DOWNLOAD OUR FREE WFIC EVENT APP USING THE HASHTAG … · 2017-10-26 · 23 – Infront 24 – CLS Group 25 – FISD Professional Certification 1 Deutsche Börse 2 ICAP Information

PRESENTED BY

DOWNLOAD OUR FREE

WFIC EVENT APPHTTPS://EVENTS.BIZZABO.COM/205549/APP

SHARE YOUR PHOTOS AT WFIC USING THE HASHTAG #WFIC17

There’s one clear path to MiFID II compliance.

S051328/8-17

We are the trusted MiFID II data, solutions and services provider.

Tap into the proven, flexible and trusted solutions that have made us a leader in buy-side and sell-side MiFID II compliance. Trusted answers from Thomson Reuters.

mifidii.tr.com

WORLD FINANCIAL INFORMATION CONFERENCE SEPTEMBER 24-27, 2017 BARCELONA, SPAIN

1TABLE OF CONTENTS

Overview

Venue Map & General Information 2

Exhibit Floor Plans 3

Schedule at a Glance 4

Program Information

Session Details 7

Lifetime Achievement Award 19

Speakers 21

Sponsors 39

WFIC WORKING GROUP MEMBERS

Kerry Baker-Relf, Thomson Reuters

Michael Connor, Tower Hill Advisors

Anastasia Dokuchaeva

Elizabeth Freeman, CME

Adam Honore, CME

Kevin Morgan, HSBC

Conor Sheehan, Capital Group Companies

Sallianne Taylor, Bloomberg

Ken WaschPresident, [email protected]+1 202 789 4440

Anika KingDirector, Events & Sponsor [email protected]+1 202 789 4463

Tracey ShumpertDirector, Member [email protected]+1 917 690 0172

Michael Zingali Communications [email protected]+1 202 789 4470

James GeraldEvent [email protected]+1 202 789 4478

FISD Offices1090 Vermont Ave NW Sixth FloorWashington DC 20005-4095Main: 202.289.7442

www.fisd.net

FISD/SIIA STAFF

Tom DavinManaging [email protected]+1 202 789 4465

Nick MerrittProgram [email protected]+1 202 789 4441

David AndersonProgram Director, EuropeFISD/Atradia [email protected]+44(0)20 7989 0112

Scott CooperProgram Director, Asia-Pac Saquish [email protected]

Hope WilkesProgram Manager, Professional [email protected]+1 202 789 4492

FINANCIAL INFORMATION SERVICES ASSOCIATION OF SIIA 1090 VERMONT AVE NW WASHINGTON, DC 20005 WWW.FISD.NET

2 HOTEL MAP & GENERAL INFORMATION

Hotel Event Locations ` All conference sessions will be held at Palau Conference Center

` Lunches will be held in the Salon Jardin/Green Salon Jardin

` Lifetime Achievement Award Dinner will be held in the pool area/Salon Piscina of the Fairmont Hotel. This is a ticketed event.

Offsite Events

Networking Dinner at Casa Llotja de Mar – Tuesday, September 26 (ticketed event)

Sponsored by Deutsche Börse Group

` 5:45PM – Meet in lobby of Fairmont Rey Juan Carlos I Hotel

` 6:00PM – Depart for Casa Llotja de Mar

` 10:00 – 11:00PM – Buses begin to depart for return to hotel – buses depart every 15-30 minutes or as they fill up

Farewell Networking Reception – Wednesday, September 27Location: Passeig marítim de la Barceloneta, 34, 08003 Barcelona

` 12:30PM – Meet in lobby of Fairmont Rey Juan Carlos I Hotel

` 12:45PM – Depart for Opium

` 1:00PM – 4:00PM – Networking Reception

` 4:00PM – Buses depart for return to hotel

Registration Hours & Exhibit HoursSunday, September 24 1:00 pm – 8:00 pmMonday, September 25 7:30 am – 5:00 pmTuesday, September 26 7:30 am – 5:00 pm Wednesday, September 27 7:30 am – 12:00 pm

Meeting AttirePlease wear your badge at all times, its serves as entryto the conference sessions and all meal events. As acourtesy to our speakers and your fellow attendees,please turn off your mobile phones while in sessions.

