Kansas City Area Transportation Authority PROCUREMENT ...4. Vehicle Wraps: A. The contractor shall provide vehicle wraps with the substrate material of Vinyl 3M 180 CV3 with Laminate

Kansas City Area Transportation Authority

PROCUREMENT DEPARTMENT

1350 East 17th Street

Kansas City, Missouri 64108

INVITATION FOR BID

Bid #15-3133-33

Paratransit Vehicle Wraps & Installation Services

Issue Date: November 16, 2015

Contact: Julie Lombard, Senior Buyer

Telephone Number: (816) 346-0366

FAX Number: (816) 346-0336

E-Mail: [email protected]

mailto:[email protected]

IFB #15-3133-33

Paratransit Vehicle Wraps & Installation Services Page 2 of 77

Bid #15-3133-33


INVITATION FOR BID (IFB)

The Kansas City Area Transportation Authority (KCATA) is a bi-state agency offering mass transit service

within the greater Kansas City metropolitan area. KCATA is requesting products and services of qualified

contractors to provide Paratransit Vehicle Wraps & Installation Services. The term of the contract will be for

two (2) years.

Bid Closing and Submission:

Bids must be received with all required submittals as stated in the IFB, no later than 3:00 p.m. on December

4, 2015. Bids received after time specified shall not be considered for award. Bids received via facsimile (fax)

or electronic mail (e-mail) shall not be considered. Bids not meeting specified delivery and method of submittal

will not be opened nor considered responsive.

Bids submitted must be addressed and delivered to KCATA at the following address. This is also the address

to be used for all communication in connection with this IFB:


Procurement Department

Attn: Julie Lombard


Kansas City, Missouri 64108

Submission of a bid shall constitute a firm offer to the KCATA for ninety (90) days from the date of IFB

closing.

Bid Questions/Comments:

Any questions, comments or requests for clarification are due from bidders by 3:00 p.m. on November 20,

2015 and must be submitted in writing to Julie Lombard, Senior Buyer, at [email protected] and will

anticipate having an answer by close of business November 24, 2015. If required, KCATA’s response to these

submissions will be in the form of an Addendum.

John Hays

Senior Manager of Procurement


IFB #15-3133-33


TABLE OF CONTENTS

SECTION 1. BID CALENDAR

SECTION 2. SCOPE OF SERVICES/WORK

SECTION 3. BIDDING INFORMATION/INSTRUCTIONS

SECTION 4. BID EVALUATION, ACCEPTANCE AND AWARD

SECTION 5. CONTRACT TERMS AND CONDITIONS

SECTION 6. ATTACHMENTS

IFB #15-3133-33


SECTION 1

BID CALENDAR

1. Bid Advertisement ........................................................................................... November 16, 2015

2. IFB Issue .......................................................................................................... November 16, 2015

3. Deadline for Bidder Questions, Comments

& Requests for Clarification……………………………………November 20, 2015 by 3:00 p.m.

4. KCATA Responds to Questions………………………………………………November 24, 2015

5. Bid Closing .................................................................................... December 4, 2015 at 3:00 p.m.

In the KCATA Small Conference Room at located at

1350 E 17th Street, KCMO 64108

6. Notice of Contract Award………………………….. (Anticipated)……….…January 21, 2016

IFB #15-3133-33


NO BID REPLY FORM

IFB # 15-3133-33


To assist KCATA in obtaining good competition on its Invitation For Bid, we ask that if you received an invitation

but do not wish to propose, please state the reason(s) below and return this form to Procurement Department,

KCATA, 1350 East 17th Street, Kansas City, MO 64108, fax (816) 346-0336.

This information will not preclude receipt of future invitations unless you request removal from the Bidder’s List

by so indicating below.

Unfortunately, we must offer a “No Bid” at this time because:

____ 1. We do not wish to participate in the bidding process.

____ 2. We do not wish to propose under the terms and conditions of the Invitation For Bid

document. Our objections are:

________________________________________________________________________

________________________________________________________________________

____ 3. We do not feel we can be competitive.

____4. We do not provide the services on which Bids are requested.

____ 5. Other:

____ We wish to remain on the Bidder’s list for these services.

____ We wish to be removed from the Bidder’s list for these services.

FIRM NAME SIGNATURE

IFB #15-3133-33


SECTION 2

KANSAS CITY AREA TRANSPORTATION AUTHORITY

PARATRANSIT VEHICLE WRAPS & INSTALLATION SERVICESS

SCOPE OF WORK

1. Purpose:

A. This document constitutes a request for competitive, sealed bids from prospective bidders for the

provision of Paratransit Vehicle Wraps & Installation Services. The KCATA is currently in the

process of rebranding their vehicle and other vehicle fleet to create a unified regional transit brand.

The intent is to award a single contract for the provision of the paratransit vehicle wraps and

installation services. There are 18 Chevrolet Impala Sedans and 41 Ford Elevation E-350 Cutaway

vehicles that will need to be wrapped with the new KCATA rebrand. A total of 12 vehicles must be

wrapped prior to March 4, 2016. The remaining 47 vehicles must be wrapped prior to expiration of

the contract at a schedule mutually agreed to between the contractor and KCATA.

B. The bidders must provide both the provision of the vehicle wraps as well as the provision of the

installation services for the wraps (i.e., an all or none contract award to the lowest, responsible and

responsive bidder).

2. Term:

A. The term of this agreement shall include provision of the Vehicle Wraps & Installation Services

specified herein for a period of two (2) years from date of contract award.

3. Estimated Quantities:

A. The quantities indicated in this IFB are estimates that pertain to the total aggregate quantities that may

be ordered throughout the stated contract period. The estimates do not indicate single order amounts

unless otherwise stated. The KCATA makes no guarantees about single order quantities or total

aggregate order quantities.

4. Vehicle Wraps:

A. The contractor shall provide vehicle wraps with the substrate material of Vinyl 3M 180 CV3 with

Laminate 8518 Lusterlam or an approved equal. Refer to Attachment N for Wrap Design Artwork.

All artwork is scaled: 1/48, ¼”=1’.

B. The vehicle wraps shall be for two sized vehicles: the Chevrolet Impala (model years 2012 to 2014)

and the Ford Elevation E-350 Cutaway (model years 2012 to 2015).

1) The vehicle wraps for the Chevy Impala sedans shall be a full vehicle wrap to include additional

wrap material for the entire roof top. Measurements for the Chevy Impala can be found in

Attachment M. There may be some design layout differences between the various model years

that will require some adjustments and modifications to the wrap design and installation which

shall be accommodated by the contractor.

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2) The vehicle wraps for the Ford Elevation E-350 Cutaway shall include additional wrap material

for vehicle top rollover (e.g., not to cover the entire roof): the wrap top roll over shall be 17 inches

from the top of the drip rail to the top seam on the top of the Cutaway vehicle, where the wrap

would stop. Measurements for the E-350 Cutaway can be found in Attachment M. There may be

some design layout differences between the various model years that will require some

adjustments and modifications to the wrap design and installation which shall be accommodated

by the contractor.

C. The vehicle wraps shall be in the following colors listed below. The contractor must provide a proof

sample sheet on the wrap material to be used to KCATA prior to production of any order so that KCATA

can verify and approve the colors utilized. The contractor must receive written approval from KCATA

on the proof sample. If the ordered wraps received deviates from the approved proof sample, then the

KCATA reserves the right to reject the wrap order and require the contractor, at the contractor’s expense,

to replace the wraps:

1) Pantone 301C

2) White: C:0 M:0 Y:0 K:0

3) Black: C:0 M:0 Y:0 K:100

4) Pantone Cool Gray 4C

5) Pantone 369C

D. A notice of award issued by KCATA does not constitute an authorization for shipment of products or

supplies or a directive to proceed with services. Before providing equipment, products, supplies and/or

services for KCATA, the contractor must receive a properly authorized purchase order or other form of

authorization given to the contractor at the discretion of the KCTA.

1) Prior to commencement of work the contractor must contact the KCATA Marketing Department for

finalized artwork. A contact name and contact information will be provided to the awarded

contractor(s) upon finalization of the contract award.

5. Vehicle Wrap Orders and Delivery:

A. It is the intent of KCATA to order initially 12 wraps that will be a mix of the two vehicle types (such

as 4 of the Chevy Impala Sedan wraps and 8 of the Ford Elevation E-350 vehicle wraps) from the

contractor; however, KCATA reserves the right to order more or less depending upon the need during

this rebranding project. The contractor shall not require a minimum order amount. The contractor

shall deliver the wraps to KCATA within seven (7) calendar days of receipt of order.

B. The contractor shall individually package the wraps and clearly label each package to indicate either

it is a “Paratransit Sedan Wrap” or a “Paratransit E-350 Cutaway Wrap”. The contractor shall

accommodate any additional labeling needs.

6. Warranty on Wraps:

A. KCATA requires a minimum warranty terms of three (3) years for the wrap quality and that the wrap

is free of defects.

B. All vehicle wraps which do not comply with the specifications and/or requirements or which are

otherwise unacceptable quality or color or defective may be rejected. In addition, all wraps which are

discovered to be defective or which do not conform to any warranty of the contractor upon inspection

(or at any later time if the defects contained were not reasonably ascertainable upon the initial

IFB #15-3133-33


inspection) may be rejected.

C. The KCATA reserves the right to return any such rejected shipment at the contractor's expense for

full credit or replacement and to specify a reasonable date by which replacements must be received.

The KCATA's right to reject any unacceptable equipment, supplies, and/or services shall not exclude

any other legal, equitable or contractual remedies the KCATA may have.

D. Pass-Through of Warranties: The contractor shall identify in writing all third-party warranties that the

bidder receives in connection with any Product provided to KCATA. The contractor hereby passes

through the benefits of all such warranties, provided that nothing in this section shall reduce or limit

the bidder’s obligations under this contract.

7. Installation Services:

A. The contractor will be responsible for the placement of full wraps on vehicle types specified herein.

The KCATA shall ensure that the vehicles have been properly cleaned prior to releasing the vehicles

to the contractor for wrap installation. The contractor shall remove any decals and advertisements on

the vehicles prior to placing the wraps on the vehicles. The contractor shall document what decals

and advertisements were removed and inform the KCATA project manager. Prior to proceeding with

the initial wrap installation, the contractor shall meet with the KCATA project manager to review the

vehicle to be wrapped and receive any guidance instruction on the wrap layout. Upon completion of

the wrap installation, the contractor must notify the KCATA project manager and have the wrap

installation inspected and approved by the KCATA project manager before proceeding with the next

wrap installation.

B. The contractor shall be responsible for cutting out and trimming the wraps as appropriate for the

various vehicle features (such as cutting out window and door entry areas; trimming around light

fixtures, trimming around door handles, wheelchair access latches, emblems, etc.).

C. The installation of the wraps shall be performed on-site at a facility area provided by KCATA.

Workspace will be provided indoors, on-site at KCATA. Space will be available in KCATA’s bus

storage building, where the lighting may not be optimal for installation. Contractors may want to

assess and determine whether additional lighting should be planned prior to start of services. Any

additional lighting needs shall be the responsibility and expense of the contractor. KCATA shall

provide electrical outlets/extension cords as needed, if needed. Limited space may be available in

KCATA’s body shop where lighting and conditions are suitable for a clean install.

D. It is anticipated that the majority of the wrap installations shall be conducted at KCATA’s location at

1350 E. 17th St., Kansas City, MO 64108. It is highly desirable that the contractor perform the wrap

installations on-site at KCATA between the hours of 4:00 p.m. and 4:00 a.m., which is the least busy

time for vehicle movement on the premises. However, KCATA will mutually agree on a timeframe

with the awarded contractor(s). If the installation contractor is not also the supplier of the wraps then

the KCATA will provide the vehicle wraps to the installer.

1) KCATA expects that the contractor will diligently pursue the work in a cooperative manner and

refrain from impeding and/or interrupting the work and/or worksite(s) of others. Violation may

result in termination of the contract.

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2) The contractor shall fully coordinate all contract activities with those activities of the KCATA.

As the work of the contractor progresses, advice and information on matters covered by the

contract shall be made available by the contractor to the KCATA throughout the effective period

of the contract.

E. The contractor must be able to perform a high complexity level of hands-on transit vehicle wrap

installation that includes but is not limited to:

1) Flat Substrates

2) Curves

3) Corrugations

4) Rivets

5) Seams

F. The contractor shall be responsible for the proper disposal of any waste material generated during the

wrapping process in accordance with Federal, State, and Local regulations and laws.

8. Limitations and Timeframe of Installation Services:

A. The vehicles shall be wrapped in succession and the contractor shall complete a vehicle wrap installation within twelve (12) hours. The contractor shall completely wrap a minimum of 12 vehicles by no later than March 4, 2016.

B. The contractor shall only be given two (2) or more vehicles at a time to complete the wrap installation

services. At KCATA’s sole discretion, KCATA may increase the allotment of vehicle distributed. The reason for the two vehicle limitation is for the purpose of allowing KCATA sufficient vehicle in the fleet to continue vehicle operations.

C. The contractor must have the ability to handle the complete wrap installation services described herein

at a minimum of seven (7) vehicles a month. 9. Warranty on Installation Services:

A. KCATA requires a minimum warranty term of ninety (90) days for the wrap installation workmanship and must be free of defects pertaining to the provisions of installation services.

B. If the installation contractor ruins the vehicle wrap during installation services, the installation

contractor shall be responsible for the expense in replacing the vehicle wrap and shall not charge additional fees for re-installation of the new wrap.

10. Quality Assurance and Inspections:

A. During the performance of the installation services, if the contractor damages any features on the Vehicles, the contractor shall notify KCATA immediately within two (2) hours of the discovery of the damage, and the contractor shall be responsible for replacing and/or repairing the feature(s) prior to continuing performance of the Scope of Work. The Contractor shall not be entitled to any adjustment in the contract price for any work resulting from Contractor damage.

B. The Contractor shall allow authorized KCATA staff to perform quality control inspections of the

vehicle wrapping installation services at any point and at multiple times throughout the installation process. The Quality Control inspections shall be for the purpose of ensuring that the installation services are performed in accordance with the IFB requirements and vehicle wrap installation best practices for consistent quality that meets KCATA’s needs and requirements.

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11. Vendor Qualification Requirements:

A. The bidding contractor (company supplying the bid response) must have been in the commercial vehicle wrap and commercial vehicle wrap installation services business a minimum of three (3) years.

B. The Contactor must have demonstrated a high level of professionalism and skill, with a proven track record of wrap design, creation and installation for commercial vehicles of similar sized vehicles as indicted herein. Refer to Attachment J “References” where the vendor should provide a minimum of three (3) references for the provision of wraps that is similar in nature, size, and scope as what is requested in this IFB.

IFB #15-3133-33


SECTION 3

BIDDING INFORMATION/INSTRUCTIONS

A. BID INSTRUCTIONS

1. Bid.

The bid, along with all other accompanying documents and materials submitted by the bidder, will be

deemed to constitute the entire bid. The bidder shall promptly furnish any additional information

requested relative to its bid.

2. Submittal.

a. Bids shall be submitted on the Pricing Pages (Attachment K) provided. Bids submitted on any other

form may be considered non-responsive and therefore rejected. The authorized person signing the

bid shall initial any erasures, corrections or other changes appearing on the Bid Response Form of

Attachment K.

b. The Authority reserves the right to reject bids that alter the Pricing Pages or otherwise take exception

to the bid requirements. Bidders may submit alternative bids along with a complete description of

the proposed alternative; however the decision to accept or reject such alternative is entirely at the

sole discretion of the Authority.

3. Communications.

In cases where communication is required between bidders and the KCATA, such as requests for

information, instruction, clarification of specifications, etc. such communication shall be forwarded

directly to Julie Lombard at [email protected] or 816.346.0366.

4. Approved Equals.

a. Wherever brand, manufacturer, or product names are used, they are included only for the purposes of

establishing a description of minimum quality of the requested item unless otherwise specified. This

inclusion is not to be considered as advocating or prescribing the use of any particular brand or item

or product. However, approved equals or better must be pre-approved by the Buyer.

b. All requests for approved equals shall be received in writing. Any changes to the specifications will

be made by addendum. Bidders may discuss the specification with the KCATA Procurement

Department; however, requests for changes shall be written and documented.

c. When an approved equal is requested, the Bidder shall demonstrate the quality of its product to the

KCATA, and shall furnish sufficient technical data, test results, etc. to enable the KCATA to

determine whether the Bidder’s product is or is not equal to specifications.

5. Protests.

a. The following protest procedures will be employed for this procurement. For the purposes of these

procedures, “days” shall mean business days of KCATA administrative personnel which are days

other than a Saturday, Sunday or legal holidays observed by KCATA for such administrative

personnel.


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b. Pre-Submittal.

A pre-submittal protest is received prior to the bid due date. Pre-submittal protests must be received

by the Authority, in writing and addressed to the KCATA Director of Procurement, no later than five

(5) days before the bid closing date.

c. Post-Submittal/Pre-Award.

A post-submittal/pre-award protest is a protest against making an award and is received after receipt

of bids but before award of a contract. Post-submittal protests must be received by the Authority, in

writing and addressed to the KCATA Director of Procurement, no later than five (5) days after the

bid closing date.

d. Post-Award.

Post-Award protests must be received by the Authority, in writing and addressed to the KCATA

Senior Manager of Procurement, no later than five (5) days after the date of the Notice of Intent to

Award.

e. The KCATA Senior Manager of Procurement shall respond in writing within five (5) days from the

date of the written request. If the protester is not satisfied with the response of the KCATA Senior

Manager of Procurement, the protester may appeal in writing to the KCATA Chief Operating Officer

within five (5) days from the date of the KCATA Senior Manager of Procurement’s response.

f. The KCATA Chief Operating Officer will decide if the protest and the appeal (if any) have been given

fair and reasonable consideration, or if additional consideration is warranted. The KCATA Chief

Operating Officer’s response will be provided within ten (10) days after receipt of the request. The

KCATA Chief Operating Officer’s decision is final and no further action on the protest shall be taken

by the KCATA.

g. By written notice to all parties, the KCATA Senior Manager of Procurement may extend the time

provided for each step of the protest procedures, extend the date of notice of award, or postpone the

award of a contract if deemed appropriate for protest resolution.

h. Protesters shall be aware of the Federal Transit Administration's (FTA) protest procedures with the

FTA Regional Office (ref: FTA Circular 4220.1F) If federal funding is involved, FTA will review

protests from a third party only when: 1) a grantee does not have a written protest procedure or fails

to follow its procedure, or fails to review a complaint or protest; or 2) violations of specific federal

laws or regulations have occurred.

i. An appeal to FTA must be received by FTA’s regional office within five (5) working days of the date

the protester learned or should have learned of KCATA’s decision. Protests shall be addressed to:

Regional Administrator, FTA Region 7, 901 Locust, Room 404, Kansas City, Missouri, 64106.

