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2 Court or Organtzatloo e
Appeals
4, Title Il l judges s. · 6. Reportloc Period ' I ___ _
Re n mod.lflcations pertaiaia:g tbereto. my opmioa, with applicable rec:u.lations.
Reviewing Otncer Date
0 POSITION
2--::M7emb--, e- r----- - -- - --- Advisory
-3 ------------------- Federation Council of Los Angeles
---------. ----------T,�n�e,...,s�a"""I�v�a�t�i"""'o�n,....,Arfu><-===y,.--�-----������-PAR'fIES AND
G
QAD3 SOURCE ANQ mE
2004 State of California .J11dge' s Reti rpment System
2004 GGWli LLC
GBQSSfltOME 0
$ . 14.130.
18,000. $
Angeles Community College 2
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2004
R•port Roq•irttl by th< £shies in rAct of1978. (S V.S.C. App. §§JOI-II I)
j 1. Penoa IUportiac (Uul 111Jme,fvst, 1•iddl•initial)I J. Jhte or R port f
i
I PREGERSON, HARRY United States Court of for the Ninth Circuit May 13, 2oosi
(Article lndlcattocn or senior mrus: mafistratejudKa indicaJ•fidl· Or part".lbite)
Rtport T)'pc {check appropriate type) I January l, 2004-pecember 31, 2004; United States Circuit Judge
' 7. Cbsmbtts or Office Address • 21800 Oxnard Street
Suite 1140 Woodlana Hills, CA 91367
_Nominatio� Daw
_Initial lf_ Annual _f'inal 8. Oa fbe basis of dae lnforauition eoatti•td lo tbJs UMS
any ft ls, la ht CA>mplla•ce laws and
IMPORTANT NOTES: The instructions accompatrying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. {Rtp0r�fndividWJ/on/y;snpp. 9-JJ of/MJrvctions.) NAME OF ORGANIZATION/ENTITY
NONE (No reportable positions.)
Member Marine Corps Reserve Officers Assoc. Board, Childhelp USA
Member Community Relations Committee, Jewish Greater
Member Board of Directors, Metropolitan Div.,
n. AGREEMENTS. (R.,,.m.giNIMd-ionly:S«pp. u-16o11,.,,,.aions.) • DATE TERMS
NONE (Noreportable agreements.)
2
llI. NON-INVESTMENT INCOME. fR<p<NTingbulividMOl,,,1hp••=-pp.11-uo11-.cnonsJ
A. Flier's Non-Investment Income LJ NONE (No reportable non-investment income.)
I
2
3
)> < ..
w.r::
$
B. Spouse's Non-Investment Income - If yon were married during any portion oftbe reportingyear, please complete this section. (dollar amount not required except for bonoraria)
--1 NONE (No reponable non-investment income.) '---' I
2004 Los District
Name of Pmoi. R.
SOURCE PESCRJPT!ON
of Instructions.)
Ix I SOURCE VALUE
s
DESCRJrnON VALUECQDE•
G. Glazer.. Los Angeles. CA LQan in connection with
in Cal Investors,
:
FINANCIAL DISCLOSURE REPORT
PREGERSON, HARRY
IV. REIMBURSEMENTS -lransportatioo, lodging, food. entertainment. (Includes those to spouse anddependentchildren. See pp. 2S-27 of Instructions.)
GJ NONE (No such reportable reimbursements.)
1
2
3
4
s
6
7
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31
NONE (No suchreportable gifts.) DESCRIPTION
I
2
3 :
4
5/13/05
$
s
s
D CREDITOR
NONE (No reportable liabilities.)
I
2
3
4
5
•valueCodes: 1=$15,000 or Jess N-=$250,001-$500,000 1'2-$5,000,001-$25,000,000
acquisition of Limited Partnership interest Penn a,._����� California Limited Partnership
K-Sl5,001-$50,000 L-SS0,001-$100,000 0-$500,001-S 1,000,000 P3=25,000,001-50,000,000
-2-
MsSI00,001-$250,000
JPI =S 1,000,001-$5,000,000 PW0,000,001 or more
{
VI. LIABILITIES. (Includes tho.se of spouse and dependent children See pp. 32-33 of Instructions.)
! Description (mdud1ng
I (A·H) int)
1 U-Haul International ; Tnn. ' U
I :ea1- "" ,, a?a1 n
HD.. c .d I 4 ,
"" 11 Qf>4\ i
of ,, n-\
!a of......._.
Wendland
Interest. 12 Investors, a Calif.
Partnershin i
UIPL) Communitv I i lformerlv MFS/Sun
I 11 6 • .•• D . Single Pavment Annuitv 117
- -
Int.
Gross value arcnd of reporting period
(I) (2)
Value Method Code2 CodeJ (J.P) (Q-W)
.T
"'
" · "'
"'
0 T
N T
N T
Pl w
0 T
M T
bu)'. sen, merger,
rodcmptioo)
h>come/Gain Codes: (Sec Col. Bl, 04) A-SI .GOO or less B-sl,001 2,SOO C-S2,SOl .ooo F-SS0,001· S I00.000 O-SIOO,OOl·Sl,000,000 Hl-Sl.000,001- SS,OOO,OOO
2 Value Codes; (See Col. Cl, DJ)
.J-SIS,OOO wlcss Kc!:IS,wl S0,000 WS0,001- SI00. 000 N•S2SO,OOl OO.OOO O-SSOO,OOl·Sl , 000,000 Pl-Sl,0001001-SS,000,000 P)•S2S,000,001 0.000,000 P4-Mort 1J1a11 SS0,000, 000
3 Value Melhod Codes: .....-Appraisal R-COst (real estate only) S•Asscssment (See Col. C2) rl•BOolc value V-otbcr W-Esbmmd
If not aempt fh>m discJOSUT'C
(2) Date: v�k Code2 (J-P)
d!?o Code I (A·H)
( ldc:nOI)' of buyer/seJJcr
(ifprivaie transaction)
D-SS,OOl·SIS,000 S S1!2-Morc thlll SS,000,000 M-S100.00l·S2SO,uuu P2-$S,000,001-$2S,000,000
T-Cash/Markct
I
i 12
J Name of Pcnon Rcportil\& Dalt of Report - FINANCIAL DISCLOSURE REPORT PREGERSON, HARRY 5/13/05
VU. Page 1 INVESTMENTS and TRUSTS - income. value, transactions (Includes those of spouse and dependent children. See pp. 34-57 oflnstrucJions.)
