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Accepted Manuscript Title: Dynamic Failure Assessment of an Ammonia Storage Unit: A Case Study Author: Arnab Roy Prashant Srivastava Shishir Sinha PII: S0957-5820(14)00148-7 DOI: http://dx.doi.org/doi:10.1016/j.psep.2014.09.004 Reference: PSEP 481 To appear in: Process Safety and Environment Protection Received date: 2-6-2014 Revised date: 12-9-2014 Accepted date: 22-9-2014 Please cite this article as: Roy, A., Srivastava, P., Sinha, S., Roy, A.,Dynamic Failure Assessment of an Ammonia Storage Unit: A Case Study, Process Safety and Environment Protection (2014), http://dx.doi.org/10.1016/j.psep.2014.09.004 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Accepted Manuscript

Title: Dynamic Failure Assessment of an Ammonia StorageUnit: A Case Study

Author: Arnab Roy Prashant Srivastava Shishir Sinha

PII: S0957-5820(14)00148-7DOI: http://dx.doi.org/doi:10.1016/j.psep.2014.09.004Reference: PSEP 481

To appear in: Process Safety and Environment Protection

Received date: 2-6-2014Revised date: 12-9-2014Accepted date: 22-9-2014

Please cite this article as: Roy, A., Srivastava, P., Sinha, S., Roy, A.,DynamicFailure Assessment of an Ammonia Storage Unit: A Case Study, Process Safety andEnvironment Protection (2014), http://dx.doi.org/10.1016/j.psep.2014.09.004

This is a PDF file of an unedited manuscript that has been accepted for publication.As a service to our customers we are providing this early version of the manuscript.The manuscript will undergo copyediting, typesetting, and review of the resulting proofbefore it is published in its final form. Please note that during the production processerrors may be discovered which could affect the content, and all legal disclaimers thatapply to the journal pertain.

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Highlights for Review:

The study shows the variation of failure probabilities of the associated safety systems.

The study shows the use of DFA tools in conducting an effective failure assessment study of

a utility in Storage Unit.

The method can be detected the vulnerable areas which help to prevent escalation of an

abnormal event to a major accident.

Abnormal scenarios have been analyzed in term of probability of tank failure in presence of safety barriers.

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Dynamic Failure Assessment of an Ammonia Storage Unit: A Case Study

Arnab Roy1, Prashant Srivastava2, Shishir Sinha*

Arnab Roy

Department of Chemical Engineering,

Indian Institute of Technology, Roorkee,

Roorkee-247667 (India)

Corresponding Email: [email protected]

Prashant Srivastava

Department of CoEDMM,

Indian Institute of Technology, Roorkee,

Roorkee-247667 (India)

[email protected]

Shishir Sinha

Department of Chemical Engineering,

Indian Institute of Technology, Roorkee,

Roorkee-247667 (India)

[email protected]

Abstract:

Chemical Process Industries usually contain a diverse inventory of hazardous chemicals and

complex systems required to perform process operations such as storage, separation, reaction,

compression etc. The complex interactions between the equipment make them vulnerable to

catastrophic accidents. Risk and failure assessment provide engineers with an intuitive tool

for decision making in the operation of such plants. Abnormal events and near-miss situations

occur regularly during the operation of a system. Accident Sequence Precursors (ASP) can

be used to demonstrate the real-time operating condition of a plant. Dynamic Failure

Assessment (DFA) methodology is based on Bayesian statistical methods incorporates ASP

data to revise the generic failure probabilities of the systems during its operational lifetime.

In this paper, DFA methodology is applied on an ammonia storage unit in a specialized

chemical industry. Ammonia is stored in cold storage tanks as liquefied gas at atmospheric

pressure. These tanks are susceptible to failures due to various abnormal conditions arising

due process failures.

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Tank failures due to three such abnormal conditions are considered. Variation of the failure

probability of the safety systems is demonstrated. The authors use ASP data collected from

plant specific sources and safety expert judgement. The failure probabilities of some safety

systems concerned show considerable deviation from the generic values. The method helps to

locate the components which have undergone more degradation over the period and hence

must be paid attention to. In addition, a Bayesian predictive model has been used to predict

the number of abnormal events in the next time interval. The user-friendly and intuitive

nature of the tool makes it appropriate for application in safety assessment reports in process

industries.

Keywords: Dynamic failure assessment, Bayesian theory, Ammonia tank failure, Abnormal

event, Accident sequence precursor

Introduction:

Over the last few decades chemical products have become ubiquitous in everyday life of

humans. Their scope of usage ranges from quotidian paper clips to highly complex

engineering marvels such as space shuttles. To meet the surging demand for chemical

products prodigious plants are being built. The operating conditions inside these plants are

intense and complex interactions exist between the various systems and sub-systems. A brief

survey of history will reveal that subsystem or single component failure have often led to

catastrophic consequences and huge financial losses such as the Bhopal tragedy (Eckerman,

2005), the vapour cloud explosion at Flixborugh (Crowl & Louvar, 2002) , fertilizer plant

explosion at Toulouse, France, BP Texas City oil refinery accident (Kalantarnia et al., 2010).

Consequently a lot of researches have been conducted to develop a robust risk assessment

methodology for process industries (Knegtering & Pasman, 2013).

A large variety of risk assessment tools exist which have both qualitative and quantitative

properties. As Kirchsteiger (1997) pointed out risk analysis is concerned with the

reconstruction of reality to identify the causes of accidents either in a quantitative or in a

qualitative way.

The complexity of processes in chemical industries calls for a risk assessment tool which can

adapt to the dynamics of the environment and properly portray the temporal aspects (Labeau

et al., 2000). These include modelling of sequential failures, dependencies between

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components, effects of degradations and exogenous constraints and variability in the

operating conditions. To account for these variations which occur almost regularly during the

lifetime of the system, the tool should be able to induct new information (Khakzad et al.,

2013c). This makes it applicable not only at the design stage but also during operational

lifetime of the system which forms a platform for real time decision making and risk

management (Pasman & Rogers, 2013).

The lack of formal data in conducting risk analysis in process industries is quite a hindrance

and has proved to be the biggest blight in conducting a proper safety assessment. Safety

analysts have to use a large amount of subjective information in their studies. Thus the

preferred tool must be able to use this subjective information formally to yield objective

results.

