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Forest Parameters Extraction Methods from Airborne X-band InSAR and P-band PolSAR Data Erxue Chen 1 , Zengyuan Li 1 , Xin Tian 1 , Qi Feng 1 , Lan Li 1 , Lei Zhao 1 , Wen Hong 2 , Eric Pottier 3 1 Institute of Forest Resources Information Technique, CAF 2 Institute of Electronic , CAS 3 I.E.T.R - Univ Rennes 1

Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

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Page 1: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Forest Parameters Extraction Methods from Airborne X-band InSAR and P-band PolSAR Data

Erxue Chen1, Zengyuan Li1, Xin Tian1, Qi Feng1, Lan Li1, Lei Zhao1, Wen Hong2, Eric Pottier3

1 Institute of Forest Resources Information Technique, CAF

2Institute of Electronic , CAS 3I.E.T.R - Univ Rennes 1

Page 2: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

• Background • Airborne campaigns & data processing • Forest parameters extraction • Summary and future plan • Other activities

Outlines

Page 3: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Background

Page 4: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Project team Prof. Eric Pottier IETR CNRS UMR 6164, University of Rennes 1 Campus de Beaulieu,-Bat 11D, 263 Avenue Gal Leclerc, 35042 Rennes Cedex, France Tel/Fax : +33 223 235763 / 236963 e-mail: [email protected]

Prof. Erxue Chen Institute of Forest Resources Information technique (IFRIT), CAF. Beijing 100091, P.R. China Tel/Fax: +86 10 6288 99163 / 98315 e-mail: [email protected]

Dr. Konstantinos P. Papathanassiou, DLR Prof. Dr. Irena Hajnsek, DLR Prof. Juan M. Lopez-Sanchez , IUII, University of Alicante, Spain

Prof. Zengyuan Li, IFRIT, CAF. Prof. Wen Hong, Prof. Maosheng Xiang, Mr. Yang Li, IECAS Dr. Xinwu Li, Dr. Lu Zhang, RADI, CAS

DRAGON 3 PolInSAR Project

Dr. Thuy Le Toan, CESBIO, France

https://dragon3.esa.int/web/dragon-3/home

Page 5: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Objectives • Experiments on the airborne PolSAR, InSAR, Pol-InSAR

system with ground truth campaigns over forested areas • Development and test of the methodologies using the

airborne (ESAR- BioSAR 2007 and BioSAR 2008, AgriSAR, China airborne SAR system) PolSAR, Pol-InSAR and Pol-TomSAR data

DRAGON 3 PolInSAR Project

Page 6: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Airborne campaigns (2012, 2013)

Page 7: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Campaign test site • Cold temperate climate zone

Major tree species: Birch, Larch

Page 8: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Airborne Campaign (2012): LiDAR and CCD

Time:Aug. 16th 2012-Sept.25th 2012

Airplane: Yun-5

Coverage area: 360km2

LiDAR system: Leica ALS60+Leica WDM65

CCD: Leica RCD105

Ground true data collection

Yigen Genhe

LiDAR: Riegl LMS-Q680i

Wavelength 1550 nm Laser beam divergence

0.3 mrad

Laser pulse length

3 ns Scan angle range ±30°

Maximum laser pulse

400 KHz Maximum scanning speed

200 lines/s

Waveform sampling 1 ns Vertical accuracy 0.15 m

CCD: DigiCAM-60

Pixel resolution 20cm

Imaging sensor size 43.30mm*53.78mm

Pixel size 6 um

Radiometric resolution

16 bits

Imaging focal length 50 mm

Daxinganling: Yigen & Genhe as intensive test sites

Page 9: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Parameters Operating configure X-band InSAR P-band PolSAR

Operating frequency (GHz) 9.6 600 Available bandwidth (MHz) 400 200 PRF (Hz) 390.623 800 Pulse peak power (kW) 4.0 1.0 Interferometric baseline (m) 2.198 N/A Polarization mode HH HH,HV,VH,VV Ground resolution (m) 0.5 1.0 Swath width (km) 4.864 5.625 Incidence angle (°) 47.1 55.1 Onboard electronics 2 cabinets, 2 antennas 1 cabinet, 1 antenna

Airborne Campaign (2013): X-InSAR and P-PolSAR Airborne SAR System of CASM (Chinese Academy of Surveying & Mapping)

Airplane: Citation II(B-7025) In operation from 2010.