The dress code is business casual for the meeting sessions. Semi Formal attire is suggested for the Lifetime Achievement Award Banquet being held on-site at the conference hotel – Fairmont Rey Juan Carlos I on Monday and the Networking Dinner at Casa Llotja de Mar on Tuesday. Casual attire is suggested for the Farewell Networking Reception on Wednesday.

Event AppDownload the WFIC app to access the agenda, check out the speakers, connect with attendees, and discover all the features of the event available to you.

Download at: https://events.bizzabo.com/205549/app or via QR code provided


3EXHIBIT FLOOR PLAN

1 – Deutsche Börse Group2 – ICAP Information3 – S&P Dow Jones Indices4 – Thomson Reuters5 – Bloomberg 6 – ICE Data Services 7 – CUSIP Global Services8 – S&P Global Market Intelligence9 – SmartStream

10 – COLT 11 – FENICS Market Data12 – CME Group13 – Vela 14 – TickSmith 15 – Global Financial Data16 – Xignite 17 – FactSet18 – CJC Ltd.

19 – Nasdaq20 – Acquire Media21 – IPC Systems, Inc.22 – ChartIQ 23 – Infront 24 – CLS Group25 – FISD Professional Certification

1Deutsche Börse

2ICAP

Information

3S&P

Dow JonesIndices

4Thomson Reuters

5Bloomberg

6ICE DataServices

7CUSIPGlobal

Services

8S&P

Global Market Intelligence

9Smart-Stream

10Colt

11FENICS

12CME Group

13Vela

TradingTech

14TickSmith

Corp

15Global

FinancialData

16Xignite

17FactSet

18CJC Ltd

19Nasdaq

20AcquireMedia

21IPC

Systems

22ChartIQ

23InFront

24CLS

Group

FISD25

Expo

Ent

ranc

eG

ener

alSe

ssio

nRo

om

Freight Elevator

WFIC 2017 Expo

Emer

genc

y Ex

itEm

erge

ncy

Exit

Catering Catering

Catering Catering


4 SCHEDULE AT A GLANCE

SATURDAY, SEPTEMBER 23

8:45 a.m. - 4:30 p.m. Montserrat Mountain & Codorniu (Cava) Tour

SUNDAY, SEPTEMBER 24

7:00 a.m. - 4:00 p.m. Club de Golf BarcelonaMarket Data Cup Golf TournamentSponsored by Tullett Prebon Information

11:30 a.m. – 2:00 p.m. Club de Golf BarcelonaGolf ClinicSponsored by Tullett Prebon Information

9:45 a.m. - 2:30 p.m. Barcelona City Tour

4:30 p.m. - 6:00 p.m. — Exhibit Area/Multipurpose RoomSponsor & Customer Only Cocktail Party

6:00 p.m. - 8:00 p.m. — Exhibit Area/Multipurpose RoomWelcome Reception Sponsored by Thomson Reuters

MONDAY, SEPTEMBER 25

8:50 a.m. - 8:55 a.m. — FoyerOpening RemarksTom Davin, FIA, Managing Director, FISD

8:55 a.m. - 9:00 a.m. — H3/JWelcome and Introduction of Keynote

9:00 a.m. - 9:30 a.m. — H3/JKeynoteLynn Martin, President & COO, ICE Data Services

9:30 a.m. - 10:25 a.m. — H3/JSetting the Stage: Data Consumers Lay Out Three Major Challenges

10:25 a.m. - 10:55 a.m. — Exhibit Area/Multipurpose RoomBreakSponsored by the Association of National Numbering Agencies SCRL (ANNA)

10:55 a.m. - 11:15 p.m. — H3/JStandards: Evolving for Future Generations

11:15 a.m. - 12:00 p.m. — H3/JMiFID II Readiness, An Industry Checklist

12:00 p.m. - 12:45 p.m. — H3/JWho’s Afraid of Data Management?

