Harry Pregerson Financial Disclosure Report for 2010

8/3/2019 Harry Pregerson Financial Disclosure Report for 2010

1/11

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t i a l )P r e g e r s o n , H a r r y

4. Ti t le (Ar t ic le III judges ind ica te a c t ive or sen io r s ta tus ;mag i s t r a t e j udges i nd i cat e fu l l - or par t - t ime )

U n i t e d S t a t e s C i r c u i t C o u r t J u d g e

7 . C h a m b e r s o r O f f i c e A d d r e s s21800 O xn ar d S t r ee tSui te 1140W o o d l a n d H i l l s , C a 9 1 3 6 7

2. Cour t o r O r gan i z a t i onU ni te d Sta te s Cour t o f Appe a l s f o r N in th Ci rc u i t

3. Date of R e p o r t05/18/2011

5a . R epor t Type (check app rop r i a t e type)] No m in at io n , D a te[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym odi f ica t ions pe r t a in ing the re to , i t i s , i n m y op in ion , i n com pl iancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e v i e w i n g O f f i ce r D a t e

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R e ~ , o , t i n g individual only; seepp. 9-13 of f! l ing instruct ions.)D N O N E (No reportablepositions.)

P OS ITION1. Member

N A M E O F O R G A N I Z A T I O N /E N T I T YM a r i n e C o r p s R e s e r v e O f f i c e r s A s s o c i a t i o n

2. M e m b e r A d v i s o r y B o a r d , C h i l d h e l p U S A3. M e m b e r A d v i s o r y B o a r d o f D i r e c t o r s , M e t r o p o l i t a n D i v i s i o n , T h e S a l v a ti o n A r m y4. M e m b e r B o a r d o f T r u s t e e s , D e v i l P u p s , I n c5.

l I . A G R E E M E N T S . ~ R e p o n i n g individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 11

N a m e o f P e r s o n R e p o r t in gPregerson, Harry

D a t e o f R e p o r t05/18/2011

I I I. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Incom eD N ON E (No reportable non-investment income.)

DATE SOURCE AND TYPE

1 .2 0 1 0 S ta te o f C a l ifo rn ia Ju d g e s R e t ir e m e n t S ys te m2. 2010 G G W H L L C - N o n e m p l o y e e C o m p e n s a t io n3. 2010 R a y m e o n d J a m e s & A s s o c - IR A4 . 2010 P e te r E H a a s P u b lic S e r v ice s A w a r d

I N C O M E(yo u rs , n o t sp o u se s)$17,387.00$18,000.00$1,074.00

$20,000.00

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - l f you were m arried during anyportion of the reporting year, com plete this section.(D ollar amount not required except for honoraria.)

~] NONE (No reportable non-investment income.)DATE S O U R C E A N D T Y P E

1. 2010 L o s A n g e l e s C o m m u n i t y C o l l e g e D i s t r i c t - S a l a r y2. 2010 R a ym o n d Ja m e s & A s s o c - IR A3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL(Includes those to spouse and dependent children; see pp. 2 5-27 of filing instructions.)

N O N E (No reportable reimbursements.)S O U R C E D A T E S L O C A T I O N

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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D a t e o f R e p o r t05/18/2011

V . G I F T S . ( I n c l u d e s t h o s e t o s p o u s e u n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION1.2.

3.

4.

5.

V A L U E

vI.LIABr~r r , ~-~~ o 11 ~l l /~. (Includes those ofspouse and dependent children; see pp. 32-33 of filing instructions.)~] N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1.2.

3.4.

5.

VALUECODE


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N a m e o f P e r s o n R e p o r t i n gPregerson, Harry

Date of Report05/18/2011

V I I . I N V E S T M E N T S and T R U S T S -i.... , value, t ......ions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.Descr i p t i on of A sset s : In co m e dur in g G ro ss va lu e a t en d

( in cludin g tr us t a s se ts ) re p o rtin g p e r io d of r epor t i ng per i od(I ) (2 )

P l aee-"( X)" af t er each asse t A m o u n t T y p e ( e . g . , Value Value

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d(1) (2) (3) (4) (5 )

Type (e .g . , D a t e V a l u e Gain l d e n t i ~ o fm m /dd/yy Co de 2 Co de 1 buyer / se l l e r

(J-P) (A -H) (if privatet r a n s a c t i o n )

2.3.4.5.6.7.8.9.

