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FUND
UPDATE
JANUARY
2016
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Click on the Fund Name for details
CONTENTSMARKET OUTLOOK 1
FUND PERFORMANCE OF ULIP FUNDS 3
PRODUCT - FUND MATRIX 5
INDIVIDUAL FUNDSCLASSIC OPPORTUNITIES FUND (ULIF-033-16/12/09-CLAOPPFND-107) 6
FRONTLINE EQUITY FUND (ULIF-034-17/12/09-FRLEQUFND-107) 7
DYNAMIC FLOOR FUND II (ULIF-035-17/12/09-DYFLRFND2-107) 8
BALANCED FUND (ULIF-037-21/12/09-BALKFND-107) 9
KOTAK OPPORTUNITIES FUND (ULIF-029-02/10/08-OPPFND-107) 10
KOTAK AGGRESSIVE GROWTH FUND (ULIF-018-13/09/04-AGRGWTFND-107) 11
GUARANTEE FUND (ULIF-048-05/02/10-GRTFND-107) 12
MONEY MARKET FUND (ULIF-041-05/01/10-MNMKKFND-107) 13
KOTAK DYNAMIC GROWTH FUND (ULIF-012-27/06/03-DYGWTFND-107) 14
DYNAMIC FLOOR FUND (ULIF-028-14/11/06-DYFLRFND-107) 15
KOTAK DYNAMIC BALANCED FUND (ULIF-009-27/06/03-DYBALFND-107) 16
KOTAK DYNAMIC BOND FUND (ULIF-015-15/04/04-DYBNDFND-107) 17
KOTAK DYNAMIC GILT FUND (ULIF-006-27/06/03-DYGLTFND-107) 18
KOTAK DYNAMIC FLOATING RATE FUND (ULIF-020-07/12/04-DYFLTRFND-107) 19
PEAK GUARANTEE FUND I (ULIF-049-14/02/10-PKGRTFND1-107) 20
KOTAK GUARANTEED GROWTH FUND (ULIF-013-27/06/03-GRTGWTFND-107) 21
KOTAK GUARANTEED BALANCED FUND (ULIF-010-27/06/03-GRTBALFND-107) 22
PENSION CLASSIC OPPORTUNITIES FUND (ULIF-042-07/01/10-PNCLAOPFND-107) 23
KOTAK PENSION OPPORTUNITIES FUND (ULIF-032-17/07/09-PNOPPFND-107) 24
PENSION FRONTLINE EQUITY FUND (ULIF-044-11/01/10-PNFRLEQFND-107) 25
PENSION GUARANTEE FUND (ULIF-038-21/12/09-PNGRTFND-107) 26
KOTAK PENSION GROWTH FUND (ULIF-030-07/01/09-PNGWTFND-107) 27
KOTAK PENSION FLOOR FUND (ULIF-031-13/07/09-PNFLRFND-107) 28
PENSION FLOOR FUND II (ULIF-043-08/01/10-PNFLRKFND2-107) 29
KOTAK PENSION BALANCED FUND (ULIF-011-27/06/03-PNBALFND-107 ) 30
PENSION BALANCED FUND II (ULIF-046-24/01/10-PNBALFND2-107) 31
KOTAK PENSION BOND FUND (ULIF-017-15/04/04-PNBNDFND-107) 32
KOTAK PENSION GILT FUND (ULIF-008-27/06/03-PNGLTFND-107) 33
KOTAK PENSION FLOATING RATE FUND (ULIF-022-07/12/04-PNFLTRFND-107) 34
PENSION MONEY MARKET FUND II (ULIF-039-28/12/09-PNMNMKFND-107) 35
KOTAK ADVANTAGE PLUS FUND II (ULIF-027-21/04/06-ADVPLSFND2-107) 36
KOTAK ADVANTAGE MULTIPLIER FUND (ULIF-024-07/02/06-ADVMULFND-107) 37
KOTAK ADVANTAGE MULTIPLIER FUND II (ULIF-026-21/04/06-ADVMULFND2-107) 38
DISCONTINUED POLICY FUND (ULIF-050-23/03/11-DISPOLFND-107) 39
GROUP FUNDSKOTAK GROUP DYNAMIC FLOOR FUND (ULGF-015-07/01/10-DYFLRFND-107) 40
KOTAK GROUP BALANCED FUND (ULGF-003-27/06/03-BALFND-107) 41
KOTAK GROUP BOND FUND (ULGF-004-15/04/04-BNDFND-107) 42
KOTAK GROUP GILT FUND (ULGF-002-27/06/03-GLTFND-107) 43
KOTAK GROUP FLOATING RATE FUND (ULGF-005-07/12/04-FLTRFND-107) 44
KOTAK GROUP MONEY MARKET FUND (ULGF-001-27/06/03-MNMKFND-107) 45
KOTAK GROUP SECURE CAPITAL FUND (ULGF-016-12/04/11-SECCAPFND-107) 46
KOTAK 57M FMP 07/04/2016 (ULGF-017-14/07/11-57FM070416-107) 47
KOTAK GROUP SHORT TERM BOND FUND (ULGF-018-18/12/13-SHTRMBND-107) 48
Annexure 49
Disclaimer 55
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 1
MARKET OUTLOOK Month Gone By – Markets Indian equities were flat (Sensex - (0.1%) ) in December as uncertainty of Fed liftoff eased with market recovering in the latter half of the month. The Finance Minister’s statement, that structural reforms including GST, rationalizing of direct taxes and ease of doing business are among the top priorities for the New Year, boosted investor sentiments towards the end of month. Winter session of Parliament concluded on December 23 failed to pass the much awaited GST bill in the Upper House as controversies and protests were prevalent. On the global front, while US Federal Reserve raised Fed funds rate by 25 bps, European Central Bank (ECB) announced a 10 bps deposit rate cut and extended its asset purchase program by six months. 10 year benchmark treasury yields decreased a marginal 3 bps to 7.76%. Brent Crude was down 17.7% for the month.
Source: BloombergINR appreciated 0.77% vs. USD over the month. Foreign Institutional Investors (FIIs) reversed their position to marginal net buyers in December with net inflows to the tune of 38 mn from Indian equities. Domestic Institutional Investors (DIIs) were also net buyers in the month as net inflows totaled to USD 949mn. FIIs were sellers of Indian debt worth USD 629 mn.
Source: BloombergEconomyIndex of Industrial Production (IIP) for October surged sharply to a 5 year high at 9.8% vs 3.6% in September due to one-off shift in festival season this year. Capital goods (16.1% vs 10.3% in Sep) and consumer durables (42.2% vs 8.4% in Sep) were the main contributors. Consumer Price Index (CPI) for the month of November rose to a 14-month high, at 5.4% vs 5% in October led by pulses (up 3.6%MoM) edible oil (up 2.7%) and sugar (up 3.2%). Core CPI inched up to 4.6% YoY, the fourth consecutive month of YoY increase. Deflationary trends in Wholesale Price Index (WPI) continued as it fell for thirteenth consecutive month, headline WPI came in at -1.99% vs -3.81% last month, however it has been rising for last three months. Core WPI remained stable at -1.9%. November trade deficit narrowed marginally to USD 9.7 bn aided by drop in value of oil imports
Source : Motilal Oswal and Citi Equity Market OutlookThe year 2015 ended on a negative note after a spectacular performance in CY2014. The BSE-30 Index fell 5% in 2015 while BSE Midcap and BSE Small cap indices rose 10% and 6%, respectively.November witnessed a slight pickup in deal activity with 8 deals albeit of small ticket size amounting to USD 400mn. This was led by Hero MotoCorp USD 116mn stake sale (1.49%) by Bain Capital. In the primary market, the USD 77mn IPO of SH Kelkar saw healthy investor demand.In CY15 FIIs and DIIs bought USD 3.4bn and USD 10.3bn respectively. DII buying has exceeded that by FII for the first time since CY11. 2015 was a rather eventful year for Indian equities with its fair share of ups and down. 2016 can be a year of immense possibilities for Indian equity markets.India is clearly in a situation whereby macro indicators are on a strong footing on the back of the improvement in the current account deficit (CAD) (aided by lower oil, gold and commodity prices), higher forex reserves and lower inflation. This is at a time when most of the world is grappling with slower growth and many other imbalances
Source : Motilal Oswal and Citi
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 2
Equities can react in the coming months based on following events:-• CorporateIndiahavebeenreportingverysubduedprofitgrowthatanaggregatelevelforlastfewquarters.ItiswidelyexpectedthatFY16shouldbebottomofearningsgrowthcycle and earnings can grow at double digit in FY17. Any positive confirmation of the same will act as positive trigger for the market.• Asbanksacceleratetheprocessofmonetarytransmissionandyieldsfall,itisbelievedthatIndia’scostofcapital(COC)willalsoprogressivelyreduce.Theconsequent expansion in the ROCE-COC spread could be one of the drivers of the next leg of re-rating in Indian equities.The next leg of India’s re-rating will likely be micro-led. From a microstandpoint, operating leverage will likely support earnings once India crosses its potential GDP growth, which will get more accentuated post FY16. Analysts have yet to pencil the benefits of operating leverage into their earnings estimates. • InflationisstillanissueinIndia.SofteningofcrudeoilandothercommoditiesishelpingtheIndianmacro.ForIndianequitiestoenterintoaperiodofsustainedrise,itis pertinent to tame inflation. The RBI wants to fight the inflation battle only once, thus reducing probabilities of aggressive rate cuts in the near term. If global crude prices remain weak in the near future as well, Indian equities could well become the best choice for global fund managers• OnonehandthereisexpectationofUSFedraisingtheinterestratesontheotherhandthereisexpectationofEuropeanCentralBank(ECB)cuttingrates.Thistightening& easing in different parts of the world is likely to keep the world markets volatile• Therehasbeenare-emergenceofconcernsoverChina.Themainconcernscentrearound(a)Investmentbubble:China’sinvestmentshareofGDPisalreadyhigherthanitever was in Japan and Korea. (b) Real estate bubble: Moody’s claim that real estate is around 23% of GDP, (directly and indirectly) (c) China’s private sector debt to GDP stands at 196% (40% higher than the trend rate). A meaningful slow down in China can influence global growth and investor sentiment to emerging markets. However, over time, it is expected that India, will be a major beneficiary of asset re-allocation within emerging markets.
Source: Motilal OswalDebt Market OutlookRBI announced Rs.10,000 crore worth open market purchases (OMO) in the beginning of the month to infuse liquidity. Markets initially rallied but gave up all the gains as the RBI did not continue its OMO purchases after the first announcement. Concerns over supply of G-sec, SDL (around 1 lakh crore) and Discom bonds related to UDAY scheme in the last quarter of the FY2016, spoiled the mood of the market. December had only two G-sec auctions but future supply concerns and tight liquidity conditions due to advance tax outflow outplayed the lower supply during the month.CPI edged up due to warring off of base effect and rise in food inflation. RBI in its monetary policy in December mentioned that Inflation has turned up as anticipated and is expected to rise further until December before plateauing. It expects the vegetable and fruits prices to moderate. The El-Nino induced shortening of winter may limit this effect. Early indication of rabi sowing and reservoirs levels suggest that astute supply management is necessary to minimize any shortfall in rabi crop. Taking all this into consideration, inflation is expected to broadly follow the path set out in September review with risk slightly to the downside of 6% (Jan 2016).Fiscal deficit increased in November after contracting for three consecutive months due to decline in both tax and non-tax receipts. Expenditure growth moderated with both capital and expenditure growth moderating. Fiscal deficit increased 46.4% in November vs. a decline of 11.5% in October. On YTD basis, the fiscal deficit is at 3.5% against the FY2016 budgeted target of 3.9%.Outlook: RBI will follow the developments in commodity prices and external developments. Pay commission effects on wages and rents and its direct effects on aggregate demand would be offset by appropriate budgetary tightening as the Government stays on fiscal consolidation path. The government is examining linking small savings rate to market interest rate. In January, around Rs.13,000cr of FII limits will be auctioned and should get subscribed depending upon the market conditions. FII interest in bond markets may slightly offset the over-supply in the Jan-March quarter. 10 year yield may be range bound in the near term.
source: Bloomberg
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
h
FUND PERFORMANCE OF ULIP FUNDS Fundsavailablewithinsuranceplanslaunchedon&postSept.1,2010.
Funds available with insurance plans launched Prior to Sept. 1, 2010.
Page 3
Returns As On 31st Dec 2015
ClassicOpportunities Fund (AUM: `
1,67,613.29 Lakhs)
Frontline Equity Fund
(AUM: ` 38,598.41Lakhs)
DynamicFloor Fund II
(AUM: ` 63,336.36 Lakhs)
BalancedFund
(AUM: ` 4,349.60 Lakhs)
Guarantee Fund(AUM: ` 4,046.87
Lakhs)
Kotak Dynamic Bond Fund
(AUM: ` 85,682.72 Lakhs)
Kotak Dynamic Gilt Fund(AUM: `
4,159.01 Lakhs)
Kotak Dynamic Floating Rate Fund
(AUM: ` 2,230.52 Lakhs)
Money Market Fund
(AUM: ` 15,373.53 Lakhs)
Discontinued Policy Fund
(AUM: ` 20,299.69 Lakhs)
Inception 12.0% 10.5% 6.1% 9.8% 7.2% 8.5% 7.2% 7.6% 7.9% 8.5%10 years n.a n.a n.a n.a n.a 9.2% 7.9% 7.9% n.a n.a7 years n.a n.a n.a n.a n.a 8.6% 6.6% 7.8% n.a n.a6 years 12.0% 10.9% 6.0% 9.9% n.a 8.8% 8.3% 8.4% n.a n.a5 years 9.6% 8.8% 5.2% 8.6% 5.4% 9.1% 8.7% 9.0% 8.6% n.a4 years 19.4% 18.2% 8.4% 14.3% 8.5% 9.3% 9.3% 9.4% 8.8% 8.7%3 years 15.5% 15.2% 6.2% 12.3% 6.3% 8.4% 8.4% 9.7% 8.5% 8.2%2 years 22.0% 20.3% 9.3% 16.4% 9.5% 11.2% 12.0% 9.1% 8.5% 8.2%1 year 3.7% 4.1% -0.5% 5.2% -0.1% 6.8% 6.8% 7.4% 8.3% 7.7%6 mth -2.9% -1.9% -1.3% 0.6% -0.9% 4.2% 4.0% 3.5% 3.9% 3.6%3 mth -0.3% -0.3% -0.5% -0.1% -0.1% 0.0% -0.2% 1.2% 1.9% 1.7%1 mth -0.6% -0.6% -0.2% -0.3% 0.1% 0.1% 0.0% 0.5% 0.6% 0.6%
Returns As On 31st Dec 2015
Kotak Opportunities Fund(AUM: ` 94,297.08
Lakhs)
Kotak Aggressive Growth Fund(AUM: ` 28,804.01
Lakhs)
Kotak Dynamic Growth Fund(AUM: ` 6,145.72
Lakhs)
Dynamic Floor Fund(AUM: ` 95,088.80
Lakhs)
Kotak Dynamic Balanced Fund(AUM: ` 1,819.31
Lakhs)
Inception 19.1% 16.8% 15.0% 9.1% 13.7%10 years n.a 13.5% 11.2% n.a 11.1%7 years 19.6% 17.4% 13.7% 7.6% 12.7%6 years 11.3% 10.0% 9.8% 5.5% 9.5%5 years 8.9% 8.3% 8.6% 4.9% 8.8%4 years 18.8% 17.9% 16.2% 7.8% 14.6%3 years 14.9% 14.9% 13.7% 5.6% 12.5%2 years 21.5% 19.8% 18.1% 9.1% 16.6%1 year 2.9% 2.9% 4.4% -0.4% 5.1%6 mth -3.3% -2.5% -0.7% -0.9% 0.5%3 mth -0.5% -0.8% -0.2% -0.3% -0.1%1 mth -0.6% -0.7% -0.5% 0.1% -0.3%
Returns As On 31st Dec 2015
Peak Guarantee Fund I(AUM: ` 2,342.05
Lakhs)
Kotak Guaranteed Growth Fund
(AUM: ` 1,10,132.52 Lakhs)
Kotak Guaranteed Balanced Fund
(AUM: ` 9,495.02 Lakhs)
Pension Classic Opportunities Fund
(AUM: ` 14,415.58 Lakhs)
Kotak PensionOpportunities Fund
(AUM: ` 2,709.53 Lakhs)
Pension Frontline Equity Fund
(AUM: ` 3,021.69 Lakhs)
Pension Guarantee Fund
(AUM: ` 10,909.00 Lakhs)
Inception 6.4% 13.7% 12.4% 12.7% 11.5% 11.7% 6.2%10 years n.a 9.5% 9.6% n.a n.a n.a n.a7 years n.a 10.6% 10.2% n.a n.a n.a n.a6 years n.a 8.7% 8.6% n.a 11.1% n.a 6.1%5 years 5.2% 8.4% 8.5% 9.6% 8.8% 8.8% 5.3%4 years 8.1% 12.5% 11.7% 19.6% 18.6% 18.4% 8.5%3 years 6.0% 10.6% 10.1% 15.8% 14.6% 15.4% 6.3%2 years 9.1% 14.9% 14.2% 22.3% 21.2% 20.5% 9.6%1 year -0.4% 5.1% 5.6% 3.5% 3.1% 4.0% -0.2%6 mth -1.0% 0.6% 1.4% -3.2% -3.3% -1.9% -0.9%3 mth -0.2% -0.2% -0.2% -0.5% -0.5% -0.3% -0.2%1 mth 0.1% -0.4% -0.3% -0.6% -0.6% -0.7% 0.1%
Returns As On 31st Dec 2015
Kotak Pension Growth Fund
(AUM: ` 1,788.73 Lakhs)
Kotak Pension Floor Fund
(AUM: ` 5,109.01 Lakhs)
Pension Floor Fund II
(AUM: ` 8,539.84 Lakhs)
Kotak Pension Balanced Fund
(AUM: ` 21,612.08 Lakhs)
Pension Balanced Fund II(AUM: ` 351.31
Lakhs)
Kotak Pension Bond Fund
(AUM: ` 7,445.48Lakhs)
Kotak Pension Gilt Fund
(AUM: ` 787.66Lakhs)
Kotak Pension Floating
Rate Fund(AUM: ` 311.80 Lakhs)
Pension Money Market Fund II
(AUM: ` 1,112.74Lakhs)
Inception 11.4% 5.6% 6.1% 12.6% 9.5% 8.6% 7.4% 7.7% 7.9%10 years n.a n.a n.a 9.8% n.a 9.3% 8.1% 7.9% n.a7 years n.a n.a n.a 10.1% n.a 8.7% 6.6% 7.8% n.a6 years 8.7% 4.9% n.a 8.6% n.a 8.8% 8.3% 8.3% 7.9%5 years 8.2% 4.5% 5.3% 8.5% 8.7% 9.1% 8.6% 8.9% 8.5%4 years 12.4% 8.1% 8.4% 11.7% 14.4% 9.3% 9.3% 9.3% 8.7%3 years 10.5% 6.0% 6.2% 10.1% 12.3% 8.4% 8.4% 9.7% 8.5%2 years 14.8% 9.2% 9.3% 14.2% 16.4% 11.2% 12.0% 9.0% 8.5%1 year 5.0% -0.4% -0.6% 5.6% 5.2% 6.8% 6.8% 7.4% 8.3%6 mth 0.6% -1.0% -1.3% 1.4% 0.5% 4.2% 4.0% 3.5% 4.0%3 mth -0.2% -0.2% -0.5% -0.2% -0.2% 0.0% -0.2% 1.2% 1.9%1 mth -0.4% 0.1% -0.2% -0.3% -0.4% 0.1% 0.0% 0.5% 0.6%
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
•KOTAK PRIVILEDEGE ASSURANCE PLANS
FUND PERFORMANCE OF ULIP FUNDS •KOTAK GROUP PLANS
Page 4
Returns As On 31st Dec 2015
Kotak Advantage Plus Fund II
(AUM: ` 22.47 Lakhs)
Kotak Advantage Multiplier Fund
(AUM: ` 161.38 Lakhs)
Kotak Advantage Multiplier Fund II
(AUM: ` 151.35 Lakhs)
Inception 5.6% 5.2% 5.4%7 years 5.9% 5.8% 5.9%6 years 4.8% 4.3% 4.5%5 years 4.3% 3.7% 3.8%4 years 5.5% 6.1% 6.3%3 years 5.2% 5.0% 5.4%2 years 5.4% 5.7% 6.0%1 year 4.7% 4.8% 5.1%6 mth 2.4% 2.4% 2.5%3 mth 1.0% 0.9% 1.0%1 mth 0.3% 0.3% 0.3%
Returns less than or equal to a year are absolute. Returns greater than a year are compounded annualised.