A. c. D.ofAssets TranllClioos during ttportina period trust assets)
(I) (2) (I)
(e.g.,TypeType Value'. Amt. it Codel rentOt Monlh-
0.y ' 'o NONE (No reportable income, .
Condominium in
Oxnard ShoresjI
Oxnard Shores !
None 6 (1963) . I 7 Part
CA None (1979)
9 Part CA None
(1984)10
Limited Partnership11 G RentPenn Cal
Limited CGM 403 (B) Custodian13
LA D Div. College District14
Life 15 (U.S.) Annuity Fund) j
I Minnesota Life Ins.
i(Non-Qualified)
-3-
E- IS,001- S0,000
J
A. Description (includm11rUs1 f d .
!
!
Codel ; (A·H)
19
20
Option (former1v
Money
A
A
• - - A Money 'Assets j
I Cornman-" 11 ,.., •ee'
26
27
"'"'tion <former1v
Al
wash _
nDent.
Fun<
A
A
B Int
None
Gcos:s value atcndo(
rq><>rtins period (I) (2)
Value Melhod Code2 Code (J-P) (Q-W)
J T
K T
-
J T
J T
M T
buy, .. n. recl=O..J
(2) Date: MonlJ>.
Day
19
If""' exempt fro m disclo"""
v� Code2 (.J.P)
K
cl!l.. Codel (A·H)
113 "'Versicrht
i l
1
I I
32 i.as
0Ption (formerlv K
I Income/Gain Codes: A-$1 000 er less B*Sl ,001-Sl,SOO F...Ss0,001· -$ 000
2 Val.,. Codes: J-Sl5,000 o'1ess K=SIS,001-$50,000 (See Col Cl, 03) N-$250,001-SSOO,OOO 0-SS00,001-Sl.000,000
Pl-$23,000,001-$50,000,000 3 V&lue Method Codes: 0-Appnisl! R-cost (real eslate ooly)
(Sec Col. C2) 0-llOol: Vila< V=Otbcr -4-
T
C-S2,501-S5,000 HI-SI ,000,001-$5,000,000 L=SS0,001- $100 000 Pl-S 1.000.001-ss.000,000 P4-More 1loaD $50,000,000
D-SS,001·$15,000 E•Sl5,001-SS0,000 H2-Mon: than SS,000, 000
M=SI00,001-S250 000 r2=Ss,ooo.001 ::ru.ooo.ooo
21
Na=ofPcnanRqmmg Date of Rc:pon: FINANCIAL DISCLOSURE REPORT PREGERSON, HARRY 5/13/05
VII. Page 2 INVESTMENTS and TRUSTS - income, value, transactions (lndudestlrouofspooueand d•ptNitnr dti/Jnn. Stt pp. 3'-57of1,,,,,..cJionsJ
B. c. D.Incomeof AssclS ..,...) Tnnsactions during fq)Orting period
, (I) (2) (I)
(e.g.1)peValue
• Amt.
D NONE (No n:pOrtal>le income.
assets., or tnnsaetioa.s)
ISIRA ACCT.--wachovia Securities
Bank -Deposit Sweep ! Div:
Wachovia Comman d I Fund) 1
Microsoft Corp Wash Div Bank Deposit Sweep
23 Mart
· Bank Deposit Sweep
Int Money Mart Assets C1ass Microsoft Corp.
Div :u Washington Mutua1
Bank 29 Newhall Ld. & Farmi g
Co. Ca1if. RCPT Se11 30 for L P Uni ts Stock
31 Bonds--A11iance Rea1 (This was an Estate Investment Sell J for
2003 when it sold)
33 Bank Deposit Sweep A Int
34 Money Mart Assets Class A)
(See Col. Bl, D4) SI00,000 0-SI00.001 1,000,
···- --
I
I
A.
d . od (I) (l) (1) If not exe mpt from discSosu..rc
Type Type foXJ• qfl.,-toeJi e,g.. (e.g., (2) J4) . (S) IV, V a Jue Date: ••• rom prior Code! Code2 Month- Codcl Codel
I ! I I
I ! (A·HJ in ) (J·P) (Q-W) rod��) Day (J-P) (A·H)
t_)
i Municioal Taraet Term A Trust PSI Makes Marke t;
' Pomera io
! Svs Rev. A Janus
Janus (formerlv
l.o Special.
uJ.ympus u
Janus Fund
.-centennial. t'.lK-c:
1,.;J.SCO 'i:iYS J.nc.
Inc. GA
---SC"'' i.•.1:u
47
Inc. - .. --
u
' ·i·r ansocean J.nc.
A
A
A
I I
i
i I
K T
J T I L T
T
Div I T
I I None i /1
None I Bankrup 1..:u1
! I I I I
I ! I '
l I '
' . . '
None i T I
I •
! I
. . !
I J T ' ' Income/Gain Codes: A•Sl,0000<lcs! 8-$1,00l·SZ.SOO Cc$2,SOl-SS 000 D-$5,001-$15,000 E-$15,001.SSO.OOO ( See Col Bl, D4) F•SSO,OOl · S I 00,000 O-SI00,001-Sl,000,000 Hl•Sl,000,001-SS,000,000 112-Mo:< lhan $5,000,000
i I
I I
I ! ! I ! I
··- - .
---
'
I
:
'
2 Value Cod..: JcSl S.OOO orkss K-SlS,001.SSO,OOO L-SS0,001-$100,000 McSI00,001-$2SO,OOO {Sec Col . Cl, DJ) N•$2S0,00 1-SS00,000 O=SS00.001-$1,000,000 Pl-Sl,000,001.SS,000,000 1'2-$5,000,001-s?S,000,000 •
P3-s2.S,000,001-S50.000, 000 P4-Morc 1lwi SS0,000,000 ! a 0-
'-- ( Scc Co l. C2) 0-· val :._ -V --Odl;::::: '...._ ---.W-::.:!EJ timatcd·:::::=- ·J
VII. Page 3 INVESTMENTS and TRUSTS-income, value, transactions (lndudesth-•fspous� and dependent dli/dren.. Ste pp. 34-J1 of lnstruclloasJ
I I
. --- ..... - · ·-
FINANCIAL DISCLOSURE REPORT Name of Pen.on Rtp0rtlni,
e.. c. 0.