A number of modelling techniques have been developed for assessing the dynamic reliability

of complex systems. Dynamic fault trees (Dugan et al., 1992, Bucci et al., 2008, Chiaccio et

al., 2011) and Markov chains are notable mentions. Swaminathan and Smidts (1999)

proposed a technique to model dynamic characteristics of process operations using event

sequence diagrams (ESD). Luo and Hu (2013) used the ESD model to identify the critical

events and the evolution of risk in a system. Markov chains are extensively used for

dependability analysis and as an efficient tool for modelling dynamic behaviour (Bolch et al.,

1998). But their solutions often become intractable and erroneous. Khan and Abbasi, 2001

propose a risk assessment procedure named Operational Risk Assessment (ORA) for

chemical industries conducting both quantitative and qualitative analyses using different

tools. The same authors combine the Maximum Credible Accident Analysis (MCAA) tool

(Khan & Abbasi, 2002) for worst case scenario analysis and the PROFAT II tool coded in

Visual C+ (Khan & Abbasi, 2000) for fault tree quantification to form a safety assessment

procedure called SCAP (Safety Credible Accident Probabilistic fault-tree analysis) (Khan et

al., 2001, 2002).

2. Dynamic Failure Assessment methodology

The conventional quantitative safety assessment techniques are static in nature in the view

that that they employ generic data for calculations. These data are usually insufficient to

highlight plant-specific problems. The operating conditions of a process plant calls for a risk

assessment tool which can adapt to the dynamics of the plant like the effects of process

variables on the systems and failure-on-demand. Thus dynamic reliability has become a

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subject of constant research among safety analysts (Aldemir et al. 1994, Devooght and

Smidts, 1992, 1996, Siu, 1994). Computational methods involving Monte Carlo simulations

have been developed (Marseguerra and Zio, 1996, Marseguerra et al., 1998). However, these

methods require a considerable amount of mathematical knowledge and complex

calculations. As in any other commercial activity, time is the most important factor during

operation of a process plant. Thus, the use of conventional quantitative risk assessment

methods, which has gained maturity over the years of research, is very common in safety

assessment report of process plants. But these methods do not take into account the dynamic

operating conditions of the plant and usually yield generic results. Thus plant specific

problems are not highlighted. The authors seek to present a safety assessment tool which is

one hand user friendly and on the other can sufficiently adapt to the plant dynamics to

identify the plant specific vulnerable areas. Dynamic Failure Assessment methodology

proposed by Meel and Seider (2006) can adapt to the dynamic conditions of a process plant

by incorporating plant-specific near-miss and incident data. Dynamic failure probabilities of

accident sequences are calculated which gives a real time scenario of the operating conditions

in a process plant. The safety department of process plants can use the tool to identify the

systems which are more prone to failure during their yearly maintenance assessment reports.

Once the potential systems have been identified, methods involving Monte Carlo simulations

and DFTs can be used to assess the effect of process variables such as temperature, stress

level, component and other design aspects. Plant specific near misses and incidents which are

known as Accident Sequence Precursors (ASPs) data are used to update the generic failure

probabilities of components using Bayes Theorem thus yielding results which are plant

specific in nature. Consequently the end state probabilities are also updated giving a realistic

picture of the safety profile of the plant

Dynamic failure assessment may be implemented in a system unit in the following steps,

Step 1: Scenario identification: This step identifies the most likely scenario, type of failures

and end-states associated with the scenario.

Step 2: Prior function calculation: Using generic data the design stage or prior failure

probabilities are calculated.

Step 3: Formation of the likelihood function: Incident and near misses i.e. accident sequence

precursors are used in this stage to update the prior failure probability functions

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Step 4: Posterior function calculation: Bayesian theory is used to calculate the posterior

function using prior and likelihood functions.

Step 5: Consequence analysis is conducted on the scenario to estimate the potential

consequences of all possible end states.

In addition a Bayesian predictive method is used to estimate the number of events in the next

time interval. The details of the method are elucidated further in the subsequent sections.

Kalantarnia et al. (2009) uses the DFA methodology in safety analysis of a storage tank

containing hazardous chemicals. Comparison study with standard Probabilistic Risk

Assessment techniques demonstrates the efficiency of the method to model real time failure

frequency during lifetime of the process unit. The efficiency of the dynamic risk assessment

methodology is further witnessed in Kalantarnia et al. (2010) where it is used to assess the

data from the BP Texas City incident. Meel et al. (2007) investigate and analyse the NRC

database using the abovementioned methodology. The NRC database contains reports about

oil, chemical and biological environmental discharges (NRC) (http://www.nrc.gov/). In

Pariyani et al. (2010) dynamic data collected from Distributed Control Systems (DCS) and

Emergency Shutdown (ESD) systems are used as ASP data for dynamic risk analysis of an

industrial FCCU unit. Pariyani et al. (2012a, b) uses the dynamic failure analysis

methodology by using data recorded in emergency shutdown (ESD) and distributed control

systems (DCS) to increase process safety and product quality.

In this paper, the authors conduct a dynamic failure assessment of a cryogenic ammonia

storage unit in a speciality chemical industry. Ammonia is widely used in process industries

as a feedstock for nitrogen, refrigerant and also as sustainable power source. The low

Immediately Dangerous to Life and Health (IDLH) of 300 ppm and TLA-TWA (25 ppm)

value are indicative of Ammonia’s hazardous nature. Even a little exposure to Ammonia can

cause serious harm to the human body like burns, headaches and damage to eyes and lungs

(Griffiths and Megson, 1984). Ammonia is often involved in accidents, a fact buttressed by

its frequent mention in accidents notified to the Commission of European Communities under

the requirements of the SEVESO-directive (Drogaris, 1991). Ammonia have been subject to

many risk assessment studies (Aneziris et al., 2000, McGowan, 2000 ) but to the authors’ best

knowledge dynamic failure assessment of ammonia storage unit has not been performed as

yet. Dynamic reliability assessment of a storage unit of hazardous material has been

conducted using Petri Nets (Codetta-Raiteri, 2011) and Bayesian networks (Codetta-Raiteri

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and Portinale, 2014). This study shows the variation of failure probabilities of the associated

safety systems over the years and also identifies the areas which most vulnerable to accidents.

The rest of the paper is arranged as follow. The paper begins by describing the reference

system and identifying the pertinent abnormal conditions which can lead to tank failure in

Section 3. The effects of each abnormal condition are assessed and dynamic failure

assessment is conducted on them in separate sections (Section 4, 5 and 6). Section 7 presents

the Sensitivity analysis. The paper concludes with a discussion on the results of the study and

present suggestions for future work.

3. System Description:

Cold storage tanks are used widely in chemical process industries to store large amount of

liquefied gas at atmospheric pressure. Demand of the liquefied gas and the viability of the

construction cost are the major factors in designing such storage units. The capacity of the

storage facilities generally vary between 10,000 to 120,000 m3. The failure probability rises

proportionally with the increase in size of the tank. The reference unit is a liquefied ammonia

storage unit in a specialized chemical plant with capacity of 20,000m3.