•KOTAK FIXED MATURITY PLANS
FUND PERFORMANCE OF ULIP FUNDS •KOTAK GROUP PLANS
Returns As On 31st Dec 2015
Kotak Group Dynamic Floor Fund
(AUM: ` 366.31Lakhs)
Kotak Group Balanced Fund
(AUM: ` 28,729.67Lakhs)
Kotak Group Bond Fund (AUM: ` 72,320.68
Lakhs)
Kotak Group Gilt Fund (AUM: ` 2,427.18
Lakhs)
Kotak Group Floating Rate Fund
(AUM: ` 1,305.91Lakhs)
Kotak Group Money Market Fund
(AUM: ` 21.63Lakhs)
Kotak Group Secure Capital Fund (AUM: ` 5,701.64
Lakhs)
Inception 14.9% 13.8% 9.1% 7.5% 8.0% 8.8% 9.6%10 years n.a 11.3% 9.9% 8.3% 8.3% n.a n.a7 years n.a 12.9% 9.4% 6.9% 8.2% n.a n.a6 years n.a 9.8% 9.6% 8.5% 8.8% n.a n.a5 years 5.6% 9.1% 9.7% 8.9% 9.4% n.a n.a4 years 8.6% 14.9% 9.8% 9.5% 9.8% n.a 9.6%3 years 6.4% 12.9% 8.9% 8.7% 10.1% n.a 8.7%2 years 9.7% 17.1% 11.7% 12.3% 9.4% 8.4% 11.6%1 year 0.2% 5.7% 7.3% 7.0% 7.8% 8.2% 7.2%6 mth -0.8% 0.8% 4.4% 4.1% 3.7% 4.0% 4.3%3 mth -0.1% -0.1% 0.1% -0.1% 1.3% 2.2% 0.1%1 mth 0.1% -0.3% 0.1% 0.1% 0.5% 0.4% 0.1%
Returns As On 31st Dec 2015
Kotak Group 57M FMP(AUM: ` 2,710.48
Lakhs)
Kotak Group Short Term Bond Fund
(AUM: ` 1,010.79Lakhs)
Inception 9.2% 1.0%10 years n.a n.a7 years n.a n.a6 years n.a n.a5 years n.a n.a4 years 9.3% n.a3 years 9.1% n.a2 years 9.4% n.a1 year 8.9% n.a6 mth 4.4% n.a3 mth 2.1% n.a1 mth 0.7% 0.5%
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
PRODUCT - FUND MATRIX*
Kotak WealthInsurance
Kotak AceInvestment
Kotak Single InvestAdvantage
Kotak HeadstartChild Assure
Kotak Platinum Kotak Invest Maxima
Fund
s
Classic Opportunities Fund b b b b b bFrontline Equity Fund b b b b b b
Balanced Fund b b r b b bDynamic Bond Fund b b b b b b
Dynamic Floating Rate Fund b b r b b rMoney Market Fund b b b b b bDynamic Gilt Fund b b b b b r
Discontinued Policy Fund b b b b b b
Page 5
*currently active plans
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUNDS
CLASSIC OPPORTUNITIES FUND
FRONTLINE EQUITY FUND DYNAMIC FLOOR FUND II BALANCED FUND
KOTAK OPPORTUNITIES FUND KOTAK AGGRESSIVE GROWTH FUND
GUARANTEE FUND MONEY MARKET FUND
KOTAK DYNAMIC GROWTH FUND
DYNAMIC FLOOR FUND KOTAK DYNAMIC BALANCED FUND
KOTAK DYNAMIC BOND FUND
KOTAK DYNAMIC GILT FUND KOTAK DYNAMIC FLOATING RATE FUND
PEAK GUARANTEE FUND I KOTAK GUARANTEED GROWTH FUND
KOTAK GUARANTEED BALANCED FUND
PENSION CLASSIC OPPORTUNITIES FUND
KOTAK PENSION OPPORTUNITIES FUND
PENSION FRONTLINE EQUITY FUND
PENSION GUARANTEE FUND KOTAK PENSION GROWTH FUND
KOTAK PENSION FLOOR FUND PENSION FLOOR FUND II
KOTAK PENSION BALANCED FUND
PENSION BALANCED FUND II KOTAK PENSION BOND FUND KOTAK PENSION GILT FUND
KOTAK PENSION FLOATING RATE FUND
PENSION MONEY MARKET FUND II
KOTAK ADVANTAGE PLUS FUND II
KOTAK ADVANTAGE MULTIPLIER FUND
KOTAK ADVANTAGE MULTIPLIER FUND II
DISCONTINUED POLICY FUND
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUND
Page 6
CLASSIC OPPORTUNITIES FUND (ULIF-033-16/12/09-CLAOPPFND-107)Fund Strategy : Aims to maximize opportunity for you through long-term capital growth, by holding a significant portion in a diversified and flexible mix of large / medium sized company equities
Performance MeterClassic
Opportunities FundBenchmark
Inception (16-Dec-09) 12.0% 8.0%
6 years 12.0% 7.5%
5 years 9.6% 6.1%
4 years 19.4% 16.2%
3 years 15.5% 11.7%
2 years 22.0% 15.5%
1 year 3.7% -1.5%
6 mth -2.9% -3.5%
3 mth -0.3% 0.8%
1 mth -0.6% 0.4%
Benchmark Details: Equity - 100% (BSE 200)
Equity % to Fund
Infosys Ltd 6.91%
HDFC Bank Ltd 6.38%Larsen And Toubro Ltd 4.16%Maruti Suzuki India Ltd 4.09%Axis Bank Ltd 3.88%Tata Motors Ltd 3.87%Kotak Banking ETF - Dividend Payout Option 3.85%IndusInd Bank Limited 3.76%Tata Consultancy Services Ltd 3.20%Britannia Industries Ltd 2.98%ICICI Bank Ltd 2.87%I T C Ltd 2.63%Sun Pharmaceuticals Ltd 2.57%YES BANK LTD 2.48%UltraTech Cement Ltd 2.19%Hindustan Petroleum Corporation Ltd 2.14%Shree Cement Ltd 1.85%Bharat Petroleum Corporation Ltd 1.72%Zee Entertainment Enterprises Ltd 1.61%Whirlpool Of India Ltd 1.58%Others (Details in the Annexure) 31.91%Total 96.65%
Debt Portfolio % to Fund
CBLO Investments 1.18%
Axis Bank CD - 29.09.2016 0.67%Corporation Bank CD - 11.03.2016 0.36%Axis Bank CD - 22.04.2016 0.26%91 Days T Bill - 22.01.2016 0.23%ICICI Bank CD - 28.06.16 0.11%Vijaya Bank CD - 01.06.2016 0.08%Axis Bank CD - 27.10.2016 0.02%Canara Bank CD - 14.03.2016 0.01%8.00% HDFC Bank FD NSE - 08.08.2016 0.01%8.00% HDFC Bank FD NSE - 24.07.2016 0.01%8.00% HDFC Bank FD BSE - 24.07.2016 0.00%Mutual Fund Investments 0.00%Current Asset/Liabilities 0.40%Others 0.00%Total 3.35%
Assets Under Management (in ` Lakhs)
1,67,613.29
Approved Asset Allocation
Equity Non Equity
75-100% 0-25%
Allocation by Sector - Equity
26.82% 12.20%
11.31% 10.44%
8.11% 7.31% 6.89%
5.46% 3.87%
2.46% 1.79%
Banking&FinanceAuto&AutoAncillary
Information TechFMCGOthers
PharmaCapitalGoods&EngineeringCement&CementProducts
Oil&GasMedia
Fertilisers
Debt Ratings Profile
51.52% 40.05%
7.73% 0.64% 0.08%
A1+
CBLO
Govt&GovtGuaranteedBonds
Fixed Deposit
Mutual Fund Investments
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
Assets Class % to Fund
96.65%
3.33% 0.02% Equity
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
INDIVIDUAL FUNDINDIVIDUAL FUNDINDIVIDUAL FUNDINDIVIDUAL FUND
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FRONTLINE EQUITY FUND (ULIF-034-17/12/09-FRLEQUFND-107)Fund Strategy : Aims for a high level of capital growth for you, by holding a significant portion in large sized company equities
Performance Meter Frontline Equity Fund Benchmark
Inception (17-Dec-09) 10.5% 7.5%
6 years 10.9% 7.1%
5 years 8.8% 5.8%
4 years 18.2% 15.2%
3 years 15.2% 10.7%
2 years 20.3% 13.1%
1 year 4.1% -3.2%
6 mth -1.9% -4.3%
3 mth -0.3% 0.2%
1 mth -0.6% 0.2%
Benchmark Details: Equity - 100% (BSE 100)
Equity % to Fund
Infosys Ltd 7.20%
HDFC Bank Ltd 6.19%Tata Motors Ltd 3.76%R Shares Banking ETF 3.76%I T C Ltd 3.66%IndusInd Bank Limited 3.63%Maruti Suzuki India Ltd 3.62%Larsen And Toubro Ltd 3.44%Britannia Industries Ltd 3.29%Axis Bank Ltd 3.21%ICICI Bank Ltd 3.19%Sun Pharmaceuticals Ltd 3.03%Tata Consultancy Services Ltd 2.87%Kotak Banking ETF - Dividend Payout Option 2.27%UltraTech Cement Ltd 2.20%YES BANK LTD 2.00%Mahindra&MahindraLtd 1.91%Bharat Petroleum Corporation Ltd 1.84%Asian Paints Ltd 1.79%Hindustan Petroleum Corporation Ltd 1.70%Others (Details in the Annexure) 31.03%Total 95.61%
Debt Portfolio % to Fund
CBLO Investments 2.24%
Axis Bank CD - 29.09.2016 0.67%Corporation Bank CD - 11.03.2016 0.64%Axis Bank CD - 22.04.2016 0.46%The Indian Hotels Company Limited 0.13%Mutual Fund Investments 0.01%8.00% HDFC Bank FD NSE - 24.07.2016 0.01%8.00% HDFC Bank FD NSE - 08.08.2016 0.01%8.00% HDFC Bank FD BSE - 24.07.2016 0.00%Current Asset/Liabilities 0.36%Others 0.00%Total 4.52%
Assets Under Management (in ` Lakhs)
38,598.41
Assets Class % to Fund
95.61%
4.37% 0.01% Equity
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
60-100% 0-40%
Allocation by Sector - Equity
26.13% 11.61% 11.30%
10.63% 8.51%
7.79% 5.83%
5.16% 3.55%
2.61% 2.50%
Banking&FinanceAuto&AutoAncillary
Information TechFMCG
PharmaOthers
Cement&CementProductsCapitalGoods&Engineering
Oil&GasPaintsMedia
Debt Ratings Profile
55.60%
43.87%
0.35% 0.17% CBLO
A1+
Fixed Deposit
Mutual Fund Investments
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 8
DYNAMIC FLOOR FUND II (ULIF-035-17/12/09-DYFLRFND2-107)Fund Strategy : Aims to provide you with stable long-term inflation beating growth over medium to long-term and defend your capital against short-term capital shocks.
Performance Meter Dynamic Floor Fund II Benchmark
Inception (17-Dec-09) 6.1% 8.2%
5 years 6.0% 8.0%
5 years 5.2% 7.7%
4 years 8.4% 11.3%
3 years 6.2% 9.7%
2 years 9.3% 12.0%
1 year -0.5% 4.0%
6 mth -1.3% 1.3%
3 mth -0.5% 0.8%
1 mth -0.2% 0.4%
Benchmark Details: Equity - 37.5% (Nifty); Debt - 62.5% (Crisil Bond)
Equity % to Fund
Infosys Ltd 2.84%
HDFC Bank Ltd 2.56%R Shares Banking ETF 1.55%Tata Motors Ltd 1.54%Maruti Suzuki India Ltd 1.49%IndusInd Bank Limited 1.43%Britannia Industries Ltd 1.39%I T C Ltd 1.34%Sun Pharmaceuticals Ltd 1.30%ICICI Bank Ltd 1.28%Axis Bank Ltd 1.26%Tata Consultancy Services Ltd 1.25%Larsen And Toubro Ltd 1.22%Kotak Banking ETF - Dividend Payout Option 1.17%UltraTech Cement Ltd 0.81%YES BANK LTD 0.72%Asian Paints Ltd 0.70%Zee Entertainment Enterprises Ltd 0.69%Mahindra&MahindraLtd 0.68%Bharat Petroleum Corporation Ltd 0.66%Others (Details in the Annexure) 12.17%Total 38.04%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 11.42%
8.30% GOI - 31.12.2042 7.68%8.13% GOI - 22.06.2045 6.17%8.24% GOI - 10.11.2033 4.86%9.23% GOI - 23.12.2043 2.99%1.44% INFLATION INDEX GS 2023 2.08%7.02% GOI - 17.08.2016 1.75%8.30% REC - 10.04.2025 1.40%Axis Bank CD - 29.09.2016 1.25%8.30% GOI - 02.07.2040 1.02%8.92%L&TFinanceLtd.-06.07.2018 0.91%9.78% Tata Sons - 13.01.2019 0.82%8.90% SAIL - 01.05.2019 CALL 01.05.2014 0.74%8.55% Sundaram Finance - 27.10.17 0.63%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 0.58%9.24% HDFC - 24.06.2024 0.56%HDFC Ltd CP - 10.06.16 0.55%Canara Bank CD - 14.03.2016 0.55%9.98% ICICI Perpetual Bond -CALL 13.09.16. 0.54%Axis Bank CD - 22.04.2016 0.52%Current Asset/Liabilities 1.00%Others 13.95%Total 61.96%
Assets Under Management (in ` Lakhs)
63,336.36
Assets Class % to Fund
41.22%
38.04%
15.84%
4.90% G Sec., GGB
Equity
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
0-75% 25-100%
Allocation by Sector - Equity
10.68% 4.64% 4.58% 4.34%
3.40% 2.96%
2.15% 1.91%
1.31% 1.09% 0.98%
Banking&FinanceAuto&AutoAncillary
Information TechFMCG
PharmaOthers
Cement&CementProductsCapitalGoods&Engineering
Oil&GasMediaPaints
Debt Ratings Profile
67.62%
19.99%
6.09%
5.92% 0.30% 0.07% Govt&GovtGuaranteedBonds
AAA
A1+
AA+
Mutual Fund Investments
Fixed Deposit
Debt Maturity Profile
12.86% 6.63% 10.27%
70.24%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 9
BALANCED FUND (ULIF-037-21/12/09-BALKFND-107)Fund Strategy : Aims for moderate growth for you by holding a diversified mix of equities and fixed interest instruments.
Performance Meter Balanced Fund Benchmark
Inception (21-Dec-09) 9.8% 8.1%
5 years 9.9% 7.7%
5 years 8.6% 7.3%
4 years 14.3% 13.0%
3 years 12.3% 10.2%
2 years 16.4% 12.7%
1 year 5.2% 1.6%
6 mth 0.6% -0.6%
3 mth -0.1% 0.7%
1 mth -0.3% 0.3%
Benchmark Details: Equity - 60% (BSE 100); Debt - 40% (Crisil Bond)
Equity % to Fund
Infosys Ltd 4.04%
HDFC Bank Ltd 3.44%Tata Motors Ltd 2.13%I T C Ltd 2.11%Maruti Suzuki India Ltd 2.07%IndusInd Bank Limited 2.03%Larsen And Toubro Ltd 1.92%R Shares Banking ETF 1.90%Britannia Industries Ltd 1.80%ICICI Bank Ltd 1.76%Sun Pharmaceuticals Ltd 1.75%Axis Bank Ltd 1.74%Tata Consultancy Services Ltd 1.63%UltraTech Cement Ltd 1.30%Kotak Banking ETF - Dividend Payout Option 1.16%Mahindra&MahindraLtd 1.11%YES BANK LTD 1.06%Asian Paints Ltd 1.05%Bharat Petroleum Corporation Ltd 1.04%Hindustan Petroleum Corporation Ltd 0.98%Others (Details in the Annexure) 17.39%Total 53.39%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.23%
8.30% GOI - 31.12.2042 4.88%8.13% GOI - 22.06.2045 3.95%8.24% GOI - 10.11.2033 3.16%Mutual Fund Investments 3.05%9.23% GOI - 23.12.2043 1.95%ICICI Bank CD - 28.06.16 1.24%7.02% GOI - 17.08.2016 1.13%8.30% REC - 10.04.2025 0.92%7.28% GOI - 03.06.2019 0.80%8.55% Sundaram Finance - 27.10.17 0.69%1.44% INFLATION INDEX GS 2023 0.65%8.30% GOI - 02.07.2040 0.63%8.15% GOI - 24.11.2026 0.61%8.92%L&TFinanceLtd.-06.07.2018 0.58%Axis Bank CD - 06.06.2016 0.56%7.16% GOI - 20.05.2023 0.55%6.01% GOI - 25.03.2028 0.51%9.75% REC - 11.11.2021. 0.49%9.78% Tata Sons - 13.01.2019 0.48%Current Asset/Liabilities 1.22%Others 11.41%Total 46.67%
Assets Under Management (in ` Lakhs)
4,349.60
Assets Class % to Fund
53.39%
27.79%
12.16%
6.66% Equity
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
30-60% 40-70%
Allocation by Sector - Equity
14.14% 6.57% 6.39%
5.96% 4.90%
4.31% 3.37%
2.87% 2.02%
1.47% 1.38%
Banking&FinanceAuto&AutoAncillary
Information TechFMCG
PharmaOthers
Cement&CementProductsCapitalGoods&Engineering
Oil&GasPaintsMedia
Debt Ratings Profile
61.23% 21.28%
6.71%
5.51% 5.27% 0.002% Govt&GovtGuaranteedBonds
AAA
Mutual Fund Investments
AA+
A1+
Fixed Deposit
Debt Maturity Profile
16.17% 7.11% 11.65%
65.08%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 10
KOTAK OPPORTUNITIES FUND (ULIF-029-02/10/08-OPPFND-107)Fund Strategy : Aims to maximize opportunity for long term capital growth, by holding a significant portion in a diversified and flexible mix of large/medium sized company equities.
Performance Meter Kotak Opportunities Fund Benchmark
Inception (02-Oct-08) 19.1% 10.8%
7 years 19.6% 15.4%
6 years 11.3% 7.5%
5 years 8.9% 6.1%
4 years 18.8% 16.2%
3 years 14.9% 11.7%
2 years 21.5% 15.5%
1 year 2.9% -1.5%
6 mth -3.3% -3.5%
3 mth -0.5% 0.8%
1 mth -0.6% 0.4%
Benchmark Details: Equity - 100% (BSE 200)
Equity % to Fund
Infosys Ltd 6.96%
HDFC Bank Ltd 6.45%Larsen And Toubro Ltd 4.21%Maruti Suzuki India Ltd 4.11%Axis Bank Ltd 3.93%Kotak Banking ETF - Dividend Payout Option 3.90%Tata Motors Ltd 3.90%IndusInd Bank Limited 3.80%Tata Consultancy Services Ltd 3.25%Britannia Industries Ltd 3.03%ICICI Bank Ltd 2.90%I T C Ltd 2.66%Sun Pharmaceuticals Ltd 2.59%YES BANK LTD 2.53%UltraTech Cement Ltd 2.22%Hindustan Petroleum Corporation Ltd 2.18%Shree Cement Ltd 1.88%Bharat Petroleum Corporation Ltd 1.74%R Shares Banking ETF 1.62%Whirlpool Of India Ltd 1.62%Others (Details in the Annexure) 32.36%Total 97.83%
Debt Portfolio % to Fund
CBLO Investments 1.35%
Axis Bank CD - 29.09.2016 0.68%8.00% HDFC Bank FD NSE - 08.08.2016 0.05%8.00% HDFC Bank FD NSE - 24.07.2016 0.05%8.00% HDFC Bank FD BSE - 24.07.2016 0.02%Mutual Fund Investments 0.00%Current Asset/Liabilities 0.00%Others 0.00%Total 2.17%
Assets Under Management (in ` Lakhs)
94,297.08
Assets Class % to Fund
97.83%
2.04% 0.13% Equity
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
75-100% 0-25%
Allocation by Sector - Equity
27.20% 12.33%
11.44% 10.62%
8.25% 7.36% 6.96%
5.58% 3.92%
2.38% 1.81%
Banking&FinanceAuto&AutoAncillary
Information TechFMCGOthers
PharmaCapitalGoods&EngineeringCement&CementProducts
Oil&GasMedia
Fertilisers
Debt Ratings Profile
62.49%
31.44%
6.00% 0.07% CBLO
A1+
Fixed Deposit
Mutual Fund Investments
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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Page 11
KOTAK AGGRESSIVE GROWTH FUND (ULIF-018-13/09/04-AGRGWTFND-107)Fund Strategy : Aims for a high level of capital growth by holding a significant portion in large sized company equities.
Performance MeterKotak Aggressive Growth
FundBenchmark
Inception (13-Sep-04) 16.8% 13.5%10 years 13.5% 10.4%7 years 17.4% 14.0%6 years 10.0% 7.1%5 years 8.3% 5.8%4 years 17.9% 15.2%3 years 14.9% 10.7%2 years 19.8% 13.1%1 year 2.9% -3.2%6 mth -2.5% -4.3%3 mth -0.8% 0.2%1 mth -0.7% 0.2%
Benchmark Details: Equity - 100% (BSE 100)
Equity % to Fund
Infosys Ltd 7.50%
HDFC Bank Ltd 6.57%R Shares Banking ETF 4.33%Larsen And Toubro Ltd 4.22%Maruti Suzuki India Ltd 4.11%Tata Motors Ltd 4.11%I T C Ltd 3.93%IndusInd Bank Limited 3.80%Britannia Industries Ltd 3.72%ICICI Bank Ltd 3.29%Sun Pharmaceuticals Ltd 3.26%Tata Consultancy Services Ltd 3.25%Axis Bank Ltd 3.21%UltraTech Cement Ltd 2.72%Kotak Banking ETF - Dividend Payout Option 2.72%YES BANK LTD 2.35%Bharat Petroleum Corporation Ltd 2.22%Hindustan Petroleum Corporation Ltd 2.02%Asian Paints Ltd 1.94%Mahindra&MahindraLtd 1.79%Others (Details in the Annexure) 27.17%Total 98.23%
Debt Portfolio % to Fund
Axis Bank CD - 29.09.2016 0.68%
CBLO Investments 0.62%The Indian Hotels Company Limited 0.21%8.00% HDFC Bank FD NSE - 24.07.2016 0.14%8.00% HDFC Bank FD NSE - 08.08.2016 0.14%8.00% HDFC Bank FD BSE - 24.07.2016 0.07%Mutual Fund Investments 0.02%Current Asset/Liabilities 0.09%Others 0.00%Total 1.98%
Assets Under Management (in ` Lakhs)
28,804.01
Assets Class % to Fund
98.23%
1.42% 0.35% Equity
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
60-100% 0-40%
Allocation by Sector - Equity
28.22% 12.14% 11.77%
10.42% 8.22%
6.04% 5.92% 5.56%
4.24% 2.95% 2.75%
Banking&FinanceInformation Tech
Auto&AutoAncillaryFMCG
PharmaCapitalGoods&EngineeringCement&CementProducts
OthersOil&Gas
PaintsMedia
Debt Ratings Profile
40.75%
37.27%
21.04%
0.93% A1+
CBLO
Fixed Deposit
Mutual Fund Investments
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUNDINDIVIDUAL FUND
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INDIVIDUAL FUND
Page 12
GUARANTEE FUND (ULIF-048-05/02/10-GRTFND-107)Fund Strategy : Aims to provide stable, long-term inflation beating growth over medium to long-term and defend capital against short-term capital shocks
Performance Meter Guarantee Fund Benchmark
Inception (05-Feb-10) 7.2% 8.8%
5 years 5.4% 7.7%
4 years 8.5% 11.3%
3 years 6.3% 9.7%
2 years 9.5% 12.0%
1 year -0.1% 4.0%
6 mth -0.9% 1.3%
3 mth -0.1% 0.8%
1 mth 0.1% 0.4%
Benchmark Details: Equity - 37.5% (Nifty); Debt - 62.5% (Crisil Bond)
Equity % to Fund
Infosys Ltd 2.75%
I T C Ltd 2.36%HDFC Bank Ltd 2.11%Reliance Industries Ltd 2.11%Housing Development Finance Corp. Ltd 1.97%Tata Consultancy Services Ltd 1.56%ICICI Bank Ltd 1.50%Larsen And Toubro Ltd 1.41%Sun Pharmaceuticals Ltd 1.20%Tata Motors Ltd 1.00%Hindustan Unilever Ltd 0.92%Maruti Suzuki India Ltd 0.83%Mahindra&MahindraLtd 0.80%Axis Bank Ltd 0.74%Bharti Airtel Ltd 0.70%State Bank of India 0.68%Oil&NaturalGasCorporationLtd 0.65%Asian Paints Ltd 0.60%Lupin Ltd 0.60%HCL Technologies Ltd 0.59%Others (Details in the Annexure) 9.63%Total 34.72%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.54%
8.30% GOI - 31.12.2042 5.05%8.13% GOI - 22.06.2045 4.06%Canara Bank CD - 14.03.2016 3.99%8.24% GOI - 10.11.2033 3.19%1.44% INFLATION INDEX GS 2023 2.31%HDFC Ltd CP - 10.03.16 2.19%Vijaya Bank CD - 10.03.2016 2.15%Axis Bank CD - 30.03.2016 2.14%ICICI Bank CD - 18.02.16 2.13%9.23% GOI - 23.12.2043 1.96%TATA Capital Ltd CP - 19.08.16 1.76%Axis Bank CD - 22.04.2016 1.40%Mutual Fund Investments 1.35%Axis Bank CD - 29.09.2016 1.29%8.92%L&TFinanceLtd.-06.07.2018 1.24%7.02% GOI - 17.08.2016 1.15%8.30% REC - 10.04.2025 0.99%8.31% GJ SDL - 03.02.2020 0.88%9.78% Tata Sons - 13.01.2019 0.77%Current Asset/Liabilities 1.07%Others 16.69%Total 65.28%
Assets Under Management (in ` Lakhs)
4,046.87
Assets Class % to Fund
34.72%
30.21%
21.87%
13.20% Equity
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
0-75% 25-100%
Allocation by Sector - Equity
7.93% 5.75%
4.01% 3.47%
3.28% 2.78%
2.39% 1.69%
1.31% 1.14% 0.98%
Banking&FinanceInformation Tech
Auto&AutoAncillaryOil&Gas
FMCGPharmaOthers
CapitalGoods&EngineeringCement&CementProducts
UtilitiesTelecom
Debt Ratings Profile
47.05%
30.29%
14.63%
5.82% 2.10%
0.11% Govt&GovtGuaranteedBonds
A1+
AAA
AA+
Mutual Fund Investments
Fixed Deposit
Debt Maturity Profile
38.19%
6.60% 9.42%
45.80%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 13
MONEY MARKET FUND (ULIF-041-05/01/10-MNMKKFND-107)Fund Strategy : Aims to protect your capital and not have downside risks
Performance Meter Money Market Fund Benchmark
Inception (5-Jan-10) 7.9% 8.0%
5 years 8.6% 8.6%
4 years 8.8% 8.8%
3 years 8.5% 8.8%
2 years 8.5% 8.7%
1 year 8.3% 8.2%
6 mth 3.9% 3.9%
3 mth 1.9% 1.8%
1 mth 0.6% 0.6%
Benchmark details: Equity - 0% (NA); Debt - 100% (Crisil Liquid)
Debt Portfolio % to Fund
Mutual Fund Investments 9.34%
ICICI Bank CD - 28.06.16 9.15%TATA Capital Ltd CP - 19.08.16 9.05%IL&FSCP18.08.16 9.02%Vijaya Bank CD - 01.06.2016 9.00%EXIM CD - 16.12.2016 8.99%Axis Bank CD - 27.10.2016 8.94%Corporation Bank CD - 11.03.2016 8.94%STEEL AUTHORITY OF INDIA LTD CP - 07.12.16 8.94%L and T Finance CP - 28.06.2016 8.87%HDFC Ltd CP - 10.06.16 8.75%Current Asset/Liabilities 1.00%Others 0.00%Total 100.00%
Assets Under Management (in ` Lakhs)
15,373.53
Assets Class % to Fund
100.00%
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
90.56%
9.44%
A1+
Mutual Fund Investments
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 14
KOTAK DYNAMIC GROWTH FUND (ULIF-012-27/06/03-DYGWTFND-107)Fund Strategy : Aims for a high level of capital growth by holding a significant portion in large sized company equities.