1 0 .

1 1 .

1 2 .

1 3 .1 4 .

1 5 .

1 6 .

1 7 .

L o t 59, O xn ar d S ho es , CA ( 1964 )L o t 60, O xn ar d S ho es , CA ( 1964 )P a r t o f L o t ~ W o o d l a n d H i l l s , C A ( 1 9 6 3 )P a r t o f L o t ~ W o o d l a n d H i l l s , C A ( 1 9 7 9 )P a r t o f L o t ~ W o o d l a n d H i l l s , C A ( 1 9 8 4 )L i m i t e d P a r t n e r s h i p I n t e r e s t i n P e n n C a lI nve s to rs , Ca l LTDCGM 403(B) Cus tod ia n U I PL LAC o m m u n i ty C o l l e g e- CG Ca p i t a l M a rk e t s M one y M a rk e t F und

- C G C a p i t a l M a r k e t s C o r e F i x e d In c o m eFund- C G C a p i t a l M a r k e t s L g C a p i t a l V a l u eI n v e s t m e n t s

- C G C a p i t a l M a r k e t s S m C a p i t a l V a l u eI n v e s t m e n t s

- C G C a p i t a l M a r k e t s E m e r g i n g M a r k e t sI n v e s t m e n t s

- C G C a p i t a l M a r k e t s I n t e r n a t io n a l F i x e dI n c o m e I n v e st m e n t s- CG Ca p i t a l M a rk e t s I n te rna t iona l Eq ui tyI n v e s t m e n t s

AAC

AB

N o n e O WN o n e O WN o n e O WN o n e N WN o n e N WR e n t O U

D i v i d e n d JD i v i d e n d KD i v i d e n d L

TT

T

D i v i d e n d J T

D i v i d e n d L

D i v i d e n d J TD i v i d e n d K T

Bu y 06/04/10 J( ad d l)S o l d 07/23/10 K( p a r t )S o l d 06/04/10 J( p a r t )S o l d 0 7 /2 3 /1 0 J( pa r t )Bu y 06/04/10 J( ad d l)S o l d 07/23/10 J( pa r t )

Bu y 06/04/10( ad d l)

B

B

A

A

1 . l n cbme G a i f l C0 d e s i( S e e C o l u n m s B I a n d D 4 )

2 . V a l u e Co d e s( S e e C o l u m n s C I a n d D 3 )

3.V a l u e Me t ho d Co d e s( S e e C o l u m n C 2 )

A =$1~000 or leSS B ~St i00i ~ $2;500 c =$2;5012 $5;000 D = $ 5 , 001- $ 15 , 000F =$501001 ~ $100100~ ..... ........ ~ i ~ i ~ 000100 i i ~ 5 10001~ H2 --Mbre than $5,000,000J =$15,000 or less K =$15,001 - $50,000 L =$50~00] ~ $i001000 M = $100,001 : $250~000N =$250,001 - SS00,000 O =~500:001 - $1,000:000 P I = S 1 , 000 , 001 , $ 5 000 00~ P2 =$5;000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000Q = A p p r a i s a l R = C s t (R e a l E s t a t e O n l y ) S = A s s e s s m e n t T = C a s h M a r k e tU = B o o k V a l u e V = O t h e r W --Est imated

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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D a t e o f R e p o r t05/18/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o ~ e , v u ~ u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.Descr i p t i on of A sset s Incom e dur ing Gross va lue a t end Tr ansac t i ons dur i ng r epor t i ng per i od( including t rus t a s se t s ) re po rt in g p erio d o f re porting p er io d

(1) ..... (2 ) (1) (2) (1 ) (2) (3) (4) (5 )Pl ace "( X)" af t er each asse t A m o u n t T y p e ( e : g . , V a l u e V a l u e Ty pe ( e . g . , D a t e V a l u e G ai n Identi ty of

exempt f r om pr i or d i sc l osure C0d 1 d i v . , ~ r e n t ~ C o d e 2 Method b u y , s e l l , m m / d ~ y y Co de 2 Co de 1 buy er / se t t er( A = H ) o i " i n t . ) . ( J - P ) C o d e 3 r edempt i on) O-P) (A-H) (if private( Q-W) t ransac t ion)

1 8 .1 9 .