12:45 p.m. - 2:00 p.m. — Salon Jardin/Green Salon JardinLunchSponsored by S&P GMI and CUSIP Global Services

2:00 p.m. - 3:20 p.m.Constituent Groups (invitation only)

` Consumers — Salon A ` Exchanges — H2 ` Data Vendors — B1/2/3

Consultant Roundup — H3/J ` 2:20 p.m. - McKinsey & Company: Capital

Markets Infrastructure, An Industry Embracing Data & Advanced Analytics

` 2:50 p.m. - Burton-Taylor International Consulting: Market Data Industry Statistics and Survey Results

3:20 p.m. - 3:35 p.m.— Exhibit Area/Multipurpose RoomBreakSponsored by the Association of National Numbering Agencies SCRL (ANNA)

3:30 p.m. - 5:00 p.m. Technology Forum — H1Sponsored by Colt

` 3:35 p.m. - Clouding the Issue ` 4:20 p.m. - Next Gen Distribution Platforms

Panel Discussions — H3/J

` 3:35 p.m. - Creating and Capturing Value: Content Provider Perspectives

` 4:20 p.m. - Data Provider Policies & Licensing Best Practices: Consumers Accentuate the Positive

6:00 p.m. - 10:00 p.m. Lifetime Achievement Award DinnerSponsored by FENICS and Bloomberg

` 6:00 p.m. - Reception — Green Salon Jardin ` 6:45 p.m. - Dinner — Pool Area/Salon Piscina


5SCHEDULE AT A GLANCE

TUESDAY, SEPTEMBER 26

8:50 a.m. - 8:55 a.m. — H3/JOpening RemarksTom Davin, FIA, Managing Director, FISD

8:55 a.m. - 9:00 a.m. — H3/JWelcome and Introduction of KeynoteDebra Walton, Global Managing Director, Customer

Proposition, Financial & Risk, Thomson Reuters

9:00 a.m. - 9:30 a.m. — H3/JKeynoteDr. Kay Swinburne, MEP, Vice Chairman

of Economic and Monetary Affairs Committee, European Parliament

9:30 a.m. - 9:50 a.m. — H3/JIntroduction to Alternative Data Sets

9:50 a.m. - 10:35 a.m. — H3/JDoing Well by Doing Good: The Rise of Environmental, Social and Governance (ESG) Data

10:35 a.m. - 11:00 a.m. —Exhibit Area/Multipurpose RoomBreakSponsored by the Association of National Numbering Agencies SCRL (ANNA)

11:00 a.m. - 11:30 a.m. —H3/JSmart Data

11:30 a.m. - 12:15 p.m. — H3/JHow Commodities Data Became Cool

12:15 p.m. - 1:00 p.m. — H3/JSocial Media Grows Up

1:00 p.m. - 2:25 p.m. ` Main Lunch — Salon Jardin/Green Salon Jardin Sponsored by Activ and CJC Ltd.

` Workshop Luncheon for Consumers — Salon A

2:25 p.m. - 3:55 p.m.Panel Discussions — H3/J

` 2:25 p.m. - The Rise in Passive Investing - Causes, Consequences and Choices

` 3:10 p.m. - The Changing State of Messaging

Roundtables — H1 ` Roundtable #1: Addressing The Regulatory

Challenge: MiFID II, FRTB, Basel & GDPR ` Roundtable #2: A Crystal Ball Prediction:

What’s Hot and What’s Not ` Roundtable #3: Buy-Side Bonanza:? Exploring

the Unique Concerns of Buy-Side Firms ` Roundtable #4: Industry Challenges #1 ` Roundtable #5: Industry Challenges #2 ` Roundtable #6: Industry Challenges #3 ` Roundtable #7: MiFID II Entity and

Instrument Identifier Challenges ` Roundtable #8: Meeting the Challenge of

Exchange and Vendor Policy Changes ` Roundtable #9: MiFID II: Adoption, Implementation

& Readiness in using ISO Standards ` Roundtable #10: Sum of Multiple Parts or

One Stop Shop - The Buyer’s Dilemma? ` Roundtable #11: What Will Market

Data Managers Need from the Market Data Ecosystem…Tomorrow?