Performance MeterKotak Dynamic Growth
FundBenchmark
Inception (27-Jun-03) 15.0% 13.6%10 years 11.2% 9.9%7 years 13.7% 12.5%6 years 9.8% 7.4%5 years 8.6% 6.6%4 years 16.2% 14.1%3 years 13.7% 10.5%2 years 18.1% 13.0%1 year 4.4% -0.8%6 mth -0.7% -2.4%3 mth -0.2% 0.5%1 mth -0.5% 0.3%
Benchmark details: Equity - 80% (BSE 100); Debt - 20% (Crisil Bond)
Equity % to Fund
Infosys Ltd 5.80%
HDFC Bank Ltd 5.10%R Shares Banking ETF 3.48%Maruti Suzuki India Ltd 2.96%Tata Motors Ltd 2.96%IndusInd Bank Limited 2.92%Larsen And Toubro Ltd 2.87%I T C Ltd 2.82%Britannia Industries Ltd 2.68%ICICI Bank Ltd 2.50%Axis Bank Ltd 2.48%Sun Pharmaceuticals Ltd 2.40%Tata Consultancy Services Ltd 2.35%Kotak Banking ETF - Dividend Payout Option 2.14%YES BANK LTD 1.63%UltraTech Cement Ltd 1.60%Bharat Petroleum Corporation Ltd 1.41%Mahindra&MahindraLtd 1.38%Hindustan Petroleum Corporation Ltd 1.37%Asian Paints Ltd 1.34%Others (Details in the Annexure) 24.55%Total 76.75%
Debt Portfolio % to Fund
9.23% GOI - 23.12.2043 2.74%
8.17% GOI - 01.12.2044 2.46%8.30% GOI - 31.12.2042 2.07%11.15% REC - 24.10.2018 1.74%8.13% GOI - 22.06.2045 1.57%8.30% GOI - 02.07.2040 1.24%8.24% GOI - 10.11.2033 1.23%7.16% GOI - 20.05.2023 0.87%9.36% IDFC Bank - 21.08.24 0.86%Mutual Fund Investments 0.85%8.84% PGC - 21.10.2019 0.83%8.42% TN SDL - 25.08.2020 0.66%9.85% HDFC Bank 2019 - 17.03.2024 CALL 17.03.2019 0.51%9.70% PFC - 15.12.2018 0.51%8.65% PFC - 28.12.2024 0.50%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 0.49%8.28% GOI - 21.09.2027 0.40%7.95% MAH SDL - 03.07.2023 0.40%9.02% REC - 19.11.2022 0.34%8.20% OMC GOI 2023-10.11.23 0.31%Current Asset/Liabilities 0.69%Others 2.14%Total 23.42%
Assets Under Management (in ` Lakhs)
6,145.72
Assets Class % to Fund
76.75%
15.14%
6.57% 1.54%
Equity
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
40-80% 20-60%
Allocation by Sector - Equity
21.77% 9.12% 9.11%
8.51% 6.45% 6.28%
4.42% 4.24%
2.77% 2.09% 1.98%
Banking&FinanceAuto&AutoAncillary
Information TechFMCGOthers
PharmaCement&CementProducts
CapitalGoods&EngineeringOil&Gas
MediaPaints
Debt Ratings Profile
67.08%
27.79%
3.78% 1.35% Govt&GovtGuaranteedBonds
AAA
Mutual Fund Investments
Fixed Deposit
Debt Maturity Profile
8.44% 9.96% 15.01%
66.58%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
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DYNAMIC FLOOR FUND (ULIF-028-14/11/06-DYFLRFND-107)Fund Strategy : Aims to provide you with stable long-term inflation beating growth over medium to long-term and defend your capital against short-term capital shocks.
Performance Meter Dynamic Floor Fund Benchmark
Inception (14-Nov-06) 9.1% 8.4%7 years 7.6% 10.7%6 years 5.5% 8.0%5 years 4.9% 7.7%4 years 7.8% 11.3%3 years 5.6% 9.7%2 years 9.1% 12.0%1 year -0.4% 4.0%6 mth -0.9% 1.3%3 mth -0.3% 0.8%1 mth 0.1% 0.4%
Benchmark details: Equity - 37.5% (Nifty); Debt - 62.5% (Crisil Bond)
Equity % to Fund
Infosys Ltd 2.61%I T C Ltd 2.24%HDFC Bank Ltd 2.00%Reliance Industries Ltd 2.00%Housing Development Finance Corp. Ltd 1.87%Tata Consultancy Services Ltd 1.48%ICICI Bank Ltd 1.42%Larsen And Toubro Ltd 1.34%Sun Pharmaceuticals Ltd 1.14%Tata Motors Ltd 0.95%Hindustan Unilever Ltd 0.88%Maruti Suzuki India Ltd 0.79%Mahindra&MahindraLtd 0.76%Axis Bank Ltd 0.70%Bharti Airtel Ltd 0.66%State Bank of India 0.65%Oil&NaturalGasCorporationLtd 0.62%Asian Paints Ltd 0.57%Lupin Ltd 0.57%HCL Technologies Ltd 0.56%Others (Details in the Annexure) 9.14%Total 32.95%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.45%8.30% GOI - 31.12.2042 5.03%8.13% GOI - 22.06.2045 3.92%Canara Bank CD - 14.03.2016 3.86%8.24% GOI - 10.11.2033 3.18%Mutual Fund Investments 2.85%1.44% INFLATION INDEX GS 2023 2.16%ICICI Bank CD - 18.02.16 2.10%HDFC Ltd CP - 10.03.16 2.08%Vijaya Bank CD - 10.03.2016 2.08%Axis Bank CD - 30.03.2016 2.08%9.23% GOI - 23.12.2043 1.96%TATA Capital Ltd CP - 19.08.16 1.72%Axis Bank CD - 22.04.2016 1.24%Axis Bank CD - 29.09.2016 1.23%7.02% GOI - 17.08.2016 1.14%8.92%L&TFinanceLtd.-06.07.2018 0.95%8.30% REC - 10.04.2025 0.91%9.78% Tata Sons - 13.01.2019 0.80%8.90% SAIL - 01.05.2019 CALL 01.05.2014 0.78%Current Asset/Liabilities 0.96%Others 18.56%Total 67.05%
Assets Under Management (in ` Lakhs)
95,088.80
Assets Class % to Fund
32.95%
28.88%
22.70%
15.46% Equity
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
0-75% 25-100%
Allocation by Sector - Equity
7.52% 5.46%
3.81% 3.29% 3.12%
2.63% 2.27%
1.60% 1.24% 1.08% 0.93%
Banking&FinanceInformation Tech
Auto&AutoAncillaryOil&Gas
FMCGPharmaOthers
CapitalGoods&EngineeringCement&CementProducts
UtilitiesTelecom
Debt Ratings Profile
43.69%
28.59%
17.85%
5.46% 4.31% 0.11% Govt&GovtGuaranteedBonds
A1+
AAA
AA+
Mutual Fund Investments
Fixed Deposit
Debt Maturity Profile
38.53%
5.93% 10.14%
45.41%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 16
KOTAK DYNAMIC BALANCED FUND (ULIF-009-27/06/03-DYBALFND-107)Fund Strategy : Aims for moderate growth by holding a diversified mix of equities and fixed interest instruments.
Performance MeterKotak Dynamic Balanced
FundBenchmark
Inception (27-Jun-03) 13.7% 12.0%10 years 11.1% 9.5%7 years 12.7% 11.4%6 years 9.5% 7.7%5 years 8.8% 7.3%4 years 14.6% 13.0%3 years 12.5% 10.2%2 years 16.6% 12.7%1 year 5.1% 1.6%6 mth 0.5% -0.6%3 mth -0.1% 0.7%1 mth -0.3% 0.3%
Benchmark details: Equity - 60% (BSE 100); Debt - 40% (Crisil Bond)
Equity % to Fund
Infosys Ltd 4.29%HDFC Bank Ltd 3.78%R Shares Banking ETF 2.54%IndusInd Bank Limited 2.18%Tata Motors Ltd 2.15%Larsen And Toubro Ltd 2.12%Maruti Suzuki India Ltd 2.08%I T C Ltd 2.07%ICICI Bank Ltd 1.84%Axis Bank Ltd 1.78%Sun Pharmaceuticals Ltd 1.74%Britannia Industries Ltd 1.63%Tata Consultancy Services Ltd 1.62%Kotak Banking ETF - Dividend Payout Option 1.55%YES BANK LTD 1.27%UltraTech Cement Ltd 1.17%Bharat Petroleum Corporation Ltd 1.11%Mahindra&MahindraLtd 1.11%Asian Paints Ltd 1.02%Hindustan Petroleum Corporation Ltd 0.99%Others (Details in the Annexure) 18.28%Total 56.35%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.43%8.30% GOI - 31.12.2042 4.99%8.13% GOI - 22.06.2045 4.03%Mutual Fund Investments 3.35%8.24% GOI - 10.11.2033 3.19%9.23% GOI - 23.12.2043 1.96%1.44% INFLATION INDEX GS 2023 1.44%7.02% GOI - 17.08.2016 1.14%8.30% REC - 10.04.2025 1.10%8.85% PGC - 19.10.2026 0.71%8.30% GOI - 02.07.2040 0.66%Axis Bank CD - 06.06.2016 0.59%9.75% REC - 11.11.2021. 0.58%9.36% IDFC Bank - 21.08.24 0.58%9.39% LIC Housing Finance - 23.08.2024 - P - 26.08.15 0.58%9.85% HDFC Bank 2019 - 17.03.2024 CALL 17.03.2019 0.57%9.24% HDFC - 24.06.2024 0.57%9.45% HDFC - 21.08.2019 P - 21.09.15 0.57%9.78% Tata Sons - 13.01.2019 0.57%10.10% HDFC - 13.09.2017 0.57%Current Asset/Liabilities 0.64%Others 7.98%Total 43.78%
Assets Under Management (in ` Lakhs)
1,819.31
Assets Class % to Fund
56.35% 27.35%
11.47%
4.84% Equity
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
30-60% 40-70%
Allocation by Sector - Equity
16.09% 6.62% 6.54%
5.90% 4.92% 4.72%
3.26% 3.13%
2.10% 1.55% 1.51%
Banking&FinanceInformation Tech
Auto&AutoAncillaryFMCG
PharmaOthers
Cement&CementProductsCapitalGoods&Engineering
Oil&GasPaintsMedia
Debt Ratings Profile
63.59%
21.69%
7.78%
4.46% 1.98% 0.51% Govt&GovtGuaranteedBonds
AAA
Mutual Fund Investments
AA+
A1+
Fixed Deposit
Debt Maturity Profile
14.79% 5.58% 8.90%
70.73%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 17
KOTAK DYNAMIC BOND FUND (ULIF-015-15/04/04-DYBNDFND-107)Fund Strategy : Aims to preserve capital and minimize downside risk, with investment in debt and government instruments.
Performance MeterKotak Dynamic Bond
FundBenchmark
Inception (15-Apr-04) 8.5% 6.3%10 years 9.2% 7.1%7 years 8.6% 7.3%6 years 8.8% 7.9%5 years 9.1% 8.5%4 years 9.3% 9.0%3 years 8.4% 8.8%2 years 11.2% 11.4%1 year 6.8% 8.6%6 mth 4.2% 5.0%3 mth 0.0% 1.2%1 mth 0.1% 0.5%
Benchmark details: Equity - 0% (NA); Debt - 100% (Crisil Bond)
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 18.37%
8.30% GOI - 31.12.2042 12.38%8.13% GOI - 22.06.2045 10.10%8.24% GOI - 10.11.2033 7.97%9.23% GOI - 23.12.2043 4.91%1.44% INFLATION INDEX GS 2023 3.16%7.02% GOI - 17.08.2016 2.86%Mutual Fund Investments 2.33%8.30% REC - 10.04.2025 2.25%8.55% Sundaram Finance - 27.10.17 1.74%Axis Bank CD - 06.06.2016 1.69%8.30% GOI - 02.07.2040 1.64%8.92%L&TFinanceLtd.-06.07.2018 0.94%9.24% HDFC - 24.06.2024 0.92%9.85% Shriram Transport Finance Co Ltd 15.07.2017 0.89%10.05% Bajaj Finance Ltd - 10.01.2017 0.86%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 0.84%10.08% IOT Utkal Energy Services Limited - 20.03.2026 0.75%ICICI Bank CD - 10.06.16 0.75%8.23% MAH SDL - 09.09.2025 0.74%Current Asset/Liabilities 1.73%Others 22.18%Total 100.00%
Assets Under Management (in ` Lakhs)
85,682.72
Assets Class % to Fund
66.74%
26.76%
6.50% G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
67.92%
20.99%
5.99%
2.48% 2.37% 0.24%
Govt&GovtGuaranteedBonds
AAA
AA+
A1+
Mutual Fund Investments
Fixed Deposit
Debt Maturity Profile
10.76% 7.05% 8.73%
73.45%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 18
KOTAK DYNAMIC GILT FUND (ULIF-006-27/06/03-DYGLTFND-107)Fund Strategy : Aims to preserve your capital and minimize your downside risk, with investment in debt and government instruments.
Performance Meter Kotak Dynamic Gilt Fund Benchmark
Inception (27-Jun-03) 7.2% 7.3%10 years 7.9% 8.1%7 years 6.6% 6.8%6 years 8.3% 8.5%5 years 8.7% 9.0%4 years 9.3% 9.6%3 years 8.4% 9.1%2 years 12.0% 11.7%1 year 6.8% 8.4%6 mth 4.0% 5.0%3 mth -0.2% 1.0%1 mth 0.0% 0.6%
Benchmark details: Equity - 0% (NA); Debt - 100% (IBEX)
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 18.62%
8.30% GOI - 31.12.2042 13.14%8.13% GOI - 22.06.2045 10.03%Mutual Fund Investments 8.07%8.24% GOI - 10.11.2033 7.60%9.23% GOI - 23.12.2043 4.67%8.99% MP SDL - 07.03.2022 3.81%7.02% GOI - 17.08.2016 2.73%8.63% MH SDL - 09.01.2023 2.62%9.39% GJ SDL - 20.11.2023 2.53%9.11% MP SDL - 28.05.2024 2.37%8.25% MH SDL - 13.05.2025 2.13%1.44% INFLATION INDEX GS 2023 2.07%8.98% PN SDL - 14.10.2021 1.98%8.91% MAH SDL - 05.09.2022 1.95%8.52% GJ SDL - 19.01.2021 1.91%8.40% Oil Bond - 29.03.26 1.65%8.30% GOI - 02.07.2040 1.57%8.92% KA SDL - 07.03.2022 1.32%8.25% MH SDL - 10.06.2025 0.84%Current Asset/Liabilities 2.61%Others 5.81%Total 100.00%
Assets Under Management (in ` Lakhs)
4,159.01
Assets Class % to Fund
89.32%
10.68% G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
91.71%
8.29%
Govt&GovtGuaranteedBonds
Mutual Fund Investments
Debt Maturity Profile
11.08% 0.00%
13.03%
75.88%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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Page 19
KOTAK DYNAMIC FLOATING RATE FUND (ULIF-020-07/12/04-DYFLTRFND-107)Fund Strategy : Aims to preserve capital and minimize downside risk, with investment in debt and government instruments.
Performance MeterKotak Dynamic Floating
Rate FundBenchmark
Inception (7-Dec-04) 7.6% 7.2%7 years 7.9% 7.5%7 years 7.8% 7.6%6 years 8.4% 8.0%5 years 9.0% 8.6%4 years 9.4% 8.8%3 years 9.7% 8.8%2 years 9.1% 8.7%1 year 7.4% 8.2%6 mth 3.5% 3.9%3 mth 1.2% 1.8%1 mth 0.5% 0.6%
Benchmark details: Equity - 0% (NA); Debt - 100% (Crisil Liquid)
Debt Portfolio % to Fund
GOI FRB - 21.12.2020 12.78%HDFC Ltd Floater 5 Year INBMK + 120 bps - 18.01.2016 8.08%L&TFinanceLtdNSEMibor+1.55%-28.10.2016 7.69%IL&FSCP18.08.16 7.45%8.19% GOI - 16.01.2020 7.28%EXIM Floater INCMTBMK + 100 bps - 09.08.2016 7.24%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 5.81%8.13% GOI - 22.06.2045 5.30%5.59% GOI - 04.06.2016 4.48%6.05% GOI - 12.06.2019 4.23%Vijaya Bank CD - 01.06.2016 3.73%Corporation Bank CD - 11.03.2016 3.27%TATA Capital Ltd CP - 19.08.16 2.98%8.13% OMC GOI Special Bond - 16.10.21 2.84%Axis Bank CD - 27.10.2016 2.53%9.37% MAH SDL - 04.12.2023 2.44%7.28% GOI - 03.06.2019 2.31%8.51% PN SDL - 10.04.2023 2.05%Mutual Fund Investments 1.92%9.65% TN SDL - 12.03.2024 1.77%Current Asset/Liabilities 1.69%Others 2.13%Total 100.00%
Assets Under Management (in ` Lakhs)
2,230.52
Assets Class % to Fund
41.60%
34.82%
23.59% NCD, Floaters, ZCB, Long Term Deposits
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
48.42%
21.49%
20.31%
7.83% 1.96% Govt&GovtGuaranteedBonds
AAA
A1+
AA+
Mutual Fund Investments
Debt Maturity Profile
56.14%
29.94%
13.92%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 20
PEAK GUARANTEE FUND I (ULIF-049-14/02/10-PKGRTFND1-107)Fund Strategy : Aims for a high level of capital growth by holding a significant portion in large sized company equities.
Performance Meter Peak Guarantee Fund I Benchmark
Inception (14-Feb-10) 6.4% 8.7%
5 years 5.2% 7.7%
4 years 8.1% 11.3%
3 years 6.0% 9.7%
2 years 9.1% 12.0%
1 year -0.4% 4.0%
6 mth -1.0% 1.3%
3 mth -0.2% 0.8%
1 mth 0.1% 0.4%
Benchmark details: Equity - 37.5% (Nifty); Debt - 62.5% (Crisil Bond)
Equity % to Fund
Infosys Ltd 2.61%
I T C Ltd 2.24%HDFC Bank Ltd 2.00%Reliance Industries Ltd 2.00%Housing Development Finance Corp. Ltd 1.86%Tata Consultancy Services Ltd 1.48%ICICI Bank Ltd 1.42%Larsen And Toubro Ltd 1.33%Sun Pharmaceuticals Ltd 1.14%Tata Motors Ltd 0.95%Hindustan Unilever Ltd 0.87%Maruti Suzuki India Ltd 0.79%Mahindra&MahindraLtd 0.76%Axis Bank Ltd 0.70%Bharti Airtel Ltd 0.66%State Bank of India 0.65%Oil&NaturalGasCorporationLtd 0.62%Asian Paints Ltd 0.57%Lupin Ltd 0.56%HCL Technologies Ltd 0.56%Others (Details in the Annexure) 9.12%Total 32.88%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.48%
8.30% GOI - 31.12.2042 5.02%8.13% GOI - 22.06.2045 4.05%Mutual Fund Investments 4.04%Canara Bank CD - 14.03.2016 3.91%8.24% GOI - 10.11.2033 3.19%1.44% INFLATION INDEX GS 2023 2.64%ICICI Bank CD - 18.02.16 2.11%Vijaya Bank CD - 10.03.2016 2.11%HDFC Ltd CP - 10.03.16 2.10%Axis Bank CD - 30.03.2016 2.10%9.23% GOI - 23.12.2043 1.96%TATA Capital Ltd CP - 19.08.16 1.83%Axis Bank CD - 22.04.2016 1.37%8.31% GJ SDL - 03.02.2020 1.30%Axis Bank CD - 29.09.2016 1.26%7.02% GOI - 17.08.2016 1.14%8.92%L&TFinanceLtd.-06.07.2018 1.07%9.78% Tata Sons - 13.01.2019 0.88%8.90% SAIL - 01.05.2019 CALL 01.05.2014 0.87%Current Asset/Liabilities 0.90%Others 15.80%Total 67.12%
Assets Under Management (in ` Lakhs)
2,342.05
Assets Class % to Fund
32.88%
31.37%
23.93%
11.82% Equity
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
0-100% 0-100%
Allocation by Sector - Equity
7.51% 5.45%
3.80% 3.29%
3.11% 2.63%
2.27% 1.60%
1.24% 1.08% 0.93%
Banking&FinanceInformation Tech
Auto&AutoAncillaryOil&Gas
FMCGPharmaOthers
CapitalGoods&EngineeringCement&CementProducts
UtilitiesTelecom
Debt Ratings Profile
47.37%
28.68%
12.51%
6.10% 5.16%
0.17% Govt&GovtGuaranteedBonds
A1+
AAA
Mutual Fund Investments
AA+
Fixed Deposit
Debt Maturity Profile
41.07%
5.52% 9.12%
44.28%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 21
KOTAK GUARANTEED GROWTH FUND (ULIF-013-27/06/03-GRTGWTFND-107)Fund Strategy : Aims for a high level of capital growth by holding a significant portion in large sized company equities.