As mentioned earlier ammonia is very hazardous in nature. It exists as gas in normal

conditions and can be liquefied by reducing temperature or increasing pressure. Three types

of storage facilities are commonly used:

(a) Storage under pressure in spherical vessels

(b) Storage at ambient temperature and equivalent pressure in cylindrical vessels and

(c) Storage at atmospheric pressure under cryogenic conditions.

The storage facilities are quite susceptible to failures which lead to the release of a large

amount of ammonia into the atmosphere. Releases of high magnitude can cause serious

consequences including injuries and fatalities as well as financial losses.

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Fig. 1: Ammonia storage unit

The ammonia tank in question is a single containment double-walled facility with capacity of

20,000 m3 of liquefied ammonia stored at -33 degree C. The design temperature limits are -40

degree C to +48 degree C. The minimum and maximum tank design pressure is set equal to -

9.8 mbarg and 98 mbarg, respectively. Fig. 1 shows a schematic view of tank safety systems.

The abbreviations of each component have been brought in nomenclatures and are described

in Table 1.

Table 1: Symbol for major equipment

SYMBOL INSTRUMENT NAME

V Flow Control Valve

PSV Pressure Safety Valve

PT Pressure Transmitter

PAH Pressure Alarm High

PSLL Pressure Switch Very Low

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LT Level Transmitter

LAH Level Alarm High

PV Pressure Controlled Valve

For the specified tank, five abnormal events which can lead to a accident are specified:

• Ammonia release due to overfilling.

• Ammonia release due to over pressurization.

• Ammonia release due to under pressurization.

• Ammonia release due to rupture of the inlet loading line.

• Ammonia release due to rupture of the outlet loading line.

These five events are identified to be the major reasons of tank failure.

Dynamic failure assessment of the storage unit is carried out pertaining to the abnormal

events of overfilling, over pressurization and under pressurization scenarios due to the

unavailability of data in the case of the last two abnormal events.

4. Overfilling scenario and safety systems concerned:

The first abnormal scenario on which dynamic risk assessment is applied is the overfilling

scenario. This major potential hazardous scenario is chiefly caused due to overflowing of

materials in this case liquid ammonia through the input pipes. Referring to Fig.1 the safety

installations concerned with overfilling are the Level Transmitter 1(LT-1), Level Transmitter

2 (LT-2) and the input valve V-1.

When the liquefied ammonia level inside the tank reaches the high level (H.L), the level

transmitter LT-1 should indicate the high liquid level and sound the high level alarm, LAH.

Subject to the successful performance of these two safety systems, the concerned operator

can take relevant corrective action and normal operation can resume. If however the

instruments fail to perform or the operator fails to observe the warning, the liquid level inside

the tank increases. At this stage the liquid level reaches the very high level (V.H.L) and the

level transmitter LT-2 comes into action. LT-2 indicates the increasing liquid level inside the

tank and actuates inlet valve V-1 to close to check the inflow of liquid ammonia into the

overfilled tank. When LT-2 is successful, automatic shutdown occurs but if it fails to do so,

the operator must shut down the process i.e. close the valve V-1 manually.

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It is assumed that the process cannot be rectified back to its normal operational conditions

once the level inside has reached very high level (V.H.L) and LT-2 have been triggered.

The failure of all these safety layers results in the release of a vast amount of ammonia into

the atmosphere. To demonstrate this sequence of events in response to an overfilling scenario

and to examine their outcomes the event tree model is presented.

Fig 2: Event tree model of overfilling scenario in ammonia storage unit

4.1 Event Tree model for overfilling scenario:

The associated event tree model for the overfilling scenario in an ammonia storage unit is

shown in Fig. 2. The safety systems concerned with the overfilling situation are

chronologically arranged as LT-1, LT-2, automatic shutdown of inlet valve V-1and manual

shutdown of V-1. The end states are categorised according to the conditions of continued

operation (C1), shut down (C2) and tank failure due to overfilling (C3).

The failure probabilities of each safety system are presented in the lower branches of the

event tree model denoted by x1, x2, x3 and x4. It must be mentioned here that the failure

probabilities considered here are assumed to be independent of the consequences and the

performance of the prior safety barriers. It is true that consideration of interdependencies

between the failure of different events increases accuracy of the results. But, this method is

more effective and necessary when human factors are involved in the calculations. As this

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study mainly focuses on the failure of the safety systems, the failure probabilities are

considered to be independent. Meel and Seider (2006) provide a Bayesian Model which can

be used effectively to conduct dynamic failure assessment by taking correlation coefficients

and applying copula theory to model the interdependencies. However, that method will

require more exact data.

4.2 Accident Sequence Precursor Data:

The accident sequence precursor data for the different consequences in case of an

overpressure scenario is presented in Table 2. The data is plant specific in nature and is

collected by consultation with maintenance personals in the referred plant and safety expert

feedback over a 10 year period.

Table 2: Cumulative form of Accident Precursor Data for overfilling scenario (plant specific

data, safety expert feedback)

Time 1-C1 2-C2 3-C2 4-C3 5-C2 6-C3

0 0 0 0 0 0 0

1 1 0 1 0 1 0

2 1 1 2 1 2 0

3 2 1 2 2 3 2

4 4 3 2 2 3 2

5 4 3 3 2 4 3

6 5 4 4 3 4 3

7 6 5 4 3 5 4

8 8 5 5 4 6 4

9 9 7 5 5 6 4

10 10 8 6 6 7 5

4.3 Mathematical models:

4.3.1 Rate of occurrence of an abnormal event i.e. overfilling scenario

Poisson distribution is used to represent the possible number of abnormal events in a time

period. This is because occurrence of each event is mutually exclusive and random and can

be expressed as non-negative integer valued outcomes.

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Taking ai as the number of events taking place in the time interval i, it is represented using

Poisson distribution as,

where is the mean number of bnormal events per time interval. Its expected value is E ( )

and variance is V( ) is equal to

Here ai can be written as where Ni is the number of abnormal events, that

is, the sum total of all consequence types unto the time interval i

The mean failure rate due to uncertainty is formulated using the gamma distribution

which is mainly used to express the waiting times between Poisson

distributed events. It has the added advantage of having only positive values since failure

rates are always positive or at ties equal to zero. The log-normal distribution can also be used

for this purpose.

Applying Bayes Theorem, the posterior distribution p( ǀData) can be written as

(3)

where, data is equal to (a1,a2,a3…….aNt) and n is the total number of events in the Nt time

intervals. Thus, in the given number of time intervals Nt. The likelihood

function in the Bayes Theorem is and is represented by the Poisson distribution as

the data in this case denotes the number of abnormal events in each time period. Poisson and

Gamma distribution being conjugate pairs yields the posterior distribution as a Gamma

distribution with parameters .