6. Bid Pricing.

a. Bids shall be firm and final.

b. Bidders shall be responsible for furnishing and delivering new and complete materials and/or services

to include the installation, assembly, accessories, personnel, training, warranty, and guarantee as

specified to make this procurement complete.

c. The bid price shall include, as applicable, all items of labor, materials, tools, equipment,

transportation, and other costs necessary to complete the manufacture, delivery, assembly, installation

and drawings, if required, of the materials or services required in this procurement.

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d. The quantities specified for purchase by KCATA are based upon the best available estimates, taking

into consideration the consumption during the past periods, and do not determine the actual amount

the Authority may order during the contract period. The quantities are subject to change. Payment

will be based on actual order quantities based on the unit rates quoted.

e. It is the intention of the specifications to provide complete and accurate descriptions for materials

and/or services required by the KCATA. Any materials or services omitted from the specifications

that are clearly necessary for the completion of this bid, although not directly specified or called for

in the specifications, shall be considered a portion of the bid. Bidder shall indicate the additional

material and services it has determined to be required for this procurement.

f. Bids shall indicate the unit price, extended to reflect the total bid. Any difference between the unit

price correctly extended and the total price shall be resolved in favor of the unit price, except where

the bidder clearly indicates that the total price is based on consideration of being awarded all items of

the bid.

g. Bid shall be net and shall reflect any available discount. Separate discount for timely payment shall

not be given consideration in evaluating bids, except in the case of bids that end in a tie.

h. The KCATA is exempt from payment of federal, state and local sales taxes, and such taxes shall not

be included in the bid price. Nevertheless, the bidder is not exempt from these taxes when purchasing

materials directly from its supplier.

7. Omissions and Form of Contract

a. Omissions. The Contractor will be responsible for providing all services, equipment, facilities, and

functions which are necessary for the safe, reliable, efficient, and well-managed operation of the

program, within the general parameters described in this IFB, and consistent with established industry

practices, regardless of whether those services, equipment, facilities, and functions are specifically

mentioned in this IFB or not. The bidder should clearly identify any omissions to the requirements

set forth in the IFB.

b. Form of Contract. The standard contract terms and conditions stated herein address various legal and

administrative duties and responsibilities assumed by persons or organizations contracting with

KCATA. It contains terms and conditions affecting the successful performance of the procurement.

Bids shall not stipulate any conditions or exceptions to the bid package or addenda. The successful

bidder will be expected to execute this contract.

8. Authorization to Bid.

a. Sealed bids, one original and one (1) copy, shall be signed by an authorized official and submitted to

the Procurement Department, Attn: Julie Lombard, Senior Buyer, KCATA, 1350 E. 17th Street,

Kansas City, Missouri, 64108. The bid number shall be clearly marked on the front of the return

envelope.

b. If an individual doing business under a fictitious name makes the bid, the bid shall so state. If the bid

is made by a partnership, the full names and addresses of all members of the partnership shall be given

and one principal member shall sign the bid. If a corporation, Limited Liability Company or other

legal entity makes the bid, an authorized officer shall sign it in the corporate name. If the bid is made

by a joint venture, the full names and addresses of all members of the joint venture shall be given and

one member shall sign the bid authorized thereof.

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9. Submittal Deadline.

a. Sealed bids will be received until the date and time specified for bid closing in Section I, “Bid

Schedule”. Bids received before the bid closing time will be kept securely sealed. Bids submitted by

facsimile (fax) machine or electronic mail (e-mail) will not be accepted.

b. At a time specified for bid opening, all bids properly received will be publicly opened and read aloud.

Any bid received after this time will not be considered.

10. Incomplete Bid.

All documents that are required to be submitted with this Bid are listed in Section 6. The bidder shall read

all forms carefully before signing. Incomplete bid documents may render the bid non-responsive.

11. Withdrawal of Bids.

a. Bids may be withdrawn upon written request received by the KCATA before the time fixed for

closing. Withdrawal of a bid shall not prejudice the right of the bidder to submit a new bid, provided

it is received in a timely manner as provided above. The bond or certified check of any bidder

withdrawing its bid, in accordance with the foregoing condition, will be returned promptly.

b. No bids may be withdrawn for a period of ninety (90) days after the time set herein for the opening

of bids.

12. Disclosure of Proprietary Information.

a. A bidder may restrict the disclosure of scientific and technological innovations in which it has a

proprietary interest, or other information that is protected from public disclosure by law, which is

contained in the bids by:

(1) marking each page of each such document prominently in at least 16 point font with the words

“Proprietary Information;”

(2) printing each page of each such document in a different color paper than the paper which the

remainder of the bid is printed; and

(3) segregating each page of each such document in a sealed envelope, which shall prominently

display, on the outside, the words “Proprietary Information” in at least 16 point font, along with

the name and address of the Bidder.

b. After either a contract is executed pursuant to this IFB, or all bids are rejected, the bids will be

considered public records open for inspection. If access to documents marked “Proprietary

Information,” as provided above, is requested under the Missouri Open Records Law, the KCATA

will notify the Bidder of the request and the Bidder shall have the burden to establish that such

documents are exempt from disclosure under the Law. Notwithstanding the foregoing, in response to

a formal request for information, the KCATA reserves the right to release any documents if the

KCATA determines that such information is a public record pursuant to the Missouri Sunshine Law.

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13. Disadvantaged Business Enterprise (DBE) Requirements

a. For this project there has been no goal established for DBE participation. DBE firms are

encouraged to submit bids as Prime Contractors or Subcontractors.

b. To be eligible a firm must 1) be certified as a DBE under U. S. Department of Transportation’s

guidelines found in 49 CFR Part 26; and 2) hold a current, valid certification from a member of the

Missouri Regional Certification Committee (MRCCC). A database of certified firms may be found

at www.modot.mo.gov/ecr/index.htm.

c. Contractors not meeting the established DBE goal on this project must provide documentation that

good faith efforts were expended to try to meet the goal. Good faith efforts are efforts that, given all

relevant circumstances, a Proposer actively and aggressively seeking to meet the goals can reasonably

be expected to make.

d. In evaluating good faith efforts, KCATA will consider whether the Proposer has performed the

following, along with any other relevant factors:

1. Advertised opportunities to participate in the contract in general circulation media, trade and

professional association publications, small and minority business media, and publications of

minority and women’s business organizations in sufficient time to allow DBE firms to participate

effectively.

2. Provided notice to a reasonable number of minority and women’s business organizations of

specific opportunities to participate in the contract in sufficient time to allow DBE firms to

participate effectively.

3. Sent written notices, by certified mail or facsimile, to qualified DBEs soliciting their participation

in the contract in sufficient time to allow them to participate effectively.

4. Attempted to identify portions of the work for qualified DBE participation in order to increase

the likelihood of meeting the goals, including breaking down contracts into economically feasible

units. A Proposer should send letters by certified mail or facsimile to those DBE contractors

identified by the MRCC listed in those categories, which are in those subcontractors’ scope of

work. The portion of work for which a proposal from a DBE is being solicited shall be as specific

as possible. Letters which are general are not acceptable.

5. Requested assistance in achieving the goals from KCATA and acted on the KCATA’s

recommendations.

6. Conferred with qualified DBEs and explained the scope and requirements of the work for which

their bids or proposals were solicited.

7. Attempted to negotiate in good faith with qualified DBEs to perform specific subcontracts; not

rejecting them as unqualified without sound reasons based on a thorough investigation of their

capabilities. Documentation of good faith negotiations with DBEs from whom proposals were

received in an effort to reach a mutually acceptable price should include:

a. Names, addresses and telephone numbers of DBEs that were contacted and date of

contact;

b. The information provided to DBEs regarding the plans and specifications for portions

of the work to be performed by them;

http://www.modot.mo.gov/ecr/index.htm

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c. The reasons no agreement was reached with any DBE, including the basis for any

Bid rejection (i.e., availability, price, qualifications or other);

d. Descriptions of attempts to provide technical assistance to DBEs to obtain necessary

insurance and/or to obtain necessary supplies at the best prices available.

e. DBE Participation Credit

1. The following shall be credited towards achieving the goals, except as provided herein:

a. The total contract dollar amount that a qualified DBE Prime Contractor earns for its portion

of work done on the contract that is done by its own workforce, is performed in a category in

which the DBE is currently certified, and is a commercially useful function as defined by the

Program.

b. The total contract dollar amount that a Prime Contractor has paid or is obligated to pay to a

subcontractor that is a qualified DBE; and

c. Subcontractor participation with a lower tier DBE subcontractor; and

d. Sixty percent (60%) of the total dollar amount paid or to be paid by a Prime Contractor to

obtain supplies or goods from a supplier who is not a manufacturer and who is a qualified

DBE. If the DBE is a manufacturer of the supplies, then one hundred percent (100%) may

be credited, to be determined on a case-by-case basis.

2. No credit, however, will be given for the following:

a. Participation in a contract by a DBE that does not perform a commercially useful function as

defined by the Program; and

b. Any portion of the value of the contract that a DBE Subcontractor subcontracts back to the

prime contractor or any other contractor who is not a qualified DBE; and

c. Materials and supplies used on the contract unless the DBE is responsible for negotiating the

price, determining quality and quantity, ordering the materials and installing (where

applicable) and paying for material itself; and

d. Work performed by a DBE in a scope of work other than that in which the DBE is currently

certified.

f. Requests for Subcontractor Modification or Replacement.

1. Prior to an award of a negotiated procurement and once a contract has been awarded, Contractor

may not substitute, delete or terminate a DBE subcontractor without KCATA’s prior written

consent. This includes, but is not limited to, instances in which a Contractor seeks to perform

work originally designated for a DBE subcontractor with its own forces or those of an affiliate, a

non-DBE firm, or with another DBE firm.

2. Written consent of termination may be given if the Contractor has demonstrated good cause.

Good cause includes the following circumstances.

a) The listed DBE subcontractor fails or refuses to execute a written contract; or

b) The listed DBE subcontractor fails or refuses to perform the work of its subcontract in a way

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consistent with normal industry standards. Provided, however, that the good cause does not

exist if the failure or refusal of the DBE subcontractor to perform its work on the subcontract

results from the bad faith or discriminatory action of the Prime Contractor; or

c) The listed DBE subcontractor fails or refuses to meet the Prime Contractor’s reasonable,

nondiscriminatory bond requirements; or

d) The listed DBE subcontractor becomes bankrupt, insolvent, or exhibits credit unworthiness;

or

e) The listed DBE subcontractor is ineligible to work on public works projects because of

suspension and debarment proceedings pursuant to 2 CFR Parts 180, 215 and 1200 or

applicable state law; or

f) The DBE subcontractor is not a responsible contractor; or

g) The listed DBE subcontractor voluntarily withdraws from the project and provides the Prime

Contractor written notice of its withdrawal;

h) The listed DBE is ineligible to receive DBE credit for the type of work required;

i) A DBE owner dies or becomes disabled with the result that the listed DBE contractor is

unable to complete its work on the contract;

j) Other documented good cause that compels KCATA to terminate the DBE subcontractor.

Provided the good cause does not exist if the Prime contractor seeks to terminate a DBE it

relied upon to obtain the contract so that the Prime Contractor can self-perform the work for

which the DBE contractor was engaged or so that the Prime Contractor can substitute another

DBE or non-DBE contractor.

3. Before submitting its request to terminate or substitute a DBE subcontractor, the Prime

Contractor must give notice in writing to the DBE subcontractor, with a copy to KCATA, of its

intent to request to terminate and/or substitute, and the reason for the request.

4. The Prime Contractor must give the DBE five days to respond to the Prime Contractor’s notice

and advise KCATA and the Contractor of the reasons, if any, why it objects to the proposed

termination of its subcontract and why KCATA should not approve the Prime Contractor’s

action. If required in a particular case as a matter of public necessity (e.g., safety), the response

period may be shortened.

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SECTION 4

BID EVALUATION, ACCEPTANCE AND AWARD

1. Bid Evaluation.

a. It is the intent of the KCATA to award a contract to the responsive and responsible bidder whose bid

conforming to this IFB, is the lowest in price and, in KCATA’s sole discretion, provides the best

value to the KCATA. Factors such as discounts, transportation costs and life cycle costs will be

considered in determining which bid is lowest in price.

b. A responsible bidder possesses the ability to perform successfully under the terms and conditions of

the proposed contract considering matters including Contractor integrity, record of past performance,

and financial and technical resources.

c. The low bidder will be required to demonstrate its ability to provide the times and/or perform services

contained in the solicitation, in a timely manner, to the complete satisfaction of the Authority. Doubt

as to technical ability, productive capability, and financial strength which cannot be resolved

affirmatively may result in a determination of non-responsibility by KCATA.

d. If the low bidder is eliminated, then the second lowest bidder will be required to demonstrate its ability

to perform services as described herein. This process will continue to the next lowest bidder until a

bidder successfully meets the specification requirements.

e. KCATA reserves the right to investigate the qualifications of all bidders under consideration to

confirm any part of the information furnished by a bidder, or to require other evidence of managerial,

financial or other capabilities which are considered necessary for the successful performance of the

contract.

2. Bid Acceptance.

Each bid is to be submitted with the understanding that the acceptance in writing by the KCATA of the

bid to furnish the materials and services, or any part thereof, described therein shall constitute a contract

between the bidder and the KCATA which shall bind the bidder on its part to furnish and deliver at the

price given and in accordance with the terms and conditions of said accepted bid and these conditions.

3. Unbalanced Bid.

The Authority may determine that a bid is non-responsive if the prices proposed are materially

unbalanced. A bid is materially unbalanced when it is based on prices significantly less than cost or prices

significantly overstated relative to cost.

4. Bid Award.

a. The KCATA reserves the right to award to other than the low bidder and to award any or all items of

the bid.

b. In the case of multiple line items, the KCATA reserves the right to award the entire bid to one bidder,

or to split the award of the items to multiple bidders.

c. If awarded at all, the bid may be awarded to the bidder whose total price is lowest, whose bid is

responsive to the invitation thereof, and who is determined to be technically and financially

responsible to perform as required. The KCATA reserves the right to accept another bid, if it is in the

best interest of the Authority. Conditional bids and any bid taking exception to these instructions or

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conditions, to the contract conditions or specifications, or to other contract requirements may be

considered non-responsive and may be rejected.

5. Purchase Order or Contract.

a. Upon acceptance and award of a bid by KCATA, a purchase order or contract shall be issued thereon

and shall constitute a contract for furnishing the items described in the bid in strict conformity with

the specifications and bid conditions.

b. The purchase order or contract shall be considered as made in Kansas City, Missouri, and the

construction and enforcement of it shall be in accordance with the laws of the State of Missouri except

those pertaining to conflicts of law.

6. Bidder’s Responsibilities.

a. By submitting a bid, the bidder represents that bidder has read and understands the IFB and the bid is

made in accordance with the IFB; and

b. By submitting a bid, the bidder represents that bidder possesses the capabilities, resources, and

personnel necessary to provide efficient and successful service to KCATA.

7. Reservations.

This IFB does not commit KCATA to award a contract, to pay any cost incurred in preparation of a bid,

or to procure a contract for services. The KCATA reserves the right to waive informalities or irregularities

in bids, and to reject any or all bids; to cancel this IFB in part or in its entirety, and to re-advertise for bid

if it is in the best interest of the Authority. KCATA shall be the sole judge of what is in its best interest

with respect to this IFB.

8. Debarment.

a. The bidder shall certify that it is not included in the "U.S. General Services Administration's List of

Parties Excluded from Federal Procurement or Non-procurement Programs".

b. The bidder agrees to refrain from awarding any subcontract of any amount (at any tier) to a debarred

or suspended subcontractor, and to obtain a similar certification from any subcontractor (at any tier)

seeking a contract exceeding $25,000.

c. The bidder agrees to provide the KCATA a copy of each conditioned debarment or suspension

certification provided by a prospective subcontractor at any tier, and to refrain from awarding a

subcontract with any party that has submitted a conditioned debarment or suspension certification

until FTA approval is obtained.

9. Employee Eligibility Verification.

a. The bidder is required by sworn affidavit and provision of documentation, to affirm its enrollment

and participation in a federal work authorization program with respect to employees working in

connection with the contracted services.

b. The bidder shall also affirm that it does not knowingly employ any person in connection with the

contracted services who does not have the legal right or authorization under federal law to work in

the United States as defined in 8 U.S.C. §1324a(h)(3).

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c. The bidder is required to obtain the same affirmation from all subcontractors at all tiers.

10. Licenses and Permits.

a. The bidder shall, without additional expense to KCATA, be responsible for obtaining any necessary

licenses and permits, and for complying with all federal, state, and municipal laws, codes, and

regulations applicable to the providing of products, equipment or materials, or the performance of the

work in this procurement.

b. The Contractor shall comply with all applicable and current rules, regulations and ordinances of any

applicable federal, state, county or municipal governmental body or authority, including those as set

forth by the Environmental Protection Agency (EPA), the Missouri Department of Natural Resources

(MDNR), the Kansas Department of Health and Environment (KDHE), the FTA, the Department of

Transportation (DOT), and the City of Kansas City, Missouri.

11. Lobbying.

a. Pursuant to Public Law 104-65, the bidder is required to certify that no federal funds were used to

influence or attempt to influence an officer or employee of any federal department or agency, a

member of Congress or State legislature, an officer or employee of Congress or State legislature, or

an employee of a member of Congress or State legislature regarding the project(s) included in the

KCATA purchase order or the contract.

b. Bidders who use non-federal funds for lobbying on behalf of specific projects or bids must submit

disclosure documentation when these efforts are intended to influence the decisions of federal

officials. If applicable, Standard Form-LLL, "Disclosure Form to Report Lobbying", is required with

the bidder's first submission initiating the KCATA's consideration for a KCATA purchase order or

the contract. Additionally, disclosure forms are required each calendar quarter following the first

disclosure if there has been a material change in the status of the previous disclosure. A material

change includes: 1) a cumulative increase of $25,000 or more in the amount paid or expected to be

paid for influencing or attempting to influence a covered federal action; 2) a change in the person(s)

or individual(s) influencing or attempting to influence a covered federal action; or 3) a change in the

officer(s) or employee(s) or member(s) contacted to influence or attempt to influence a covered

federal action.

c. The bidder is required to obtain the same certification and disclosure from all subcontractors (at all

tiers) when the federal money involved in the subcontract is $100,000 or more. Any such disclosure

forms received by the bidder must be forwarded to the KCATA.