Assets Under Management (in ` Lakhs)
1,10,132.52
Performance MeterKotak Guaranteed
Growth FundBenchmark
Inception (27-Jun-03) 13.7% 11.5%10 years 9.5% 9.4%7 years 10.6% 11.1%6 years 8.7% 8.0%5 years 8.4% 7.7%4 years 12.5% 11.7%3 years 10.6% 9.8%2 years 14.9% 12.4%1 year 5.1% 4.0%6 mth 0.6% 1.3%3 mth -0.2% 0.9%1 mth -0.4% 0.4%
Benchmark details: Equity - 40% (BSE 100); Debt - 60% (Crisil Bond)
Equity % to Fund
Infosys Ltd 4.17%HDFC Bank Ltd 3.61%R Shares Banking ETF 2.52%Tata Motors Ltd 2.11%IndusInd Bank Limited 2.11%Maruti Suzuki India Ltd 2.10%I T C Ltd 1.82%Britannia Industries Ltd 1.81%Axis Bank Ltd 1.77%Larsen And Toubro Ltd 1.72%ICICI Bank Ltd 1.71%Tata Consultancy Services Ltd 1.67%Sun Pharmaceuticals Ltd 1.61%Kotak Banking ETF - Dividend Payout Option 1.51%UltraTech Cement Ltd 1.41%YES BANK LTD 1.21%Bharat Petroleum Corporation Ltd 1.10%Mahindra&MahindraLtd 1.08%Asian Paints Ltd 0.99%Hindustan Petroleum Corporation Ltd 0.98%Others (Details in the Annexure) 17.44%Total 54.45%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 8.21%8.30% GOI - 31.12.2042 5.54%8.13% GOI - 22.06.2045 4.48%8.24% GOI - 10.11.2033 3.57%9.23% GOI - 23.12.2043 2.21%1.44% INFLATION INDEX GS 2023 2.18%7.02% GOI - 17.08.2016 1.29%Mutual Fund Investments 1.07%8.30% REC - 10.04.2025 0.99%8.30% GOI - 02.07.2040 0.75%Axis Bank CD - 06.06.2016 0.72%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 0.68%8.55% Sundaram Finance - 27.10.17 0.49%10.05% Bajaj Finance Ltd - 10.01.2017 0.47%9.85% Shriram Transport Finance Co Ltd 15.07.2017 0.41%10.75% Shriram Transport Finance Co Ltd 24.10.2016 0.40%9.24% HDFC - 24.06.2024 0.39%10.08% IOT Utkal Energy Services Limited - 20.03.2023 0.37%8.40% Oil Bond - 29.03.26 0.34%10.08% IOT Utkal Energy Services Limited - 20.03.2022 0.33%Current Asset/Liabilities 0.44%Others 10.36%Total 45.68%
Assets Class % to Fund
54.45%
31.30%
11.72% 2.54%
Equity
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
0-80% 20-100%
Allocation by Sector - Equity
15.55% 6.71% 6.52%
5.80% 4.58% 4.51%
3.07% 2.69%
2.07% 1.48% 1.47%
Banking&FinanceAuto&AutoAncillary
Information TechFMCGOthers
PharmaCement&CementProducts
CapitalGoods&EngineeringOil&Gas
PaintsMedia
Debt Ratings Profile
69.18%
19.98%
5.62%
2.36% 2.29% 0.56%
Govt&GovtGuaranteedBonds
AAA
AA+
Mutual Fund Investments
A1+
Fixed Deposit
Debt Maturity Profile
11.73% 5.96% 8.07%
74.24%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
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KOTAK GUARANTEED BALANCED FUND (ULIF-010-27/06/03-GRTBALFND-107)Fund Strategy : Aims for moderate growth by holding a diversified mix of equities and fixed interest instruments.
Performance MeterKotak Guaranteed
Balanced FundBenchmark
Inception (27-Jun-03) 12.4% 10.3%10 years 9.6% 8.9%7 years 10.2% 10.2%6 years 8.6% 8.0%5 years 8.5% 7.9%4 years 11.7% 11.1%3 years 10.1% 9.6%2 years 14.2% 12.2%1 year 5.6% 5.2%6 mth 1.4% 2.2%3 mth -0.2% 1.0%1 mth -0.3% 0.4%
Benchmark details: Equity - 30% (BSE 100); Debt - 70% (Crisil Bond)
Equity % to Fund
Infosys Ltd 3.48%HDFC Bank Ltd 2.99%R Shares Banking ETF 2.12%Tata Motors Ltd 1.76%Maruti Suzuki India Ltd 1.70%IndusInd Bank Limited 1.67%I T C Ltd 1.52%Axis Bank Ltd 1.47%ICICI Bank Ltd 1.45%Larsen And Toubro Ltd 1.43%Tata Consultancy Services Ltd 1.40%Kotak Banking ETF - Dividend Payout Option 1.36%Sun Pharmaceuticals Ltd 1.34%Britannia Industries Ltd 1.33%UltraTech Cement Ltd 0.97%Bharat Petroleum Corporation Ltd 0.92%YES BANK LTD 0.84%Asian Paints Ltd 0.81%Mahindra&MahindraLtd 0.79%Zee Entertainment Enterprises Ltd 0.76%Others (Details in the Annexure) 14.30%Total 44.41%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 10.25%8.30% GOI - 31.12.2042 6.84%8.13% GOI - 22.06.2045 5.54%8.24% GOI - 10.11.2033 4.36%1.44% INFLATION INDEX GS 2023 2.82%9.23% GOI - 23.12.2043 2.68%7.02% GOI - 17.08.2016 1.57%8.30% REC - 10.04.2025 1.26%8.30% GOI - 02.07.2040 0.91%Axis Bank CD - 06.06.2016 0.78%10.08% IOT Utkal Energy Services Limited - 20.03.2026 0.71%9.78% Tata Sons - 13.01.2019 0.65%10.05% Bajaj Finance Ltd - 10.01.2017 0.64%10.08% IOT Utkal Energy Services Limited - 20.03.2023 0.60%9.24% HDFC - 24.06.2024 0.55%10.08% IOT Utkal Energy Services Limited - 20.03.2022 0.55%10.08% IOT Utkal Energy Services Limited - 20.03.2024 0.54%9.85% Shriram Transport Finance Co Ltd 15.07.2017 0.54%8.92%L&TFinanceLtd.-06.07.2018 0.53%8.55% Sundaram Finance - 27.10.17 0.52%Current Asset/Liabilities 0.54%Others 12.32%Total 55.69%
Assets Under Management (in ` Lakhs)
9,495.02
Assets Class % to Fund
44.41%
38.89%
14.95% 1.75%
Equity
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
0-60% 40-100%
Allocation by Sector - Equity
12.81% 5.46% 5.43%
4.55% 3.77% 3.74%
2.34% 2.24%
1.67% 1.24% 1.16%
Banking&FinanceInformation Tech
Auto&AutoAncillaryFMCGOthers
PharmaCement&CementProducts
CapitalGoods&EngineeringOil&Gas
MediaPaints
Debt Ratings Profile
70.45%
20.35%
6.71% 2.09% 0.29%
0.10% Govt&GovtGuaranteedBonds
AAA
AA+
A1+
Fixed Deposit
Mutual Fund Investments
Debt Maturity Profile
8.10% 6.97% 8.34%
76.59%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
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PENSION CLASSIC OPPORTUNITIES FUND (ULIF-042-07/01/10-PNCLAOPFND-107)Fund Strategy : Aims to maximize opportunity for long term capital growth by holding significant portions in a diversified and flexible mix of large/medium sized stocks.
Allocation by Sector - Equity
27.35% 12.36%
11.40% 10.46%
8.34% 7.59% 7.02%
5.33% 3.90%
2.36% 1.67%
Banking&FinanceAuto&AutoAncillary
Information TechFMCGOthers
PharmaCapitalGoods&EngineeringCement&CementProducts
Oil&GasMedia
Infrastructure
Performance MeterPension Classic
Opportunities FundBenchmark
Inception (7-Jan-10) 12.7% 7.3%
5 years 9.6% 6.1%
4 years 19.6% 16.2%
3 years 15.8% 11.7%
2 years 22.3% 15.5%
1 year 3.5% -1.5%
6 mth -3.2% -3.5%
3 mth -0.5% 0.8%
1 mth -0.6% 0.4%
Benchmark Details: Equity - 100% (BSE 200)
Equity % to Fund
Infosys Ltd 6.88%
HDFC Bank Ltd 6.37%Larsen And Toubro Ltd 4.29%Maruti Suzuki India Ltd 4.14%Kotak Banking ETF - Dividend Payout Option 4.03%Axis Bank Ltd 3.86%Tata Motors Ltd 3.83%IndusInd Bank Limited 3.73%Tata Consultancy Services Ltd 3.22%Britannia Industries Ltd 3.03%ICICI Bank Ltd 2.93%I T C Ltd 2.64%Sun Pharmaceuticals Ltd 2.62%YES BANK LTD 2.53%Hindustan Petroleum Corporation Ltd 2.12%UltraTech Cement Ltd 2.00%Shree Cement Ltd 1.86%Bharat Petroleum Corporation Ltd 1.78%R Shares Banking ETF 1.71%Whirlpool Of India Ltd 1.62%Others (Details in the Annexure) 32.60%Total 97.77%
Debt Portfolio % to Fund
Axis Bank CD - 29.09.2016 0.70%CBLO Investments 0.28%8.00% HDFC Bank FD NSE - 08.08.2016 0.01%8.00% HDFC Bank FD NSE - 24.07.2016 0.01%Mutual Fund Investments 0.01%8.00% HDFC Bank FD BSE - 24.07.2016 0.01%Current Asset/Liabilities 1.21%Others 0.00%Total 2.23%
Assets Under Management (in ` Lakhs)
14,415.58
Assets Class % to Fund
97.77%
2.20% 0.03% Equity
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
75-100% 0-25%
Debt Ratings Profile
69.24%
27.36%
2.75% 0.66% A1+
CBLO
Fixed Deposit
Mutual Fund Investments
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
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KOTAK PENSION OPPORTUNITIES FUND (ULIF-032-17/07/09-PNOPPFND-107)Fund Strategy : Aims to maximize opportunity for long term capital growth by holding significant portions in a diversified and flexible mix of large/medium sized stocks
Performance MeterKotak Pension
Opportunities FundBenchmark
Inception (17-Jul-09) 11.5% 9.9%
6 years 11.1% 7.5%
5 years 8.8% 6.1%
4 years 18.6% 16.2%
3 years 14.6% 11.7%
2 years 21.2% 15.5%
1 year 3.1% -1.5%
6 mth -3.3% -3.5%
3 mth -0.5% 0.8%
1 mth -0.6% 0.4%
Benchmark Details: Equity - 100% (BSE 200)
Equity % to Fund
Infosys Ltd 6.84%
HDFC Bank Ltd 6.32%Larsen And Toubro Ltd 4.15%Maruti Suzuki India Ltd 4.06%Axis Bank Ltd 3.87%Kotak Banking ETF - Dividend Payout Option 3.84%Tata Motors Ltd 3.84%IndusInd Bank Limited 3.76%Tata Consultancy Services Ltd 3.19%Britannia Industries Ltd 2.98%ICICI Bank Ltd 2.85%I T C Ltd 2.62%Sun Pharmaceuticals Ltd 2.55%YES BANK LTD 2.46%UltraTech Cement Ltd 2.17%Hindustan Petroleum Corporation Ltd 2.14%Shree Cement Ltd 1.83%Bharat Petroleum Corporation Ltd 1.72%Zee Entertainment Enterprises Ltd 1.60%R Shares Banking ETF 1.59%Others (Details in the Annexure) 31.98%Total 96.38%
Debt Portfolio % to Fund
CBLO Investments 2.77%
Axis Bank CD - 29.09.2016 0.66%Mutual Fund Investments 0.16%8.00% HDFC Bank FD NSE - 24.07.2016 0.02%8.00% HDFC Bank FD NSE - 08.08.2016 0.02%8.00% HDFC Bank FD BSE - 24.07.2016 0.01%Current Asset/Liabilities -0.02%Others 0.00%Total 3.62%
Assets Under Management (in ` Lakhs)
2,709.53
Assets Class % to Fund
96.38%
3.57% 0.05% Equity
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
75-100% 0-25%
Allocation by Sector - Equity
26.74% 12.13%
11.25% 10.44%
8.15% 7.30% 6.86%
5.44% 3.85%
2.44% 1.77%
Banking&FinanceAuto&AutoAncillary
Information TechFMCGOthers
PharmaCapitalGoods&EngineeringCement&CementProducts
Oil&GasMedia
Fertilisers
Debt Ratings Profile
76.06%
18.23%
4.39% 1.32% CBLO
A1+
Mutual Fund Investments
Fixed Deposit
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 25
PENSION FRONTLINE EQUITY FUND (ULIF-044-11/01/10-PNFRLEQFND-107)Fund Strategy : Aims for a high level of capital growth by holding a significant portion in large sized company equities.
Performance MeterPension Frontline Equity
FundBenchmark
Inception (11-Jan-10) 11.7% 6.9%
5 years 8.8% 5.8%
4 years 18.4% 15.2%
3 years 15.4% 10.7%
2 years 20.5% 13.1%
1 year 4.0% -3.2%
6 mth -1.9% -4.3%
3 mth -0.3% 0.2%
1 mth -0.7% 0.2%
Benchmark Details: Equity - 100% (BSE 100)
Equity % to Fund
Infosys Ltd 7.54%
HDFC Bank Ltd 6.61%R Shares Banking ETF 4.16%IndusInd Bank Limited 3.97%Tata Motors Ltd 3.85%Maruti Suzuki India Ltd 3.79%Axis Bank Ltd 3.31%ICICI Bank Ltd 3.21%I T C Ltd 3.16%Kotak Banking ETF - Dividend Payout Option 3.15%Larsen And Toubro Ltd 3.10%Britannia Industries Ltd 2.99%Tata Consultancy Services Ltd 2.98%Sun Pharmaceuticals Ltd 2.91%YES BANK LTD 2.43%UltraTech Cement Ltd 2.20%Bharat Petroleum Corporation Ltd 2.06%Mahindra&MahindraLtd 1.96%Hindustan Petroleum Corporation Ltd 1.78%
Zee Entertainment Enterprises Ltd 1.78%
Others (Details in the Annexure) 31.85%Total 98.77%
Debt Portfolio % to Fund
CBLO Investments 0.99%Axis Bank CD - 29.09.2016 0.69%The Indian Hotels Company Limited 0.22%Mutual Fund Investments 0.08%8.00% HDFC Bank FD NSE - 08.08.2016 0.01%8.00% HDFC Bank FD NSE - 24.07.2016 0.01%8.00% HDFC Bank FD BSE - 24.07.2016 0.01%Current Asset/Liabilities -0.57%Others 0.00%Total 1.45%
Assets Under Management (in ` Lakhs)
3,021.69
Assets Class % to Fund
98.77%
1.20% 0.03% Equity
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
60-100% 0-40%
Allocation by Sector - Equity
28.91% 12.01% 11.77%
10.00% 8.46%
7.42% 5.93%
4.90% 3.84%
2.83% 2.71%
Banking&FinanceAuto&AutoAncillary
Information TechFMCGOthers
PharmaCement&CementProducts
CapitalGoods&EngineeringOil&Gas
MediaPaints
Debt Ratings Profile
55.27% 38.35%
4.69% 1.69% CBLO
A1+
Mutual Fund Investments
Fixed Deposit
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 26
PENSION GUARANTEE FUND (ULIF-038-21/12/09-PNGRTFND-107)Fund Strategy : Aims to provide stable, long-term inflation beating growth over medium to long-term and defend capital against short-term capital shocks
Performance MeterPension
Guarantee FundBenchmark
Inception (21-Dec-09) 6.2% 8.4%
6 years 6.1% 8.0%
5 years 5.3% 7.7%
4 years 8.5% 11.3%
3 years 6.3% 9.7%
2 years 9.6% 12.0%
1 year -0.2% 4.0%
6 mth -0.9% 1.3%
3 mth -0.2% 0.8%
1 mth 0.1% 0.4%
Benchmark details: Equity - 37.5% (Nifty); Debt - 62.5% (Crisil Bond)
Equity % to Fund
Infosys Ltd 2.75%
I T C Ltd 2.36%HDFC Bank Ltd 2.11%Reliance Industries Ltd 2.11%Housing Development Finance Corp. Ltd 1.96%Tata Consultancy Services Ltd 1.56%ICICI Bank Ltd 1.50%Larsen And Toubro Ltd 1.41%Sun Pharmaceuticals Ltd 1.20%Tata Motors Ltd 1.00%Hindustan Unilever Ltd 0.92%Maruti Suzuki India Ltd 0.83%Mahindra&MahindraLtd 0.80%Axis Bank Ltd 0.74%Bharti Airtel Ltd 0.70%State Bank of India 0.68%Oil&NaturalGasCorporationLtd 0.65%Asian Paints Ltd 0.60%Lupin Ltd 0.60%HCL Technologies Ltd 0.59%Others (Details in the Annexure) 9.62%Total 34.68%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.50%
8.30% GOI - 31.12.2042 5.03%8.13% GOI - 22.06.2045 4.04%Canara Bank CD - 14.03.2016 3.95%8.24% GOI - 10.11.2033 3.19%1.44% INFLATION INDEX GS 2023 2.52%Vijaya Bank CD - 10.03.2016 2.13%Axis Bank CD - 30.03.2016 2.12%ICICI Bank CD - 18.02.16 2.12%HDFC Ltd CP - 10.03.16 2.08%9.23% GOI - 23.12.2043 1.96%TATA Capital Ltd CP - 19.08.16 1.66%Mutual Fund Investments 1.43%Axis Bank CD - 22.04.2016 1.41%Axis Bank CD - 29.09.2016 1.30%7.02% GOI - 17.08.2016 1.15%8.30% REC - 10.04.2025 1.01%8.92%L&TFinanceLtd.-06.07.2018 0.92%8.31% GJ SDL - 03.02.2020 0.90%9.78% Tata Sons - 13.01.2019 0.85%Current Asset/Liabilities 0.95%Others 17.10%Total 65.32%
Assets Under Management (in ` Lakhs)
10,909.00
Assets Class % to Fund
34.68%
30.54%
21.47%
13.31% Equity
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
0-75% 0-100%
Allocation by Sector - Equity
7.92% 5.75%
4.01% 3.47%
3.28% 2.77%
2.39% 1.68%
1.31% 1.13% 0.98%
Banking&FinanceInformation Tech
Auto&AutoAncillaryOil&Gas
FMCGPharmaOthers
CapitalGoods&EngineeringCement&CementProducts
UtilitiesTelecom
Debt Ratings Profile
47.44%
29.66%
15.80%
4.78% 2.22% 0.10% Govt&GovtGuaranteedBonds
A1+
AAA
AA+
Mutual Fund Investments
Fixed Deposit
Debt Maturity Profile
37.97%
5.46% 9.91%
46.65%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 27
KOTAK PENSION GROWTH FUND (ULIF-030-07/01/09-PNGWTFND-107)Fund Strategy : Aims for a high level of capital growth by holding a significant portion in large sized company equities.
Performance MeterKotak Pension Growth
FundBenchmark
Inception (7-Jan-09) 11.4% 11.3%
6 years 8.7% 8.0%
5 years 8.2% 7.7%
4 years 12.4% 11.7%
3 years 10.5% 9.8%
2 years 14.8% 12.4%
1 year 5.0% 4.0%
6 mth 0.6% 1.3%
3 mth -0.2% 0.9%
1 mth -0.4% 0.4%
Benchmark details: Equity - 40% (BSE 100); Debt - 60% (Crisil Bond)
Equity % to Fund
Infosys Ltd 4.15%
HDFC Bank Ltd 3.66%R Shares Banking ETF 2.17%Tata Motors Ltd 2.15%Maruti Suzuki India Ltd 2.14%IndusInd Bank Limited 2.11%I T C Ltd 1.88%ICICI Bank Ltd 1.83%Axis Bank Ltd 1.78%Sun Pharmaceuticals Ltd 1.75%Larsen And Toubro Ltd 1.70%Tata Consultancy Services Ltd 1.67%Britannia Industries Ltd 1.58%Kotak Banking ETF - Dividend Payout Option 1.47%UltraTech Cement Ltd 1.14%Mahindra&MahindraLtd 1.13%Bharat Petroleum Corporation Ltd 1.09%YES BANK LTD 1.01%Asian Paints Ltd 1.01%Hindustan Petroleum Corporation Ltd 0.99%Others (Details in the Annexure) 16.91%Total 53.31%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 8.17%
8.30% GOI - 31.12.2042 5.51%8.13% GOI - 22.06.2045 4.49%8.24% GOI - 10.11.2033 3.58%1.44% INFLATION INDEX GS 2023 2.37%9.23% GOI - 23.12.2043 2.20%7.02% GOI - 17.08.2016 1.29%8.30% REC - 10.04.2025 1.11%8.30% GOI - 02.07.2040 0.76%Axis Bank CD - 06.06.2016 0.65%10.08% IOT Utkal Energy Services Limited - 20.03.2026 0.61%9.85% HDFC Bank 2019 - 17.03.2024 CALL 17.03.2019 0.58%9.24% HDFC - 24.06.2024 0.58%9.90% Tata Sons - 20.03.2019 0.58%9.45% HDFC - 21.08.2019 P - 21.09.15 0.58%9.78% Tata Sons - 13.01.2019 0.58%8.90% SAIL - 01.05.2019 CALL 01.05.2014 0.57%9.85% Shriram Transport Finance Co Ltd 15.07.2017 0.57%10.05% Bajaj Finance Ltd - 10.01.2017 0.57%9.98% ICICI Perpetual Bond -CALL 13.09.16. 0.56%Current Asset/Liabilities 3.53%Others 7.37%Total 46.82%
Assets Under Management (in ` Lakhs)
1,788.73
Assets Class % to Fund
53.31% 31.23%
10.88% 4.58%
Equity
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
0-80% 20-100%
Allocation by Sector - Equity
14.82% 6.72% 6.55%
5.66% 4.61%
4.20% 3.03% 2.69%
2.08% 1.49% 1.47%
Banking&FinanceAuto&AutoAncillary
Information TechFMCGOthers
PharmaCement&CementProducts
CapitalGoods&EngineeringOil&Gas
PaintsMedia
Debt Ratings Profile
72.36%
19.93%
4.88%
2.26% 0.41% 0.16%
Govt&GovtGuaranteedBonds
AAA
AA+
A1+
Fixed Deposit
Mutual Fund Investments
Debt Maturity Profile
9.39% 3.92% 9.17%
77.53%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
Page 28
KOTAK PENSION FLOOR FUND (ULIF-031-13/07/09-PNFLRFND-107)Fund Strategy : Aims to provide stable, long-term inflation beating growth over medium to long-term and defend capital against short-term capital shocks.