The mean of the posterior distribution can be expressed as the weighted average of the prior

mean and the data mean

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where the posterior mean is and the prior and data mean are respectively and

Meel and Seider (2006) calculated the predictive marginal probability distribution,

p( ), to estimate the number of abnormal events aNt+1 in the next time interval

Nt+1 conditional on the ASP data observed, to be negative binomially distributed.

The predictive negative binomial distribution for the number of events in the next time

interval conditional on the observed data can be written as,

The mean of the predictive number of events in the next time intervala and the

predictive variance is .

Coming back to the overfilling scenario in the ammonia storage tank the number of abnormal

events, that is, the total number of events of all consequence types listed in Table 2 is 42

spread over a time period of 10 years. The Gamma distribution parameters and are taken

to be equal to 0.001 in the absence of any prior information. The Mathematical 6.0 software

is used to plot the probability distributive function of the discrete random variable per

time interval and is shown in Fig. 3. The mean of the number of abnormal events in the next

time interval i.e. the 11th year in the data is 4.67 and the standard deviation is 2.14 .Taking

data at i=10 and using the formula mean is calculated to be 4.20 and the standard deviation

1.95

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Fig. 3: Probability mass function of discrete random variable in case of overfilling

scenario

4.3.2 Model Checking using predictive distributions:

The accuracy of the predictive distribution model is checked using predictive z-score values

following Meel and Seider (2006). At first the number of events in the time interval i, ai, is

removed which leaves the data a-i= (a0…….ai-1, ai+1 …… aNt). Using the predictive

distribution model a-i is used to predict ai. The expected value E [ai and the ai from the

data are compared using the z-score formula,

The value of the mean and the standard deviation of the z-scores for a good model are zero

and respectively which proves that the expected value is close to the real value.

In case of the overfilling scenario the mean of the z-score using equation is calculated to be

0.0178 and the standard deviation is 0.8996. The z-scores (z) distribution is compared to the

normal distribution which is represented with a straight line with the help of the normal Q-Q

plot. Using R-Software (Gentleman et al., 2005) package the normal Q-Q plot of the z-scores

of the overfilling scenario is drawn as shown in Figure 4. The straight line expresses the

D

ensi

ty

Number of Abnormal Events

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theoretical quantiles which are nothing but equally spaced data from a normal distribution

while the circles are the sample quantiles. The close proximity of the sample quantiles of z to

the theoretical quantiles of a normal distribution proves the prediction accuracy of the model.

Only two values depart from the straight line significantly.

-1.5 -1.0 -0.5 0.0 0.5 1.0 1.5

-1.5

-1.0

-0.5

0.0

0.5

1.0

Normal Q-Q Plot

Theoretical Quantiles

Sample Q

uan

tiles

Fig. 4: Normal Q-Q plot of abnormal event frequency in case of overfilling scenario

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Table 3: Generic failure data, failure description and Beta distribution parameters of safety systems

NAME OF

EQUIPMENT

DESCRIPTION SYMBOL FAILURE

RATE

UNIT REF. CALCULATED

FAILURE

PROBABILITY

VARIANCE(EXPERT

JUDGEMENT)

BETA

DISTRIBUTION

PARAMETERS

LT-1 Fails to indicate

liquid level

correctly and

sound alarm

X1 3.30E-02 per

year

Component

Reliability Data

for use in

Probabilistic

Safety

Assessment,1988

3.00E-02 2.00E-03 a=0.4 ; b=13

LT-2 Fails to indicate

liquid level and

actuate inlet

valve V-1

X2 3.30E-02 per

year

Component

Reliability Data

for use in

Probabilistic

Safety

Assessment,1988

3.00E-02 6.00E-04 a=1.425 ; b=46

V-1 Fails to get

closed

automatically

X3 5.50E-02 per

year

IEEE 500 (1984)

pg. 1039

5.00E-02 4.00E-03 a=0.5 ; b=9.5

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NAME OF

EQUIPMENT

DESCRIPTION SYMBOL FAILURE

RATE

UNIT REF. CALCULATED

FAILURE

PROBABILITY

VARIANCE(EXPERT

JUDGEMENT)

BETA

DISTRIBUTION

PARAMETERS

V-1 Fails to get

closed manually

X4 2.50E-01 per

year

CCPS

Guidelines for

Process

Equipment

Reliability Data,

1989

1.90E-01 9.00E-04 a=32.3 ; b=137.7

PT-1 Fails to run

refrigerating

package at

70mbarg

X5 1.58E-02 per

year

Component

Reliability Data

for use in

Probabilistic

Safety

Assessment,1988

1.55E-02 8.00E-06 a=29.6 ; b=1877.6

PT-2 Fails to load

refrigerating

package at

80mbarg

X6 1.58E-02 per

year

Component

Reliability Data

for use in

Probabilistic

Safety

Assessment,1988

1.55E-02 2.00E-06 a=118.6 ;

b=7523.15

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NAME OF

EQUIPMENT

DESCRIPTION SYMBOL FAILURE

RATE

UNIT REF. CALCULATED

FAILURE

PROBABILITY

VARIANCE(EXPERT

JUDGEMENT)

BETA

DISTRIBUTION

PARAMETERS

PV-1 Fails to open at

pressure >

80mbarg

X7 5.50E-02 per

year

IEEE 500(1984)

pg. 1039

5.00E-02 2.00E-04 a=11.825 ;

b=224.675

PSV-1 Fails to open at

98mbarg

X8 1.82E-02 CCPS

Guidelines for

Process

Equipment

Reliability Data,

1989

1.79E-02 4.00E-05 a=7.82 ; b=430

PT-2 Fails to shut

down

refrigerating

package at

60mbarg

X9 1.58E-02 per

year

Swedish

Reliability Data

Book tbl. 29

1.55E-02 5.00E-06 a=47.4 ; b=3006.7

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NAME OF

EQUIPMENT

DESCRIPTION SYMBOL FAILURE

RATE

UNIT REF. CALCULATED

FAILURE

PROBABILITY

VARIANCE(EXPERT

JUDGEMENT)