12. Required Documentation

A. References.

Bidders shall complete the References Form (Attachment J) indicating up to four (4) firms that represent

work that is similar to this procurement. Include the company name, address, contact person, telephone

number, contract amount, and length of contract.

B. Bid Response Form.

Bidders shall complete the Pricing Pages (Attachment K) including the “Schedule of Participation by

Contractor and Subcontractors” (Attachment C) listing all subcontractors (including DBEs) and the value

of work committed to them.

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Bidders utilizing DBEs in their bid must include Attachment E.2 and E.3, “Prime Contractor Affidavit

Regarding DBE Participation.”

C. Vendor Registration Form.

All bidders doing business with the KCATA shall complete a Vendor Registration Form (Attachment A).

However, bidders that have previously submitted an application within the past two (2) years need not

return this form. To verify your firm’s registration status, contact the KCATA Procurement Department

at (816) 346-0254.

13. Employee Eligibility Verification.

a. The bidder is required by sworn affidavit and provision of documentation, to affirm its enrollment

and participation in a federal work authorization program with respect to employees working in

connection with the contracted services. (Refer to Attachment F.1 and F.2).

b. The bidder shall also affirm that it does not knowingly employ any person in connection with the


the United States as defined in 8 U.S.C. §1324a(h)(3).

c. The bidder is required to obtain the same affirmation from all subcontractors at all tiers.

14. Certification of Debarment.

All bidders, and their subcontractors if applicable, shall complete the Certification of Primary Participant

Regarding Debarment Suspension and Other Responsibility Matters Form (Attachment G.1 and G.2)

certifying that they are not debarred, etc. from bidding on federal procurements.

15. DBE Certification.

a. The KCATA recognizes firms that have been certified as Disadvantaged Business Enterprises (DBEs)

under the criteria established by the U. S. Department of Transportation’s Regulations 49 C.F.R. Part

26. Contractors using DBE firms as subcontractors must submit a current certificate or letter of DBE

certification from a member of the Missouri Regional Certification Committee (MRCC).

b. All bidders requesting to become certified Disadvantaged Business Enterprises with the KCATA must

complete the proper paperwork and certifications.

c. For information and the necessary forms for the certification process, please contact KCATA’s DBE

Specialist Denise Adams at (816) 346-0224.

16. Certification of Lobbying.

All bidders, and their subcontractors, if possible, shall complete the Certification of Lobbying Form

(Attachment H.1 and H.2) when submitting bids for federal projects.

17. Buy America Certification.

All bidders as applicable shall complete the appropriate part of the Buy America Certificate Form

(Attachment I) to certify that steel, iron, and manufactured products used in this project are produced in

the United States, or if rolling stock, that the cost of the components is more than 60 percent of the total

cost with final assembly taking place in the United States.

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18. Affirmative Action Compliance.

a. The Federal Transit Administration’s (FTA) EEO Program objectives are to ensure that FTA

applicants, recipients, subrecipients, Contractors and/or subcontractors (which include all business

wishing to do business with KCATA) abide by Federal Transit Laws, 49 U.S.C. 5332(b).

b. Firms that do not have a current Affirmative Action compliance certification with the KCATA must

submit the following documents:

(1) A copy of your firm’s current Affirmative Action Program and/or Policy statement and a

completed Workforce Analysis Report; Form AA1, Part 2 (Attachment E.1). See Attachment

E.1, Guidelines for Workforce Analysis Form (Form AA1, Part 1, Form EE0-1 may be

substituted).

(2) Subject to approval by the KCATA, current certificate of Affirmative Action compliance from a

local government agency may be submitted in lieu of a program or policy statement.

(3) A letter requesting exemption from filing an Affirmative Action Program if your firm has twenty-

five (25) or fewer employees. A signed, notarized letter on company letterhead listing the

employees, their race, sex, job title and annual salary must be submitted.

c. For questions on these requirements, or assistance in completing the forms, please contact KCATA’s

Contracting/Supplier Diversity Coordinator at (816) 346-0224.

19. Warranty; Warranty of Title

The Contractor agrees that products, equipment, materials or services furnished under this Contract, shall

be covered by the most favorable warranties the Contractor gives to any customer of such products,

equipment, materials or services, and that the rights and remedies provided herein are in addition to and

do not limit any rights afforded to KCATA by any other clause in this Contract.

Upon final acceptance by KCATA of all work to be performed by the Contractor, KCATA shall so notify

the Contractor in writing. The date of final acceptance shall commence the warranty period.

Contractor shall provide KCATA with good and marketable title to all products, equipment or materials

delivered under this Contract, free and clear of all liens and encumbrances.

20. Receipt of Addenda.

In the event that Addenda are issued against this Invitation to Bid, bidders will be issued a Receipt of

Addenda Form to complete and return with the Invitation to Bid, acknowledging receipt of all addenda

issued. This is to safeguard KCATA and the bidder against failure to communicate any important

information and changes to the scope of the procurement.

21. Other Documents.

Bidders shall submit any other documents necessary to complete this bid. This may include technical

information or product brochures.

IFB #15-3133-33


SECTION 5

CONTRACT TERMS AND CONDITIONS

1. ACCEPTANCE OF MATERIALS – NO RELEASE:

Acceptance of any portion of the products, equipment or materials prior to final acceptance shall not

release the Contractor from liability for faulty workmanship or materials, or for failure to fully comply

with all of the terms of this Contract. KCATA reserves the right and shall be at liberty to inspect all

products, equipment or materials and workmanship at any time during the Contract term, and shall have

the right to reject all materials and workmanship which do not conform with the conditions, Contract

requirements or specifications; provided, however, that KCATA is under no duty to make such

inspection, and Contractor shall (notwithstanding any such inspection) have a continuing obligation to

furnish all products, services, equipment or materials and workmanship in accordance with the

instructions, Contract requirements and specifications. Until delivery and acceptance, and after any

rejections, risk of loss will be on the Contractor, unless loss results from negligence of KCATA.

2. AGREEMENT IN ENTIRETY:

This Contract represents the entire and integrated agreement between the parties and supersedes all prior

negotiations, representations or agreements, either written or oral. This Contract may be amended only by

written instrument signed by all parties.

3. ASSIGNMENT:

The Contractor shall not assign any interest in this Contract and shall not transfer any interest in the same

(whether by assignment or novation), without the prior written consent of KCATA. In the event of KCATA’s

consent to assignment of this Contract, all of the terms, provisions and conditions of the Contract shall be

binding upon and inure to the benefit of the parties and their respective successors, assigns and legal

representatives.

4. BANKRUPTCY:

In the event the Contractor enters into proceedings relating to bankruptcy, whether voluntary or involuntary,

the Contractor agrees to furnish, by certified mail, written notification of the bankruptcy to the KCATA

official identified in the “Notification and Communication” section. This notification shall be furnished

within five (5) days of the initiation of the proceedings relating to bankruptcy filing. This notification shall

include the date on which the bankruptcy petition was filed, the identity of the court in which the bankruptcy

petition was filed, and a listing of KCATA Contract numbers against which final payment has not been made.

This obligation remains in effect until final payment under this Contract.

5. BREACH OF CONTRACT; REMEDIES:

A. If the Contractor shall fail, refuse or neglect to comply with the terms of this Contract, such failure shall

be deemed a total breach of Contract and the Contractor shall be subject to legal recourse by KCATA,

plus all costs resulting from the failure to comply including the KCATA’s reasonable attorney fees,

whether or not suit be commenced.

B. The duties and obligations imposed by this Contract and the rights and remedies available hereunder

shall be in addition to and not a limitation of any duties, obligations, rights and remedies otherwise

imposed or available by law or equity. No action or failure to act by KCATA shall constitute a waiver

of any right or duty afforded under this Contract, nor shall any such action or failure to act constitute an

approval of or acquiescence in any breach hereunder, except as may be specifically agreed in writing.

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6. CHANGES:

KCATA may at any time, by a written order, and without notice to the sureties, make changes within the

general scope of this Contract. No such changes shall be made by the Contractor without prior written

approval by KCATA. If any such change causes an increase or decrease in the Contract sum, or the time

required for performance of this Contract, whether changed or not changed by such order, an equitable

adjustment shall be made by written modification. Any Contractors’ claim for adjustment under this clause

must be asserted within 30 days from the date of receipt by the Contractor of the notification of change.

Nothing in this clause shall excuse the Contractor from proceeding with the Contract as changed.

7. CHANGES TO FEDERAL REQUIREMENTS:

Contractor shall at all times comply with all applicable FTA regulations, policies, procedures and directives,

including without limitation, those listed directly or by reference in the Agreement between the Authority

and FTA (FTA MA (18) dated October 1, 2011), as they may be amended or promulgated from time to time

during the term of this Contract. Contractors’ failure to so comply shall constitute a material breach of this

Contract. Contractor agrees to include this clause in all subcontracts at any tier. It is further agreed that the

clause shall not be modified, except to identify the subcontractors who will be subject to its provisions.

8. CIVIL RIGHTS:

A. Nondiscrimination. In accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. §

2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section

202 of the Americans with Disabilities Act of 1990, 42 U.S. C. § 12132, and Federal transit law at 49

U.S.C. § 5332, the Contractor agrees that it will not discriminate against any employee or applicant

for employment because of race, color, creed, age, sex, sexual orientation, gender identity, national

origin or disability. In addition, the Contractor agrees to comply with applicable Federal

implementing regulations and other implementing regulations that the Federal Transit Administration

(FTA) may issue.

B. Equal Employment Opportunity. The following equal employment opportunity requirements

apply to this Contract:

1. Race, Color, Creed, National Origin or Sex. In accordance with Title VII of the Civil Rights

Act, as amended, 42. U.S.C. §2000e, et seq., and Federal transit laws at 49 U.S.C. §5332, the

Contractor agrees to comply with all applicable equal opportunity requirements of the U.S.

Department of Labor (U.S. DOL) regulations, “Office of Federal Contract Compliance

Programs, Equal Employment Opportunity, Department of Labor” 41 C.F.R. Parts 60 et seq.,

(which implement Executive Order No. 11246, “Equal Employment Opportunity,” as amended

by Executive Order No. 11375, “Amending Executive Order 11246 Relating to Equal

Employment Opportunity,” 42 U.S.C. 2000e note), and with any applicable Federal statutes,

executive orders, regulations, and Federal policies that may in the future affect construction

activities undertaken in the course of the Contract. The Contractor agrees to take affirmative

action to ensure that applicants are employed, and that employees are treated during employment

without regard to their race, color, creed, age, sex, sexual orientation, gender identity or national

origin. Such action shall include, but not be limited to, the following: employment, upgrading,

demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay

or other forms of compensation; and selection for training, including apprenticeship. In addition,

the Contractor agrees to comply with any implementing requirements FTA may issue.

2. Age. In accordance with Section 4 of the Age Discrimination in Employment Act of 1967, as

amended, 29 U.S.C. § 623 and Federal transit law at 49 U.S.C. §5332, the Contractor agrees to

IFB #15-3133-33


refrain from discrimination against present and prospective employees for reason of age. In

addition, the Contractor agrees to comply with any implementing requirements FTA may issue.

3. Disabilities. In accordance with section 102 of the Americans with Disabilities Act, as amended,

42 U.S.C. §12112, the Contractor agrees that it will comply with the requirements of U.S. Equal

Employment Opportunity Commission, “Regulations to Implement the Equal Employment

Provisions of the Americans with Disabilities Act,” 29 C.F.R. Part 1630, pertaining to

employment of persons with disabilities. In addition, the Contractor agrees to comply with any

implementing requirements FTA may issue.

C. ADA Access Requirements. In accordance with section 102 of the Americans with Disabilities

Act, as amended, 42 U.S.C. § 12112 and section 504 of the Rehabilitation Act of 1973, as amended,

29 U.S.C. § 794, the Contractor agrees that it will comply with the requirements of U.S.

Department of Transportation regulations, “Transportation Services for Individuals with

Disabilities (ADA),” 49 CFR Part 37; and U.S. Department of Transportation regulations,

“Americans with Disabilities Accessibility Specifications for Transportation Vehicles,” 36 CFR

Part 1192 and 49 CFR Part 38, pertaining to facilities and equipment to be used in public

transportation. In addition, the Contractor agrees to comply with the requirements of 49 U.S.C. §

5301 (d) which expresses the Federal policy that the elderly and persons with disabilities have the

same right as other persons to use mass transportation services and facilities, and that special

efforts shall be made in planning and designing those services and facilities to implement

transportation accessibility rights for elderly persons and persons with disabilities. Contractor also

agrees to comply with any implementing requirements FTA may issue.

D. Contractor understands that it is required to include this Article in all subcontracts. Failure by the

Contractor to carry out these requirements or to include these requirements in any subcontract is a

material breach of this Contract, which may result in the termination of this Contract or such other

remedy as the KCATA deems appropriate, including but not limited to withholding monthly

progress payments and/or disqualifying the Contractor from future bidding as non-responsible.

9. CONFLICTS OF INTEREST (ORGANIZATIONAL):

The Contractor certifies that it has no other activities or relationships that would make the Contractor unable,

or potentially unable, to render impartial assistance or advice to KCATA, or that would impair the

Contractor’s objectivity in performing work under this Contract, or that would result in an unfair competitive

advantage to Contractor or to another third party performing the Project work.

10. CONTRACTOR’S PERSONNEL:

All of the services required hereunder shall be performed by the Contractor or under its supervision and all

personnel engaged in the services shall be fully qualified and authorized under state and local law to perform

such services. Any change in the key personnel, as described in the contractor’s bid response, shall be subject

to the written approval of KCATA; such approval shall not be unreasonably withheld. The parties agree that

at all times during the entire term of this Contract that the persons listed in Contractor’s bid shall serve as the

primary staff person(s) of Contractor to undertake, render and oversee all of the services of this Contract

subject to KCATA’s right to remove personnel. KCATA reserves the right to require the Contractor to

remove any personnel and or subcontractors for any cause provided such request for removal shall be

documented in writing to Consultant.

11. CONTRACTOR’S RESPONSIBILITY:

No advantage shall be taken by the Contractor or its subcontractor of the omission of any part or detail

that goes to make any services, products, equipment or materials complete and operable for use by

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KCATA. In case of any variance, this specification shall take precedence over Contractor’s or

subcontractor’s own specifications. The Contractor shall assume responsibility for all products,

equipment, materials and services used whether the same is manufactured by the Contractor or purchased

ready made from a source outside the Contractor’s company. In the case of the replacement of a

subcontractor, the Contractor shall, within five (5) days, notify KCATA in writing of the replacement and

provide name, address, telephone number, and the type of service.

12. DEBARMENT AND SUSPENSION CERTIFICATION:

The Contractor, its principals and any affiliates, shall certify that it is not included in the “U.S. General

Services Administration’s List of Parties Excluded from Federal Procurement or Non-procurement

Programs,” as defined at 49 CFR Part 29, Subpart C.

The Contractor agrees to refrain from awarding any subcontract of any amount (at any tier) to a debarred or

suspended subcontractor, and to obtain a similar certification from any subcontractor (at any tier) seeking a

contract exceeding $25,000.

The Contractor agrees to provide KCATA a copy of each conditioned debarment or suspension certification

provided by a prospective subcontractor at any tier, and to refrain from awarding a subcontract with any party

that has submitted a conditioned debarment or suspension certification until FTA approval is obtained.

13. DELIVERY

Materials and/or equipment shall be delivered to Kansas City Area Transportation Authority, Central

Receiving Facility, Building #1, 1350 East 17th Street, Kansas City, Missouri, 64108. KCATA will

assume custody of property at other locations, if so directed in writing by KCATA. Packing slips shall be

furnished with the delivery of each shipment. KCATA reserves the right to inspect all deliveries or

services before acceptance. All external components shall be wrapped for protection against damage

during shipping and handling. Each specified unit shall be delivered to KCATA in first class condition

and the Contractor shall assume all responsibility and liability for said delivery. KCATA reserves the

right to extend delivery or installation, postpone delivery or installation, or reschedule delivery or

installation in case the delivery or installation of service equipment under this Agreement shall be

necessarily delayed because of strike, injunction, civil disturbance, government controls, or by reason of

any cause of circumstance beyond the control of the Contractor, as detailed in writing by the Contractor.

The time of completion of a delivery or installation shall be extended by a number of days to be determined

in each instance by KCATA.

14. DISADVANTAGED BUSINESS ENTERPRISE (DBE):

A. This Contract is subject to the requirements of Title 49, Code of Federal Regulations, Part 26,

Participation by Disadvantaged Business Enterprises in Department of Transportation Financial

Assistance Programs. A separate contract goal has not been established for this procurement.

B. The Contractor shall not discriminate on the basis of race, color national origin, or sex in the

performance of this Contract. The Contractor shall carry out applicable requirements of 49 CFR.

Part 26 in the award and administration of this DOT-assisted contract. Failure by the Contractor

to carry out these requirements is a material breach of this Contract, which may result in the

termination of this Contract or such other remedy as KCATA deems appropriate. Each subcontract

the Contractor signs with a subcontractor must include the assurance in this paragraph (see 49

C.F.R. 26.13(b)).

C. The Contractor may not substitute, remove or terminate a DBE subcontractor without KCATA’s

prior written consent. Written consent of termination may only be given if the Contractor has

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demonstrated good cause. Before submitting its request to terminate or substitute a DBE

subcontractor, the Prime Contractor must give notice in writing to the DBE subcontractor, with a

copy to KCATA, of its intent to request to terminate and/or substitute, and the reason for the

request. The Contractor must give the DBE five days to respond to the Contractor’s notice and

advise KCATA and the Contractor of the reasons, if any, why it objects to the proposed termination

of its subcontract and why KCATA should not approve the Contractor’s action. If required in a

particular case as a matter of public necessity (e.g., safety), the response period may be shortened.

