALUE CO.,LTD. (3094) 6,334,200 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares


OCEAN SYSTEM CORPORATION (3096) 10,833,000 0

The Monogatari Corporation (3097) 6,022,222 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

- 24 -

Nov. 2019


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cocokara fine Inc. (3098) 25,472,485 0

Isetan Mitsukoshi Holdings Ltd. (3099) 395,964,554 Exercise of Subscription Warrants 16,300 Jan. 2010 Resolution based 1 0 Shares





Jan. 2012 Resolution based 2 8,200 Shares















TOYOBO CO.,LTD. (3101) 89,048,792 0

UNITIKA LTD. (3103) 57,752,343 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,559 Shares

Fujibo Holdings,Inc. (3104) 11,720,000 0

Nisshinbo Holdings Inc. (3105) 178,894,764 0

KURABO INDUSTRIES LTD. (3106) 23,156,228 0

Daiwabo Holdings Co.,Ltd. (3107) 19,271,292 0

SHIKIBO LTD. (3109) 11,810,829 0

NITTO BOSEKI CO.,LTD. (3110) 39,935,512 0

OMIKENSHI CO.,LTD. (3111) 6,602,459 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,000,000 Shares

Oak Capital Corporation (3113) 53,675,037 0

TOYOTA BOSHOKU CORPORATION (3116) 187,665,738 0

MBK Co.,Ltd. (3121) 27,881,656 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares


SAIBO Co.,Ltd. (3123) 14,000,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares




SHINNAIGAI TEXTILE LTD. (3125) 1,959,800 0

SHINDEN HIGHTEX CORPORATION (3131) 2,110,200 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares

MACNICA FUJI ELECTRONICS HOLDINGS,INC. (3132) 63,030,582 0

kaihan co.,Ltd. (3133) 3,590,400 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Hamee Corp. (3134) 16,100,400 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares





- 25 -

Nov. 2019


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MarketEnterprise Co.,Ltd (3135) 5,221,000 Exercise of Subscription Warrants 12,600 Feb. 2014 Resolution based 1 12,000 Shares





Fundely Co.,Ltd. (3137) 6,429,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


Fujisan Magazine Service Co.,Ltd. (3138) 3,315,620 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares





Lacto Japan Co.,Ltd. (3139) 9,835,200 Exercise of Subscription Warrants 4,000 Jun. 2014 Resolution based 1 4,000 Shares



IDEA INTERNATIONAL CO.,LTD. (3140) 14,717,350 0

WELCIA HOLDINGS CO.,LTD. (3141) 104,816,838 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares




O'will Corporation (3143) 3,150,000 0

CREATE SD HOLDINGS CO.,LTD. (3148) 66,819,342 0

gremz,Inc. (3150) 11,645,400 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


VITAL KSK HOLDINGS,INC. (3151) 61,224,796 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Yashima Denki Co.,Ltd. (3153) 21,782,500 0

MEDIUS HOLDINGS Co.,Ltd. (3154) 21,789,724 0

Restar Holdings Corporation (3156) 30,072,643 0

JUTEC Holdings Corporation (3157) 13,767,052 0

Maruzen CHI Holdings Co.,Ltd. (3159) 92,554,085 0

OOMITSU CO.,LTD. (3160) 13,450,800 0

AZEARTH Corporation (3161) 6,085,401 0

OCHI HOLDINGS CO.,LTD. (3166) 13,610,970 0

TOKAI Holdings Corporation (3167) 139,679,977 0

Kurotani Corporation (3168) 14,337,200 0

Misawa & Co.,Ltd. (3169) 7,112,400 0

MAXVALU KYUSHU CO.,LTD. (3171) 7,580,248 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares







Tea Life Co.,Ltd. (3172) 4,250,000 0

Cominix Co.,Ltd. (3173) 6,868,840 0

Happiness and D Co.,Ltd. (3174) 2,532,400 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares







- 26 -

Nov. 2019


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AP COMPANY CO.,LTD. (3175) 7,427,850 0

Sanyo Trading Co.,Ltd. (3176) 14,503,854 0

ARIGATOU SERVICES COMPANY,LIMITED (3177) 953,600 0

CHIMNEY CO.,LTD. (3178) 19,340,800 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Syuppin Co.,Ltd. (3179) 23,959,657 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares


BEAUTY GARAGE Inc. (3180) 6,376,000 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

KAITORI OKOKU CO.,LTD. (3181) 1,771,800 0

Oisix ra daichi Inc. (3182) 34,238,756 Exercise of Subscription Warrants 688 Feb. 2006 Resolution based 1 0 Shares



WIN-Partners Co.,Ltd. (3183) 30,503,310 0

International Conglomerate of Distribution for Automobile Holdings Co.,Ltd. (3184) 2,100,000 0

DREAM VISION CO.,LTD. (3185) 11,748,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

NEXTAGE Co.,Ltd. (3186) 75,428,200 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares



SANWA COMPANY LTD. (3187) 17,816,200 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

ANAP INC. (3189) 4,760,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

HOTMAN Co.,Ltd. (3190) 7,275,500 0

JOYFUL HONDA CO.,LTD. (3191) 103,225,760 0

Shirohato Co.,Ltd. (3192) 6,669,700 0

Torikizoku co.,ltd. (3193) 11,622,300 0

KIRINDO HOLDINGS CO.,LTD. (3194) 11,332,206 0

GENERATION PASS CO.,LTD. (3195) 8,264,440 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

HOTLAND Co.,Ltd. (3196) 21,508,600 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

SKYLARK HOLDINGS CO.,LTD. (3197) 197,502,200 0

SFP Holdings Co.,Ltd. (3198) 25,774,689 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

Watahan & Co.,Ltd. (3199) 9,882,397 0

THE JAPAN WOOL TEXTILE CO.,LTD. (3201) 86,478,858 0

Daitobo Co.,Ltd. (3202) 30,000,000 0

Toabo Corporation (3204) 8,940,448 0

DAIDOH LIMITED (3205) 37,696,897 0

KANEYO Co.,Ltd. (3209) 1,406,620 0

Yossix Co.,Ltd. (3221) 10,318,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

United Super Markets Holdings Inc. (3222) 131,681,356 0

SLD Entertainment Inc. (3223) 1,491,264 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


General Oyster,Inc. (3224) 2,784,000 Exercise of CB 29,100 CB 1 31,835 thou. JPY 74,283 thou. JPY





SANEI ARCHITECTURE PLANNING CO.,LTD. (3228) 21,217,600 Exercise of CB 0 CB 22. 11 JPY 0 thou. JPY 10,000,000 thou. JPY

Nomura Real Estate Holdings,Inc. (3231) 192,655,101 Exercise of Subscription Warrants 46,900 Jun. 2013 Resolution based 1 0 Shares








- 27 -

Nov. 2019


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Mie Kotsu Group Holdings,Inc. (3232) 107,301,583 0

PROPERST CO.,LTD. (3236) 28,297,915 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares








INTRANCE CO.,LTD. (3237) 37,131,000 0

CENTRAL GENERAL DEVELOPMENT CO.,LTD. (3238) 7,747,000 0

WILL,Co.,Ltd. (3241) 11,345,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

URBANET CORPORATION CO.,LTD. (3242) 25,158,100 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Samty Co.,Ltd. (3244) 40,946,240 0

DEAR LIFE CO.,LTD. (3245) 40,802,700 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

KOSE R.E. Co.,Ltd. (3246) 10,368,000 0

EARLY AGE CO.,Ltd. (3248) 3,181,000 0

A.D.Works Co.,Ltd. (3250) 392,898,648 Exercise of Subscription Warrants 0 Aug. 2018 Resolution based 1 0 Shares

Nippon Commercial Development Co.,Ltd. (3252) 18,285,800 0

PRESSANCE CORPORATION (3254) 64,787,193 Exercise of CB 764,712 CB 2 1,300,000 thou. JPY 700,000 thou. JPY



UNIZO Holdings Company,Limited (3258) 34,220,700 0

GRANDES,Inc. (3261) 3,837,900 0

Ascot Corp. (3264) 58,948,922 0

Fund Creation Group Co.,Ltd. (3266) 37,492,371 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares



Phil Company,Inc. (3267) 5,778,000 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

The Global Ltd. (3271) 13,601,000 Exercise of Subscription Warrants 43,600 Jul. 2010 Resolution based 1 0 Shares


HOUSECOM CORPORATION (3275) 7,790,000 0

Japan Property Management Center Co.,Ltd. (3276) 19,025,600 0

Sansei Landic Co.,Ltd (3277) 8,456,300 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

STrust Co.,Ltd. (3280) 6,167,000 0

Hoosiers Holdings (3284) 57,554,275 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

TRUST Holdings Inc. (3286) 5,204,500 0

Open House Co.,Ltd. (3288) 115,237,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares


Tokyu Fudosan Holdings Corporation (3289) 719,830,974 0

Iida Group Holdings Co.,Ltd. (3291) 294,431,639 Exercise of CB 0 CB 20. 6 JPY 0 thou. JPY 30,000,000 thou. JPY

AZUMA HOUSE Co.,Ltd. (3293) 4,031,700 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

e'grand Co.,Ltd (3294) 6,362,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Toubujyuhan Co.,Ltd. (3297) 2,712,400 0

MUGEN ESTATE Co.,Ltd. (3299) 24,361,000 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

- 28 -

Nov. 2019


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AMBITION CORPORATION (3300) 6,804,400 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


TEIKOKU SEN-I Co.,Ltd. (3302) 27,218,400 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares







THE NIHON SEIMA CO.,LTD. (3306) 3,673,320 0

NIPPON COKE & ENGINEERING COMPANY,LIMITED (3315) 302,349,449 0

TOKYO NISSAN COMPUTER SYSTEM CO.,LTD (3316) 6,300,000 0

FLYING GARDEN CO.,LTD. (3317) 1,449,168 0

Golf Digest Online Inc. (3319) 18,274,000 0

CROSS PLUS INC. (3320) 7,718,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares



MITACHI CO.,LTD. (3321) 7,906,000 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares


Alpha Group Inc. (3322) 3,481,200 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

RECOMM CO.,LTD. (3323) 70,862,500 Exercise of CB 0 CB 2 0 thou. JPY 1,000,000 thou. JPY

Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares




RUNSYSTEM CO.,LTD. (3326) 2,070,900 0

BEENOS Inc. (3328) 12,332,600 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

TOWA FOOD SERVICE CO.,LTD. (3329) 8,186,400 0

ASAHI CO.,LTD. (3333) 26,240,800 0

NIHON CHOUZAI Co.,Ltd. (3341) 16,024,000 0

WonderCorporation (3344) 7,559,184 0

TRUST CO.,LTD. (3347) 28,150,000 0

COSMOS Pharmaceutical Corporation (3349) 20,000,400 0

Red Planet Japan,Inc. (3350) 57,059,487 Exercise of Subscription Warrants 250,000 Feb. 2014 Resolution based 1 0 Shares



BUFFALO CO.LTD (3352) 2,253,374 0

Medical Ikkou Group Co.,Ltd. (3353) 2,035,000 0

KURIYAMA HOLDINGS CORPORATION (3355) 22,300,200 0

Terilogy Co.,Ltd. (3356) 16,580,000 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares

Y.S.FOOD CO.,LTD. (3358) 3,873,000 0

TAISEI CO.,LTD (3359) 11,037,513 Exercise of Subscription Warrants 0 Jan. 2011 Resolution based 1 0 Shares


SHIP HEALTHCARE HOLDINGS,INC. (3360) 50,834,700 Exercise of CB 0 CB 23. 12 JPY 0 thou. JPY 25,000,000 thou. JPY

Toell Co.,Ltd. (3361) 20,415,040 0

FUJITA CORPORATION Co.,Ltd. (3370) 1,633,500 0

SOFTCREATE HOLDINGS CORP. (3371) 13,775,139 0

- 29 -

Nov. 2019


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KANMONKAI Co.,Ltd. (3372) 12,558,900 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares


Naigai Tec Corporation (3374) 2,935,491 0

ZOA CORPORATION (3375) 2,296,500 0

ONLY corporation (3376) 5,972,000 0

BIKE O & COMPANY Ltd. (3377) 15,315,600 0

Seven & I Holdings Co.,Ltd. (3382) 886,441,983 0

COSMO BIO COMPANY,LIMITED (3386) 6,048,000 0

create restaurants holdings inc. (3387) 94,722,642 0

MEIJI ELECTRIC INDUSTRIES CO.,LTD. (3388) 12,067,120 0

INEST,Inc. (3390) 59,953,925 Exercise of CB 0 CB 1 0 thou. JPY 500,000 thou. JPY

TSURUHA HOLDINGS INC. (3391) 49,257,668 Exercise of Subscription Warrants 600 Sep. 2008 Resolution based 1 0 Shares










DELICA FOODS HOLDINGS CO.,LTD. (3392) 14,872,000 0

Startia Holdings,Inc. (3393) 10,240,400 0

Saint Marc Holdings Co.,Ltd. (3395) 22,777,370 0

FELISSIMO CORPORATION (3396) 10,043,500 0

TORIDOLL Holdings Corporation (3397) 43,547,876 Exercise of Subscription Warrants 7,300 Jun. 2012 Resolution based 1 3,100 Shares


Maruchiyo Yamaokaya Corporation (3399) 2,469,000 0

TEIJIN LIMITED (3401) 197,953,707 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 20,000,000 thou. JPY

TORAY INDUSTRIES,INC. (3402) 1,631,481,403 Exercise of CB 0 CB 21. 8 JPY 0 thou. JPY 50,000,000 thou. JPY










KURARAY CO.,LTD. (3405) 354,863,603 0

ASAHI KASEI CORPORATION (3407) 1,393,932,032 0

SAKAI OVEX CO.,LTD. (3408) 6,436,258 0

KITANIHON SPINNING CO.,LTD (3409) 1,291,100 0

TOKYO BASE Co.,Ltd. (3415) 47,614,800 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares




PIXTA Inc. (3416) 2,252,940 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares





- 30 -

Nov. 2019


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OHKI HEALTHCARE HOLDINGS CO.,LTD. (3417) 14,072,100 0

BALNIBARBI Co.,Ltd. (3418) 8,700,280 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

KFC,Ltd. (3420) 7,378,050 0

INABA SEISAKUSHO Co.,Ltd. (3421) 17,922,429 0

S E Corporation (3423) 31,256,600 0

MIYAKO,Inc. (3424) 4,587,836 0

ATOM LIVIN TECH Co.,Ltd. (3426) 4,105,000 0

MIYAJI ENGINEERING GROUP,INC. (3431) 6,919,454 0

TOCALO Co.,Ltd. (3433) 63,200,000 0

ALPHA Corporation (3434) 10,200,000 0

SANKO TECHNO CO.,LTD. (3435) 8,745,408 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares







SUMCO CORPORATION (3436) 293,285,539 0

TOKUDEN CO.,LTD. (3437) 801,000 0

Mitsuchi Corporation (3439) 2,652,020 0

NISSO PRONITY Co.,Ltd. (3440) 7,360,000 0

SANNO Co.,Ltd. (3441) 5,000,000 0

KAWADA TECHNOLOGIES,INC. (3443) 5,913,370 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

KIKUCHI SEISAKUSHO CO.,LTD. (3444) 12,337,700 0

RS Technologies Co.,Ltd. (3445) 12,829,300 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares



JTEC CORPORATION (3446) 5,846,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares




Shinwa Co.,Ltd. (3447) 13,988,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

SUGA STEEL Co.,LTD. (3448) 300,000 0

B-Lot Company Limited (3452) 8,230,200 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

First Brothers Co.,Ltd. (3454) 14,445,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

TSON CO.,LTD. (3456) 468,500 0

HOUSE DO Co.,Ltd. (3457) 19,478,800 Exercise of Subscription Warrants 16,800 Jun. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 14,800 Shares

Oct. 2015 Resolution based 1 2,000 Shares

CRE,Inc. (3458) 26,179,300 Exercise of Subscription Warrants 8,000 Jul. 2014 Resolution based 1 8,000 Shares


Palma Co.,Ltd. (3461) 6,209,600 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares


PROPERTY AGENT Inc. (3464) 7,147,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


KI-STAR REAL ESTATE CO.,LTD (3465) 14,232,500 0

Agratio urban design Inc. (3467) 5,701,200 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares


Dualtap Co.,Ltd. (3469) 3,430,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

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Nov. 2019


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G-FACTORY CO.,LTD. (3474) 6,742,000 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares


Good Com Asset Co.,Ltd. (3475) 7,345,000 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares



FORLIFE Co.,Ltd. (3477) 2,000,000 0

TKP Corporation (3479) 38,053,275 Nov. 08 Third-Party Allotment, etc. 538,600

Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares


J.S.B.Co.,Ltd. (3480) 4,839,000 Exercise of Subscription Warrants 1,500 Oct. 2016 Resolution based 1 1,500 Shares

Loadstar Capital K.K. (3482) 21,408,000 Exercise of Subscription Warrants 24,000 Dec. 2016 Resolution based 1 24,000 Shares

SHOEI CO.,LTD. (3483) 475,000 0

Tenpo Innovation CO.,LTD. (3484) 8,912,200 0

GLOBAL LINK MANAGEMENT INC. (3486) 7,564,640 Exercise of Subscription Warrants 2,400 Dec. 2015 Resolution based 1 0 Shares


FaithNetwork Co.,Ltd (3489) 4,980,000 0

Azplanning Co.,Ltd. (3490) 951,000 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

GAtechnologies Co.,Ltd. (3491) 9,479,815 Exercise of Subscription Warrants 46,960 May 2017 Resolution based 1 0 Shares



Mullion Co.,Ltd. (3494) 1,602,200 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Koryojyuhan Co.,Ltd. (3495) 1,305,300 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

AZOOM CO.,LTD (3496) 1,461,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares




LEGAL CORPORATION (3497) 2,919,200 Exercise of Subscription Warrants 16,000 Aug. 2016 Resolution based 1 16,000 Shares


Kasumigaseki Capital Co.,Ltd. (3498) 3,151,600 Nov. 16 Public Offering 350,000

Exercise of Subscription Warrants 38,400 Jun. 2016 Resolution based 1 38,400 Shares



Suminoe Textile Co.,Ltd. (3501) 7,682,162 0

Nippon Felt Company Limited (3512) 19,842,089 0

ICHIKAWA CO.,LTD. (3513) 4,967,151 0

FUJI CORPORATION (3515) 1,000,000 0

ECONACH HOLDINGS CO.,LTD. (3521) 42,728,733 0

NITTO SEIMO CO.,LTD. (3524) 2,605,000 0

ASHIMORI INDUSTRY CO.,LTD. (3526) 6,056,939 0

Prospect Co.,Ltd. (3528) 447,090,984 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares





ATSUGI CO.,LTD. (3529) 17,319,568 0

AXAS HOLDINGS CO.,LTD. (3536) 32,258,453 0

SHOEI YAKUHIN CO.,LTD. (3537) 3,579,105 0

WILLPLUS Holdings Corporation (3538) 9,754,560 Exercise of Subscription Warrants 2,560 Jun. 2009 Resolution based 1 0 Shares


JAPAN MEAT CO.,LTD. (3539) 26,679,500 0

- 32 -

Nov. 2019


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C.I.MEDICAL CO.,LTD. (3540) 10,000,000 0

Nousouken Corporation (3541) 21,005,000 0

Vega corporation Co.,Ltd. (3542) 10,374,800 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares





KOMEDA Holdings Co.,Ltd. (3543) 46,044,000 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares





SATUDORA HOLDINGS CO.,LTD. (3544) 4,742,000 0

Defactostandard,Ltd. (3545) 9,140,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



Alleanza Holdings Co.,Ltd. (3546) 30,152,760 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares



KUSHIKATSU TANAKA HOLDINGS CO. (3547) 9,284,280 Exercise of Subscription Warrants 83,760 Oct. 2015 Resolution based 1 83,760 Shares

BAROQUE JAPAN LIMITED (3548) 36,676,300 0

KUSURI NO AOKI HOLDINGS CO.,LTD. (3549) 31,531,560 0

STUDIO ATAO Co.,Ltd. (3550) 12,726,000 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares


DYNIC CORPORATION (3551) 8,504,747 0

KYOWA LEATHER CLOTH CO.,LTD. (3553) 24,500,000 0

RenetJapanGroup,Inc. (3556) 10,410,500 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


UNITED&COLLECTIVE CO.LTD. (3557) 3,011,300 0

LOCONDO,Inc. (3558) 11,415,160 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares








p-ban.com Corp. (3559) 4,496,806 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares


Hobonichi Co.,Ltd. (3560) 2,319,000 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares



CHIKARANOMOTO HOLDINGS Co.,Ltd. (3561) 23,814,000 Exercise of Subscription Warrants 4,800 Dec. 2009 Resolution based 1 2,000 Shares



No.1 Co.,Ltd (3562) 3,144,800 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares





Sushiro Global Holdings Ltd. (3563) 29,012,496 Exercise of Subscription Warrants 0 Jan. 2018 Resolution based 1 0 Shares


- 33 -

Nov. 2019


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LIXIL VIVA CORPORATION (3564) 44,720,000 0

Ascentech K.K. (3565) 6,761,400 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


UNIFORM NEXT CO.,LTD. (3566) 2,483,162 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

SEIREN CO.,LTD. (3569) 64,633,646 0

SOTOH CO.,LTD. (3571) 13,933,757 0

Tokai Senko K.K. (3577) 3,614,252 0

SOKO SEIREN CO.,LTD. (3578) 1,428,015 0

KOMATSU MATERE Co.,Ltd. (3580) 43,140,999 0

AuBEX CORPORATION (3583) 3,092,623 0

WACOAL HOLDINGS CORP. (3591) 68,589,042 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares
























HOGY MEDICAL CO.,LTD. (3593) 32,682,310 0

JICHODO Co.,Ltd. (3597) 3,230,701 0

YAMAKI CO.,LTD. (3598) 14,950,074 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares







FUJIX Ltd. (3600) 1,468,093 0

KAWAMOTO CORPORATION (3604) 6,000,000 0

RENOWN INCORPORATED (3606) 101,307,449 0

KURAUDIA HOLDINGS CO.,LTD. (3607) 9,689,200 0

TSI HOLDINGS CO.,LTD. (3608) 105,783,293 0

- 34 -

Nov. 2019


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MATSUOKA CORPORATION (3611) 10,030,400 Nov. 15 Third-Party Allotment, etc. 6,000

Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

WORLD CO.,LTD. (3612) 34,390,965 0

Netyear Group Corporation (3622) 6,999,000 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

Billing System Corporation (3623) 6,564,400 0

AXEL MARK INC. (3624) 6,027,900 Exercise of CB 0 CB 1 0 thou. JPY 775,673 thou. JPY

Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares



Techfirm Holdings Inc. (3625) 7,515,000 Nov. 29 Retirement of Treasury Stocks -187,000

Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

TIS Inc. (3626) 87,789,098 0

Neos Corporation (3627) 11,483,500 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares



DATA HORIZON CO.,LTD. (3628) 3,565,060 0

Densan System Co.,Ltd. (3630) 10,040,000 0

GREE,Inc. (3632) 242,249,700 Exercise of Subscription Warrants 18,500 Sep. 2012 Resolution based 1 0 Shares



GMO Pepabo,Inc. (3633) 5,434,600 0

Sockets Inc. (3634) 2,477,400 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares







KOEI TECMO HOLDINGS CO.,LTD. (3635) 129,268,048 0

Mitsubishi Research Institute,Inc. (3636) 16,424,080 0

Voltage Incorporation (3639) 5,233,675 0

DENSAN CO.,LTD. (3640) 5,837,200 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

PAPYLESS CO.,LTD. (3641) 10,326,880 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Medical Net,Inc. (3645) 5,386,500 0

Ekitan & Co.,Ltd. (3646) 6,888,800 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

G Three Holdings CORPORATION (3647) 15,993,720 0

AGS Corporation (3648) 17,845,932 0

FINDEX Inc. (3649) 26,608,800 0

Digital Media Professionals Inc. (3652) 3,131,700 0

Morpho,Inc. (3653) 5,388,200 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares


BrainPad Inc. (3655) 7,180,132 Nov. 27 Third-Party Allotment, etc. 7,460

Exercise of Subscription Warrants 11,300 Feb. 2016 Resolution based 1 11,300 Shares

KLab Inc. (3656) 38,147,200 Exercise of Subscription Warrants 2,100 Jul. 2012 Resolution based 1 0 Shares



Mar. 2016 Resolution based 1 1,100 Shares


Poletowin Pitcrew Holdings,Inc. (3657) 38,120,800 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

eBOOK Initiative Japan CO.,LTD. (3658) 5,678,600 Exercise of Subscription Warrants 23,000 Dec. 2009 Resolution based 1 17,000 Shares



- 35 -

Nov. 2019


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NEXON Co.,Ltd. (3659) 901,146,560 Exercise of Subscription Warrants 516,000 Apr. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 464,000 Shares


















istyle Inc. (3660) 68,033,800 Exercise of Subscription Warrants 14,400 Oct. 2015 Resolution based 1 2,400 Shares







m-up,Inc. (3661) 9,095,297 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares


Ateam Inc. (3662) 19,757,400 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares




ArtSpark Holdings Inc. (3663) 8,153,720 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares


MOBCAST HOLDINGS INC. (3664) 24,008,308 Exercise of Subscription Warrants 0 Nov. 2019 Resolution based 1 0 Shares

Enigmo Inc. (3665) 42,642,000 0

TECNOS JAPAN INCORPORATED (3666) 20,400,000 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

enish,inc. (3667) 10,801,600 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares






COLOPL,Inc. (3668) 129,297,500 Exercise of Subscription Warrants 9,000 Apr. 2010 Resolution based 1 0 Shares




- 36 -

Nov. 2019


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Kyoritsu Computer & Communication Co.,Ltd. (3670) 1,204,500 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

SOFTMAX CO.,LTD (3671) 5,959,500 0

AltPlusInc. (3672) 17,255,198 Exercise of Subscription Warrants 120,000 Jan. 2012 Resolution based 1 110,000 Shares



Broadleaf Co.,Ltd. (3673) 97,896,800 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares

Aucfan Co.,Ltd. (3674) 10,469,400 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares






Cross Marketing Group Inc. (3675) 19,970,464 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares


DIGITAL HEARTS HOLDINGS Co.,Ltd. (3676) 23,890,800 Exercise of CB 0 CB 1 0 thou. JPY 508,600 thou. JPY



SYSTEM INFORMATION CO.,LTD. (3677) 23,672,000 0

MEDIA DO HOLDINGS Co.,Ltd. (3678) 14,175,100 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares



ZIGExN Co.,Ltd. (3679) 111,700,000 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Hotto Link Inc. (3680) 15,664,200 Exercise of Subscription Warrants 14,000 Apr. 2013 Resolution based 1 14,000 Shares


V-cube,Inc. (3681) 24,201,400 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

Encourage Technologies Co.,Ltd. (3682) 6,924,200 0

CYBERLINKS CO.,LTD. (3683) 5,171,386 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares





DLE Inc. (3686) 42,337,200 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Fixstars Corporation (3687) 33,610,000 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

CARTA HOLDINGS,INC. (3688) 25,415,852 Exercise of Subscription Warrants 4,800 Sep. 2013 Resolution based 1 4,800 Shares



IGNIS LTD. (3689) 14,662,600 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares










YRGLM Inc. (3690) 6,372,415 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


REALWORLD,inc. (3691) 3,430,600 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares



FFRI,Inc. (3692) 8,190,000 0

- 37 -

Nov. 2019


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E-COMETRUE Inc. (3693) 722,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

OPTiM CORPORATION (3694) 27,557,072 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

GMO Research,Inc. (3695) 1,677,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

CERES INC. (3696) 11,487,600 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares



SHIFT Inc. (3697) 15,737,500 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares





CRI Middleware Co.,Ltd. (3698) 5,479,250 Exercise of CB 232,732 CB 1 310,000 thou. JPY 0 thou. JPY

CB 3 0 thou. JPY 1,019,900 thou. JPY

Exercise of Subscription Warrants 172,600 Nov. 2013 Resolution based 1 1,800 Shares



Tokushu Tokai Paper Co.,Ltd. (3708) 15,412,000 0

Jorudan Co.,Ltd. (3710) 5,255,000 0

SOTSU CO.,LTD. (3711) 15,000,000 0

Information Planning CO.,LTD. (3712) 4,090,000 0

GEXEED CO.,LTD. (3719) 19,500,732 Exercise of Subscription Warrants 400,000 Aug. 2019 Resolution based 1 400,000 Shares

NIHON FALCOM CORPORATION (3723) 10,280,000 0

4Cs Holdings Co.,Ltd. (3726) 6,973,470 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Aplix Corporation (3727) 22,138,630 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares



Software Service,Inc. (3733) 5,488,000 0

T-Gaia Corporation (3738) 56,074,000 0

Systems Engineering Consultants Co.,LTD. (3741) 5,120,000 0

SIOS Corporation (3744) 8,874,400 0

INTERTRADE Co.,Ltd. (3747) 7,444,800 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

FRACTALE Corporation (3750) 7,183,195 0

Japan Asia Group Limited (3751) 27,763,880 0

FLIGHT HOLDINGS Inc. (3753) 9,456,500 0

MAMEZOU HOLDINGS CO.,LTD. (3756) 19,535,400 0

Aeria Inc. (3758) 23,649,428 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares



CAVE Interactive CO.,LTD. (3760) 5,270,700 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares



TECHMATRIX CORPORATION (3762) 22,259,200 0

Pro-Ship Incorporated (3763) 15,200,800 Exercise of Subscription Warrants 17,200 Oct. 2015 Resolution based 1 9,200 Shares


GungHo Online Entertainment,Inc. (3765) 95,210,316 0

SYSTEMS DESIGN Co.,Ltd. (3766) 3,940,000 0

Riskmonster.com (3768) 3,873,500 0

GMO Payment Gateway,Inc. (3769) 74,301,000 Exercise of CB 0 CB 23. 6 JPY 0 thou. JPY 17,000,000 thou. JPY

ZAPPALLAS,INC. (3770) 13,651,000 0

SYSTEM RESEARCH CO.,LTD. (3771) 8,360,000 0

Wealth Management,Inc. (3772) 8,326,200 0

Advanced Media,Inc. (3773) 18,272,724 0

- 38 -

Nov. 2019


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Internet Initiative Japan Inc. (3774) 46,734,600 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares









BroadBand Tower,Inc. (3776) 60,025,500 0

FHT holdings Corp. (3777) 138,390,380 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

SAKURA internet Inc. (3778) 37,620,700 0

J ESCOM HOLDINGS,INC. (3779) 10,472,990 0

DDS,Inc. (3782) 41,790,300 Exercise of Subscription Warrants 0 Aug. 2018 Resolution based 1 0 Shares