BETA

DISTRIBUTION

PARAMETERS

PT-1 Fails to shut

down

refrigerating

package at

30mbarg

X10 1.58E-02 per

year

Component

Reliability Data

for use in

Probabilistic

Safety

Assessment,1988

1.55E-02 8.00E-05 a=3 ;b=184

PSLL-1 Fails to actuate

outlet valve V-2

to get closed

X11 3.50E-03 per

year

IEEE 500(1984)

pg. 556

3.48E-03 2.00E-05 a=6 ; b=1718

V-2 Fails to get

closed

automatically

X12 5.50E-02 per

year

IEEE 500 (1984)

pg. 1039

5.00E-02 3.00E-03 a=0.74 ; b=14.06

V-2 Fails to get

closed manually

X13 2.50E-01 per

year

CCPS

Guidelines for

Process

Equipment

Reliability Data,

1989

1.90E-01 5.00E-03 a=5.66 ; b=24.1

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NAME OF

EQUIPMENT

DESCRIPTION SYMBOL FAILURE

RATE

UNIT REF. CALCULATED

FAILURE

PROBABILITY

VARIANCE(EXPERT

JUDGEMENT)

BETA

DISTRIBUTION

PARAMETERS

PSV-2 Fails to get

opened at -

6.5mbarg

X14 1.75E-02 per

year

Component

Reliability Data

for use in

Probabilistic

Safety

Assessment,1988

1.72E-02 5.00E-04 a=0.56 ; b=32

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4.3.3 Estimation of failure probabilities of safety systems:

In the event tree in Figure 2 failure probabilities of the safety systems are assigned to each

branch. The failure probabilities are denoted as x1, x2…….x4, each assigned to a safety

system. In respect to Bayesian Theory these probabilities are called “priors”, named because

they represent our knowledge about the system before observing data. These prior

distributions do not have an absolute value but is represented by a probability distribution

function called the prior distribution.

The prior failure probabilities of the safety systems are taken to be Beta distributed with the

parameters as and bs, (where s represents each safety system). The distribution represents all

the possible values of the failure probabilities between 0 and 1 and hence can be said to be a

probability distribution of probabilities.

The mean of this distribution is /( + ) and the variance .

The mean values of the prior probabilities are collected from generic data available in the

CCPS Guidelines for Process Equipment Reliability Data (2006), the IAEA Component

Reliability Data for use in Probabilistic Safety Assessment, (1988) and the IEEE 500 (1984).

The variance is calculated from consultations with safety experts and engineers. The beta

distribution parameters are calculated by solving the generic mean values and the variances.

The value of failure probability of each safety system, along with their reference and failure

description is given in Table 3.

The prior failure probabilities are updated using the ASP data through the Bernoulli’s

likelihood distribution to express two mutually exclusive events: the occurrence and the non-

occurrence of failure. The likelihood distribution of safety system s is

where Ks and Ls are the number of failures and the number of success of the concerned safety

system s in each time period over the 10 year period. Beta and Bernoulli’s distributions are

conjugate pairs and thus the posterior distribution also becomes beta distributed. The

posterior distribution is thus given by

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The parameters of the posterior Beta distribution are (as+Ks, bs+Ls). The mean of the posterior

distribution becomes, which can be expressed as the weighted average of the

prior mean and the data mean as:

= ( +

where, is the prior mean and is the data mean.

As Ks and Ls change after each time period, the mean of the failure probability of each safety

system also change accordingly after each time period. Ks and Ls can be calculated from the

ASP data collected in Table 2.Ks accounts for the total number of consequences occurred due

to the failure of the safety system s in a single time interval while Ls gives the corresponding

number of successes.

For example the number of failure Ks for the the safety system LT-1 for the first year is

and, number of successes Ls,

The means of the failure probabilities of the safety systems during overfilling scenario over

the 10 year period are calculated and plotted in Figure 5.

As it can be seen from Figure 5 the failure probabilities of all the safety systems change when

the ASP data is used to calculate the posterior probabilities. The expected value of the failure

probabilities of safety system LT-1, E[X1], and of failure of automatic closure of inlet valve

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V-1, E[X2], vary the most. The posterior failure probabilities of LT-2 and of manual closure

of V-1 vary little.

Fig. 5: Posterior failure probabilities of safety systems in case of overfilling scenario

The plot reveals that the level transmitter LT-1 and the automatic control of V-1 have

undergone considerable degradation over the period. The failure probability of LT-1 has

increased by almost six folds. The intense operating conditions of the plant have deteriorated

the performance of the level transmitter and of the automatic control of the inlet valve. The

result indicates that in this specific plant these two safety systems are the most vulnerable to

failure in case of an overfilling situation. This should alert the safety engineers concerned

who should now concentrate more on these areas during the maintenance checks. The

research community on the other hand can conduct further assessment to evaluate the design

aspects to make the systems more reliable. The results show a drastic change of their

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probabilities as new data are integrated into the analysis over the 10 years. Using plant

specific data the generic failure probabilities are tailored and updated to properly portray the

degradation of the safety systems over the operational time period.

The proposed tool employs easy probabilistic calculations which serve as a first step towards

identifying the failure prone areas of a system in case of an abnormal event. It can be easily

used by safety engineers in the plant to conduct a proper real-time safety assessment

4.3.4 Estimation of consequence probabilities.

The end-state probabilities of the event tree model in Figure 2 are calculated next. The

probabilities are calculated from the failure probabilities assigned to each branch of the event

tree. The end-state probabilities are calculated from the following equation,

where SBk represents the safety barrier associated with the consequence of severity level k.

The value of if the kth level failure propagates along the down-branch of the event

tree of safety system s and when the failure passes along the success or the up-

branch of the associated safety barrier s.

The end-state probabilities of the event tree model are calculated. The consequences of the

same severity level are added together to give the total occurrence probability of each end

state of a particular severity per year eg. 2-C2, 3-C2 and 5-C2 are added to give the total

probability of occurrence of C2. The total occurrence probabilities of end state per year are

tabulated in Table 4.

Table 4: Posterior consequence probabilities in case of overfilling scenario

TIME P(C1) P(C2) P(C3)

0 0.97 0.029665 0.000447

1 0.854 0.014227 0.00489

2 0.687 0.029875 0.017715

3 0.591 0.038625 0.031098

4 0.578 0.401131 0.029141

5 0.525 0.448556 0.03797

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6 0.495 0.47062 0.046836

7 0.47 0.496089 0.049098

8 0.463 0.49759 0.05546

9 0.445 0.51267 0.058985

10 0.416 0.53696 0.0662

The variation of the consequences C1, C2 and C3 over the observed 10-year period shown in

the event tree model in Figure 2 are portrayed in the plots in Figures 6, 7 & 8.

Fig. 6: Posterior consequence probability of type C1 vs Time

Time

Pos

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1

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Fig. 7: Posterior consequence of type C2 vs Time

Fig. 8: Posterior consequence probability of type C3 vs Time

The end-state probabilities much like that of failure probabilities of safety systems show

drastic variation over the 10 year period. Although the probability of safe condition i.e.