D. Good Cause. Good cause includes, but is not limited to, the following circumstances:

1. The listed DBE subcontractor fails or refuses to execute a written contract; or

2. The listed DBE subcontractor fails or refuses to perform the work of its normal industry standards

provided, however, that the good cause does not exist if the failure or refusal of the DBE

subcontractor to perform its work on the subcontract results from the bad faith or discriminatory

action of the Prime Contractor; or

3. The listed DBE subcontractor fails or refuses to meet the Prime Contractor’s reasonable,

nondiscriminatory bond requirements; or

4. The listed DBE subcontractor becomes bankrupt, insolvent, or exhibits credit unworthiness; or

5. The listed DBE subcontractor is ineligible to work on public works projects because of

suspension and debarment proceedings pursuant to 2 CFR Parts 180, 215 and 1200 or applicable

state law; or

6. The DBE subcontractor is not a responsible contractor; or

7. The listed DBE subcontractor voluntarily withdraws from the project and provides the Prime

Contractor written notice of its withdrawal; or

8. The listed DBE is ineligible to receive DBE credit for the type of work required; or

9. A DBE owner dies or becomes disabled with the result that the listed DBE contractor is unable

to complete its work on the contract; or

10. Other documented good cause that compels KCATA to terminate the DBE subcontractor.

Provided the good cause does not exist if the Prime contractor seeks to terminate a DBE it relied

upon to obtain the contract so that the Prime Contractor can self-perform the work for which the

DBE contractor was engaged or so that the Prime Contractor can substitute another DBE or non-

DBE contractor.

E. Before submitting its request to terminate or substitute a DBE subcontractor, the Prime Contractor

must give notice in writing to the DBE subcontractor, with a copy to KCATA, of its intent to request

to terminate and/or substitute, and the reason for the request. The Prime Contractor must give the

DBE five days to respond to the Prime Contractor’s notice and advise the KCATA and the Contractor

of the reasons, if any, why it objects to the proposed termination of its subcontract and why KCATA

should not approve the Prime Contractor’s action. If required in a particular case as a matter of public

necessity (e.g., safety), the response period may be shortened.

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15. DISCLAIMER OF FEDERAL GOVERNMENT OBLIGATIONS OR LIABILITY:

The Contractor, and any subcontractors acknowledge and agree that, notwithstanding any concurrence by

the Federal Government in or approval of the solicitation or award of this contract, absent the express written

consent by the Federal Government, the Federal Government is not a party to this contract and shall not be

subject to any obligations or liabilities to the Contractor, or any other party (whether or not a party to this

Contract) pertaining to any matter resulting from this Contract. It is further agreed that the clause shall be

included in each subcontract and shall not be modified, except to identify the subcontractor who will be

subject to its provision.

16. DISPUTE RESOLUTION:

A. Except as otherwise provided in this Contract, any dispute concerning a question of fact arising under

this Contract which is not disposed of by agreement shall be decided by KCATA's Director of

Procurement, who shall reduce the decision to writing and mail or otherwise furnish a copy to the

Contractor. The decision of the Director of Procurement shall be final and conclusive unless within ten

(10) days from the date of receipt of such copy the Contractor mails or otherwise furnishes a written

appeal addressed to the General Manager, with a copy to the Deputy General Manager and the Director

of Procurement. The determination of such appeal by the General Manager shall be final and conclusive

unless determined by a court of competent jurisdiction to have been fraudulent or capricious, arbitrary,

or not supported by substantial evidence. In connection with any appeal proceeding under this clause

the Contractor shall be afforded an opportunity to be heard and to offer evidence in support of its appeal.

Pending final decision of a dispute hereunder, and unless otherwise directed in writing by KCATA, the

Contractor shall proceed diligently with performance in accordance with the Director of Procurement’s

decision.

B. The duties and obligations imposed by the Contract and the rights and remedies available hereunder shall

be in addition to and not a limitation of any duties, obligations, rights and remedies otherwise imposed

or available by law. No action or failure to act by the KCATA or Contractor shall constitute a waiver of

any right or duty afforded any of them under the Contract, nor shall any such action or failure to act

constitute an approval of or acquiescence in any breach thereunder, except as may be specifically agreed

in writing.

17. EMPLOYEE ELIGIBILITY VERIFICATION:

A. To comply with Section 285.500 RSMo, et seq., the Contractor is required by sworn affidavit and

provision of documentation, to affirm its enrollment and participation in a federal work authorization

program with respect to the employees working in connection with the contracted services. The

Contractor shall also affirm that it does not knowingly employ any person in connection with the


the United States as defined in 8 U.S.C. §1324a(h)(3). The Contractor is required to obtain the same

affirmation from all subcontractors at all tiers with contracts exceeding $5,000.

B. A federal work authorization program is any of the electronic verification of work authorization

programs operated by the United States Department of Homeland Security (E-Verify) or an

equivalent federal work authorization program operated by the United States Department of

Homeland Security to verify information of newly hired employees, under the Immigration Reform

and control Act of 1986 (IRCA), P.L.99-603.

18. ENVIRONMENTAL REGULATIONS:

A. Clean Air - The Contractor agrees to comply with all applicable standards, orders, or regulations

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issued pursuant to the Clean Air Act, as amended, 42 U.S.C. §7401 et seq. The Contractor agrees

to report, and to require each subcontractor at every tier receiving more than $100,000 from this

Contract to report any violation of these requirements resulting from any project implementation

activity to KCATA. KCATA will in turn, report each violation as required to assure notification

to FTA and the appropriate U.S. EPA Regional Office.

B. Clean Water - The Contractor agrees to comply with all applicable standards, orders, or regulations

issued pursuant to the Federal Water Pollution Control Act, as amended, 33 U.S.C. § 1251 et seq. The

Contractor agrees to report, and requires each subcontractor at every tier receiving more than $100,000

from this Contract to report any violation of these requirements resulting from any project

implementation activity to KCATA. The Contractor understands that KCATA will in turn, report

each violation as required to assure notification to FTA and the appropriate U.S. EPA Regional Office.

C. Recovered Materials/Recycled Products - To the extent practicable and economically feasible, the

Contractor agrees to provide a competitive preference for products and services that conserve natural

resources and protect the environment and are energy efficient. Examples of such products may

include, but are not limited to products described in U.S. Environmental Protection Agency guidelines

at 40 CFR Part 247, which implements Section 6002 of the Resource Conservation and Recovery

Act, as amended (42 U.S.C. 6962), and Executive Order 12873. The Contractor also agrees to include

these requirements in each subcontract at every tier receiving more than $10,000.

19. FRAUD AND FALSE OR FRAUDULENT STATEMENTS OR RELATED ACTS:

A. The Contractor acknowledges that the provisions of the Program Fraud Civil Remedies Act of 1986, as

amended, 31 U.S.C. § 3801 et seq. and U.S DOT regulations, “Program Fraud Civil Remedies,” 49 CFR

Part 31, apply to its actions pertaining to the Project. Upon execution of the Contract, the Contractor

certifies and affirms the truthfulness and accuracy of any statement it has made, it makes, or may make

pertaining to the project covered under this Contract. In addition to other penalties that may be

applicable, the Contractor further acknowledges that if it makes a false, fictitious, or fraudulent claim,

statement, submission, or certification, the Federal Government reserves the right to impose the penalties

of the Program Fraud Civil Remedies Act of 1986 on the Contractor to the extent the Federal Government

deems appropriate.

B. The Contractor also acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent

claim, statement, submission, or certification to the Federal Government in connection with this Contract,

the Government reserves the right to impose on the Contractor the penalties of 18 U.S.C. § 1001 and 49

U.S.C. § 5307(n)(1), to the extent the Federal Government deems appropriate.

C. The Contractor agrees to include these clauses in each subcontract, and it is further agreed that the clauses

shall not be modified, except to identify the subcontractor who will be subject to the provisions.

20. GOVERNING LAW:

This Contract shall be deemed to have been made in, and be construed in accordance with, the laws of the

State of Missouri. Any action of law, suit in equity, or other judicial proceeding to enforce or construe this

Contract, respecting its alleged breach, shall be instituted only in the Circuit Court of Jackson County,

Missouri.

21. HEADINGS:

The headings included in this Contract are inserted only as a matter of convenience and for reference, and in

no way define, limit or describe the scope of intent of any provision, and shall not be construed to affect, in

any manner, the terms and provisions hereof of the interpretation or construction thereof.

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22. INCORPORATION OF FEDERAL TRANSIT ADMINISTRATION TERMS:

The provisions in this Contract include certain standard terms and conditions required by the U.S. Department

of Transportation (DOT), whether or not expressly set forth. All contractual provisions required by DOT, as

set forth in FTA Circular 4220.1F or any revision thereto, are hereby incorporated by reference. Anything

to the contrary herein notwithstanding, all FTA mandated terms shall be deemed to control in the event of a

conflict with other provisions contained in the Contract. Contractor shall not perform any act, fail to perform

any act, or refuse to comply with any KCATA requests that would cause KCATA to be in violation of the

FTA terms and conditions. The Contractor agrees to include this clause in all subcontracts at any tier. It is

further agreed that the clause shall not be modified, except to identify the subcontractors who will be subject

to the provision.

23. INDEPENDENT CONTRACTOR:

A. The parties agree that the Contractor is an independent contractor under this Contract. Under no

circumstance shall the Contractor be considered an agent, employee or representative of KCATA and

KCATA shall not be liable for any claims, losses, damages, or liabilities of any kind resulting from any

action taken or failed to be taken by the Contractor.

B. The Contractor shall furnish adequate supervision, labor, materials, supplies, and equipment necessary

to perform all the services contemplated under this Contract in an orderly, timely, and efficient

manner.

24. INSPECTION OF SERVICES:

A. The Contractor shall provide and maintain an inspection system acceptable to the Authority covering

the services provided in the performance of the Contract. “Services” as used in this clause, includes

services performed, quality of the work, and materials furnished or used in the performance of

services.

B. The Contractor shall provide and maintain an inspection system acceptable to the Authority covering

the project. Complete records of all inspection work performed by the Contractor shall be maintained

and made available to the Authority during contract performance and for as long afterwards and the

Contract requires.

C. The Authority has the right to inspect and test all services called for by this Contract to the extent

practicable at all times and places during the term of the Contract. The Authority shall perform

inspection and tests in a manner that will not unduly delay the work.

D. If any of the services performed do not conform to Contract requirements, the Authority may require

the contractor to perform the services again in conformity with Contract requirements for no

additional fee. When the defects in performance cannot be corrected by re-performance, the Authority

may:

1. Require the Contractor to take necessary action to ensure that future performance conforms to

Contract requirements; or

2. Reduce the Contract Sum accordingly.

E. If the Contractor fails to promptly perform the services again or to take the necessary action to ensure

future performance in conformity with contract requirements, the Authority may:

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1. By Contract or otherwise, perform the services and charge to the Contractor any cost incurred by

the Authority that is directly related to the performance of the work; or

2. Terminate the Contract for default.

25. INSURANCE:

A. The insurance required under the purchase order or contract shall be written for not less than any

limits of liability required by law or by those set forth below, whichever is greater, and shall include

contractual liability insurance as applicable to the Contractor’s obligations under the Liability and

Indemnification section below. All policies, except Professional Liability and Workers

Compensation policies, shall name the KCATA, its commissioners, officers and employees as

additional insured’s. The policies shall provide coverage applicable to the operations of KCATA.

Explosion, collapse and underground coverage shall not be excluded. The insurance should be written

with companies acceptable to the KCATA and the companies should have a minimum A.M. Best’s

insurance rating of A-(VIII). An exception to the minimum A.M. Best rating is granted for Workers

Compensation exposures insured through the Builders Association Self Insurance Fund (BASIF) or

Missouri Employers Mutual Insurance Company.

B. The Contractor shall be required to furnish to KCATA copies of required insurance policies and

relevant additional insured endorsements of insurance prior to issuance of the KCATA purchase order

or execution of the contract. If copies of the required insurance policies or endorsements are not then

available, the Contractor shall be required to furnish certificates of insurance prior to execution of the

contract, and thereafter furnish copies of the policies and additional insured endorsements, from time

to time, whenever reasonably requested by KCATA. The certificates (with the exception of

Professional Liability and Workers Compensation coverage) shall specifically state that:

1. Contractual liability coverage is applicable.

2. The Kansas City Area Transportation Authority, its commissioners, officers and employees

are named as additional insured’s on the policies covered by the certificate; using this specific

wording: Kansas City Area Transportation Authority, its commissioners, officers and

employees are named as additional insured’s as respects general liability and where

required by written contract. Any coverage afforded the certificate holder as an additional

insured shall apply as primary and not excess or contributing to any insurance or self-

insurance in the name of the certificate holder, and shall include a waiver of subrogation.

3. Further, from time to time and whenever reasonably requested by KCATA, the Contractor

shall represent and warrant to KCATA (1) the extent to which the insurance limits identified

below have been, or may be, eroded due to paid or pending claims under the policies; and (2)

the identity of other entities or individuals covered as an additional insured on the policies.

Further, the Contractor shall confirm that the insurers’ obligation to pay defense costs under

the policies is in addition to, and not part of the liability limits stated in the policies.

4. All such insurance, with the exception of Professional Liability coverage, shall contain

endorsements that the policies may not be canceled or amended or allowed to lapse by the

insurers with respect to KCATA, its commissioners, officers and employees by the insurance

company without thirty (30) days prior notice by certified mail to KCATA in addition to the

Named Insured (s) and that denial of coverage or voiding of the policy for failure of Contractor

to comply with its terms shall not affect the interest of KCATA, its commissioners, officers

and employees thereunder.

5. The requirements for insurance coverage are separate and independent of any other provision

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under the KCATA purchase order or the contract.

6. Any deductibles or self-insured retentions must be declared to and approved by the KCATA.

If the deductible or self-insured retention is unacceptable to KCATA, at the option of the

Purchasing Department, either the insured shall reduce or eliminate such deductibles or self-

insured retentions as respects the KCATA, its Commissioners, officers, employees and

volunteers; or, the Contractor shall procure a surety bond or letter of credit guaranteeing

payment of losses and related investigations, claim administration and defense expenses.

C. Worker’s Compensation and Employers Liability:

Workers Compensation: Statutory

Employer’s Liability Limit: Bodily Injury by Accident: $500,000 each accident

Bodily Injury by Disease: $500,000 each employee

Bodily Injury by Disease: $500,000 policy limit

The Contractor and any subcontractor shall maintain adequate worker’s compensation insurance as

required by law to cover all employees during performance of services, or during delivery,

installation, assembly or related services in conjunction with this Contract.

D. Commercial General Liability

Bodily Injury and Property Damage: $1,000,000 Each Occurrence

$2,000,000 Annual Aggregate

Contractor shall procure and maintain at all times during the term of the KCATA purchase order or

the contract commercial general liability insurance for liability arising out of the operations of the

Contractor and any subcontractors. The policy (ies) shall include coverage for the Contractor’s and

subcontractors’ products and completed operations. The policy (ies) shall name as an additional

insured, in connection with Contractor's activities, the KCATA, its commissioners, officers, and

employees. Using IS0 Form CG 20 10 11 85 (or OCG20 26 0704 in the case of a Blanket

Endorsement), or such other additional insured forms acceptable to KCATA. The Insurer(s) shall

agree that its policy (ies) is primary insurance and that it shall be liable for the full amount of any loss

up to and including the total limit of liability without right of contribution from any other insurance

or self-insurance KCATA may have.

E. Auto Liability:

Bodily Injury and Property Damage: $1,000,000 Combined Single Limit

The policy(ies) shall include automobile liability coverage for all vehicles, licensed or unlicensed, on

or off the KCATA’s premises, whether the vehicles are owned, hired or non-owned, covering use by

or on behalf of the Contractor and any subcontractors during the performance of work under this

Contract.

F. Professional Liability Insurance

Professional Liability Limit: $1,000,000 Each Occurrence

$1,000,000 Annual Aggregate

Where applicable, the Contractor shall obtain professional liability insurance covering any damages

caused by an error, omission or any negligent acts of the Contractor or its employees with regard to

performance under this Agreement.

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G. Umbrella or Excess Liability

Umbrella or Excess Liability Limit: $1,000,000 Each Occurrence

$1,000,000 Aggregate (per project)

Where applicable, the Contractor shall obtain and keep in effect during the term of the contract, Umbrella

or Excess Liability Insurance covering their liability over the limit for primary general liability,

automobile liability, and employer’s liability.

26. LIABILITY AND INDEMNIFICATION:

A. Contractor’s Liability. Contractor shall be liable for all damages to persons (including employees of

Contractor) or property of any type that may occur as a result of any act or omission by Contractor, any

subcontractors, or sub-subcontractor, their respective agents or anyone directly employed by any of them

or anyone for whose acts any of them may be liable or arising out of any product provided or services

rendered under this Agreement.

B. Subrogation. Contractor, its agents and any subcontractor hereby waive and relinquish any right of

subrogation or claim against KCATA, its commissioners, directors and employees arising out of the use

of KCATA’s premises (including any equipment) by any party in performance of this Agreement.

C. Indemnification.

1. To the fullest extent permitted by law, Contractor agrees to and shall indemnify, defend and hold

harmless KCATA, its Commissioners, officers and employees from and against any and all claims,

losses, damages, causes of action, suits, liens and liability of every kind, (including all expenses of

litigation, expert witness fees, court costs and attorney’s fees whether or not suit be commenced) by

or to any person or entity (collectively the “Liabilities”) arising out of, caused by, or resulting from

the acts or omissions of Contractor, subcontractors, or sub-subcontractors, their respective agents or

anyone directly or indirectly employed by any of them in performing work under this Contract, and

provided such claim is attributable to bodily injury, sickness, disease or death of any person, or injury

to or destruction of property, including consequential damages, regardless of whether or not such

claim, damage, loss or expense is caused in part by a party indemnified hereunder, so long as such

Liabilities are not caused by the sole negligence or willful misconduct of a party indemnified

hereunder. Such obligation shall not be construed to negate, abridge or otherwise reduce other rights

or obligations of indemnity which would otherwise exist as to a party or person described in this

paragraph.