VINX CORP. (3784) 17,718,000 0

Techno Mathematical Co.,Ltd. (3787) 2,593,100 0

GMO CLOUD K.K. (3788) 11,693,000 0

IG Port,Inc. (3791) 5,055,400 0

Drecom Co.,Ltd. (3793) 28,894,000 0

e-Seikatsu Co.,Ltd. (3796) 7,280,700 0

ULS Group,Inc. (3798) 6,160,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Keyware Solutions Inc. (3799) 9,110,000 0

UNIRITA Inc. (3800) 8,500,000 0

Image Information Inc. (3803) 2,080,000 0

System D Inc. (3804) 6,498,000 0

FISCO Ltd. (3807) 45,776,722 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares


CyberStep,Inc. (3810) 7,769,801 Exercise of Subscription Warrants 60,600 Nov. 2013 Resolution based 1 0 Shares



Alphax Food System Co.,LTD (3814) 2,513,800 0

Media Kobo,Inc. (3815) 11,300,000 0

DAIWA COMPUTER CO.,LTD. (3816) 3,291,469 0

SRA Holdings,Inc. (3817) 15,240,000 0

Minori Solutions Co.,Ltd. (3822) 8,790,000 0

Acrodea,Inc. (3823) 25,794,693 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares




Remixpoint,inc. (3825) 58,467,600 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares


System Integrator Corp. (3826) 11,078,400 0

Asahi Net,Inc. (3834) 32,000,000 0

eBASE Co.,Ltd. (3835) 23,582,400 0

AVANT CORPORATION (3836) 18,793,491 0

Ad-Sol Nissin Corporation (3837) 9,299,460 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares







- 39 -

Nov. 2019


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ODK Solutions Company,Ltd. (3839) 8,200,000 0

PATH Corporation (3840) 28,240,000 0

Jedat Inc. (3841) 1,950,200 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Nextgen,Inc. (3842) 2,073,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

FreeBit Co.,Ltd. (3843) 23,414,000 0

COMTURE CORPORATION (3844) 32,241,600 0

I-FREEK MOBILE INC. (3845) 16,040,700 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

PACIFIC SYSTEMS CORPORATION (3847) 1,480,000 0

Data Applications Company,Limited (3848) 3,707,000 0

NTT DATA INTRAMART CORPORATION (3850) 4,955,000 0

Nippon Ichi Software,Inc. (3851) 5,110,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares


Cyber Com Co.,Ltd. (3852) 8,021,600 0

ASTERIA Corporation (3853) 17,491,265 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares



I'LL INC (3854) 25,042,528 Nov. 01 Stock Split 12,521,264

Abalance Corporation (3856) 5,189,511 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

LAC Co.,Ltd. (3857) 26,683,120 0

Ubiquitous AI Corporation (3858) 10,459,000 0

Oji Holdings Corporation (3861) 1,014,381,817 0

Nippon Paper Industries Co.,Ltd. (3863) 116,254,892 0

Mitsubishi Paper Mills Limited (3864) 44,741,433 0

Hokuetsu Corporation (3865) 209,263,814 0

Chuetsu Pulp & Paper Co.,Ltd. (3877) 13,354,688 0

TOMOEGAWA CO.,LTD. (3878) 10,389,406 0

Daio Paper Corporation (3880) 153,713,191 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 23,710,000 thou. JPY

NIPPON KODOSHI CORPORATION (3891) 10,953,582 0

Okayama Paper Industries Co.,Ltd. (3892) 5,500,000 0

HAVIX CORPORATION (3895) 8,175,280 0

AWA PAPER & TECHNOLOGICAL COMPANY,Inc. (3896) 10,172,676 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares




CrowdWorks Inc. (3900) 15,210,160 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares




MarkLines Co.,Ltd. (3901) 13,152,000 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Medical Data Vision Co.,Ltd. (3902) 40,027,526 0

gumi Inc. (3903) 31,116,100 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares







KAYAC Inc. (3904) 15,157,200 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares



Datasection Inc. (3905) 12,014,491 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares


- 40 -

Nov. 2019


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ALBERT Inc. (3906) 4,452,500 Exercise of CB 1,194,000 CB 1 1,445,934 thou. JPY 0 thou. JPY


Silicon Studio Corp. (3907) 2,948,200 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares







Collabos Corporation (3908) 4,790,400 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares



Showcase Inc. (3909) 6,781,200 Exercise of Subscription Warrants 800 Apr. 2011 Resolution based 1 0 Shares



MKSystem Corporation (3910) 5,428,000 0

Aiming Inc. (3911) 36,233,600 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares





Mobile Factory,Inc. (3912) 8,832,295 Exercise of Subscription Warrants 3,600 Jan. 2014 Resolution based 1 0 Shares


sMedio,Inc. (3913) 2,038,121 Exercise of Subscription Warrants 0 Sep. 2009 Resolution based 1 0 Shares





JIG-SAW INC. (3914) 6,698,000 Exercise of Subscription Warrants 11,000 Apr. 2014 Resolution based 1 10,000 Shares


TerraSky Co.,Ltd (3915) 12,611,240 Exercise of Subscription Warrants 32,000 Feb. 2015 Resolution based 1 32,000 Shares




Digital Information Technologies Corporation (3916) 15,501,820 0

iRidge,Inc. (3917) 6,663,700 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares




PCI Holdings,INC. (3918) 4,261,200 0

PiPEDO HD,Inc. (3919) 8,125,264 0

Internetworking and Broadband Consulting Co.,Ltd. (3920) 5,713,600 Exercise of Subscription Warrants 6,000 Apr. 2015 Resolution based 1 6,000 Shares


NEOJAPAN Inc. (3921) 14,842,800 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

PR TIMES,Inc. (3922) 6,728,600 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

RAKUS Co.,Ltd. (3923) 90,608,000 0

R&D COMPUTER CO.,LTD. (3924) 5,987,100 0

- 41 -

Nov. 2019


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Double Standard Inc. (3925) 6,730,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Open Door Inc. (3926) 31,260,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares


Fuva Brain Limited (3927) 4,551,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


Mynet Inc. (3928) 8,596,200 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares



SOCIALWIRE CO.,LTD. (3929) 6,013,800 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares



Hatena Co.,Ltd. (3930) 2,911,600 Exercise of Subscription Warrants 1,300 Jan. 2010 Resolution based 1 0 Shares







VALUE GOLF Inc. (3931) 1,792,600 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares


Akatsuki Inc. (3932) 13,959,400 Exercise of Subscription Warrants 5,100 Mar. 2014 Resolution based 1 0 Shares





CHIeru Co.,Ltd. (3933) 3,885,000 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares



BENEFIT JAPAN Co.,LTD. (3934) 5,896,419 Exercise of Subscription Warrants 750 Jul. 2014 Resolution based 1 0 Shares


Edia Co.,Ltd. (3935) 5,859,600 Exercise of Subscription Warrants 330,000 Jun. 2012 Resolution based 1 0 Shares



Globalway,Inc. (3936) 1,166,002 Exercise of Subscription Warrants 0 Dec. 2009 Resolution based 1 0 Shares








Ubicom Holdings,Inc. (3937) 11,552,000 Exercise of Subscription Warrants 1,600 Aug. 2014 Resolution based 1 0 Shares


Dec. 2014 Resolution based 1 1,600 Shares



LINE Corporation (3938) 241,101,642 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 36,580,000 thou. JPY




Exercise of Subscription Warrants 123,500 Dec. 2013 Resolution based 1 0 Shares


- 42 -

Nov. 2019


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Kanamic Network Co.,LTD (3939) 48,132,000 0

Nomura System Corporation Co,Ltd. (3940) 11,440,200 Exercise of Subscription Warrants 5,400 Dec. 2014 Resolution based 1 5,400 Shares




Rengo Co.,Ltd. (3941) 271,056,029 0

Furubayashi Shiko Co.,Ltd. (3944) 1,776,820 0

Superbag Company,Limited (3945) 1,686,154 0

TOMOKU CO.,LTD. (3946) 19,341,568 Exercise of CB 0 * CB 5 0 thou. JPY 2,999,000 thou. JPY

Dynapac Co.,Ltd. (3947) 10,322,591 0

HIKARI BUSINESS FORM CO.,LTD. (3948) 5,815,294 0

THE PACK CORPORATION (3950) 19,900,000 0

ASAHI PRINTING CO.,LTD. (3951) 23,284,929 0

OHMURA SHIGYO CO.,LTD. (3953) 4,884,000 0

SHOWA PAXXS CORPORATION (3954) 4,450,000 0

IMURA ENVELOPE CO.,INC. (3955) 10,729,370 0

Kokusai Chart Corporation (3956) 6,000,000 0

VALUEDESIGN INC. (3960) 1,473,400 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares








Silver Egg Technology CO.,Ltd. (3961) 2,938,400 Exercise of Subscription Warrants 2,500 Dec. 2014 Resolution based 1 0 Shares


CHANGE Inc. (3962) 15,728,000 Exercise of Subscription Warrants 31,200 Sep. 2014 Resolution based 1 0 Shares



Synchro Food Co.,Ltd. (3963) 26,893,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

AUCNET INC. (3964) 27,756,900 Exercise of Subscription Warrants 2,000 Jun. 2015 Resolution based 1 2,000 Shares


Capital Asset Planning,Inc. (3965) 5,708,496 0

Uzabase,Inc. (3966) 31,764,678 Exercise of Subscription Warrants 69,996 May 2013 Resolution based 1 11,808 Shares







- 43 -

Nov. 2019


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Eltes Co.,Ltd. (3967) 5,151,000 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares



Segue Group Co.,Ltd. (3968) 5,733,600 Exercise of Subscription Warrants 400 Mar. 2014 Resolution based 1 0 Shares




ATLED CORP. (3969) 7,471,800 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Innovation Inc. (3970) 1,998,600 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares


TBCSCAT Inc. (3974) 1,820,000 0

AOI TYO Holdings Inc. (3975) 24,566,447 0

SHANON Inc. (3976) 1,390,100 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares












MACROMILL,INC. (3978) 40,287,500 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares



ULURU.CO.,LTD. (3979) 3,416,700 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares




Beaglee Inc. (3981) 6,133,802 Exercise of Subscription Warrants 1,725 May 2014 Resolution based 1 1,725 Shares





ORO Co.,Ltd. (3983) 16,600,000 0

User Local,Inc. (3984) 7,784,500 Nov. 28 Public Offering 314,600

Exercise of Subscription Warrants 18,000 Jan. 2016 Resolution based 1 14,000 Shares




TEMONA.inc. (3985) 11,097,568 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares



bBreak Systems Company,Limited (3986) 1,536,960 0

Ecomott Inc. (3987) 5,120,800 Exercise of Subscription Warrants 42,000 Mar. 2015 Resolution based 1 42,000 Shares

SYS Holdings Co.,Ltd. (3988) 2,572,000 0

SHARINGTECHNOLOGY.INC (3989) 18,407,400 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

UUUM co.,ltd (3990) 19,417,860 Exercise of Subscription Warrants 9,600 Dec. 2014 Resolution based 1 0 Shares


- 44 -

Nov. 2019


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Wantedly,Inc (3991) 9,216,200 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares




Needs Well Inc. (3992) 8,483,600 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

PKSHA Technology Inc. (3993) 30,514,000 Exercise of Subscription Warrants 18,400 Jan. 2015 Resolution based 1 0 Shares






Money Forward,Inc. (3994) 22,165,360 Exercise of Subscription Warrants 240 Jan. 2014 Resolution based 1 0 Shares







SKIYAKI Inc. (3995) 10,637,000 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares







Signpost Corporation (3996) 10,858,800 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares




TRADE WORKS Co.,Ltd (3997) 3,305,100 Exercise of Subscription Warrants 14,100 Dec. 2016 Resolution based 1 14,100 Shares

SuRaLa Net Co.,Ltd. (3998) 1,266,700 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

KnowledgeSuite Inc. (3999) 5,048,000 Exercise of Subscription Warrants 12,000 May 2010 Resolution based 1 0 Shares




Showa Denko K.K. (4004) 149,711,292 0

SUMITOMO CHEMICAL COMPANY,LIMITED (4005) 1,655,446,177 0

Sumitomo Seika Chemicals Company,Limited. (4008) 13,972,970 0

Nissan Chemical Corporation (4021) 147,000,000 0

Rasa Industries,Ltd. (4022) 7,944,203 0

KUREHA CORPORATION (4023) 20,805,407 0

TAKI CHEMICAL CO.,LTD. (4025) 9,458,768 0

Konoshima Chemical Co.,Ltd. (4026) 9,240,000 0

TAYCA CORPORATION (4027) 25,714,414 0

ISHIHARA SANGYO KAISHA,LTD. (4028) 40,383,943 0

- 45 -

Nov. 2019


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Katakura & Co-op Agri Corporation (4031) 10,161,686 0

Nippon Soda Co.,Ltd. (4041) 31,127,307 0

TOSOH CORPORATION (4042) 325,080,956 0

Tokuyama Corporation (4043) 69,934,375 0

Central Glass Co.,Ltd. (4044) 42,975,995 0

TOAGOSEI CO.,LTD. (4045) 131,996,299 0

OSAKA SODA CO.,LTD. (4046) 26,731,415 Exercise of CB 0 * CB 6 0 thou. JPY 10,000,000 thou. JPY

KANTO DENKA KOGYO CO.,LTD. (4047) 57,546,050 0

Denka Company Limited (4061) 88,555,840 0

IBIDEN CO.,LTD. (4062) 140,860,557 0

Shin-Etsu Chemical Co.,Ltd. (4063) 416,662,793 0

Nippon Carbide Industries Company,Incorporated (4064) 8,194,029 0

Sakai Chemical Industry Co.,Ltd. (4078) 17,000,000 0

TANAKA CHEMICAL CORPORATION (4080) 32,533,000 0

DAIICHI KIGENSO KAGAKU-KOGYO CO.,LTD (4082) 24,400,000 0

AIR WATER INC. (4088) 198,705,057 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares












TAIYO NIPPON SANSO CORPORATION (4091) 433,092,837 0

Nippon Chemical Industrial Co.,Ltd. (4092) 8,922,775 0

Toho Acetylene Co.,Ltd. (4093) 7,004,000 0

NIHON KAGAKU SANGYO CO.,LTD. (4094) 20,680,000 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

NIHON PARKERIZING CO.,LTD. (4095) 132,604,524 0

KOATSU GAS KOGYO CO.,LTD. (4097) 55,577,526 0

Titan Kogyo Kabushiki Kaisha (4098) 3,027,626 0

SHIKOKU CHEMICALS CORPORATION (4099) 58,948,063 0

TODA KOGYO CORP. (4100) 6,099,192 0

Maruo Calcium Co.,Ltd. (4102) 2,355,200 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares







ISE CHEMICALS CORPORATION (4107) 5,135,135 0

STELLA CHEMIFA CORPORATION (4109) 13,213,248 0

Hodogaya Chemical Co.,Ltd. (4112) 8,413,726 0

TAOKA CHEMICAL COMPANY,LIMITED (4113) 2,888,000 0

NIPPON SHOKUBAI CO.,LTD. (4114) 40,800,000 0

Honshu Chemical Industry Co.,Ltd. (4115) 11,500,000 0

Dainichiseika Color & Chemicals Mfg.Co.,Ltd. (4116) 18,613,110 0

KANEKA CORPORATION (4118) 68,000,000 0

Nippon Pigment Company,Limited (4119) 1,575,899 0

- 46 -

Nov. 2019


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SUGAI CHEMICAL INDUSTRY CO.,LTD. (4120) 1,373,000 0

OSAKA YUKA INDUSTRY LTD. (4124) 1,073,500 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Kyowa Kirin Co.,Ltd. (4151) 540,000,000 0

Mitsubishi Gas Chemical Company,Inc. (4182) 229,039,199 0

Mitsui Chemicals,Inc. (4183) 204,580,115 0

JSR CORPORATION (4185) 226,126,145 0

TOKYO OHKA KOGYO CO.,LTD. (4186) 45,100,000 0

OSAKA ORGANIC CHEMICAL INDUSTRY LTD. (4187) 22,410,038 0

Mitsubishi Chemical Holdings Corporation (4188) 1,506,288,107 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 75,000,000 thou. JPY


KH Neochem Co.,Ltd. (4189) 37,029,400 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Daicel Corporation (4202) 331,942,682 0

Sumitomo Bakelite Company,Limited (4203) 49,590,478 0

Sekisui Chemical Co.,Ltd. (4204) 484,507,285 0

ZEON CORPORATION (4205) 237,075,556 0

Aica Kogyo Company,Limited (4206) 67,590,664 0

Ube Industries,Ltd. (4208) 106,200,107 0

Sekisui Jushi Corporation (4212) 47,313,598 0

C.I. TAKIRON Corporation (4215) 97,500,000 0

ASAHI YUKIZAI CORPORATION (4216) 19,800,400 0

Hitachi Chemical Company,Ltd. (4217) 208,364,913 0

NICHIBAN CO.,LTD. (4218) 20,738,006 0

RIKEN TECHNOS CORPORATION (4220) 66,113,819 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 800,000 thou. JPY

Okura Industrial Co.,Ltd. (4221) 12,414,870 0

KODAMA CHEMICAL INDUSTRY CO.,LTD. (4222) 3,952,941 0

LONSEAL CORPORATION (4224) 4,625,309 0

Sekisui Plastics Co.,Ltd. (4228) 46,988,109 0

Gun Ei Chemical Industry Co.,Ltd. (4229) 8,998,308 0

TIGERS POLYMER CORPORATION (4231) 20,111,598 0

Sun A.Kaken Company,Limited (4234) 11,320,000 0

Ultrafabrics Holdings Co.,Ltd. (4235) 6,877,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,850,000 Shares



Fujipream Corporation (4237) 29,786,400 0

Miraial Co.,Ltd. (4238) 10,120,000 0

POLATECHNO CO.,LTD. (4239) 0 Nov. 08 Delisting -41,450,000

CLUSTER TECHNOLOGY CO.,LTD. (4240) 5,692,800 0

atect corporation (4241) 4,401,900 Exercise of Subscription Warrants 2,000 Aug. 2016 Resolution based 1 2,000 Shares

TAKAGI SEIKO CORPORATION (4242) 2,767,572 0

NIX,INC. (4243) 2,323,000 0

Daiki Axis Co.,Ltd. (4245) 12,408,800 0

DaikyoNishikawa Corporation (4246) 73,896,400 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Takemoto Yohki Co.,Ltd. (4248) 12,528,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares



MORIROKU HOLDINGS COMPANY,LTD. (4249) 16,960,000 0

Frontier Inc. (4250) 630,000 0

KEIWA Incorporated (4251) 7,420,000 0

NIPPON KAYAKU CO.,LTD. (4272) 177,503,570 0

HOSOYA PYRO-ENGINEERING CO.,LTD. (4274) 4,032,000 0

Carlit Holdings Co.,Ltd. (4275) 24,050,000 0

EPS Holdings,Inc. (4282) 46,311,389 0

- 47 -

Nov. 2019


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SOLXYZ Co.,Ltd. (4284) 13,410,297 0

LEGS COMPANY,LTD. (4286) 10,840,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

JUST PLANNING INC. (4287) 12,706,338 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Asgent,Inc. (4288) 3,815,734 0

Prestige International Inc. (4290) 128,015,400 Exercise of Subscription Warrants 38,400 Feb. 2013 Resolution based 1 33,600 Shares









SEPTENI HOLDINGS CO.,LTD. (4293) 138,906,500 Exercise of Subscription Warrants 0 Dec. 2003 Resolution based 1 0 Shares



Faith, Inc. (4295) 13,831,091 0

PROTO CORPORATION (4298) 41,925,300 0

HIMACS,Ltd. (4299) 6,206,496 0

AMUSE INC. (4301) 18,623,520 0

Estore Corporation (4304) 5,161,298 Exercise of CB 0 CB 1 0 thou. JPY 999,600 thou. JPY

Nomura Research Institute,Ltd. (4307) 754,591,500 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares




J-Stream Inc. (4308) 14,028,700 0

Dream Incubator Inc. (4310) 10,378,400 Exercise of Subscription Warrants 1,400 Nov. 2010 Resolution based 1 0 Shares



Cybernet Systems Co.,Ltd. (4312) 32,076,000 0

BeMap,Inc. (4316) 3,227,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares







Ray Corporation (4317) 14,328,976 0

QUICK CO.,LTD. (4318) 19,098,576 0

TAC CO.,LTD. (4319) 18,504,000 0

CE Holdings Co.,Ltd. (4320) 15,106,800 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

Kenedix, Inc. (4321) 225,267,000 0

Japan System Techniques Co.,Ltd. (4323) 5,612,230 0

DENTSU INC. (4324) 288,410,000 0

INTAGE HOLDINGS Inc. (4326) 40,426,000 0

SHL-JAPAN Ltd. (4327) 6,141,158 0

TAKE AND GIVE. NEEDS Co.,Ltd. (4331) 13,059,330 0

TOHO SYSTEM SCIENCE CO.,LTD. (4333) 13,865,992 0

YUKE'S Co.,Ltd. (4334) 11,096,000 0

IPS CO.,LTD. (4335) 2,466,000 0

CRIE ANABUKI INC. (4336) 2,340,000 0

PIA CORPORATION (4337) 14,657,613 0

- 48 -

Nov. 2019


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SEIRYO ELECTRIC CORPORATION (4341) 3,500,000 0

SECOM JOSHINETSU CO.,LTD. (4342) 13,109,501 0

AEON Fantasy Co.,LTD. (4343) 19,751,625 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares






SOURCENEXT CORPORATION (4344) 136,224,800 Exercise of Subscription Warrants 56,400 Aug. 2013 Resolution based 1 7,200 Shares





CTS Co.,Ltd. (4345) 43,400,000 0

Nexyz.Group Corporation (4346) 13,413,640 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


Broadmedia Corporation (4347) 79,147,323 0

INFOCOM CORPORATION (4348) 57,600,000 0

MEDICAL SYSTEM NETWORK Co.,Ltd. (4350) 30,642,600 0

YAMADA SERVICER SYNTHETIC OFFICE CO.,LTD (4351) 4,268,000 0

LONGLIFE HOLDING Co.,Ltd. (4355) 11,190,400 0

APPLIED TECHNOLOGY CO.,LTD. (4356) 2,858,400 0

KAWAGUCHI CHEMICAL INDUSTRY CO.,LTD. (4361) 1,220,000 0

Nippon Fine Chemical Co.,Ltd. (4362) 25,372,447 0

MANAC INCORPORATED (4364) 8,625,000 0

MATSUMOTO YUSHI-SEIYAKU CO.,LTD. (4365) 4,512,651 0

Daito Chemix Corporation (4366) 11,200,000 0

KOEI CHEMICAL COMPANY,LIMITED (4367) 4,900,000 0

FUSO CHEMICAL CO.,LTD. (4368) 35,511,000 0

Tri Chemical Laboratories Inc. (4369) 7,812,160 0

M - mart Inc. (4380) 2,445,400 0

BPLATS,Inc. (4381) 2,311,140 Exercise of Subscription Warrants 1,480 Dec. 2012 Resolution based 1 240 Shares





HEROZ,Inc. (4382) 7,033,614 Exercise of Subscription Warrants 17,600 Apr. 2015 Resolution based 1 0 Shares



BiZright Technology Inc. (4383) 646,540 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

RAKSUL INC. (4384) 27,829,200 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares












- 49 -

Nov. 2019


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Mercari,Inc. (4385) 153,777,861 Nov. 19 Third-Party Allotment, etc. 91,228

Exercise of Subscription Warrants 526,070 Aug. 2014 Resolution based 1 0 Shares




























SIG Co.,Ltd. (4386) 5,769,780 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


ZUU Co.,Ltd. (4387) 2,110,030 Exercise of Subscription Warrants 210 Jul. 2014 Resolution based 1 0 Shares




AI,Inc. (4388) 5,123,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


Property Data Bank,Inc. (4389) 5,888,400 Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares


IPS,Inc. (4390) 12,342,000 Exercise of Subscription Warrants 10,000 Sep. 2015 Resolution based 1 0 Shares



Logizard Co.,Ltd. (4391) 3,258,000 Exercise of Subscription Warrants 500 Jun. 2017 Resolution based 1 500 Shares

Future Innovation Group,Inc. (4392) 31,084,515 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares






- 50 -

Nov. 2019


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Bank of Innovation,Inc. (4393) 3,947,000 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares


eXmotion Co.,Ltd. (4394) 2,797,100 Exercise of Subscription Warrants 600 Mar. 2016 Resolution based 1 600 Shares

Accrete Inc. (4395) 5,522,000 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


System Support Inc. (4396) 5,035,000 0

TeamSpirit Inc. (4397) 16,191,200 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares


BroadBand Security,Inc. (4398) 3,983,780 Exercise of Subscription Warrants 1,000 Apr. 2016 Resolution based 1 1,000 Shares

Kufu Company Inc. (4399) 17,937,436 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares




ADEKA CORPORATION (4401) 103,714,442 0

NOF CORPORATION (4403) 84,841,376 0

Miyoshi Oil & Fat Co.,Ltd. (4404) 10,306,895 0

New Japan Chemical Co.,Ltd. (4406) 37,286,906 0

TOHO CHEMICAL INDUSTRY COMPANY,LIMITED (4409) 21,350,000 0

HARIMA CHEMICALS GROUP,INC. (4410) 26,080,396 0

eSOL Co.,Ltd. (4420) 21,460,800 0

D.I.System Co.,Ltd. (4421) 1,524,500 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares


VALUENEX Japan Inc. (4422) 2,873,400 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares







ARTERIA Networks Corporation (4423) 50,000,000 0

Amazia,inc. (4424) 3,323,500 Exercise of Subscription Warrants 9,400 Mar. 2017 Resolution based 1 0 Shares


Kudan Inc. (4425) 7,078,200 Exercise of Subscription Warrants 2,000 Jun. 2016 Resolution based 1 0 Shares





Passlogy Co.,Ltd. (4426) 1,000,000 0

EduLab,Inc. (4427) 8,817,000 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

sinops Inc. (4428) 6,030,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares




Ricksoft Co.,Ltd. (4429) 4,204,600 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares


TOKAI SOFT CO.,LTD. (4430) 4,673,600 Nov. 01 Stock Split 2,336,800

Smaregi,Inc. (4431) 9,433,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

HITO-Communications Holdings,Inc. (4433) 17,899,333 0

Serverworks Co.,Ltd. (4434) 3,380,190 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares



- 51 -

Nov. 2019


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kaonavi,inc. (4435) 5,430,500 Exercise of Subscription Warrants 12,000 Sep. 2011 Resolution based 1 0 Shares



MINKABU THE INFONOID,Inc. (4436) 12,979,900 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares







gooddays holdings,Inc. (4437) 1,652,800 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares




Welby Inc. (4438) 7,784,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


TOUMEI CO.,LTD. (4439) 2,400,000 0

WITZ Corporation (4440) 4,054,000 0

Tobila Systems Inc. (4441) 10,222,800 0

VALTES CO.,LTD. (4442) 7,150,000 0

Sansan,Inc. (4443) 31,058,853 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

infoNet inc. (4444) 1,927,500 0

Living Technologies Inc. (4445) 1,333,600 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Link-U Inc. (4446) 4,542,500 Exercise of Subscription Warrants 10,600 Jul. 2016 Resolution based 1 10,600 Shares


Chatwork Co.,Ltd. (4448) 36,600,000 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares







giftee Inc. (4449) 25,489,600 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares



Power Solutions,Ltd. (4450) 1,366,500 Nov. 01 Third-Party Allotment, etc. 42,800

Kao Corporation (4452) 482,000,000 0

DKS Co.Ltd. (4461) 10,684,321 0

ISHIHARA CHEMICAL CO.,LTD. (4462) 8,154,140 0

NICCA CHEMICAL CO.,LTD. (4463) 17,710,000 0

SOFT99corporation (4464) 22,274,688 0

Niitaka Co., Ltd. (4465) 5,943,052 0

SANYO CHEMICAL INDUSTRIES,LTD. (4471) 23,534,752 0

HENNGE K.K. (4475) 15,634,200 Nov. 08 Third-Party Allotment, etc. 196,200




AI CROSS Inc. (4476) 3,942,900 Nov. 06 Third-Party Allotment, etc. 91,200





- 52 -

Nov. 2019


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BASE,Inc. (4477) 20,401,800 Nov. 29 Third-Party Allotment, etc. 1,057,200




Takeda Pharmaceutical Company Limited (4502) 1,576,356,908 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares







Astellas Pharma Inc. (4503) 1,888,823,175 0

Sumitomo Dainippon Pharma Co.,Ltd. (4506) 397,900,154 0

Shionogi & Co.,Ltd. (4507) 316,786,165 Exercise of CB 0 CB 19. 12 JPY 260,000 thou. JPY 400,000 thou. JPY

Mitsubishi Tanabe Pharma Corporation (4508) 561,417,916 0

WAKAMOTO PHARMACEUTICAL CO.,LTD. (4512) 34,838,325 0

ASKA Pharmaceutical Co.,Ltd. (4514) 30,563,199 0

Nippon Shinyaku Co.,Ltd. (4516) 70,251,484 0

BIOFERMIN PHARMACEUTICAL CO.,LTD. (4517) 12,154,000 0

CHUGAI PHARMACEUTICAL CO.,LTD. (4519) 559,685,889 0

KAKEN PHARMACEUTICAL CO.,LTD. (4521) 45,939,730 0

Eisai Co.,Ltd. (4523) 296,566,949 0

MORISHITA JINTAN CO.,LTD. (4524) 4,150,000 0

RIKEN VITAMIN CO.,LTD. (4526) 20,352,550 0

ROHTO PHARMACEUTICAL CO.,LTD. (4527) 118,089,155 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

ONO PHARMACEUTICAL CO.,LTD. (4528) 528,341,400 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





HISAMITSU PHARMACEUTICAL CO.,INC. (4530) 85,164,895 Nov. 15 Retirement of Treasury Stocks -10,000,000

Yuki Gosei Kogyo Co.,Ltd. (4531) 21,974,000 0

Mochida Pharmaceutical Co.,Ltd. (4534) 40,630,000 0

SANTEN PHARMACEUTICAL CO.,LTD. (4536) 399,864,354 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares







Fuso Pharmaceutical Industries,Ltd. (4538) 9,451,169 0

NIPPON CHEMIPHAR CO.,LTD. (4539) 4,261,420 0

TSUMURA & CO. (4540) 76,758,362 0

Nichi-Iko Pharmaceutical Co.,Ltd. (4541) 65,162,652 0

TERUMO CORPORATION (4543) 759,521,040 Exercise of CB 0 CB 21. 12 JPY 5,550,000 thou. JPY 9,020,000 thou. JPY

Miraca Holdings Inc. (4544) 57,387,861 Exercise of Subscription Warrants 455 Jul. 2014 Resolution based 1 0 Shares




KISSEI PHARMACEUTICAL CO.,LTD. (4547) 51,811,185 0

SEIKAGAKU CORPORATION (4548) 56,814,093 0

EIKEN CHEMICAL CO.,LTD. (4549) 43,541,438 0

- 53 -

Nov. 2019


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Nissui Pharmaceutical Co.,Ltd. (4550) 22,547,140 0