Otle of Rq>a<t
D=ription o(AJuU Income Grosswfuc(in<:ludmg INSt assdS) at endof Transactionsduring reporting period reponina period
(I) (l)
Pl°" asstt Value
v i.Amt Method buy, sel ldcncityofuempl disclosun. mitor Code ' buyer/seller(if private transAction)
1-1 NONE (No reportable income. assets. or transactions)
ils Bonds Blackrock
'36
Bonds--Palomar137 Health Calif. ils Twenty
Fund
39 Contrarian Fund
Equity ' -·· -Janus;41 Mercury
142
Fund Janus F nd ·
Money:43 TR : :44 Stock
··woridcom.45 new
erger,46 Stock . -·--···- -·. ·--
Wyech- . -
48 Yahoo Stock ..
49 Time Warner, Inc.
· so S n MJ.crosystems Inc.
SI Ordinary Shares
A
A
A A
A
Int •
Int
Div
Div M
Div L J T
L
Div J T
J T Sell J
J T cy i IDiv 1 J T I ! !'
IDiv J T I
J Nqne J T
None J T
Int
' !'
i !
' !
!
3 V lue Mclhod Codes: R-cost(i<alestate only) ScAsmsmcnl T-Cosh/Mukel l
Name of P c:noa Rq>ortin g
A
I Place · "' afler Ndr ass�/
aempt /TOl'lf prior discllJSlltt.
(Norepo.ub leincom<. craasadions)
1 er Fr,.nklin ; 36 Biogechnology ; Discove-·
Amt Code ! (A-H)
h 1 FDS CA Monev Mkt. A
: Select Tax Free B 39 Income Portfolio SBI
1 I nvestmen t Fund C l B A h
h Fund Cl I
Type (.<,.g., u1v ..
rcn10< int)
None
c. Gross vatue
at end of reponing period
Value Method Code2 Code
J T
T
J T
(I) Type (e.g., sell,
,..::::;.,
I artial.
.-Siitith Apprecia artia.1.
l(not exempt (rom disc:IOSl.l:c
(2) Date:
M onlh-0.y
v�/i. Code2 (l·P)
1/24
(4) Ga"' Code! (A·H)
D
ld<ntil)' or buyctlsie!lcr
(ir privaie lnnsaction l
! I
I . arl:ia.1. , , I 5/2°7 --·-·
·----·--·----' ---;, ---:. --,----,J:tc,.a ,..r"'"l: "l'!"'a"'.1.-l :--'----'-' --:_-----
·--···
-f;iiC:erit--Tecfinologies
·Microsoft Corp.
A
c
Income/Gain Codes: (See Col. B l , [).I)
2 Va l u e Codes: (Sc<CoL Cl, 03)
A•Sl OOOorkss B•Sl, 001-$2,500
K•SIS,OOl·SS0,000
3 Volue Mdho d C odes : (rAppnisal R-C:Oll (tt41 est>tc only) (5« CoL C2 ) 0-BOok nlue V-Oth er
T T
Partial
Partial
C-S:UOl-SS,000 H l •Sl,000,001·$5,000,000
-6-
I
•
I 7 J
h icorp.
I. O-SS,001-SIS,OOO H2-."l<lr. than S5,000, 000 M•SIOO.OOl-S2S0.000 P2-SS,OOO,OOl.$2S,OOO, OOO
E-Sl5,00l·SS0,000
I I
;
Barney ion
PREGERSON, FINANCIAL DISCLOSURE REPORT
HARRY 5/13/05
VII. Page 3 INVESTMENTS and TRUSTS -- income, value, transactions (lndudu1hos•of ·q>oMSt t111d d<paod<nlchlldrm. SU pp. JNl of I .)
A. B.Descriptionor sselJ Income o. T dllriagreponing period
«pO<tingperiod(including !NU useu) duri"'
(I) (2) (I) (2)
Value (S)buy, (J-P) (Q-W)
D NONE
Uscts.or
b5 Franklin Strategic
Fund Class
j" Nuveen INSD
b7 ·smit Barney Muni Div J
Calif. Div
a140 Alli nce Real Estate Div K T KSell_
Sm.J. t i;iarney41: Agressive Growt A Div L T Sell 5/27 L K l•z B
A Div K i i T Sell 5/2 K·43 Fund Cl B : !· .
J A44 Citigroup, Inc. I A I Div J T Sell· - ·- · ·
I Sell ! 5/28 J.4s
46 Microsoft Corp. A Div K T i Sell i 6/1' K
Inc. A Div J T Sell 6/1' J
4S 6/2: J ·
49 PSK Makes MKT I !wit Microsoft·
A Div J T IMerged /1 ; (above) •50 Centennial Money
Div J
s1·H.B. Mesa Trust Dist j L
F•S50,001·SI00,000 G-S LOO,OOl-Sl,000,000 J•SIS,OOOorkss N-s->..so.oo1-ssoo.000 crssoo.001-s 1, 000.000 P3-S2S;OOO,OOL-SS0,000,000
L•S50,00I· Sl00,000 P1-s1.ooo,001-s5,ooo,ooo P-1-Morc.,.. $50,000,000
I A. c. Des<rip<ion (inelod1ng repo�·� r<polting period (2) (2) lfnot exempt from discl0$Uft
Type (e.g., (2) J:fu 1 /i.or J,.XJ Value buy,sel Date: rom Code! Code2 Code merger, Month. Codel Code! buycdscllcr (J-P) (Q-W) ...Sempuon) Day (/·P) (A-Ii)
--., n:poruble I , LJ transactions)
ils •
I '
I ;12· . i T K D
i i
f I ' 1 : I
i I I I i ! I ;
; None J K Meraed Fund I ..
Nuveen Pre:terred
lformerlv. Cas
_<;;_qrn Al
i•3 • '
B
n
A J
A J
I ..
