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Mott physics 4th talk: Mott physics in multi-orbital systems E. Bascones Instituto de Ciencia de Materiales de Madrid (ICMM-CSIC)

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Page 1: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Mott physics 4th talk: Mott physics in multi-orbital systems

E. Bascones

Instituto de Ciencia de Materiales de Madrid (ICMM-CSIC)

Page 2: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Tight-binding (hopping) Intra-orbital repulsion

Summary: Interactions in one orbital systems

Kinetic energy Intra-orbital repulsion

E

Main variables:

U/t, (t’/t, …)

T: temperature

x: doping away

from half-filling

Page 3: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

U/D=1

U/D=2

U/D=2.5

U/D=3

U/D=4 U

n Half filling

Summary: Interactions in one orbital systems

Fig: Fazekas

Georges et al , RMP 68, 13 (1996)

Georges et al , RMP 68, 13 (1996)

Page 4: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Multi-orbital systems

A3C60

Vildosola et al, PRB 78, 064518 (2008)

Erwin & Pickett, Science 254, 842 (1991)

Kamihara et al, JACS, 130, 3296 (2008).

Alloul, EPJ Web of Conf. 23, 15 (2012)

Oxides with cubic symmetry

Page 5: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Tight-binding (hopping) Intra-orbital repulsion

Interactions in one orbital systems

Kinetic energy Intra-orbital repulsion

E

Electrons in the

same orbital with

different spin

Extrapolating to multi-orbital systems:

A Mott transition is expected at half filling (N electrons in N

orbitals)

Is there something else?

Page 6: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Outline

Multi-orbital systems: interacting Hamiltonian

Degenerate multi-orbital systems

- Mott transition at zero Hund’s coupling

- The effect of Hund’s coupling on the Mott transition.

Hund metals

Non-degenerate multi-orbital systems. Orbital selective Mott

transition

Spin-orbit Mott insulators

Summary

Page 7: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Pair hopping

Hund’s coupling

Tight-binding (hopping) Intra-orbital repulsion

Inter-orbital repulsion

Crystal-field

Interactions in multi-orbital systems

U’=U – 2JH J’= 2JH In the presence of rotational symmetry

Two interaction parameters: U, JH

H

H

H H

Page 8: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Interactions in multi-orbital systems

Intra-orbital repulsion

Inter-orbital Repulsion (different spin)

Inter-orbital Repulsion (same spin)

Pair hopping Spin flip

U’=U – 2JH

H

H

Page 9: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Interactions in multi-orbital systems

Intra-orbital repulsion

Inter-orbital Repulsion (different spin)

Inter-orbital Repulsion (same spin)

Pair hopping Spin flip

H

H

Page 10: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Density-density interactions in multi-orbital systems

Intra-orbital repulsion

Inter-orbital Repulsion (different spin)

Inter-orbital Repulsion (same spin)

H

Page 11: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Non hybridized & equivalent multi-orbital systems

Assume t ij=tij

All bands are equivalent

Page 12: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Zero Hund’s coupling

U’ =U – 2J = U Equal intra- and inter-orbital interactions

Intra-orbital repulsion

Inter-orbital Repulsion (different spin)

Inter-orbital Repulsion (same spin)

H

H

Page 13: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Equivalent bands. Zero Hund. Half filling. Zero T

1 orbital, 1 electron per site: half-filling

Single

electron

occupancy

Double

electron

occupancy

Atomic gap:

E(2)+E(0)-2 E(1)

= U

U was then compared to W, the bandwidth sites

Page 14: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Equivalent bands. Zero Hund. Half filling. Zero T

Atomic gap:

E(N+1)+E(N-1)-2 E(N)= U Example: 2 orbitals,

U’ =U – 2J= U Equal intra- and inter-orbital interactions

Same

energy

In absence of orbital hybridization the non-interacting bandwidth W

does not depend on the number of orbitals

t ij=tij

N orbitals, half filling: N electrons

Page 15: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Equivalent bands (no inter-orbital hybridization).

Zero Hund. Half filling. Zero temperature

U’ =U – 2J= U Equal intra- and inter-orbital interactions

Atomic gap: U Do not

depend on N Bandwidth: W

Should we expect Uc independent on N?