TORII PHARMACEUTICAL CO.,LTD. (4551) 28,800,000 0

JCR Pharmaceuticals Co.,Ltd. (4552) 32,421,577 0

TOWA PHARMACEUTICAL CO.,LTD. (4553) 51,516,000 Exercise of CB 0 CB 22. 7 JPY 0 thou. JPY 15,000,000 thou. JPY

Fuji Pharma Co.,Ltd. (4554) 31,253,800 0

SAWAI PHARMACEUTICAL CO.,LTD. (4555) 44,082,388 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares








KAINOS Laboratories,Inc. (4556) 4,558,860 0

MEDICAL & BIOLOGICAL LABORATORIES CO.,LTD. (4557) 5,211,800 0

CHUKYO IYAKUHIN CO.,LTD. (4558) 11,660,734 0

ZERIA PHARMACEUTICAL CO.,LTD. (4559) 53,119,190 0

AnGes,Inc. (4563) 106,969,561 Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares




OncoTherapy Science,Inc. (4564) 164,011,000 Exercise of Subscription Warrants 1,214,800 Jun. 2010 Resolution based 1 0 Shares



Dec. 2018 Resolution based 1 1,214,800 Shares

Sosei Group Corporation (4565) 77,053,136 Exercise of Subscription Warrants 49,600 Sep. 2010 Resolution based 1 0 Shares



DAIICHI SANKYO COMPANY,LIMITED (4568) 709,011,343 0

KYORIN Holdings,Inc. (4569) 64,607,936 0

Immuno-Biological Laboratories Co.,Ltd. (4570) 8,724,590 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY



NanoCarrier Co.,Ltd. (4571) 66,057,401 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares





Carna Biosciences,Inc. (4572) 11,604,900 Exercise of Subscription Warrants 179,000 May 2015 Resolution based 1 1,000 Shares


TAIKO PHARMACEUTICAL CO.,LTD. (4574) 14,422,500 Exercise of Subscription Warrants 15,200 Dec. 2010 Resolution based 1 0 Shares


CanBas Co.,Ltd. (4575) 6,834,040 Exercise of CB 0 CB 3 0 thou. JPY 749,994 thou. JPY




D.Western Therapeutics Institute, Inc. (4576) 26,275,200 0

Daito Pharmaceutical Co.,Ltd. (4577) 12,662,464 Exercise of Subscription Warrants 24,500 Sep. 2019 Resolution based 1 24,500 Shares

Otsuka Holdings Co.,Ltd. (4578) 557,835,617 0

RaQualia Pharma Inc. (4579) 20,938,142 Exercise of Subscription Warrants 155,000 Mar. 2014 Resolution based 1 0 Shares



- 54 -

Nov. 2019


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TAISHO PHARMACEUTICAL HOLDINGS CO.,LTD. (4581) 85,139,653 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares








SymBio Pharmaceuticals Limited (4582) 25,312,681 Exercise of Subscription Warrants 950,000 Mar. 2010 Resolution based 1 0 Shares























Chiome Bioscience Inc. (4583) 33,283,500 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares




Gene Techno Science Co.,Ltd. (4584) 27,646,986 Exercise of CB 0 CB 2 0 thou. JPY 600,000 thou. JPY




UMN Pharma Inc. (4585) 17,696,500 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares




Medrx Co.,Ltd. (4586) 12,714,100 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares




PeptiDream Inc. (4587) 125,310,400 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Oncolys BioPharma Inc. (4588) 14,206,300 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares



- 55 -

Nov. 2019


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RIBOMIC Inc. (4591) 16,097,284 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY






SanBio Company Limited (4592) 51,785,023 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares














HEALIOS K.K. (4593) 51,270,200 Exercise of CB 0 CB 2 0 thou. JPY 4,000,000 thou. JPY


Exercise of Subscription Warrants 24,000 Jan. 2013 Resolution based 1 16,800 Shares







BrightPath Biotherapeutics Co.,Ltd. (4594) 42,046,000 Exercise of Subscription Warrants 22,500 Oct. 2014 Resolution based 1 2,500 Shares






MIZUHO MEDY CO.,LTD. (4595) 9,525,600 0

Kubota Pharmaceutical Holdings Co.,Ltd. (4596) 42,303,188 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares














- 56 -

Nov. 2019


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Solasia Pharma K.K. (4597) 105,450,795 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares







Delta-Fly Pharma,Inc. (4598) 4,504,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

StemRIM Inc. (4599) 52,695,000 Exercise of Subscription Warrants 40,200 Dec. 2010 Resolution based 1 40,200 Shares












Dai Nippon Toryo Company,Limited (4611) 29,710,678 0

NIPPON PAINT HOLDINGS CO.,LTD. (4612) 325,402,443 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares








KANSAI PAINT CO.,LTD. (4613) 272,623,270 Exercise of CB 0 CB 22. 6 JPY 0 thou. JPY 60,000,000 thou. JPY

SHINTO PAINT COMPANY,LIMITED (4615) 31,000,000 0

KAWAKAMI PAINT MANUFACTURING CO.,LTD. (4616) 1,000,000 0

Chugoku Marine Paints,Ltd. (4617) 69,068,822 0

Nihon Tokushu Toryo Co.,Ltd. (4619) 23,611,200 0

FUJIKURA KASEI CO.,LTD. (4620) 32,716,878 0

ROCK PAINT CO.,LTD. (4621) 22,000,000 0

ASAHIPEN CORPORATION (4623) 4,623,000 0

Isamu Paint Co.,Ltd. (4624) 2,400,000 0

ATOMIX CO.,LTD. (4625) 7,242,000 0

TAIYO HOLDINGS CO.,LTD. (4626) 28,969,647 0

NATOCO CO.,LTD. (4627) 8,144,400 0

SK KAKEN CO.,LTD. (4628) 3,134,777 0

DAISHIN CHEMICAL CO.,LTD. (4629) 4,592,000 0

DIC Corporation (4631) 95,156,904 0

SAKATA INX CORPORATION (4633) 62,601,161 0

TOYO INK SC HOLDINGS CO.,LTD. (4634) 60,621,744 0

TOKYO PRINTING INK MFG.CO.,LTD. (4635) 2,725,758 0

T&K TOKA CO.,LTD. (4636) 25,055,440 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares





- 57 -

Nov. 2019


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ANDOR Co.,Ltd. (4640) 5,184,140 0

Altech Corporation (4641) 24,746,675 0

ORIGINAL ENGINEERING CONSULTANTS CO.,LTD. (4642) 7,796,800 0

Imagineer Co.,Ltd. (4644) 10,649,000 0

ICHISHIN HOLDINGS CO.,LTD. (4645) 10,604,888 0

SD ENTERTAINMENT,Inc. (4650) 8,997,000 0

SANIX INCORPORATED (4651) 48,919,396 0

DAIOHS CORPORATION (4653) 13,439,142 0

ENVIRONMENTAL CONTROL CENTER CO.,LTD. (4657) 4,678,270 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Nippon Air Conditioning Services Co.,Ltd. (4658) 35,784,000 0

AJIS CO.,LTD. (4659) 10,771,200 0

ORIENTAL LAND CO.,LTD. (4661) 363,690,160 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

Focus Systems Corporation (4662) 16,292,942 0

JAPAN RELIANCE SERVICE CORPORATION (4664) 2,940,000 0

DUSKIN CO.,LTD. (4665) 52,694,823 0

PARK24 Co.,Ltd. (4666) 154,974,269 Exercise of CB 0 CB 25. 10 JPY 0 thou. JPY 35,000,000 thou. JPY



AISAN TECHNOLOGY CO.,LTD. (4667) 5,542,800 0

MEIKO NETWORK JAPAN CO.,LTD. (4668) 27,803,600 0

NIPPAN RENTAL Co.,Ltd. (4669) 2,280,756 0

FALCO HOLDINGS Co.,Ltd. (4671) 11,280,177 0

Kawasaki Geological Engineering Co.,Ltd. (4673) 1,057,980 0

CRESCO LTD. (4674) 12,000,000 0

FUJI MEDIA HOLDINGS,INC. (4676) 234,194,500 0

SHUEI YOBIKO Co.,Ltd. (4678) 6,710,000 0

TAYA Co.,Ltd. (4679) 5,100,000 0

ROUND ONE Corporation (4680) 95,452,914 0

RESORTTRUST,INC. (4681) 108,520,799 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 29,700,000 thou. JPY


OBIC Co.,Ltd. (4684) 99,600,000 0

Ryoyu Systems Co.,Ltd. (4685) 1,271,000 0

JUSTSYSTEMS CORPORATION (4686) 64,224,800 0

TDC SOFT Inc. (4687) 25,113,600 0

Z Holdings Corporation (4689) 4,822,435,065 Exercise of Subscription Warrants 17,200 Jan. 2010 Resolution based 1 0 Shares










NIPPON PALLET POOL CO.,LTD. (4690) 850,000 0

WASHINGTON HOTEL CORPORATION (4691) 12,170,000 Nov. 20 Third-Party Allotment, etc. 270,000

BML,INC. (4694) 44,014,726 Exercise of Subscription Warrants 0 Nov. 2006 Resolution based 1 0 Shares




- 58 -

Nov. 2019


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MYSTAR ENGINEERING CORP. (4695) 9,125,000 0

WATABE WEDDING CORPORATION (4696) 9,909,400 0

UCHIDA ESCO CO.,Ltd. (4699) 3,600,000 0

Trend Micro Incorporated (4704) 140,513,004 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares





CLIP Corporation (4705) 4,536,000 0

KITAC CORPORATION (4707) 5,969,024 0

Relia,Inc. (4708) 69,503,040 0

ID Holdings Corporation (4709) 12,044,302 0

KeyHolder,Inc. (4712) 154,257,832 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares



RISO KYOIKU CO.,LTD. (4714) 156,209,829 0

ORACLE CORPORATION JAPAN (4716) 128,152,171 Exercise of Subscription Warrants 5,900 Sep. 2010 Resolution based 1 900 Shares









WASEDA ACADEMY CO.,LTD. (4718) 16,669,952 0

ALPHA SYSTEMS INC. (4719) 14,052,400 0

JOHNAN ACADEMIC PREPARATORY INSTITUTE,INC. (4720) 8,937,840 0

Future Corporation (4722) 47,664,000 0

CAC Holdings Corporation (4725) 20,541,400 0

SB Technology Corp. (4726) 22,659,200 Exercise of Subscription Warrants 75,600 Nov. 2013 Resolution based 1 75,600 Shares




TOSE CO.,LTD. (4728) 7,763,040 0

USS Co.,Ltd. (4732) 313,250,000 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares







- 59 -

Nov. 2019


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OBIC BUSINESS CONSULTANTS CO.,LTD. (4733) 80,704,000 0

Being Co.,Ltd. (4734) 8,257,600 0

KYOSHIN CO.,LTD. (4735) 8,396,000 0

Nippon RAD Inc. (4736) 5,355,390 0

ITOCHU Techno-Solutions Corporation (4739) 240,000,000 0

ITFOR Inc. (4743) 29,430,000 0

Tokyo Individualized Educational Institute,INC. (4745) 54,291,435 0

Toukei Computer Co.,Ltd. (4746) 9,350,000 0

KOZO KEIKAKU ENGINEERING Inc. (4748) 5,500,000 0

DAISAN CO.,LTD. (4750) 7,618,000 0

CyberAgent,Inc. (4751) 126,426,600 Exercise of CB 0 CB 23. 2 JPY 0 thou. JPY 20,000,000 thou. JPY





SHOWA SYSTEM ENGINEERING CORPORATION (4752) 4,810,000 0

TOSNET CORPORATION (4754) 4,732,600 0

Rakuten,Inc. (4755) 1,434,573,900 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares





























- 60 -

Nov. 2019


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ALPHA CO.,LTD. (4760) 915,444 0

SAKURA KCS Corporation (4761) 11,200,000 0

XNET Corporation (4762) 8,261,600 0

CREEK & RIVER Co.,Ltd. (4763) 22,609,000 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares


SAMURAI&J PARTNERS Co.,Ltd. (4764) 34,968,800 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares




Morningstar Japan K.K. (4765) 83,973,600 0

PA Co.,Ltd. (4766) 11,229,800 0

TOW CO.,LTD. (4767) 24,484,548 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares





OTSUKA CORPORATION (4768) 190,002,120 0

INFORMATION CREATIVE CO.,LTD. (4769) 7,732,270 0

ZUKEN ELMIC,INC. (4770) 6,284,944 0

F&M CO.,LTD. (4771) 15,557,400 Exercise of Subscription Warrants 1,000 Aug. 2015 Resolution based 1 1,000 Shares

Stream Media Corporation (4772) 16,520,351 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Cybozu,Inc. (4776) 52,757,800 0

GALA INCORPORATED (4777) 17,277,200 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares


SOFTBRAIN Co.,Ltd. (4779) 30,955,000 0

NIHON HOUSING CO.,LTD. (4781) 16,080,000 0

Nippon Computer Dynamics Co.,Ltd. (4783) 8,800,000 0

GMO AD Partners Inc. (4784) 16,757,200 0

YAMADA Consulting Group Co.,Ltd. (4792) 19,896,000 0

Oricon Inc. (4800) 15,123,200 0

CENTRAL SPORTS Co.,LTD. (4801) 11,466,300 0

Paraca Inc. (4809) 10,232,400 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares




Information Services International-Dentsu,Ltd. (4812) 32,591,240 0

ACCESS CO.,LTD. (4813) 39,375,600 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



Nextware Ltd. (4814) 13,015,222 0

TOEI ANIMATION CO.,LTD. (4816) 42,000,000 0

Digital Garage,Inc. (4819) 47,381,200 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 25,000,000 thou. JPY

- 61 -

Nov. 2019


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Exercise of Subscription Warrants 4,900 May 2012 Resolution based 1 0 Shares














EM SYSTEMS CO.,LTD. (4820) 36,877,200 Exercise of Subscription Warrants 36,000 Jul. 2006 Resolution based 1 0 Shares


MEDIASEEK,inc. (4824) 9,766,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

WEATHERNEWS INC. (4825) 11,844,000 0

Computer Institute of Japan, Ltd. (4826) 19,555,080 0

Business Engineering Corporation (4828) 6,000,000 0

Nihon Enterprise Co.,Ltd. (4829) 40,133,000 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares




JFE Systems, Inc. (4832) 7,853,000 0

PADO Corporation (4833) 20,003,115 0

SHiDAX CORPORATION (4837) 40,929,162 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000 Shares



SPACE SHOWER NETWORKS INC. (4838) 11,330,800 0

WOWOW INC. (4839) 28,844,400 0

TriIs Incorporated (4840) 8,900,000 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares




Scala,Inc. (4845) 17,490,859 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares



INTELLIGENT WAVE INC. (4847) 26,340,000 0

FULLCAST HOLDINGS CO.,LTD. (4848) 38,486,400 0

en-japan inc. (4849) 49,716,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares




CellSource Co.,Ltd. (4880) 1,992,000 Nov. 29 Third-Party Allotment, etc. 72,000


FUJIFILM Holdings Corporation (4901) 514,625,728 0

KONICA MINOLTA,INC. (4902) 502,664,337 0

Shiseido Company,Limited (4911) 400,000,000 0

Lion Corporation (4912) 299,115,346 0

TAKASAGO INTERNATIONAL CORPORATION (4914) 20,152,397 0

MANDOM CORPORATION (4917) 48,269,212 0

- 62 -

Nov. 2019


Shares Shares

IVY COSMETICS CORPORATION (4918) 5,104,000 0

Milbon Co.,Ltd. (4919) 33,117,234 0

Nippon Shikizai,Inc. (4920) 2,099,376 0

FANCL CORPORATION (4921) 130,353,200 Exercise of CB 0 CB 24. 4 JPY 0 thou. JPY 10,000,000 thou. JPY

KOSE Corporation (4922) 60,592,541 0

COTA CO.,LTD. (4923) 20,449,836 0

HABA LABORATORIES,INC. (4925) 3,935,000 0

C'BON COSMETICS Co.,Ltd. (4926) 4,281,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

POLA ORBIS HOLDINGS INC. (4927) 229,136,156 0

Noevir Holdings Co.,Ltd. (4928) 34,156,623 0

ADJUVANT COSME JAPAN CO.,LTD. (4929) 7,970,400 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

Shinnihonseiyaku Co.,Ltd. (4931) 21,611,300 0

S.T.CORPORATION (4951) 23,000,000 0

SDS Biotech K.K. (4952) 7,830,925 0

AGRO-KANESHO CO.,LTD. (4955) 13,404,862 0

KONISHI CO.,LTD. (4956) 40,707,440 0

YASUHARA CHEMICAL CO.,LTD. (4957) 10,839,663 0

T.HASEGAWA CO.,LTD. (4958) 42,708,154 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares




CHEMIPRO KASEI KAISHA,LTD. (4960) 16,623,613 0

GOO CHEMICAL CO.,LTD. (4962) 6,992,000 0

SEIKO PMC CORPORATION (4963) 30,743,604 0

C.Uyemura & Co.,Ltd. (4966) 9,878,040 0

KOBAYASHI PHARMACEUTICAL CO.,LTD. (4967) 82,050,000 0

ARAKAWA CHEMICAL INDUSTRIES,LTD. (4968) 20,652,400 0

Toyo Gosei Co.,Ltd. (4970) 8,143,390 0

MEC COMPANY LTD. (4971) 20,071,093 0

Soken Chemical & Engineering Co.,Ltd. (4972) 8,300,000 0

JAPAN PURE CHEMICAL CO.,LTD. (4973) 6,317,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares






TAKARA BIO INC. (4974) 120,415,600 0

JCU CORPORATION (4975) 27,856,115 0

TOYO DRILUBE CO.,LTD. (4976) 1,355,000 0

Nitta Gelatin Inc. (4977) 18,373,974 0

ReproCELL Incorporated (4978) 71,406,891 Nov. 05 Third-Party Allotment, etc. 185,500

Exercise of Subscription Warrants 9,000 Mar. 2012 Resolution based 1 0 Shares


OAT Agrio Co.,Ltd. (4979) 5,536,000 0

Dexerials Corporation (4980) 63,888,400 Exercise of Subscription Warrants 500 Mar. 2013 Resolution based 1 0 Shares



Earth Corporation (4985) 20,237,500 0

TERAOKA SEISAKUSHO CO.,LTD. (4987) 26,687,955 0

Showa Chemical Industry Co.,Ltd. (4990) 11,979,000 0

HOKKO CHEMICAL INDUSTRY CO.,LTD. (4992) 29,985,531 0

Taisei Lamick Co.,Ltd. (4994) 7,047,500 0

- 63 -

Nov. 2019


Shares Shares

KUMIAI CHEMICAL INDUSTRY CO.,LTD. (4996) 133,184,612 0

NIHON NOHYAKU CO.,LTD. (4997) 81,967,082 0

FUMAKILLA LIMITED (4998) 16,490,000 0

CEMEDINE CO.,LTD. (4999) 15,167,000 0

TOA OIL COMPANY,LIMITED (5008) 12,443,500 0

FUJI KOSAN COMPANY,LTD. (5009) 8,743,907 0

NIPPON SEIRO CO.,LTD. (5010) 22,400,000 0

NICHIREKI CO.,LTD. (5011) 31,685,955 0

Yushiro Chemical Industry Co.,Ltd. (5013) 13,900,065 0

BP Castrol K.K. (5015) 22,975,189 0

Fuji Oil Company,Ltd. (5017) 78,183,677 0

MORESCO Corporation (5018) 9,696,500 0

Idemitsu Kosan Co.,Ltd. (5019) 301,925,518 0

JXTG Holdings,Inc. (5020) 3,230,282,649 Nov. 08 Retirement of Treasury Stocks -100,000,000

COSMO ENERGY HOLDINGS COMPANY,LIMITED (5021) 84,770,508 Exercise of CB 0 CB 22. 12 JPY 0 thou. JPY 60,000,000 thou. JPY

The Yokohama Rubber Company,Limited (5101) 169,549,081 0

Showa Holdings Co.,Ltd. (5103) 76,293,426 Exercise of CB 0 CB 1 0 thou. JPY 63,000 thou. JPY




NITTO KAKO CO.,LTD. (5104) 3,840,000 0

Toyo Tire Corporation (5105) 154,111,029 0

BRIDGESTONE CORPORATION (5108) 761,536,421 0

Sumitomo Rubber Industries,Ltd. (5110) 263,043,057 0

FUJIKURA COMPOSITES Inc. (5121) 23,446,209 0

OKAMOTO INDUSTRIES,INC. (5122) 19,599,367 0

Achilles Corporation (5142) 15,862,714 0

NISHIKAWA RUBBER CO.,LTD. (5161) 19,995,387 0

ASAHI RUBBER INC. (5162) 4,618,520 0

NICHIRIN CO.,LTD. (5184) 14,371,500 0

Fukoku Co.,Ltd. (5185) 17,609,130 0

Nitta Corporation (5186) 30,272,503 0

CREATE MEDIC CO.,LTD. (5187) 9,664,327 0

SAKURA RUBBER CO.,LTD. (5189) 1,012,000 0

Sumitomo Riko Company Limited (5191) 104,042,806 0

Mitsuboshi Belting Ltd. (5192) 32,604,198 0

SAGAMI RUBBER INDUSTRIES CO.,LTD. (5194) 10,937,449 0

Bando Chemical Industries,Ltd. (5195) 47,213,536 0

FUJI LATEX CO.,LTD. (5199) 1,286,199 0

AGC Inc. (5201) 227,441,381 0

Nippon Sheet Glass Company,Limited (5202) 90,603,899 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 30,000 Shares












- 64 -

Nov. 2019


Shares Shares


ISHIZUKA GLASS CO.,LTD. (5204) 4,219,554 0

Arisawa Mfg.Co.,Ltd. (5208) 36,361,424 Exercise of Subscription Warrants 33,600 Jun. 2015 Resolution based 1 13,800 Shares






Nihon Yamamura Glass Co.,Ltd. (5210) 11,145,249 0

FUJI GLASS CO.,LTD. (5212) 2,142,000 0

Nippon Electric Glass Co.,Ltd. (5214) 99,523,246 0

KURAMOTO CO.,LTD. (5216) 16,143,170 0

Techno Quartz Inc. (5217) 780,000 0

OHARA INC. (5218) 25,450,000 0

Sumitomo Osaka Cement Co.,Ltd. (5232) 40,643,217 0

TAIHEIYO CEMENT CORPORATION (5233) 127,140,278 0

NOZAWA CORPORATION (5237) 12,075,000 0

RESOL HOLDINGS Co.,Ltd. (5261) 5,564,200 0

Nippon Hume Corporation (5262) 29,347,500 0

ASAHI CONCRETE WORKS CO.,LTD. (5268) 13,233,000 0

NIPPON CONCRETE INDUSTRIES CO.,LTD. (5269) 57,777,432 0

TOYO ASANO FOUNDATION CO.,LTD. (5271) 1,440,840 0

MITANI SEKISAN CO.,LTD. (5273) 24,986,599 0

SPANCRETE CORPORATION (5277) 9,332,400 0

NIHON KOGYO CO.,LTD. (5279) 3,064,200 0

Yoshicon Co.,Ltd. (5280) 8,030,248 0

GEOSTR Corporation (5282) 31,530,000 0

TAKAMISAWA CO.,LTD. (5283) 1,758,400 0

YAMAU CO.,LTD. (5284) 6,306,000 0

YAMAX Corp. (5285) 1,158,000 0

ITO YOGYO CO.,LTD. (5287) 3,568,000 0

ASIA PILE HOLDINGS CORPORATION (5288) 38,089,792 0

Vertex Corporation (5290) 11,684,450 0

TOKAI CARBON CO.,LTD. (5301) 224,943,104 0

Nippon Carbon Co.,Ltd. (5302) 11,832,504 0

SEC CARBON,LIMITED (5304) 4,138,868 0

TOYO TANSO CO.,LTD. (5310) 20,992,588 0

NORITAKE CO.,LIMITED (5331) 14,842,849 0

TOTO LTD. (5332) 176,981,297 0

NGK INSULATORS,LTD. (5333) 327,560,196 0

NGK SPARK PLUG CO.,LTD. (5334) 208,911,620 0

DANTO HOLDINGS CORPORATION (5337) 30,000,000 0

ASAHI EITO CO.,LTD. (5341) 1,816,000 Exercise of Subscription Warrants 24,800 Aug. 2019 Resolution based 1 24,800 Shares

MARUWA CO.,LTD. (5344) 12,372,000 0

SHINAGAWA REFRACTORIES CO.,LTD. (5351) 9,429,366 0

KROSAKI HARIMA CORPORATION (5352) 9,114,528 0

Nippon Crucible Co.,Ltd. (5355) 1,409,040 0

YOTAI REFRACTORIES CO.,LTD. (5357) 25,587,421 0

Isolite Insulating Products Company,Limited (5358) 23,606,573 0

TYK CORPORATION (5363) 45,477,000 0

NIKKATO CORPORATION (5367) 12,135,695 0

SHINTO COMPANY LIMITED (5380) 415,841 0

- 65 -

Nov. 2019


Shares Shares

Mipox Corporation (5381) 12,081,920 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

FUJIMI INCORPORATED (5384) 28,699,500 0

TSURUYA CO.,LTD. (5386) 7,767,800 0

CHIYODA UTE CO.,LTD. (5387) 17,670,000 0

KUNIMINE INDUSTRIES CO.,LTD. (5388) 14,450,000 0

A&A Material Corporation (5391) 7,778,000 0

NICHIAS CORPORATION (5393) 67,811,917 0

Riken Corundum Company Limited (5395) 922,128 0

NIPPON STEEL CORPORATION (5401) 950,321,402 0

Kobe Steel,Ltd. (5406) 364,364,210 0

NAKAYAMA STEEL WORKS,LTD. (5408) 63,079,256 0

Godo Steel,Ltd. (5410) 17,145,211 0

JFE Holdings,Inc. (5411) 614,438,399 0

TOKYO STEEL MANUFACTURING CO.,LTD. (5423) 155,064,249 0

KYOEI STEEL LTD. (5440) 44,898,730 0

YAMATO KOGYO CO.,LTD. (5444) 67,670,000 0

TOKYO TEKKO CO.,LTD. (5445) 9,365,305 0

HOKUETSU METAL Co.,Ltd. (5446) 3,994,000 0

OSAKA STEEL CO.,LTD. (5449) 42,279,982 0

Yodogawa Steel Works,Ltd. (5451) 35,837,230 0

TAKASAGO TEKKO K.K. (5458) 3,008,000 0

Maruichi Steel Tube Ltd. (5463) 94,000,000 0

MORY INDUSTRIES INC. (5464) 7,949,580 0

Daido Steel Co.,Ltd. (5471) 43,448,769 0

Nippon Koshuha Steel Co.,Ltd. (5476) 14,687,617 0

Nippon Yakin kogyo Co.,Ltd. (5480) 15,497,333 0

Sanyo Special Steel Co.,Ltd. (5481) 57,437,307 0

AICHI STEEL CORPORATION (5482) 19,886,675 0

Tohoku Steel Co.,Ltd. (5484) 7,550,000 0

Hitachi Metals,Ltd. (5486) 428,904,352 0

NIPPON KINZOKU CO.,LTD. (5491) 6,700,000 0

PACIFIC METALS CO.,LTD. (5541) 19,577,071 0

SHINHOKOKU STEEL CORPORATION (5542) 3,510,000 0

Nippon Denko Co.,Ltd. (5563) 146,568,067 0

Kurimoto,Ltd. (5602) 13,098,490 Nov. 19 Retirement of Treasury Stocks -300,000

KOGI CORPORATION (5603) 3,362,163 0

NIPPON CHUZO K.K. (5609) 5,135,150 0

Daiwa Heavy Industry Co.,Ltd. (5610) 1,358,000 0

NIPPON CHUTETSUKAN K.K. (5612) 3,293,074 0

Kawakin Holdings Co.,Ltd. (5614) 20,000,000 0

The Japan Steel Works,Ltd. (5631) 74,332,356 0

Mitsubishi Steel Mfg.Co.,Ltd. (5632) 15,709,968 0

METALART CORPORATION (5644) 3,157,382 0

NICHIA STEEL WORKS,LTD. (5658) 51,755,478 0

Nippon Seisen Co.,Ltd. (5659) 6,492,293 0

Shinko Wire Company,Ltd. (5660) 5,912,999 0

Powdertech Co.,Ltd. (5695) 2,970,000 0

SANYU CO.,LTD. (5697) 6,091,000 0

ENVIPRO HOLDINGS Inc. (5698) 15,051,227 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares



IBOKIN Co.,Ltd. (5699) 1,713,600 0

- 66 -

Nov. 2019


Shares Shares

DAIKI ALUMINIUM INDUSTRY CO.,LTD. (5702) 43,629,235 0

Nippon Light Metal Holdings Company,Ltd. (5703) 619,937,500 0

JMC Corporation (5704) 5,282,100 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Mitsui Mining and Smelting Company,Limited (5706) 57,296,616 0

Toho Zinc CO.,Ltd. (5707) 13,585,521 0

Mitsubishi Materials Corporation (5711) 131,489,535 0

Sumitomo Metal Mining Co.,Ltd. (5713) 290,814,015 Exercise of CB 0 CB 23. 3 JPY 0 thou. JPY 30,000,000 thou. JPY

DOWA HOLDINGS CO.,LTD. (5714) 61,989,206 0

FURUKAWA CO.,LTD. (5715) 40,445,568 0

S･Science Company,Ltd. (5721) 100,593,749 0

Asaka Riken Co.,Ltd. (5724) 2,572,300 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

OSAKA Titanium technologies Co.,Ltd. (5726) 36,800,000 0

TOHO TITANIUM COMPANY,LIMITED (5727) 71,270,910 0

NIHON SEIKO CO.,LTD (5729) 2,605,900 0

UACJ Corporation (5741) 48,328,193 0

NIC Autotec,Inc. (5742) 5,500,000 0

NIPPON SHINDO CO.,LTD. (5753) 2,370,000 0

CK SAN-ETSU Co.,Ltd. (5757) 8,867,000 0

TOHO KINZOKU CO.,LTD. (5781) 2,338,001 0

Furukawa Electric Co.,Ltd. (5801) 70,666,917 0

Sumitomo Electric Industries,Ltd. (5802) 793,940,571 0

Fujikura Ltd. (5803) 295,863,421 0

SWCC SHOWA HOLDINGS CO.,LTD. (5805) 30,826,861 0

TOTOKU ELECTRIC CO.,LTD. (5807) 6,808,788 0

TATSUTA ELECTRIC WIRE AND CABLE CO.,LTD. (5809) 70,156,394 0

Onamba Co.,Ltd. (5816) 12,558,251 0

JMACS Japan Co.,Ltd. (5817) 4,691,555 0

Canare Electric Co.,Ltd. (5819) 7,028,060 0

MITSUBOSHI CO.,LTD. (5820) 1,266,655 0

HIRAKAWA HEWTECH CORP. (5821) 17,627,800 0

RYOBI LIMITED (5851) 32,646,143 0

AHRESTY CORPORATION (5852) 26,076,717 0

Life Intelligent Enterprise Holdings Co.,Ltd. (5856) 87,000,000 0

Asahi Holdings,Inc. (5857) 39,854,344 0

STG CO.,LTD. (5858) 838,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

DAIKEN CO.,LTD. (5900) 5,970,480 0

Toyo Seikan Group Holdings,Ltd. (5901) 202,862,162 0

HOKKAN HOLDINGS LIMITED (5902) 13,469,387 0

SHINPO CO.,LTD. (5903) 6,140,850 0

NIHON SEIKAN K.K. (5905) 1,392,000 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares







MK SEIKO CO.,LTD. (5906) 15,595,050 0

JFE Container Co.,Ltd. (5907) 2,867,500 0

CORONA CORPORATION (5909) 29,342,454 0

Yokogawa Bridge Holdings Corp. (5911) 45,564,802 0

- 67 -

Nov. 2019


Shares Shares

OSJB Holdings Corporation (5912) 122,513,391 0

KOMAIHALTEC Inc. (5915) 4,972,709 0

The Takigami Steel Construction Co.,Ltd. (5918) 2,697,600 0

Kawagishi Bridge Works Co.,Ltd. (5921) 3,000,000 0

NASU DENKI-TEKKO CO.,LTD. (5922) 1,200,000 0

TAKADAKIKO(Steel Construction)CO.,LTD. (5923) 2,237,586 0

ALMETAX MANUFACTURING CO,LTD. (5928) 11,912,515 0

Sanwa Holdings Corporation (5929) 235,000,000 0

Bunka Shutter Co.,Ltd. (5930) 72,196,487 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Sankyo Tateyama,Inc. (5932) 31,554,629 Exercise of CB 0 CB 2 0 thou. JPY 7,500,000 thou. JPY

ALINCO INCORPORATED (5933) 21,039,326 0

GANTAN BEAUTY INDUSTRY CO.,LTD. (5935) 771,606 0

TOYO SHUTTER CO.,LTD. (5936) 6,387,123 0

LIXIL Group Corporation (5938) 313,319,159 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 60,000,000 thou. JPY


OTANI KOGYO CO.,LTD. (5939) 880,000 0

FUJISASH CO.,LTD. (5940) 126,267,824 0

NAKANISHI MFG. CO.,LTD. (5941) 6,306,000 0

NIPPON FILCON CO.,LTD. (5942) 22,167,211 0

NORITZ CORPORATION (5943) 50,797,651 0

Tenryu Saw Mfg.Co.,Ltd. (5945) 5,573,817 0

CHOFU SEISAKUSHO CO.,LTD. (5946) 35,980,500 0

RINNAI CORPORATION (5947) 51,616,463 0

UNIPRES CORPORATION (5949) 47,991,873 0

JAPAN POWER FASTENING CO.,LTD. (5950) 18,688,540 Exercise of CB 0 CB 1 0 thou. JPY 549,976 thou. JPY


Dainichi Co.,Ltd. (5951) 19,058,587 0

Amatei Incorporated (5952) 12,317,000 0

YAMASHINA CORPORATION (5955) 143,611,765 0

TOSO CO.,LTD. (5956) 10,000,000 0

NITTO SEIKO CO.,LTD. (5957) 39,985,017 0

SANYO INDUSTRIES,LTD. (5958) 3,520,000 0

OKABE CO.,LTD. (5959) 53,790,632 0

ASAKA INDUSTRIAL CO.,LTD. (5962) 1,037,080 0

TOYO KNIFE CO.,LTD. (5964) 1,865,900 0

FUJIMAK CORPORATION (5965) 14,272,000 0

KYOTO TOOL CO.,LTD. (5966) 2,477,435 0

TONE CO.,LTD. (5967) 2,342,600 0

LOBTEX Co.,Ltd. (5969) 1,000,000 0

G-TEKT CORPORATION (5970) 43,931,260 0

KYOWAKOGYOSYO CO.,LTD. (5971) 1,360,000 0

TOAMI CORPORATION (5973) 6,400,000 0

CHUGOKUKOGYO CO.,LTD. (5974) 3,420,000 0

Topre Corporation (5975) 54,021,824 0

Neturen Co.,Ltd. (5976) 43,790,500 0

TOKYO ROPE MFG.CO.,LTD (5981) 16,268,242 0

MARUZEN CO.,LTD. (5982) 19,780,000 0

IWABUCHI CORPORATION (5983) 1,100,000 0

KANEFUSA CORPORATION (5984) 14,310,000 0

SUNCALL CORPORATION (5985) 34,057,923 0

MOLITEC STEEL CO.,LTD. (5986) 22,558,063 0

ONEX Corporation (5987) 1,660,000 0

- 68 -

Nov. 2019


Shares Shares

PIOLAX,INC. (5988) 39,254,100 0

H-ONE CO.,LTD. (5989) 28,392,830 0

SUPER TOOL CO.,LTD. (5990) 2,084,304 0

NHK SPRING CO.,LTD. (5991) 244,066,144 0

CHUO SPRING CO.,LTD. (5992) 6,385,599 0

FINE SINTER CO.,LTD. (5994) 4,420,000 0

KYORITSU AIR TECH INC. (5997) 6,000,000 0

Advanex Inc. (5998) 4,153,370 0

IHARA SCIENCE CORPORATION (5999) 14,000,000 0

MIURA CO.,LTD. (6005) 125,291,112 0

TAKUMA CO.,LTD. (6013) 83,000,000 0

Japan Engine Corporation (6016) 2,800,000 0

The Hanshin Diesel Works,Ltd. (6018) 3,229,400 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares









Akasaka Diesels Ltd. (6022) 1,540,000 0

DAIHATSU DIESEL MFG. CO.,LTD. (6023) 31,850,000 0

GMO TECH,Inc. (6026) 1,100,620 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Bengo4.com,Inc. (6027) 22,249,500 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares








TechnoPro Holdings,Inc. (6028) 36,304,029 0

artra corporation (6029) 8,790,100 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Adventure,Inc. (6030) 6,798,900 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares



Scigineer Inc. (6031) 2,109,186 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares








Interworks,Inc. (6032) 9,800,000 0

EXTREME CO.,LTD. (6033) 5,441,576 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares


MRT Inc. (6034) 5,693,800 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares




- 69 -

Nov. 2019


Shares Shares


IR Japan Holdings,Ltd. (6035) 17,833,810 0

KeePer Technical Laboratory Co.,Ltd. (6036) 14,140,420 Exercise of Subscription Warrants 3,200 Jul. 2013 Resolution based 1 3,200 Shares

FIRSTLOGIC,INC. (6037) 11,844,400 0

IID,Inc. (6038) 5,006,200 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares



Japan Animal Referral Medical Center Co.,Ltd. (6039) 2,431,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Nippon Ski Resort Development Co.,Ltd. (6040) 16,000,400 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

NIKKI CO.,LTD. (6042) 2,000,000 0

SANKI SERVICE CORPORATION (6044) 5,896,085 0

Rentracks CO.,LTD. (6045) 7,975,800 0

LINKBAL INC. (6046) 19,500,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares


Gunosy Inc. (6047) 23,842,974 Exercise of Subscription Warrants 16,000 Apr. 2013 Resolution based 1 0 Shares





DesignOne Japan,Inc. (6048) 15,116,300 Exercise of Subscription Warrants 900 Aug. 2014 Resolution based 1 900 Shares



ItoKuro Inc. (6049) 22,680,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares










E-Guardian Inc. (6050) 10,405,800 0

Livesense Inc. (6054) 28,144,000 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares


JAPAN MATERIAL Co.,Ltd. (6055) 105,149,520 0

VECTOR INC. (6058) 47,936,100 Exercise of Subscription Warrants 0 Aug. 2018 Resolution based 1 0 Shares



UCHIYAMA HOLDINGS Co.,Ltd. (6059) 21,618,800 0

Cocolonet CO., LTD. (6060) 3,843,100 0

UNIVERSAL ENGEISHA CO.,LTD (6061) 5,025,000 0

CHARM CARE CORPORATION (6062) 14,056,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares



Emergency Assistance Japan Co., Ltd. (6063) 2,483,600 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares



ACTCALL INC. (6064) 7,933,800 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


LIKE Kids,Inc. (6065) 10,482,000 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY

Shintokyo Group Co.,Ltd. (6066) 4,960,000 0

- 70 -

Nov. 2019


Shares Shares

Impact HD Inc. (6067) 6,001,094 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

Trenders,Inc. (6069) 7,456,800 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares





CAREERLINK CO.,LTD. (6070) 12,555,800 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

IBJ,Inc. (6071) 42,000,000 Exercise of Subscription Warrants 269,100 Jan. 2015 Resolution based 1 269,100 Shares



Jibannet Holdings Co.,Ltd. (6072) 23,087,200 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares


ASANTE INCORPORATED (6073) 12,341,900 0

JSS CORPORATION (6074) 4,026,056 0

N･FIELD Co.,Ltd. (6077) 13,210,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Value HR Co.,Ltd. (6078) 6,059,600 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares


M&A Capital Partners Co.,Ltd. (6080) 15,605,000 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares

Allied Architects,Inc. (6081) 14,042,700 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares











RIDE ON EXPRESS HOLDINGS Co.,Ltd. (6082) 10,634,000 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares

ERI HOLDINGS CO.,LTD. (6083) 7,832,400 0

ARCHITECTS STUDIO JAPAN INC. (6085) 1,634,750 0

Shin Maint Holdings Co.,Ltd. (6086) 5,384,100 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares

ABIST Co.,Ltd. (6087) 3,980,000 0

SIGMAXYZ Inc. (6088) 21,024,300 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

WILL GROUP,INC. (6089) 22,294,600 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares



Human Metabolome Technologies,Inc. (6090) 5,853,800 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares




Wesco Holdings Inc. (6091) 17,724,297 0

EnBio Holdings,Inc (6092) 6,569,200 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares





Escrow Agent Japan,Inc. (6093) 42,422,584 Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares


FreakOut Holdings,inc. (6094) 15,904,700 Exercise of CB 0 CB 1 0 thou. JPY 4,500,000 thou. JPY

Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

- 71 -

Nov. 2019


Shares Shares





MedPeer,Inc. (6095) 20,072,100 Exercise of Subscription Warrants 309,200 Sep. 2012 Resolution based 1 0 Shares










RareJob,Inc. (6096) 4,732,200 Exercise of Subscription Warrants 5,600 Dec. 2012 Resolution based 1 0 Shares



Recruit Holdings Co.,Ltd. (6098) 1,695,960,030 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

ELAN Corporation (6099) 30,300,000 0

TSUGAMI CORPORATION (6101) 55,000,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

























OKUMA Corporation (6103) 33,755,154 0

Toshiba Machine Co.,Ltd. (6104) 29,977,106 0

Kojima Iron Works Co.,Ltd. (6112) 1,003,564 0

AMADA HOLDINGS CO.,LTD. (6113) 368,115,217 0

AIDA ENGINEERING,LTD. (6118) 69,448,421 Nov. 11 Retirement of Treasury Stocks -2,198,900

TAKISAWA MACHINE TOOL CO.,LTD. (6121) 6,578,122 0

OKAMOTO MACHINE TOOL WORKS,LTD. (6125) 4,717,895 0

HAMAI CO.,LTD. (6131) 3,462,400 0

- 72 -

Nov. 2019


Shares Shares

FUJI CORPORATION (6134) 97,823,748 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 7,220,000 thou. JPY

Makino Milling Machine Co.,Ltd. (6135) 24,893,841 0

OSG Corporation (6136) 98,147,239 Exercise of CB 42,860 CB 22. 4 JPY 110,000 thou. JPY 1,670,000 thou. JPY


KOIKE SANSO KOGYO CO.,LTD. (6137) 4,522,933 0

DIJET INDUSTRIAL CO.,LTD. (6138) 2,992,999 0

Asahi Diamond Industrial Co.,Ltd. (6140) 55,700,000 0

DMG MORI CO.,LTD. (6141) 125,953,683 0

Sodick Co.,Ltd. (6143) 53,450,916 Exercise of CB 0 * CB 1 0 thou. JPY 7,981,000 thou. JPY

Seibu Electric & Machinery Co.,Ltd. (6144) 15,160,000 0

NITTOKU CO.,LTD. (6145) 18,098,923 0

DISCO CORPORATION (6146) 35,938,171 Exercise of Subscription Warrants 2,700 Jul. 2004 Resolution based 1 0 Shares
























YAMAZAKI CO.,LTD. (6147) 4,579,000 0

Odawara Engineering Co.,Ltd. (6149) 6,392,736 0

TAKEDA MACHINERY CO.,LTD. (6150) 1,020,000 0

NITTO KOHKI CO.,LTD. (6151) 21,803,295 0

TAKAMATSU MACHINERY CO.,LTD. (6155) 11,020,000 0

A-ONE SEIMITSU INC. (6156) 3,000,000 0

NS TOOL CO.,LTD. (6157) 12,504,000 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares


WAIDA MFG.CO.,LTD. (6158) 7,028,000 0

MICRON MACHINERY CO.,LTD. (6159) 7,706,100 0

ESTIC CORPORATION (6161) 2,942,000 0

TAIYO KOKI CO.,LTD. (6164) 5,956,400 0

PUNCH INDUSTRY CO.,LTD. (6165) 22,122,400 0

NAKAMURA CHOUKOU CO.,LTD. (6166) 9,020,900 Exercise of Subscription Warrants 500,000 Jun. 2011 Resolution based 1 0 Shares




- 73 -

Nov. 2019


Shares Shares

Fuji Die Co.,Ltd. (6167) 20,000,000 0

C.E.Management Integrated Laboratory Co.Ltd (6171) 14,843,600 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Metaps Inc. (6172) 13,566,910 Exercise of CB 0 CB 1 0 thou. JPY 1,499,988 thou. JPY



Aqualine Ltd. (6173) 2,032,600 0

DENTAS CO.,LTD. (6174) 366,666 0

Net Marketing Co.Ltd. (6175) 14,792,800 Exercise of Subscription Warrants 77,000 Jun. 2013 Resolution based 1 45,000 Shares




Brangista.Inc (6176) 14,575,300 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares






AppBank Inc. (6177) 7,862,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares



JAPAN POST HOLDINGS Co.,Ltd. (6178) 1,940,475,300 0

GMO Media,Inc. (6180) 1,868,839 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Partner Agent INC. (6181) 10,680,000 Exercise of Subscription Warrants 3,600 May 2015 Resolution based 1 3,600 Shares

ROZETTA CORPORATION (6182) 10,330,260 Exercise of Subscription Warrants 19,600 Aug. 2014 Resolution based 1 19,600 Shares



BELLSYSTEM24 HOLDINGS,INC. (6183) 73,617,320 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Kamakura Shinsho,Ltd. (6184) 38,180,400 Exercise of Subscription Warrants 16,400 May 2014 Resolution based 1 0 Shares







SMN Corporation (6185) 12,973,333 Exercise of Subscription Warrants 40,000 Aug. 2013 Resolution based 1 0 Shares


ICHIKURA CO.,LTD. (6186) 5,513,945 0

LITALICO Inc. (6187) 17,561,400 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares



FUJI SOFT SERVICE BUREAU INCORPORATED (6188) 13,500,000 0

Global Kids Company Corp. (6189) 9,170,058 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares



PhoenixBio Co.,Ltd. (6190) 2,934,000 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares



Evolable Asia Corp. (6191) 19,804,000 Exercise of Subscription Warrants 2,700 Sep. 2011 Resolution based 1 0 Shares





- 74 -

Nov. 2019


Shares Shares


HyAS&Co.Inc. (6192) 23,338,500 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares



Virtualex Holdings,Inc. (6193) 2,942,653 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares


Atrae,Inc. (6194) 13,277,600 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

HOPE,INC. (6195) 1,394,200 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares


Strike Company,Limited (6196) 19,354,200 0

Solasto Corporation (6197) 94,166,400 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares




CAREER CO.,LTD. (6198) 8,622,080 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

SERAKU Co.,Ltd. (6199) 13,767,200 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares


Insource Co.,Ltd. (6200) 21,310,750 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

TOYOTA INDUSTRIES CORPORATION (6201) 325,840,640 0

Howa Machinery,Ltd. (6203) 12,548,134 0

OKK CORPORATION (6205) 8,146,556 0

Ishikawa Seisakusho,Ltd. (6208) 6,385,972 0

TOYO MACHINERY & METAL CO.,Ltd. (6210) 20,703,000 0

TSUDAKOMA Corp. (6217) 6,807,555 0

ENSHU Limited (6218) 6,353,454 0

SHIMA SEIKI MFG.,LTD. (6222) 36,600,000 0

Autonomous Control Systems Laboratory Ltd. (6232) 10,559,595 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares


KYOKUTO SANKI CO.,LTD. (6233) 5,391,000 0

OPTORUN CO.,LTD. (6235) 44,358,000 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares


NC Holdings Co.,Ltd. (6236) 6,416,046 0

IWAKI CO.,LTD. (6237) 22,490,910 0

FURYU CORPORATION (6238) 28,296,000 0

NAGAOKA INTERNATIONAL CORPORATION (6239) 3,539,200 0

YAMASHIN-FILTER CORP. (6240) 69,190,000 0

HIRANO TECSEED CO.,LTD. (6245) 15,394,379 0

Techno Smart Corp. (6246) 12,401,720 0

HISAKA WORKS,LTD. (6247) 32,732,800 0

Yokota Manufacturing Co., Ltd. (6248) 1,873,500 0

Gamecard-Joyco Holdings,Inc. (6249) 14,263,000 0

YAMABIKO CORPORATION (6250) 44,108,428 0

Nomura Micro Science Co.,Ltd. (6254) 10,152,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

NPC Incorporated (6255) 22,052,426 0

NuFlare Technology,Inc. (6256) 11,451,100 Nov. 08 Retirement of Treasury Stocks -548,900

FUJISHOJI CO.,LTD. (6257) 24,395,500 0

HIRATA Corporation (6258) 10,756,090 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

PEGASUS SEWING MACHINE MFG.CO.,LTD. (6262) 24,828,600 0

Marumae Co.,Ltd. (6264) 13,053,000 0

Myotoku Ltd. (6265) 1,657,000 0

TAZMO CO.,LTD. (6266) 13,508,300 0

GENERAL PACKER CO.,LTD. (6267) 1,798,800 0

- 75 -

Nov. 2019


Shares Shares

Nabtesco Corporation (6268) 125,133,799 0

MODEC,INC. (6269) 56,408,000 0

NISSEI CORPORATION (6271) 29,194,673 0

RHEON AUTOMATIC MACHINERY CO.,LTD. (6272) 28,392,000 0

SMC CORPORATION (6273) 67,369,359 0

Yamaha Motor Robotics Holdings Co.,Ltd. (6274) 46,225,600 0

NAVITAS CO.,LTD. (6276) 5,722,500 0

HOSOKAWA MICRON CORPORATION (6277) 8,615,269 0

UNION TOOL CO. (6278) 19,780,000 0

ZUIKO CORPORATION (6279) 7,200,000 0

MAEDASEISAKUSHO CO.,LTD. (6281) 16,100,000 0

OILES CORPORATION (6282) 34,300,505 0

NISSEI ASB MACHINE CO.,LTD. (6284) 15,348,720 0

SEIKO CORPORATION (6286) 6,483,323 0

SATO HOLDINGS CORPORATION (6287) 34,921,242 0

GIKEN LTD. (6289) 27,981,128 Exercise of Subscription Warrants 31,200 Oct. 2015 Resolution based 1 31,200 Shares

AIRTECH JAPAN,LTD. (6291) 9,095,500 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

KAWATA MFG. CO.,LTD. (6292) 7,210,000 0

NISSEI PLASTIC INDUSTRIAL CO.,LTD. (6293) 22,272,000 0

OKADA AIYON CORPORATION (6294) 8,378,700 0

KOKEN BORING MACHINE CO.,LTD. (6297) 8,970,111 0

Y.A.C.HOLDINGS CO.,LTD. (6298) 9,758,947 0

Kobelco Eco-Solutions Co.,Ltd. (6299) 16,120,000 0

KOMATSU LTD. (6301) 972,581,230 0

SUMITOMO HEAVY INDUSTRIES,LTD. (6302) 122,905,481 0

Sasakura Engineering Co.,Ltd. (6303) 3,113,800 0

Hitachi Construction Machinery Co.,Ltd. (6305) 215,115,038 0

NIKKO CO.,LTD. (6306) 40,000,000 0

SANSEI CO.,LTD. (6307) 8,987,700 0

TOMOE ENGINEERING CO.,LTD.(TOMOE KOGYO CO.,LTD.) (6309) 10,533,200 0

ISEKI & CO.,LTD. (6310) 22,984,993 0

Freund Corporation (6312) 18,400,000 0

TOWA CORPORATION (6315) 25,021,832 0

MARUYAMA MFG.CO.,INC. (6316) 5,029,332 0

Kitagawa Corporation (6317) 9,650,803 0

SNT CORPORATION (6319) 55,000,000 0

TACMINA CORPORATION (6322) 7,728,540 0

RORZE CORPORATION (6323) 17,640,000 0

Harmonic Drive Systems Inc. (6324) 96,315,400 Exercise of Subscription Warrants 0 Jan. 2018 Resolution based 1 0 Shares

TAKAKITA CO.,LTD. (6325) 14,000,000 0

KUBOTA CORPORATION (6326) 1,220,576,846 0

KITAGAWA SEIKI CO.,LTD. (6327) 7,649,600 0

EBARA JITSUGYO CO.,LTD. (6328) 6,715,000 0

TOYO ENGINEERING CORPORATION (6330) 38,558,507 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 20,270,300 Shares

Mitsubishi Kakoki Kaisha,Ltd. (6331) 7,913,950 0

TSUKISHIMA KIKAI CO.,LTD. (6332) 45,625,800 0

TEIKOKU ELECTRIC MFG. CO.,LTD. (6333) 20,408,138 0

Meiji Machine Co.,Ltd. (6334) 11,402,636 0

TOKYO KIKAI SEISAKUSHO,LTD. (6335) 8,728,920 0

ISHII HYOKI CO.,LTD. (6336) 8,176,452 0

TESEC Corporation (6337) 5,778,695 0

Takatori Corporation (6338) 5,491,490 0

- 76 -

Nov. 2019


Shares Shares

Sintokogio,Ltd. (6339) 54,580,928 0

SHIBUYA CORPORATION (6340) 28,149,877 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

Taihei Machinery Works,Limited (6342) 1,500,000 0

FREESIA MACROSS CORPORATION (6343) 45,099,320 0

AICHI CORPORATION (6345) 79,453,250 0

KIKUKAWA ENTERPRISE,INC. (6346) 1,320,000 0

PLACO CO.,LTD. (6347) 2,734,675 0

KOMORI CORPORATION (6349) 58,292,340 0

TSURUMI MANUFACTURING CO.,LTD. (6351) 27,829,486 0

Sumitomo Precision Products Co.,Ltd. (6355) 5,316,779 0

NIPPON GEAR CO.,LTD. (6356) 14,280,000 0

Sansei Technologies,Inc. (6357) 19,332,057 0

SAKAI HEAVY INDUSTRIES,LTD. (6358) 4,311,917 0

TOKYO AUTOMATIC MACHINERY WORKS,LTD. (6360) 1,452,000 0

EBARA CORPORATION (6361) 95,129,053 Exercise of Subscription Warrants 0 Oct. 2009 Resolution based 1 0 Shares








Ishii Iron Works Co.,Ltd. (6362) 3,784,000 0

Torishima Pump Mfg.Co.,Ltd. (6363) 29,512,179 0

HOKUETSU INDUSTRIES CO.,LTD. (6364) 30,165,418 0

DMW CORPORATION (6365) 4,776,900 0

Chiyoda Corporation (6366) 260,324,529 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 175,000,000 Shares

DAIKIN INDUSTRIES,LTD. (6367) 293,113,973 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

ORGANO CORPORATION (6368) 11,589,925 0

TOYO KANETSU K.K. (6369) 9,323,074 0

Kurita Water Industries Ltd. (6370) 116,200,694 0

TSUBAKIMOTO CHAIN CO. (6371) 38,281,393 0

DAIDO KOGYO CO.,LTD. (6373) 10,924,201 0

NIKKISO CO.,LTD. (6376) 74,286,464 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares








KIMURA CHEMICAL PLANTS CO.,LTD. (6378) 20,600,000 0

RAIZNEXT Corporation (6379) 54,168,053 0

ORIENTAL CHAIN MFG. CO.,LTD. (6380) 1,467,233 0

ANEST IWATA Corporation (6381) 41,745,505 0

TRINITY INDUSTRIAL CORPORATION (6382) 18,220,000 0

DAIFUKU CO.,LTD. (6383) 126,610,077 0

SHOWA SHINKU CO.,LTD. (6384) 6,499,000 0

SAMCO INC. (6387) 8,042,881 0

KATO WORKS CO.,LTD. (6390) 11,743,587 0

KAJI TECHNOLOGY CORPORATION (6391) 1,718,000 0

YAMADA CORPORATION (6392) 2,400,000 0

- 77 -

Nov. 2019


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YUKEN KOGYO CO.,LTD. (6393) 4,510,676 0

TADANO LTD. (6395) 129,500,355 0

Unozawa-gumi Iron Works,Limited (6396) 1,120,000 0

FUJI SEIKI CO.,LTD. (6400) 9,054,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

KANEMATSU ENGINEERING CO.,LTD. (6402) 5,564,000 0

SUIDO KIKO KAISHA,LTD. (6403) 4,295,968 0

Suzumo Machinery Co.,Ltd. (6405) 6,480,000 0

FUJITEC CO.,LTD. (6406) 90,067,000 0

CKD Corporation (6407) 68,909,449 0

OGURA CLUTCH CO.,LTD. (6408) 1,553,323 0

KITO CORPORATION (6409) 27,048,200 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares



NAKANO REFRIGERATORS CO.,LTD. (6411) 5,068,000 0

Heiwa Corporation (6412) 99,809,060 0

RISO KAGAKU CORPORATION (6413) 47,406,332 0

KAWASAKI THERMAL ENGINEERING CO.,LTD. (6414) 8,415,000 0

KATSURAGAWA ELECTRIC CO.,LTD. (6416) 1,552,500 0

SANKYO CO.,LTD. (6417) 89,597,500 Exercise of CB 0 CB 20. 7 JPY 0 thou. JPY 20,000,000 thou. JPY

JAPAN CASH MACHINE CO.,LTD. (6418) 29,662,851 0

Mars Group Holdings Corporation (6419) 22,720,000 0

FUKUSHIMA INDUSTRIES CORP. (6420) 22,066,160 0

TAKAMISAWA CYBERNETICS COMPANY,LTD. (6424) 4,525,000 0

Universal Entertainment Corporation (6425) 80,195,000 0

OIZUMI Corporation (6428) 22,500,000 0

DAIKOKU DENKI CO.,LTD. (6430) 14,783,900 0

TAKEUCHI MFG.CO.,LTD. (6432) 48,999,000 0

HEPHAIST SEIKO CO.,LTD. (6433) 6,316,700 0

Amano Corporation (6436) 76,657,829 0

JUKI CORPORATION (6440) 29,874,179 0

SANDEN HOLDINGS CORPORATION (6444) 28,066,313 0

JANOME SEWING MACHINE CO.,LTD. (6445) 19,521,444 0

BROTHER INDUSTRIES,LTD. (6448) 262,220,530 0

MAX CO.,LTD. (6454) 49,141,426 0

MORITA HOLDINGS CORPORATION (6455) 46,918,542 0

GLORY LTD. (6457) 63,638,210 Nov. 29 Retirement of Treasury Stocks -5,000,000

SINKO INDUSTRIES LTD. (6458) 27,212,263 0

DAIWA INDUSTRIES LTD. (6459) 51,717,215 0

SEGA SAMMY HOLDINGS INC. (6460) 266,229,476 0

Nippon Piston Ring Co.,Ltd. (6461) 8,374,157 0

RIKEN CORPORATION (6462) 10,648,466 0

TPR CO.,LTD. (6463) 36,100,099 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares


TSUBAKI NAKASHIMA CO.,LTD. (6464) 41,039,800 Exercise of Subscription Warrants 24,900 Jun. 2011 Resolution based 1 20,000 Shares









- 78 -

Nov. 2019


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HOSHIZAKI CORPORATION (6465) 72,421,650 0

Toa Valve Engineering Inc. (6466) 2,678,600 0

NICHIDAI CORPORATION (6467) 9,053,300 0

HODEN SEIMITSU KAKO KENKYUSHO CO.,LTD. (6469) 7,407,800 0

TAIHO KOGYO CO.,LTD. (6470) 29,172,457 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares



NSK Ltd. (6471) 551,268,104 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

NTN CORPORATION (6472) 532,463,527 0

JTEKT Corporation (6473) 343,286,307 0

NACHI-FUJIKOSHI CORP. (6474) 24,919,343 0

MINEBEA MITSUMI Inc. (6479) 427,080,606 Exercise of CB 0 CB 22. 8 JPY 0 thou. JPY 20,000,000 thou. JPY

NIPPON THOMPSON CO.,LTD. (6480) 73,501,425 0

THK CO.,LTD. (6481) 133,856,903 0

YUSHIN PRECISION EQUIPMENT CO.,LTD. (6482) 35,638,066 0

KVK CORPORATION (6484) 8,347,078 0

MAEZAWA KYUSO INDUSTRIES CO.,LTD. (6485) 12,000,000 0

EAGLE INDUSTRY CO.,LTD. (6486) 49,757,821 0

Yoshitake Inc. (6488) 6,967,473 0

Maezawa Industries,Inc. (6489) 21,425,548 0

NIPPON PILLAR PACKING CO.,LTD. (6490) 25,042,406 0

OKANO VALVE MFG.CO.LTD. (6492) 1,793,000 0

NITTAN VALVE CO.,LTD. (6493) 28,978,860 0

NFK HOLDINGS CO.,Ltd (6494) 34,313,342 Nov. 06 Third-Party Allotment, etc. 3,600,000


MIYAIRI VALVE MFG.CO.,LTD. (6495) 48,849,935 0

NAKAKITA SEISAKUSHO CO.,LTD. (6496) 3,832,800 0

HAMAI INDUSTRIES LTD (6497) 7,424,140 0

KITZ CORPORATION (6498) 100,396,511 0

Hitachi,Ltd. (6501) 967,280,477 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares



TOSHIBA CORPORATION (6502) 455,000,000 Nov. 19 Retirement of Treasury Stocks -26,000,000

Mitsubishi Electric Corporation (6503) 2,147,201,551 0

FUJI ELECTRIC CO.,LTD. (6504) 149,296,991 0

TOYO DENKI SEIZO K.K.(TOYO ELECTRIC MFG.CO.,LTD.) (6505) 9,735,000 0

YASKAWA Electric Corporation (6506) 266,690,497 0

SINFONIA TECHNOLOGY CO.,LTD. (6507) 29,789,122 0

MEIDENSHA CORPORATION (6508) 45,527,540 0

Origin Company,Limited (6513) 6,699,986 0

SANYO DENKI CO.,LTD. (6516) 12,972,187 0

Denyo Co.,Ltd. (6517) 22,859,660 0

SANSO ELECTRIC CO.,LTD. (6518) 4,589,800 0

REFINVERSE,Inc. (6531) 3,049,950 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