Performance Meter Kotak Pension Floor Fund Benchmark
Inception (13-Jul-09) 5.6% 9.3%
6 years 4.9% 8.0%
5 years 4.5% 7.7%
4 years 8.1% 11.3%
3 years 6.0% 9.7%
2 years 9.2% 12.0%
1 year -0.4% 4.0%
6 mth -1.0% 1.3%
3 mth -0.2% 0.8%
1 mth 0.1% 0.4%
Benchmark details: Equity - 37.5% (Nifty); Debt - 62.5% (Crisil Bond)
Equity % to Fund
Infosys Ltd 2.65%
I T C Ltd 2.27%HDFC Bank Ltd 2.03%Reliance Industries Ltd 2.03%Housing Development Finance Corp. Ltd 1.89%Tata Consultancy Services Ltd 1.51%ICICI Bank Ltd 1.44%Larsen And Toubro Ltd 1.35%Sun Pharmaceuticals Ltd 1.16%Tata Motors Ltd 0.96%Hindustan Unilever Ltd 0.89%Maruti Suzuki India Ltd 0.80%Mahindra&MahindraLtd 0.77%Axis Bank Ltd 0.71%Bharti Airtel Ltd 0.67%State Bank of India 0.66%Oil&NaturalGasCorporationLtd 0.63%Asian Paints Ltd 0.58%Lupin Ltd 0.58%HCL Technologies Ltd 0.57%Others (Details in the Annexure) 9.27%Total 33.43%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.54%
8.30% GOI - 31.12.2042 5.03%8.13% GOI - 22.06.2045 4.06%Canara Bank CD - 14.03.2016 3.96%Mutual Fund Investments 3.61%8.24% GOI - 10.11.2033 3.19%1.44% INFLATION INDEX GS 2023 2.78%Vijaya Bank CD - 10.03.2016 2.14%ICICI Bank CD - 18.02.16 2.13%HDFC Ltd CP - 10.03.16 2.12%Axis Bank CD - 30.03.2016 2.12%9.23% GOI - 23.12.2043 1.96%TATA Capital Ltd CP - 19.08.16 1.77%Axis Bank CD - 22.04.2016 1.32%Axis Bank CD - 29.09.2016 1.26%7.02% GOI - 17.08.2016 1.15%8.90% SAIL - 01.05.2019 CALL 01.05.2014 1.00%8.92%L&TFinanceLtd.-06.07.2018 0.98%9.78% Tata Sons - 13.01.2019 0.81%8.30% REC - 10.04.2025 0.78%Current Asset/Liabilities 0.80%Others 16.07%Total 66.57%
Assets Under Management (in ` Lakhs)
5,109.01
Assets Class % to Fund
33.43%
29.66%
23.53%
13.38% Equity
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
0-75% 25-100%
Allocation by Sector - Equity
7.64% 5.54%
3.86% 3.34%
3.16% 2.68%
2.30% 1.62%
1.26% 1.10% 0.93%
Banking&FinanceInformation Tech
Auto&AutoAncillaryOil&Gas
FMCGPharmaOthers
CapitalGoods&EngineeringCement&CementProducts
UtilitiesTelecom
Debt Ratings Profile
45.09%
29.08%
14.94%
5.48%
5.18% 0.22% Govt&GovtGuaranteedBonds
A1+
AAA
Mutual Fund Investments
AA+
Fixed Deposit
Debt Maturity Profile
39.77%
5.10% 8.46%
46.66%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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PENSION FLOOR FUND II (ULIF-043-08/01/10-PNFLRKFND2-107)Fund Strategy : Aims to provide stable, long-term inflation beating growth over medium to long-term and defend capital against short-term capital shocks.
Performance Meter Pension Floor Fund II Benchmark
Inception (08-Jan-10) 6.1% 8.0%
5 years 5.3% 7.7%
4 years 8.4% 11.3%
3 years 6.2% 9.7%
2 years 9.3% 12.0%
1 year -0.6% 4.0%
6 mth -1.3% 1.3%
3 mth -0.5% 0.8%
1 mth -0.2% 0.4%
Benchmark details: Equity - 37.5% (Nifty); Debt - 62.5% (Crisil Bond)
Equity % to Fund
Infosys Ltd 2.87%
HDFC Bank Ltd 2.58%R Shares Banking ETF 1.57%Tata Motors Ltd 1.55%Maruti Suzuki India Ltd 1.50%IndusInd Bank Limited 1.44%Britannia Industries Ltd 1.40%I T C Ltd 1.35%Sun Pharmaceuticals Ltd 1.33%ICICI Bank Ltd 1.29%Axis Bank Ltd 1.27%Tata Consultancy Services Ltd 1.26%Larsen And Toubro Ltd 1.24%Kotak Banking ETF - Dividend Payout Option 1.18%UltraTech Cement Ltd 0.82%YES BANK LTD 0.72%Asian Paints Ltd 0.71%Zee Entertainment Enterprises Ltd 0.70%Mahindra&MahindraLtd 0.68%Bharat Petroleum Corporation Ltd 0.66%Others (Details in the Annexure) 12.30%Total 38.41%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 11.55%
8.30% GOI - 31.12.2042 7.76%8.13% GOI - 22.06.2045 6.22%8.24% GOI - 10.11.2033 4.87%1.44% INFLATION INDEX GS 2023 3.05%9.23% GOI - 23.12.2043 2.99%7.02% GOI - 17.08.2016 1.75%8.30% REC - 10.04.2025 1.52%Axis Bank CD - 29.09.2016 1.33%8.30% GOI - 02.07.2040 1.07%8.92%L&TFinanceLtd.-06.07.2018 0.88%9.78% Tata Sons - 13.01.2019 0.85%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 0.70%9.24% HDFC - 24.06.2024 0.61%8.90% SAIL - 01.05.2019 CALL 01.05.2014 0.60%10.05% Bajaj Finance Ltd - 10.01.2017 0.59%HDFC Ltd CP - 10.06.16 0.56%9.85% HDFC Bank 2019 - 17.03.2024 CALL 17.03.2019 0.49%7.88% GOI - 19.03.2030 0.44%ICICI Bank CD - 10.06.16 0.42%Current Asset/Liabilities 1.12%Others 12.22%Total 61.59%
Assets Under Management (in ` Lakhs)
8,539.84
Assets Class % to Fund
43.27%
38.41%
14.18% 4.14% G Sec., GGB
Equity
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
0-75% 25-100%
Allocation by Sector - Equity
10.78% 4.68% 4.62% 4.38%
3.44% 2.99%
2.18% 1.93%
1.32% 1.10% 0.99%
Banking&FinanceAuto&AutoAncillary
Information TechFMCG
PharmaOthers
Cement&CementProductsCapitalGoods&Engineering
Oil&GasMediaPaints
Debt Maturity Profile
11.33% 5.46% 10.18%
73.04%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
Debt Ratings Profile
71.56%
18.66%
4.65%
4.38% 0.62% 0.14%
Govt&GovtGuaranteedBonds
AAA
AA+
A1+
Mutual Fund Investments
Fixed Deposit
INDIVIDUAL FUND
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KOTAK PENSION BALANCED FUND (ULIF-011-27/06/03-PNBALFND-107)Fund Strategy : Aims for moderate growth by holding a diversified mix of equities and fixed interest instruments.
Performance MeterKotak Pension Balanced
FundBenchmark
Inception (27-Jun-03) 12.6% 10.3%10 years 9.8% 8.9%7 years 10.1% 10.2%6 years 8.6% 8.0%5 years 8.5% 7.9%4 years 11.7% 11.1%3 years 10.1% 9.6%2 years 14.2% 12.2%1 year 5.6% 5.2%6 mth 1.4% 2.2%3 mth -0.2% 1.0%1 mth -0.3% 0.4%
Benchmark details: Equity - 30% (BSE 100); Debt - 70% (Crisil Bond)
Equity % to Fund
Infosys Ltd 3.35%
HDFC Bank Ltd 2.95%R Shares Banking ETF 1.98%Tata Motors Ltd 1.72%Maruti Suzuki India Ltd 1.70%IndusInd Bank Limited 1.69%I T C Ltd 1.68%Britannia Industries Ltd 1.47%ICICI Bank Ltd 1.44%Axis Bank Ltd 1.43%Larsen And Toubro Ltd 1.40%Tata Consultancy Services Ltd 1.34%Sun Pharmaceuticals Ltd 1.32%Kotak Banking ETF - Dividend Payout Option 1.20%UltraTech Cement Ltd 1.06%YES BANK LTD 0.95%Mahindra&MahindraLtd 0.88%Bharat Petroleum Corporation Ltd 0.86%Asian Paints Ltd 0.81%Hindustan Petroleum Corporation Ltd 0.79%Others (Details in the Annexure) 14.11%Total 44.13%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 10.09%8.30% GOI - 31.12.2042 6.77%8.13% GOI - 22.06.2045 5.47%8.24% GOI - 10.11.2033 4.31%9.23% GOI - 23.12.2043 2.65%1.44% INFLATION INDEX GS 2023 2.49%7.02% GOI - 17.08.2016 1.55%8.30% REC - 10.04.2025 1.25%8.30% GOI - 02.07.2040 0.91%8.55% Sundaram Finance - 27.10.17 0.83%Axis Bank CD - 06.06.2016 0.76%Mutual Fund Investments 0.65%10.08% IOT Utkal Energy Services Limited - 20.03.2026 0.63%9.78% Tata Sons - 13.01.2019 0.62%10.05% Bajaj Finance Ltd - 10.01.2017 0.61%10.08% IOT Utkal Energy Services Limited - 20.03.2024 0.58%10.08% IOT Utkal Energy Services Limited - 20.03.2023 0.53%9.85% Shriram Transport Finance Co Ltd 15.07.2017 0.52%10.08% IOT Utkal Energy Services Limited - 20.03.2022 0.49%10.75% Shriram Transport Finance Co Ltd 24.10.2016 0.49%Current Asset/Liabilities 1.28%Others 12.50%Total 55.96%
Assets Under Management (in ` Lakhs)
21,612.08
Approved Asset Allocation
Equity Non Equity
0-60% 40-100%
Allocation by Sector - Equity
12.53% 5.34% 5.26%
4.88% 3.66% 3.60%
2.65% 2.18%
1.65% 1.19% 1.17%
Banking&FinanceAuto&AutoAncillary
Information TechFMCGOthers
PharmaCement&CementProducts
CapitalGoods&EngineeringOil&Gas
PaintsMedia
Debt Ratings Profile
69.41%
20.46%
6.42% 2.08% 1.19% 0.44% Govt&GovtGuaranteedBonds
AAA
AA+
A1+
Mutual Fund Investments
Fixed Deposit
Debt Maturity Profile
9.05% 6.77% 8.76%
75.43%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
Assets Class % to Fund
44.13%
37.99%
14.82% 3.06%
Equity
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
INDIVIDUAL FUND
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PENSION BALANCED FUND II (ULIF-046-24/01/10-PNBALFND2-107)Fund Strategy : Aims for moderate growth by holding a diversified mix of equities and fixed interest instruments.
Performance Meter Pension Balanced Fund II Benchmark
Inception (24-Jan-10) 9.5% 8.0%
5 years 8.7% 7.3%
4 years 14.4% 13.0%
3 years 12.3% 10.2%
2 years 16.4% 12.7%
1 year 5.2% 1.6%
6 mth 0.5% -0.6%
3 mth -0.2% 0.7%
1 mth -0.4% 0.3%
Benchmark details: Equity - 60% (BSE 100); Debt - 40% (Crisil Bond)
Equity % to Fund
Infosys Ltd 4.36%
HDFC Bank Ltd 3.75%R Shares Banking ETF 2.22%IndusInd Bank Limited 2.19%Tata Motors Ltd 2.15%Maruti Suzuki India Ltd 2.13%I T C Ltd 1.84%Axis Bank Ltd 1.83%ICICI Bank Ltd 1.80%Tata Consultancy Services Ltd 1.76%Larsen And Toubro Ltd 1.75%Britannia Industries Ltd 1.68%Kotak Banking ETF - Dividend Payout Option 1.66%Sun Pharmaceuticals Ltd 1.64%YES BANK LTD 1.28%UltraTech Cement Ltd 1.20%Zee Entertainment Enterprises Ltd 1.05%Mahindra&MahindraLtd 1.04%Asian Paints Ltd 1.02%Hindustan Petroleum Corporation Ltd 1.01%Others (Details in the Annexure) 18.27%Total 55.64%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.38%
8.30% GOI - 31.12.2042 5.01%Mutual Fund Investments 4.19%8.13% GOI - 22.06.2045 3.99%8.24% GOI - 10.11.2033 3.18%9.36% IDFC Bank - 21.08.24 3.01%9.35% Bajaj Finance Ltd - 31.10.2017 2.87%1.44% INFLATION INDEX GS 2023 2.04%9.23% GOI - 23.12.2043 1.96%7.02% GOI - 17.08.2016 1.14%ICICI Bank CD - 28.06.16 1.10%8.30% GOI - 02.07.2040 0.68%10.08% IOT Utkal Energy Services Limited - 20.03.2026 0.62%10.08% IOT Utkal Energy Services Limited - 20.03.2025 0.61%10.08% IOT Utkal Energy Services Limited - 20.03.2024 0.61%Axis Bank CD - 06.06.2016 0.55%8.40% Oil Bond - 29.03.26 0.43%8.23% MAH SDL - 09.09.2025 0.32%10.08% IOT Utkal Energy Services Limited - 20.03.2027 0.31%10.08% IOT Utkal Energy Services Limited - 20.03.2023 0.30%Current Asset/Liabilities 0.72%Others 3.51%Total 44.55%
Assets Under Management (in ` Lakhs)
351.31
Assets Class % to Fund
55.64% 28.28%
9.24% 6.83%
Equity
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
30-60% 40-70%
Allocation by Sector - Equity
15.97% 6.83% 6.66%
6.08% 4.82%
4.42% 2.90% 2.75%
2.00% 1.65% 1.55%
Banking&FinanceInformation Tech
Auto&AutoAncillaryFMCGOthers
PharmaCement&CementProducts
CapitalGoods&EngineeringOil&Gas
MediaPaints
Debt Ratings Profile
64.81%
13.89%
9.60%
7.23% 4.41% 0.06% Govt&GovtGuaranteedBonds
AAA
Mutual Fund Investments
AA+
A1+
Fixed Deposit
Debt Maturity Profile
17.34% 7.25% 1.57%
73.84%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUNDINDIVIDUAL FUND
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KOTAK PENSION BOND FUND (ULIF-017-15/04/04-PNBNDFND-107)Fund Strategy : Aims to preserve capital and minimize downside risk, with investment in debt and government instruments.
Performance MeterKotak Pension
Bond FundBenchmark
Inception (15-Apr-04) 8.6% 6.3%10 years 9.3% 7.1%
7 years 8.7% 7.3%
6 years 8.8% 7.9%5 years 9.1% 8.5%4 years 9.3% 9.0%3 years 8.4% 8.8%2 years 11.2% 11.4%1 year 6.8% 8.6%6 mth 4.2% 5.0%3 mth 0.0% 1.2%1 mth 0.1% 0.5%
Benchmark details: Equity - 0% (NA); Debt - 100% (Crisil Bond)
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 18.02%
8.30% GOI - 31.12.2042 11.98%8.13% GOI - 22.06.2045 9.73%8.24% GOI - 10.11.2033 7.99%1.44% INFLATION INDEX GS 2023 5.10%9.23% GOI - 23.12.2043 4.92%7.02% GOI - 17.08.2016 2.87%8.30% REC - 10.04.2025 2.41%Axis Bank CD - 06.06.2016 1.95%8.55% Sundaram Finance - 27.10.17 1.60%8.30% GOI - 02.07.2040 1.59%9.70% ANDHRA BANK FD - 07.04.2016 1.22%8.92%L&TFinanceLtd.-06.07.2018 1.01%9.24% HDFC - 24.06.2024 0.98%9.78% Tata Sons - 13.01.2019 0.97%10.05% Bajaj Finance Ltd - 10.01.2017 0.95%8.75% LIC Housing Finance - 14.01.2020 P 14.04.16 0.95%9.85% Shriram Transport Finance Co Ltd 15.07.2017 0.82%8.23% MAH SDL - 09.09.2025 0.78%8.40% Oil Bond - 29.03.26 0.75%Current Asset/Liabilities 1.23%Others 22.16%Total 100.00%
Assets Under Management (in ` Lakhs)
7,445.48
Assets Class % to Fund
67.86%
27.92%
4.22% G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
68.71%
21.21%
5.82% 2.67% 1.24% 0.35% Govt&GovtGuaranteedBonds
AAA
AA+
A1+
Fixed Deposit
Mutual Fund Investments
Debt Maturity Profile
9.44% 6.72% 9.43%
74.41%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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KOTAK PENSION GILT FUND (ULIF-008-27/06/03-PNGLTFND-107)Fund Strategy : Aims to preserve your capital and minimize your downside risk, with investment in debt and government instruments.
Performance MeterKotak Pension
Gilt FundBenchmark
Inception (27-Jun-03) 7.4% 7.3%10 years 8.1% 8.1%7 years 6.6% 6.8%6 years 8.3% 8.5%5 years 8.6% 9.0%4 years 9.3% 9.6%3 years 8.4% 9.1%2 years 12.0% 11.7%1 year 6.8% 8.4%6 mth 4.0% 5.0%3 mth -0.2% 1.0%1 mth 0.0% 0.6%
Benchmark details: Equity - 0% (NA); Debt - 100% (IBEX)
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 18.82%
8.30% GOI - 31.12.2042 13.44%8.13% GOI - 22.06.2045 10.10%8.24% GOI - 10.11.2033 7.60%Mutual Fund Investments 5.02%9.23% GOI - 23.12.2043 4.67%8.99% MP SDL - 07.03.2022 2.94%9.39% GJ SDL - 20.11.2023 2.83%8.63% MH SDL - 09.01.2023 2.74%7.02% GOI - 17.08.2016 2.73%9.11% MP SDL - 28.05.2024 2.66%1.44% INFLATION INDEX GS 2023 2.32%8.98% PN SDL - 14.10.2021 2.30%8.25% MH SDL - 13.05.2025 2.25%8.91% MAH SDL - 05.09.2022 2.17%8.52% GJ SDL - 19.01.2021 2.05%8.40% Oil Bond - 29.03.26 1.80%8.30% GOI - 02.07.2040 1.66%8.92% KA SDL - 07.03.2022 1.48%8.20% GOI - 24.09.2025 0.99%Current Asset/Liabilities 3.06%Others 6.35%Total 100.00%
Assets Under Management (in ` Lakhs)
787.66
Assets Class % to Fund
91.92%
8.08%
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
94.82%
5.18%
Govt&GovtGuaranteedBonds
Mutual Fund Investments
Debt Maturity Profile
7.99% 13.30%
78.70%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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KOTAK PENSION FLOATING RATE FUND (ULIF-022-07/12/04-PNFLTRFND-107)Fund Strategy : Aims to preserve capital and minimize downside risk, with investment in debt and government instruments.
Performance MeterKotak Pension Floating
Rate FundBenchmark
Inception (7-Dec-04) 7.7% 7.2%
7 years 7.9% 7.5%
7 years 7.8% 7.6%
6 years 8.3% 8.0%
5 years 8.9% 8.6%
4 years 9.3% 8.8%
3 years 9.7% 8.8%
2 years 9.0% 8.7%
1 year 7.4% 8.2%
6 mth 3.5% 3.9%
3 mth 1.2% 1.8%
1 mth 0.5% 0.6%
Benchmark details: Equity - 0% (NA); Debt - 100% (Crisil Liquid)
Debt Portfolio % to Fund
GOI FRB - 21.12.2020 12.74%
L&TFinanceLtdNSEMibor+1.55%-28.10.2016 7.86%IL&FSCP18.08.16 7.62%EXIM Floater INCMTBMK + 100 bps - 09.08.2016 6.47%HDFC Ltd Floater 5 Year INBMK + 120 bps - 18.01.2016 6.42%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 6.40%8.19% GOI - 16.01.2020 5.92%8.13% GOI - 22.06.2045 4.89%6.05% GOI - 12.06.2019 4.89%5.59% GOI - 04.06.2016 4.62%Vijaya Bank CD - 01.06.2016 3.72%Corporation Bank CD - 11.03.2016 3.48%7.28% GOI - 03.06.2019 3.34%TATA Capital Ltd CP - 19.08.16 3.05%Axis Bank CD - 27.10.2016 2.72%Mutual Fund Investments 2.71%8.13% OMC GOI Special Bond - 16.10.21 2.67%9.37% MAH SDL - 04.12.2023 2.22%7.95% Oil Bond - 18.01.25 2.18%9.65% TN SDL - 12.03.2024 1.67%Current Asset/Liabilities 1.69%Others 2.72%Total 100.00%
Assets Under Management (in ` Lakhs)
311.80
Assets Class % to Fund
39.89%
35.12%
24.99% NCD, Floaters, ZCB, Long Term Deposits
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
48.69%
20.94%
19.62%
8.00% 2.76%
Govt&GovtGuaranteedBonds
A1+
AAA
AA+
Mutual Fund Investments
Debt Maturity Profile
56.01%
30.08%
13.91%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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PENSION MONEY MARKET FUND II (ULIF-039-28/12/09-PNMNMKFND-107)Fund Strategy : Aims to protect your capital and not have downside risks
Performance MeterPension Money Market
Fund IIBenchmark
Inception (28-Dec-09) 7.9% 8.0%
6 years 7.9% 8.0%
5 years 8.5% 8.6%
4 years 8.7% 8.8%
3 years 8.5% 8.8%
2 years 8.5% 8.7%
1 year 8.3% 8.2%
6 mth 4.0% 3.9%
3 mth 1.9% 1.8%
1 mth 0.6% 0.6%
Benchmark details: Equity - 0% (NA); Debt - 100% (Crisil Liquid)
Debt Portfolio % to Fund
IL&FSCP18.08.16 9.39%
Corporation Bank CD - 11.03.2016 9.39%TATA Capital Ltd CP - 19.08.16 9.39%Vijaya Bank CD - 01.06.2016 9.30%STEEL AUTHORITY OF INDIA LTD CP - 07.12.16 9.21%EXIM CD - 16.12.2016 9.20%Mutual Fund Investments 9.13%ICICI Bank CD - 28.06.16 8.91%L and T Finance CP - 28.06.2016 8.63%Axis Bank CD - 27.10.2016 8.29%HDFC Ltd CP - 10.06.16 8.23%Current Asset/Liabilities 0.92%Others 0.00%Total 100.00%
Assets Under Management (in ` Lakhs)
1,112.74
Assets Class % to Fund
100.00%
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
90.79%
9.21%
A1+
Mutual Fund Investments
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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INDIVIDUAL FUND
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KOTAK ADVANTAGE PLUS FUND II (ULIF-027-21/04/06-ADVPLSFND2-107)Fund Strategy : Aims for moderate growth by holding a diversified mix of equities and fixed interest instruments. May also be susceptible to moderate levels of shorter-term volatility (downside risk)
Performance MeterKotak Advantage Plus
Fund IIBenchmark
Inception (21-Apr-06) 5.6% 8.6%
7 years 5.9% 10.9%
6 years 4.8% 8.0%
5 years 4.3% 7.6%
4 years 5.5% 11.4%
3 years 5.2% 9.7%
2 years 5.4% 12.0%
1 year 4.7% 3.7%
6 mth 2.4% 1.0%
3 mth 1.0% 0.8%
1 mth 0.3% 0.4%
Benchmark details: Equity - 40% (Nifty); Debt - 60% (Crisil Bond)
Debt Portfolio % to Fund
7.59% GOI 2016-12.04.16 44.52%
7.46% GOI - 28.08.17 40.07%Corporation Bank CD - 11.03.2016 8.78%Mutual Fund Investments 4.83%Current Asset/Liabilities 1.80%Others 0.00%Total 100.00%
Assets Under Management (in ` Lakhs)
22.47
Assets Class % to Fund
84.59%
15.41% G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
0-80% 20-100%
Debt Maturity Profile
59.20%
40.80%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
Debt Ratings Profile
86.14%
8.94% 4.92%
Govt&GovtGuaranteedBonds
A1+
Mutual Fund Investments
INDIVIDUAL FUND
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KOTAK ADVANTAGE MULTIPLIER FUND (ULIF-024-07/02/06-ADVMULFND-107)Fund Strategy : Aims to provide you with stable long-term inflation beating growth over medium to long-term and defend your capital against short-term capital shocks.