20 .21 .22 .23 .

- C G C a p i t a l M a r k e t s L g C a p G r o w t h A D i v i d e n dI n v e s t m e n t

- C G C a p i t a l M a r k e t s S m C a p i t a l G r o w t hI n v e s t m e n t s

- W e s t e rn A sse t Mo n e y Mkt C 1 A

A Dividend

M

A D is t r ib u t ion N

S o l d 07/23/10 J A( p a r t )T Bu y 06/04/10 J( ad d l)

Buy 07/23/10 K( a d d l )

T Bu y 0 7 / 2 3 / I 0 J( ad d l)Sold 06/04/10 J C( p a r t )

T O p e n 06/30/10 N24 . C h a s e A I n t e re s t M T25 . W a c h o v i a B a n k C D A I n t e re s t C l o s e d 06/30/10 L26 . W a c h o v i a B a n k A I n t e re s t C l o s e d 06/30/10 M27 . M o r g a n S t a n l e y S m i t h B a m e y2 8. o C G C a p it a l M a r k e ts In t e rn a t io n a l Eq u it y B D i v i d e n d M T Bu y 06/04/10 JI n v e s t m e n t s ( ad d l)29 . S o l d 07/23/10 J( p a r t )30 . - C G C a p i t a l M a r k e t s L g C a p G r o w t h A D i v i d e n d L T Bu y 06/04/10 JI n v e s t m e n t ( ad d l)31 . B uy 07/23/I 0 K( ad d l)32 . - C i t i ba n k N A B D P C lo s e d 06/30/10 J

33 . - Ci t ic o rp Trus t Ba nk A I n t e re s t K T34 . - C i t i ba n k N A S o u t h D a k o t a B D P A I n t e re s t M T

( S e e c o t u m a s B 1 a n d D 4 ) F = $ 5 0 ~ 0 0 1 = $ 1 0 0 ; 0 0 0 G --$i 00~01 ~ $ i ~000,000 H I = $ i i000100 i. $5;000;000 H2 =More than $5,000,0002. V a lu e Co de s J = $15.000 o r le s s K=$15;001 ~ $50,000 L = $ 5 0 ~ 0 0 1 - $ 1 0 0 ~ 0 0 0 M =$ 100,001 - $250~000

( S e e C o l u m n s C I a n d D 3 ) N = $250~001 = $500,000 O= $ 5 00, 00 i = $ t , 000 , 000 PI = $1,000,001 -$5i000i000 p2 =$5,000i001 -$25,000,000P3 = $25~000,001 - $50,000,000 P4 = M o re t ha n $ 50 .0 0 0 ,0 0 0 T = C a s h M a r k e t3 . V a l u e Me t ho d Co d e s Q = A p p r a i s at R = Co s t (R e a l E s t a t e O n l y ) S = A s s e s s m e n t( S e e C o l u m n C 2 ) U = Bo o k V a l u e V = o t h e r w = E s t i m a t e d

E =$15,001 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPORTPage 6 of 11


D a t e o f R e p o r t05/18/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i nc o , -e , v a lu e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)--] N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descr i p t i on of A sset s In co m e durin g G r o s s va lue at e n d Tr ansac t i ons dur i ng r epor t i ng per i odI ine lu d ing t ru s t a sse ts ~ r epor t i ng per i od of r epor t i ng per i od

(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )Pl ace "( X)" af t er each asse t A m o u n t Type (e.g., V a lu e V a lu e Type (e .g . , Dat e V a l u e Gain Ident i t y of

6xempt f r om pr i or d i sc l osure Code 1 div., rent, C o d e 2 Method buy, se l l , mm/dd/y y C o d e 2 C o d e I buyer / se l l e r(A -H ) o r i n t . ) ( J - P ) Code 3 r edempt i on) ( J -P) (A-H) (if private

( Q-W) t r a n s a c t i o n )

35 .36 .37 .38 .39 .40 .41.42 .43 .