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continued operation C1 remains quite high but the value shows steep fall over the period. This

means that there is an increased probability that the abnormal event may propagate to an

accident as witnessed by the considerable rise in probabilities of unsafe events like C2 (shut

down) and C3 (tank failure due to overfilling scenario) . The occurrence probability C2 shows

a very steep rise between the 3rd and the 4th year of observation. It remains mostly stable

during the middle years again showing a rise towards the end depicting a bathtub curve. The

increasing failure probability of the level transmitter and the inlet valve has invariably

increased the occurrence probability of tank failure C3. The results show with time the

system has degraded and is giving reduced performance causing near-misses and incidents to

occur more. Towards the end of the observed time periods, from the 6th time period onwards,

the probability of C2 (shut down) and C3 (tank failure) exceeds that of a continued operation.

This indicates that there are design flaws within the system and a redesign of the system

and/or the safety systems concerned are recommended.

The plant specific data in the form of ASP data update the generic failure probabilities and

helps to develop a more realistic picture of the state of the system for the safety engineers.

They now have an idea of the vulnerable areas and aware of the increased probability of tank

failure or a shut down due to an overfilling scenario. The assessment also shows the dynamic

nature of the failure probabilities of a system in operation.

5. Overpressure scenario and safety systems concerned

The next abnormal scenario which can lead to tank failure is the overpressure situation.

Overpressure leads to the rupture of the tank body and thus can cause explosion and great

damage. Overpressure is mainly caused by a sudden drop of the barometric pressure,

blockage of the vapour outlet line or rollover. The maximum allowable working pressure in

case of the concerned tank is +98mbarg.

When the pressure inside the tank reaches a value of 70mbarg The pressure transmitter PT-1

is triggered to run the refrigerating package which leads to a safe condition albeit a shutdown

in operations. However, if it fails to do so the pressure inside increases and when it reaches

80mbarg the pressure transmitter PT-2 loads the refrigerating package to condense the

vapour. This also leads to a shutdown if successful but the condition is safe. If the pressure

increases further the pressure valve PV-1 is actuated which leads the extra vapour built up

inside the tank towards the flare. The failure of the pressure valve leaves the process safety

valve PSV-1 to vent off the vapour to a safe zone. Should this safety barrier fail an

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overpressure scenario is created which is beyond control and can lead to grave consequences.

This is because the tank can withstand a maximum allowable working pressure of +98mbarg.

5.1 Event tree model of overpressure scenario

The event tree model is given in Figure 9 following the same procedure of construction as

described for the overfilling scenario in the Section 4.1. The safety systems concerned in this

case are the pressure transmitters PT-1 and PT-2, the pressure valve PV-1 and the process

safety valve PSV-1. The failure probabilities of the respective safety systems are denoted by

x5, x6, x7 and x8. The end states are represented by C4 and C5 denoting shutdown due to

overpressure and tank failure due to overpressure situation respectively. The failure

probabilities are independent of each other and the end state as stated earlier.

Fig. 9: Event tree model of overpressure scenario in ammonia storage unit

5.2 Accident sequence precursor data:

The accident sequence precursor data for the end state events in the overpressure scenario

event tree is collected and presented in Table 5. The data have been collected from on-site

personals and also from feedback of safety experts.

Table 5: Cumulative form of Accident Precursor Data for overpressure scenario (plant

specific data, safety expert feedback)

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TIME 1-C4 2-C4 3-C4 4-C4 5-C5

0 0 0 0 0 0

1 1 0 1 0 0

2 1 1 1 0 0

3 2 1 2 0 1

4 2 2 2 1 1

5 3 2 3 2 2

6 3 4 3 2 2

7 5 4 3 3 2

8 5 5 3 4 3

9 7 6 4 4 3

10 8 6 5 4 4

5.3 Mathematical models:

5.3.1 Rate of occurrence of an abnormal event i.e. overpressure scenario

From the ASP data collected the total number of events of all consequence severity for an

overpressure scenario is 27 i.e. n=27. The Gamma distribution parameters and in

Equation 5 are taken to be equal to 0.001 as non-informative priors. The probability

distribution fuction is plotted using the Mathematica 6.0 software in Figure 10. The mean of

the number of abnormal events in the 11th time interval is equal to 3.001 and the standard

deviation is 1.825. Taking data at i=10 in the formulated expressions in Equation 5 the mean

and the standard deviation are calculated to be 2.7 and 1.567 respectively.

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Fig.10: Probability mass function of discrete random variable in case of overpressure

scenario

5.3.2 Model Checking using predictive distributions:

R –Software package is used to plot the normal Q-Q plot of the predictive z-scores in case of

overpressure scenario to check the accuracy of the model. The z-scores are calculated in the

same way as that of overfilling scenario using Equation 6.

-1.5 -1.0 -0.5 0.0 0.5 1.0 1.5

-1.0

-0.5

0.0

0.5

1.0

1.5

Normal Q-Q Plot

Theoretical Quantiles

Sample Q

uan

tiles

Number of Abnormal Events

Den

sity

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Fig. 11: Normal Q-Q plot of abnormal event frequency in case of overpressure scenario

Most of the values are in tandem with the straight line representing the normal distribution.

5.3.3 Estimation of failure probabilities of safety systems:

The failure probabilities of the safety systems concerned with the overpressure scenario are

denoted in the event tree model in Fig. 9. Following the earlier mentioned Bayesian model

the prior failure probabilities are represented by the Beta distribution as in Equation 7. The

generic values are collected and tabulated in Table 3 along with the Beta distribution

parameters.

Asp data is used to update the failure probabilities using the aforementioned procedure with

Equation 9. The variation of posterior failure probabilities of the safety systems is shown in

Fig. 12.

Fig. 12: Posterior failure probabilities of safety systems in case of overpressure scenario

Exp

ecte

d F

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rob

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E[x

s]

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The results show the failure probabilities of the safety systems undergo considerable change

over the observed period. The failure probabilities of safety barriers PT-1 and PSV-1(x5 & x8

respectively) increases slightly in the initial period which shows that they are performing well

at the beginning of operation but towards the later stages shows a steeper rise which indicates

that degradation has set in. The failure probability of PT-2 remains more or less same during

the whole period. The failure probability of pressure valve PV-1, x7, shows maximum

increase. This indicates that more maintenance and possibly an equipment change are

required in this case. It is pertinent to mention here that the pressure valves are critical to the

safe operation of the storage unit and must be sincerely maintained and designed.