Page 10: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Time: Sept.13th 2013-Sept.16th 2013

Flight height:5670 ~ 5810m

Flight lines:32

Look direction: Right look

Coverage area: more than 5619 km2

7 repeat flights (from west to east)

from east to west

from west to east

7 repeat flights

Daxinganling: Yigen & Genhe as intensive test sites

Yigen Genhe

Airborne Campaign (2013): X-InSAR and P-PolSAR

(m)

Page 11: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

• Plot in total.: 39 • Plot size: 314m2

• Plot shape: circle

North

South

East West 314m2

• Forest plots

Length 800m×width 10m

• Forest sampling line

80 plots of size 10m ×10m

Ground true data collected-Yigen test site

Page 12: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Plots distribution over the test site

7

1

4

8 9

5 6

2 3

45m

15m

15m

45m

Ground true data collected-Genhe test site

19 forest plots of size 45m*45m One forest plot

Ground based LiDAR data

Page 13: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed
Page 14: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Airborne data processing

Page 15: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

LiDAR and CCD products-----Yigen test site

DSM DEM

CHM CCD

LiDAR data processing and information extraction

Page 16: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

LiDAR and CCD products ----- Genhe test site

DSM DEM CHM CCD

1163

0

(m) 40

0

(m) 1342

0

(m)

LiDAR data processing and information extraction

Page 17: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Extract percentile of 5% h5, 10% h10, 15% h15…95% h95 and the maximum height hmax in each sample plot as a set of independent variables to estimate forest height.

LiDAR estimated forest height----Genhe test site

LiDAR data processing and information extraction

Modeling Accuracy validation

Page 18: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

•Take cloud points percentiles and density as independent variables •Take AGB computed from forest plot data as dependent variables •Apply multiple linear stepwise regression model

LiDAR estimated forest above ground biomass----Genhe test site

LiDAR data processing and information extraction

Page 19: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Airborne SAR data processing• X-band Intensity radiometric normalization

• Geometric processing to produce:

Geocoded terrain correction SAR (GTC) image mosaic

• InSAR processing, to produce:

Coherence image

Interferometric Land Use (ILU) image

Digital surface model (DSM)

Page 20: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Whole imaging area(~60km*50km)

P-PolSAR GTC mosaic image

P-PolSAR Pauli-RGB

Page 21: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

P-PolSAR Pauli-RGB

P-PolSAR image——forest area

Page 22: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

P-PolSAR image——Urban area

P-PolSAR Pauli-RGB

Page 23: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

ILU image • Interferometric land use image (ILU)---Yigen

R: coherence; G: mean intensity; B: master to slave intensity ratio

Page 24: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed
Page 25: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed
Page 26: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Forest Parameters extraction: method & results

Page 27: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

1. Forest AGB estimation from P-PolSAR

intensity

2. Forest height inversion from single track X-InSAR coherence

3. Forest AGB estimation from multi-tracks X-InSAR data

Page 28: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

1. Forest AGB estimation from P-PolSAR intensity

P-band PolSAR Pauli-image Local incidence angle image The empirical model for AGB estimation (Sassan Saatchi, 2007)

•Data used •Model applied

Page 29: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

160.4

1.1

ton/ha

LiDAR derived AGB

• Derive average AGB with

grid size of 50m*50m,

N=1950

• Model training: N/2

PolSAR estimated AGB

1. Forest AGB estimation from P-PolSAR intensity

Accuracy validation in forest sub-compartment level

N=118

Page 30: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

2. Forest height inversion from single track X-InSAR coherence

Model: SINC inversion

LiDAR CHM Coherence Estimated forest height

247 LiDAR derived heights used for validation

kπγπ

hzz

v v)/)(asin21(2)(2sinc 8.0-1 −

== )(sin2

θλπ

RBk z

⊥=

Page 31: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

• 7 repeat observation of forest using X-InSAR

Ground range

Forest AGB can be estimated from combing the DSMs derived from the 7 tracks.