BayCurrent Consulting,Inc. (6532) 15,541,141 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares


Orchestra Holdings Inc. (6533) 8,670,400 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares


i-mobile Co.,Ltd. (6535) 24,186,590 Exercise of Subscription Warrants 14,400 Dec. 2015 Resolution based 1 0 Shares


WASHHOUSE CO.,LTD. (6537) 6,874,400 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

- 79 -

Nov. 2019


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CareerIndex Inc. (6538) 20,966,400 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


MATCHING SERVICE JAPAN CO.,LTD. (6539) 24,911,000 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

SEMBA CORPORATION (6540) 10,009,697 Exercise of Subscription Warrants 26,000 Jun. 2014 Resolution based 1 26,000 Shares

GRACE TECHNOLOGY,INC. (6541) 13,976,700 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares


Founder's Consultants Holdings Inc. (6542) 4,685,120 0

NISSEN INC. (6543) 1,953,100 Exercise of Subscription Warrants 600 Feb. 2010 Resolution based 1 600 Shares



JAPAN ELEVATOR SERVICE HOLDINGS CO.,LTD. (6544) 40,525,400 Exercise of Subscription Warrants 23,600 Mar. 2016 Resolution based 1 0 Shares


internet infinity INC. (6545) 5,413,371 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Fulltech Co.Ltd. (6546) 5,367,800 0

GREENS CO.,LTD. (6547) 12,886,200 0

TABIKOBO Co.Ltd. (6548) 4,746,700 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

DM Solutions Co.,Ltd (6549) 2,478,000 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Fringe81 Co,Ltd. (6550) 9,865,600 Exercise of Subscription Warrants 4,800 Apr. 2013 Resolution based 1 4,800 Shares




TSUNAGU GROUP HOLDINGS Inc. (6551) 7,337,970 Exercise of Subscription Warrants 900 Mar. 2015 Resolution based 1 900 Shares



GameWith,Inc. (6552) 18,127,900 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares


SoldOut,Inc. (6553) 10,461,000 Exercise of Subscription Warrants 300 Jun. 2016 Resolution based 1 0 Shares




SUS Co.,Ltd. (6554) 8,760,400 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

MS&Consulting Co.,Ltd. (6555) 4,402,500 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



Welbe,Inc. (6556) 27,795,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


global bridge HOLDINGS Co.,Ltd. (6557) 2,393,300 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


Cookbiz Co.,Ltd. (6558) 2,222,201 Exercise of Subscription Warrants 5,000 Aug. 2014 Resolution based 1 5,000 Shares


LTS,Inc. (6560) 4,106,800 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares






HANATOUR JAPAN CO.,LTD. (6561) 11,000,000 0

Geniee,Inc. (6562) 17,913,200 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares


- 80 -

Nov. 2019


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Mirai Works Inc. (6563) 1,229,800 Exercise of Subscription Warrants 1,000 Jun. 2015 Resolution based 1 0 Shares



MIDAC CO.,LTD. (6564) 9,972,900 0

ABHOTEL CO.,LTD. (6565) 14,176,000 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

KANAME KOGYO CO.,LTD. (6566) 15,871,400 0

SERIO HOLDINGS CO.,LTD. (6567) 3,164,700 0

KNC Laboratories Co.,Ltd. (6568) 7,744,900 0

NISSO CORPORATION (6569) 33,977,200 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Kyowa Corporation (6570) 6,080,130 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

QB Net Holdings Co.,Ltd. (6571) 12,522,600 Exercise of Subscription Warrants 6,800 Oct. 2016 Resolution based 1 0 Shares



RPA Holdings,Inc. (6572) 58,127,500 Exercise of Subscription Warrants 73,000 Jan. 2016 Resolution based 1 0 Shares



Agile Media Network Inc. (6573) 2,085,780 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares


Convano Inc. (6574) 2,243,510 Exercise of Subscription Warrants 15,200 Jun. 2015 Resolution based 1 14,500 Shares


HUMAN ASSOCIATES HOLDINGS,Inc. (6575) 3,232,633 Exercise of Subscription Warrants 3,600 Mar. 2016 Resolution based 1 2,800 Shares




Youkosha Co.,Ltd. (6576) 700,000 0

Bestone.Com Co.,Ltd (6577) 1,253,760 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares


NLINKS Co.,Ltd. (6578) 7,135,920 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

logly,Inc. (6579) 1,866,500 Exercise of Subscription Warrants 1,200 Feb. 2015 Resolution based 1 0 Shares




Writeup Co.,Ltd. (6580) 2,903,000 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Sanoh Industrial Co.,Ltd. (6584) 37,112,000 0

Makita Corporation (6586) 280,017,520 0

TOSHIBA TEC CORPORATION (6588) 57,629,140 0

SHIBAURA MECHATRONICS CORPORATION (6590) 5,192,619 0

NISHISHIBA ELECTRIC CO.,LTD. (6591) 39,176,000 0

MABUCHI MOTOR CO.,LTD. (6592) 68,562,462 0

NIDEC CORPORATION (6594) 298,142,234 0

TSUKUBASEIKO Co.,Ltd. (6596) 3,806,000 0

HPC SYSTEMS Inc. (6597) 4,090,000 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

UMC Electronics Co.,Ltd. (6615) 19,295,180 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


TOREX SEMICONDUCTOR LTD. (6616) 11,554,200 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

- 81 -

Nov. 2019


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TAKAOKA TOKO CO.,LTD. (6617) 16,276,305 0

OHIZUMI MFG.CO.,LTD. (6618) 8,367,468 0

W-SCOPE Corporation (6619) 36,369,600 Exercise of Subscription Warrants 1,550,000 Feb. 2010 Resolution based 1 0 Shares





Aug. 2019 Resolution based 1 1,550,000 Shares

Miyakoshi Holdings,Inc. (6620) 40,014,943 0

DAIHEN CORPORATION (6622) 27,103,291 0

JALCO Holdings Inc. (6625) 85,972,318 Exercise of Subscription Warrants 300,000 Nov. 2018 Resolution based 1 300,000 Shares

SEMITEC Corporation (6626) 2,836,900 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Tera Probe,Inc. (6627) 9,282,500 0

ONKYO CORPORATION (6628) 178,869,995 Exercise of Subscription Warrants 11,000,000 Mar. 2019 Resolution based 1 0 Shares


TECHNO HORIZON HOLDINGS CO.,LTD. (6629) 21,063,240 0

YA-MAN LTD. (6630) 58,348,880 0

JVCKENWOOD Corporation (6632) 164,000,201 0

C&G SYSTEMS INC. (6633) 9,801,549 0

NCXX Group Inc. (6634) 15,030,195 Exercise of CB 0 CB 7 0 thou. JPY 200,000 thou. JPY



KK DI-NIKKO ENGINEERING (6635) 2,700,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

TERASAKI ELECTRIC CO.,LTD. (6637) 13,030,000 0

MIMAKI ENGINEERING CO.,LTD. (6638) 32,040,000 0

CONTEC CO.,LTD. (6639) 6,600,000 0

DAI-ICHI SEIKO CO.,LTD. (6640) 16,722,800 0

Nissin Electric Co.,Ltd. (6641) 107,832,445 0

Togami Electric Mfg.Co.,Ltd. (6643) 5,028,658 0

Osaki Electric Co.,Ltd. (6644) 49,267,180 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares





OMRON Corporation (6645) 206,244,872 Nov. 29 Retirement of Treasury Stocks -7,713,300

MORIO DENKI CO.,LTD. (6647) 1,425,000 0

KAWADEN CORPORATION (6648) 4,192,000 0

NITTO KOGYO CORPORATION (6651) 43,000,000 0

IDEC CORPORATION (6652) 33,224,485 0

SEIKO ELECTRIC CO.,LTD. (6653) 12,603,595 0

FUJI ELECTRIC INDUSTRY CO.,LTD. (6654) 6,669,000 0

inspec Inc. (6656) 3,641,600 Exercise of Subscription Warrants 335,600 Jun. 2013 Resolution based 1 0 Shares







Shirai Electronics Industrial Co.,Ltd. (6658) 13,976,000 0

MEDIA LINKS CO.,LTD. (6659) 5,675,300 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



- 82 -

Nov. 2019


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Ubiteq,INC. (6662) 14,791,600 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

TAIYO INDUSTRIAL CO.,LTD. (6663) 5,872,000 0

OPTOELECTRONICS CO.,LTD. (6664) 6,578,000 0

RIVER ELETEC CORPORATION (6666) 7,492,652 0

ADTEC PLASMA TECHNOLOGY CO.,LTD. (6668) 8,586,000 0

MCJ Co.,Ltd. (6670) 101,774,700 0

GS Yuasa Corporation (6674) 82,714,942 0

SAXA Holdings,Inc. (6675) 6,244,962 0

MELCO HOLDINGS INC. (6676) 22,237,873 0

SK-Electronics CO.,LTD. (6677) 11,368,400 0

Techno Medica Co.,Ltd. (6678) 8,760,000 0

ZOOM CORPORATION (6694) 2,297,412 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares



Tripleone Co.,ltd. (6695) 182,400 0

TRANZAS,Inc. (6696) 3,168,000 Exercise of Subscription Warrants 2,000 Jul. 2014 Resolution based 1 0 Shares



ViSCO Technologies Corporation (6698) 6,388,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares


DIAMOND ELECTRIC HOLDINGS Co.,Ltd. (6699) 7,702,201 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

NEC Corporation (6701) 260,473,263 0

FUJITSU LIMITED (6702) 207,001,821 0

Oki Electric Industry Company,Limited (6703) 87,217,602 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


IWATSU ELECTRIC CO.,LTD. (6704) 10,080,344 0

Denki Kogyo Company,Limited (6706) 14,084,845 0

Sanken Electric Co.,Ltd. (6707) 25,098,060 0

MEISEI ELECTRIC CO.,LTD. (6709) 13,279,633 0

NAKAYO,INC. (6715) 4,794,963 0

AIPHONE CO.,LTD. (6718) 18,220,000 0

Wintest Corp. (6721) 33,041,000 0

A&T Corporation (6722) 6,257,900 0

Renesas Electronics Corporation (6723) 1,708,784,990 Exercise of Subscription Warrants 1,353,200 Jun. 2016 Resolution based 1 0 Shares
















Mar. 2019 Resolution based 2 1,171,200 Shares



- 83 -

Nov. 2019


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SEIKO EPSON CORPORATION (6724) 399,634,778 0

Wacom Co.,Ltd. (6727) 166,546,400 0

ULVAC, Inc. (6728) 49,355,938 0

AXELL CORPORATION (6730) 11,187,749 0

PIXELA CORPORATION (6731) 66,208,581 Nov. 06 Third-Party Allotment, etc. 1,000,000


Newtech Co.,Ltd. (6734) 2,081,000 0

SUNCORPORATION (6736) 22,596,900 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares






EIZO Corporation (6737) 22,731,160 0

Japan Display Inc. (6740) 846,165,800 Exercise of CB 0 CB 1 0 thou. JPY 25,000,000 thou. JPY











Nippon Signal Company,Limited (6741) 68,339,704 0

Kyosan Electric Manufacturing Co.,Ltd. (6742) 62,844,251 0

Daido Signal Co.,Ltd. (6743) 18,018,000 0

NOHMI BOSAI LTD. (6744) 60,832,771 0

HOCHIKI CORPORATION (6745) 29,172,000 0

SEIWA ELECTRIC MFG. CO.,LTD. (6748) 13,238,700 0

ELECOM CO.,LTD. (6750) 43,610,710 Exercise of Subscription Warrants 0 Sep. 2019 Resolution based 1 0 Shares


Panasonic Corporation (6752) 2,453,326,997 0

Sharp Corporation (6753) 532,416,558 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 795,363 Shares

ANRITSU CORPORATION (6754) 138,243,794 Exercise of Subscription Warrants 9,500 Jul. 2013 Resolution based 1 0 Shares




FUJITSU GENERAL LIMITED (6755) 109,277,299 0

OSG CORPORATION CO.,LTD. (6757) 5,500,000 0

SONY CORPORATION (6758) 1,272,662,543 Nov. 22 Third-Party Allotment, etc. 16,000

Exercise of CB 0 * CB 6 0 thou. JPY 119,938,000 thou. JPY



- 84 -

Nov. 2019


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TDK Corporation (6762) 129,590,659 0

Teikoku Tsushin Kogyo Co.,Ltd. (6763) 10,141,833 0

TAMURA CORPORATION (6768) 82,771,473 0

THine Electronics,Inc. (6769) 12,340,100 0

ALPS ALPINE CO.,LTD. (6770) 219,281,450 0

IKEGAMI TSUSHINKI CO.,LTD. (6771) 7,285,746 0

Tokyo Cosmos Electric Co.,Ltd. (6772) 1,581,250 0

TB GROUP INC. (6775) 9,419,142 Exercise of CB 321,542 CB 2 100,000 thou. JPY 0 thou. JPY


Tensho Electric Industries Co.,Ltd. (6776) 17,014,000 0

SANTEC CORPORATION (6777) 11,961,100 0

Artiza Networks,Inc. (6778) 9,562,000 0

NIHON DEMPA KOGYO CO.,LTD. (6779) 20,757,905 0

SUZUKI CO.,LTD. (6785) 14,390,000 0

RVH Inc. (6786) 19,330,560 0

Meiko Electronics Co.,Ltd. (6787) 26,803,320 0

NIHON TRIM CO.,LTD. (6788) 8,656,780 0

Roland DG Corporation (6789) 12,656,311 0

Foster Electric Company,Limited (6794) 26,000,000 0

SMK Corporation (6798) 7,500,000 0

YOKOWO CO.,LTD. (6800) 20,849,878 0

TEAC CORPORATION (6803) 28,931,713 0

Hosiden Corporation (6804) 67,710,084 Exercise of CB 0 CB 24. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

HIROSE ELECTRIC CO.,LTD. (6806) 38,381,820 0

Japan Aviation Electronics Industry,Limited (6807) 92,302,608 0

TOA CORPORATION (6809) 34,536,635 0

Maxell Holdings,Ltd. (6810) 53,341,500 0

FURUNO ELECTRIC CO.,LTD. (6814) 31,894,554 0

UNIDEN HOLDINGS CORPORATION (6815) 6,313,964 0

SUMIDA CORPORATION (6817) 27,444,317 0

Izu Shaboten Resort Co.,Ltd (6819) 28,496,537 0

ICOM INCORPORATED (6820) 14,850,000 0

- 85 -

Nov. 2019


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Oi Electric Co.,Ltd. (6822) 1,470,000 0

RION CO.,LTD. (6823) 12,294,400 0

NEW COSMOS ELECTRIC CO.,LTD. (6824) 12,561,000 0

HONDA TSUSHIN KOGYO CO.,LTD. (6826) 25,006,200 0

AOI ELECTRONICS CO.,LTD. (6832) 12,000,000 0

SEIKOH GIKEN Co.,Ltd. (6834) 9,333,654 0

ALLIED TELESIS HOLDINGS K.K. (6835) 109,671,545 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares


PLAT'HOME CO.,LTD. (6836) 1,358,800 0

KYOSHA CO.,LTD. (6837) 14,624,000 0

TAMAGAWA HOLDINGS CO.,LTD. (6838) 4,583,400 Exercise of Subscription Warrants 1,400 Apr. 2016 Resolution based 1 1,400 Shares



FUNAI ELECTRIC CO.,LTD. (6839) 36,130,796 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares



AKIBA Holdings Co.,Ltd. (6840) 919,256 0

YOKOGAWA ELECTRIC CORPORATION (6841) 268,624,510 0

Shindengen Electric Manufacturing Co.,Ltd. (6844) 10,338,884 0

Azbil Corporation (6845) 145,200,884 0

DKK-TOA CORPORATION (6848) 19,880,620 0

NIHON KOHDEN CORPORATION (6849) 88,730,980 0

Chino Corporation (6850) 9,260,116 0

TECHNOL SEVEN CO.,LTD. (6852) 1,480,840 0

KYOWA ELECTRONIC INSTRUMENTS CO.,LTD. (6853) 28,058,800 0

JAPAN ELECTRONIC MATERIALS CORPORATION (6855) 10,604,880 0

HORIBA,Ltd. (6856) 42,532,752 0

ADVANTEST CORPORATION (6857) 199,566,770 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


ONO SOKKI Co.,Ltd. (6858) 12,200,000 0

ESPEC CORP. (6859) 23,781,394 0

KEYENCE CORPORATION (6861) 243,207,684 Nov. 21 Stock Split 121,603,842

MINATO HOLDINGS INC. (6862) 7,447,914 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

NIRECO CORPORATION (6863) 8,305,249 0

NF CORPORATION (6864) 6,750,000 Exercise of Subscription Warrants 0 Sep. 2018 Resolution based 1 0 Shares

HIOKI E.E.CORPORATION (6866) 14,024,365 0

LEADER ELECTRONICS CORPORATION (6867) 4,199,001 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

SYSMEX CORPORATION (6869) 209,212,632 Exercise of Subscription Warrants 13,800 Aug. 2013 Resolution based 1 13,800 Shares

Fenwal Controls of Japan,Ltd. (6870) 5,893,000 0

MICRONICS JAPAN CO.,LTD. (6871) 40,025,316 0

KYORITSU ELECTRIC CORPORATION (6874) 4,369,200 0

MegaChips Corporation (6875) 23,038,400 0

Obara Group Incorporated (6877) 20,869,380 Exercise of CB 0 CB 20. 4 JPY 0 thou. JPY 7,000,000 thou. JPY

IMAGICA GROUP Inc. (6879) 44,677,067 Exercise of Subscription Warrants 145,500 Jul. 2019 Resolution based 1 145,500 Shares


KYODEN COMPANY,LIMITED (6881) 52,279,051 0

Sansha Electric Manufacturing Co.,Ltd. (6882) 14,950,000 0

ACMOS INC. (6888) 10,215,400 0

ODELIC CO.,LTD. (6889) 6,100,000 0

Ferrotec Holdings Corporation (6890) 37,209,702 Exercise of Subscription Warrants 3,000 Nov. 2014 Resolution based 1 3,000 Shares

PULSTEC INDUSTRIAL CO.,LTD. (6894) 1,393,459 0

TWINBIRD CORPORATION (6897) 9,030,000 0

- 86 -

Nov. 2019


Shares Shares

TOMITA ELECTRIC CO.,LTD. (6898) 816,979 0

ASTI CORPORATION (6899) 3,417,006 0

SAWAFUJI ELECTRIC CO.,LTD. (6901) 4,322,000 0

DENSO CORPORATION (6902) 787,944,951 0

HARADA INDUSTRY CO.,LTD. (6904) 21,758,000 0

COSEL CO.,LTD. (6905) 35,712,000 0

GEOMATEC CO.,LTD. (6907) 9,152,400 0

IRISO ELECTRONICS CO.,LTD. (6908) 24,583,698 0

KIKUSUI ELECTRONICS CORPORATION (6912) 9,900,000 0

OPTEX GROUP Company,Limited (6914) 37,735,784 0

CHIYODA INTEGRE CO.,LTD. (6915) 13,528,929 0

I-O DATA DEVICE,INC. (6916) 14,839,349 0

AVAL DATA CORPORATION (6918) 7,417,842 0

KEL CORPORATION (6919) 7,743,000 0

Lasertec Corporation (6920) 47,143,200 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Stanley Electric Co.,Ltd. (6923) 174,200,000 Nov. 14 Retirement of Treasury Stocks -600,000

IWASAKI ELECTRIC CO.,LTD. (6924) 7,821,950 0

USHIO INC. (6925) 133,628,721 0

OKAYA ELECTRIC INDUSTRIES CO.,LTD. (6926) 22,921,562 0

Helios Techno Holding Co.,Ltd. (6927) 22,806,900 0

ENOMOTO Co.,Ltd. (6928) 6,865,360 0

NIPPON CERAMIC CO.,LTD. (6929) 27,231,257 0

NIPPON ANTENNA CO.,LTD. (6930) 14,300,000 0

ENDO Lighting Corporation (6932) 14,776,321 0

The Furukawa Battery Co.,Ltd. (6937) 32,800,000 0

SOSHIN ELECTRIC CO.,LTD. (6938) 15,600,000 0

YAMAICHI ELECTRONICS CO.,LTD. (6941) 23,329,775 0

SOPHIA HOLDINGS CO.,LTD. (6942) 2,737,720 0

NKK SWITCHES CO.,LTD. (6943) 842,520 0

AIREX INC. (6944) 2,941,740 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 830,000 Shares

FUJITSU FRONTECH LIMITED (6945) 24,015,162 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares









Nippon Avionics Co.,Ltd. (6946) 2,830,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 800,000 Shares

PS 2 0 Shares 1,500,000 Shares

ZUKEN INC. (6947) 23,267,169 0

JEOL Ltd. (6951) 48,857,800 0

CASIO COMPUTER CO.,LTD. (6952) 259,020,914 0

FANUC CORPORATION (6954) 204,031,841 0

FDK CORPORATION (6955) 34,536,302 0

SHIBAURA ELECTRONICS CO.,LTD. (6957) 7,779,865 0

CMK CORPORATION (6958) 63,060,164 0

FUKUDA DENSHI CO.,LTD. (6960) 19,588,000 0

ENPLAS CORPORATION (6961) 18,232,897 0

DAISHINKU CORP. (6962) 9,049,242 0

ROHM COMPANY LIMITED (6963) 110,000,000 0

- 87 -

Nov. 2019


Shares Shares

SANKO CO.,LTD. (6964) 10,066,872 0

HAMAMATSU PHOTONICS K.K. (6965) 165,011,568 0

Mitsui High-tec,Inc. (6966) 39,466,865 0

SHINKO ELECTRIC INDUSTRIES CO.,LTD. (6967) 135,171,942 0

MATSUO ELECTRIC CO.,LTD. (6969) 2,572,000 0

KYOCERA CORPORATION (6971) 377,618,580 0

KYOEI SANGYO CO.,LTD. (6973) 3,193,545 0

TAIYO YUDEN CO.,LTD. (6976) 130,218,481 0

JAPAN RESISTOR MFG.CO. (6977) 1,240,000 0

Murata Manufacturing Co.,Ltd. (6981) 675,814,281 0

The Lead Co.,Inc. (6982) 2,632,960 0

FUTABA CORPORATION (6986) 42,426,739 0

NITTO DENKO CORPORATION (6988) 158,758,428 0

HOKURIKU ELECTRIC INDUSTRY CO.,LTD. (6989) 9,250,099 0

Daikokuya Holdings Co.,Ltd. (6993) 116,982,866 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

SHIZUKI ELECTRIC COMPANY INC. (6994) 33,061,003 0

TOKAI RIKA CO.,LTD. (6995) 94,234,171 0

NICHICON CORPORATION (6996) 78,000,000 0

NIPPON CHEMI-CON CORPORATION (6997) 16,314,833 0

Nippon Tungsten Co.,Ltd. (6998) 2,577,760 0

KOA CORPORATION (6999) 40,479,724 0

Mitsui E&S Holdings Co.,Ltd. (7003) 83,098,717 0

Hitachi Zosen Corporation (7004) 170,214,843 0

Mitsubishi Heavy Industries,Ltd. (7011) 337,364,781 0

Kawasaki Heavy Industries,Ltd. (7012) 167,080,532 0

IHI Corporation (7013) 154,679,954 0

Namura Shipbuilding Co.,Ltd. (7014) 69,099,551 Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares











Naikai Zosen Corporation (7018) 2,253,000 0

NITCHITSU CO.,LTD. (7021) 2,130,000 0

Sanoyas Holdings Corporation (7022) 32,606,800 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares




SPRIX,Ltd. (7030) 17,273,400 Exercise of Subscription Warrants 47,700 Aug. 2015 Resolution based 1 47,100 Shares


Management Solutions Co.,Ltd. (7033) 5,532,300 Exercise of Subscription Warrants 4,800 Oct. 2016 Resolution based 1 4,800 Shares

Prored Partners CO.,LTD. (7034) 5,220,400 Exercise of Subscription Warrants 25,800 Aug. 2017 Resolution based 1 25,800 Shares


and factory,inc (7035) 9,744,720 Exercise of Subscription Warrants 60,240 Jan. 2015 Resolution based 1 0 Shares



eMnet Japan.co.ltd. (7036) 1,840,000 0

- 88 -

Nov. 2019


Shares Shares

teno.Holdings Company Limited (7037) 4,601,700 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares



Frontier Management Inc. (7038) 5,706,000 0

BRIDGE International Corp. (7039) 3,521,400 Exercise of Subscription Warrants 0 Aug. 2003 Resolution based 1 0 Shares


SUN-LIFE HOLDING CO.,LTD. (7040) 6,820,000 0

CRG HOLDINGS CO.,LTD. (7041) 5,452,500 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

ACCESS GROUP HOLDINGS CO.,LTD. (7042) 1,219,800 0

Alue Co.,Ltd. (7043) 2,554,400 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

PIALA INC. (7044) 3,552,520 Exercise of Subscription Warrants 240 Mar. 2015 Resolution based 1 200 Shares


TSUKUI STAFF CORPORATION (7045) 1,545,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

TECNOS DATA SCIENCE ENGINEERING INCORPORATED (7046) 2,200,000 0

PORT INC. (7047) 11,618,820 Exercise of Subscription Warrants 11,700 Jan. 2016 Resolution based 1 0 Shares



VELTRA Corporation (7048) 28,601,000 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

SHIKIGAKU.Co.,Ltd. (7049) 7,468,500 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

FRONTIER INTERNATIONAL INC. (7050) 4,353,000 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares


Maruc Co.,Ltd. (7056) 600,000 0

New Constructor's Network Co.,Ltd. (7057) 3,213,500 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Kyoei Security Service Co.,Ltd. (7058) 1,506,500 0

COPRO-HOLDINGS.Co.,Ltd. (7059) 5,000,000 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

geechs inc. (7060) 10,445,800 Exercise of Subscription Warrants 13,440 Mar. 2015 Resolution based 1 8,400 Shares



Japan Hospice Holdings Inc. (7061) 7,544,000 Exercise of Subscription Warrants 40,000 Jun. 2016 Resolution based 1 0 Shares


Fureasu Co.,Ltd. (7062) 2,328,600 0

a dot co.,ltd (7063) 2,430,000 Exercise of Subscription Warrants 1,250 Dec. 2015 Resolution based 1 0 Shares



Howtelevision,Inc. (7064) 1,267,900 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

UPR Corporation (7065) 1,532,000 0

Peers Co.,Ltd (7066) 2,175,000 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares


Branding Technology Inc. (7067) 1,609,400 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

Feedforce Inc. (7068) 5,593,400 0

CyberBuzz,Inc. (7069) 3,557,500 Exercise of Subscription Warrants 136,000 Mar. 2014 Resolution based 1 130,000 Shares


SI Holdings plc (7070) 11,330,000 0

Amvis Holdings,Inc. (7071) 11,207,000 Nov. 08 Third-Party Allotment, etc. 165,000

Exercise of Subscription Warrants 42,000 Apr. 2017 Resolution based 1 8,000 Shares


Intimate Merger,Inc. (7072) 2,704,400 Nov. 22 Third-Party Allotment, etc. 39,000

Exercise of Subscription Warrants 5,400 Dec. 2015 Resolution based 1 2,700 Shares


JAIC Co.,Ltd. (7073) 905,500 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares



- 89 -

Nov. 2019


Shares Shares


Twenty-four seven Inc. (7074) 4,500,000 Nov. 21 Initial Listing 4,500,000




QLS Holdings Co.,Ltd (7075) 2,014,560 Nov. 25 Initial Listing 2,014,560

NIPPON SHARYO,LTD. (7102) 14,675,012 0

Mitsubishi Logisnext Co.,Ltd. (7105) 106,510,013 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares








THE KINKI SHARYO CO.,LTD. (7122) 6,908,359 0

Financial Products Group Co.,Ltd. (7148) 89,073,600 Nov. 29 Retirement of Treasury Stocks -1,600,000

THE SHIMANE BANK,LTD. (7150) 5,576,000 0

LIFENET INSURANCE COMPANY (7157) 51,286,238 Exercise of Subscription Warrants 68,000 Dec. 2009 Resolution based 1 68,000 Shares


Jimoto Holdings,Inc. (7161) 178,867,630 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 130,000,000 Shares



ASTMAX Co.,Ltd. (7162) 13,160,300 0

ZENKOKU HOSHO Co.,Ltd. (7164) 68,871,790 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares






Mebuki Financial Group,Inc. (7167) 1,179,055,218 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares








NFC Holdings,Inc. (7169) 18,089,402 0

CHUOU INTERNATIONAL GROUP CO.,LTD. (7170) 3,337,960 0

Japan Investment Adviser Co.,Ltd. (7172) 30,382,400 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares



Tokyo Kiraboshi Financial Group,Inc. (7173) 30,650,115 0

The Imamura Securities Co.,Ltd. (7175) 2,660,000 0

Simplex Financial Holdings Co.,Ltd. (7176) 2,100,000 0

GMO Financial Holdings,Inc. (7177) 117,737,785 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


Kyushu Financial Group,Inc. (7180) 463,375,978 0

JAPAN POST INSURANCE Co.,Ltd. (7181) 562,600,000 0

JAPAN POST BANK Co.,Ltd. (7182) 4,500,000,000 0

Anshin Guarantor Service Co.,Ltd. (7183) 17,976,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

- 90 -

Nov. 2019


Shares Shares


THE FIRST BANK OF TOYAMA,LTD. (7184) 67,309,700 0

Hirose Tusyo Inc. (7185) 6,490,500 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


Concordia Financial Group,Ltd. (7186) 1,245,616,065 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares











J-LEASE CO.,LTD. (7187) 8,800,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Nishi-Nippon Financial Holdings,Inc. (7189) 166,596,955 0

Mercuria Investment Co.,Ltd. (7190) 17,568,100 Exercise of Subscription Warrants 36,600 Nov. 2015 Resolution based 1 6,000 Shares


Entrust Inc. (7191) 22,215,122 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Mortgage Service Japan Limited (7192) 7,137,000 0

Casa Inc. (7196) 11,024,000 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares



ARUHI Corporation (7198) 36,080,600 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares




Premium Group Co.,Ltd. (7199) 13,214,700 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares


NISSAN MOTOR CO.,LTD. (7201) 4,220,715,112 0

ISUZU MOTORS LIMITED (7202) 848,422,669 0

TOYOTA MOTOR CORPORATION (7203) 3,262,997,492 0

HINO MOTORS,LTD. (7205) 574,580,850 0

KANEMITSU CORPORATION (7208) 5,129,577 0

MITSUBISHI MOTORS CORPORATION (7211) 1,490,282,496 0

F-TECH INC. (7212) 18,712,244 0

LECIP HOLDINGS CORPORATION (7213) 14,178,200 Nov. 11 Third-Party Allotment, etc. 180,000