J I i None J
'
I.lbertr I i Nonei Inc. C ass A
i " • n
t"i11iTe-Vlsion System I A
" n •
L i
! I lneomc/0.in Cod.s: (Sec Col. Bl, 04)
A-Sl .000 or less BcS 1 .001-Sl.SOO F-SS0, 001· SI00,000 G-SIOO,OOl-Sl.000,000
2 Value Codes: (See Col.Cl, 03)
J•SIS,OOO orl= KcSIS.OOl-SS0,000 N-SlS0,001-SSOO,OOO P3"<S25.000,001-SS0,000,000
l A '---· (Stt Col. C2) -Book val•< V-<ltber
T
J T
T
T I I '
I
I ' T I I
T
1/1 Exchann >
Buv
' .
111 i/l
6/1
b13
J
J
J.
J
J
! Buy
I /3d, I I
7130 i 5/4 I J
'
. i I
i i
;
! ' '
I :
I ; . :
•' ·· -- . ' '
I
I
I •
•
I CcSlJOl-SS.000 D-SS, 001-S I S,000 E•S IS,00 1 -SS0,000
112-Moi. thaJ> S S,000.000 H 1-S 1,000,001-SS,000, 000 L•SS0.001· SI00.000 P l-Sl,000,001 -SS,000,000 P4•Mo n: 1han sso.000 .000 $&Assessment W=fstimatM
M•SI00,001-SlSO,OOO S
I I spouse and dep<11d•rrt dU/dr<n. S.. pp. J .57 oflnstn1ction4
8.or Assets Income Gross value o.
I lnlSl wets) at end of Transactions durina rcportina period
(I)I (I) (I)
I Type Value
I (e.g., v�iePia" •qftereocA ..w Amt. div.. Melhod
exurpl priordisclosure. rentor(A·H) inl) (ifprivatetransaction)
NONE (No ineome,assets_ or
Hewlett Packard Co. A Int J T
;36 Alliance Bernstein KValue Fund None Sell
Strategical
i
I
137 Janus 1 Vallue Fund
d Janus ontrarian
38
39 World Savings Bank
& 40 Conv Income Fund 2 .-1 St. Paul Travelers
t Cos., Inc.l42 Travelers PP Class
. i." •..
j« Travelers PPTY ; . Ca§_ <;:9_;-.e_9lass :45 Liberty Media Corp . A . :-- --·
· 46 .. •
B Int L
Div
I Div
..
None
! I I
47 Medial Iotl J
r 148' r · .
i49 Corp NY Group Cl I None J
so
•SI Dell Inc. None J
0-SS00,001-Sl, 000,000
: 3 Va ue Medlod Codes: R-COSl (ml estate only)
-7-
T
I
T
I
I
Partial Sell
Sell
Sell
I ' l6/29' J
Buy
-se11
Buy
Buy
Buy
13.
I 5/3
J
J
J
J
(listed above
' I
•
. . j.I
I
1'2- S,000,001-SlS,OOQ,OOO
... _ ,.. __ ..
Name otPcnon Rqionins 01.te or Report
PREGERSON, HARRY 5/13/05
f !
FINANCIAL DISCLOSURE REPORT
VII. Page 3 INVEST1\1ENTS and TRUSTS - income, value, transactions (lnc/udes1hoseof _
SIS,000
5/13/05 -L.. _l_ _JI
I A. B. c. Description
(in<:ludmg
(I) (2) {I) (2) If not cnmpt from disclosun:
·afl rmdlasui e (e.g.. (2) J!ln IdJtor Amt. Value Date: rom prior Codd Code2 tnaJ<r, Cod<2 Codel I (A·H) int) (J.P) (Q.W) redemption) Day (J ·P) (A·H)
buyer/seller ('tfprivatc sactlon)
I I ( rcpo<Ubl< income. .,.. ) ' 1 I 5/4
;36 '>/2(. r I ! . None T Buv 5/4 J
n i/4 I : .
IJ9 ' Hldas A J T BUV >/4 J.
Gr·n Soons None J T Buv ;/4 J
•
! Soonsored None J T J . I
I
6/4·1 ;
' I ! 16/ .!
I
i
I
I '
i ··--·---··
' ' ! I
i I .
Buy !6/7 · ·· · · -· SP--ADR---------+----"-----:..__--=:..__.....;..·-"--·'----'---"-----
47 ' •
I 16/2 ' " • ' ! i ' r .
I 16/7 I 48
•
u •
.. "
i l
i I '
I
I I
I I I I ' .
I I i
I ·
lncom<IG:UnCodes : A•Sl.OOO orlcss B-Sl,001..S2.SOO C•Sl.501-$5,000 (Sec Col. B l, D-1) F•SS0, 0 0 1· SI00. 000 G-SI00,001-Sl,000,000 H l •Sl,000, 001 -SS, 000,000 2 Value Codes: J•SIS.OOO or kss K-SI S,OOl·SS0,000 L•SS0,001· $100,000
S P l-Sl,000,001..ss.ooo, ooo Pl-s:? S .000.00l·SS0,000,000 P-1-Morc UWI SS0,000.000
16/7 : . I
18/7 i n •-;
J
J
J
-
I
I I I
D-SS,OOl· E•S 1 5,00l·SS0,000 H2•Moro lh"'1 SS,000.000 M-SI 00.001-$250 000
P2•SS. OOO,OOl·S2S, OOO,OOO
i i
-
;
.
. FINANCIAL DISCLOSURE REPORT
VII. Page 3 INVESTMENTS and TRUSTS- income, value, transactions (lncbulatltos•ofspo•·" and depauf<nl cllildl'm. Stt pp. JM7 o/lnstrvaimu..)
tb;ie of R.cpon I. PREGERSON I HA.RRY i
.
o(Assets Income Gross value D.INSI au<U) during aicndor Tnnsac�ions during reportingperiod
rq>orting p<riod reportlna p<riod { I )
TyPe Type Pia� e,g.. Valu viv. Method buy, sell,.
exempt tlisdonuc. rent or Code Month·
NONE No .......
bs Engelhard Corp. A Div J T: Buy J '
.. .. i j Buy J
137 Genzyme Corp. I IGeneral Div. ' J
i3s Johnson & Joh son I A Div J I T Buy J
L 3 Communications Inc. Div
140 Mitsubishi Tpkyo kR' Financial
:41 Nokia Corp. IADR Buy 6/4 i•z Solectron Corp. None JI! ! T Buy 6/4. J
:43 Time-Warner Inc. i None J T Buy. J I '
:44 Vodafone Group I IPLC SP ADR A Div J T Buy 4 J
I I II
'
. . .. . - ,._ -· .45 Global Santa Fe Corp•
i None J J T Buy i6/7 ; J
46 GLAXOSMITHKLINE PLC A Div J T I J
Buy J
i 49
· so
SI
Honeywell Intl Inc.