3. Forest AGB estimation from multi-tracks X-InSAR data

Independently sampling of the forest structure: seeing different forest structure -Viewing angle has difference; -There is time gap between the 7 tracks: ~30 minutes to hours.

Page 32: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

• Step 1: extract 7 DSM in 2m*2m pixel size

3. Forest AGB estimation from multi-tracks X-InSAR data

627.2

764.8 (m)

632.8

763.8 (m)

630.6

762.7 (m)

630.9

765.7 (m)

631.2

764.2 (m)

630.9

765.0 (m)

630.0

761.8 (m)

Track 1

Track 7 Track 6 Track5 Track 4

Track 3 Track 2

Page 33: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

• Step 2: CHM=X-InSAR DSM – LiDAR DTM • Step 3: height distribution histogram with gird size of N*N CHM

3. Forest AGB estimation from multi-tracks X-InSAR data

Track 1 CHM Grid size=15*15

0.0 m

15.0 m

Count/total pixels

Histogram of CHM

7 tracks 7 histograms

Page 34: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

• Step 4: mean histogramhmax

Mean histogram

hmax

Step 5: AGB=a+b*hmax Model fitting with some LiDAR AGB

3. Forest AGB estimation from multi-tracks X-InSAR data

Page 35: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

• Estimation result and accuracy validation

33.7 ton/ha

0

45.3 ton/ha

0

X-InSAR AGB LiDAR AGB Grid size: 30*30m

Total accuracy=89.45%

3. Forest AGB estimation from multi-tracks X-InSAR data

Page 36: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Summary: 1. P-PolSAR polarimetric intensity can be used for forest AGB estimation

taking the effect of topography into model; 2. The airborne X-InSAR coherence is very useful for forest height

mapping, no temporal baseline InSAR is the key point; 3. Developed one AGB estimation method using multi-tracks X-InSAR

data, with good mapping results but with low map resolution.

Future plan: 1. How to extend the P-PolSAR AGB method to the whole test site?

lacking of high resolution DEM; 2. Physical understanding of X-InSAR coherence’s sensitivity to forest

height.

Page 37: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Other activities

Prof. Eric Pottier Prof. Erxue Chen Prof. Wen Hong All participated as lecturers on this advanced training course.

Advanced Training Course on Land and Water Remote Sensing

Page 38: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Prof. Laurent Ferro-Famil

Dr. Stefano Tebaldini

They gave both lectures and practices on SAR tomography and applications for one whole week at IECAS.

Advanced Training Course in SAR Tomography and Applications

Other activities

Page 39: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Young Scientist Exchange

Yin Qiang, Ph.D candidate, Visited ESRIN as Research Fellow from 2014.2-2015.1

Project: Soil Moisture Estimation Based on Interferometric Phase of Multi-Temporal SAR Data ESA Data: Envisat-ASAR & AgriSAR

EUSAR 2014

Trainees & Fellows Meeting 2014

Co-author paper @PolInSAR 2015

Other activities

Page 40: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Book Translation

S.R. Cloude Published soon in 2015

The new Chinese language edition provides a coherent summary of the original book, taking the form of notations.

Notations in Chinese

Other activities

Page 41: Forest Parameters Extraction Methods from Airborne X-band ...earth.esa.int/dragon-2015-programme/chen-forest... · mapping, no temporal baseline InSAR is the key point; 3. Developed

Acknowledgements