GMB CORPORATION (7214) 5,233,280 0

FALTEC Co.,Ltd. (7215) 9,378,600 0

TEIN,INC. (7217) 6,652,250 0

TANAKA SEIMITSU KOGYO CO.,LTD. (7218) 9,763,600 0

HKS CO.,LTD. (7219) 800,000 0

MUSASHI SEIMITSU INDUSTRY CO.,LTD. (7220) 65,184,001 0

NISSAN SHATAI CO.,LTD. (7222) 157,239,691 0

ShinMaywa Industries,LTD. (7224) 70,000,000 0

KYOKUTO KAIHATSU KOGYO CO.,LTD. (7226) 42,737,668 0

DAYTONA CORPORATION (7228) 3,604,600 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares

YUTAKA GIKEN CO.,LTD. (7229) 14,820,000 0

NISSIN KOGYO CO.,LTD. (7230) 65,452,143 0

TOPY INDUSTRIES,LIMITED (7231) 24,077,510 0

TOKYO RADIATOR MFG.CO.,LTD. (7235) 14,400,000 0

- 91 -

Nov. 2019


Shares Shares

T.RAD Co., Ltd. (7236) 8,344,405 0

AKEBONO BRAKE INDUSTRY CO.,LTD. (7238) 135,992,343 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 20,000 Shares

TACHI-S CO.,LTD. (7239) 35,242,846 0

NOK CORPORATION (7240) 173,138,537 0

FUTABA INDUSTRIAL CO.,LTD. (7241) 89,580,827 0

KYB Corporation (7242) 25,748,431 0

ICHIKOH INDUSTRIES,LTD. (7244) 96,292,401 0

DAIDO METAL CO.,LTD. (7245) 47,520,253 0

PRESS KOGYO CO.,LTD. (7246) 114,009,770 0

MIKUNI CORPORATION (7247) 34,049,423 0

PACIFIC INDUSTRIAL CO.,LTD. (7250) 61,312,896 0

KEIHIN CORPORATION (7251) 73,985,246 0

UNIVANCE CORPORATION (7254) 23,396,787 0

SAKURAI LTD. (7255) 4,000,000 0

KASAI KOGYO CO.,LTD. (7256) 39,511,728 0

AISIN SEIKI CO.,LTD. (7259) 294,674,634 0

Mazda Motor Corporation (7261) 631,803,979 0

MURO CORPORATION (7264) 6,546,200 0

EIKEN INDUSTRIES CO.,LTD (7265) 1,240,000 0

Imasen Electric Industrial Co.,Ltd. (7266) 21,341,152 0

HONDA MOTOR CO.,LTD. (7267) 1,811,428,430 0

TATSUMI Corporation (7268) 6,000,000 0

SUZUKI MOTOR CORPORATION (7269) 491,067,800 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 2,970,000 thou. JPY


SUBARU CORPORATION (7270) 769,175,873 0

YASUNAGA CORPORATION (7271) 12,938,639 0

Yamaha Motor Co.,Ltd. (7272) 350,013,146 0

IKUYO CO.,LTD. (7273) 1,538,500 0

SHOWA CORPORATION (7274) 76,020,019 0

KOITO MANUFACTURING CO.,LTD. (7276) 160,789,436 0

TBK Co.,Ltd. (7277) 29,424,635 0

EXEDY Corporation (7278) 48,593,736 0

HI-LEX CORPORATION (7279) 38,216,759 0

MITSUBA Corporation (7280) 45,581,809 0

TOYODA GOSEI CO.,LTD. (7282) 130,010,011 0

AISAN INDUSTRY CO.,LTD. (7283) 63,018,396 Exercise of Subscription Warrants 7,000 Jun. 2014 Resolution based 1 0 Shares




MEIWA INDUSTRY CO.,LTD. (7284) 3,502,859 0

NIPPON SEIKI CO.,LTD. (7287) 60,907,599 0

NIHON PLAST CO.,LTD. (7291) 19,410,000 0

MURAKAMI CORPORATION (7292) 13,100,000 0

YOROZU CORPORATION (7294) 25,055,636 Exercise of Subscription Warrants 0 Nov. 2009 Resolution based 1 0 Shares





F.C.C.CO.,LTD. (7296) 52,644,030 0

CAR MATE MFG. CO.,LTD. (7297) 7,928,885 0

Yachiyo Industry Co.,Ltd. (7298) 24,042,700 0

FUJI OOZX Inc. (7299) 2,055,950 0

- 92 -

Nov. 2019


Shares Shares

ARAYA INDUSTRIAL CO.,LTD. (7305) 6,045,326 0

SHIMANO INC. (7309) 92,720,000 0

TS TECH CO.,LTD. (7313) 68,000,000 0

ODAWARA AUTO-MACHINE MFG.CO.,LTD. (7314) 3,094,000 0

IJTT Co.,Ltd. (7315) 49,154,282 0

Japan Living Warranty Inc. (7320) 4,985,100 Exercise of Subscription Warrants 0 Nov. 2009 Resolution based 1 0 Shares



Kansai Mirai Financial Group,Inc. (7321) 372,876,219 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares






San ju San Financial Group,Inc. (7322) 26,167,585 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,200,000 Shares

ipet Insurance CO.,Ltd. (7323) 10,750,994 Exercise of Subscription Warrants 4,000 Jun. 2010 Resolution based 1 0 Shares



IRRC Corporation (7325) 8,538,000 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

SBI Insurance Group Co.,Ltd. (7326) 22,820,530 0

Daishi Hokuetsu Financial Group,Inc. (7327) 45,942,978 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares
















NANSIN CO.,LTD. (7399) 7,708,000 0

Showa Aircraft Industry Co.,Ltd. (7404) 33,606,132 0

JAMCO CORPORATION (7408) 26,863,974 0

ATOM CORPORATION (7412) 184,559,297 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 9,000,000 Shares

PS 2 0 Shares 5 Shares



Sokensha Co.,Ltd. (7413) 705,500 0

ONOKEN CO.,LTD. (7414) 21,859,712 0

Haruyama Holdings Inc. (7416) 16,485,078 0

NANYO CORPORATION (7417) 6,615,070 0

Nojima Co.,Ltd. (7419) 51,289,616 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares


SATORI ELECTRIC CO.,LTD. (7420) 17,946,826 0

KAPPA・CREATE CO.,LTD. (7421) 49,414,578 0

TOHO LAMAC CO.,LTD. (7422) 512,070 0

- 93 -

Nov. 2019


Shares Shares

HATSUHO SHOUJI CO.,LTD. (7425) 870,165 0

Yamadai Corporation (7426) 1,187,368 0

ECHO TRADING CO.,LTD. (7427) 6,036,546 0

Hakuto Co.,Ltd. (7433) 24,137,213 0

OTAKE CORPORATION (7434) 4,284,500 0

NADEX CO.,LTD. (7435) 9,605,800 0

KONDOTEC INC. (7438) 27,257,000 0

NAKAYAMAFUKU CO.,LTD. (7442) 20,214,480 0

YOKOHAMA GYORUI CO.,LTD. (7443) 6,290,000 0

Harima-Kyowa Co.,LTD. (7444) 5,441,568 0

RIGHT ON Co.,Ltd. (7445) 29,631,500 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

TOHOKU CHEMICAL Co.,LTD. (7446) 960,000 0

NAGAILEBEN Co.,Ltd. (7447) 38,236,000 0

JEANS MATE CORPORATION (7448) 16,101,466 0

SUNDAY CO.,LTD. (7450) 10,770,100 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares







Mitsubishi Shokuhin Co.,Ltd. (7451) 58,125,490 0

RYOHIN KEIKAKU CO.,LTD. (7453) 280,780,000 0

PARIS MIKI HOLDINGS Inc. (7455) 56,057,474 0

MATSUDA SANGYO Co.,Ltd. (7456) 28,908,581 0

DAIICHIKOSHO CO.,LTD. (7458) 57,234,200 0

MEDIPAL HOLDINGS CORPORATION (7459) 244,524,496 Exercise of CB 0 CB 22. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

YAGI & CO.,LTD. (7460) 10,568,000 0

KIMURA CO.,LTD. (7461) 15,180,000 0

DAIYA TSUSHO CO.,LTD. (7462) 822,200 0

ADVAN CO.,LTD. (7463) 53,812,692 0

SAFTEC CO.,LTD. (7464) 500,000 0

MAXVALU HOKKAIDO CO.,Ltd. (7465) 6,941,350 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares





SPK CORPORATION (7466) 5,226,900 0

HAGIWARA ELECTRIC HOLDINGS CO.,LTD. (7467) 9,018,000 0

TOBA,INC. (7472) 5,000,000 0

ALBIS Co.,Ltd. (7475) 9,255,926 0

AS ONE CORPORATION (7476) 20,688,135 0

MURAKI CORPORATION (7477) 1,470,000 0

SUZUDEN CORPORATION (7480) 14,652,600 0

OIE SANGYO CO.,LTD. (7481) 9,255,000 0

SHIMOJIMA Co.,Ltd. (7482) 24,257,826 0

DOSHISHA CO.,LTD. (7483) 37,375,636 0

SANRIN CO.,LTD. (7486) 12,300,000 0

OZU CORPORATION (7487) 8,435,225 0

NISSIN SHOJI CO.,LTD. (7490) 7,600,000 0

KONAKA CO.,LTD. (7494) 31,146,685 0

NISHIKAWA KEISOKU Co.,Ltd. (7500) 3,432,475 0

- 94 -

Nov. 2019


Shares Shares

TIEMCO LTD. (7501) 3,339,995 0

PLAZA CREATE HONSHA CO.,LTD. (7502) 13,836,258 0

KOHSOKU CORPORATION (7504) 20,973,920 0

FUSO DENTSU CO.,LTD. (7505) 1,740,245 0

HOUSE OF ROSE Co.,Ltd. (7506) 4,703,063 0

G-7 HOLDINGS Inc. (7508) 13,336,400 0

I.A GROUP CORPORATION (7509) 1,645,360 0

TAKEBISHI CORPORATION (7510) 14,798,600 0

Aeon Hokkaido Corporation (7512) 106,211,086 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares

Kojima Co.,Ltd. (7513) 77,912,716 0

HIMARAYA Co.,Ltd. (7514) 12,320,787 0

Maruyoshi Center Inc. (7515) 874,999 0

KOHNAN SHOJI CO.,LTD. (7516) 34,682,113 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Net One Systems Co.,Ltd. (7518) 86,000,000 0

GOYO INTEX CO.,LTD. (7519) 10,101,585 0

Eco's Co.,Ltd. (7520) 11,654,917 Exercise of Subscription Warrants 6,000 Jun. 2011 Resolution based 1 0 Shares





MUSASHI CO.,LTD. (7521) 7,950,000 0

WATAMI CO.,LTD. (7522) 41,686,780 0

ART VIVANT CO.,LTD. (7523) 15,463,816 0

MARCHE CORPORATION (7524) 8,550,400 0

RIX CORPORATION (7525) 8,640,000 0

SystemSoft Corporation (7527) 67,974,560 Exercise of Subscription Warrants 0 Oct. 2012 Resolution based 1 0 Shares


SEIWA CHUO HOLDINGS CORPORATION (7531) 3,922,000 0

Pan Pacific International Holdings Corporation (7532) 633,671,040 Exercise of Subscription Warrants 30,400 Jun. 2015 Resolution based 1 0 Shares






MARUBUN CORPORATION (7537) 28,051,200 0

DAISUI CO.,LTD. (7538) 13,774,819 0

AINAVO HOLDINGS Co.,Ltd. (7539) 11,647,820 0

Three F Co.,Ltd. (7544) 7,707,095 0

NISHIMATSUYA CHAIN Co.,Ltd. (7545) 69,588,856 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares








ZENSHO HOLDINGS CO.,LTD. (7550) 151,990,403 0

WEDS CO.,LTD. (7551) 16,118,166 0

HAPPINET CORPORATION (7552) 24,050,000 0

KOURAKUEN HOLDINGS CORPORATION (7554) 16,774,841 0

Ota Floriculture Auction Co.,Ltd. (7555) 5,500,000 0

GLOBAL FOOD CREATORS CO.,LTD. (7559) 5,769,040 0

- 95 -

Nov. 2019


Shares Shares

HURXLEY CORPORATION (7561) 11,025,032 0

ANRAKUTEI Co.,Ltd (7562) 2,139,434 0

WORKMAN CO.,LTD. (7564) 81,846,816 0

MANSEI CORPORATION (7565) 2,300,000 0

SAKAE ELECTRONICS CORPORATION (7567) 5,090,000 0

HASHIMOTO SOGYO HOLDINGS CO.,LTD. (7570) 10,646,526 0

YAMANO HOLDINGS CORPORATION (7571) 34,497,058 0

Japan Lifeline Co.,Ltd. (7575) 85,419,976 0

HAPiNS Co.,Ltd. (7577) 15,000,000 0

NICHIRYOKU CO.,LTD. (7578) 1,374,101 0

SAIZERIYA CO.,LTD. (7581) 52,272,342 0

KAN-NANMARU CORPORATION (7585) 4,351,308 0

PALTEK CORPORATION (7587) 11,849,899 0

TAKASHO CO.,LTD. (7590) 14,679,814 0

EXCEL CO.,LTD. (7591) 9,086,755 0

VT HOLDINGS CO.,LTD. (7593) 119,381,034 0

Maruka Corporation (7594) 9,327,700 0

ARGO GRAPHICS Inc. (7595) 22,354,000 0

UORIKI CO.,LTD. (7596) 14,620,000 0

Tokyo Kiho Co.,Ltd. (7597) 447,856 0

IDOM Inc. (7599) 106,888,000 0

Japan Medical Dynamic Marketing,INC. (7600) 26,475,880 0

POPLAR CO.,Ltd. (7601) 11,787,822 0

Carchs Holdings Co.,Ltd. (7602) 24,087,009 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

MAC HOUSE CO.,LTD. (7603) 15,597,638 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

UMENOHANA CO.,LTD. (7604) 8,209,200 0

FUJI CORPORATION (7605) 10,485,000 0

UNITED ARROWS LTD. (7606) 30,213,676 0

Shinwa Co.,Ltd. (7607) 14,415,319 0

SK JAPAN CO.,LTD. (7608) 8,490,103 0

Daitron Co.,Ltd. (7609) 11,155,979 0

TAY TWO CO.,LTD. (7610) 58,192,000 Exercise of Subscription Warrants 1,200,000 Jan. 2018 Resolution based 1 1,200,000 Shares

HIDAY HIDAKA Corp. (7611) 38,147,116 0

Nuts Inc. (7612) 84,306,220 Exercise of Subscription Warrants 703,200 May 2019 Resolution based 1 703,200 Shares

SIIX CORPORATION (7613) 50,400,000 Exercise of CB 0 * CB 1 0 thou. JPY 5,948,000 thou. JPY




OM2Network Co.,Ltd. (7614) 7,335,634 0

KYOTO KIMONO YUZEN CO.,LTD. (7615) 15,498,200 0

COLOWIDE CO.,LTD. (7616) 75,284,041 0

PC DEPOT CORPORATION (7618) 52,622,400 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

TANAKA CO.,LTD. (7619) 8,832,000 0

UKAI CO.,LTD. (7621) 5,235,940 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

SUNAUTAS CO.,LTD. (7623) 3,230,500 0

Naito & Co.,Ltd. (7624) 54,789,510 0

GLOBAL-DINING,INC. (7625) 10,226,700 Exercise of Subscription Warrants 1,300 Sep. 2011 Resolution based 1 1,300 Shares



OHASHI TECHNICA INC. (7628) 16,240,040 0

ICHIBANYA CO.,LTD. (7630) 31,926,000 0

HOSHIIRYO-SANKI CO.,LTD. (7634) 3,420,000 0

- 96 -

Nov. 2019


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SUGITA ACE CO.,LTD. (7635) 5,374,000 0

HANDSMAN CO.,LTD (7636) 14,509,800 0

Hakudo Co.,Ltd. (7637) 11,343,300 0

NEW ART HOLDINGS Co.,Ltd. (7638) 16,626,375 0

TOP CULTURE Co.,Ltd. (7640) 12,688,000 0

DAIICHI CO.,LTD. (7643) 11,438,640 0

PLANT Co.,Ltd. (7646) 8,090,000 0

ONTSU Co.,Ltd. (7647) 200,379,645 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares



SUGI HOLDINGS Co.,LTD. (7649) 63,330,838 0

O-WELL CORPORATION (7670) 10,500,000 0

AmidA Holdings Co.,Ltd. (7671) 2,104,100 0

TAKA NET SERVICE Co.,Ltd. (7672) 112,100 0

DAIKO TSUSAN CO.,LTD. (7673) 2,666,390 0

NATTY SWANKY Co.,Ltd (7674) 2,106,900 0

GOODSPEED.CO.,LTD. (7676) 1,532,500 0

Yashima & Co.,Ltd. (7677) 2,880,000 0

ASAKUMA CO.,LTD. (7678) 5,295,420 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares



YAKUODO HOLDINGS Co.,Ltd. (7679) 19,740,219 0

KEIJIDOUSHAKAN.Co.,Ltd. (7680) 51,600 0

LEOCLAN Co.,Ltd. (7681) 1,945,000 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

HAMAYUU CO.,LTD. (7682) 1,072,200 Nov. 20 Third-Party Allotment, etc. 70,200

WA,Inc. (7683) 4,704,500 Nov. 01 Initial Listing 4,700,000


TAICHI HOLDINGS LIMITED (7684) 10,520,000 Nov. 27 Initial Listing 10,520,000


Shimadzu Corporation (7701) 296,070,227 0

JMS CO.,LTD. (7702) 24,733,466 0

Kawasumi Laboratories,Incorporated (7703) 22,948,003 0

GL Sciences Inc. (7705) 11,190,000 0

Precision System Science Co.,Ltd. (7707) 26,366,900 Exercise of Subscription Warrants 800,000 Aug. 2018 Resolution based 1 800,000 Shares


KUBOTEK CORPORATION (7709) 13,830,000 0

SUKEGAWA ELECTRIC CO.,LTD. (7711) 5,870,000 0

SIGMA KOKI CO.,LTD. (7713) 7,552,628 0

NAGANO KEIKI CO.,LTD. (7715) 19,432,984 0

NAKANISHI INC. (7716) 94,259,400 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares










V Technology Co.,Ltd. (7717) 10,057,600 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


STAR MICRONICS CO.,LTD. (7718) 45,091,334 Nov. 08 Retirement of Treasury Stocks -680,900

- 97 -

Nov. 2019


Shares Shares

Exercise of CB 0 CB 21. 6 JPY 0 thou. JPY 8,000,000 thou. JPY

TOKYO KOKI CO.LTD. (7719) 7,133,791 0

TOKYO KEIKI INC. (7721) 17,076,439 0

KOKUSAI CO.,LTD. (7722) 14,200,000 0

Aichi Tokei Denki Co.,Ltd. (7723) 5,140,000 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares









INTER ACTION Corporation (7725) 11,510,200 0

KURODA PRECISION INDUSTRIES LTD. (7726) 5,648,704 0

OVAL Corporation (7727) 26,180,000 0

TOKYO SEIMITSU CO.,LTD. (7729) 41,674,881 Exercise of Subscription Warrants 5,700 Jun. 2005 Resolution based 1 0 Shares

















MANI,INC. (7730) 106,911,000 0

NIKON CORPORATION (7731) 400,878,921 0

TOPCON CORPORATION (7732) 108,130,842 0

OLYMPUS CORPORATION (7733) 1,370,914,963 0

RIKEN KEIKI CO.,LTD. (7734) 23,661,000 0

SCREEN Holdings Co.,Ltd. (7735) 50,794,866 Exercise of CB 0 CB 22. 6 JPY 0 thou. JPY 15,000,000 thou. JPY


CANON ELECTRONICS INC. (7739) 42,206,540 0

Tamron Co.,Ltd. (7740) 25,950,000 0

HOYA CORPORATION (7741) 378,351,220 Nov. 06 Retirement of Treasury Stocks -3,085,200

SEED CO.,LTD. (7743) 27,336,000 0

Noritsu Koki Co.,Ltd. (7744) 36,190,872 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares


A&D Company,Limited (7745) 22,579,700 Exercise of Subscription Warrants 0 Aug. 2005 Resolution based 1 0 Shares


OKAMOTO GLASS CO.,LTD. (7746) 23,195,153 0

ASAHI INTECC CO.,LTD. (7747) 260,407,200 Exercise of Subscription Warrants 71,200 Aug. 2014 Resolution based 1 71,200 Shares

HOLON CO.,LTD. (7748) 3,340,500 0

MEDIKIT CO.,LTD. (7749) 9,440,000 0

- 98 -

Nov. 2019


Shares Shares

CANON INC. (7751) 1,333,763,464 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares


RICOH COMPANY,LTD. (7752) 744,912,078 0

SEKONIC CORPORATION (7758) 1,880,000 0

IMV CORPORATION (7760) 16,957,016 0

Citizen Watch Co.,Ltd. (7762) 314,353,809 0

JECO CO.,LTD. (7768) 1,675,805 0

RHYTHM WATCH CO.,LTD. (7769) 8,385,093 0

Nihon Seimitsu Co.,Ltd. (7771) 19,712,999 0

Japan Tissue Engineering Co., Ltd. (7774) 40,610,200 0

DAIKEN MEDICAL CO.,LTD. (7775) 31,840,000 0

CellSeed Inc. (7776) 12,876,919 Exercise of Subscription Warrants 597,200 Aug. 2015 Resolution based 1 0 Shares




3-D Matrix,Ltd. (7777) 30,045,450 Exercise of CB 0 CB 1 0 thou. JPY 1,083,325 thou. JPY

Exercise of Subscription Warrants 8,000 Jul. 2010 Resolution based 1 0 Shares








CYBERDYNE,INC. (7779) 137,445,809 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 77,700,000 Shares




Menicon Co.,Ltd. (7780) 36,808,000 Exercise of CB 0 CB 2 0 thou. JPY 4,000,000 thou. JPY










HIRAYAMA HOLDINGS Co.,Ltd. (7781) 3,587,600 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares



Sincere Co.,LTD. (7782) 6,862,200 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



Amifa Co.,Ltd. (7800) 3,200,000 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares


Bushiroad Inc. (7803) 16,073,400 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

B&P Co.,Ltd. (7804) 2,300,000 0

PRINTNET INC. (7805) 5,460,400 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

MTG Co.,Ltd. (7806) 39,733,028 Exercise of Subscription Warrants 240 Sep. 2016 Resolution based 1 0 Shares



- 99 -

Nov. 2019


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KOWA CO.,LTD. (7807) 4,280,100 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares





C.S. LUMBER CO.,INC (7808) 1,815,300 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

KOTOBUKIYA CO.,LTD. (7809) 2,756,400 Exercise of Subscription Warrants 900 Jul. 2015 Resolution based 1 900 Shares

Crossfor Co.,Ltd. (7810) 17,522,000 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares


NAKAMOTO PACKS CO.,LTD. (7811) 8,173,320 0

CRESTEC Inc. (7812) 3,248,900 0

PLATZ Co.,Ltd. (7813) 3,726,000 0

JAPAN Creative Platform Group Co.,Ltd. (7814) 13,817,934 0

TOKYO BOARD INDUSTRIES CO.,LTD. (7815) 3,660,369 0

Snow Peak,Inc. (7816) 17,062,400 Exercise of Subscription Warrants 692,400 Oct. 2019 Resolution based 1 692,400 Shares

PARAMOUNT BED HOLDINGS CO.,LTD. (7817) 30,877,487 0

TRANSACTION CO.,Ltd. (7818) 29,375,400 0

SHO-BI Corporation (7819) 13,410,000 0

NIHON FLUSH CO.,LTD. (7820) 12,530,000 0

MAEDA KOSEN CO.,LTD. (7821) 32,260,200 Exercise of CB 0 CB 24. 4 JPY 0 thou. JPY 12,000,000 thou. JPY





Eidai Co.,Ltd. (7822) 46,783,800 0

ARTNATURE INC. (7823) 34,393,200 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares




FURUYA METAL CO.,LTD. (7826) 7,265,212 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares



ORVIS CORPORATION (7827) 1,732,000 0

Samantha Thavasa Japan Limited (7829) 35,296,000 0

Wellco Holdings Corporation (7831) 24,650,800 0

BANDAI NAMCO Holdings Inc. (7832) 222,000,000 0

IFIS JAPAN LTD. (7833) 10,242,000 0

MAJESTY GOLF Co.,Ltd. (7834) 17,228,201 0

AVIX,Inc. (7836) 24,724,500 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

R.C.CORE CO.,LTD. (7837) 4,508,700 0

KYORITSU PRINTING CO.,LTD. (7838) 48,835,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares







SHOEI CO.,LTD. (7839) 13,772,400 0

FRANCE BED HOLDINGS CO.,LTD. (7840) 41,397,500 0

- 100 -

Nov. 2019


Shares Shares

ENDO MANUFACTURING CO.,LTD. (7841) 9,441,800 0

Marvelous Inc. (7844) 53,593,100 0

PILOT CORPORATION (7846) 43,814,400 Nov. 29 Retirement of Treasury Stocks -3,000,000

GRAPHITE DESIGN INC. (7847) 6,945,600 0

Starts Publishing Corporation (7849) 1,920,000 0

SOUGOU SHOUKEN CO.,LTD. (7850) 3,060,110 0

KAWASE COMPUTER SUPPLIES CO,LTD. (7851) 5,160,000 0

Cardinal Co.,Ltd. (7855) 2,143,000 0

HAGIHARA INDUSTRIES INC. (7856) 14,897,600 0

SEKI CO.,LTD. (7857) 4,508,000 0

ALMEDIO INC. (7859) 13,802,316 Exercise of Subscription Warrants 1,470,000 Sep. 2019 Resolution based 1 1,470,000 Shares

Avex Inc. (7860) 45,223,600 0

TOPPAN FORMS CO.,LTD. (7862) 115,000,000 0

HIRAGA CO.,LTD. (7863) 4,015,585 0

FUJI SEAL INTERNATIONAL,INC. (7864) 60,161,956 0

People Co.,Ltd. (7865) 4,437,500 0

TOMY COMPANY,LTD. (7867) 96,290,850 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares


KOSAIDO Co.,Ltd. (7868) 24,922,600 0

NIHON FORM SERVICE CO.,LTD. (7869) 402,000 0

FUKUVI CHEMICAL INDUSTRY CO.,LTD. (7871) 20,688,425 0

ESTELLE HOLDINGS CO.,LTD. (7872) 11,459,223 0

ARRK CORPORATION (7873) 409,770,388 0

LEC,INC. (7874) 38,165,340 0

TAKEDA PRINTING CO.,LTD. (7875) 8,781,000 0

EIDAI KAKO CO.,LTD. (7877) 1,460,000 0

Kohsai Co.,Ltd. (7878) 396,000 0

NODA CORPORATION (7879) 17,339,200 0

Sun Messe Co.,Ltd. (7883) 17,825,050 0

TAKANO Co.,Ltd. (7885) 15,721,000 0

YAMATO INDUSTRY CO.,LTD. (7886) 1,017,179 0

NANKAI PLYWOOD CO.,LTD. (7887) 1,009,580 0

SANKO GOSEI LTD. (7888) 30,688,569 0

JAPAN U-PICA COMPANY,LTD. (7891) 2,750,000 0

PRONEXUS INC. (7893) 30,716,688 0

CHUO KAGAKU CO.,LTD. (7895) 21,040,000 0

SEVEN INDUSTRIES CO.,LTD. (7896) 1,557,750 0

HOKUSHIN CO.,LTD. (7897) 28,373,005 0

WOOD ONE CO.,LTD. (7898) 9,841,969 0

MICS CHEMICAL CO.,LTD. (7899) 5,850,000 0

MATSUMOTO INC. (7901) 381,300 0

SONOCOM CO.,LTD. (7902) 5,000,000 0

DAIKEN CORPORATION (7905) 27,080,043 0

YONEX CO.,LTD. (7906) 93,620,800 0

KIMOTO CO.,LTD. (7908) 54,772,564 0

TOPPAN PRINTING CO.,LTD. (7911) 349,706,240 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 40,000,000 thou. JPY

Dai Nippon Printing Co.,Ltd. (7912) 324,240,346 0

Kyodo Printing Co.,Ltd. (7914) 9,020,000 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 5,000,000 thou. JPY

Nissha Co.,Ltd. (7915) 50,855,638 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 2,840,000 thou. JPY

MITSUMURA PRINTING CO.,LTD. (7916) 3,103,420 0

FUJIMORI KOGYO CO.,LTD. (7917) 19,267,760 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares


- 101 -

Nov. 2019


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VIA Holdings,Inc. (7918) 32,369,400 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares


Nozaki Insatsu Shigyo Co.,Ltd. (7919) 21,460,000 0

TAKARA PRINTING CO.,LTD. (7921) 12,936,793 0

SANKO SANGYO CO.,LTD. (7922) 7,378,800 0

TOIN CORPORATION (7923) 6,377,500 0

MAEZAWA KASEI INDUSTRIES CO.,LTD. (7925) 15,732,000 0

MUTO SEIKO CO. (7927) 7,739,548 0

ASAHI KAGAKU KOGYO CO.,LTD. (7928) 3,896,000 0

MIRAI INDUSTRY CO.,LTD. (7931) 25,607,086 0

Nippi,Incorporated (7932) 2,889,000 0

ASICS Corporation (7936) 189,870,559 0

TSUTSUMI JEWELRY CO.,LTD. (7937) 20,080,480 0

REGAL CORPORATION (7938) 3,250,000 Exercise of Subscription Warrants 0 Jan. 2010 Resolution based 1 0 Shares










KENSOH CO.,LTD. (7939) 4,022,774 0

WAVELOCK HOLDINGS CO.,LTD. (7940) 11,120,538 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares



JSP Corporation (7942) 31,413,473 0

NICHIHA CORPORATION (7943) 37,324,264 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares










COMANY INC. (7945) 9,924,075 0

KOYOSHA INC. (7946) 1,400,100 0

FP CORPORATION (7947) 44,284,212 0

KOMATSU WALL INDUSTRY CO.,LTD. (7949) 10,903,240 0

YAMAHA CORPORATION (7951) 191,555,025 0

Kawai Musical Instruments Manufacturing Co.,Ltd. (7952) 9,011,560 0

- 102 -

Nov. 2019


Shares Shares

KIKUSUI CHEMICAL INDUSTRIES CO.,LTD. (7953) 12,744,054 0

Cleanup Corporation (7955) 37,442,374 0

PIGEON CORPORATION (7956) 121,653,486 0

FUJICOPIAN CO.,LTD. (7957) 1,789,487 0

TENMA CORPORATION (7958) 26,813,026 0

OLIVER CORPORATION (7959) 12,976,053 0

KANEMATSU SUSTECH CORPORATION (7961) 4,149,200 0

KING JIM CO.,LTD. (7962) 32,459,692 0

KOKEN LTD. (7963) 5,104,003 0

Zojirushi Corporation (7965) 72,600,000 0

LINTEC Corporation (7966) 76,600,940 0

Shin-Etsu Polymer Co.,Ltd. (7970) 82,623,376 0

TOLI Corporation (7971) 66,829,249 0

ITOKI CORPORATION (7972) 45,664,437 0

Nintendo Co.,Ltd. (7974) 131,669,000 0

LIHIT LAB.,INC. (7975) 1,907,850 0

MITSUBISHI PENCIL COMPANY,LIMITED (7976) 64,286,292 0

SHOFU INC. (7979) 16,114,089 0

SHIGEMATSU WORKS CO.,LTD. (7980) 7,200,000 0

TAKARA STANDARD CO.,LTD. (7981) 73,937,194 0

Miroku Corporation (7983) 3,005,441 0

KOKUYO CO.,LTD. (7984) 128,742,463 0

NEPON Inc. (7985) 1,202,848 0

NIHON ISK Company,Limited (7986) 1,776,000 0

NAKABAYASHI CO.,LTD. (7987) 28,794,294 0

NIFCO INC. (7988) 107,508,954 Exercise of CB 0 CB 1 0 thou. JPY 10,500,000 thou. JPY

TACHIKAWA CORPORATION (7989) 20,763,600 0

GLOBERIDE,Inc. (7990) 12,000,000 0

MAMIYA-OP CO.,LTD (7991) 9,358,670 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares









The Sailor Pen Co.,Ltd. (7992) 14,621,961 0

OKAMURA CORPORATION (7994) 112,391,530 0

VALQUA,LTD. (7995) 18,688,733 0

Kurogane Kosakusho Ltd. (7997) 1,857,113 0

MUTOH HOLDINGS CO.,LTD. (7999) 5,481,818 0

ITOCHU Corporation (8001) 1,584,889,504 0

Marubeni Corporation (8002) 1,737,940,900 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares







Scroll Corporation (8005) 34,818,050 0

YUASA FUNASHOKU Co.,Ltd. (8006) 4,897,723 0

- 103 -

Nov. 2019


Shares Shares

Takashima & Co.,Ltd. (8007) 4,564,573 0

YONDOSHI HOLDINGS INC. (8008) 24,331,356 0

SANYO SHOKAI LTD. (8011) 12,622,934 0

NAGASE & CO.,LTD. (8012) 127,408,285 0

NAIGAI CO.,LTD. (8013) 8,217,281 0

CHORI CO.,LTD. (8014) 25,303,478 0

TOYOTA TSUSHO CORPORATION (8015) 354,056,516 0

ONWARD HOLDINGS CO.,LTD. (8016) 157,921,669 Exercise of Subscription Warrants 0 May 2006 Resolution based 1 0 Shares
















SANKYO SEIKO CO.,LTD. (8018) 60,000,000 0

KANEMATSU CORPORATION (8020) 84,500,202 0

Mizuno Corporation (8022) 26,578,243 0

DAIKO DENSHI TSUSHIN,LTD. (8023) 13,868,408 0

TSUKAMOTO CORPORATION CO.,LTD. (8025) 4,069,747 0

FamilyMart Co.,Ltd. (8028) 506,849,252 0

LOOK HOLDINGS INCORPORATED (8029) 7,689,413 0

Chuo Gyorui Co.,Ltd. (8030) 4,315,300 0

MITSUI & CO.,LTD. (8031) 1,742,684,906 0

JAPAN PULP AND PAPER COMPANY LIMITED (8032) 15,021,551 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares






Tokyo Electron Limited (8035) 165,210,911 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares








Hitachi High-Technologies Corporation (8036) 137,738,730 0

KAMEI CORPORATION (8037) 37,591,969 0

TOHTO SUISAN CO.,LTD. (8038) 4,026,000 0

TSUKIJI UOICHIBA COMPANY,LIMITED (8039) 2,247,520 0

TOKYO SOIR CO.,LTD. (8040) 3,860,000 0

OUG Holdings Inc. (8041) 5,562,292 0

- 104 -

Nov. 2019


Shares Shares

Starzen Company Limited (8043) 9,741,411 Exercise of CB 220 * CB 1 1,000 thou. JPY 2,816,000 thou. JPY

DAITO GYORUI CO.,LTD. (8044) 3,162,274 0

Yokohama Maruuo Co.,Ltd. (8045) 7,261,706 0

MARUFUJI SHEET PILING CO.,LTD. (8046) 4,000,000 0

SEIKO HOLDINGS CORPORATION (8050) 41,404,261 0

YAMAZEN CORPORATION (8051) 95,305,435 0

TSUBAKIMOTO KOGYO CO.,LTD. (8052) 6,497,969 0

SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) (8053) 1,250,985,467 0

Nihon Unisys,Ltd. (8056) 109,663,524 0

UCHIDA YOKO CO.,LTD. (8057) 10,419,371 0

Mitsubishi Corporation (8058) 1,590,076,851 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares























DAIICHI JITSUGYO CO.,LTD. (8059) 11,086,400 0

Canon Marketing Japan Inc. (8060) 151,079,972 0

SEIKA CORPORATION (8061) 12,820,650 0

SATO SHOJI CORPORATION (8065) 21,799,050 0

MITANI CORPORATION (8066) 30,002,137 0

RYOYO ELECTRO CORPORATION (8068) 26,800,000 0

TOKYO SANGYO CO.,LTD. (8070) 28,678,486 0

JAPAN PUBLICATIONS TRADING CO.,LTD. (8072) 700,000 0

YUASA TRADING CO.,LTD. (8074) 23,155,882 0

Shinsho Corporation (8075) 8,860,562 0

KOBAYASHI METALS LIMITED (8077) 28,007,448 0

HANWA CO.,LTD. (8078) 42,332,640 0

SHOEI FOODS CORPORATION (8079) 17,100,000 0

KANADEN CORPORATION (8081) 28,600,000 0

Ryoden Corporation (8084) 22,824,977 0

NARASAKI SANGYO CO.,LTD. (8085) 5,325,600 0

NIPRO CORPORATION (8086) 171,459,479 Exercise of CB 0 CB 21. 1 JPY 0 thou. JPY 25,000,000 thou. JPY

FURUSATO INDUSTRIES,LTD. (8087) 14,574,366 0

IWATANI CORPORATION (8088) 50,273,005 Exercise of CB 0 CB 20. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

- 105 -

Nov. 2019


Shares Shares

Nice Holdings,Inc. (8089) 9,656,119 0

SHOKO CO.,LTD. (8090) 11,271,468 0

NICHIMO CO.,LTD. (8091) 3,787,400 0

Kyokuto Boeki Kaisha,Limited (8093) 6,495,918 0

IWAKI & CO.,LTD. (8095) 34,636,058 0

KANEMATSU ELECTRONICS LTD. (8096) 28,633,952 0

SAN-AI OIL CO.,LTD. (8097) 71,000,000 0

Inabata & Co.,Ltd. (8098) 63,499,227 0

GSI Creos Corporation (8101) 6,464,971 0

Meiwa Corporation (8103) 41,780,000 0

KUWAZAWA Trading Co.,Ltd. (8104) 16,694,496 0

MARUSHO HOTTA CO.,LTD. (8105) 59,640,348 0

KIMURATAN CORPORATION (8107) 119,003,510 Nov. 27 Third-Party Allotment, etc. 1,543,200






GOLDWIN INC. (8111) 47,648,172 0

UNICHARM CORPORATION (8113) 620,834,319 Exercise of CB 0 CB 20. 9 JPY 1,060,000 thou. JPY 6,900,000 thou. JPY

DESCENTE,LTD. (8114) 76,924,176 0

MOONBAT Co.,Ltd. (8115) 5,341,733 0

CENTRAL AUTOMOTIVE PRODUCTS LTD. (8117) 20,020,000 0

KING Co.,Ltd. (8118) 24,771,561 0

SANYEI CORPORATION (8119) 2,552,946 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares













T.KAWABE & CO.,LTD. (8123) 1,861,000 0

Wakita & Co.,LTD. (8125) 52,021,297 0

YAMATO INTERNATIONAL INC. (8127) 21,302,936 0

TOHO HOLDINGS CO.,LTD. (8129) 78,270,142 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 3,340,000 thou. JPY


Sangetsu Corporation (8130) 62,250,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares



Mitsuuroko Group Holdings Co.,Ltd. (8131) 62,332,388 0

SINANEN HOLDINGS CO.,LTD. (8132) 13,046,591 0

ITOCHU ENEX CO.,LTD. (8133) 116,881,106 0

ZETT CORPORATION (8135) 20,102,000 0

Sanrio Company,Ltd. (8136) 89,065,301 0

SUN-WA TECHNOS CORPORATION (8137) 16,044,000 0

SANKYO KASEI CORPORATION (8138) 1,560,000 0

- 106 -

Nov. 2019


Shares Shares

NAGAHORI CORPORATION (8139) 16,773,376 0

Ryosan Company,Limited (8140) 25,000,000 0

Shinko Shoji Co.,Ltd. (8141) 49,710,566 0

TOHO Co.,Ltd. (8142) 11,012,166 0

LAPINE CO.,LTD. (8143) 2,567,064 0

DENKYOSHA CO.,LTD. (8144) 6,665,021 0

TOMITA CO.LTD. (8147) 6,158,000 0

SANSHIN ELECTRONICS CO.,LTD. (8150) 24,281,373 0

TOYO Corporation (8151) 26,085,000 0

SOMAR CORPORATION (8152) 1,958,734 0

MOS FOOD SERVICES,INC. (8153) 32,009,910 0

KAGA ELECTRONICS CO.,LTD. (8154) 28,702,118 0

MIMASU SEMICONDUCTOR INDUSTRY CO.,LTD. (8155) 35,497,183 0

TSUZUKI DENKI CO.,LTD. (8157) 24,677,894 0

SODA NIKKA CO.,LTD. (8158) 25,168,000 0

TACHIBANA ELETECH CO.,LTD. (8159) 26,025,242 0

KISOJI CO.,LTD. (8160) 25,913,889 0

SRS HOLDINGS CO.,LTD. (8163) 33,209,080 0

SENSHUKAI CO.,LTD. (8165) 52,056,993 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 5 Shares


Taka-Q Co.,Ltd. (8166) 24,470,822 0

RETAIL PARTNERS CO.,LTD. (8167) 46,646,059 0

Keiyo Co.,Ltd. (8168) 65,140,184 0

Joshin Denki Co.,Ltd. (8173) 28,784,033 0

NIPPON GAS CO.,LTD. (8174) 41,773,466 0

ROYAL HOLDINGS Co., Ltd. (8179) 39,554,189 0

Totenko Co.,Ltd. (8181) 2,572,871 0

Inageya Co.,Ltd. (8182) 52,381,447 0

SHIMACHU CO.,LTD. (8184) 42,609,104 0

CHIYODA CO.,LTD. (8185) 41,609,996 0

OTSUKA KAGU,LTD. (8186) 28,460,700 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares


LIFE CORPORATION (8194) 53,450,800 0

Maxvalu Tokai Co.,Ltd. (8198) 36,473,848 Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares












RINGER HUT CO.,LTD. (8200) 26,067,972 0

Laox CO.,LTD. (8202) 66,388,103 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares


MrMax Holdings Ltd. (8203) 39,611,134 0

SHAKLEE GLOBAL GROUP,INC. (8205) 2,592,000 0

TEN ALLIED Co.,Ltd. (8207) 26,579,527 0

ENCHO CO.,LTD. (8208) 6,857,497 0

- 107 -

Nov. 2019


Shares Shares

FRIENDLY CORPORATION (8209) 2,855,699 0

AOKI Holdings Inc. (8214) 90,649,504 0

GINZA YAMAGATAYA CO.,LTD. (8215) 1,804,471 0

OKUWA CO.,LTD. (8217) 45,237,297 0

KOMERI CO.,LTD. (8218) 54,409,168 0

AOYAMA TRADING Co.,Ltd. (8219) 50,394,016 0

Takachiho Co.,Ltd. (8225) 727,500 0

RIKEI CORPORATION (8226) 15,514,721 0

SHIMAMURA Co.,Ltd. (8227) 36,913,299 0

HASEGAWA CO.,LTD. (8230) 18,646,376 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


Takashimaya Company,Limited (8233) 177,759,481 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 25,000,000 thou. JPY


MATSUYA CO.,LTD. (8237) 53,289,640 0

H2O RETAILING CORPORATION (8242) 125,201,396 0

Kintetsu Department Store CO.,Ltd. (8244) 40,437,940 0

Daiwa Co.,Ltd. (8247) 6,003,400 0

TECHNO ASSOCIE Co.,Ltd. (8249) 20,036,400 0

PARCO CO.,LTD. (8251) 101,462,977 0

MARUI GROUP CO.,LTD. (8252) 223,660,417 0

Credit Saison Co.,Ltd. (8253) 185,444,772 0

Saikaya Department Store Co.,Ltd. (8254) 3,135,314 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,483,036 Shares

Axial Retailing Inc. (8255) 23,388,039 0

MARUMITSU CO.,LTD. (8256) 25,511,840 0

Sanyo Department Store Co.,Ltd. (8257) 810,000 0

IZUTSUYA CO.,LTD. (8260) 11,480,495 0

AEON CO.,LTD. (8267) 871,924,572 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



IZUMI CO.,LTD. (8273) 71,665,200 0

FORVAL CORPORATION (8275) 27,732,622 0

HEIWADO CO.,LTD. (8276) 58,546,470 0

FUJI CO.,LTD. (8278) 38,291,560 0

YAOKO CO.,LTD (8279) 40,013,722 Exercise of CB 0 CB 24. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

XEBIO holdings CO.,LTD. (8281) 47,911,023 0

K'S HOLDINGS CORPORATION (8282) 235,463,121 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares






PALTAC CORPORATION (8283) 63,553,485 0

MITANI SANGYO CO.,LTD. (8285) 61,772,500 0

MAXVALU NISHINIHON CO.,LTD. (8287) 52,513,854 Exercise of Subscription Warrants 4,000 May 2011 Resolution based 1 0 Shares








Olympic Group Corporation (8289) 23,354,223 0

- 108 -

Nov. 2019


Shares Shares

NISSAN TOKYO SALES HOLDINGS CO.,LTD. (8291) 66,635,063 0

FAMILY INC. (8298) 6,529,114 0

Shinsei Bank,Limited (8303) 259,034,689 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares




Aozora Bank,Ltd. (8304) 118,289,418 0

Mitsubishi UFJ Financial Group,Inc. (8306) 13,667,770,520 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares




Resona Holdings, Inc. (8308) 2,324,118,091 0

Sumitomo Mitsui Trust Holdings,Inc. (8309) 375,291,440 0

Sumitomo Mitsui Financial Group,Inc. (8316) 1,373,171,556 0

The Chiba Bank,Ltd. (8331) 840,521,087 0

The Gunma Bank,Ltd. (8334) 445,888,177 0

The Musashino Bank,Ltd. (8336) 33,805,456 0

The Chiba Kogyo Bank,Ltd. (8337) 62,222,045 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares






Tsukuba Bank,Ltd. (8338) 82,553,721 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 70,000,000 Shares

The 77 Bank,Ltd. (8341) 76,655,746 0

The Aomori Bank,Ltd. (8342) 20,512,161 0

THE AKITA BANK,LTD. (8343) 18,093,643 0

The Yamagata Bank,Ltd. (8344) 34,000,000 0

The Bank of Iwate,Ltd. (8345) 18,497,786 0

The Toho Bank,Ltd. (8346) 252,500,000 0

THE TOHOKU BANK,LTD. (8349) 9,509,963 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

THE MICHINOKU BANK,LTD. (8350) 18,135,395 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

Fukuoka Financial Group,Inc. (8354) 191,138,265 0

THE SHIZUOKA BANK,LTD. (8355) 605,129,069 Exercise of CB 0 CB 23. 1 USD 0 thou. USD 300,000 thou. USD

The Juroku Bank,Ltd. (8356) 37,924,134 0

Suruga Bank Ltd. (8358) 232,139,248 0

The Hachijuni Bank,Ltd. (8359) 511,103,411 0

The Yamanashi Chuo Bank,Ltd. (8360) 32,783,000 0

The Ogaki Kyoritsu Bank,Ltd. (8361) 41,831,897 0

The Fukui Bank,Ltd. (8362) 24,144,669 0

The Hokkoku Bank,Ltd. (8363) 29,110,197 0

THE SHIMIZU BANK,LTD. (8364) 11,641,318 0

The Bank of Toyama,Ltd. (8365) 5,444,400 0

THE SHIGA BANK,LTD. (8366) 53,090,081 Exercise of CB 0 CB 20. 6 USD 0 thou. USD 200,000 thou. USD

The Nanto Bank,Ltd. (8367) 33,025,656 0

The Hyakugo Bank,Ltd. (8368) 254,119,000 0

The Bank of Kyoto,Ltd. (8369) 75,840,688 0

The Kiyo Bank,Ltd. (8370) 70,300,000 0

Hokuhoku Financial Group, Inc. (8377) 132,163,014 0

The Hiroshima Bank,Ltd. (8379) 312,633,171 0

The San-in Godo Bank,Ltd. (8381) 156,977,472 0

The Chugoku Bank,Limited (8382) 195,272,106 0

- 109 -

Nov. 2019


Shares Shares

THE TOTTORI BANK,LTD. (8383) 9,619,938 0

The Iyo Bank,Ltd. (8385) 323,775,366 0

The Hyakujushi Bank,Ltd. (8386) 30,000,000 0

The Shikoku Bank Ltd. (8387) 42,900,000 0

The Awa Bank,Ltd. (8388) 43,240,000 0

THE OITA BANK,LTD. (8392) 16,243,634 Exercise of CB 0 CB 19. 12 USD 0 thou. USD 100,000 thou. USD

The Miyazaki Bank,Ltd. (8393) 17,633,400 0

THE BANK OF SAGA LTD. (8395) 17,135,909 0

The Bank of Okinawa,Ltd. (8397) 24,240,000 0

Bank of The Ryukyus,Limited (8399) 43,108,470 0

Seven Bank,Ltd. (8410) 1,179,129,000 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares
















Mizuho Financial Group,Inc. (8411) 25,392,498,945 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares




THE BANK OF KOCHI,LTD. (8416) 10,244,800 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,500,000 Shares

Yamaguchi Financial Group,Inc. (8418) 264,353,616 Exercise of CB 0 CB 20. 3 USD 0 thou. USD 300,000 thou. USD






Fuyo General Lease Co.,Ltd. (8424) 30,287,810 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares










Mizuho Leasing Company,Limited (8425) 49,004,000 0

Tokyo Century Corporation (8439) 106,624,620 0

Future Venture Capital Co.,Ltd. (8462) 8,902,600 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

SBI Holdings,Inc. (8473) 236,556,393 Exercise of CB 0 CB 22. 9 JPY 0 thou. JPY 16,680,000 thou. JPY


- 110 -

Nov. 2019


Shares Shares

J Trust Co.,Ltd. (8508) 115,469,910 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares





Japan Securities Finance Co.,Ltd. (8511) 100,000,000 0

AIFUL CORPORATION (8515) 484,620,136 0

Japan Asia Investment Company,Limited (8518) 17,884,392 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

THE NAGANO BANK,LTD. (8521) 9,258,856 Exercise of CB 0 * CB 1 0 thou. JPY 2,965,000 thou. JPY

The Bank of Nagoya,Ltd. (8522) 19,755,487 Exercise of CB 0 CB 20. 3 USD 0 thou. USD 100,000 thou. USD

North Pacific Bank,Ltd. (8524) 399,060,179 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



The Aichi Bank,Ltd. (8527) 10,943,240 0

The Chukyo Bank,Limited (8530) 21,745,958 0

THE TAIKO BANK,LTD. (8537) 9,671,400 0

The Ehime Bank,Ltd. (8541) 39,420,028 Exercise of CB 843 * CB 1 1,000 thou. JPY 3,430,000 thou. JPY

TOMATO BANK,LTD. (8542) 11,679,030 0

The Keiyo Bank,Ltd. (8544) 138,927,858 0

THE TOCHIGI BANK,LTD. (8550) 109,608,000 0

The Kita-Nippon Bank,Ltd. (8551) 8,793,776 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares




THE TOWA BANK,LTD. (8558) 37,180,273 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,500,000 Shares


THE FUKUSHIMA BANK,LTD. (8562) 23,000,000 0

THE DAITO BANK,LTD. (8563) 12,701,462 0

RICOH LEASING COMPANY,LTD. (8566) 31,243,223 0

AEON Financial Service Co.,Ltd. (8570) 216,010,128 0

ACOM CO.,LTD. (8572) 1,596,282,800 0

JACCS CO.,LTD. (8584) 35,079,161 0

Orient Corporation (8585) 1,718,494,703 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares







Hitachi Capital Corporation (8586) 124,826,552 0

APLUS FINANCIAL Co.,Ltd. (8589) 1,524,211,152 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 22,750,000 Shares


ORIX CORPORATION (8591) 1,324,629,128 0

Mitsubishi UFJ Lease & Finance Company Limited (8593) 895,834,160 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares









- 111 -

Nov. 2019


Shares Shares


JAFCO Co.,Ltd. (8595) 32,550,000 0

KYUSHU LEASING SERVICE CO.,LTD. (8596) 25,952,374 0

TOMONY Holdings,Inc. (8600) 163,728,911 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares









Daiwa Securities Group Inc. (8601) 1,699,378,772 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares











Nomura Holdings, Inc. (8604) 3,493,562,601 0

OKASAN SECURITIES GROUP INC. (8609) 208,214,969 0

Marusan Securities Co.,Ltd. (8613) 67,398,262 0

TOYO SECURITIES CO.,LTD. (8614) 87,355,253 0

Tokai Tokyo Financial Holdings,Inc. (8616) 260,582,115 0

The Kosei Securities Co.,Ltd. (8617) 9,486,400 0

Mito Securities Co.,Ltd. (8622) 70,689,033 0

Ichiyoshi Securities Co.,Ltd. (8624) 42,431,386 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares


MATSUI SECURITIES CO.,LTD. (8628) 259,264,702 0

Sompo Holdings,Inc. (8630) 373,330,489 0

DSB Co.,Ltd. (8692) 25,657,400 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares









Japan Exchange Group,Inc. (8697) 536,351,448 0

Monex Group,Inc. (8698) 266,322,300 0

Sawada Holdings Co.,Ltd. (8699) 40,953,500 0

Maruhachi Securities Co.,Ltd. (8700) 4,042,970 0

TRADERS HOLDINGS CO.,LTD. (8704) 145,804,736 0

Okato Holdings,Inc. (8705) 10,965,047 0

KYOKUTO SECURITIES CO.,LTD. (8706) 32,779,000 0

IwaiCosmo Holdings,Inc. (8707) 25,012,800 0

AIZAWA SECURITIES CO.,LTD. (8708) 47,525,649 0

- 112 -

Nov. 2019


Shares Shares

INVAST SECURITIES CO.,LTD. (8709) 5,904,400 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares




FIDEA Holdings Co.Ltd. (8713) 181,421,226 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 25,000,000 Shares

Senshu Ikeda Holdings,Inc. (8714) 281,008,632 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares










Anicom Holdings,Inc. (8715) 20,225,400 Nov. 05 Third-Party Allotment, etc. 10,820


MS&AD Insurance Group Holdings,Inc. (8725) 593,291,754 0

Sony Financial Holdings Inc. (8729) 435,087,405 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares



MONEY PARTNERS GROUP CO.,LTD. (8732) 33,801,900 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY


Akatsuki Corp. (8737) 32,688,944 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares


SPARX Group Co.,Ltd. (8739) 209,577,400 0

FUJITOMI CO.,LTD. (8740) 6,860,000 0

KOBAYASHI YOKO CO.,LTD. (8742) 10,094,644 0

DAIICHI COMMODITIES CO.,LTD. (8746) 16,227,207 0

YUTAKA SHOJI CO.,LTD. (8747) 8,897,472 0

Dai-ichi Life Holdings,Inc. (8750) 1,198,443,000 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares







Tokio Marine Holdings,Inc. (8766) 710,000,000 0

Advantage Risk Management Co.,Ltd. (8769) 17,238,600 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares


eGuarantee,Inc. (8771) 42,506,400 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares








ASAX CO.,LTD. (8772) 32,980,500 0

GFA Co.,Ltd. (8783) 11,154,300 Exercise of Subscription Warrants 330,000 Nov. 2017 Resolution based 1 0 Shares


FinTech Global Incorporated (8789) 201,114,600 Exercise of Subscription Warrants 5,000 Dec. 2009 Resolution based 1 4,000 Shares

- 113 -

Nov. 2019


Shares Shares









NEC Capital Solutions Limited (8793) 21,533,400 0

T&D Holdings, Inc. (8795) 633,000,000 Nov. 29 Retirement of Treasury Stocks -22,000,000

Exercise of CB 0 CB 20. 6 JPY 0 thou. JPY 30,000,000 thou. JPY







Advance Create Co.,Ltd. (8798) 10,999,100 0

Mitsui Fudosan Co.,Ltd. (8801) 979,250,227 Nov. 29 Retirement of Treasury Stocks -12,174,500

Mitsubishi Estate Company,Limited (8802) 1,391,174,263 0

HEIWA REAL ESTATE CO.,LTD. (8803) 38,859,996 0

Tokyo Tatemono Co.,Ltd. (8804) 216,963,374 0

DAIBIRU CORPORATION (8806) 116,851,049 0

Keihanshin Building Co.,Ltd. (8818) 52,882,298 0

Sumitomo Realty & Development Co.,Ltd. (8830) 476,085,978 0

TAIHEIYO KOUHATSU INCORPORATED (8835) 7,783,448 0

RISE Inc. (8836) 96,013,277 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 6,244,307 Shares

TOC Co.,Ltd. (8841) 103,879,352 0

TOKYO RAKUTENCHI CO.,LTD. (8842) 6,511,218 0

COSMOS INITIA Co.,Ltd. (8844) 33,911,219 0

LEOPALACE21 CORPORATION (8848) 244,882,515 0

STARTS CORPORATION INC. (8850) 53,998,205 0

The Japan Living Service Co.,LTD. (8854) 1,989,845 0

FUJI CORPORATION LIMITED (8860) 36,849,912 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares

AIRPORT FACILITIES Co.,LTD. (8864) 52,979,350 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares




Meiwa Estate Company Limited (8869) 24,893,734 0

GOLDCREST Co.,Ltd. (8871) 35,784,000 0

Relo Group,Inc. (8876) 152,951,200 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 25,000,000 thou. JPY



ESLEAD CORPORATION (8877) 15,465,600 0

NISSHIN FUDOSAN Company,Limited (8881) 46,951,260 0

L'attrait Co.,Ltd. (8885) 5,275,000 0

WOOD FRIENDS CO.,Ltd. (8886) 1,480,000 0

RIBERESUTE CORPORATION (8887) 11,990,000 0

Apaman Co.,Ltd. (8889) 18,278,060 0

Raysum Co.,Ltd. (8890) 46,081,400 0

MG HOME CO.,LTD. (8891) 2,906,048 0

ES-CON JAPAN Ltd. (8892) 71,806,887 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

- 114 -

Nov. 2019


Shares Shares

SHIN-NIHON TATEMONO CO.,LTD. (8893) 19,914,617 0

REVOLUTION CO.,LTD. (8894) 189,692,398 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,640,771 Shares


Takara Leben CO.,LTD. (8897) 121,000,000 0

CENTURY21 REAL ESTATE OF JAPAN LTD. (8898) 11,325,000 0

Sunwood Corporation (8903) 4,894,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares



SANYO HOUSING NAGOYA CO.,LTD. (8904) 14,884,300 0

AEON Mall Co.,Ltd. (8905) 227,512,809 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares






MAINICHI COMNET CO.,LTD. (8908) 18,000,000 0

Shinoken Group Co.,Ltd. (8909) 36,380,400 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares



Area Quest Inc. (8912) 20,250,000 0

Arealink Co.,Ltd. (8914) 12,940,900 0

First Juken Co,.Ltd. (8917) 16,901,900 Exercise of Subscription Warrants 0 Feb. 2010 Resolution based 1 0 Shares





LAND Co.,Ltd. (8918) 1,440,974,000 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

KATITAS CO.,LTD (8919) 39,325,320 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares


TOSHO CO.,LTD. (8920) 38,315,000 0

Japan Asset Marketing Co.,Ltd. (8922) 774,645,947 0

TOSEI CORPORATION (8923) 48,595,300 Exercise of Subscription Warrants 29,000 Oct. 2015 Resolution based 1 0 Shares


ARDEPRO Co.,Ltd. (8925) 337,234,159 0

MEIHO ENTERPRISE CO.,LTD. (8927) 24,661,000 0

ANABUKI KOSAN INC. (8928) 5,767,800 0

Aoyama Zaisan Networks Company,Limited (8929) 12,106,600 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

WADAKOHSAN CORPORATION (8931) 11,100,000 0

Sun Frontier Fudousan Co.,Ltd. (8934) 48,755,500 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares


FJ NEXT CO.,LTD. (8935) 34,646,500 0

GLOME Holdings,Inc. (8938) 5,560,400 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

INTELLEX Co.,Ltd. (8940) 8,932,100 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

LAND BUSINESS CO.,LTD. (8944) 26,780,800 0

Japan Corporate Housing Service Inc. (8945) 10,818,700 Exercise of Subscription Warrants 23,400 May 2012 Resolution based 1 0 Shares








- 115 -

Nov. 2019


Shares Shares






ASIAN STAR CO. (8946) 18,008,200 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares


Makoto Construction CO,Ltd (8995) 2,012,000 0

Grandy House Corporation (8999) 30,823,200 0

TOBU RAILWAY CO.,LTD. (9001) 212,313,621 0

Sotetsu Holdings,Inc. (9003) 98,145,499 0

TOKYU CORPORATION (9005) 624,869,876 0

Keikyu Corporation (9006) 275,760,547 0

Odakyu Electric Railway Co.,Ltd. (9007) 368,497,717 0

Keio Corporation (9008) 128,550,830 0

Keisei Electric Railway Co.,Ltd. (9009) 172,411,185 0

FUJI KYUKO CO.,LTD. (9010) 54,884,738 0

Chichibu Railway Co.,Ltd. (9012) 1,500,000 0

Shin-Keisei Electric Railway Co.,Ltd. (9014) 11,023,228 0

Niigata Kotsu Co.,Ltd. (9017) 3,864,000 0

East Japan Railway Company (9020) 377,932,400 0

West Japan Railway Company (9021) 191,334,500 0

Central Japan Railway Company (9022) 206,000,000 0

SEIBU HOLDINGS INC. (9024) 332,462,920 0

Konoike Transport Co.,Ltd. (9025) 56,952,442 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