2. In claims against any person or entity indemnified under this section, by an employee or

Contractor, subcontractor or sub-subcontractor or anyone directly or indirectly employed by any

of them, the indemnification obligation shall not be limited by a limitation on the amount or type

of damages, compensation or benefits payable by or for the Contractor, subcontractor, or sub-

subcontractor under worker’s compensation acts, disability benefit acts or other employee benefit

acts. If any action at law or suit in equity is instituted by any third party against Contractor arising

out of or resulting from the acts of Contractor in performing work under this Contract, Contractor

shall promptly notify KCATA of such suit.

3. If any action at law or suit in equity is instituted by any third party against KCATA or its

commissioners, officers or employees arising out of or resulting from the acts of Contractor, a

subcontractor or sub-subcontractor, their respective agents or anyone directly or indirectly

employed by any of them in providing products, equipment or materials, or in performing work

or services under this Contract, and if Contractor has failed to provide insurance coverage to

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KCATA against such action as required herein or otherwise refuses to defend such action,

KCATA shall have the right to conduct and control, through counsel of its choosing, the defense

of any third party claim, action or suit, and may compromise or settle the same, provided that

KCATA shall give the Contractor advance notice of any proposed compromise or settlement.

4. KCATA shall permit Contractor to participate in the defense of any such action or suit through

counsel chosen by the Contractor, provided that the fees and expenses of such counsel shall be

borne by Contractor. If KCATA permits Contractor to undertake, conduct and control the conduct

and settlement of such action or suit, Contractor shall not consent to any settlement that does not

include as an unconditional term thereof the giving of a complete release from liability with

respect to such action or suit to KCATA. Contractor shall promptly reimburse KCATA for the

full amount of any damages, including fees and expenses of counsel for KCATA, incurred in

connection with any such action.

27. LICENSING, LAWS AND REGULATIONS:

A. The Contractor shall, without additional expense to KCATA, be responsible for obtaining any

necessary licenses and permits, and for complying with all federal, state, and municipal laws, codes,

and regulations applicable to the providing of products, equipment or materials, or the performance

of the Services, under this Contract.

B. The Contractor shall comply with all applicable and current rules, regulations and ordinances of any

applicable federal, state, county or municipal governmental body or authority, including but not

limited to those as set forth by the Environmental Protection Agency, the Missouri Department of

Natural Resources, the Kansas Department of Health and Environmental, the FTA, the Department

of Transportation, and the City of Kansas City, Missouri.

28. LOBBYING RESTRICTIONS:

A. The Contractor is bound by its certification contained in its offer to the Authority regarding the use of

federal or non-federal funds to influence, or attempt to influence any federal officer or employee

regarding the award, execution, continuation, or any similar action of any federal grant or other

activities as defined in 31 U.S.C. 1352, and 49 CFR Part 20. The Contractor agrees to comply with

this requirement throughout the term of the Contract.

B. The Contractor agrees to include these requirements in all subcontracts at all tiers exceeding $100,000

and to obtain the same certification and disclosure from all subcontractors (at all tiers).

29. NOTIFICATION AND COMMUNICATION:

Communications regarding technical issues and activities of the project shall be exchanged with KCATA’s

Sr. Buyer, Julie Lombard at (816) 346.0366 or via e-mail at [email protected].

Issues regarding the contract document, changes, amendments, etc. are the responsibility of KCATA’s

Procurement Department. All notices and communications on all matters regarding this Contract may be

given by delivery or mailing the same postage prepaid, addressed to the following:

If to KCATA: Julie Lombard, Senior Buyer



Kansas City, MO 64108

If to Contractor:


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The Contractor shall notify KCATA immediately when a change in ownership has occurred, or is certain to

occur.

The addresses to which notices may be made may be changed from time to time by notice mailed as described

above. Any notice given by mail shall be deemed given on the day after that on which it is deposited in the

United States Mail as provided above.

30. PRIVACY ACT REQUIREMENTS:

A. The Contractor agrees to comply with, and assures the compliance of its employees and subcontractors

with the information restrictions and other applicable requirements of the Privacy Act of 1974, 5 U.S.C.

§ 552. Among other things, the Contractor agrees to obtain the express consent of the KCATA and/or

the Federal Government before the Contractor or its employees operate a system of records on behalf of

the KCATA or Federal Government.

B. The Contractor understands that the requirements of the Privacy Act, including the civil and criminal

penalties for violation of that Act, apply to all individuals involved, and that failure to comply with the

terms of the Privacy Act may result in termination of the underlying Agreement.

C. The Contractor agrees that strict privacy will be maintained in the collection, storage, use, transfer, access

to and/or security of personnel information. Contractor agrees to protect such information, and to limit

the use of the information to that required by the contract.

31. PROHIBITED INTERESTS:

A. No board member, officer, employee or agent of KCATA or of a local public body who has participated

or will participate in the selection, award, or administration of this Contract, nor any member of his or

her immediate family, business partner or any organization which employs, or intends to employ any of

the above during such period, shall have any interest, direct or indirect, in this Contract or the proceeds

thereof, to any share or part of this Contract, or to any benefit arising there from. This shall not be

construed to prevent any such person from owning stock in a publicly owned corporation.

B. No member of, or delegates to, the Congress of the United States shall be admitted to any share or part

of the Contract, or to any benefit arising there from. This shall not be construed to prevent any such

person from owning stock in a publicly-owned corporation.

32. PROHIBITED WEAPONS AND MATERIALS:

A. Missouri Revised Statutes, Section 571.107 (R.S.Mo. §571.107) allows government units and business

to prohibit persons holding a concealed carry endorsement from carrying concealed firearms on its

premises. Accordingly, KCATA has adopted the following rules prohibiting weapons, whether

concealed or not, and whether or not the individual carrying the weapon has an endorsement or permit

to carry.

B. No weapon, including firearms concealed or not, or other instrument intended for use as a weapon, or

any object capable of inflicting serious bodily injury upon another person or property may be carried in

or on any facility or property of KCATA, including vehicles of contractors parked on KCATA property

or leased facilities, or vehicles used in transporting KCATA customers, even if a person has a permit to

carry a concealed weapon, unless authorized in writing to do so by KCATA. For the purposes hereof, a

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weapon shall include, but not be limited to, a firearm, knife, sword, or any instrument of any kind known

as blackjack, billy club, club, sandbag and metal knuckles.

C. No explosives, flammable liquids, acids, fireworks, other highly combustible materials, radioactive

materials or biochemical materials may be carried on or in any KCATA property, facility or vehicle,

including vehicles of contractors parked on KCATA property or leased facilities, or vehicles used in

transporting any KCATA customer, except as authorized in writing by KCATA.

D. Any contractor, subcontractor, employee or agent thereof, who has a firearm or other weapon, including

those used for recreational purposes, in his/her possession, including on his/her person, in a vehicle on

an ATA facility, in a vehicle carrying KCATA customers, or accessible such as in first aid kits, toolboxes,

purses, lunch or carrying bags, etc., at any time while performing KCATA contracted services or on

KCATA property, including parking lots, concealed or not, shall be immediately prohibited from

performing any further KCATA work, even if the person has a permit to carry a concealed weapon.

E. Any KCATA contractor, subcontractor, employee or agent thereof, while performing KCATA

contracted services or on any KCATA property or facilities, who has in his/her possession, carries,

transports, displays, uses, flourishes, or threatens another person with a weapon, radioactive material,

biochemical material or other dangerous weapon, object or material, which has the capability of inflicting

bodily injury, shall be immediately prohibited from performing any further KCATA work.

33. QUALIFICATION REQUIREMENTS:

Qualification Requirement, as used in this clause, means a KCATA requirement for testing or other quality

assurance demonstration that must have been completed before award. One or more qualification

requirements apply to the supplies or services covered by this Contract, whether the covered product or

service is an end item under this agreement or simply a component of an end item. The product or service

must be qualified at the time of award of this Contract, whether the Contractor or a subcontractor will

ultimately provide the product or service in question. If, after award, KCATA discovers that an applicable

qualification requirement was not in fact met at the time of award, KCATA may either terminate this Contract

for default or allow performance to continue if adequate consideration is offered and KCATA determines the

action is otherwise in KCATA's best interest.

34. RECORD RETENTION AND ACCESS:

A. The Contractor agrees that, during the course of this agreement and any extensions thereof, and for three

years thereafter, it will maintain intact and readily accessible all data, documents, reports, records,

contracts, and supporting materials relating to this Contract. In the event of litigation or settlement of

claims arising from the performance of this Contract, the Contractor agrees to maintain same until such

litigation, appeals, claims or exceptions related thereto have been disposed of.

B. The Contractor shall permit KCATA, the Secretary of Transportation, the Comptroller General of the

United States, and, as applicable, the City of Kansas City, Missouri, to inspect all work, materials,

construction sites, payrolls, and other data and records, and to audit the books, records, and accounts of

the Contractor relating to its performance under this Contract.

C. The Contractor agrees to permit any of the foregoing parties to reproduce by any means whatsoever or

to copy excerpts and transcriptions as reasonably needed, and to include this clause in all subcontracts.

35. REQUESTS FOR PAYMENT:

A. Invoices requesting payment shall be submitted directly to KCATA’s Procurement Department. All

invoices shall be numbered, dated and submitted in duplicate, and contain full descriptive information of

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materials or services furnished. All invoices and correspondence shall reference KCATA’s Contract

number. Separate invoices shall be submitted for each purchase order or work (task) order.

B. Payment by KCATA will be made within the later of 1) 30 days after receipt of a proper invoice, or 2)

30 days after KCATA’s acceptance of supplies delivered or services performed by the Contractor. On a

final invoice where the payment amount is subject to contract settlement actions, acceptance shall be

deemed to have occurred on the effective date of the contract settlement.

C. All final invoices shall be submitted to KCATA within 90 days of project completion or contract

termination. Invoices submitted more than 90 days after project completion or contract termination will

not be valid and will not be paid.

D. Subcontractor Payments

1. Prompt Payment. The Contractor shall establish procedures to ensure timely payment of amounts

due pursuant to the terms of its subcontracts. The Contractor shall pay each DBE and non-DBE

subcontractor for satisfactory performance of its contract, or any billable portion thereof, in

accordance with the timing set forth in any applicable laws or no later than 30 days, whichever is

less, from the date of the Contractor’s receipt of payment from the Authority for work by that

subcontractor.

2. Prompt Return of Retainage. If retainage is withheld from subcontractors, the Contractor is required

to return any retainage payment to its DBE and non-DBE subcontractors in accordance with the

timing set forth in any applicable laws or no later than 30 days, whichever is less, from the date of

receipt of the retainage payment from the Authority related to the subcontractors work. Any delay

or postponement of payment from said time frame may occur only for good cause following written

approval from KCATA.

3. The Contractor shall certify on each payment request to the Authority that payment has been or will

be made to all subcontractors. Lien waivers may be required for the Contractor and its

subcontractors. The Contractor shall notify KCATA on or before each payment request, of any

situation in which scheduled subcontractor payments have not been made.

4. If a subcontractor alleges that the Contractor has failed to comply with this provision, the Contractor

agrees to support any Authority investigation, and if deemed appropriate by the Authority, to consent

to remedial measures to ensure that subcontractors are properly paid as set forth herein.

5. The Contractor agrees that the Authority may provide appropriate information to interested

subcontractors who inquire about the status of Authority payments to the Contractor.

6. Nothing in this provision is intended to create a contractual obligation between the Authority and

any subcontractor or to alter or affect traditional concepts of privity of contract between all parties.

36. RIGHT TO OFFSET:

KCATA, without waiver or limitation of any rights, may deduct from any amounts due Contractor in

connection with this Contract, or any other contract between Contractor and KCATA, any amounts owed by

Contractor to KCATA, including amounts owed by Contractor pursuant to Contractor’s obligation to

indemnify KCATA against third party claims arising out of Contractor’s performance of work under this

Contract.

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37. SEAT BELT USE POLICY:

The Contractor agrees to comply with terms of Executive Order No. 13043 “Increasing Seat Belt Use in the

United States” and is encouraged to include those requirements in each subcontract awarded for work relating

to this Contract.

38. SEVERABILITY:

If any clause or provision of this Contract is held to be invalid illegal or otherwise unenforceable by a court

of competent jurisdiction, the remaining provisions of this Contract shall continue in full force and effect.

39. SUBCONTRACTORS:

A. Subcontractor Approval. None of the work or services covered by this Contract shall be subcontracted

without the prior written approval of KCATA. The only subcontractors approved for this Contract, if

any, are listed in an appendix to this Contract. Any substitutions or additions of subcontractors must

have the prior written approval of KCATA as set forth herein.

B. DBE Subcontractor Employment. See Disadvantaged Business Enterprise Provisions.

C. Subcontractor Payments. See Requests for Payment Provisions.

D. Adequate Provision(s) in Subcontract(s). Any subcontracts related to this Contract must contain

adequate provisions to define a sound and complete contract. In addition, all subcontracts shall

contain contractual provisions or conditions that allow for:

i. Administrative, contractual, or legal remedies in instances where subcontractors violate or

breach contract terms, including sanctions and penalties as may be appropriate.

ii. Termination for cause and for convenience including the manner by which it will be effected

and the basis for settlement.

iii. The following provisions if included in this Contract:

Acceptance of Material – No Release

ADA Access Requirements

Agreement in Entirety

Assignment

Bankruptcy

Breach of Contract; Remedies

Buy America

Changes

Civil Rights

Clean Air

Clean Air Requirements for Transit Operations

Clean Water

Conflicts of Interest

Contractor’s Personnel

Contractor’s Responsibility

Debarment and Suspension

Disadvantaged Business Enterprise (DBE)

Disclaimer of Federal Government Obligations or Liability

IFB #15-3133-33


Dispute Resolution

Employee Eligibility Verification

Employee Protections

Employee Protections (Contract Work Hours & Safety Standards Act)

Employee Protections (Davis Bacon, Copeland Anti-Kickback Acts)

Energy Conservation

Federal Changes

Fraud and False or Fraudulent Statements or Related Acts

Governing Law: Choice of Judicial Forum

Headings

Incorporation of FTA Terms

Independent Contractor

Insurance

Laws and Regulations

Liability and Indemnification

Lobbying Restrictions

Notification and Communication

Privacy Act Requirements

Prohibited Interests

Prohibited Weapons and Materials

Qualification Requirements

Record Retention and Access

Requests for Payment

Right to Offset

Severability

Suspension of Work

Taxpayer Identification Number (TIN)

Termination

Unavoidable Delays

Warranty; Warranty of Title

The Contractor will take such action with respect to any subcontractor or procurements as KCATA or the

U.S. Department of Transportation may direct as means of enforcing such provisions. 40. SUSPENSION OF WORK: KCATA may order the Contractor, in writing, to suspend, delay, or interrupt all or any part of the work under

this agreement for the period of time that KCATA determines appropriate for the convenience of KCATA. 41. TAXPAYER IDENTIFICATION NUMBER (TIN): The Contractor is required to provide its TIN, which is the number required by the IRS to be used by

KCATA in reporting income tax and other returns.

The TIN provided by the Contractor is . 42. TERMINATION:

A. Termination for Convenience. The KCATA may terminate this Contract, in whole or in part, at any time by written notice to the Contractor when it is in KCATA’s best interest. The Contractor will only be paid the Contract price for supplies delivered and accepted, or services performed in accordance with the manner of performance set forth in the Contract.

IFB #15-3133-33


B. Funding Contingency. If this Contract is subject to financial assistance provided by the U.S. Department of Transportation, the Contractor agrees that withdrawal or termination of such financial assistance by the U.S. DOT may require KCATA to terminate the agreement.

C. Termination for Default.

1. If the Contractor does not deliver supplies in accordance with the contract delivery schedule, or if the Contract is for services, and the Contractor fails to perform in the manner called for in the Contract, or if the Contractor fails to comply with any other provisions of the Contract, KCATA may terminate this Contract for default. Termination shall be effected by serving a notice of termination on the Contractor setting forth the manner in which the Contractor is in default. The Contractor will only be paid the contract price for supplies delivered and accepted, or services performed in accordance with the manner of performance set forth in the Contract.

2. If the termination is for failure of the Contractor to fulfill the contract obligations, KCATA may

complete the work by contract or otherwise and the Contractor shall be liable for any additional cost incurred by KCATA. If, after termination for failure to fulfill contract obligations, it is determined that the Contractor was not in default, KCATA, after setting up a new delivery or performance schedule, may allow the Contractor to continue work, or treat the termination as a termination for convenience.

a. Opportunity to Cure. KCATA in its sole discretion may, in the case of a termination for

breach or default, allow the Contractor an appropriately short period of time in which to cure the defect. In such case, the written notice of termination will state the time period in which cure is permitted and other appropriate conditions. If Contractor fails to remedy to KCATA’s satisfaction the breach or default of any of the terms, covenants, or conditions of this Contract within the time period permitted, KCATA shall have the right to terminate the Contract without any further obligation to Contractor. Any such termination for default shall not in any way operate to preclude KCATA from also pursuing all available remedies against Contractor and its sureties for said breach or default.

3. Waiver of Remedies for any Breach. In the event that KCATA elects to waive its remedies for any breach by Contractor of any covenant, term or condition of this Agreement, such waiver by KCATA shall not limit KCATA’s remedies for any succeeding breach of that or of any other term, covenant, or condition of this Agreement.

4. Property of KCATA. Upon termination of the Contract for any reason, and if the Contractor has

any property in its possession belonging to KCATA, the Contractor shall protect and preserve the property, account for the same, and dispose of it in the manner KCATA directs. Upon termination of the Contract for any reason, the Contractor shall (1) immediately discontinue all services affected (unless the notice directs otherwise), and (2) deliver to KCATA’s Project Manager all data, drawings, specifications, reports, estimates, summaries, and other information and materials accumulated in performing this Contract, whether completed or in process.

43. TEXTING WHILE DRIVING AND DISTRACTED DRIVING: Consistent with Executive Order No. 13513, “Federal Leadership on Reducing Text Messaging While

Driving,” October 1, 2009, 23 U.S.C. Section 402 note, and DOT Order 3902.10, “Text Messaging While Driving,” December 30, 2009, the Contractor agrees to promote policies and initiatives for its employees and other personnel that adopt and promote safety policies to decrease crashes by distracted drivers, including policies to ban text messaging while driving, and to encourage each subcontractor to do the same.