·- .. --·
Intel
. . Corp.
Interactive Corp.
' A Div J T Buy
A Div I J . BuyI T
Buy
None J J '
T Buy
(Se:Col. Cl, DJ) N•S!S0.001-SSOO,OOO O-S OO,OOl·Sl,000,000
-8-
16/7 ! J
I
. .
T arket
I '
I
of lnstntail>nsJ
Due of Report
Oaaiption fmcluding during repol1fog paiod rq>orting period (I) (2) ( I) (2) lf not exempt tram dlscloS1Jre
afitr \IT'" (e.g., �� v�i. J•> 1derluS/yor Ami. v., Value sell, ain prior Code! Codc2 er. Month- Codc2 Code I
I I
I (J·P) (Q-W) redemption) (J·P) buyodsi:l!cr
(if priva.lc tr.waaion)
reportable trus:actions)
Bros .
;
' Inc.
' i ua '
SK
140 I
1
i42 ADR
• "
:45 •
46 •
4S n
"
"
None J
A J
A Div
None
I 1 I
• •
:
·so Nonej
2
!neeme/Gain Codes: (S« Col. Bl, 04) Vatue COdes: (Sec Cc l C l , DJ)
A•SI 000 or kss B•SI , OOl-S2.SOO fcSS0,00 1· JcSIJ,000 or less KcSIS,OO J.SS0,000 N=S"...>0.00 1 -$500,000 Pl•S2s,ooo,001 0.ooo,ooo 0-Appraisol only)
(Sec Col C2) O•BOol: ..i.. VcQthcr
-9-
T' 5/7 T >/7 J
"17 Buy 5/7
T Buv "'7 I J
3/4 I S/7 I .
I 1/8 ! ' ;;4 J '
' ! I >/4 •
I I . !
f I
J
C-S2.SO I -$S 000 Hl•Sl,OOO,OOl·SS,000,000 L•SS0, 00 1· SI00,000 Pl-Sl,OOO,OOl·SS,000,000 P-1-Morc 1Nll SS0.000,000
J
J
J
J
O-SS,001-SIS,OOO H2•Mo.-c th>A SS .000, 000 M-SIOO.OOl.S2SO,OOO P2cSS,OOO.OOl-S25,000,000
T-cash/Market
I
I
I
I
I
I !
; !
E cSIS,001-SSO. OOO
FINANCIAL DISCLOSURE REPORT Namco( Pcnon Rq:iortirlg
PREGERSON, y
VII. Page 3 INVESTMENTS and TRUSTS - income, value, transactions (lndudeslhoseo/ spous• and dopendentchild,.... Su pp. U·S1
A. B. c. D.
5/13/05
orAssets lncom< Gross value INSlassets) arcndo( Transactionsduring rcporungpcriod
(I) Type Type
Place}:j,.• taclt a.u.tl Value
Method bt.ly.tnllfPI n:Hn di.sc.lonre. mu or Code
(A-ff) int.) Day (A·H)
D NONE (No income, a.s:secs.or
bs Lehman Holdings Inc.
'36 Microtechnology
'31 " ..
Rio Tinto Plc-GBR
39 Telecom Ltd Span ADR n " :
:41 Sandisk Corp.
BP PLC Spans
:43 Merck & Co. Inc.
· 44 - ·- .. - ·-
· --
47 n
49 •
..
..
..
A Div J
A Div J
Div
J
I J
A Div J
•
Safeway Inc. New J
SI Southwest Airlines A Div ! J I
SI00,000 G•SIOO,OOl·Sl,000,000
O-SS00,001-Sl,000, 000
3 l'1luc Melhod Codes: R-Ccst(>eol estatc
Buy J
Buy
I Buy 8 l J•
T J
Buy J
T Buy J
T Buy J
i T Buy
Buy J
Buy /4 J
lP/4
T Buy
T Buy
J
i i
·--·
E E
of lllSlnlclioa>.)
;
;
;
iJ7 I i !38 ' !
J 39 i
140
afl r prior
l
LGrupoTelevisa DE CV LTD ADR New r---,, C" T\D <r>- --
nRJ>Onln8 period (I) (l)
AllL c.odc l (A·H)
None A 1 · .......
IA I
! :
D . atcndor
(t) (2) I ( not exempt from disclo sure
Type (e.g.. &: (3) <l:fu (S) Value MC'!llod buy Sell, Vatuc Identity or Cod<2 magcr, Month-. c.odc2 Code! (1-P) b uyct/$cller rcdc..,tion) Day (J·P) (A·H)
"14 ' ... J T. '14 J
J I T Buv 14 J .T "' "···· " '1 A .,.
I Buy 6, 14 6,
1 /24
6,
'10 6,
7, 27 . !