44 .45.46 .47 .48.

49.

- C G C a p i t a l M a r k e t s - M o n e y M a r k e t

- C G C a p i t a l M a r k e t s C o r e F i x e e d In c o m eF u n d- C G C a p i t a l M a r k e t s L g C a p i t a l V a l u eI n v e s t m e n t s

A I n t e r e s tB DividendC Dividend

- C G C a p i t a lM a r k e t s S m C a p i t a l V a l ue A DividendI n v e s t m e n t s

- C G C a p i t a l M a r k e t s E m e r g i n g M a r k e t s BI n v e s t m e n t s

- C G C a p i t a l M a r k e t s I n t e r n a t i o n a l F i xe dI n c o m e I n v e st m e n t s- C G C a p i t a l M a r k e t s S m C a p i t a l G r o w t hI n v e s t m e n t s

D i v i d e n d

A D i v i d e n d

A D i v i d e n d

J

K

L

JK

T Bu y 06/04/10 J( ad d l)S o l d 07/23/10 K B( pa r t )

T S o l d 06/04/10 J B( pa r t )S o l d 07/23/10 J A( p a r t )

T Bu y 06/04/10 J( ad d l)S o l d 07/23/10 J A( pa r t )

T

- Ba nk o f Ch ina - N Y D TD 03/ 31/ 10 , 0 .6% A I n t e re s t M- A m e r i c a n E x p r e s s C e n t u r i o n B k D T D B I n t e re s t M T Bu y03/31/10, 0.9~o- Al ly Ba n k - U T D TD 03/ 31/10 , 1 .3% B I n t e re s t M T Bu yN orth e rn Trus t

T B uy( a d d l )Sold(pa r t )

T B u y

07/23/10 J06/04/10 J03/23/10 M03/23/10 M03/23/10 M

50 . - M F O A m e r i c a n C e n t ) C A T a x - F r e e B d F d D D i v i d e n dIn v51 . - M F B N T H N C A M u n M o n e y M k t A I n t e re s t M T

(see ~i~ Bi and ~) ....... F = $ 5 0 , 00 i ~ $ i 001000 G =$100;001 - $1 ;000,0002. V a lu e C o d e s J = $15,000 o r le s s K =$15,001 - $50,000

( s e e C o l u m n s C I a n d D 3 ) N = $250,001 - $500,000 O = $500,001 - $1,000,000P3 =$25,000,001 - $50,000,0003 . V a l u e Me t ho d Co d e s Q = A p p r a i s a l R = Co s t (R e a l E s t a t e O n l y )

( S e e C o l u n m C 2 ) U = B o o k V a l u e V = O t h e r

C =$2,501 - $5,000 D = $5,001 - $15,000 E =$15,001 - $50,000H 1 =$1,0001001 - $5,000;000 H2 =More than $5,000,000L = $50,001 - $ 100,000 M = $100~001 - $250,000P I = $ 1,000,001 = $5,000,000 P2 =$5i000~001 - $25,000,000P4 =More than $50,000,000S = A s s e s s m e n t T - - C a s h M a r k e tW = E s t i ma t e d


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D a t e o f R e p n r t05/18/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.come, vulue, , ...... ions (Inc ludes those o f spouse and dependen t ch ildren; see pp . 34-60 of f i l ing ins truc tions .)[] N O N E (No reportable income, assets, or transactions.)A. B. C. D.

D e s c r i p t io n o f A s s e t s : In co m e durin g G ro s s va lue at e n d Tr ansac t i ons dur i ng r epor t i ng per i od( i nc l udi ng t r ust asse t s) r epor t i ng per i od of repor t ing pe r iod

( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) (5 )Pla ce "(X )" a tter e ach a ss e t A m o un t Type (e.g.. V a lu e V a lu e . Type (e.g., Da te . . . . . V a l u e Gain l d e n t i L y o f

exempt f r om pr i or d i sc losur e C od e 1 d i v . , r e n t ~ Code 2 Met hod buy, s e l l , m m / d d /y y , C o d e 2 C od e 1 b u y e r / s e l l e r(A- H ) o r i n t . } ( J - P ) C od e 3 r e d e m p t i o n ) (J-P) (A-H) ........ ( i fipr ivate(Q - W ) t r a n s a c t i o n )