5.3.4 Estimation of consequence probabilities.

The consequences resulting from the operation of the safety systems as shown in the event

tree in Figure 9 are C4 (shutdown albeit safe condition) and C5 (critical overpressure

scenario). The consequence probabilities are calculated using Equation 10 .The consequences

of same severity level e.g. in this case 1-C4, 2-C4, 3-C4 and 4-C4 are added together to give

the value of total occurrence probability of consequence C4 in each time period. As the failure

probabilities are updated each year the consequence probabilities also suffer change annually.

The updated consequence probabilities are given in Table 6 and their dynamic nature are

shown in the plots on Figures 13 & 14.

Table 6: Posterior consequence probabilities in case of overpressure scenario

TIME P(C4) P(C5)

0 1 2.15E-07

1 0.9999992 2.22E-07

2 0.9999987 2.31E-07

3 0.9999987 3.01E-07

4 0.9999973 3.44E-07

5 0.9999992 4.75E-07

6 0.9999955 4.99E-07

7 0.9999959 5.44E-07

8 0.9999873 7.04E-07

9 0.9999965 7.53E-07

10 1 9.88E-07

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Fig. 13: Posterior consequence probabilities of type C4

Time

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4

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Fig. 14: Posterior consequence probabilities of type C5

The stableness of performance of majority of the safety systems shown in their posterior

failure probabilities is also conveyed in the consequence analysis over the 10 year period.

The abnormal shut down of the plant though in a safe condition shows high probability at the

beginning which is obvious due to the presence of a number of independent safety barriers.

Though it remains fairly high throughout varying little, it shows quite a drastic fall relatively

in the 8th time interval. A rise again in the following period indicates timely maintenance

work. The critical overpressure scenario C4 plot however rises more or less continuously

throughout the period. The contrasting plots show that though the system is performing well

in avoiding out-of-hand overpressure scenarios, the operators must be wary and should check

the rising occurrence probability of C4.

6. Underpressure scenario and safety systems concerned:

Ammonia storage unit are thin walled shells. So when the tank is subjected to vacuum in

situations of underpressure a potentially catastrophic scenario is created. Underpressure in the

storage tanks may be caused when the outlet flow exceeds the inlet flow or when the

barometric pressure rises abruptly. The present reference tank can withstand a minimum

working pressure of -6.5mbarg.When the pressure inside the tank drops below 60mbarg, the

pressure transmitter PT-2 tries to shut off the refrigerating package which leads to a safe

condition and continued operation. If it fails to do so PT-1 will try to do the same when the

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pressure drops to 30mbarg. The very low pressure switch (PSLL) triggers off at 10 mbarg and

actuates the outlet valve V-1 to close automatically. If it fails to close automatically, the

operator can manually turn it off. The closure of the outlet valve leads to a shutdown in

operations but a safe condition. If however the pressure drops further, the process safety

valve PSV-2 will open at -6.5mbarg to let the tank breathe so that it does not buckle. The

failure of the safety valve leads to a critical tank failure and a severe underpressure scenario.

6.1 Event tree model of underpressure scenario

The construction procedure follows the same method implemented in case of other abnormal

scenarios in earlier sections. The safety system concerned are the pressure transmitters PT-1

and PT-2, very low pressure switch PSLL, the automatic and manual closure of outlet valve

V-2 and the process safety valve PSV-2.

The respective failure probabilities are shown in Table 3 along with failure descriptions and

generic failure rates. The consequences arising are the C6: continued operation, C7: shut down

but safe condition and C8: tank failure and critical underpressure. It is assumed that the failure

of operation of the very low pressure switch inadvertently leads to non-functioning of the

automatic closure of the outlet valve V-1. The failure probabilities considered here are

independent of each other as stated in the earlier sections.

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Fig. 15: Event tree model of underpressure scenario in ammonia storage unit

6.2 Accident Sequence Precursor Data

Similar to the earlier two abnormal events the ASP data for the underpressure scenario is also

collected from the same sources of plant maintenance staff and safety experts. The ASP data

is presented in Table 7.

Table 7: Cumulative form of Accident Precursor Data for underpressure scenario (plant

specific data, safety expert feedback)

TIME 1-C6 2-C6 3-C7 4-C7 5-C7 6-C8 7-C7 8-C7 9-C8

0 0 0 0 0 0 0 0 0 0

1 1 1 0 0 1 0 1 0 0

2 2 1 1 1 1 1 1 0 0

3 2 2 1 1 1 1 2 1 1

4 3 2 2 1 2 2 2 2 1

5 4 3 2 2 4 2 2 2 2

6 4 4 3 2 4 3 3 3 2

7 5 4 3 3 5 3 4 3 3

8 7 5 3 4 5 4 4 4 3

9 8 6 4 4 5 4 5 5 4

10 9 7 5 5 6 5 5 5 4

6.3 Mathematical models:

6.3.1 Rate of occurrence of an abnormal event i.e. underpressure scenario

The total number of abnormal events i.e. events due to underpressure scenarios over the

observed 10 year period is 51. Mathematica 6.0 is used to plot the probability distribution

function of the random variable from Equation 5 per time interval. The mean is equal

to5.67 and standard deviation is equal to 2.51. This compares well with the calculated mean

of 5.1 and standard deviation of 2.15.

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Fig. 16: Probability mass function of discrete random variable in case of underpressure

scenario

6.3.2 Model Checking using predictive distributions:

The predictive z-scores for the underpressure scenario are calculated using the procedure

mentioned in Section 4.3.2 and the mean and standard deviation are calculated to be 0.0026

and 1.36 respectively. The normal Q-Q plot is presented in Figure 17.

Number of Abnormal Events

Den

sity

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-1.5 -1.0 -0.5 0.0 0.5 1.0 1.5

-2-1

01

2

Normal Q-Q Plot

Theoretical Quantiles

Sam

ple Quan

tiles

Fig. 17: Normal Q-Q plot of abnormal event frequency in case of underpressure scenario

Most of the sample quantiles (the circles) are in close proximity to the straight line which

shows good accuracy of the model.

6.3.3 Estimation of failure probabilities of safety systems:

The failure probabilities of the different safety systems are shown in the event tree model in

Figure 15. Their respective values, failure description and the values of the Beta distribution

parameters are given in Table 3. Using the method described in Section 4.3.3 the prior failure

probabilities are updated using the ASP data in Table 7. Figure 18 graphically compares the

variation of failure probabilities of the safety systems concerned with the underpressure

scenario.

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Fig. 18: Posterior failure probabilities of safety systems in case of underpressure scenario

The patterns in Fig. 18 reveal that the failure probabilities x9 and x11 of the safety system PT-

2 and PSLL remain mostly constant and show little fluctuation during the whole period. This

indicates that maintenance work on this equipment have been done regularly and efficiently.