I
l
.
l i
l I
I ! !
i
.45 Pharmaceutjcals
' '
I None I i . J
'
T Buy 6110 J I
Bay . 81\'2 j _c_o_r;p.::''-:-. ____ .:.---;---...:....------4-'R'""....:.-i!-:i _;--=r-_:..-------
Plc J T Bu 17 J
None J T Bu 6 17 I J
I i I J T Bu J 49 G j: £h · Inc .'-- +- -+!!.::: :..!.-"-.:...-=- -+ "4.::.!--l--'"-..!. --l
I A 6{11
' ·so
SI
2
I lncome!Oain Codes: (Sec Co l. BI, 04) Value Codes: (Sec Col. Cl, 03)
A •Sl.000 or less B-St,001-$2.SOO o-s2.SOl0SS.OOO F.-SS0,001· SI00, 000 100,001-S 1,000, 000 Hl-Sl.OOO,OOl-SS,000,000 l•SIS.000 01 Im K-SIS,001-SS O,OOO L•S S0,001 · SIOO 000
S · ,0 Pl-Sl,OOO.OOl·SS,000,000 PJ•S'..S,000,001 ·SS0, 000, 000 P4-Morc than SS0,000.000
18 I I • O-SS,OOI -SIS ,000 E-s I S,001-SS0,000 H2•Morc than SS,000,000 M•S IOO,OOJ ..$250.000 P2-SS,000.001-S2S,OOO,OOO
T<ash!Mm<t 3 Voluc Method Codes: 0-Appnisal R-Cost (mil Cst:ltc only) S•Asscssm..-nt
'-- <Scceo=L O:!!..> :::....:CF&o::::::k wt===-- v_-o:=:hcr ::::. .....;w - En=i=""='==-- -
FINANCIAL DISCLOSURE REPORT PR G RSON, HARRY 5/13/05
VII. Page 3 INVESTMENTS and TRUSTS -income, value, transactions (lnclJ.du 1hos••f spouse o•d dependml clrildrm. Su pp. U-S7
ii LJ IJS
'J6 .
L ;41
i•2 ;43
•44
A.nofA.ssets (i trusl assds)
Pia�lfj,.• a.ch asset aanpt rom disclosun.
NONE (No rcporttb c income. assets.. or tn.nsactions)
A COA Inc. SA
Honda Motor Co
Ireland Bank News LTD ADR New
B. Incomeduri g
Type
rent or int.)
A Div
Div
A Div TollDlly Hilfiger Corp. None
;" II
Bank New York Inc. Div Biogen Idec Inc. I None II "
c. Gross valu.e Transa"jons &.iring reporting period
RJ)Orttng period (I)
Value
c.odc(Q-W) (if privaJc .._ction)
J T. Buy 6. J
Buy .6
6
J T J
J T Buy 10 J I Sell J
J .
, T Buy 10 J lJ i T Buy J
Buy J
I
.. . -. - . - -· -----· ____....... .
.Millennium ; None ! J T Buy 6/,10 J. ··-·
n _ is.x.s ·47 BOC Group o s A R ! None 6
Div 6 17Hong Kong & China
I None J T Buy I JNovo-Nordisk AS Home Depot Inc. Div J T Buy 6
N•S'..S0,001..SSOO,DOO O= S00,001 S1,000 00
J
-10-
•I lnsJroctW...)
A. D. Oescri_ption (including durini It end or
period
\l) (l) (2) lt not exempt from disclosu re
! J.,XJ• ofttr�ach rom prior
"l"'""ble transactions)
' Inc.
I •
r-139 "
140 ; . .
"
T,.,+-1 T,.,,..
I
I I I
Am<. Cade!
None NonE
A None
»�nJ A . I Dl.V ,
Value Code2 (l·P)
J
I
T I I
._T i "' I
J : T
Type w ; (2) (3) Dare: mefic:r, redemption)
Monll>-Day
coo a (l·P) ·
/9
6 1'10 6 '10 9 '13
'10
'10 7 '27
uv i; ,, 0 ' J Buy ! 6(10
J•> am Code! bu.ycr/seUcr
•
91!1Ill1,ll1Acations=---- -A:.:.......__ D1 · v.:.....::'--J:...._T"'-- '-- Bu y L... 64f l O'-'__;J::.._...:..._.....;. _____ _ ;
. .
·so Groupe Danone Soons
i •
! i
i i Non !
I A I I I I J
I I A I
Income/Gain Codes; (See Col. BI , D-1)
A•SI OOO orless B-Sl.OOl-Sl,500 F•SS0,001- S
2 Value Codes: l •SIS.OOO or less K-SIS,001-SSO,OOO N•lli0,001- SSOO. OOO 0-SS00,001-Sl,000,000 PJ-s2S,000,001-SSO,OOO,OOO
J Value Method Codes: 0-Appnisol R-co.t (l<Ol estate: only) (Sec Cot C2) CJ•Book volu e V-Olher
I 6f11 • I
; I T i 6'11 I . i T I !
• I • T Buv ' I • I
S 2,S O J - SS,OOO Hl•Sl,000,001-SS,000, 000 L•SS0,001-SIOO,OOO P 1-Sl ,000.001-SS,000,000 Pol-More lh>n S.S0,000,000 S-Asscssme:nt
··Estimated
I 111 I J
'll J O-S.S,001-S J S,OOO E-SIS,001-SS0,000 H2•Mort lh>n SS,000,000 M-S I 00.001-slSO.OOO n-ss.ooo.llD 1-ru.000.000
i
I i
! ! ; !
.
I i : .
8. c.or Aucts lncomo GtouvaluctrWIassecs) Trmsactionsdming n:ponina period rq>ot1ing l<)lO!tinaperiod {I) (!)
Pia« asm eumpt. disclClSUJ'e.
D NONE {No income,
as.s.cts.or
!ls Total SA Spons ADR . j36 Unitedhealth Group b1chiron corp. Delaware !31 Coca-Cola ·co.
"
Diageo PLC L ADR New
SP<;>n
''2 I I
---·
:43 Mettler Toledo I:44
..PfJ,Zer..I!:l.'<�---·--_J " i
Typee.g.,iv ..rmtor(A·H) in )
A Div
A Div
Div
ValueMethod
Code(Q-W)
T J T J T
J
J J T
-·1 I r'
I
Value
Buy J Buy /9 Buy J
Buy J Buy J
Buy 6 J Buy 6 J Buy J
" J
rd.J�or
(A.fl) {ifprivatetransaction)
I
I
; •
N"'"'ofP=onFINANCIAL DISCLOSURE REPORT PREGERSON, HARRY DakofRc:pon5/13/05
;•r Forest Labo'ratories
.4s " i
T
'J
Buy 7f20 J 46 Verizon 1
... 47 CRH P1.c ADR New 4S Cree Inc.
·Endiisa·· SA Sponsored
ADR SI Murphy Oil Corp.