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44. UNAVOIDABLE DELAYS:

A delay is unavoidable only if the delay was not reasonably expected to occur in connection with or during the Contractor’s performance, and was not caused directly or substantially by acts, omissions, negligence, or mistakes of the Contractor, the Contractor’s suppliers, or their agents, and was substantial and in fact caused the Contractor to miss delivery dates, and could not adequately have been guarded against by contractual or legal means.

a. Notification of Delays. The Contractor shall notify the KCATA Director of Procurement as soon

as the Contractor has, or should have, knowledge that an event has occurred that will cause an unavoidable delay. Within five (5) days, the Contractor shall confirm such notice in writing furnishing as much as detail as is available.

b. Request for Extension. The Contractor agrees to supply, as soon as such data is available, any

reasonable proof that is required by the KCATA Director of Procurement to make a decision on any request for extension. The KCATA Director of Procurement shall examine the request and any documents supplied by the Contractor and shall determine if the Contractor is entitled to an extension and the duration of such extension. The KCATA Director of Procurement shall notify the Contractor of its decision in writing.

It is expressly understood and agreed that the Contractor shall not be entitled to damages or compensation, and shall not be reimbursed for losses on account of delays resulting from any cause under this provision.

45. U.S. PRODUCT AND SERVICE PREFERENCE

A. Buy America. 1. The Contractor agrees to comply with 49 U.S.C. §5323(j), and 49 CFR. Part 661, which provide

that federal funds may not be obligated unless steel, iron, and manufactured products used in FTA-funded projects are produced in the United States, unless a waiver has been granted by FTA or the product is subject to a general waiver. General waivers are listed in 49 CFR 661.7 and include final assembly in the United States for 15 passenger vans and 15 passenger wagons produced by Chrysler Corporation, microcomputer equipment & software. Separate requirements for rolling stock are set out at 5323(j)(2)(C) and 49 CFR Part 661.11. Rolling stock not subject to a general waiver must be manufactured in the United States and have a 60 percent domestic content.

2. The Contractor further agrees to include these requirements in all subcontracts exceeding

$100,000.

B. Cargo Preference. 1. In the event that ocean shipment is required for any material or commodity pursuant to this

agreement, the Contractor agrees to utilize United States-Flag commercial vessels to ship at least fifty percent (50%) of the gross tonnage (computed separately for dry bulk carriers, dry cargo liners, and tankers) involved, to the extent such vessels are available at fair and reasonable rates for the United States-Flag commercial vessels.

2. The Contractor further agrees to furnish within 20 working days following the date of loading for

shipments originating within the United States or within 30 working days following the date of loading for shipments originating outside the United States, a legible copy of a rated "on board" commercial ocean bill-of-lading in English for each shipment of cargo described in the paragraph above to KCATA (through the Prime Contractor in the case of subcontractor bill-of-lading) and to the Office of Cargo Preference, Maritime Administration (MAR-590), 400 Seventh Street, S.W., Washington, DC, 20590.

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3. The Contractor further agrees to include these requirements in all subcontracts issued pursuant to

this Contract when the subcontract may involve the transport of equipment, materials or commodities by ocean liner and exceeds $100,000.

46. WARRANTY; WARRANTY OF TITLE:

A. The Contractor agrees that equipment, materials or services furnished under this Agreement, shall be covered by the most favorable warranties the Contractor gives to any customer of such equipment, materials or services and that the rights and remedies provided herein are in addition to and do not limit any rights afforded to KCATA by any other clause in this Contract.

B. The Contractor warrants to KCATA, that all products, equipment and materials furnished under this

Contract will be of highest quality and new unless otherwise specified by KCATA, free from faults and defects and in conformance with the Contract. All work not so conforming to these standards shall be considered defective. If required by KCATA, the Contractor shall furnish satisfactory evidence as to the kind and quality of products, equipment and materials. Further, at a minimum, all such products, equipment or materials must be free of defects in workmanship or materials, merchantable, comply with all applicable specifications and laws and be suitable for its intended purposes. The workmanship must be the best obtainable in the various trades.

C. Upon final acceptance by KCATA of all work to be performed by the Contractor, KCATA shall so

notify the Contractor in writing. The date of final acceptance shall commence the warranty period. D. Warranty of Work and Maintenance

1. The Contractor warrants to KCATA, that all products, equipment and materials furnished under this Contract will be of highest quality and new unless otherwise specified by KCATA, free from faults and defects in workmanship or materials, merchantable, suitable for its intended purpose and in conformance with the Contract. All work not so conforming to these standards shall be considered defective. If required by KCATA, the Contractor shall furnish satisfactory evidence as to the kind and quality of products, equipment and materials. The work or services furnished must be of first quality and the workmanship must be the best obtainable in the various trades.

2. The work must be of safe, substantial and durable construction in all respects. The Contractor hereby guarantees the work against defective materials or faulty workmanship for a minimum period of one (1) year after final payment by KCATA and shall replace or repair any defective products, equipment or materials or faulty workmanship during the period of the guarantee at no cost to KCATA.

47. GENERAL PROVISIONS:

a. NO Third Party Beneficiaries. The parties do not intend to confer any benefit hereunder on any person, firm or entity other than the parties hereto.

b. Extensions of Time. No extension of time for performance of any Contractor obligations or acts shall be deemed an extension of time for performance of any other obligations or acts.

c. Binding Effect. This Contract shall bind and inure to the benefit of the legal representatives, successors and permitted assigns of the parties.

d. Counterparts. This Contract may be executed at different times and in two or more counterparts and all counterparts so executed shall for all purposes constitute one contract, binding on all the parties hereto, notwithstanding that all parties shall not have executed the same counterpart. And, in proving this Contract, it shall not be necessary to produce or account for more than one such counterpart executed by the party against whom enforcement is sought.

e. Interpretation; Update of Citations. Unless otherwise specified herein, (a) the singular includes

IFB #15-3133-33


the plural and the plural the singular; (b) words importing any gender include the other genders; and (c) references to persons or parties include their permitted successors and assigns. The parties recognize and agree that many of the laws, regulations, policies, procedures and directives stated as governing the Contractor’s performance of its work or services, or the supplying of products, equipment, or materials, pursuant to this Contract are subject to updating, amendment or replacement. Therefore, all such references in this Contract are agreed by the parties to be deemed to refer to the then current updated, amended or replacement form of such laws, regulations, policies, procedures and directives in effect at the applicable time during the term of this Contract and the same are hereby incorporated into this Contract by this reference.

f. When Effective. Notwithstanding any provision contained in this Contract to the contrary, this Contract shall become effective only after the execution and delivery of this Contract by each of the parties hereto and no course of conduct, oral contract or written memoranda shall bind the parties hereto with respect to the subject matter hereof except this Contract.

g. Further Actions; Reasonableness and Cooperation by Parties; Time for Certain Actions. Each party agrees to take such further actions and to execute such additional documents or instruments as may be reasonably requested by the other party to carry out the purpose and intent of this Contract. Except where expressly stated to be in a party’s sole discretion, or where it is stated that a party has the ability to act in its sole judgment or for its own uses or purposes, wherever it is provided or contemplated in this Contract that a party must give its consent or approval to actions or inactions by the other party or a third party in connection with the transactions contemplated hereby, such consent or approval will not be unreasonably withheld or delayed. If no time period is set hereunder for a party to approve or consent to an action or inaction by the other party or a third party such approval shall be given or affirmatively withheld in writing within ten (10) business days after it is requested in writing or it shall be deemed given.

h. Time Periods. A “Business day” is a business working day of KCATA administrative personnel which are days other than a Saturday, Sunday or legal holidays observed by the KCATA for administrative personnel. If the time period by which any right or election provided under this Contract must be exercised, or by which any act required hereunder must be performed, expires on a day which is not a business day, then such time period shall be automatically extended through the close of business on the next regularly scheduled business day.

i. Survival. In addition to any provisions expressly stated to survive termination of this Contract, all provisions which by their terms provide for or contemplate obligations or duties of a party which are to extend beyond such termination (and the corresponding rights of the other party to enforce or receive the benefit thereof) shall survive such termination.

j. Authority of Signatories. Any person executing this Contract in a representative capacity represents and warrants that such person has the authority to do so and, upon request, will furnish proof of such authority in customary form.

Contractor’s Initials _______________________

KCATA’s Initials _______________________

IFB #15-3133-33


SECTION 6 – ATTACHMENTS

DOCUMENT/FORM REQUIREMENTS

The following form(s) marked with is/are required to be submitted with your IFB to be considered responsive. As a

responsible/responsive supplier you are required to submit the noted document(s) to the Buyer Representative by the closing

date and time of the IFB.

Attachment A – Vendor Registration

Attachment B – Affirmative Action Certification Process

Attachment C - Schedule of Participation by Contractor & Subcontractors

Attachment D - Travel Policy & Hotel Rates for Contractors

Attachment E.1 – EEO-1 Workforce Analysis Report

Attachment E.2 – Letter of Intent to Subcontract

Attachment E.3 – Contractor Utilization – Request for Waiver

Attachment F.1 - Affidavit of Primary Participants Regarding Employee Eligibility Verification

Attachment F.2 - Affidavit of Lower-Tier Participants Regarding Employee Eligibility

Verification

Attachment G.1 – Certification of Primary Participant Regarding Debarment, Suspension, and

Other Responsibility Matters

Attachment G.2 – Certification of Lower-Tier Participants Regarding Debarment, Suspension,

and Other Ineligibility and Voluntary Exclusion

Attachment H.1 – Certification of Primary Participants Regarding Restrictions on Lobbying

Attachment H.2 – Certification of Lower-Tier Participants Regarding Restrictions on Lobbying

Attachment I – Buy America Certification Form

Attachment J – References

Attachment K – Bid Response Form

Attachment L – Vehicle Information

Attachment M – Vehicle Drawing Specifications

IFB #15-3133-33


ATTACHMENT A KCATA VENDOR REGISTRATION FORM

Thank you for your interest in doing business with the Kansas City Area Transportation Authority. To be placed on the KCATA Registered Vendors List for goods and services, please complete this form in its entirety and return it to the KCATA Procurement Department. Submittal of this registration form will place

your company on the KCATA Registered Vendor List, but does not guarantee a solicitation. The list will be periodically purged. If you do not receive solicitations, inquire to confirm that your company remains on our list. Current business opportunities can be found in the “Doing Business with KCATA” section of our

website, www.kcata.org.

Firms are required to submit this information to KCATA once. However, it is your responsibility to notify KCATA of any changes to your business that may

affect your registration (i.e. address, contact information).

Legal Entity Name: Phone:

Doing Business As: Toll-free Phone:

Physical Address: Fax:

City: Email:

State: Zip: Website:

Contact Person Name: Title:

Contact Phone: Contact Email:

Mailing Address: Phone:

City: Fax:

State: Zip: Comments:

Business Type: Individual Partnership Corporation

Limited Liability Company Other (Explain)

If Incorporated, in Which

State: Federal Tax ID No:

Years in Business: Years in Business Under Current

Name:

Does your firm have a Data Universal Numbering System (DUNS) number as a Federal contractor? If so,

please provide. DUNS numbers may be obtained free of charge from Dun & Bradstreet at 1-866-705-5711 or at www.fedgov.dnb.com/webform.

DUNS # ____________________

Annual Gross Receipts. This

information is required by U. S.

Department of Transportation and

Vendors will be requested to update

this information on a regular basis.

Less than $250,000 $250,000 to $500,000 $500,000 to $1 Million

$1 Million to 5 Million $5 Million to 10 Million More than $10 Million

Standard Invoice Terms: Due Days Discount Days Percent

Please provide a description of the goods and services you are interested in providing to KCATA. Include the corresponding North America Industry

Classification System (NAICS) Codes for your business type. For a listing of the codes visit U.S. Small Business Administration’s website at

http://www.sba.gov/content/small-business-size-standards.

NAICS CODE(S) : NAICS CODE(S):

NAICS CODE(S): NAICS CODE(S):

http://www.kcata.org/

http://www.fedgov.dnb.com/webform

http://www.sba.gov/content/small-business-size-standards

IFB #15-3124-32

Vehicle Paint Supplies Page 46 of 77

1. Is your firm a Disadvantaged Business Enterprise (DBE) based on the definitions and U.S.

Department of Transportation certification guidelines in 49 CFR Part 26? If YES, submit a copy of a copy of your current certification from your state’s UCP.

YES NO ENCLOSED

2. Is your firm a Small Business Enterprise (SBE) as defined by the U.S. Small Business

Administration’s Small Business Size Guidelines and 13 CFR 121? For further information on 13 CFR

121 and SBE designation refer to SBA’s website at http://www.sba.gov/content/small-business-size-

standards

YES NO ENCLOSED

3. Is your firm a Woman-Owned Business Enterprise (WBE) or Minority Owned Business Enterprise

(MBE) certified by a nationally recognized organization? If YES, please provide a copy of your certification documentation.

YES NO ENCLOSED

4. Does your firm meet any of these other federal business classifications? If YES, please provide a copy of certification documents.

Service Disabled, Veteran Owned Business

HubZone Program Certified

SBA 8(a) Certified Business

Other _____________________________

DBE/SBE CERTIFICATION: The KCATA participates in the U. S. Department of Transportation’s DBE and SBE programs. Certification in these programs is based on the regulations in 49 CFR Part 26. If your firm is interested in becoming a certified DBE or SBE, please contact KCATA’s Contracting/Supplier

Diversity Coordinator at (816) 346-0224 or via email at [email protected]

WORKER ELIGIBILITY AFFIDAVIT: As required by §285.500 RSMo, et seq., any business contracting to perform work in excess of $5,000 for the

KCATA shall provide a sworn affidavit affirming: (1) its enrollment and participation in a federal work authorization program such as U. S. Department of

Homeland Security’s E-Verify, accompanied by corresponding documentation to evidence its enrollment in that program; and (2) that it does not knowingly employ any person who does not have the legal right or authorization under federal law to work in the United States. Prior to being awarded any contract with

KCATA, you will be required to furnish proof of your firm’s participation in such program.

VENDOR CERTIFICATION: I certify that information supplied herein (including all pages attached) is correct and that neither the business entity nor any

person in any connection with the business entity as a principal or officer, so far as known, is now debarred or otherwise declared ineligible from bidding for

furnishing materials, supplies, or services to the Kansas City Area Transportation Authority or declared ineligible to participate in federally funded projects.

Signature

Date

Printed Name

Title

The following documents must be returned:

Completed Vendor Registration Form

KCATA Workforce Analysis/EEO-1 Report

Affidavit of Civil Rights Compliance (found on KCATA’s website as Attachment B)

Return completed Vendor Registration Packet to Kansas City Area Transportation Authority,

Procurement Department, 1350 East 17th Street, Kansas City, MO 64108

Fax: (816) 346-0336 or email: [email protected]

NOTE: Vendors will be required to submit a signed IRS W9 form

prior to authorization of any purchase.

A foreign corporation may not transact business in Missouri until it obtains a Certificate of Authority.

To apply, you must use the forms provided by the Missouri Secretary of State’s office, as required by law.





IFB #15-3133-33


ATTACHMENT B

AFFIDAVIT OF CIVIL RIGHTS COMPLIANCE

STATE OF _____________________

COUNTY OF ___________________

On this _____ day of _________________, 20___, before me appeared _____________________, personally known

by me or otherwise proven to be the person whose name is subscribed on this affidavit and who, being duly sworn,

stated as follows: I am the _____________________ (title) of _____________________ (business entity) and I am

duly authorized, directed or empowered to act with full authority on behalf of the business entity in making this

affidavit.

I hereby swear or affirm that the business entity complies with the following:

A. Nondiscrimination. In accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. § 2000d, section

303 of the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section 202 of the Americans with

Disabilities Act of 1990, 42 U.S. C. § 12132, and Federal transit law at 49 U.S.C. § 5332, the Contractor agrees

that it will not discriminate against any employee or applicant for employment because of race, color, creed,

national origin, sex, age, or disability. In addition, the Contractor agrees to comply with applicable Federal

implementing regulations and other implementing regulations that the Federal Transit Administration (FTA) may

issue.

B. Equal Employment Opportunity. The following equal employment opportunity requirements apply to this

Contract:

3. Race, Color, Creed, National Origin or Sex. In accordance with Title VII of the Civil Rights Act, as amended,

42. U.S.C. §2000e, et seq., and Federal transit laws at 49 U.S.C. §5332, the Contractor agrees to comply with

all applicable equal opportunity requirements of the U.S. Department of Labor (U.S. DOL) regulations,

“Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor”

41 C.F.R. Parts 60 et seq., (which implement Executive Order No. 11246, “Equal Employment Opportunity,”

as amended by Executive Order No. 11375, “Amending Executive Order 11246 Relating to Equal

Employment Opportunity,” 42 U.S.C. 2000e note), and with any applicable Federal statutes, executive orders,

regulations, and Federal policies that may in the future affect activities undertaken in the course of the

Contract. The Contractor agrees to take affirmative action to ensure that applicants are employed, and that

employees are treated during employment, without regard to their race, color, creed, sex, sexual orientation,

gender identity, national origin, disability or age. Such action shall include, but not be limited to, the

following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or

termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship.

In addition, the Contractor agrees to comply with any implementing requirements FTA may issue.

4. Age. In accordance with Section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29

U.S.C. § 623 and Federal transit law at 49 U.S.C. §5332, the Contractor agrees to refrain from discrimination

against present and prospective employees for reason of age. In addition, the Contractor agrees to comply

with any implementing requirements FTA may issue.

5. Disabilities. In accordance with section 102 of the Americans with Disabilities Act, as amended, 42 U.S.C.

§12112, the Contractor agrees that it will comply with the requirements of U.S. Equal Employment

Opportunity Commission, “Regulations to Implement the Equal Employment Provisions of the Americans

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with Disabilities Act,” 29 C.F.R. Part 1630, pertaining to employment of persons with disabilities. In

addition, the Contractor agrees to comply with any implementing requirements FTA may issue.

____________________________________________________

Affiant’s Signature Date

Subscribed and sworn to me before this ________ day of ___________, 20___.

____________________________________________________

Notary Public Signature Date

My Commission expires: ____________________________

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ATTACHMENT C SCHEDULE OF PARTICIPATION BY CONTRACTOR & SUBCONTRACTORS

Project # ___________________ Description: ____________________________ Date: ______________

Form must be submitted for each prospective offeror and submitted with proposal

PRIME CONTRACTOR

Name and Address Telephone No.

Fax No.

Type of Work

To Be Performed

NAICS

Code

Value of

Work

DBE %

Participation

$ %

PARTICIPATION BY SUBCONTRACTOR(S) AND MAJOR SUPPLIERS - DBE & NON-DBE

Name and Address Telephone No.