Performance MeterKotak Advantage Multiplier Fund
Benchmark
Inception (07-Feb-06) 5.2% 9.5%
7 years 5.8% 11.7%
6 years 4.3% 8.0%
5 years 3.7% 7.3%
4 years 6.1% 12.0%
3 years 5.0% 9.9%
2 years 5.7% 12.1%
1 year 4.8% 2.4%
6 mth 2.4% 0.0%
3 mth 0.9% 0.6%
1 mth 0.3% 0.4%
Benchmark details: Equity - 50% (Nifty); Debt - 50% (Crisil Bond)
Debt Portfolio % to Fund
7.02% GOI - 17.08.2016 13.72%12.30% GOI - 02.07.2016 9.52%7.59% GOI 2016-12.04.16 8.25%Axis Bank CD - 27.10.2016 8.17%9.47% PGC - 31.03.2016 7.77%Mutual Fund Investments 6.97%9.98% ICICI Perpetual Bond -CALL 13.09.16. 6.26%9.62% PFC - 29.06.2016 6.23%9.75% Tata Sons - 19.07.2016 6.23%9.74% LIC Housing Finance - 15.07.2016 6.23%CBLO Investments 6.20%HDFC Ltd CP - 10.06.16 5.98%8.79% GOI - 08.11.2021 5.82%Current Asset/Liabilities 2.65%Others 0.00%Total 100.00%
Assets Under Management (in ` Lakhs)
161.38
Assets Class % to Fund
37.31%
32.73%
29.97%
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
0-100% 0-100%
Debt Ratings Profile
38.32%
33.62%
14.53%
7.16% 6.37% Govt&GovtGuaranteedBonds
AAA
A1+
Mutual Fund Investments
CBLO
Debt Maturity Profile
94.02%
5.98%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUNDINDIVIDUAL FUND
Page 38
KOTAK ADVANTAGE MULTIPLIER FUND II (ULIF-026-21/04/06-ADVMULFND2-107)Fund Strategy : Aims for a high level of capital growth by holding a significant portion in equities. May experience high levels of shorter term volatility (downside risk).
Performance MeterKotak Advantage Multiplier Fund II
Benchmark
Inception (21-Apr-06) 5.4% 8.7%7 years 5.9% 11.7%6 years 4.5% 8.0%5 years 3.8% 7.3%4 years 6.3% 12.0%3 years 5.4% 9.9%2 years 6.0% 12.1%1 year 5.1% 2.4%6 mth 2.5% 0.0%3 mth 1.0% 0.6%1 mth 0.3% 0.4%
Benchmark details: Equity - 50% (Nifty); Debt - 50% (Crisil Bond)
Debt Portfolio % to Fund
7.02% GOI - 17.08.2016 15.75%7.46% GOI - 28.08.17 14.71%7.59% GOI 2016-12.04.16 14.06%Mutual Fund Investments 10.98%9.47% PGC - 31.03.2016 8.29%9.70% PFC - 15.12.2018 6.85%9.98% ICICI Perpetual Bond -CALL 13.09.16. 6.68%9.75% Tata Sons - 19.07.2016 6.64%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 6.59%HDFC Ltd CP - 10.06.16 6.37%8.20% OMC GOI 2023-10.11.23 0.77%Current Asset/Liabilities 2.31%Others 0.00%Total 100.00%
Assets Under Management (in ` Lakhs)
151.35
Assets Class % to Fund
45.29%
35.05%
19.66% G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
0-100% 0-100%
Debt Ratings Profile
46.36%
35.88%
11.24% 6.52% Govt&GovtGuaranteedBonds
AAA
Mutual Fund Investments
A1+
Debt Maturity Profile
77.14%
22.07%
0.79% 0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUND
Page 39
DISCONTINUED POLICY FUND (ULIF-050-23/03/11-DISPOLFND-107)Fund Strategy : Aims to provide secure returns to policies in the discontinued state, by investing in low- risk debt instruments.
Performance Meter Discontinued Policy Fund Benchmark
Inception (23-Mar-11) 8.5% 8.7%
5 years n.a n.a
4 years 8.7% 8.8%
3 years 8.2% 8.8%
2 years 8.2% 8.7%
1 year 7.7% 8.2%
6 mth 3.6% 3.9%
3 mth 1.7% 1.8%
1 mth 0.6% 0.6%
Benchmark Details: Debt - 100% (Crisil Liquid)
Debt Portfolio % to Fund
7.59% GOI 2016-12.04.16 77.90%
TATA Capital Ltd CP - 19.08.16 5.17%STEEL AUTHORITY OF INDIA LTD CP - 07.12.16 4.20%L and T Finance CP - 28.06.2016 3.83%Axis Bank CD - 27.10.2016 3.61%Vijaya Bank CD - 01.06.2016 2.96%ICICI Bank CD - 28.06.16 2.85%Mutual Fund Investments 0.25%EXIM CD - 16.12.2016 0.09%Current Asset/Liabilities -0.86%Others 0.00%Total 100.00%
Assets Under Management (in ` Lakhs)
20,299.69
Assets Class % to Fund
77.90%
22.10% G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
77.24%
22.52% 0.25%
Govt&GovtGuaranteedBonds
A1+
Mutual Fund Investments
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
INDIVIDUAL FUND
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
GROUP FUNDS
KOTAK GROUP DYNAMIC FLOOR FUND
GROUP FUNDS
KOTAK GROUP BALANCED FUND
KOTAK GROUP BOND FUND
KOTAK GROUP GILT FUND KOTAK GROUP FLOATING RATE FUND
KOTAK GROUP MONEY MARKET FUND
KOTAK GROUP SECURE CAPITAL FUND
KOTAK 57M FMP KOTAK GROUP SHORT TERM BOND FUND
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 40
GROUP FUNDGROUP FUNDGROUP FUND
KOTAK GROUP DYNAMIC FLOOR FUND (ULGF-015-07/01/10-DYFLRFND-107)Fund Strategy : Aims to provide stable long term inflation beating growth over the medium to longer term and defend capital against short term capital shocks. Is likely to out-perform traditional balanced or equity funds during sideways or falling markets and shadow the rising equity markets.
Performance MeterKotak Group Dynamic
Floor FundBenchmark
Inception (07-Jan-10) 14.9% 8.0%
5 years 5.6% 7.9%
4 years 8.6% 10.9%
3 years 6.4% 9.6%
2 years 9.7% 11.9%
1 year 0.2% 4.9%
6 mth -0.8% 2.0%
3 mth -0.1% 0.9%
1 mth 0.1% 0.4%
Benchmark details: Equity - 30% (Nifty); Debt - 70% (Crisil Bond)
Equity % to Fund
Infosys Ltd 2.65%I T C Ltd 2.28%HDFC Bank Ltd 2.04%Reliance Industries Ltd 2.03%Housing Development Finance Corp. Ltd 1.89%Tata Consultancy Services Ltd 1.50%ICICI Bank Ltd 1.44%Larsen And Toubro Ltd 1.36%Sun Pharmaceuticals Ltd 1.16%Tata Motors Ltd 0.96%Hindustan Unilever Ltd 0.89%Maruti Suzuki India Ltd 0.79%Mahindra&MahindraLtd 0.77%Axis Bank Ltd 0.71%Bharti Airtel Ltd 0.67%State Bank of India 0.66%Oil&NaturalGasCorporationLtd 0.63%Asian Paints Ltd 0.58%Lupin Ltd 0.57%HCL Technologies Ltd 0.57%Others (Details in the Annexure) 9.24%Total 33.41%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.44%Mutual Fund Investments 7.37%8.30% GOI - 31.12.2042 5.01%Canara Bank CD - 14.03.2016 4.04%8.13% GOI - 22.06.2045 4.03%9.30% PGC - 28.06.2023 3.58%8.24% GOI - 10.11.2033 3.19%8.90% PFC - 18.03.2028 2.84%HDFC Ltd Floater 5 Year INBMK + 120 bps - 18.01.2016 2.73%HDFC Ltd CP - 10.03.16 2.69%1.44% INFLATION INDEX GS 2023 2.39%ICICI Bank CD - 18.02.16 2.16%Vijaya Bank CD - 10.03.2016 2.15%Axis Bank CD - 30.03.2016 2.15%9.23% GOI - 23.12.2043 1.96%Axis Bank CD - 22.04.2016 1.33%HDFC Ltd CP - 10.06.16 1.32%Axis Bank CD - 29.09.2016 1.29%7.02% GOI - 17.08.2016 1.14%EXIM CD - 16.12.2016 0.76%Current Asset/Liabilities 0.98%Others 6.04%Total 66.59%
Assets Under Management (in ` Lakhs)
366.31
Assets Class % to Fund
33.41%
28.75%
27.03%
10.80% Equity
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
NCD, Floaters, ZCB, Long Term Deposits
Approved Asset Allocation
Equity Non Equity
0-60% 0-100%
Allocation by Sector - Equity
7.64% 5.54%
3.83% 3.34% 3.17%
2.67% 2.31%
1.63% 1.25% 1.10% 0.94%
Banking&FinanceInformation Tech
Auto&AutoAncillaryOil&Gas
FMCGPharmaOthers
CapitalGoods&EngineeringCement&CementProducts
UtilitiesTelecom
Debt Ratings Profile
43.82%
28.48%
14.02%
11.23% 1.44% 1.01% Govt&GovtGuaranteedBonds
A1+
AAA
Mutual Fund Investments
Fixed Deposit
AA+
Debt Maturity Profile
48.06%
1.31%
50.63%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 41
GROUP FUNDGROUP FUND
Performance MeterKotak Group Balanced
FundBenchmark
Inception (27-Jun-03) 13.8% 12.0%10 years 11.3% 9.5%7 years 12.9% 11.4%6 years 9.8% 7.7%5 years 9.1% 7.3%4 years 14.9% 13.0%3 years 12.9% 10.2%2 years 17.1% 12.7%1 year 5.7% 1.6%6 mth 0.8% -0.6%3 mth -0.1% 0.7%1 mth -0.3% 0.3%
Benchmark details: Equity - 60% (BSE 100); Debt - 40% (Crisil Bond)
KOTAK GROUP BALANCED FUND (ULGF-003-27/06/03-BALFND-107)Fund Strategy : Aims for moderate growth by holding a diversified mix of equities and fixed interest instruments. May also be susceptible to moderate levels of shorter-term volatility (downside risk)
Allocation by Sector - Equity
16.01% 6.92% 6.83% 6.48%
5.07% 4.74%
3.38% 3.15%
2.16% 1.58% 1.52%
Banking&FinanceAuto&AutoAncillary
Information TechFMCG
PharmaOthers
Cement&CementProductsCapitalGoods&Engineering
Oil&GasPaintsMedia
Equity % to Fund
Infosys Ltd 4.34%HDFC Bank Ltd 3.80%R Shares Banking ETF 2.43%Tata Motors Ltd 2.22%I T C Ltd 2.20%Maruti Suzuki India Ltd 2.20%IndusInd Bank Limited 2.19%Larsen And Toubro Ltd 2.12%Britannia Industries Ltd 2.05%ICICI Bank Ltd 1.87%Axis Bank Ltd 1.86%Sun Pharmaceuticals Ltd 1.81%Tata Consultancy Services Ltd 1.75%Kotak Banking ETF - Dividend Payout Option 1.45%YES BANK LTD 1.26%UltraTech Cement Ltd 1.22%Mahindra&MahindraLtd 1.15%Bharat Petroleum Corporation Ltd 1.13%Asian Paints Ltd 1.06%Hindustan Petroleum Corporation Ltd 1.02%Others (Details in the Annexure) 18.70%Total 57.83%
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 7.44%8.30% GOI - 31.12.2042 5.00%8.13% GOI - 22.06.2045 4.03%8.24% GOI - 10.11.2033 3.18%Mutual Fund Investments 2.31%9.23% GOI - 23.12.2043 1.96%7.02% GOI - 17.08.2016 1.14%1.44% INFLATION INDEX GS 2023 1.08%8.30% REC - 10.04.2025 0.94%8.30% GOI - 02.07.2040 0.67%8.55% Sundaram Finance - 27.10.17 0.62%Axis Bank CD - 06.06.2016 0.56%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 0.49%8.92%L&TFinanceLtd.-06.07.2018 0.44%9.85% Shriram Transport Finance Co Ltd 15.07.2017 0.39%10.08% IOT Utkal Energy Services Limited - 20.03.2026 0.38%9.24% HDFC - 24.06.2024 0.36%10.08% IOT Utkal Energy Services Limited - 20.03.2025 0.36%10.08% IOT Utkal Energy Services Limited - 20.03.2024 0.36%10.05% Bajaj Finance Ltd - 10.01.2017 0.35%Current Asset/Liabilities 0.60%Others 9.61%Total 42.27%
Assets Under Management (in ` Lakhs)
28,729.67
Assets Class % to Fund
57.83%
26.75%
11.67% 3.75%
Equity
G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
30-60% 40-70%
Debt Ratings Profile
64.35%
21.35%
6.54%
5.55% 2.02% 0.19% Govt&GovtGuaranteedBonds
AAA
AA+
Mutual Fund Investments
A1+
Fixed Deposit
Debt Maturity Profile
14.71% 7.08% 8.48%
69.74%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 42
GROUP FUNDGROUP FUND
Page 6
GROUP FUND
KOTAK GROUP BOND FUND (ULGF-004-15/04/04-BNDFND-107)Fund Strategy : Returns will be in line with those of fixed interest instruments, and may provide little protection against unexpected inflation increases Will preserve capital and minimize downside risk, with investment in debt and government instruments.
Performance Meter Kotak Group Bond Fund Benchmark
Inception (15-Apr-04) 9.1% 6.3%10 years 9.9% 7.1%7 years 9.4% 7.3%6 years 9.6% 7.9%5 years 9.7% 8.5%4 years 9.8% 9.0%3 years 8.9% 8.8%2 years 11.7% 11.4%1 year 7.3% 8.6%6 mth 4.4% 5.0%3 mth 0.1% 1.2%1 mth 0.1% 0.5%
Benchmark details: Equity - 0% (NA); Debt - 100% (Crisil Bond)
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 18.77%
8.30% GOI - 31.12.2042 12.44%8.13% GOI - 22.06.2045 10.12%8.24% GOI - 10.11.2033 7.98%9.23% GOI - 23.12.2043 4.91%7.02% GOI - 17.08.2016 2.86%Mutual Fund Investments 2.67%8.30% REC - 10.04.2025 2.26%1.44% INFLATION INDEX GS 2023 2.11%8.30% GOI - 02.07.2040 1.63%8.55% Sundaram Finance - 27.10.17 1.62%Axis Bank CD - 06.06.2016 1.61%9.78% Tata Sons - 13.01.2019 1.05%8.92%L&TFinanceLtd.-06.07.2018 1.04%9.24% HDFC - 24.06.2024 0.92%9.85% Shriram Transport Finance Co Ltd 15.07.2017 0.84%8.90% SAIL - 01.05.2019 CALL 01.05.2014 0.80%10.08% IOT Utkal Energy Services Limited - 20.03.2026 0.75%8.23% MAH SDL - 09.09.2025 0.74%8.75% Mahindra and Mahindra Financial Services Ltd- 31.07.20 0.73%Current Asset/Liabilities 1.76%Others 22.37%Total 100.00%
Assets Under Management (in ` Lakhs)
72,320.68
Assets Class % to Fund
66.01%
27.26%
6.73% G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
67.19%
20.87%
6.33%
2.72% 2.34% 0.55% Govt&GovtGuaranteedBonds
AAA
AA+
Mutual Fund Investments
A1+
Fixed Deposit
Debt Maturity Profile
10.89% 7.30% 9.13%
72.68%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 43
GROUP FUNDGROUP FUND
KOTAK GROUP GILT FUND (ULGF-002-27/06/03-GLTFND-107)Fund Strategy : Returns will be in line with those of fixed interest instruments, and may provide little protection against unexpected inflation increases Will preserve capital and minimize downside risk, with investment in debt and government instruments.
Performance Meter Kotak Group Gilt Fund Benchmark
Inception (27-Jun-03) 7.5% 7.3%10 years 8.3% 8.1%7 years 6.9% 6.8%6 years 8.5% 8.5%5 years 8.9% 9.0%4 years 9.5% 9.6%3 years 8.7% 9.1%2 years 12.3% 11.7%1 year 7.0% 8.4%6 mth 4.1% 5.0%3 mth -0.1% 1.0%1 mth 0.1% 0.6%
Benchmark details: Equity - 0% (NA); Debt - 100% (IBEX)
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 18.18%
8.30% GOI - 31.12.2042 13.14%Mutual Fund Investments 12.17%8.13% GOI - 22.06.2045 9.85%8.24% GOI - 10.11.2033 7.56%9.23% GOI - 23.12.2043 4.68%9.11% MP SDL - 28.05.2024 2.80%7.02% GOI - 17.08.2016 2.71%9.39% GJ SDL - 20.11.2023 2.65%8.99% MP SDL - 07.03.2022 2.38%8.91% MAH SDL - 05.09.2022 2.29%8.52% GJ SDL - 19.01.2021 2.09%8.25% MH SDL - 13.05.2025 2.00%8.63% MH SDL - 09.01.2023 1.96%8.98% PN SDL - 14.10.2021 1.64%8.30% GOI - 02.07.2040 1.58%8.40% Oil Bond - 29.03.26 1.56%1.44% INFLATION INDEX GS 2023 1.49%8.20% GOI - 24.09.2025 0.89%8.25% MH SDL - 10.06.2025 0.79%Current Asset/Liabilities 2.26%Others 5.32%Total 100.00%
Assets Under Management (in ` Lakhs)
2,427.18
Assets Class % to Fund
85.57%
14.43%
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
87.55%
12.45%
Govt&GovtGuaranteedBonds
Mutual Fund Investments
Debt Maturity Profile
15.23% 10.74%
74.04%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
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Page 44
GROUP FUNDGROUP FUND
KOTAK GROUP FLOATING RATE FUND (ULGF-005-07/12/04-FLTRFND-107)Fund Strategy : Returns will be in line with those of fixed interest instruments, and may provide little protection against unexpected inflation increases Will preserve capital and minimize downside risk, with investment in debt and government instruments.
Performance MeterKotak Group Floating
Rate FundBenchmark
Inception (7-Dec-04) 8.0% 7.2%10 years 8.3% 7.5%7 years 8.2% 7.6%6 years 8.8% 8.0%5 years 9.4% 8.6%4 years 9.8% 8.8%3 years 10.1% 8.8%2 years 9.4% 8.7%1 year 7.8% 8.2%6 mth 3.7% 3.9%3 mth 1.3% 1.8%1 mth 0.5% 0.6%
Benchmark details: Equity - 0% (NA); Debt - 100% (Crisil Liquid)
Debt Portfolio % to Fund
GOI FRB - 21.12.2020 12.58%
EXIM Floater INCMTBMK + 100 bps - 09.08.2016 7.72%HDFC Ltd Floater 5 Year INBMK + 120 bps - 18.01.2016 7.66%L&TFinanceLtdNSEMibor+1.55%-28.10.2016 7.51%8.19% GOI - 16.01.2020 7.47%IL&FSCP18.08.16 7.28%LIC Housing Finance Ltd INBMK+120BPS -29.07.16 6.11%8.13% GOI - 22.06.2045 5.72%5.59% GOI - 04.06.2016 4.56%6.05% GOI - 12.06.2019 4.23%Corporation Bank CD - 11.03.2016 3.40%Vijaya Bank CD - 01.06.2016 3.33%TATA Capital Ltd CP - 19.08.16 2.91%8.13% OMC GOI Special Bond - 16.10.21 2.80%8.51% PN SDL - 10.04.2023 2.56%9.37% MAH SDL - 04.12.2023 2.46%Axis Bank CD - 27.10.2016 2.38%7.28% GOI - 03.06.2019 2.01%Mutual Fund Investments 1.78%9.65% TN SDL - 12.03.2024 1.68%Current Asset/Liabilities 1.61%Others 2.24%Total 100.00%
Assets Under Management (in ` Lakhs)
1,305.91
Assets Class % to Fund
41.59%
35.73%
22.69% NCD, Floaters, ZCB, Long Term Deposits
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
49.10% 21.85%
19.61%
7.63% 1.81%
Govt&GovtGuaranteedBonds
AAA
A1+
AA+
Mutual Fund Investments
Debt Maturity Profile
55.54%
29.56% 14.90%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
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GROUP FUND MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
KOTAK GROUP MONEY MARKET FUND (ULGF-001-27/06/03-MNMKFND-107)Fund Strategy : Will protect capital and not have downside risks.
Performance MeterKotak Group Money
Market FundBenchmark
Inception (12-Aug-13) 8.8% 9.1%7 years n.a n.a6 years n.a n.a5 years n.a n.a4 years n.a n.a3 years n.a n.a2 years 8.4% 8.7%1 year 8.2% 8.2%6 mth 4.0% 3.9%3 mth 2.2% 1.8%1 mth 0.4% 0.6%
Benchmark details: Equity - 0% (NA); Debt - 100% (Crisil Liquid)
Debt Portfolio % to Fund
91 Days T Bill - 22.01.2016 69.05%
CBLO Investments 23.11%Current Asset/Liabilities 7.84%Others 0.00%Total 100.00%
Assets Under Management (in ` Lakhs)
21.63
Assets Class % to Fund
100.00%
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
74.92%
25.08% Govt&GovtGuaranteedBonds
CBLO
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 46
GROUP FUND
KOTAK GROUP SECURE CAPITAL FUND (ULGF-016-12/04/11-SECCAPFND-107)Fund Strategy : The portfolio will consist of highly rated debt instruments including corporate debt and infrastructure debt assets as defined in the IRDA regulations, Government securities and short term investments.
Performance MeterKotak Group Secure
Capital FundBenchmark
Inception (12-Apr-11) 9.6% 8.7%
5 years n.a n.a
4 years 9.6% 9.0%
3 years 8.7% 8.8%
2 years 11.6% 11.4%
1 year 7.2% 8.6%
6 mth 4.3% 5.0%
3 mth 0.1% 1.2%
1 mth 0.1% 0.5%
Benchmark Details: Debt - 100% (Crisil Bond)
Debt Portfolio % to Fund
8.17% GOI - 01.12.2044 20.63%
8.30% GOI - 31.12.2042 12.65%8.13% GOI - 22.06.2045 10.84%8.24% GOI - 10.11.2033 7.66%9.23% GOI - 23.12.2043 4.98%Mutual Fund Investments 2.80%7.02% GOI - 17.08.2016 2.77%8.30% REC - 10.04.2025 1.92%8.30% GOI - 02.07.2040 1.76%8.55% Sundaram Finance - 27.10.17 1.57%Axis Bank CD - 06.06.2016 1.41%8.23% MAH SDL - 09.09.2025 1.30%8.4%L&TLimited-24.09.2020 1.05%9.24% HDFC - 24.06.2024 0.91%9.90% Tata Sons - 20.03.2019 0.91%9.78% Tata Sons - 13.01.2019 0.91%9.85% Shriram Transport Finance Co Ltd 15.07.2017 0.89%8.92%L&TFinanceLtd.-06.07.2018 0.88%10.08% IOT Utkal Energy Services Limited - 20.03.2026 0.88%8.90% SAIL - 01.05.2019 CALL 01.05.2014 0.80%Current Asset/Liabilities 1.16%Others 21.32%Total 100.00%
Assets Under Management (in ` Lakhs)
5,701.64
Assets Class % to Fund
66.06%
27.87%
6.07% G Sec., GGB
NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
66.84%
22.45%
5.67% 2.83% 2.13% 0.08% Govt&GovtGuaranteedBonds
AAA
AA+
Mutual Fund Investments
A1+
Fixed Deposit
Debt Maturity Profile
9.58% 6.60% 10.69%
73.13%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 47
GROUP FUND
Debt Maturity Profile
100.00%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
KOTAK 57M FMP 07/04/2016 (ULGF-017-14/07/11-57FM070416-107)Fund Strategy : Will generate stable returns through investments in a suitable mix of debt and money market instruments.