Non1 J J'
l i Div J
Nond Div J
'
SI00,000 G-S!00,001- 1,000,000
(SeeCoLCl,03)
-11-
T : JBuy Buy i J
• Buy 6 6
T Buy 6
Ii1 I J
I
i I
VII. Page 3 INVESTMENTS and TRUSTS - income, value, transactions (lndwlu11toseofzpouJt ••d dep<ndt111<hlldmt. Stt pp. U·J1
.. 49 ADR
H.amc of Pctson I
of lns1rvCJitNu..)
A. Description or Assets
(includi ng INst assccs)
I
I Place ·
GeMpt m
reponable tnnsaaions)
I
'
A' '
& l_l?PQn
(I) (2) Type (e.g.. Amt. div . •
Codel (A-H) inL)
A
None
I None
A
None
A
I I None!
reponinJ period (I) (2)
Type (e .g., Value Melhod Codel red=On)
J T Buv
I J I T Buv
J T Buv i
i
D.
D " Monlft..
O.y
Jl8
5;21 )/21
,i22 '
>/231 I . I
lf not exempt from disclosure
(3) J•> (S) Value ... ldcnriryof Codel Code ! buy<lfseller (J-P)
J '
J I
J
I '
I l
i I
I I ' I
'
i ' ! I
l I
•
i ! !
:
___ Whampoa '
L'1:_D I
. ;R-USD
A i : I ! ' • ; I '
: I
J
! Diy j J __.spons APR A
'
Nestle SA Sponsored . AD. R . .
i I I None 1 J "
AI l
2
I I I LTD ADR lncomc/O.in Codei: (Sec Col. BI. ) Value COdcs: (Sec Col C l . 03)
A I J A•SI OOOor less B•Sl.001-$2,SOO
00 0J-SI S.OOO orlcss K -SIS 001-SSO,OOO N•S250,00l O-SS00,001-S Pl•s:?S,000,001-SSO,OOO .OOO
3 ValU< Method c.- Q•Ap praisal R-Cost (real esute only) (Se< Col Cl) O•B ook volU< V•Olh<r
T Buy
T Buy
T Buy
I
�/251 �12a! J
t12al i I ' T Buv I I T Buy c-s2,SOJ-SS.OOO Hl•Sl,000.00 1-SS. 000,000 L•SS0.001- SI00 ,000 Pl-S l,OOO,OOl ·SS,000,000 P-4-Mon: !hall SS0, 000, 000 S•Assessmen t W•Estim>.ted
J I · I 6L29! J I I
0-SS,001-SIS,000 E•S ll.OOl·SS0.000 H2•Morr than SS,000.000 M-SIOO 001-$250. 000 P2-s.s,OOO:oo1-s2s, ooo,ooo
6/24,
FINANCIAL DISCLOSURE REPORT Oako{ Rcpoti PREGERSON, HARRY 5/13/05
VII. Page 3 INVESTMENTS and TRUSTS - income, value, transactions (lndudutlioseofspouse am/ deptndtnt dfildrtlt.. Set pp. Jif.Jl
I afiu each autl priordisclosu.n.
D NONE (No income. asscu,oc
i3s United Overseas Bank LTD
"36 Basf AG Spons ADR
'31 Canon Inc. DR
j3S Novartis AG ADR
Texas Instruments Inc.
I .. " 140 ,!---i•1 Koninklijke Phillips
142 Nippon Tel Tel ADR
43 " "
•44 UBS-AG-CHP
B.Incomeduring
rcponinaperiod
"'""'
Div
A Div
Div
I Div
I !
c.Gross value
ate-ndo(
(1)
Value buy.sen,
Code(J-P) (Q-W)
J T Buy
J T Buy
J T Buy
Buy
J I T Buy •
·1 Buy
'
J T Buy
Transactions during reporting period
/21 ·i/25 /9/22
/17
(A·H) (itpriVllC traiwcdon)
'J
J
J I
J
J
J
J
'
' I i
i
I
' '
- •••• • -• W ------Hutchinson
----···
:45 ADR 46 SAP AKLENGESELLSCHAFT J . • - ,E>?. S- :
47 ING roup NY
Div
None i
J
49 "
so Telefonica SA Spons DR . I A IDiv J
SI Seven Eleven Japan Div
F•SS6,00I-SI00.000 0-SIOO,OOl·Sl. 0,0 0
. SS00, 000 1.000,000
-12-
T Buy /23i J
. l
J
J' .
Buy I Ilp/221 J
A. c. Description Income Gross value (including d • llcndof (I) (2) (I) (l) If not cxempl from clisc!osure
Type Type
Pk= }XJ • ofter <ad! OJSd (e. g.. °:ti J:,, J3.k J•l (S) Aml Cliv .. Value Method ain exempt, om prior Code ! Codel -.. Codc2 Code! (A·H) int) (J-P) redemj>non) (J.P) (A-H)
)>oyedsel!er (ifprivau: 1Tansocti4n)
bs MI SA DE None J T " Buv /29 J ' ,.
; "'----. .... Tn ... b1 Tesc I ,; T;n
I r
139 ;/29 Inc. . ;/30
. I ·11 '42 McKesson
.
, I I 121! ; • l J
:4-1 j· : i Inc. 1 None '
: •
I i
I
I j !
I i
I : I
. .
--'l'aiwan Semconductor _47
I 1 None : J
·so
2
i i
i ' .
I j I i I
lncol'OCIG>in Codes: (Stt Col B t ,Dl) Valoe COC!CS: (See Col Cl, 03)
A•S! , OOO or!css B-Sl, 001-$2,500 F•SS0, 001· SI00,000 G-$100,001-S!,OOO,OOO J•SIS,000 or less K •SIS,001-SS0,000 N•S250, 00!-SSOO,OOO 000 00P3-S25,000,001450, 000,000
3 Yalu< Method Codec: 0-Apprai<>I R -CO st C=l cstalt only) ( See Cot C2 ) O•Book volut VooOlhtt
i ?17 I
.