3:55 p.m. - 4:10 p.m. — Exhibit Area/Multipurpose RoomBreakSponsored by the Association of National Numbering Agencies SCRL (ANNA)

4:10 p.m. - 5:00 p.m. — H3/JBest Hires Equal Best Results: The Financial Information Industry Needs Women Too

6:00 p.m. - 11:00 p.m. — Meet in Fairmont Lobby at 5:45 PMOff-Site Dinner EventSponsored by Deutsche Börse Group

WEDNESDAY, SEPTEMBER 27


8:55 a.m. - 9:00 a.m. — H3/JWelcome and Introduction of KeynoteKevin Morgan, Head of Market Data, HSBC

9:00 a.m. - 9:30 a.m. — H3/JKeynoteCraig Knight, PhD MSc CPsychol HCPC

HRF (Exon) BSCAH, Founder and Director, Haddleton Knight Limited

9:30 a.m. - 10:30 a.m. — H3/JVendors and Data Providers Rise to the Occasion


11:00 a.m. - 11:45 a.m. — H3/JMachine Learning with New and Old Data

11:45 a.m. - 12:30 p.m. — H3/JDivining the Future of FinTech

12:45 p.m. - 4:00 p.m. — Meet in Fairmont LobbyFarewell Networking ReceptionSponsored by CME Group

Bloomberg gives influential decision makers a critical edge by delivering insight into local and global companies, industries and markets. Through the Bloomberg Terminal® with real-time data, news and analytics, the world’s leading financial and business professionals can make quick, informed decisions and take advantage of opportunities across global markets.

For more information or a customized demonstration, contact a Bloomberg sales representative.

bloomberg.com/terminal

The truth in red & green.

©2017 Bloomberg L.P. S804529025 0817


7SESSION DESCRIPTIONS

SATURDAY, SEPTEMBER 23

8:45 a.m. - 4:30 p.m. Montserrat Mountain & Codorniu (Cava) Tour

SUNDAY, SEPTEMBER 24

7:00 a.m. - 4:00 p.m. — Club de Golf BarcelonaMarket Data Cup Golf TournamentSponsored by Tullett Prebon Information

11:30 a.m. – 2:00 p.m. — Club de Golf BarcelonaGolf ClinicSponsored by Tullett Prebon Information

9:45 a.m. - 2:30 p.m. Barcelona City Tour

4:30 p.m. - 6:00 p.m. — Exhibit Area/Multipurpose RoomSponsor & Customer Only Cocktail Party

6:00 p.m. - 8:00 p.m. —Exhibit Area/Multipurpose RoomWelcome Reception Sponsored by Thomson Reuters

MONDAY, SEPTEMBER 25


8:55 a.m. - 9:00 a.m. — H3/JWelcome and Introduction of Keynote

9:00 a.m. - 9:30 a.m. — H3/JKeynoteLynn Martin, President & COO, ICE Data Services

Lynn Martin will discuss key trends, regulatory drivers and business opportunities in the global market data business.

9:30 a.m. - 10:25 a.m. — H3/JSetting the Stage: Data Consumers Lay Out Three Major ChallengesWFIC will lead off with the consumers of financial data outlining the three themes that they would like to address during WFIC, and challenging the delegates and the industry to work with them on these issues. In this session, we will get unvarnished perspectives from senior financial data executives at leading banks and buy-side firms on concerns they have with their suppliers, downstream customers, and the overall regulatory and economic environment. The themes raised in this session will resonate throughout the three days of WFIC programming as they are addressed at breakout roundtables on Day 2 and by senior executives from vendors and exchanges as the capstone of Day 3.

MODERATOR:Marc McLaughlin, CEO & Business Designer, Do Tank

PANELISTS:Ken Brady, Global Head of Market Data, Morgan StanleyJohn Chappell, EMEA Market Data Services, Goldman SachsMarcy Pike, FIA, (Invited) Senior Vice President, Market Data, Fidelity InvestmentsAlan Ross, Global Head of Market Data Services , UBSDorthe Jul Vindal, Market Data Manager, Danske Bank


10:55 a.m. - 11:15 p.m. — H3/JStandards: Evolving for Future Generations

This presentation will cover the origins, growth and development of financial services standards such as ISO standards ISIN, CFI and FISN. Join to learn about industry contributions on standards development with respect to fitness for purpose, regulatory adoption and likely evolution.

PRESENTER:Emma Kalliomaki, Managing Director, Association of

National Numbering Agencies scrl.