52 . Raymond James53 . - US Treasury Bills 08/15/23 Sold 10/19/10 K D( p a r t )54. Sold 10/20/10 K C

55. - US Treasury Bills 08/15/21 Sold 10/19/10 K D( p a r t )56 . Sold 10/20/10 J B5 7. - US Tr easur y B il ls 08 / 15 /20 Sold 10/19/10 K C

5 8 . - US Tr easury B i ll s 0 8 /15/ 22 Sold 10/20/10 K C( p a r t )59 . Sold 10/20/10 J B

60 . - US Tr easury B il ls 08 / 15 /24 Sold 10/19/10 K C

61 . - U S T re a s u ry B ill s 08 /15 /26 S o ld 10/19/10 K B62 . - JP M organ Chase CO Notes A I n t e r e s t K T63 . - R a y m o n d J a m e s M o n e y M a r k e t A I n t e re s t C l o s e d 06/30/10 J

64 . - S c h l u m b e r g e r L T D S t o c k S o l d 11/30/10 K D65 . - M i c r o s o f t C o p o r a t i o n S t o c k A D i v i d e n d K T B uy 11/30/10 K( a d d l )66 . - N u v e e n P r e f e r re d & C o n v I n c o m e F u n d 2 A I n t e re s t S o l d I 1/I 6/10 K A67 . - C a s c a d e B a n k A I n t e re s t C l o s e d 06/17/10 L68 . - C o m p a s s B a n k C lo s e d 06/10/10 L

i. lncome Gaifi C6des: ...... A ~$ii000 or tess B =$1,001 - S2,500(Se e Co l u mn s B I a n d 1 )4 ) F =$50,001 - $100,000 G =$100,001 - $1,000,000

2 . V a l u e Co d e s J =$15,000 or less K = $15,001 - $50,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O = $500,001 - $I,000,000

P3 =$25,000,00I - $50,000,0003 . V a l u e Me t ho d Co d e s Q = A p p r a i sa l R = Co s t (R e a l E s t a t e O n l y )( S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r

C =$2,501 - $5;000 D =$5,001 - $ 15,000 E = $15,001 - $ 50,000HI =$L000,001 = $5,000i000 H2 =M0*e tha n $5j000,000L--S50 00i :$ 00000 M ~$i00~D0j ~ $~50i000pl =$1,000,00 i ; $5i000;000 P2 =$5,000;001 - $25,000~000P 4 = M ~ r e i h an $ 5 0~ 000; 000s = A s s e s s m e n t T = C a s h M a r k e tW = E s t i r aa ted


8/11


N a m e o f P e r s o n R e p o r t in gP r e g e r s o n , H a r r y

D a t e o f R e p o r t05/18/2011

V I I. I N V E S T M E N T S a n d T R U S T S - i .... e , value, t ...... ions (Includes those of sp ...... d dependent children; see pp. 34-60 of f iling instruction~.)~ N O N E (No reportable income, a ssets, or transactions.)

69 . - F H LM 2.5 % D ue 10/ 15/ 22 B I n t e re s t K T B uy 10/25/10 L70 . - A m e r i c a n E x p r e ss M M A I n t e re s t N T O p e n 06/30/10 N71 . R a y m o n d J a m e s I R A # 1 : M i c r o s o f t A D i v i d e n d J T D is tr ib ute d 06 /3 0/10 JC o r p o r a t i o n S t o c k (p a r t )72 . R a y m o n d J a m e s I R A # 2 : C o m m u n i t y B a n k A I n t e re s t J T D i s t r i b u t e d 06/30/10 J& T ru s t C D ( pa r t )73 . H a r r y P r e g e r s o n 1 9 9 6 Ir r e v o c a b l e T r u s t74 . - U S B a n k B a n k A I n t e re s t J T75 . - J a nus F und A D i v i d e n d J T76 . I n g D i r e c t77 . - O r a n g e S a v i n g s B I n t e re s t M T