Page 16: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Equivalent bands. Zero Hund. Half filling. Zero T

Lu PRB 49, 5687 (1994)

Gutzwiller like wave function. N,

N+1,N-1 occupancy allowed

Uc depends on the number of orbitals

Page 17: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Zero Hund. Half filling

The number of channels for hopping increases with orbital degeneracy

Enhanced Kinetic Energy due to ground state degeneracy

increases Uc

Page 18: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Zero Hund. Mott transition at half filling

Wider Hubbard bands with increasing degeneracy

Han et al PRB 58, R4199 (1998)

DMFT

Page 19: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Zero Hund. Mott transition away from half filling

Atomic gap:

E(n+1)+E(n-1)-2 E(n)= U

3 orbitals, 1 electron

E=0

2 orbitals, 1 electrons

E=U

E=U

A Mott transition is expected at integer atomic occupation

away from half filling

N orbitals, n electrons per site

Page 20: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Zero Hund. Mott transition away from half filling

2 band degenerate Hubbard Model. DMFT

U=2.5

U=2.5

U=3

U=4

Rozenberg, PRB 55, R4855 (1997)

Page 21: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Figs: Fazekas

Zero Hund. Mott transition away from half filling

Remember 3rd talk

Page 22: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Zero Hund. Mott transition away from half filling

Zero Hund. Uc larger at half filling

Gutzwiller

N: number of degenerate bands

Filling

Lu PRB 49,

5687 (1994)

Mott transition at fillings n/2N

with n integer and

N number of orbitals

Electron-hole symmetry

Page 23: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Summary: Equivalent orbitals. Zero Hund

Degenerate multi-orbital systems. Zero Hund’s coupling

Half filling: Uc increases with degeneracy. Larger kinetic energy

Away from half filling: Mott transition at integer atomic filling.

The largest Uc is found for half filled systems

Hubbard bands become wider with degeneracy

Page 24: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Mott transicion at finite Hund

Atomic gap: E(n+1)+E(n-1)-2 E(n)

U’=U-2J

Inter-orbital (different spin)

Inter-orbital (same spin) Intra-orbital

Half-filling: U+(N-1)J Increases (Uc decreases)

Away from half-filling:U-3J Decreases (Uc increases)

Han et al PRB 58, R4199 (1998)

H

H

H

H

Page 25: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Mott transicion at finite Hund

De’Medici PRB 83, 205112 (2011)

Half filling : with J

Atomic gap increases

Uc decreases

Away fom half filling:

With J the atomic

gap decreases.

Uc increases

Slave Spin Mean Field H

H

JH/D

Page 26: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Mott transicion at finite Hund

De’Medici PRB 83, 205112 (2011)

Half filling : with J

Atomic gap increases

Uc decreases

Away fom half filling:

With J the atomic

gap decreases.

Uc increases

Degeneracy (effective kinetic energy)

strongly reduced by Hund’s coupling

Degeneracy

reduced by Hund’s coupling

JH/D

Page 27: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Mott transicion at finite Hund

Away fom half filling:

With J the atomic

gap decreases.

Uc increases

N=3 n=2 Degeneracy

reduced by Hund’s coupling

De’Medici PRB 83, 205112 (2011)

Conflicting effect of Hund’s coupling

JH/D

Page 28: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Correlated metal at finite Hund

De’Medici et al PRL 107, 255701 (2011)

DMFT

N=3 n=3

Half filling

JH increases correlations & promotes insulating behavior

Uc reduced by Hund’s

coupling

Quasiparticle weight

reduced by Hund’s coupling

(effective mass enhanced)

Page 29: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Correlated metal at finite Hund

De’Medici et al PRL 107, 255701 (2011)

DMFT

N=3 n=1

Single electron or single hole

J decreases correlations & promotes metallic behavior

Uc increased by Hund’s

coupling

Quasiparticle weight

increased by Hund’s coupling

(effective mass decreased)

Page 30: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Correlated metal at finite Hund

De’Medici et al PRL 107, 255701 (2011)

DMFT

N=3 n=2

n ≠ N, 1, N-1

J has a conflicting effect and promotes bad metallic behavior

Hund metals:

U far from Uc &

correlations due to

Hund’s coupling

Small Z due to Hund’s coupling

Page 31: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Correlated metal at finite Hund

DMFT N=3

J/U=1/6

Werner et al PRL 101, 166405 (2008)

Spin freezing due to Hund’s coupling

Page 32: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Correlated metal at finite Hund

De’Medici et al PRL 107, 255701 (2011)

DMFT N=3

J/U=0.15 Bad metal

Color scale:

Quasiparticle weight Z

X

X

X

Low coherence temperature

Page 33: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Summary

Degenerate multi-orbital systems. Finite Hund’s coupling

other cases:

bad metallic behavior.