The failure probabilities of automatic and manual closure of outlet valve V-2, x12 and x13,

however increase quite rapidly during this period. The failure probability of the automatic

closure of V-2 especially shows a remarkable and potentially harmful rise. The outlet valve

must be attended to regularly and be properly maintained. The design aspect of the valve

should be assessed and the concerned engineers must become wary of the vulnerability of the

system in case of the abnormal event. The continuous rise of failure probabilities of PT-1 and

PSV-2 indicates that these two safety barriers are also subjected to degradation.

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6.3.4 Estimation of consequence probabilities.

The consequence probabilities of the end states shown in the event tree model in Figure 15

are calculated using Equation 10. The occurrence probabilities are updated as the failure

probabilities of safety systems are updated each year using ASP data. The updated end-state

probabilities are given in Table 8. The variation of the occurrence probabilities over the

period is presented in Figures 19, 20 & 21.

Table 8: Posterior consequence probabilities in case of underpressure scenario

TIME P(C6) P(C7) P(C8)

0 0.99976 2.40E-04 4.21E-08

1 0.999566 4.34E-04 1.73E-07

2 0.999278 7.21E-04 1.45E-06

3 0.998956 1.00E-03 3.70E-06

4 0.998508 1.49E-03 1.01E-05

5 0.998008 1.96E-03 2.72E-05

6 0.997741 2.48E-03 4.39E-05

7 0.996926 3.00E-03 7.02E-05

8 0.996493 3.41E-03 9.97E-05

9 0.995866 4.01E-03 1.28E-04

10 0.995219 4.60E-03 1.78E-04

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Fig. 19: Posterior consequence probabilities of type C6 vs Time

Fig. 20: Posterior consequence probabilities of type C7 vs Time

Time

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6

Time

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7

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Fig. 21: Posterior consequence probabilities of type C8 vs Time

Similar to the previous instance the consequenc probabilities show great variation during the

10 years. The occurrence probability of the continued operation event despite an overpressure

scenario developing though is high all throughout but falls continuously. This shows that

though it is maintained regularly but degradation is setting in which must be addressed to.

The abnormal shut down event (C7) shows a low probability initially but rises continuously

up during the period. The tank failure due to overpressure scenario maintains a constant low

probability in the initial years of observation. But after the 4th time interval it increases many

times through each interval. All these show that the system after performing well in the initial

years of operation is slowly degrading. The rise in shut down and tank failure probability

indicates that designing aspects of the systems must be looked into. This is not unnatural but

must not be neglected so that the abnormal events cannot propagate to an catastrophic

situation.

7. Sensitivity Analysis

The priors of the Beta distribution here are calculated using generic data and historical/expert

knowledge. Such priors are called Informative Priors. But in some cases prior information

Time

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may not be available which prompt the use of non-informative priors. The non-informative

priors are formulated using different approaches.

Sensitivity analysis or Robustness analysis helps to assess the effect of the uncertainty in

input on the output of a mathematical model and to evaluate the effects of various

distributions. Herein sensitivity analysis is carried out by using non-informative priors in the

form of uniform distributions to assess the effect of different distributions.

As demonstrated in Section 4.3.3, the mean of the posterior beta distribution of failure

probability is the weighted average of the prior mean and the data mean. The posterior mean

will generate random values when the value of the prior is not known precisely i.e. in case of

non-informative priors. A non-informative prior gives a posterior mean which is weighted

towards the prior mean thus yielding random results. However, as more data are collected

and the data mean gains more credit, the posterior mean gains convergence.

Fig. 22: Mean posterior probabilities of PT-2 in Overpressure scenario using non-informative

priors

The authors conduct an intuitive study by analysing the Bayesian model using non-

informative priors. The Beta distributions with parameters a=1 and b=1 is taken as non-

informative priors which gives a uniform distribution. The paper would become intractable if

sensitivity analyses of all the results are shown. Hence, the authors take up the case of

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posterior failure probability of pressure transmitter PT-2 in case of an overpressure scenario

as a random example. The variation of failure probability using non-informative priors of the

safety system PT-2 in case of the overpressure scenario is shown in Fig. 22. Comparing with

Fig. 12 where informative priors are used we can see that the variations are higher in the

initial time periods. But as more data are collected the results start converging. This shows

that the posterior functions are more affected by the prior functions during the initial time

intervals which play an important role in risk estimation. It should be noted here that since

the prior parameters are not the same the posterior results differ in the two cases.

8. Conclusion

The study shows the effectiveness of the use of dynamic failure assessment tool in

conducting an failure assessment study of a utility in process industries. The method can be

used to detect the vulnerable areas of a system which helps to prevent escalation of an

abnormal event to a major accident. The dynamics of a plant must always be considered for a

proper safety assessment. Safety analysts and researchers thus are very must interested in

developing methods for assessing dynamic reliability. However, most of these methods

employ complex calculations and require large computational times.

The main motive of the authors is to develop a user friendly and intuitive dynamic failure

assessment methodology. The technique employs simple calculations using plant specific

data and requires nominal computational time. It can however sufficiently adapt to the

changing operating conditions of a process plant. Safety engineers can employ the tool during

their yearly safety reports to identify specific areas which require more checks and repair.

The authors acknowledge the fact that the tool is insufficient to address the design aspects of

the faulty system. It is the first step of a dynamic reliability assessment which can readily

identify the most vulnerable areas of a specific plant. This is of utmost importance during the

preparation of maintenance and safety reports in process plants.

Abnormal events are not as severe as accidents however if proper measures are not taken they

can escalate catastrophic accidents. These events occur regularly at plants but generally go

unreported due to their less-severe nature. Proper documentation of these events in industries

should be encouraged and must be made available to analysts. This data can be used

effectively to carry out operational risk assessment in process industries.

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The authors would like to recommend extending this study by incorporating the human

factors in case of an abnormal event. This will necessitate the incorporation of failure

dependency between the safety systems. Copula Theory can be used to express the joint

probability distributions and Alternative distributions for both the prior and likelihood

functions can also be explored. If the proper loss value for the abnormal events is known then

the risk values can be estimated. Plant specific loss values can be used in safety analysis

analyses to conduct plant specific risk assessment study. The methodology helps to identify

the most vulnerable areas of a process unit. This helps to narrow the domain when conducting

more design specific studies using Dynamic Fault Trees. Qualitative analysis using minimal

cut sets of component failures leading to system failure can be carried out.

Acknowledgment:

This study was supported by Indian Institute of Technology Roorkee, Roorkee INDIA and

MHRD INDIA.

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