8

11:15 a.m. - 12:00 p.m. — H3/JMiFID II Readiness, An Industry ChecklistAs the January 2018 deadline is fast approaching, this session will take a look at the steps towards MiFID II compliance. What have various sectors of the industry had to do to prepare? What implications does MiFID II have on non-EU firms? MiFID II seeks to improve investor protections through better transparency and corporate governance, as well as research unbundling, best execution guidelines and transaction reporting. This session will focus on the standards being developed to respond to the mandate and the challenges to managing reference data in the new environment.

MODERATOR:Anastasia Dokuchaeva, CEO, AD Consulting

PANELISTS:Chris Johnson, Senior Product Manager, Market Data, HSBC Securities ServicesJohn Mason, Head of Regulatory and Market Structure Propositions, Thomson ReutersScott Preiss, Managing Director, Global Head of CUSIP

Global Services, CUSIP Global ServicesMatt Woodhams, Ph.D., Head of eCommerce, GFI Group for FENICS Market DataRichard Young, Industry and Regulatory Strategy, Bloomberg Global Data

12:00 p.m. - 12:45 p.m. — H3/JWho’s Afraid of Data Management?‘Data Management’ as a broad idea, couldn’t be simpler. It’s the administrative process by which required information is acquired, validated, stored, protected, and processed, and by which its accessibility, reliability, and timeliness is ensured to satisfy the needs of the data users. That being said, perhaps the biggest challenge is what to do if the data you are managing is incomplete, inconsistent, late, unavailable from the normal sources, etc. How do you resolve these conflicts? How do you source data to fill gaps? How do you structure the data when all of the sources publish with different standards? Who does the regulator hold responsible if the data you are sourcing is wrong? … Suddenly things are not quite so ‘simple’.

MODERATOR:Dennis Slattery, CEO, EDM Works

PANELISTS:David Coluccio, VP Head of Enterprise Solutions, S&P Global Market IntelligenceAndrew Delaney, President & Chief Content Officer , A-Team GroupPeter Moss , CEO, SmartStream RDUKen Zockoll, Senior Vice President, Symbology & Reference Data,

FactSet Research Systems, Inc.

12:45 p.m. - 2:00 p.m. — Salon Jardin/Green Solon JardinLunchSponsored by S&P GMI and CUSIP Global Services

CONSULTANT ROUNDUP

2:20 p.m. - 2:50 p.m. — H3/J McKinsey & Company: Capital Markets Infrastructure, An Industry Embracing Data & Advanced AnalyticsThis presentation will provide an overview on current trends in the global Capital Markets Infrastructure industry and track likely future performance as well as the most significant challenges industry players are currently facing. They will consider possible sources of for future growth along and beyond the industry value chain and put a special emphasis on opportunities in the data & advanced analytics space that are relevant for exchange groups, information services providers, and other capital markets infrastructure providers.

PRESENTERS:Rushabh Kapashi, Co-Leader, Global Exchanges and Capital

Markets Infrastructure Practice, McKinsey & CompanyAndreas Waschto, Associate Partner, McKinsey & Company

SESSION DESCRIPTIONS

FISD CONSTITUENT GROUPS BY INVITATION ONLY

The FISD constituency group sessions provide a unique opportunity to candidly address market data business issues and practices with your colleagues from firms in your same industry segment. Separate sessions will be held for exchanges, consumers, and data vendors. These sessions are by invitation only.

2:00 p.m. - 3:20 p.m.

Exchanges — H2 Vendors— B1/2/3 Consumers — Salon A



TECHNOLOGY FORUMSPONSORED BY COLT

3:35 p.m. - 4:20 p.m. — H1Clouding the IssueCloud adoption has been driven by a variety of factors: cost pressures, the explosion of regulatory requirements, macroeconomic uncertainty and fintech innovation. Now that it’s here, how should it be used? Issues to be covered will include:

` Consumers and their specific interest in the cloud (buy vs. sell side)

` What kinds of data belong in the cloud? How does cloud usage change market data management?