Hund metal

Half filling :

Uc decreases

J promotes

insulating behavior

single

electron or hole

Uc increases

J promotes

metallic behavior

X

X

X

Page 34: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Non-equivalent bands

Assume

t ij=t ij +

W1

W2

When isolated Mott transition at U=Uc1

When isolated Mott transition at U=Uc2

Page 35: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Orbital selective Mott transition. Zero Hund

Phase diagram assuming uncorrelated metallic state

Mott Insulator

OSMT

1 band metallic

1 band insulating

Metallic

2 bands metallic

2 degenerate orbitals.

Unequal bandwidths

N=2 Half-filling J=0

Page 36: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Orbital selective Mott transition. Zero Hund

Mott Insulator

OSMT

1 band metallic

1 band insulating

Metallic

2 bands metallic

2 degenerate orbitals.

Unequal bandwidths

N=2 Half-filling J=0

Page 37: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Orbital selective Mott transition. Zero Hund

J=0

De’Medici et al PRB 72, 205124 (2005) Ferrero et al, PRB 72, 205126 (2005)

A large difference between both bands required for OSMT

2 degenerate orbitals.

Unequal bandwidths

N=2 Half-filling

Page 38: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Orbital selective Mott transition. Hund’s coupling

J=0

With finite Hund’s coupling

the metallic system does not

benefit from degeneracy

J/U=0.01

J/U=0.1

De’Medici et al PRB 72, 205124 (2005)

Ferrero et al, PRB 72, 2051 26 (2005)

Minimum J/U

required for OSMT

for a given t2/t1

2 degenerate orbitals.

Unequal bandwidths

N=2 Half-filling

Slave Spin Mean Field

Spin flip & pair hopping included

Page 39: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

OSMT. Crystal field & Different degeneracy

De’Medici et al PRL 102, 162401 (2009)

J/U=0.25

3 bands. 4 electrons

Unequal orbital occupancy n=(1,1.5,1.5)

Page 40: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

OSMT. Quasiparticle weight

3 bands 4 electrons

Crystal field.

Unequal occupancy

n=(1,1.5,1.5)

De’Medici et al

PRL 102, 162401 (2009)

J=0

Ferrero et al, PRB 72, 205126 (2005)

Bad metal

Itinerant and localized electrons coupled via Hund

J/U=0.25

Biermann et al , PRL 95, 206401 (2005)

Low coherence temperature

Page 41: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Spin-orbit Mott insulators

s & p

electrons

are

delocalized

3d: competition between

kinetic energy & interaction

Interaction strength decreases

in 4d & overall in 5d

4f electrons are localized, 5f are also expected to be quite localized

Page 42: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Sr2IrO4

Spin-orbit Mott insulators

Canted Antiferromagnetic

Insulator (5d electrons)

IrO2 planes which resemble

the CuO2 planes in cuprates

Ir

O

Fig: Kim et al,

Science ,323, 1331(2009)

Page 43: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Spin-orbit Mott insulators

Ir: 5d5

1 hole in 3-degenerate t2g orbitals

Small U in 5d orbitals but

large Uc (even more with JH)

Correlations are not expected to

be very important

Or is there something else?

Fig: Kim et al,

PRL 101, 076402(2009)

Page 44: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Spin-orbit Mott insulators

3d: competition between

kinetic energy & interaction

Interaction strength decreases

in 4d & overall in 5d

Spin-orbit

increases with

atomic

number Z.

Large in 5d

New

Energy

Scale

Page 45: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Spin-orbit Mott insulators

Fig: Kim et al,

PRL 101, 076402(2009)

Page 46: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Spin-orbit Mott insulators

Fig: Kim et al,

PRL 101, 076402(2009)

Ir: 5d5

Half-filled

Narrow band

(small Uc)

4 e-

1 e-

Page 47: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Spin-orbit Mott insulators

+ U

Fig: Kim et al,

PRL 101, 076402(2009)

Not S=1/2 Mott, but Jeff=1/2 Mott

Page 48: Mott physics - Instituto de Ciencia de Materiales de · PDF fileMott physics 4th talk: ... A Mott transition is expected at half filling (N electrons in N orbitals) ... Interaction

Summary

Degenerate multi-orbital systems. Zero Hund’s coupling

Half filling: Uc increases with degeneracy. Larger kinetic energy

Away from half filling: Mott transition at integer filling.

Degenerate multi-orbital systems. Hund’s coupling promotes

- correlations and insulating behavior at half filling

- metallicity for single electron or hole

- other cases:bad metallic behavior. Hund metal

Non-equivalent multi-orbital systems. Orbital selective Mott

transition (OSMT)

Metallic & insulating bands

Hund stabilizes the OSMT & promotes bad metallic behavior

Spin-orbital Mott insulators. Jeff=1/2 a new playground for

physics.