78 . - O r a n g e C D A I n t e re s t C l o s e d 06/30/10 K79 . - O r a n g e C D A I n t e re s t C l o s e d 06/30/10 K80 . C i t y N a t i o n a l81 . - C D s B I n t e re s t N82 . - C h e c k i n g A c c t s A I n t e re s t N83 . J a n u s M o n e y M a r k e t F u n d D A I n t . /D i v . N T84 . W e l l s F a r g o B a n k A I n t e re s t N T O p e n 06/30/10 N85 . V a n g u a r d 4 0 3 ( B ) 7 A / C T o t a l B o n d M k t A D i v i d e n d K T Bu y 06/30/10 KI n d e x I n v

( i n c l u d i n g t r u s t a s s e t s )

Pl ace "( X)~, af t er each asse texempt f rom p r io r d isc l6Sm~ ~i div ! ~i ~d~ 2 M~tii~d sel!i ~m/d~ ~ ~........ ..................... :: : (~-W~ ........... .......... ........... .. , ~a~

1 ~ Income Gain Codes:( S e e C o l u m n s B I a n d D 4 )

2 . V a l u e Co d e s(Se e Co l u mn s C 1 a n d D 3 )

3.V a l u e Me t ho d Co d e s( S e e C o l u m n C 2 )

A = $ii000 6r le s s B ~$1,001 - $2,500 C =$2,501 =$5,000 D =$5,001 -$151000 E =$15,001 -$50,000F ~$50,~i ~ ~100,000 ..... . G ~ ]o o i o o l ~ $ i i 0 00 1 0 0 0 H1 =$11000,00i ~ $5;000,000 H2 =More thah $5 000fl00 .....

=$15,000 or less K =$15;001 - $50,000 L =$50 00i -$100 000 M = * i 0 0 1 0 6 i ~ 5 0 1 0 00=$250,001 - $500,000 0 =$500;001 : $1;000,000 Vl =$1,000;00i ~ *S;000;000 P2

P3 =$25,000,001-$50,000,000 P4 =More than $50,000,000= A p p r a i s a l R = Co s t (R e a l E s t a t e O n l y ) S = A s s e s s m e n t T = C a s h M a r k e t= B o o k V a l u e V = O t he r W = E s t i ma t e d


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D a t e o f R e p o r t05/18/2011

V I I . I N V E S T M E N T S a n d T R U S T S - incom e, va lue , t ...... t ions (Inc ludes those o f spouse and dependent ch ildren; see pp . 34-60 of f i l ing ins truc tions .)N O N E ( N o reportable income, assets, or transactions.)

86 .

(See C olum n s B I a nd D4) F = $50,001 - $100,0002 . V a l u e Co d e s J =$15,000 or less

( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500i000P3 =$25,000,001 - $50,000,0003 . V a l u e Me t ho d Co d e s Q = A p p r a i s a l( S ee C o l um n C 2) U = B o o k V a l u e

B ~$1 ,0 0 t :$2 ,50 0 C =$2,501 ~ $5,000 D =$5;001- $15,000G =$100,001- $1,000,000 H 1 =$1,000,001 ~ $5;000;000 H2 =M0re thaa $5~000;000K :$15,001 - $50,000 L =$50,001 M --$100;001 ~ $2~01000O = $500,001 - $1,000,000 P I = $ 1 ; 0 0 0 , 0 0 1 : ~ $ 5 ~ 0 0 0 ~ 0 0 0 P2 =$5;000;001- $25;000~000

P4 ~M0re than $50i000100~R = Co s t (R e a l E s t a t e O n l y )V = O t h e r

E =$15,001 - $50,000


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N a m e o f P e r so n Re p o r t i n gP r e g e r s o n , H a r r y

D a t e o f R e p o r t05/18/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)A s s e t # 7 4 C a l N a t i o n a l c ha n g e d i t s n a m e t o U S B a n k


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N a m e o f P e r s o n R e p o r t i n gP r e g e r s o n , H a r r y

D a t e o f R e p o r t05/18/2011

IX. CERTIFICATION.I c e r ti f y th a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) isa c c u ra t e , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Harry Pregerson

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C o m m i tt e e o n F in a n c i a l D i s c lo s u r eA d m i n i s t r a t i v e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r cl e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

Documents

Harry Pregerson Financial Disclosure Report for 2010