` Connectivity and kinds of connections

` Cloud ecosystem, nex gen extranet and using a cloud of clouds

MODERATOR:Ganesh Iyer, CAIA, FIA, Director, Global Marketing, IPC

PANELISTS:Joshua Carroll , Global Head of Market Data Operations

& Engineering, RBC Capital MarketsAndrew Housden, Vice President Capital Markets, Colt Technology ServicesLauren Kline, Vice President, Senior Strategist Content

& Technology Solutions, FactSetPeter Williams, FIA, Senior Technical Director, CJC

4:20 p.m. - 5:00 p.m. — H1Next Gen Distribution PlatformsWhat are the new mechanisms for distributing data around the world? Global software defined network providers are pushing into spaces currently held by familiar connectivity providers. Online data marketplaces are developing to distribute content and creating new content models along the way. Concepts to be discussed include ‘renting’ data and providing more granular distribution pricing models, current models and options available for content providers and opportunity vs. regulatory constraints.

MODERATOR:Michael Cooper, CTO, BT Radianz, Global Banking and Financial Markets, BT

PANELISTS:Oliver Albers, Senior Managing Director, Market Data Distribution, NasdaqStephane Dubois, CEO, XigniteMike Dunne, Chief Technology Officer, Activ FinancialRob Lane, Global Head of Sales & Marketing, VelaRobert Tommaselli, Global Lead Architect Market Data

Operations and Engineering , RBC Capital Markets

(CONSULTANT ROUNDUP, CONTINUED)

2:50 p.m. - 3:20 p.m. — H3/J Burton-Taylor International Consulting: Market Data Industry Statistics and Survey ResultsBurton-Taylor surveyed 93 global market data or news vendor executives, industry analysts, users and consultants, asking them to forecast 2017 and 2018 organic growth in spend by individual market data user segments, by individual regions and for individual product types. The results, to be discussed in this presentation, show a clear “demand compass” for users (from hedge funds to risk managers), for regions (from East to West) and for products (from desktops to datafeeds).

PRESENTER:Douglas B. Taylor, Founder & Managing Partner, Burton-

Taylor International Consulting LLC


30 OFFICESOPERATING IN OVER 18 COUNTRIES

200+ ASSETSPRICED & TRADED GLOBALLY

MULTIPLE SOURCESVOICE, ELECTRONIC & HYBRID

ONE DATA SOLUTION FOR A GLOBAL MARKETPLACE.FENICS Market Data is a leading provider of real-time, tradeable, indicative, end-of-day, and historical OTC market data. Our data is sourced directly from the voice and electronic trading systems, and pricing analytics of the global brokerage operations of Amerex, BGC, BGC Liquidez, CCT BGC, Freedom, GFI, MINT, Perimeter, Sunrise Brokers, Remate and RP Martin, providing a comprehensive solution for independent and verifiable OTC pricing.

© 2017 BGC Partners, Inc. BGC is a registered trademark of BGC Partners, Inc. or its affiliates in the U.S. and/or other countries. Fenics and Fenics.com are trademarks/service marks or registered trademarks service marks of Fenics Software Inc. or its affiliates in the U.S. and/or other countries. GFI is a registered trademark of GFI Group Inc. or its affiliates in the U.S. and/or other countries. MINT is a registered trademark of BGC Brokers LP or its affiliates in the U.S. and/or other countries. Remate is a trademark of Remate Lince, S.A.P.I. de C.V.(Mexico) or its affiliates in the U.S. and/or other countries. BGC Liquidez is a trademark of BGC Partners, L.P. or its affiliates in the U.S. and/or other countries. Entities within the BGC Partners, Inc. group are registered as applicable. For regulatory disclosures and disclaimers please visit: www.bgcpartners.com/bgc/global-businesses/

www.FENICS.com/market-data | [email protected]



6:00 p.m. - 10:00 p.m. Lifetime Achievement Award DinnerSponsored by FENICS and Bloomberg

` 6:00 p.m. - Reception — Green Salon Jardin ` 6:45 p.m. - Dinner — Pool Area/Salon Piscina

TUESDAY, SEPTEMBER 26


8:55 a.m. - 9:00 a.m. — H3/JWelcome and Introduction of KeynoteDebra Walton, Global Managing Director, Customer

Proposition, Financial & Risk, Thomson Reuters

9:00 a.m. - 9:30 a.m. — H3/JKeynoteDr. Kay Swinburne will discuss Brexit and its likely impacts. Dr. Kay Swinburne, MEP, Vice Chairman of Economic and