Fax No.

Type of Work

To Be Performed

NAICS

Code

Value of

Work

DBE %

Participation

$ %

$ %

$ %

$ %

$ %

TOTAL VALUE OF WORK $ _____________

TOTAL CONTRACT VALUE OF WORK

(FROM BID FORM) $______________

TOTAL DBE PARTICIPATION $______________

TOTAL PERCENTAGE OF DBE PARTICIPATION _______________%

THE UNDERSIGNED WILL ENTER INTO A FORMAL AGREEMENT WITH THE SUBCONTRACTOR(S) FOR

THE WORK LISTED ON THIS SCHEDULE.

Prime Contractor (Type/Print) ________________________________________ Date ____________________

Authorized Signature _______________________________________ Title _____________________________

Name (Type/Print) _____________________________ Telephone #/Fax # ______________________________

IFB #15-3133-33


ATTACHMENT D

TRAVEL POLICY & HOTEL RATES

FOR CONTRACTORS

General Policy

Contractors will be reimbursed for authorized and documented expenses incurred while conducting KCATA

business. Expenses for a traveler’s companion are not eligible for reimbursement. Contractors are expected to

make prudent business decisions and comparison shop for airfares, rental cars, lodging, etc., and to keep in mind

that they are being reimbursed with public monies.

Receipts, paid bills or other documentary evidence for expenditures must be submitted with requests for

reimbursement. The request for reimbursement must clearly indicate the amount, date, place and essential

character of the expenditures.

The KCATA reserves the right to modify this travel policy with proper notification to Contractors.

1. Airfare: Commercial airline, coach class seating only. When possible, trips should be planned far enough

in advance to assure purchase discounts.

2. Lodging: The KCATA has negotiated special rates at specific hotels. Contractors may stay at the hotel of

their choice, but will be reimbursed no more than the special rate for a single room at the KCATA designated

hotels, which is a maximum daily amount of $106.00 plus tax.

3. Meals: The actual costs of meals, including tips of generally 15-17%, will be reimbursed up to a maximum

of $61 a day. Alcoholic beverages are not an eligible reimbursable expense.

4. Auto Rental: Rental or leased vehicles will not be reimbursed unless pre-approved in writing by KCATA in

advance. The class of auto selected, if authorized, should be the lowest class appropriate for the intended use

and number of occupants.

5. Telephone: Project-related, long-distance business calls will be reimbursed.

6. Number of Trips to Travel Home on Weekends: When extended stays in Kansas City are required, the

KCATA will reimburse for trips home on weekends only every third weekend. In some instances, KCATA

may require relocation of an employee to Kansas City.

7. Taxis, Airport Shuttles, Public Transportation: Transportation between the airport and hotel will be

reimbursed. Contractors should consider the number in their party and compare taxi rates to airport shuttle

fees when the shuttle serves the hotel.

8. Personal Vehicle: Mileage for usage of personal vehicles for business travel outside the seven-county Kansas

City metropolitan area (Clay, Cass, Jackson and Platte Counties in Missouri; Johnson, Wyandotte and Douglas

counties in Kansas) will be reimbursed at KCATA’s current rate of 57.5 cents per mile (based on IRS’ 2015

established rate).

IFB #15-3133-33


ATTACHMENT E.1 – EEO-1 / WORK FORCE ANALYSIS REPORT Report all permanent, temporary, or part-time employees including apprentices and on-the-job trainees.

Enter the appropriate figures on all lines and in all columns. All blank spaces will be considered zero.

Job

Categories

Number of Employees (Report employees in only one category)

Race/Ethnicity

Hispanic or Latino Not Hispanic or Latino

Total

Col

A-N

Male Female

Male Female White

Black or

African

American

Native

Hawaiian or

Other

Pacific

Islander

Asian

America

n Indian

or

Alaska

Native

Two or more

races White

Black or

African

American

Native

Hawaiian

or Other

Pacific

Islander

Asian

America

n Indian

or

Alaska

Native

Two or

more

races

A B C D E F G H I J K L M N O

Executive/Senior-Level

Officials and Managers

First/Mid-Level Officials and

Managers

Professionals Technicians Sales Workers Administrative Support Workers Craft Workers Operatives Laborers and Helpers Service Workers TOTAL PREVIOUS YEAR TOTAL

TYPE OF VEHICLE

INESS Manufacturing Wholesale Construction Regular Dealer Selling Agent Service Establishment Other

Signature of Certifying Official Company Name

Printed Name and Title Address/City/State/Zip Code

Date Submitted Telephone Number/Fax Number

IFB #15-3133-33


GUIDELINES FOR WORKFORCE ANALYSIS

DEFINITIONS: Contractor shall apply the following definitions to the categories in KCATA’s Workforce Analysis/EEO-1

Report form.

RACIAL/ETHNIC

1. WHITE (not of Hispanic origin): All persons having origins in any of the original peoples of Europe, North Africa,

or the Middle East.

2. BLACK (not of Hispanic origin): All persons having origins in any of the Black racial groups of Africa.

3. HISPANIC: All persons of Mexican, Puerto Rican, Cuban, Central or South American origin, regardless of race.

4. ASIAN or PACIFIC ISLANDER: All persons having origins in any of the original peoples of the Far East, Southeast

Asia, the Indian Subcontinent, or the Pacific Islands. This area includes, for example, China, Japan, Korea, the

Philippine Islands, and Samoa.

5. AMERICAN INDIAN or ALASKAN NATIVE: All persons having origins in any of the original peoples of North

America, and who maintain cultural identification through tribal affiliation or community recognition.

JOB CATEGORIES

1. OFFICIALS and MANAGERS: Includes chief executive officers, presidents, vice-presidents, directors and kindred

workers.

2. PROFESSIONALS: Includes attorneys, accountants and kindred workers.

3. TECHNICIANS: Includes computer programmers and operators, drafters, surveyors, highway technicians, inspectors

and kindred workers.

4. SALES WORKERS: Includes contract sales representatives, purchasing agents, customer relations representatives

and kindred workers.

5. OFFICE and CLERICAL: Includes secretaries, book-keepers, clerk typists, payroll clerks, accounts payable clerks,

receptionists, switchboard operators and kindred workers.

6. CRAFT WORKERS (skilled): Includes mechanics and repairers, electricians, carpenters, plumbers and kindred

workers.

7. OPERATIVES (semi-skilled): Includes bricklayers, plaster attendants, welders, truck drivers and kindred workers.

8. LABORERS (unskilled): Includes laborers performing lifting, digging, mixing, loading and pulling operations and

kindred workers.

9. SERVICE WORKERS: Includes janitors, elevator operators, watchmen, chauffeurs, attendants and kindred workers.

IFB #15-3133-33


ATTACHMENT E.2

LETTER OF INTENT TO SUBCONTRACT

(To be completed for Each DBE Subcontractor on Project)

Project Number

Project Title

______________________________________ (“Prime Contractor”) agrees to enter into a contractual

agreement with ________________________________________ (“DBE Subcontractor”), who will provide the

following goods/services in connection with the above-referenced contract:

(Insert a brief narrative describing the goods/services to be provided. Broad categorizations (e.g., “electrical,”

“plumbing,” etc.) or the listing of the NAICS Codes in which DBE Subcontractor is certified are insufficient and

may result in this Letter of Intent to Subcontract not being accepted.)

for an estimated amount of $__________________ or ___________% of the total estimated contract value.

DBE Subcontractor is currently certified with the Missouri Regional Certification Committee (MRCC) to perform

in the capacities indicated herein. Prime Contractor agrees to utilize DBE Subcontractor in the capacities

indicated herein, and DBE Subcontractor agrees to work on the above-referenced contract in the capacities

indicated herein, contingent upon award of the contract to Prime Contractor.

Signature: Prime Contractor Signature: DBE Subcontractor

Print Name Print Name

Title Date Title Date

IFB #15-3133-33


ATTACHMENT E.3 CONTRACTOR UTILIZATION PLAN/REQUEST FOR WAIVER

Project Number Project Title

Prime Contractor

STATE OF ____________________)

) SS

COUNTY OF __________________)

I, _______________________________, of lawful age and upon my oath state as follows:

1. This Affidavit is made for the purpose of complying with the provisions of the Disadvantaged Business Enterprise (DBE)

submittal requirements on the above project and the DBE Program and is given on behalf of the Bidder/Proposer listed

below. It sets out the Bidder/Proposer’s commitment to utilize DBE contractors on the project.

2. The project goal for DBE Participation is __________ %. Bidder/Proposer assures that it will utilize a minimum of the

following percentages of DBE participation in the above project:

BIDDER/PROPOSER DBE PARTICIPATION COMMITMENT: ________%

3. The following are the DBE subcontractors whose utilization Bidder/Proposer warrants will meet or exceed the above-

listed Bidder/Proposer Participation. Bidder/Proposer warrants that it will utilize the DBE subcontractors to provide the

goods/services described in the applicable Letter(s) of Intent to Subcontract, (copies of which shall collectively be

deemed incorporated herein). All firms must currently be certified with the Missouri Regional Certification Committee

(MRCC) under 49 CFR Part 26. List additional DBEs, if any, on an additional page and attach to this form.

a.

Name of DBE Firm % of Work

Address

Telephone No.

Taxpayer ID No.

b.


Address

Telephone No.

Taxpayer ID No.

c.


Address

Telephone No.

Taxpayer ID No.

TOTAL DBE $ AMOUNT ON PROJECT: $____________

TOTAL DBE % COMMITTED TO PROJECT: ____________ %

4. Bidder/Proposer acknowledges that the monetary amount to be paid each listed DBE for their work, and which is

approved herein, is an amount corresponding to the percentage of the total contract amount allocable to each listed DBE

IFB #15-3133-33


as calculated in the Schedule of Participation by Contractor and Subcontractors form. Bidder/Proposer further

acknowledges that this amount may be higher than the subcontract amount listed therein as change orders and/or

amendments changing the total contract amount may correspondingly increase the amount of compensation due a DBE

for purposes of meeting or exceeding the Bidder/Proposer participation commitment.

5. Bidder/Proposer acknowledges that it is responsible for considering the effect that any change orders and/or amendments

changing the total contract amount may have on its ability to meet or exceed the Bidder/Proposer participation.

Bidder/Proposer further acknowledges that it is responsible for submitting a Request for Modification or Substitution

form if it will be unable to meet or exceed the Bidder/Proposer participation set forth herein.

6. If Bidder/Proposer has not achieved the DBE commitment set for this Project, Bidder/Proposer hereby requests a waiver

of the DBE commitment that Bidder/Proposer has failed to achieve.

7. Bidder/Proposer will present documentation of its good faith efforts, a narrative summary detailing its efforts and the

reasons its efforts were unsuccessful when requested by KCATA.

8. I hereby certify that I am authorized to sign this Affidavit on behalf of the Bidder/Proposer named below and who shall

abide by the terms set forth herein:

Bidder/Proposer Primary Contact:

Address:

Phone Number: Facsimile Number:

E-mail Address:

By

(Signature)

Title

Date

(Attach corporate seal if applicable)

NOTARY:

Subscribed and sworn to before me this ______ day of ___________________, 20__.

My Commission Expires: __________________

_______________________________

Notary Public (Seal)

IFB #15-3133-33


ATTACHMENT F.1 AFFIDAVIT OF PRIMARY PARTICIPANTS

COMPLIANCE WITH SECTION 285.500 RSMO, ET SEQ.

REGARDING EMPLOYEE ELIGIBILITY VERIFICATION

STATE OF _________________________

COUNTY OF _______________________

On this ________ day of ________________, 20 _____, before me appeared

_______________________________________, personally known by me or otherwise proven to be the person

whose name is subscribed on this affidavit and who, being duly sworn, stated as follows: I am the

_________________ (title) of _____________________________ (business entity) and I am duly authorized,

directed or empowered to act with full authority on behalf of the business entity in making this affidavit.

I hereby swear or affirm that the business entity does not knowingly employ any person in connection

with the contracted services who does not have the legal right or authorization under federal law to work in the

United States as defined in 8 U.S.C. §1324a(h)(3).

I hereby additionally swear or affirm that the business entity is enrolled in an electronic verification of

work program operated by the United States Department of Homeland Security (E-Verify) or an equivalent federal

work authorization program operated by the United States Department of Homeland Security to verify information

of newly hired employees, under the Immigration Reform and Control Act of 1986, and that the business entity

will participate in said program with respect to any person hired to perform any work in connection with the

contracted services.

I have attached hereto documentation sufficient to establish the business entity’s enrollment and

participation in the required electronic verification of work program. I shall require that the language of this

affidavit be included in the award documents for all sub-contracts exceeding $5,000.00 at all tiers and that all

subcontractors at all tiers shall affirm and provide documentation accordingly.

_________________________________

Affiant’s signature

Subscribed and sworn to before me this _________ day of ________________, 20____

________________________________________

Notary Public

My Commission expires:

NOTE: An example of acceptable documentation is the E-Verify Memorandum of Understanding (MOU)

– a valid, completed copy of the first page identifying the business entity and a valid copy of the signature

page completed and signed by the business entity, the Social Security Administration and the Department

of Homeland Security.

IFB #15-3133-33


ATTACHMENT F.2 AFFIDAVIT OF LOWER-TIER PARTICIPANTS

COMPLIANCE WITH SECTION 285.500 RSMO, ET SEQ.

REGARDING EMPLOYEE ELIGIBILITY VERIFICATION

STATE OF _________________________

COUNTY OF _______________________

On this ________ day of __________________, 20_____, before me appeared

_______________________________________, personally known by me or otherwise proven to be the person

whose name is subscribed on this affidavit and who, being duly sworn, stated as follows: I am the

__________________ (title) of _____________________________ (business entity) and I am duly authorized,

directed or empowered to act with full authority on behalf of the business entity in making this affidavit.

I hereby swear or affirm that the business entity does not knowingly employ any person in connection

with the contracted services who does not have the legal right or authorization under federal law to work in the

United States as defined in 8 U.S.C. §1324a(h)(3).

I hereby additionally swear or affirm that the business entity is enrolled in an electronic verification of

work program operated by the United States Department of Homeland Security (E-Verify) or an equivalent federal

work authorization program operated by the United States Department of Homeland Security to verify information

of newly hired employees, under the Immigration Reform and Control Act of 1986, and that the business entity

will participate in said program with respect to any person hired to perform any work in connection with the

contracted services.

I have attached hereto documentation sufficient to establish the business entity’s enrollment and

participation in the required electronic verification of work program. I shall require that the language of this

affidavit be included in the award documents for all sub-contracts exceeding $5,000.00 at all tiers and that all

subcontractors at all tiers shall affirm and provide documentation accordingly.

_________________________________

Affiant’s signature

Subscribed and sworn to before me this _________ day of ________________, 20____

________________________________________

Notary Public

My Commission expires:

NOTE: An example of acceptable documentation is the E-Verify Memorandum of Understanding (MOU)

– a valid, completed copy of the first page identifying the business entity and a valid copy of the signature

page completed and signed by the business entity, the Social Security Administration and the Department

of Homeland Security.

IFB #15-3133-33


ATTACHMENT G.1 CERTIFICATION OF PRIMARY PARTICIPANT

REGARDING DEBARMENT, SUSPENSION, AND OTHER

RESPONSIBILITY MATTERS

The Primary Participant (applicant for an FTA grant or cooperative agreement, or potential Contractor for a major third

party contract), certifies to the best of its knowledge and belief, that it

and its principals:

1. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from

covered transactions by any Federal department or agency;

2. Have not within a three-year period preceding this bid, been convicted of or had a civil judgment rendered against

them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or

performing a public (Federal, State or local) transaction or contract under a public transaction; violation of Federal

or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of

records, making false statements, or receiving stolen property;

3. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State or

local) with commission of any of the offenses enumerated in paragraph (2) of this certification; and

4. Have not within a three-year period preceding this application/bid had one or more public transactions (Federal,

State or local) terminated for cause or default.

If the primary participant (applicant for FTA grant, or cooperative agreement, or potential third party Contractor) is unable

to certify to any of the statements in this certification, the participant shall attach an explanation to this certification.

THE PRIMARY PARTICIPANT (APPLICANT FOR AN FTA GRANT OR COOPERATIVE AGREEMENT,

OR POTENTIAL CONTRACTOR FOR A MAJOR THIRD PARTY CONTRACT),

CERTIFIES OR AFFIRMS THE TRUTHFULNESS AND ACCURACY OF

THE CONTENTS OF THE STATEMENTS SUBMITTED ON OR WITH THIS CERTIFICATION AND

UNDERSTANDS THAT THE PROVISIONS OF 31 U.S.C., SECTIONS 3801 ET SEQ. ARE APPLICABLE

THERETO.

Signature and Title of Authorized Official

Date

IFB #15-3133-33


ATTACHMENT G.2 CERTIFICATION OF LOWER-TIER PARTICIPANTS REGARDING

DEBARMENT, SUSPENSION, AND OTHER INELIGIBILITY

AND VOLUNTARY EXCLUSION

The Lower Tier Participant (potential sub-grantee or sub-recipient under an FTA project, potential third party Contractor,

or potential subcontractor under a major third party contract) ,

certifies, by submission of this bid, that neither it nor its principals are presently debarred, suspended, proposed for

debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department

or agency.

If the Lower Tier Participant (potential sub-grantee or sub-recipient under an FTA project, potential third party

Contractor, or potential subcontractor under a major third party contract) is unable to certify to any of the statements in

this certification, such participant shall attach an explanation to this bid.

THE LOWER-TIER PARTICIPANT (POTENTIAL SUB-GRANTEE OR SUB-RECIPIENT UNDER AN FTA

PROJECT, POTENTIAL THIRD PARTY CONTRACTOR, OR POTENTIAL SUBCONTRACTOR UNDER

A MAJOR THIRD PARTY CONTRACT), , CERTIFIES

OR AFFIRMS THE TRUTHFULNESS AND ACCURACY OF THE CONTENTS OF THE STATEMENTS

SUBMITTED ON OR WITH THIS CERTIFICATION AND UNDERSTANDS THAT THE PROVISIONS OF

31 U.S.C., SECTIONS 3801 ET SEQ. ARE APPLICABLE THERETO.

Signature and Title of Authorized Official

Date

IFB #15-3133-33


ATTACHMENT H.1 CERTIFICATION OF PRIMARY PARTICIPANTS

REGARDING RESTRICTIONS ON LOBBYING

I, (Name and Title of Grantee Official or Potential Contractor for a

Major Third Party Contract), hereby certify on behalf of (Name of

Grantee or Potential Contractor) that:

1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any

person for influencing or attempting to influence an officer or employee of any agency, a Member of

Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with

the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the

entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or

modification of any Federal contract, grant, loan, or cooperative agreement.