Performance Meter Kotak Group 57M FMP Benchmark
Inception (14-Jul-11) 9.2% n.a.
5 years n.a n.a.
4 years 9.3% n.a.
3 years 9.1% n.a.
2 years 9.4% n.a.
1 year 8.9% n.a.
6 mth 4.4% n.a.
3 mth 2.1% n.a.
1 mth 0.7% n.a.
Benchmark Details: N/A
Debt Portfolio % to Fund
9.70% ANDHRA BANK FD - 07.04.2016 7.60%
9.50% SYNDICATE BANK FD - 07.04.2016 7.56%9.75% Tata Sons - 21.04.2016 7.40%9.60% HDFC - 07.04.2016 7.40%9.25% SBH FD - 07.04.2016 7.38%9.25% IOB FD - 07.04.2016 7.34%9.62% PFC - 29.06.2016 6.31%9.64% PGC - 31.05.2016 6.03%9.74% LIC Housing Finance - 15.07.2016 4.45%9.17% IDBI FD - 07.04.2016 3.73%9.25% OBC FD - 07.04.2016 3.65%9.25% SBBJ FD - 07.04.2016 3.65%9.25% OBC FD1 - 07.04.2016 3.55%Mutual Fund Investments 0.45%Current Asset/Liabilities 23.48%Others 0.00%Total 100.00%
Assets Under Management (in ` Lakhs)
2,710.48
Assets Class % to Fund
76.07%
23.93% NCD, Floaters, ZCB, Long Term Deposits
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
41.30%
58.12%
0.58% AAA
Fixed Deposit
Mutual Fund Investments
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 48
GROUP FUND
Debt Maturity Profile
27.00% 19.55%
48.86%
4.59%
0%
20%
40%
60%
80%
100%
< 1 Year 1 to <3 Year 3 to <7 Year 7Year&Above
KOTAK GROUP SHORT TERM BOND FUND (ULGF-018-18/12/13-SHTRMBND-107)Fund Strategy : Will generate stable returns through investments in a suitable mix of debt and money market instruments.
Performance MeterKotak Group Short Term
Bond FundBenchmark
Inception (19-Oct-15) 1.0% 1.3%
5 years n.a n.a
4 years n.a n.a
3 years n.a n.a
2 years n.a n.a
1 year n.a n.a
6 mth n.a n.a
3 mth n.a n.a
1 mth 0.5% 0.6%
Benchmark Details: Crisil Short Term Bond Fund Index
Debt Portfolio % to Fund
6.05% GOI - 12.06.2019 16.68%
9.40% REC - 20.07.2017 8.03%8.19% GOI - 16.01.2020 7.54%IL&FSCP18.08.16 7.53%9.70% PFC - 31.01.2020 7.25%ICICI Bank CD - 28.06.16 7.16%9.25% LIC Housing Finance - 12.11.2022 7.15%TATA Capital Ltd CP - 19.08.16 7.06%9.70% HDFC - 18.03.2017 P - 18.04.15 6.01%8.52% GJ SDL - 19.01.2021 5.00%Mutual Fund Investments 4.58%8.13% GOI - 22.06.2045 4.48%9.25% Tata Sons - 19.06.2019 4.04%Sundaram Finance Ltd ZCB - 13.10.2017 2.55%8.92%L&TFinanceLtd.-06.07.2018 2.48%Current Asset/Liabilities 2.46%Others 0.00%Total 100.00%
Assets Under Management (in ` Lakhs)
1,010.79
Assets Class % to Fund
37.50%
33.70%
28.80% NCD, Floaters, ZCB, Long Term Deposits
G Sec., GGB
CD,CP,T Bills,MF,Repo,CBLO,NCA
Approved Asset Allocation
Equity Non Equity
- 100%
Debt Ratings Profile
34.55%
33.29%
22.30%
5.15% 4.70%
Govt&GovtGuaranteedBonds
AAA
A1+
AA+
Mutual Fund Investments
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUND
Page 49
ANNExUREThe Break-up of oThers is as given below
Equity ClassiC OppOrtunities Fund
Others 31.91%
R Shares Banking ETF 1.55%
Lupin Ltd 1.48%
Coal India Ltd 1.36%
Aurobindo Pharma Ltd 1.21%
HCL Technologies Ltd 1.21%
Bharat Electronics Ltd 1.20%
Bayer Cropscience Ltd 1.08%
Torrent Pharmaceuticals Ltd 1.08%
Asian Paints Ltd 1.06%
Mundra Port and Special Economic Zone Ltd 1.03%
Titan Industries Ltd 1.03%
IDFC Bank Ltd 1.03%
F A G Bearings India Ltd 0.98%
T V S Motor Co. Ltd. 0.95%
Strides Arcolab Ltd 0.94%
Motherson Sumi Systems Ltd 0.93%
Max India Ltd 0.93%
The Ramco Cements Limited 0.92%
Bharat Forge Ltd 0.89%
Ashok Leyland Ltd 0.86%
Voltas Ltd 0.83%
Dish TV India Ltd 0.82%
Kajaria Ceramics Limited 0.81%
Arvind Ltd 0.78%
Supreme Industries Ltd 0.71%
Jubilant Foodworks Ltd 0.70%
ABB Ltd 0.69%
United Spirits Ltd 0.68%
Bank of Baroda 0.60%
Sadbhav Infrastructure Project Ltd 0.60%
National Buildings Construction Corporation Ltd 0.58%
Eicher Motors Limited 0.57%
Container Corporation of India Ltd 0.51%
JK Cement Limited 0.50%
Infrastructure Development Finance Company Ltd 0.42%
Greenply Industries Ltd 0.31%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.02%
Cipla Ltd 0.02%
Emami Ltd 0.01%
Equity dynamiC FlOOr Fund ii
Others 12.17%
Hindustan Petroleum Corporation Ltd 0.65%
Lupin Ltd 0.61%
Shree Cement Ltd 0.60%
Coal India Ltd 0.59%
HCL Technologies Ltd 0.49%
United Spirits Ltd 0.48%
Hero Honda Motors Ltd 0.48%
Mundra Port and Special Economic Zone Ltd 0.47%
Aurobindo Pharma Ltd 0.43%
Ambuja Cements Ltd 0.41%
Aditya Birla Nuvo Ltd 0.41%
Dish TV India Ltd 0.40%
T V S Motor Co. Ltd. 0.39%
Strides Arcolab Ltd 0.39%
Whirlpool Of India Ltd 0.38%
The Ramco Cements Limited 0.32%
Voltas Ltd 0.31%
Torrent Pharmaceuticals Ltd 0.31%
Titan Industries Ltd 0.30%
Godrej Consumer Products Limited 0.29%
ABB Ltd 0.28%
Berger Paints India Ltd 0.28%
Bank of Baroda 0.27%
Ashoka Buildcon Ltd 0.27%
IDFC Bank Ltd 0.26%
Bharat Forge Ltd 0.23%
Indian Hotels Company Ltd 0.21%
Supreme Industries Ltd 0.20%
Max India Ltd 0.20%
Container Corporation of India Ltd 0.20%
Cipla Ltd 0.19%
Infrastructure Development Finance Company Ltd 0.18%
Divis Laboratories Ltd 0.17%
Emami Ltd 0.15%
Ashok Leyland Ltd 0.15%
Bharat Electronics Ltd 0.10%
F A G Bearings India Ltd 0.09%
Greenply Industries Ltd 0.03%
Equity BalanCed Fund
Others 17.39%
Lupin Ltd 0.91%
Shree Cement Ltd 0.88%
Zee Entertainment Enterprises Ltd 0.83%
Ambuja Cements Ltd 0.74%
HCL Technologies Ltd 0.73%
Coal India Ltd 0.72%
Hero Honda Motors Ltd 0.63%
Aditya Birla Nuvo Ltd 0.61%
Mundra Port and Special Economic Zone Ltd 0.58%
Whirlpool Of India Ltd 0.58%
Strides Arcolab Ltd 0.57%
Aurobindo Pharma Ltd 0.57%
United Spirits Ltd 0.55%
Dish TV India Ltd 0.55%
T V S Motor Co. Ltd. 0.54%
Torrent Pharmaceuticals Ltd 0.50%
Cipla Ltd 0.46%
The Ramco Cements Limited 0.46%
Voltas Ltd 0.44%
Greenply Industries Ltd 0.43%
Berger Paints India Ltd 0.42%
Bank of Baroda 0.39%
IDFC Bank Ltd 0.37%
Ashoka Buildcon Ltd 0.37%
ABB Ltd 0.35%
Godrej Consumer Products Limited 0.33%
Titan Industries Ltd 0.31%
Infrastructure Development Finance Company Ltd 0.30%
Indian Hotels Company Ltd 0.29%
Max India Ltd 0.27%
Bharat Forge Ltd 0.27%
F A G Bearings India Ltd 0.26%
Container Corporation of India Ltd 0.23%
Supreme Industries Ltd 0.20%
Colgate Palmolive India Ltd 0.18%
Bharat Electronics Ltd 0.16%
Divis Laboratories Ltd 0.14%
Ashok Leyland Ltd 0.10%
Emami Ltd 0.10%
The Indian Hotels Company Limited 0.06%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.01%
I F B Industries Ltd 0.01%
Equity FrOntline equity Fund
Others 31.03%
Lupin Ltd 1.56%
Shree Cement Ltd 1.54%
Zee Entertainment Enterprises Ltd 1.52%
Coal India Ltd 1.30%
Ambuja Cements Ltd 1.26%
HCL Technologies Ltd 1.24%
Hero Honda Motors Ltd 1.21%
Mundra Port and Special Economic Zone Ltd 1.10%
Aditya Birla Nuvo Ltd 1.04%
United Spirits Ltd 1.01%
Aurobindo Pharma Ltd 0.98%
Whirlpool Of India Ltd 0.98%
Strides Arcolab Ltd 0.97%
Dish TV India Ltd 0.96%
T V S Motor Co. Ltd. 0.94%
Torrent Pharmaceuticals Ltd 0.89%
The Ramco Cements Limited 0.82%
Berger Paints India Ltd 0.82%
Cipla Ltd 0.81%
Greenply Industries Ltd 0.80%
Voltas Ltd 0.80%
Bank of Baroda 0.69%
IDFC Bank Ltd 0.66%
Ashoka Buildcon Ltd 0.66%
Godrej Consumer Products Limited 0.65%
ABB Ltd 0.60%
Titan Industries Ltd 0.54%
Max India Ltd 0.53%
Infrastructure Development Finance Company Ltd 0.52%
Indian Hotels Company Ltd 0.50%
F A G Bearings India Ltd 0.46%
Bharat Forge Ltd 0.46%
Container Corporation of India Ltd 0.42%
Supreme Industries Ltd 0.34%
Colgate Palmolive India Ltd 0.32%
Bharat Electronics Ltd 0.28%
Divis Laboratories Ltd 0.27%
Ashok Leyland Ltd 0.18%
Emami Ltd 0.17%
The Indian Hotels Company Limited 0.13%
I F B Industries Ltd 0.04%
Havells India Ltd 0.03%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.02%
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUND
Page 50
ANNExUREThe Break-up of oThers is as given below
Equity KOtaK OppOrtunities Fund
Others 32.36%
Zee Entertainment Enterprises Ltd 1.52%
Lupin Ltd 1.50%
Coal India Ltd 1.39%
HCL Technologies Ltd 1.24%
Aurobindo Pharma Ltd 1.23%
Bharat Electronics Ltd 1.21%
Asian Paints Ltd 1.11%
Bayer Cropscience Ltd 1.10%
Titan Industries Ltd 1.05%
Torrent Pharmaceuticals Ltd 1.05%
Mundra Port and Special Economic Zone Ltd 1.04%
IDFC Bank Ltd 1.04%
F A G Bearings India Ltd 1.00%
Strides Arcolab Ltd 0.98%
Max India Ltd 0.94%
Motherson Sumi Systems Ltd 0.94%
The Ramco Cements Limited 0.93%
T V S Motor Co. Ltd. 0.92%
Bharat Forge Ltd 0.91%
Ashok Leyland Ltd 0.88%
Voltas Ltd 0.84%
Dish TV India Ltd 0.83%
Kajaria Ceramics Limited 0.83%
Arvind Ltd 0.80%
Jubilant Foodworks Ltd 0.72%
Supreme Industries Ltd 0.71%
ABB Ltd 0.70%
United Spirits Ltd 0.70%
National Buildings Construction Corporation Ltd 0.61%
Bank of Baroda 0.61%
Sadbhav Infrastructure Project Ltd 0.60%
Eicher Motors Limited 0.58%
JK Cement Limited 0.55%
Container Corporation of India Ltd 0.53%
Infrastructure Development Finance Company Ltd 0.43%
Greenply Industries Ltd 0.30%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.03%
Emami Ltd 0.01%
Cipla Ltd 0.01%
Equity KOtaK aggressive grOwth Fund
Others 27.17%
Zee Entertainment Enterprises Ltd 1.76%
Shree Cement Ltd 1.69%
Lupin Ltd 1.59%
HCL Technologies Ltd 1.39%
Coal India Ltd 1.38%
Hero Honda Motors Ltd 1.35%
Mundra Port and Special Economic Zone Ltd 1.18%
Voltas Ltd 1.16%
United Spirits Ltd 1.10%
Aditya Birla Nuvo Ltd 1.05%
Berger Paints India Ltd 1.00%
Ambuja Cements Ltd 0.99%
Dish TV India Ltd 0.95%
Cipla Ltd 0.89%
Strides Arcolab Ltd 0.89%
Aurobindo Pharma Ltd 0.87%
Bank of Baroda 0.71%
IDFC Bank Ltd 0.69%
Max India Ltd 0.58%
Titan Industries Ltd 0.58%
Infrastructure Development Finance Company Ltd 0.55%
Godrej Consumer Products Limited 0.55%
Torrent Pharmaceuticals Ltd 0.55%
Colgate Palmolive India Ltd 0.54%
The Ramco Cements Limited 0.52%
Container Corporation of India Ltd 0.44%
Indian Hotels Company Ltd 0.39%
ABB Ltd 0.37%
Supreme Industries Ltd 0.33%
Bharat Forge Ltd 0.31%
Bharat Electronics Ltd 0.30%
The Indian Hotels Company Limited 0.21%
Divis Laboratories Ltd 0.17%
Ashok Leyland Ltd 0.10%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.04%
Equity guarantee Fund
Others 9.63%
Bajaj Auto Ltd 0.56%
Hero Honda Motors Ltd 0.54%
Dr Reddys Laboratories Ltd 0.53%
National Thermal Power Corporation Ltd 0.51%
IndusInd Bank Limited 0.47%
Power Grid Corporation of India Ltd 0.46%
Wipro Ltd 0.45%
Cipla Ltd 0.44%
UltraTech Cement Ltd 0.43%
Coal India Ltd 0.42%
Tech Mahindra Ltd 0.40%
Zee Entertainment Enterprises Ltd 0.39%
Mundra Port and Special Economic Zone Ltd 0.38%
Grasim Industries Ltd 0.36%
GAIL (India) Ltd 0.32%
Bharat Petroleum Corporation Ltd 0.32%
Bosch Ltd 0.29%
Ambuja Cements Ltd 0.28%
Idea Cellular Ltd 0.28%
Bharat Heavy Electricals Ltd 0.28%
YES BANK LTD 0.23%
ACC Ltd 0.23%
Tata Steel Ltd 0.23%
Hindalco Industries Ltd 0.19%
Vedanta Limited 0.18%
Tata Power Company Ltd 0.16%
Bank of Baroda 0.14%
Punjab National Bank 0.08%
Cairn India Ltd 0.08%
Equity KOtaK dynamiC grOwth Fund
Others 24.55%
Zee Entertainment Enterprises Ltd 1.29%
Lupin Ltd 1.21%
Shree Cement Ltd 1.20%
Coal India Ltd 1.10%
HCL Technologies Ltd 0.97%
Ambuja Cements Ltd 0.96%
Mundra Port and Special Economic Zone Ltd 0.95%
Hero Honda Motors Ltd 0.93%
United Spirits Ltd 0.88%
Whirlpool Of India Ltd 0.84%
Aditya Birla Nuvo Ltd 0.82%
Aurobindo Pharma Ltd 0.78%
Dish TV India Ltd 0.77%
Strides Arcolab Ltd 0.76%
T V S Motor Co. Ltd. 0.76%
Voltas Ltd 0.68%
Greenply Industries Ltd 0.65%
The Ramco Cements Limited 0.65%
Berger Paints India Ltd 0.64%
Torrent Pharmaceuticals Ltd 0.59%
Cipla Ltd 0.55%
IDFC Bank Ltd 0.55%
Ashoka Buildcon Ltd 0.53%
Bank of Baroda 0.53%
Godrej Consumer Products Limited 0.50%
ABB Ltd 0.47%
Max India Ltd 0.45%
Titan Industries Ltd 0.45%
Infrastructure Development Finance Company Ltd 0.43%
Indian Hotels Company Ltd 0.39%
F A G Bearings India Ltd 0.37%
Bharat Forge Ltd 0.37%
Container Corporation of India Ltd 0.35%
Supreme Industries Ltd 0.27%
Bharat Electronics Ltd 0.22%
Colgate Palmolive India Ltd 0.20%
The Indian Hotels Company Limited 0.17%
Ashok Leyland Ltd 0.15%
Emami Ltd 0.14%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.03%
I F B Industries Ltd 0.01%
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUND
Page 51
ANNExUREThe Break-up of oThers is as given below
Equity dynamiC FlOOr Fund
Others 9.14%
Bajaj Auto Ltd 0.53%
Hero Honda Motors Ltd 0.51%
Dr Reddys Laboratories Ltd 0.50%
National Thermal Power Corporation Ltd 0.48%
IndusInd Bank Limited 0.44%
Power Grid Corporation of India Ltd 0.44%
Wipro Ltd 0.43%
Cipla Ltd 0.42%
UltraTech Cement Ltd 0.41%
Coal India Ltd 0.40%
Tech Mahindra Ltd 0.38%
Zee Entertainment Enterprises Ltd 0.37%
Mundra Port and Special Economic Zone Ltd 0.36%
Grasim Industries Ltd 0.34%
GAIL (India) Ltd 0.30%
Bharat Petroleum Corporation Ltd 0.30%
Bosch Ltd 0.27%
Ambuja Cements Ltd 0.27%
Idea Cellular Ltd 0.27%
Bharat Heavy Electricals Ltd 0.26%
YES BANK LTD 0.22%
ACC Ltd 0.22%
Tata Steel Ltd 0.22%
Hindalco Industries Ltd 0.18%
Vedanta Limited 0.17%
Tata Power Company Ltd 0.15%
Bank of Baroda 0.14%
Punjab National Bank 0.08%
Cairn India Ltd 0.07%
Equity KOtaK dynamiC BalanCed Fund
Others 18.28%
Zee Entertainment Enterprises Ltd 0.93%
Lupin Ltd 0.90%
Shree Cement Ltd 0.88%
Coal India Ltd 0.80%
Ambuja Cements Ltd 0.73%
HCL Technologies Ltd 0.71%
Mundra Port and Special Economic Zone Ltd 0.69%
United Spirits Ltd 0.63%
Whirlpool Of India Ltd 0.61%
Aditya Birla Nuvo Ltd 0.61%
Hero Honda Motors Ltd 0.58%
Aurobindo Pharma Ltd 0.57%
Strides Arcolab Ltd 0.56%
Dish TV India Ltd 0.55%
Torrent Pharmaceuticals Ltd 0.55%
T V S Motor Co. Ltd. 0.55%
Berger Paints India Ltd 0.52%
Voltas Ltd 0.50%
Cipla Ltd 0.49%
The Ramco Cements Limited 0.48%
Greenply Industries Ltd 0.47%
Bank of Baroda 0.41%
IDFC Bank Ltd 0.40%
Ashoka Buildcon Ltd 0.39%
ABB Ltd 0.35%
Max India Ltd 0.34%
Titan Industries Ltd 0.33%
Godrej Consumer Products Limited 0.32%
Infrastructure Development Finance Company Ltd 0.32%
Indian Hotels Company Ltd 0.28%
Bharat Forge Ltd 0.26%
F A G Bearings India Ltd 0.26%
Container Corporation of India Ltd 0.26%
Colgate Palmolive India Ltd 0.20%
Supreme Industries Ltd 0.20%
Bharat Electronics Ltd 0.16%
The Indian Hotels Company Limited 0.13%
Ashok Leyland Ltd 0.11%
Divis Laboratories Ltd 0.10%
Emami Ltd 0.10%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.03%
I F B Industries Ltd 0.01%
Equity peaK guarantee Fund i
Others 9.12%
Bajaj Auto Ltd 0.53%
Hero Honda Motors Ltd 0.51%
Dr Reddys Laboratories Ltd 0.50%
National Thermal Power Corporation Ltd 0.48%
IndusInd Bank Limited 0.44%
Power Grid Corporation of India Ltd 0.44%
Wipro Ltd 0.43%
Cipla Ltd 0.42%
UltraTech Cement Ltd 0.41%
Coal India Ltd 0.40%
Tech Mahindra Ltd 0.38%
Zee Entertainment Enterprises Ltd 0.37%
Mundra Port and Special Economic Zone Ltd 0.36%
Grasim Industries Ltd 0.34%
GAIL (India) Ltd 0.30%
Bharat Petroleum Corporation Ltd 0.30%
Bosch Ltd 0.27%
Ambuja Cements Ltd 0.27%
Idea Cellular Ltd 0.27%
Bharat Heavy Electricals Ltd 0.26%
YES BANK LTD 0.22%
ACC Ltd 0.22%
Tata Steel Ltd 0.22%
Hindalco Industries Ltd 0.18%
Vedanta Limited 0.17%
Tata Power Company Ltd 0.15%
Bank of Baroda 0.14%
Punjab National Bank 0.08%
Cairn India Ltd 0.07%
Equity KOtaK guaranteed grOwth Fund
Others 17.44%Zee Entertainment Enterprises Ltd 0.90%Lupin Ltd 0.87%Shree Cement Ltd 0.87%Coal India Ltd 0.78%HCL Technologies Ltd 0.69%Mundra Port and Special Economic Zone Ltd 0.67%Hero Honda Motors Ltd 0.66%United Spirits Ltd 0.63%Whirlpool Of India Ltd 0.61%Aditya Birla Nuvo Ltd 0.59%Aurobindo Pharma Ltd 0.55%Dish TV India Ltd 0.55%Strides Arcolab Ltd 0.54%T V S Motor Co. Ltd. 0.54%Torrent Pharmaceuticals Ltd 0.52%Berger Paints India Ltd 0.49%Voltas Ltd 0.48%The Ramco Cements Limited 0.46%Greenply Industries Ltd 0.44%Bank of Baroda 0.41%IDFC Bank Ltd 0.39%Ashoka Buildcon Ltd 0.38%F A G Bearings India Ltd 0.38%Godrej Consumer Products Limited 0.36%ABB Ltd 0.34%Ambuja Cements Ltd 0.34%Max India Ltd 0.32%Titan Industries Ltd 0.32%Infrastructure Development Finance Company Ltd 0.31%Indian Hotels Company Ltd 0.28%Cipla Ltd 0.26%Bharat Forge Ltd 0.26%Container Corporation of India Ltd 0.25%Supreme Industries Ltd 0.19%Bharat Electronics Ltd 0.15%Colgate Palmolive India Ltd 0.15%Divis Laboratories Ltd 0.14%The Indian Hotels Company Limited 0.12%Ashok Leyland Ltd 0.10%Emami Ltd 0.10%6% Zee Entertainment Enterprises Ltd Pref Shares 0.02%I F B Industries Ltd 0.01%Havells India Ltd 0.01%Grasim Industries Ltd 0.00%
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUND
Page 52
ANNExUREThe Break-up of oThers is as given below
EquityKOtaK guaranteed BalanCed
Fund
Others 14.30%
Hindustan Petroleum Corporation Ltd 0.75%
Lupin Ltd 0.73%
Shree Cement Ltd 0.71%
Coal India Ltd 0.66%
HCL Technologies Ltd 0.57%
Mundra Port and Special Economic Zone Ltd 0.57%
Hero Honda Motors Ltd 0.56%
United Spirits Ltd 0.53%
Whirlpool Of India Ltd 0.52%
Aditya Birla Nuvo Ltd 0.47%
Aurobindo Pharma Ltd 0.46%
Dish TV India Ltd 0.46%
Strides Arcolab Ltd 0.45%