ZERO CO.,LTD. (9028) 17,560,242 0

HIGASHI TWENTY ONE CO.,LTD. (9029) 13,264,000 0

Nishi-Nippon Railroad Co.,Ltd. (9031) 79,360,186 0

Hiroshima Electric Railway Co.,Ltd. (9033) 30,445,500 0

NANSO Transport Co.,Ltd. (9034) 5,000,000 0

TOHBU NETWORK CO.,LTD. (9036) 5,749,000 0

HAMAKYOREX CO.,LTD. (9037) 19,012,000 0

Sakai Moving Service Co.,Ltd. (9039) 21,162,000 0

Kintetsu Group Holdings Co.,Ltd. (9041) 190,662,061 0

Hankyu Hanshin Holdings,Inc. (9042) 254,281,385 0

Nankai Electric Railway Co.,Ltd. (9044) 113,402,446 0

Keihan Holdings Co.,Ltd. (9045) 113,182,703 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

Kobe Electric Railway Co.,Ltd. (9046) 8,061,566 0

Nagoya Railroad Co., Ltd. (9048) 196,700,692 Exercise of CB 0 CB 23. 10 JPY 0 thou. JPY 100,000 thou. JPY


Keifuku Electric Railroad Co.,Ltd. (9049) 2,000,000 0

SENKON LOGISTICS CO.,LTD (9051) 5,651,000 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares


Sanyo Electric Railway Co.,Ltd. (9052) 22,330,598 0

ALPS LOGISTICS CO.,LTD. (9055) 35,474,400 0

ENSHU TRUCK CO.,LTD. (9057) 7,546,000 0

TRANCOM CO.,LTD. (9058) 10,324,150 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares


- 116 -

Nov. 2019


Shares Shares

Kanda Holdings Co.,Ltd (9059) 11,654,360 0

JAPAN LOGISTIC SYSTEMS CORP. (9060) 1,383,310 0

NIPPON EXPRESS CO.,LTD. (9062) 98,000,000 0

Okayamaken Freight Transportation CO.,LTD. (9063) 2,200,000 0

YAMATO HOLDINGS CO.,LTD. (9064) 411,339,992 0

SANKYU INC. (9065) 65,215,606 0

NISSIN CORPORATION (9066) 20,272,769 0

MARUWN CORPORATION (9067) 28,965,449 0

Maruzen Showa Unyu Co.,Ltd. (9068) 20,612,844 0

SENKO Group Holdings Co.,Ltd. (9069) 152,861,921 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 10,000,000 thou. JPY










TONAMI HOLDINGS CO.,LTD. (9070) 9,761,011 0

NIKKON Holdings Co.,Ltd. (9072) 68,239,892 0

Kyogoku unyu shoji Co.,Ltd. (9073) 3,200,000 0

Japan Oil Transportation Co.,Ltd. (9074) 3,322,935 0

FUKUYAMA TRANSPORTING CO.,LTD. (9075) 55,770,363 0

SEINO HOLDINGS CO.,LTD. (9076) 207,679,783 0

S LINE CO.,LTD. (9078) 11,095,203 0

Kanagawa Chuo Kotsu Co.,Ltd. (9081) 12,600,000 0

Daiwa Motor Transportation Co.,Ltd. (9082) 5,250,000 0

Shinki Bus Co.,Ltd. (9083) 6,172,000 0

Hitachi Transport System,Ltd. (9086) 111,776,714 0

TAKASE CORPORATION (9087) 1,054,513 0

MARUWA UNYU KIKAN CO.,LTD. (9090) 64,318,160 Exercise of Subscription Warrants 7,200 Nov. 2012 Resolution based 1 4,800 Shares


Chilled & Frozen Logistics Holdings Co.,Ltd. (9099) 25,690,766 0

Nippon Yusen Kabushiki Kaisha (9101) 170,055,098 0

Mitsui O.S.K.Lines,Ltd. (9104) 120,628,611 Exercise of CB 0 CB 20. 4 USD 0 thou. USD 200,000 thou. USD

Kawasaki Kisen Kaisha,Ltd. (9107) 93,938,229 0

NS United Kaiun Kaisha,Ltd. (9110) 23,970,679 0

MEIJI SHIPPING CO.,LTD. (9115) 36,000,000 0

IINO KAIUN KAISHA,LTD. (9119) 111,075,980 0

TAMAI STEAMSHIP CO.,LTD (9127) 1,932,000 0

KYOEI TANKER CO.,LTD. (9130) 3,825,000 0

Kyushu Railway Company (9142) 160,000,000 0

SG HOLDINGS CO.,LTD. (9143) 320,197,200 0

Kuribayashi Steamship Co.,Ltd. (9171) 12,739,696 0

Tokai Kisen Co.,Ltd. (9173) 2,200,000 0

Sado Steam Ship Co.,Ltd. (9176) 14,292,250 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares






- 117 -

Nov. 2019


Shares Shares


KAWASAKI KINKAI KISEN KAISHA,LTD. (9179) 2,952,500 0

Tokyo Kisen Co.,Ltd. (9193) 10,010,000 0

Japan Airlines Co.,Ltd. (9201) 343,210,600 Nov. 08 Retirement of Treasury Stocks -5,818,100

ANA HOLDINGS INC. (9202) 348,498,361 Exercise of CB 0 CB 22. 9 JPY 0 thou. JPY 70,000,000 thou. JPY


Star Flyer Inc. (9206) 2,865,640 0

PASCO CORPORATION (9232) 14,770,266 0

Asia Air Survey Co.,Ltd. (9233) 18,614,000 0

Nishimoto Co.,Ltd. (9260) 14,353,140 0

KUBODERA CO.,LTD. (9261) 2,158,400 0

SILVER LIFE CO.,LTD. (9262) 10,616,400 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares



VISIONARYHOLDINGS CO.,LTD. (9263) 24,638,115 Nov. 01 Reverse Stock Split -221,743,036


Puequ CO.,LTD. (9264) 2,052,500 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


YAMASHITA HEALTH CARE HOLDINGS,INC. (9265) 2,553,000 0

Ikka Dining Project.,Ltd. (9266) 6,196,000 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares



Genky DrugStores Co.,Ltd. (9267) 15,477,484 0

OPTIMUS GROUP COMPANY LIMITED (9268) 5,353,045 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

SOU Inc. (9270) 12,933,310 Exercise of Subscription Warrants 174,500 Sep. 2015 Resolution based 1 0 Shares



Wagokoro co.,ltd. (9271) 2,818,700 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares


Boutiques,Inc. (9272) 2,493,100 Exercise of Subscription Warrants 2,000 Jul. 2011 Resolution based 1 0 Shares





KOA SHOJI HOLDINGS CO.,LTD. (9273) 9,904,995 0

KOKUSAI PULP & PAPER CO.,LTD. (9274) 75,077,406 0

NARUMIYA INTERNATIONAL Co.,Ltd. (9275) 10,089,830 Exercise of Subscription Warrants 4,200 Mar. 2017 Resolution based 1 4,200 Shares

az-earth Co.,Ltd. (9276) 257,000 0

SOGO MEDICAL HOLDINGS CO.,LTD. (9277) 30,680,312 0

BOOKOFF GROUP HOLDINGS LIMITED (9278) 20,547,413 0

GIFT INC. (9279) 4,949,200 Exercise of Subscription Warrants 800 Oct. 2015 Resolution based 1 0 Shares



Mitsubishi Logistics Corporation (9301) 87,960,739 0

MITSUI-SOKO HOLDINGS Co.,Ltd. (9302) 24,883,002 0

The Sumitomo Warehouse Co.,Ltd. (9303) 86,386,615 0

The Shibusawa Warehouse Co.,Ltd. (9304) 15,217,747 0

Yamatane Corporation (9305) 11,344,181 0

Toyo Logistics Co.,Ltd. (9306) 39,324,953 0

Sugimura Warehouse Co.,Ltd. (9307) 16,325,110 Exercise of Subscription Warrants 9,000 Sep. 2013 Resolution based 1 0 Shares



- 118 -

Nov. 2019


Shares Shares

Inui Global Logistics Co.,Ltd. (9308) 26,072,960 0

Japan Transcity Corporation (9310) 67,142,417 0

ASAGAMI CORPORATION (9311) 1,418,000 0

THE KEIHIN CO.,LTD. (9312) 6,536,445 0

Maruhachi Warehouse Company Limited (9313) 7,300,000 0

Asia Development Capital Co.Ltd. (9318) 472,435,456 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Chuo Warehouse Co.,Ltd. (9319) 19,064,897 0

KAWANISHI WAREHOUSE CO.,LTD. (9322) 8,258,322 0

Yasuda Logistics Corporation (9324) 30,360,000 0

PHYZ Holdings Inc. (9325) 10,821,200 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

TOYO WHARF & WAREHOUSE CO.,LTD. (9351) 7,740,000 0

SAKURAJIMA FUTO KAISHA,LTD. (9353) 1,540,000 0

RINKO CORPORATION (9355) 2,700,000 0

Utoc Corporation (9358) 43,448,099 0

SUZUYO SHINWART CORPORATION (9360) 3,000,000 0

FUSHIKI KAIRIKU UNSO CO.,LTD. (9361) 2,615,400 0

HYOKI KAIUN KAISHA,LTD. (9362) 1,224,000 0

DAIUN CO.,LTD. (9363) 6,228,039 0

Kamigumi Co.,Ltd. (9364) 134,386,837 0

TRADIA CORPORATION (9365) 1,470,000 0

SANRITSU CORPORATION (9366) 6,006,373 0

DAITO KOUN CO.,LTD. (9367) 9,389,000 0

KIMURA UNITY CO.,LTD. (9368) 12,070,000 0

K.R.S.Corporation (9369) 12,677,900 0

Kintetsu World Express,inc. (9375) 72,000,000 0

EURASIA TRAVEL Co.,Ltd. (9376) 3,690,000 0

AGP CORPORATION (9377) 13,950,000 0

Azuma Shipping Co.,Ltd. (9380) 28,923,000 0

AIT CORPORATION (9381) 23,913,600 0

NAIGAI TRANS LINE LTD. (9384) 10,698,000 0

SHOEI CORPORATION (9385) 6,850,000 0

NIPPON CONCEPT CORPORATION (9386) 13,868,500 0

PAPANETS CO.,Ltd. (9388) 172,500 0

TOKYO BROADCASTING SYSTEM HOLDINGS,INC. (9401) 174,709,837 0

Nippon Television Holdings,Inc. (9404) 263,822,080 0

ASAHI BROADCASTING GROUP HOLDINGS CORPORATION (9405) 41,833,000 0

BROADCASTING SYSTEM OF NIIGATA INCORPORATED (9408) 6,000,000 0

TV Asahi Holdings Corporation (9409) 108,529,000 0

SKY Perfect JSAT Holdings Inc. (9412) 297,007,848 0

TV TOKYO Holdings Corporation (9413) 28,779,500 0

Nippon BS Broadcasting Corporation (9414) 17,804,032 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares


VISION INC. (9416) 49,027,200 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



Smartvalue Co.,Ltd. (9417) 10,264,800 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

USEN-NEXT HOLDINGS Co.,Ltd. (9418) 60,064,511 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

WirelessGate,Inc. (9419) 10,584,174 Exercise of Subscription Warrants 0 Nov. 2010 Resolution based 1 0 Shares



NJ Holdings Inc. (9421) 5,350,400 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

CONEXIO Corporation (9422) 44,737,938 0

- 119 -

Nov. 2019


Shares Shares

Forval RealStraight Inc. (9423) 23,422,800 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares



Japan Communications Inc. (9424) 162,788,239 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

NIPPON TELEPHONE INC. (9425) 3,409,000 0

CROPS CORPORATION (9428) 9,597,400 0

NIPPON TELEGRAPH AND TELEPHONE CORPORATION (9432) 1,320,262,970 0

KDDI CORPORATION (9433) 2,355,373,600 0

SoftBank Corp. (9434) 4,787,145,170 0

HIKARI TSUSHIN,INC. (9435) 46,549,642 Exercise of Subscription Warrants 0 Feb. 2010 Resolution based 1 0 Shares



OKINAWA CELLULAR TELEPHONE COMPANY (9436) 27,342,000 0

NTT DOCOMO,INC. (9437) 3,335,231,094 0

MTI Ltd. (9438) 61,139,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares




M･H･GROUP LTD. (9439) 11,332,100 0

Bell-Park Co.,Ltd. (9441) 6,732,600 0

TOSHIN HOLDINGS CO.,LTD (9444) 6,481,200 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares


FORVAL TELECOM,INC. (9445) 16,693,200 0

SAKAI Holdings CO.,LTD (9446) 10,956,500 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares


GMO internet Inc. (9449) 113,242,987 0

Fibergate Inc. (9450) 19,938,000 Exercise of Subscription Warrants 145,400 Apr. 2017 Resolution based 1 36,000 Shares


Kips Co.,Ltd. (9465) 3,998,600 0

Aidma Marketing Communication Corporation (9466) 13,520,000 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

AlphaPolis Co.,Ltd. (9467) 9,687,400 0

KADOKAWA CORPORATION (9468) 70,892,060 0

GAKKEN HOLDINGS CO.,LTD. (9470) 10,595,808 0

ZENRIN CO.,LTD. (9474) 57,301,365 Exercise of CB 0 CB 23. 3 JPY 0 thou. JPY 8,000,000 thou. JPY

Shobunsha Publications,Inc. (9475) 18,178,173 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares




CHUOKEIZAI-SHA HOLDINGS,INC. (9476) 4,398,464 0

SE Holdings and Incubations Co.,Ltd. (9478) 23,484,226 0

Impress Holdings, Inc. (9479) 37,371,500 0

Tokyo Electric Power Company Holdings,Incorporated (9501) 1,607,017,531 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,600,000,000 Shares


Chubu Electric Power Company,Incorporated (9502) 758,000,000 0

The Kansai Electric Power Company,Incorporated (9503) 938,733,028 0

The Chugoku Electric Power Company,Incorporated (9504) 371,055,259 Exercise of CB 0 CB 20. 1 JPY 0 thou. JPY 50,000,000 thou. JPY



Hokuriku Electric Power Company (9505) 210,333,694 0

Tohoku Electric Power Company,Incorporated (9506) 502,882,585 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 70,000,000 thou. JPY

Shikoku Electric Power Company,Incorporated (9507) 223,086,202 0

Kyushu Electric Power Company,Incorporated (9508) 474,183,951 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 75,000,000 thou. JPY

- 120 -

Nov. 2019


Shares Shares


Hokkaido Electric Power Company,Incorporated (9509) 215,291,912 0

The Okinawa Electric Power Company,Incorporated (9511) 54,217,110 0

Electric Power Development Co.,Ltd. (9513) 183,051,100 0

EF-ON INC. (9514) 21,638,959 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares


eREX Co.,Ltd. (9517) 50,871,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


RENOVA,Inc. (9519) 76,017,200 Exercise of Subscription Warrants 147,200 Feb. 2011 Resolution based 1 0 Shares











TOKYO GAS CO.,LTD. (9531) 442,436,059 0

OSAKA GAS CO.,LTD. (9532) 416,680,000 0

TOHO GAS CO.,LTD. (9533) 105,606,285 Nov. 29 Retirement of Treasury Stocks -745,000

HOKKAIDO GAS CO.,LTD. (9534) 17,737,806 0

HIROSHIMA GAS CO.,LTD. (9535) 67,998,590 0

SAIBU GAS CO.,LTD. (9536) 37,187,567 0

HOKURIKU GAS CO.,LTD. (9537) 4,800,000 0

KEIYO GAS CO.,LTD. (9539) 10,935,000 0

SHIZUOKA GAS CO.,LTD. (9543) 76,192,950 0

METAWATER Co.,Ltd. (9551) 25,923,500 0

I-NET CORP. (9600) 16,242,424 0

Shochiku Co.,Ltd. (9601) 13,937,857 0

TOHO CO.,LTD (9602) 188,990,633 0

H.I.S.Co.,Ltd. (9603) 68,522,936 Exercise of CB 0 CB 24. 11 JPY 0 thou. JPY 25,000,000 thou. JPY

TOEI COMPANY,LTD. (9605) 14,768,909 0

WILSON LEARNING WORLDWIDE INC. (9610) 5,154,580 0

LUCKLAND CO.,LTD. (9612) 8,209,400 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares


NTT DATA CORPORATION (9613) 1,402,500,000 0

KYORITSU MAINTENANCE CO.,LTD. (9616) 39,218,330 Exercise of CB 0 * CB 4 0 thou. JPY 19,995,000 thou. JPY

ICHINEN HOLDINGS CO.,LTD. (9619) 24,612,227 0

CTI Engineering Co.,Ltd. (9621) 14,159,086 0

SPACE CO.,LTD. (9622) 26,600,319 0

CHODAI CO.,LTD. (9624) 9,416,000 0

CERESPO CO.,LTD. (9625) 2,851,750 0

AIN HOLDINGS INC. (9627) 35,428,212 0

SAN HOLDINGS,INC. (9628) 12,164,016 0

PCA CORPORATION (9629) 7,700,000 0

TOKYU RECREATION CO.,LTD. (9631) 6,387,494 0

Subaru Enterprise Co.,Ltd. (9632) 2,662,000 0

TOKYO THEATRES COMPANY,INCORPORATED (9633) 8,013,000 0

Musashino Kogyo Co.,Ltd. (9635) 1,050,000 0

Kin-Ei Corp. (9636) 2,821,000 0

- 121 -

Nov. 2019


Shares Shares

O S CO.,LTD. (9637) 3,200,000 0

SANKYO FRONTIER CO.,LTD. (9639) 11,678,400 0

SAISON INFORMATION SYSTEMS CO.,LTD. (9640) 16,200,000 0

SACOS CORPORATION (9641) 42,866,681 Nov. 22 Retirement of Treasury Stocks -1,000,000





TANABE CONSULTING CO.,LTD. (9644) 8,754,200 0

KYOWA ENGINEERING CONSULTANTS CO.,LTD. (9647) 586,100 0

Japan Process Development Co.,Ltd. (9651) 10,645,020 0

GREENLAND RESORT COMPANY LIMITED (9656) 10,346,683 0

BUSINESS BRAIN SHOWA･OTA INC. (9658) 8,000,000 0

Kabuki-Za Co.,Ltd. (9661) 12,170,000 0

NAGAWA CO.,Ltd (9663) 16,357,214 0

YOMIURI LAND.CO.,LTD. (9671) 8,352,202 0

TOKYOTOKEIBA CO.,LTD. (9672) 28,764,854 0

KAGETSUENKANKO Co.,Ltd. (9674) 0 Nov. 01 Delisting -1,766,600

Joban Kosan Co.,Ltd. (9675) 8,808,778 0

KANAMOTO CO.,LTD. (9678) 38,742,241 0

HORAI Co.,Ltd. (9679) 1,404,000 0

TOKYO DOME CORPORATION (9681) 95,857,420 0

DTS CORPORATION (9682) 50,444,532 0

SQUARE ENIX HOLDINGS CO.,LTD. (9684) 122,531,596 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares














KYCOM HOLDINGS CO.,LTD. (9685) 5,115,492 0

TOYO TEC CO.,LTD. (9686) 11,440,000 0

KSK CO.,LTD (9687) 7,636,368 0

RYOMO SYSTEMS CO.,LTD. (9691) 3,510,000 0

COMPUTER ENGINEERING & CONSULTING LTD. (9692) 37,600,000 0

THE KAMOGAWA GRAND HOTEL,LTD. (9695) 10,453,920 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,200,000 Shares

With us Corporation (9696) 10,440,000 0

CAPCOM CO.,LTD. (9697) 135,446,488 0

CREO CO.,LTD. (9698) 8,650,369 0

NISHIO RENT ALL Co.,LTD. (9699) 28,391,464 0

Tokyo Kaikan Co.,Ltd. (9701) 3,463,943 0

ISB CORPORATION (9702) 5,105,800 Exercise of Subscription Warrants 0 Dec. 2018 Resolution based 1 0 Shares

AGORA Hospitality Group Co.,Ltd. (9704) 281,708,934 0

Japan Airport Terminal Co.,ltd. (9706) 84,476,500 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 15,000,000 thou. JPY


- 122 -

Nov. 2019


Shares Shares

UNIMAT Retirement Community Co.,Ltd. (9707) 8,598,912 0

Imperial Hotel,Ltd. (9708) 59,400,000 0

NCS&A CO.,LTD. (9709) 20,000,000 0

THE ROYAL HOTEL,LIMITED (9713) 10,271,651 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 300,000 Shares

transcosmos inc. (9715) 48,794,046 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NOMURA Co.,Ltd. (9716) 119,896,588 0

JASTEC Co.,Ltd. (9717) 18,287,000 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares





SCSK Corporation (9719) 104,181,803 0

HOTEL NEWGRAND CO.,LTD. (9720) 1,176,334 0

FUJITA KANKO INC. (9722) 12,207,424 0

THE KYOTO HOTEL,LTD. (9723) 11,091,400 0

KNT-CT Holdings Co.,Ltd. (9726) 27,331,013 0

NIPPON KANZAI Co.,Ltd. (9728) 41,180,306 0

TOKAI Corp. (9729) 36,041,346 0

Hakuyosha Company,Ltd. (9731) 3,900,000 0

Nagase Brothers Inc. (9733) 10,148,409 0

Kabushiki Kaisha Seiyoken. (9734) 2,628,000 0

SECOM CO.,LTD. (9735) 233,293,998 0

NIPPON SYSTEMWARE CO.,LTD. (9739) 14,900,000 0

CENTRAL SECURITY PATROLS CO.,LTD. (9740) 14,816,692 0

INES Corporation (9742) 23,900,000 0

TANSEISHA CO.,LTD. (9743) 48,424,071 0

MEITEC CORPORATION (9744) 29,300,000 0

TKC Corporation (9746) 26,731,033 0

FUJI SOFT INCORPORATED (9749) 33,700,000 0

IX Knowledge Incorporated (9753) 11,200,000 0

OYO Corporation (9755) 27,582,573 0

Funai Soken Holdings Incorporated (9757) 53,000,000 0

JAPAN SYSTEMS CO.,LTD. (9758) 26,051,832 0

NSD CO.,LTD. (9759) 47,172,160 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

SHINGAKUKAI HOLDINGS CO.,LTD. (9760) 20,031,000 0

TOKAI LEASE CO.,LTD. (9761) 3,494,322 0

Marubeni Construction Material Lease Co.,Ltd. (9763) 3,429,440 0

OHBA CO.,LTD. (9765) 18,500,000 0

KONAMI HOLDINGS CORPORATION (9766) 143,500,000 Exercise of CB 0 CB 22. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NIKKEN KOGAKU CO.,LTD. (9767) 1,862,254 0

IDEA Consultants,Inc. (9768) 7,499,025 0

GAKKYUSHA CO.,LTD. (9769) 11,212,292 0

SAPPORO CLINICAL LABORATORY INC. (9776) 4,216,000 0

SUBARU CO.,LTD. (9778) 693,576 0

HARIMA B.STEM CORPORATION (9780) 962,449 0

DMS INC. (9782) 7,262,020 0

Benesse Holdings,Inc. (9783) 102,513,199 0

AEON DELIGHT CO.,LTD. (9787) 54,169,633 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares





- 123 -

Nov. 2019


Shares Shares




NAC CO.,LTD. (9788) 24,306,750 0

Fukui Computer Holdings,Inc. (9790) 20,700,000 0

BIKEN TECHNO CORPORATION (9791) 7,718,722 0

NICHIIGAKKAN CO.,LTD. (9792) 73,017,952 0

Daiseki Co.,Ltd. (9793) 43,000,000 0

STEP CO.,LTD. (9795) 16,670,000 0

NIPPON ENGINEERING CONSULTANTS CO.,LTD. (9797) 7,660,000 0

ASAHI INTELLIGENCE SERVICE CO.,LTD. (9799) 8,264,850 0

NIPPON STEEL TRADING CORPORATION (9810) 32,307,800 0

T.O. Holdings CO.,LTD. (9812) 8,926,896 0

Striders Corporation (9816) 8,887,089 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares



DAIMARU ENAWIN Co.,Ltd. (9818) 8,046,500 0

MT GENEX CORPORATION (9820) 1,079,600 0

Mammy Mart Corporation (9823) 10,796,793 0

SENSHU ELECTRIC CO.,LTD. (9824) 10,800,000 0

JEUGIA Corporation (9826) 827,250 0

Lilycolor Co.,Ltd. (9827) 12,662,100 0

GENKI SUSHI CO.,LTD. (9828) 8,882,908 0

NAGANO TOKYU DEPARTMENT STORE CO.,LTD. (9829) 964,521 0

TRUSCO NAKAYAMA CORPORATION (9830) 66,008,744 0

YAMADA DENKI CO.,LTD. (9831) 966,489,740 0

AUTOBACS SEVEN CO.,LTD. (9832) 84,050,105 0

JUNTENDO CO.,LTD. (9835) 8,331,164 0

LEVI STRAUSS JAPAN KABUSHIKI KAISHA (9836) 5,790,400 0

MORITO CO.,LTD. (9837) 30,800,000 0

ARCLAND SAKAMOTO CO.,LTD. (9842) 41,381,686 0

Nitori Holdings Co.,Ltd. (9843) 114,443,496 0

PARKER CORPORATION (9845) 26,801,452 0

TENMAYA STORE CO.,LTD. (9846) 11,550,000 0

KYODO PAPER HOLDINGS (9849) 735,344 0

GOURMET KINEYA CO.,LTD. (9850) 22,610,359 0

CB GROUP MANAGEMENT Co.,Ltd. (9852) 2,461,848 0

GINZA RENOIR CO.,LTD. (9853) 6,252,004 0

AIGAN CO.,LTD. (9854) 21,076,154 0

KU HOLDINGS CO.,LTD. (9856) 44,126,024 0

EIWA CORPORATION (9857) 6,470,000 0

YOSHINOYA HOLDINGS CO.,LTD. (9861) 65,129,558 0

Solekia Limited (9867) 865,301 0

KATO SANGYO CO.,LTD. (9869) 38,153,115 0

KITAKEI CO.,LTD. (9872) 10,011,841 0

KFC Holdings Japan,Ltd. (9873) 22,423,761 Nov. 29 Retirement of Treasury Stocks -359,239

COX CO.,LTD. (9876) 27,711,028 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares





SEKIDO CO.,LTD. (9878) 1,720,428 0

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Shares Shares

INNOTECH CORPORATION (9880) 15,700,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares








YELLOW HAT LTD. (9882) 49,923,146 0

CHARLE CO.,LTD. (9885) 16,086,250 0

MATSUYA FOODS HOLDINGS CO.,LTD. (9887) 19,063,968 0

UEX,LTD. (9888) 12,000,000 0

JBCC Holdings Inc. (9889) 17,773,743 0

MAKIYA CO.,LTD. (9890) 10,540,200 0

CONSEC CORPORATION (9895) 1,864,011 0

JK Holdings Co.,Ltd. (9896) 31,840,016 0

Sagami Holdings Corporation (9900) 26,501,784 0

NICHIDEN Corporation (9902) 31,886,000 0

KANSEKI CO.,LTD (9903) 8,050,000 0

Verite Co.,Ltd. (9904) 27,230,825 0

Fujii Sangyo Corporation (9906) 10,010,000 0

NIHON DENKEI CO.,LTD (9908) 7,879,005 0

AIKO CORPORATION (9909) 882,200 0

NIPPO LTD. (9913) 9,127,338 0

Uematsu Shokai Co.,Ltd. (9914) 2,340,000 0

KANSAI SUPER MARKET LTD. (9919) 31,940,954 0

WATT MANN CO.,LTD. (9927) 1,136,854 0

MIROKU JYOHO SERVICE CO.,LTD. (9928) 34,806,286 Exercise of CB 0 CB 23. 12 JPY 0 thou. JPY 11,000,000 thou. JPY



HEIWA PAPER CO.,LTD. (9929) 10,116,917 0

KITAZAWA SANGYO CO.,LTD. (9930) 23,818,257 0

SUGIMOTO & CO.,LTD. (9932) 11,399,237 0

INABA DENKISANGYO CO.,LTD. (9934) 28,209,500 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares




OHSHO FOOD SERVICE CORP. (9936) 23,286,230 0

TAIYO BUSSAN KAISHA,LTD. (9941) 1,328,219 0

COCO'S JAPAN CO.,LTD. (9943) 17,268,273 0

PLENUS Co.,Ltd. (9945) 44,392,680 0

MINISTOP CO.,LTD. (9946) 29,372,774 0

ARCS COMPANY,LIMITED (9948) 57,649,868 0

HACHI-BAN CO.,LTD. (9950) 3,068,111 0

THE YONKYU CO.,LTD. (9955) 11,611,526 0

VALOR HOLDINGS CO.,LTD. (9956) 53,987,499 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

ASEED HOLDINGS CO.,LTD. (9959) 13,495,248 0

TOTECH CORPORATION (9960) 13,988,000 0

MISUMI Group Inc. (9962) 283,817,997 Exercise of Subscription Warrants 19,300 Jun. 2012 Resolution based 1 0 Shares




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Shares Shares











ITEC CORPORATION (9964) 11,300,000 Nov. 29 Retirement of Treasury Stocks -915,132

FUJIKYU CORPORATION (9966) 4,205,000 0

SAKAI TRADING CO.,LTD. (9967) 2,000,000 0

SHOKUBUN CO.,LTD. (9969) 11,856,669 0

ALTECH CO.,LTD. (9972) 19,354,596 0

Kozosushi Co.,LTD. (9973) 76,676,765 Exercise of CB 0 CB 1 0 thou. JPY 400,000 thou. JPY

Exercise of Subscription Warrants 15,000,000 Nov. 2013 Resolution based 1 0 Shares



Belc CO.,LTD. (9974) 20,867,800 0

SEKICHU CO.,LTD. (9976) 5,586,150 0

Aoki Super Co.,LTD. (9977) 6,250,000 0

BUNKYODO GROUP HOLDINGS CO.,LTD. (9978) 14,004,715 0

DAISYO CORPORATION (9979) 21,198,962 0

MRK HOLDINGS INC. (9980) 101,295,071 0

Takihyo Co.,Ltd. (9982) 9,600,000 0

FAST RETAILING CO.,LTD. (9983) 106,073,656 0

SoftBank Group Corp. (9984) 2,089,814,330 0

ZAOH COMPANY,LTD. (9986) 6,266,000 0

SUZUKEN CO.,LTD. (9987) 103,344,083 0

SUNDRUG CO.,LTD. (9989) 119,331,184 0

SAC'S BAR HOLDINGS INC. (9990) 29,859,900 0

GECOSS CORPORATION (9991) 36,436,125 0

YAMAZAWA CO.,LTD. (9993) 10,960,825 0

YAMAYA CORPORATION (9994) 10,847,870 0

GLOSEL Co.,Ltd. (9995) 26,426,800 0

Satoh&Co.,Ltd. (9996) 9,152,640 0

BELLUNA CO.,LTD. (9997) 97,244,472 0

DISCLAIMER: This translation may be used only for reference purposes. This English version is not anofficial translation of the original Japanese document. In cases where any differences occur between theEnglish version and the original Japanese version, the Japanese version shall prevail. Tokyo StockExchange, Inc. and/or Japan Exchange Regulation shall individually or jointly accept no responsibility orliability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to thistranslation.

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Nov. 2019 (Reference Translation)