2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for

influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an

officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal

contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form

LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions.

3. The undersigned shall require that the language of this certification be included in the award documents for

all sub-awards at all tiers (including subcontracts, sub-grants, and contracts under grants, loans, and

cooperative agreements) and that all sub-recipients shall certify and disclose accordingly.

This certification is a material representation of fact upon which reliance is placed when this transaction was made or

entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by

Section 1352, Title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil

penalty of not less than $10,000 and not more than $100,000 for each such failure.

Executed this day of 20

By

Signature of Authorized Official

Title of Authorized Official

IFB #15-3133-33


ATTACHMENT H.2 CERTIFICATION OF LOWER-TIER PARTICIPANTS

REGARDING RESTRICTIONS ON LOBBYING

I, (Name and Title of Grantee Official or Potential Subcontractor

under a Major Third Party Contract), hereby certify on behalf of

(Name of Grantee or Potential Subcontractor) that:

1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any

person for influencing or attempting to influence an officer or employee of any agency, a Member of

Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with

the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the

entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or

modification of any Federal contract, grant, loan, or cooperative agreement.

2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing

or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or

employee of Congress, or an employee of a Member of Congress in connection with this Federal contract,

grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form LLL,

"Disclosure Form to Report Lobbying," in accordance with its instructions.

3. The undersigned shall require that the language of this certification be included in the award documents for

all sub-awards at all tiers (including subcontracts, sub-grants, and contracts under grants, loans, and

cooperative agreements) and that all sub-recipients shall certify and disclose accordingly.

This certification is a material representation of fact upon which reliance is placed when this transaction was made or

entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by

Section 1352, Title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil

penalty of not less than $10,000 and not more than $100,000 for each such failure.

Executed this day of , 20 .

By

Signature of Authorized Official

Title of Authorized Official

IFB #15-3133-33


ATTACHMENT I

BUY AMERICA CERTIFICATION FORM

For Steel or Manufactured Products

Other Than Rolling Stock

Certificate of Compliance with Buy America Requirements

The bidder hereby certifies that it will comply with the requirements of 49 U.S.C. 5323(j)(1), and the applicable

regulations in 49 CFR part 661.

Date: ______________________________________

Signature: __________________________________

Company: __________________________________

Name: _____________________________________

Title: ______________________________________

Certificate of Non-Compliance with Buy America Requirements

The bidder hereby certifies that it cannot meet the requirements of 49 U.S.C. 5323(j), but it may qualify

for an exception to the requirements consistent with 49 U.S.C. 5323(j)(2) as amended, and the applicable

regulations in 49 CFR 661.7.

Date: ______________________________________

Signature: __________________________________

Company: __________________________________

Name: _____________________________________

Title: ______________________________________

IFB #15-3133-33


Attachment J - REFERENCES

IFB No. 15-3133-33

Work accomplished by Contractor which best illustrates current qualification relevant to this project:

1.

Job Description:

Contract Amount:

Time to Complete Job:

Owner & Location:

Contact Name: Telephone No.:

E-mail Address: Contract Date: to

2.

Job Description:

Contract Amount:


Owner & Location:



3.

Job Description:

Contract Amount:


Owner & Location:



4.

Job Description:

Contract Amount:


Owner & Location:



IFB #15-3133-33


ATTACHMENT K

Bid Response Form

PRICING TABLE 1: REQUIRED PRICING

The bidder shall complete the following pricing table(s) and provide firm, fixed pricing necessary to meet the requirements

of the IFB.

Material Unit of

Measure Unit Cost

Estimated

Quantity

Extended Cost (Unit Cost x Qty)

Prepress and set up fees Total $ 1 $

Vehicle Wrap for Chevy Impala Sedans Each $ 18 $

Vehicle Wrap for Ford Elevation E-350 Cutaways Each $ 41 $

Wrap Installation Services for Impala Sedans Each $ 18 $

Wrap Installation Services for E-350 Cutaways Each $ 41 $

GRAND TOTAL: $

PRICING TABLE 2: OTHER REQUIRED PRICING

The bidder must state below all other applicable costs necessary to satisfy the requirements of the IFB. Unless stated in this Pricing Section, the KCATA shall assume that absolutely no other fees, expenses or charges, will be assessed to the KCATA whatsoever in connection with the products/services provided herein and to satisfy the IFB requirements.

DESCRIPTION/COMMENTS UNIT OF

MEASURE UNIT PRICE

Guaranteed Not to Exceed Travel Expense in accordance with

the Attachment D Travel Policy & Hotel Rates for Contractors TOTAL $

The undersigned, acting as an authorized agent or officer for the Bidder, does hereby agree to the following:

1. The offer submitted is complete and accurate, including all forms required for submission in accordance with the terms and conditions listed in this Invitation For Bids and any subsequent Addenda. The Bidder shall immediately notify the KCATA in the event of any change.

2. The quantities specified are based upon the best available estimates and do not determine the actual amount the Authority shall order during the contract period. The quantities are subject to change. Payments will be based on actual quantities order based on the unit rates quoted.

3. The undersigned agrees to furnish and deliver the items or perform services as described herein for the consideration stated in accordance with the terms and conditions listed in the KCATA IFB. The rights and obligations of the parties to any resultant purchase order/contract shall be subject to and governed by this document and any documents attached or incorporated herein by reference.

Company Name (Type / Print) Date

Street Address City / State / Zip

X

Authorized Signature Title

Name (Type / Print)

Telephone # Facsimile #

E-mail Address

IFB #15-3133-33


ATTACHMENT K ~ continued

The bidder should verify the ability to fulfill the requirements of the IFB and provide any explanation of any

deviation from the specifications.

Compliant

with / will

Fulfill

Requirement

Additional

Paragraph

# Description of Specification/Requirement YES or NO Explanatory Comments

1. Purpose:

A. …A total of 12 vehicles must be wrapped prior

to March 4, 2016. The remaining 47 vehicles

must be wrapped prior to expiration of the

contract at a schedule mutually agreed to

between the contractor and KCATA.

B. The bidders must provide both the provision of

the vehicle wraps as well as the provision of

the installation services for the wraps (i.e., an

all or none contract award to the lowest,

responsible and responsive bidder).

2. Term:

A. The term of this agreement shall include

provision of the Vehicle Wraps & Installation

Services specified herein for a period of two

(2) years from date of contract award.

4. Vehicle Wraps:

A. The contractor shall provide vehicle wraps

with the substrate material of Vinyl 3M 180

CV3 with Laminate 8518 Lusterlam or an

approved equal. Refer to Attachment N for

Wrap Design Artwork. All artwork is scaled:

1/48, ¼”=1’.

B. The vehicle wraps shall be for two sized

vehicles: the Chevrolet Impala (model years

2012 to 2014) and the Ford Elevation E-350

Cutaway (model years 2012 to 2015).

1) The vehicle wraps for the Chevy Impala

sedans shall be a full vehicle wrap to include

additional wrap material for the entire roof top.

Measurements for the Chevy Impala can be

found in Attachment M. There may be some

design layout differences between the various

model years that will require some adjustments

and modifications to the wrap design and

installation which shall be accommodated by

the contractor.

2) The vehicle wraps for the Ford Elevation E-

350 Cutaway shall include additional wrap

material for vehicle top rollover (e.g., not to

IFB #15-3133-33


Compliant

with / will

Fulfill

Requirement

Additional

Paragraph


cover the entire roof): the wrap top roll over

shall be 17 inches from the top of the drip rail

to the top seam on the top of the Cutaway

vehicle, where the wrap would stop.

Measurements for the E-350 Cutaway can be

found in Attachment M. There may be some

design layout differences between the various

model years that will require some adjustments

and modifications to the wrap design and

installation which shall be accommodated by

the contractor.

C. The vehicle wraps shall be in the following

colors listed below. The contractor must

provide a proof sample sheet on the wrap

material to be used to KCATA prior to

production of any order so that KCATA can

verify and approve the colors utilized. The

contractor must receive written approval from

KCATA on the proof sample. If the ordered

wraps received deviates from the approved

proof sample, then the KCATA reserves the

right to reject the wrap order and require the

contractor, at the contractor’s expense, to

replace the wraps:

1) Pantone 301C

2) White: C:0 M:0 Y:0 K:0

3) Black: C:0 M:0 Y:0 K:100

4) Pantone Cool Gray 4C

5) Pantone 369C

5. Vehicle Wrap Orders and Delivery:

A. It is the intent of KCATA to order initially 12

wraps that will be a mix of the two vehicle

types (such as 4 of the Chevy Impala Sedan

wraps and 8 of the Ford Elevation E-350

vehicle wraps) from the contractor; however,

KCATA reserves the right to order more or

less depending upon the need during this

rebranding project. The contractor shall not

require a minimum order amount. The

contractor shall deliver the wraps to KCATA

within seven (7) calendar days of receipt of

order.

IFB #15-3133-33


Compliant

with / will

Fulfill

Requirement

Additional

Paragraph


B. The contractor shall individually package the

wraps and clearly label each package to

indicate either it is a “Paratransit Sedan Wrap”

or a “Paratransit E-350 Cutaway Wrap”. The

contractor shall accommodate any additional

labeling needs.

6. Warranty on Wraps:

A. KCATA requires a minimum warranty terms

of three (3) years for the wrap quality and that

the wrap is free of defects.

B. All vehicle wraps which do not comply with

the specifications and/or requirements or

which are otherwise unacceptable quality or

color or defective may be rejected. In addition,

all wraps which are discovered to be defective

or which do not conform to any warranty of

the contractor upon inspection (or at any later

time if the defects contained were not

reasonably ascertainable upon the initial

inspection) may be rejected.

C. The KCATA reserves the right to return any

such rejected shipment at the contractor's

expense for full credit or replacement and to

specify a reasonable date by which

replacements must be received. The KCATA's

right to reject any unacceptable equipment,

supplies, and/or services shall not exclude any

other legal, equitable or contractual remedies

the KCATA may have.

D. Pass-Through of Warranties: The contractor

shall identify in writing all third-party

warranties that the bidder receives in

connection with any Product provided to

KCATA. The contractor hereby passes

through the benefits of all such warranties,

provided that nothing in this section shall

reduce or limit the bidder’s obligations under

this contract.

7. Installation Services:

A. The contractor will be responsible for the

placement of full wraps on vehicle types

specified herein. The KCATA shall ensure

that the vehicles have been properly cleaned

prior to releasing the vehicles to the contractor

IFB #15-3133-33


Compliant

with / will

Fulfill

Requirement

Additional

Paragraph


for wrap installation. The contractor shall

remove any decals and advertisements on the

vehicles prior to placing the wraps on the

vehicles. The contractor shall document what

decals and advertisements were removed and

inform the KCATA project manager. Prior to

proceeding with the initial wrap installation,

the contractor shall meet with the KCATA

project manager to review the vehicle to be

wrapped and receive any guidance instruction

on the wrap layout. Upon completion of the

wrap installation, the contractor must notify

the KCATA project manager and have the

wrap installation inspected and approved by

the KCATA project manager before

proceeding with the next wrap installation.

B. The contractor shall be responsible for cutting

out and trimming the wraps as appropriate for

the various vehicle features (such as cutting

out window and door entry areas; trimming

around light fixtures, trimming around door

handles, wheelchair access latches, emblems,

etc.).

C. The installation of the wraps shall be

performed on-site at a facility area provided by

KCATA. Workspace will be provided indoors,

on-site at KCATA. Space will be available in

KCATA’s bus storage building, where the

lighting may not be optimal for installation.

Contractors may want to assess and determine

whether additional lighting should be planned

prior to start of services. Any additional

lighting needs shall be the responsibility and

expense of the contractor. KCATA shall

provide electrical outlets/extension cords as

needed, if needed. Limited space may be

available in KCATA’s body shop where

lighting and conditions are suitable for a clean

install.

D. It is anticipated that the majority of the wrap

installations shall be conducted at KCATA’s

location at 1350 E. 17th St., Kansas City, MO

64108. It is highly desirable that the contractor

perform the wrap installations on-site at

IFB #15-3133-33


Compliant

with / will

Fulfill

Requirement

Additional

Paragraph


KCATA between the hours of 4:00 p.m. and

4:00 a.m., which is the least busy time for

vehicle movement on the premises. However,

KCATA will mutually agree on a timeframe

with the awarded contractor(s). If the

installation contractor is not also the supplier

of the wraps then the KCATA will provide the

vehicle wraps to the installer.

1) KCATA expects that the contractor will

diligently pursue the work in a cooperative

manner and refrain from impeding and/or

interrupting the work and/or worksite(s) of

others. Violation may result in termination of

the contract.

2) The contractor shall fully coordinate all

contract activities with those activities of the

KCATA. As the work of the contractor

progresses, advice and information on matters

covered by the contract shall be made available

by the contractor to the KCATA throughout

the effective period of the contract.

E. The contractor must be able to perform a high

complexity level of hands-on transit vehicle

wrap installation that includes but is not

limited to:

1) Flat Substrates

2) Curves

3) Corrugations

4) Rivets

5) Seams

F. The contractor shall be responsible for the

proper disposal of any waste material

generated during the wrapping process in

accordance with Federal, State, and Local

regulations and laws.

8. Limitations and Timeframe of Installation

Services:

A. The vehicles shall be wrapped in succession

and the contractor shall complete a vehicle

wrap installation within twelve (12) hours. The

contractor shall completely wrap a minimum

of 12 vehicles by no later than March 4, 2016.

IFB #15-3133-33


Compliant

with / will

Fulfill

Requirement

Additional

Paragraph


B. The contractor may only be given two (2)

vehicles at a time to complete the wrap

installation services. At KCATA’s sole

discretion, KCATA may increase the allotment

of vehicle distributed. The reason for the two

vehicle limitation is for the purpose of

allowing KCATA sufficient vehicle in the fleet

to continue vehicle operations.

C. The contractor must have the ability to handle

the complete wrap installation services

described herein at a minimum of seven (7)

vehicles a month.

9. Warranty on Installation Services:

A. KCATA requires a minimum warranty term of

ninety (90) days for the wrap installation

workmanship and must be free of defects

pertaining to the provisions of installation

services.

B. If the installation contractor ruins the vehicle

wrap during installation services, the

installation contractor shall be responsible for

the expense in replacing the vehicle wrap and

shall not charge additional fees for re-

installation of the new wrap.

10. Quality Assurance and Inspections:

A. During the performance of the installation

services, if the contractor damages any features

on the Vehicles, the contractor shall notify

KCATA immediately within two (2) hours of

the discovery of the damage, and the contractor

shall be responsible for replacing and/or

repairing the feature(s) prior to continuing

performance of the Scope of Work. The

Contractor shall not be entitled to any

adjustment in the contract price for any work

resulting from Contractor damage.

B. The Contractor shall allow authorized KCATA

staff to perform quality control inspections of

the vehicle wrapping installation services at

any point and at multiple times throughout the

installation process. The Quality Control

inspections shall be for the purpose of ensuring

that the installation services are performed in

accordance with the IFB requirements and

IFB #15-3133-33


Compliant

with / will

Fulfill

Requirement

Additional

Paragraph


vehicle wrap installation best practices for

consistent quality that meets KCATA’s needs

and requirements.

11. Vendor Qualification Requirements:

A. The bidding contractor (company supplying

the bid response) must have been in the

commercial vehicle wrap and commercial

vehicle wrap installation services business a

minimum of three (3) years.

B. The Contactor must have demonstrated a high

level of professionalism and skill, with a

proven track record of wrap design, creation

and installation for commercial vehicles of

similar sized vehicles as indicted herein. Refer

to Attachment J “References” where the

vendor should provide a minimum of three (3)

references for the provision of wraps that is

similar in nature, size, and scope as what is

requested in this IFB.

IFB #15-3133-33


ATTACHMENT L

VEHICLE INFORMATION

Sedans – Chevy Impala

Vehicle Year Condition

2012 Good

2012 Good

2013 Good

2013 Good

2013 Good

2013 Good

2013 Good

2013 Good

2013 Good

2013 Good

2013 Good

2013 Good

2013 Good

2013 Good

2013 Good

2014 Good

2013 Good

2013 Good

Cutaways – Ford Elevation E-350

Vehicle Year Condition

2012 Fair

2012 Fair

2012 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2014 Good

2015 New

2015 New

IFB #15-3133-33


ATTACHMENT M

VEHICLE DRAWING SPECIFICATIONS

CHEVY IMPALA

Exterior

Wheelbase (mm / in): 2807 / 110.5

Overall length (mm / in): 5091 / 200.4

Overall width (mm / in): 1851 / 72.9

Overall height (mm / in): 1487 / 58.7

Track (mm / in): (all) front: 1585.5 / 62.4 rear: 1562 / 61.5

Curb weight (kg / lb): LS: 1613 / 3555 LT w/3.5L: 1613 / 3555 LT w/3.9L: 1655 / 3649 LTZ: 1655 / 3649

Weight distribution (% front / rear):

LS: 62 / 38 LT: 61 / 39 LTZ: 61 / 39

Drag coefficient: 0.33

IFB #15-3133-33


IFB #15-3133-33


ATTACHMENT M ~ continued

VEHICLE DRAWING SPECIFICATIONS

FORD ELEVATION E-350 CUTAWAY

IFB #15-3133-33


Attachment N

Wrap Design Artwork

IMPORTANT NOTICE: This artwork is not final. KCATA will send finalized artwork to the successful

contract awardee. The contractor shall also understand and agree that each vehicle year may have some

changes needed to the artwork due to changes in the vehicle layout; therefore, the contractor must

accommodate these adjustments to the artwork and adjustments to the installation of the wraps to suit

the particular vehicle.

IFB #15-3133-33


Attachment N ~ continued

Wrap Design Artwork

Kansas City Area Transportation Authority PROCUREMENT ...4. Vehicle Wraps: A. The contractor shall provide vehicle wraps with the substrate material of Vinyl 3M 180 CV3 with Laminate

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