! v11 J
I 1y14 i I •
I l c-n.sor-ss ooo ·
1.000.001-ss.ooo.ooo L-SS0,001 - SI00,000 P ! -Sl.OOO.OOl ·SS,000,000 Pol-More than SS0.000.000
O-SS ,001-SIS,000 E-S IS,001-SS0 ,000 H2•Mon: !hon SS,000,000 M-S IOO.OOl-$250,000 P2•SS,000.001-$25,000,000
I i
FINANCIAL DISCLOSURE REl'ORT PREGERSON, HARRY 5/13/05
VII. Page 3 INVESTMENTS and TRUSTS -income, value, transactions (l•d•da1M»eofspous� affd depmdent chi/Jfra. Stt pp. J-1-11 of/JutrvctionsJ
B.of Assets D.
1NS1 &SS<U) Tr>nSaCtio., dllring �rtingperiodreporting period
I (I)
Value ldentir:yordlsclosurt. n:ntor Code Month·
(Q-W) Day
D NONE (No reportable income. assets,Ol lnnAcUOns)
Wal- art De Mexico
' 36 American Intl. A Div J T Buy /25 J
· PLC Sponsored A Div J I T Buy ;3ol J
jn Exxon Mobil·corp. A Div J I T Buy /29 JI
State Street Corp A Div J T Buy J
I140 Hasbro AL Div J I T Buy J
i•• Abbott Laboratories A Div J T Buy J
Co:c:p. A I Div J T Buy /l JI--43. I Partial
" " Sell
Micromuse J T Buy '/6 J
I '
I
•
- -- ---·- ·----····
-4S MBNA Corp A Div J I
46 Sungard Data Systems · · · ;
Mfg Co. LTD ADR i Ronej J
4S
49
SI
Realnetworks Inc.
Weyerhaeuser Co. A
I None I J
J Div I J
General Electric Co. A Div I J
;:mer son Electric Co. A Div J •
O-SS00,001-S I , , 0
T Buy
T Buy
T Buy
T Buy
T Buy
rl/7 ' J
J
J
J
• T Buy J
1y19 lT Buy J
Ht-S
T
-13-
•
i
A. Description i f mclud1 ng during period
(l) (l) (l) If aot exempt from disclosure
I u Type (e.g., o<;k (3) d1 (S} AmL Value Mctl&od rel Value Code I Codd MOl\lh-l
P/1Jcc · t.Umpl m merger. Coda Code! H inl) (J-P) (Q-W) rodcmption) Day (A-H)
•
I
' None T
I ' •
J Buv
J T Buv . ; I :42 IA ; T Buv
!Div . '
Cort>. ' T Buv ·
I !None !J Pe_p_s_i .C?.. !!_c_. ___ I T Buy ' I I
T Bu I .. n I Buy
Bu I
I Buy
I I I
lncome!QainCodcs: A•Sl.OOOorlcss B-Sl,001-$2.SOO C-52.501-SS,000 OO
2 ValucCodcs: J •S !S,OOO orlcss K-SlS,OO J-SS0,000 [cSS 0,001-SIOO,OOO 0 0
P3•$25 , 000,00l·SS O. OOO.OOO Pol-More lhan SS0,000,000
l/6 1/11. 125 19
/14 I /22. ! '
3 i I
'
0/1 I
I . I I 11/2 . I I
I J
J
J
.T I I I
I J '
J
!FSS,001 -SIS,OOO H2•More lhan SS,000.000 M-SJ00,001-S2SO,OOO P2-SS,000,001-W,000,000
i I I
i
! I I
! . I
l I t
FINANCIAL DISCLOSURE REPORT Name of Pason Rcpmini
PREGERSON; HARRY
VII. Page 3 INVESTMENTS and TRUSTS - income, value, transactions fl=h¥1atho.suf sp01at and dtpendur1citUdre4. Stt pp. U-J7 o/fnsrructil>nsJ
Date o( Rqion 5/J.3/05
I I
ofAssets 8. c. D.fncomc C....value trust &SSA:IS) at cod or Transactionsduring �ing period
I rq>ortiug r<poning period
I (2) (2)
Type Val e(e.g.div .. buy, ldenbl)lofrent or Code
ofilfl't:aclr asset priordisdosurc. buycn'sellcr(A- ) (I·P) (ifprivatct=soctioa)
D NONE (No r<ponable income,
Use1S. or tra.r.sactioos)
bs American Expres Co. A Div J T Buy
36 Walt Disney Co. J Buy
'31 Chubb Corp. A Div J T Buy
I IilS Autodesk Inc. A Div J T Buy r
139 Mattel. Inc. DE A Div J T Buy
140 Gillette Co.: A Div TI
:41 Morgan Stanley I A Div I Div ..,Newmont Mining Corp_ J
Intl Business !A•43 Machines 1J
:44
!J·45 Nomura Holdings Inc.
I
47 MGIC INVT Corp. Wis iA
·so
'SI
(SecColBl.D-1) F-SS0,001-$100,000 G-$100,001-Sl,O ,OOO Hl•Sl,000,001-ss.000,000
(SecCol.Cl, 03) Nc$2S0,001-SSOO.OOO O-SS00,001-Sl,0 0,00 Pl•Sl.OOO.OOl-SS,000,000
/20 /20
/21
/13
I
'J ,.
J
J
J
J I
I
----· · ·· ...
E•SIS,001-SSO.OOO
Name of Pcnoo Repoftinc
. -
FINAi'<CIAL DISCLOSURE REPORT
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)
NOTE: We have tried to keep all items in Section VII listed in the same order as previous report with new items being placed at the end of the list. The exception is the IRA accounts--buy and sell in the IRA accounts has remained within the IRA account setup.
oa.ie or .Repon
PREGERSON, HARRY 5/13/05
If you see a stock listed again on the report, it is because i t was purchased through a different brokerage firm.
Section I. POSITIONS (cont.)
Board of Trustees, Devil Pups, Inc.
IX. CERTIFICATION.
I certify that all infonnatioo given above (including information pertaining to my spouse and mioor or dependent children, if any) is accurate, true, andcomplete to the best of my knowledge andbelief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I furthercertify that earned ineome from outside employment and bonoraria and the acceptance of gifts which have beenreported are in compliance with the provisions of S U.S.C. app., § 50 I et seq., 5 U.S.C. § 1353 andJudicial Conference regulations.
Mail signed original and 3 additional copies to:
FILING INSTRUCTIONS:
-15-
Committee on Financial Disclosure Administtative Office of the
United States Cour1S Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544