T V S Motor Co. Ltd. 0.45%
Torrent Pharmaceuticals Ltd 0.44%
Voltas Ltd 0.41%
The Ramco Cements Limited 0.38%
Greenply Industries Ltd 0.37%
Berger Paints India Ltd 0.35%
IDFC Bank Ltd 0.33%
Ashoka Buildcon Ltd 0.32%
Bank of Baroda 0.32%
F A G Bearings India Ltd 0.32%
Godrej Consumer Products Limited 0.30%
ABB Ltd 0.28%
Ambuja Cements Ltd 0.28%
Titan Industries Ltd 0.27%
Infrastructure Development Finance Company Ltd 0.26%
Indian Hotels Company Ltd 0.23%
Max India Ltd 0.23%
Cipla Ltd 0.22%
Bharat Forge Ltd 0.22%
Container Corporation of India Ltd 0.21%
Supreme Industries Ltd 0.16%
Bharat Electronics Ltd 0.12%
The Indian Hotels Company Limited 0.10%
Divis Laboratories Ltd 0.10%
Ashok Leyland Ltd 0.09%
Emami Ltd 0.08%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.01%
EquitypensiOn ClassiC
OppOrtunities Fund
Others 32.60%
Lupin Ltd 1.53%
Coal India Ltd 1.49%
Zee Entertainment Enterprises Ltd 1.48%
HCL Technologies Ltd 1.30%
Aurobindo Pharma Ltd 1.27%
Bharat Electronics Ltd 1.20%
Asian Paints Ltd 1.19%
Bayer Cropscience Ltd 1.14%
Strides Arcolab Ltd 1.10%
Torrent Pharmaceuticals Ltd 1.07%
Mundra Port and Special Economic Zone Ltd 1.07%
IDFC Bank Ltd 1.05%
F A G Bearings India Ltd 1.01%
T V S Motor Co. Ltd. 1.00%
Titan Industries Ltd 0.96%
Max India Ltd 0.95%
Motherson Sumi Systems Ltd 0.94%
Bharat Forge Ltd 0.93%
Ashok Leyland Ltd 0.91%
The Ramco Cements Limited 0.88%
Voltas Ltd 0.86%
Dish TV India Ltd 0.84%
Kajaria Ceramics Limited 0.81%
Arvind Ltd 0.72%
United Spirits Ltd 0.72%
ABB Ltd 0.67%
Jubilant Foodworks Ltd 0.67%
Bank of Baroda 0.65%
Container Corporation of India Ltd 0.61%
Eicher Motors Limited 0.60%
Sadbhav Infrastructure Project Ltd 0.60%
JK Cement Limited 0.59%
National Buildings Construction Corporation Ltd 0.59%
Supreme Industries Ltd 0.49%
Infrastructure Development Finance Company Ltd 0.48%
Greenply Industries Ltd 0.18%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.04%
Emami Ltd 0.01%
EquityKOtaK pensiOn OppOrtunities
Fund
Others 31.98%
Whirlpool Of India Ltd 1.59%
Lupin Ltd 1.48%
Coal India Ltd 1.36%
HCL Technologies Ltd 1.21%
Aurobindo Pharma Ltd 1.20%
Bharat Electronics Ltd 1.19%
Torrent Pharmaceuticals Ltd 1.09%
Asian Paints Ltd 1.09%
Bayer Cropscience Ltd 1.07%
Titan Industries Ltd 1.03%
Mundra Port and Special Economic Zone Ltd 1.02%
IDFC Bank Ltd 1.02%
F A G Bearings India Ltd 0.98%
Strides Arcolab Ltd 0.96%
T V S Motor Co. Ltd. 0.94%
Max India Ltd 0.92%
Motherson Sumi Systems Ltd 0.92%
The Ramco Cements Limited 0.91%
Bharat Forge Ltd 0.89%
Ashok Leyland Ltd 0.87%
Voltas Ltd 0.83%
Kajaria Ceramics Limited 0.83%
Dish TV India Ltd 0.82%
Arvind Ltd 0.79%
Jubilant Foodworks Ltd 0.70%
Supreme Industries Ltd 0.70%
ABB Ltd 0.69%
United Spirits Ltd 0.68%
National Buildings Construction Corporation Ltd 0.60%
Bank of Baroda 0.60%
Sadbhav Infrastructure Project Ltd 0.59%
Eicher Motors Limited 0.56%
JK Cement Limited 0.53%
Container Corporation of India Ltd 0.52%
Infrastructure Development Finance Company Ltd 0.42%
Greenply Industries Ltd 0.30%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.02%
Cipla Ltd 0.02%
Emami Ltd 0.01%
Equity pensiOn FrOntline equity Fund
Others 31.85%Asian Paints Ltd 1.76%Shree Cement Ltd 1.62%Coal India Ltd 1.51%Lupin Ltd 1.31%Ambuja Cements Ltd 1.28%Hero Honda Motors Ltd 1.25%HCL Technologies Ltd 1.25%United Spirits Ltd 1.21%Mundra Port and Special Economic Zone Ltd 1.20%Whirlpool Of India Ltd 1.17%Aditya Birla Nuvo Ltd 1.06%Dish TV India Ltd 1.01%Aurobindo Pharma Ltd 1.01%T V S Motor Co. Ltd. 1.00%Strides Arcolab Ltd 0.98%Berger Paints India Ltd 0.95%Voltas Ltd 0.92%Greenply Industries Ltd 0.89%The Ramco Cements Limited 0.84%Bank of Baroda 0.75%Torrent Pharmaceuticals Ltd 0.74%IDFC Bank Ltd 0.73%Ashoka Buildcon Ltd 0.71%Godrej Consumer Products Limited 0.70%Max India Ltd 0.62%ABB Ltd 0.61%Titan Industries Ltd 0.60%Infrastructure Development Finance Company Ltd 0.58%F A G Bearings India Ltd 0.49%Bharat Forge Ltd 0.48%Cipla Ltd 0.48%Container Corporation of India Ltd 0.47%Indian Hotels Company Ltd 0.42%Supreme Industries Ltd 0.34%Bharat Electronics Ltd 0.27%The Indian Hotels Company Limited 0.22%Ashok Leyland Ltd 0.19%Emami Ltd 0.18%6% Zee Entertainment Enterprises Ltd Pref Shares 0.04%I F B Industries Ltd 0.02%
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUND
Page 53
ANNExUREThe Break-up of oThers is as given below
Equity pensiOn guarantee Fund
Others 9.62%
Bajaj Auto Ltd 0.56%
Hero Honda Motors Ltd 0.53%
Dr Reddys Laboratories Ltd 0.53%
National Thermal Power Corporation Ltd 0.51%
IndusInd Bank Limited 0.46%
Power Grid Corporation of India Ltd 0.46%
Wipro Ltd 0.45%
Cipla Ltd 0.44%
UltraTech Cement Ltd 0.43%
Coal India Ltd 0.42%
Tech Mahindra Ltd 0.40%
Zee Entertainment Enterprises Ltd 0.39%
Mundra Port and Special Economic Zone Ltd 0.38%
Grasim Industries Ltd 0.36%
GAIL (India) Ltd 0.32%
Bharat Petroleum Corporation Ltd 0.31%
Bosch Ltd 0.29%
Ambuja Cements Ltd 0.28%
Idea Cellular Ltd 0.28%
Bharat Heavy Electricals Ltd 0.28%
YES BANK LTD 0.23%
ACC Ltd 0.23%
Tata Steel Ltd 0.23%
Hindalco Industries Ltd 0.19%
Vedanta Limited 0.18%
Tata Power Company Ltd 0.16%
Bank of Baroda 0.14%
Punjab National Bank 0.08%
Cairn India Ltd 0.08%
Equity KOtaK pensiOn grOwth Fund
Others 16.91%
Lupin Ltd 0.91%
Zee Entertainment Enterprises Ltd 0.89%
Coal India Ltd 0.77%
Ambuja Cements Ltd 0.76%
HCL Technologies Ltd 0.73%
Shree Cement Ltd 0.68%
Hero Honda Motors Ltd 0.66%
Mundra Port and Special Economic Zone Ltd 0.66%
Aditya Birla Nuvo Ltd 0.63%
United Spirits Ltd 0.61%
Whirlpool Of India Ltd 0.61%
Aurobindo Pharma Ltd 0.58%
Strides Arcolab Ltd 0.58%
Dish TV India Ltd 0.56%
T V S Motor Co. Ltd. 0.55%
Berger Paints India Ltd 0.48%
Voltas Ltd 0.47%
The Ramco Cements Limited 0.46%
Greenply Industries Ltd 0.44%
Bank of Baroda 0.41%
IDFC Bank Ltd 0.39%
Ashoka Buildcon Ltd 0.38%
Godrej Consumer Products Limited 0.36%
ABB Ltd 0.35%
Titan Industries Ltd 0.32%
Max India Ltd 0.31%
Indian Hotels Company Ltd 0.29%
Bharat Forge Ltd 0.27%
F A G Bearings India Ltd 0.26%
Cipla Ltd 0.26%
Container Corporation of India Ltd 0.25%
Supreme Industries Ltd 0.20%
Colgate Palmolive India Ltd 0.19%
Bharat Electronics Ltd 0.16%
The Indian Hotels Company Limited 0.13%
Divis Laboratories Ltd 0.12%
Ashok Leyland Ltd 0.11%
Emami Ltd 0.10%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.02%
I F B Industries Ltd 0.01%
Equity KOtaK pensiOn FlOOr Fund
Others 9.27%
Bajaj Auto Ltd 0.54%
Hero Honda Motors Ltd 0.51%
Dr Reddys Laboratories Ltd 0.51%
National Thermal Power Corporation Ltd 0.49%
IndusInd Bank Limited 0.45%
Power Grid Corporation of India Ltd 0.45%
Wipro Ltd 0.43%
Cipla Ltd 0.43%
UltraTech Cement Ltd 0.42%
Coal India Ltd 0.40%
Tech Mahindra Ltd 0.38%
Zee Entertainment Enterprises Ltd 0.38%
Mundra Port and Special Economic Zone Ltd 0.37%
Grasim Industries Ltd 0.35%
GAIL (India) Ltd 0.30%
Bharat Petroleum Corporation Ltd 0.30%
Bosch Ltd 0.27%
Ambuja Cements Ltd 0.27%
Idea Cellular Ltd 0.27%
Bharat Heavy Electricals Ltd 0.27%
YES BANK LTD 0.23%
ACC Ltd 0.22%
Tata Steel Ltd 0.22%
Hindalco Industries Ltd 0.18%
Vedanta Limited 0.17%
Tata Power Company Ltd 0.16%
Bank of Baroda 0.14%
Punjab National Bank 0.08%
Cairn India Ltd 0.07%
Equity pensiOn FlOOr Fund ii
Others 12.30%
Hindustan Petroleum Corporation Ltd 0.66%
Lupin Ltd 0.62%
Shree Cement Ltd 0.62%
Coal India Ltd 0.59%
HCL Technologies Ltd 0.49%
United Spirits Ltd 0.49%
Hero Honda Motors Ltd 0.48%
Mundra Port and Special Economic Zone Ltd 0.48%
Aurobindo Pharma Ltd 0.43%
Ambuja Cements Ltd 0.42%
Aditya Birla Nuvo Ltd 0.42%
Dish TV India Ltd 0.41%
T V S Motor Co. Ltd. 0.39%
Strides Arcolab Ltd 0.39%
Whirlpool Of India Ltd 0.39%
The Ramco Cements Limited 0.32%
Torrent Pharmaceuticals Ltd 0.31%
Voltas Ltd 0.31%
Titan Industries Ltd 0.30%
Godrej Consumer Products Limited 0.30%
ABB Ltd 0.28%
Berger Paints India Ltd 0.28%
Bank of Baroda 0.28%
Ashoka Buildcon Ltd 0.28%
IDFC Bank Ltd 0.27%
Bharat Forge Ltd 0.23%
Indian Hotels Company Ltd 0.21%
Supreme Industries Ltd 0.20%
Max India Ltd 0.20%
Container Corporation of India Ltd 0.20%
Cipla Ltd 0.19%
Infrastructure Development Finance Company Ltd 0.19%
Divis Laboratories Ltd 0.17%
Emami Ltd 0.15%
Ashok Leyland Ltd 0.15%
Bharat Electronics Ltd 0.10%
F A G Bearings India Ltd 0.09%
Greenply Industries Ltd 0.03%
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
INDIVIDUAL FUND
Page 54
ANNExUREThe Break-up of oThers is as given below
Equity KOtaK pensiOn BalanCed Fund
Others 14.11%
Lupin Ltd 0.72%
Zee Entertainment Enterprises Ltd 0.72%
Shree Cement Ltd 0.64%
Coal India Ltd 0.62%
Ambuja Cements Ltd 0.58%
HCL Technologies Ltd 0.56%
Hero Honda Motors Ltd 0.53%
Mundra Port and Special Economic Zone Ltd 0.53%
United Spirits Ltd 0.50%
Whirlpool Of India Ltd 0.49%
Aditya Birla Nuvo Ltd 0.48%
Aurobindo Pharma Ltd 0.45%
Strides Arcolab Ltd 0.45%
Dish TV India Ltd 0.44%
T V S Motor Co. Ltd. 0.44%
Berger Paints India Ltd 0.38%
Voltas Ltd 0.38%
The Ramco Cements Limited 0.37%
Greenply Industries Ltd 0.35%
Torrent Pharmaceuticals Ltd 0.35%
Bank of Baroda 0.33%
IDFC Bank Ltd 0.31%
Ashoka Buildcon Ltd 0.31%
Godrej Consumer Products Limited 0.29%
ABB Ltd 0.28%
Titan Industries Ltd 0.26%
Max India Ltd 0.25%
Infrastructure Development Finance Company Ltd 0.25%
Indian Hotels Company Ltd 0.23%
Cipla Ltd 0.22%
F A G Bearings India Ltd 0.21%
Bharat Forge Ltd 0.21%
Container Corporation of India Ltd 0.20%
Supreme Industries Ltd 0.16%
Colgate Palmolive India Ltd 0.13%
Bharat Electronics Ltd 0.12%
Divis Laboratories Ltd 0.10%
The Indian Hotels Company Limited 0.09%
Ashok Leyland Ltd 0.09%
Emami Ltd 0.08%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.01%
I F B Industries Ltd 0.01%
Equity pensiOn BalanCed Fund ii
Others 18.27%
Bharat Petroleum Corporation Ltd 1.00%
Lupin Ltd 0.91%
Shree Cement Ltd 0.88%
Coal India Ltd 0.88%
United Spirits Ltd 0.73%
HCL Technologies Ltd 0.71%
Whirlpool Of India Ltd 0.70%
Hero Honda Motors Ltd 0.69%
Mundra Port and Special Economic Zone Ltd 0.66%
Aditya Birla Nuvo Ltd 0.59%
Strides Arcolab Ltd 0.59%
Dish TV India Ltd 0.57%
Aurobindo Pharma Ltd 0.56%
T V S Motor Co. Ltd. 0.56%
Greenply Industries Ltd 0.56%
Berger Paints India Ltd 0.54%
Voltas Ltd 0.53%
The Ramco Cements Limited 0.48%
Godrej Consumer Products Limited 0.45%
Bank of Baroda 0.44%
IDFC Bank Ltd 0.44%
Torrent Pharmaceuticals Ltd 0.43%
Ashoka Buildcon Ltd 0.40%
Infrastructure Development Finance Company Ltd 0.35%
Ambuja Cements Ltd 0.34%
Titan Industries Ltd 0.32%
ABB Ltd 0.31%
Bharat Forge Ltd 0.28%
Max India Ltd 0.28%
Cipla Ltd 0.27%
Container Corporation of India Ltd 0.27%
F A G Bearings India Ltd 0.26%
Colgate Palmolive India Ltd 0.25%
Indian Hotels Company Ltd 0.22%
The Indian Hotels Company Limited 0.19%
Supreme Industries Ltd 0.19%
Bharat Electronics Ltd 0.15%
Ashok Leyland Ltd 0.11%
Emami Ltd 0.10%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.04%
Divis Laboratories Ltd 0.02%
I F B Industries Ltd 0.01%
EquityKOtaK grOup dynamiC FlOOr
Fund
Others 9.24%
Bajaj Auto Ltd 0.53%
Hero Honda Motors Ltd 0.51%
Dr Reddys Laboratories Ltd 0.51%
National Thermal Power Corporation Ltd 0.49%
IndusInd Bank Limited 0.45%
Power Grid Corporation of India Ltd 0.45%
Wipro Ltd 0.43%
Cipla Ltd 0.43%
UltraTech Cement Ltd 0.42%
Coal India Ltd 0.40%
Tech Mahindra Ltd 0.38%
Zee Entertainment Enterprises Ltd 0.38%
Mundra Port and Special Economic Zone Ltd 0.37%
Grasim Industries Ltd 0.34%
GAIL (India) Ltd 0.30%
Bharat Petroleum Corporation Ltd 0.30%
Ambuja Cements Ltd 0.27%
Idea Cellular Ltd 0.27%
Bharat Heavy Electricals Ltd 0.27%
Bosch Ltd 0.25%
YES BANK LTD 0.22%
ACC Ltd 0.22%
Tata Steel Ltd 0.22%
Hindalco Industries Ltd 0.18%
Vedanta Limited 0.17%
Tata Power Company Ltd 0.16%
Bank of Baroda 0.14%
Punjab National Bank 0.08%
Cairn India Ltd 0.07%
Equity KOtaK grOup BalanCed Fund
Others 18.70%
Zee Entertainment Enterprises Ltd 0.93%
Lupin Ltd 0.92%
Shree Cement Ltd 0.91%
Coal India Ltd 0.80%
Ambuja Cements Ltd 0.76%
HCL Technologies Ltd 0.74%
Hero Honda Motors Ltd 0.69%
Mundra Port and Special Economic Zone Ltd 0.67%
United Spirits Ltd 0.63%
Aditya Birla Nuvo Ltd 0.63%
Whirlpool Of India Ltd 0.60%
Aurobindo Pharma Ltd 0.59%
Strides Arcolab Ltd 0.58%
Dish TV India Ltd 0.58%
T V S Motor Co. Ltd. 0.57%
Torrent Pharmaceuticals Ltd 0.55%
Berger Paints India Ltd 0.53%
Cipla Ltd 0.50%
Voltas Ltd 0.49%
The Ramco Cements Limited 0.49%
Greenply Industries Ltd 0.47%
Bank of Baroda 0.42%
IDFC Bank Ltd 0.40%
Ashoka Buildcon Ltd 0.40%
Godrej Consumer Products Limited 0.37%
ABB Ltd 0.36%
Max India Ltd 0.34%
Titan Industries Ltd 0.33%
Infrastructure Development Finance Company Ltd 0.32%
Indian Hotels Company Ltd 0.30%
F A G Bearings India Ltd 0.28%
Bharat Forge Ltd 0.28%
Container Corporation of India Ltd 0.26%
Supreme Industries Ltd 0.20%
Colgate Palmolive India Ltd 0.20%
Bharat Electronics Ltd 0.17%
Divis Laboratories Ltd 0.13%
Ashok Leyland Ltd 0.11%
Emami Ltd 0.10%
The Indian Hotels Company Limited 0.10%
6% Zee Entertainment Enterprises Ltd Pref Shares 0.02%
I F B Industries Ltd 0.01%
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MONTHLY UPDATE JANUARY 2016AS ON 31st DECEMBER 2015
Page 55
disClaimer :
Thoughdocumentisthoroughlyresearched&preparedbyourfundexperts.kotaklifeinsuranceltdhowevermakesnowarranties,representations,promisesorstatementsthat the information contained herein is clear, correct, precise or accurate. this document has been prepared for the purpose of providing an overview of kli funds without taking account of any particular investor’s objectives, financial situation or needs. you are therefore requested not to substitute this document with any professional opinion/advice and to use your discretion basis your financial objectives.
Risk factors :
• Unit Linked Life Insurance Products are different from traditional insurance products and are subject to the risk factors.
• ThepremiumpaidinUnitLinkedLifeInsuranceProductsaresubjecttoinvestmentriskassociatedwithcapitalmarketsandtheNAVsoftheunitsmaygoupordown based on the performance of the fund and factors influencing the capital market and insured is responsible for his/her decisions.
• KotakLifeInsuranceisonlythenameoftheInsuranceCompanyandthespecifiedUnitLinkedfundsdonotinanywayindicatethequalityofthecontract,itsfuture prospects or returns.
• Pleaseknowtheassociatedrisksandtheapplicablechargesfromyourinsuranceagentortheintermediaryorpolicydocumentoftheinsurer.
• Pastperformanceofanyofthefundsisnotindicativeoftheirfutureprospectsorreturns.
About Us :
About Kotak Mahindra Old Mutual Life Insurance
Kotak Mahindra Old Mutual Life Insurance is a 74:26 joint venture between Kotak Mahindra Bank Ltd., its affiliates and Old Mutual plc. A company that combines its international strengths and local advantages to offer its customers a wide range of innovative life insurance products, helping them takes important financial decisions at every stage in life and stay financially independent. The company is one of the fastest growing insurance companies in India and has shown remarkable growth since its inception in 2000. Kotak Life Insurance employs over 5500^ people in its various businesses and has 205^ branches pan India.
The Kotak Mahindra Group
The Kotak Mahindra group is one of India’s leading banking and financial services organizations, with offerings across personal financial services; commercial banking; corporate and investment banking and markets; stock broking; asset management and life insurance. The Kotak Group has a net worth of Rs. 19,076* cr and has a distribution network through branches, franchisees, representative offices and satellite offices across cities and towns in India and offices in London, New York, San Francisco, Singapore, Dubai and Mauritius, servicing around 7 million customer accounts.
Old Mutual plc
Old Mutual plc is an international savings and wealth management company based in the UK. Originating in South Africa in 1845, Old Mutual is a Global 500 and FTSE 100 company, listed in UK, South Africa and other 3 African exchanges. The group has a balanced portfolio of businesses offering Asset Management, Life Assurance, Banking and General Insurance Services in over 40 countries, with a focus on South Africa, Europe and the United States, and a growing presence in Asia Pacific.
*Source: Investor Relation- Earning update Q2 FY 2013-14.
^Public disclosure FY 2013-14
Kotak Mahindra Old Mutual Life Insurance Ltd., Regn. No.107, Regd. Office: 4th Floor, Vinay Bhavya Complex, 159 A, C.S.T. Road, Kalina, Santacruz (East), Mumbai - 400 098 . Website: http://insurance.kotak.com, Email: [email protected]. Insurance is the subject matter of the solicitation.
INDIVIDUAL FUND