Monetary Affairs Committee, European Parliament

9:30 a.m. - 9:50 a.m. — H3/JIntroduction to Alternative Data SetsThis primer on alternative data will give a basic overview of the topic and kick off a full morning of discussions on social media, ESG and alternative commodities data. Basic questions to be answered will include: Why is alternative data “alternative”? How do you find it? How should it be valued, priced and sold? What are the distribution mechanisms? Are intermediaries necessary or is raw data consumable? How developed is the alternative data industry and what are some relevant sample cases?

PRESENTER:Dan Connell, Managing Director, Greenwich Associates

PANEL DISCUSSIONS

3:35 p.m. - 4:20 p.m. — H3/JCreating and Capturing Value: Content Provider PerspectivesThe creators and owners of original content are constantly seeking ways to add value to their products. A parallel challenge is to develop and maintain forward-looking data policies and licenses that capture value from present day data uses and anticipate changes in the future. In this session, data providers will discuss how they add value to existing products and develop new ones, and how they determine proper commercial terms and packaging for new and enhanced products. The panelists will discuss the opportunities that they see for their products and services and the commercial factors that they consider when deciding what to build and what to charge for it. Themes that will be considered include the impact of technology, the regulatory landscape (both how it creates product opportunities and affects data providers commercial practices), and the business challenges and opportunities around delayed data (e.g. CFD traders and EOD valuation tools), as well as what ultimately counts as a licensable action.

MODERATOR:Andrew Miller, FIA, Consultant, Net Effect Ltd.

PANELISTS:Kevin Carrai, VP, Market Data and Access Services, BATSJeff Kimsey, Vice President and Head of Global Product Management, NasdaqMichael Morris, Head of Partnerships, FENICS Market DataMike Salk, Managing Director, Content Distribution, Moody’s Analytics

4:20 p.m. - 5:00 p.m. — H3/JData Provider Policies & Licensing Best Practices: Consumers Accentuate the PositiveIn this session, executives from a variety of consumer firms will identify the most promising developments in market data policies and licensing, and offer their thoughts on where the industry should be moving. The panelists will share their perspectives on innovative and forward thinking licensing models. We will identify data providers’ “greatest hits” – policy approaches that are clear, easy to administer and consistent with the provider’s interests. There won’t be griping about the past or present; it’s all about where can we go to a better future. The speakers will discuss the changes and developments in data licensing and policies that have (and would) benefit all parties and how better policies drive lower costs of administration and improved ability to assure compliant usage.

PANELISTS:Manon Amyot-Lake, FIA, Global Head, Market Data Solutions,

RBC Capital MarketsEdmund Flynn, FIA, Executive Director, Morgan StanleyBill Lee, FIA, Senior Market Data Advisor, Interactive Brokers


12

9:50 a.m. - 10:35 a.m. — H3/JDoing Well by Doing Good: The Rise of Environmental, Social and Governance (ESG) DataAt first glance ESG appears to be the most crunchy-granola of topics, but involved consumers and providers are becoming finely attuned to real market forces currently affecting business decisions. This exploration will begin with a short explanation of the definition of ESG and how it is utilized, including the source and nature of the demand, and how data is gathered, tracked, measured and audited. The panel will then delve into the kinds of standards that are emerging and who is supporting them as well as who is not. Finally, the discussion will coalesce around the question of whether ESG has legs for the long haul. Certain global sectors are retreating from the environmental and social standards that underpin ESG data, while others are participating in hitherto unseen investment activism. Which view will prevail and where does that leave ESG?

MODERATOR:Sallianne Taylor, Global Manager, Market Structure and

Strategic Alliances, Bloomberg L.P.

PANELISTS:Dr. Chris Godfrey , Lecturer, Alliance Manchester

Business School (Manchester University)Piet Klop, Senior Advisor Responsible Investment, PGGMElena Philipova, Head of Company Content Management, I&A, Thomson ReutersConor Sheehan, Market Data Regional Manager, Capital Group Research Inc

10:35 a.m. - 11:00 a.m. — Exhibit AreaBreakSponsored by the Association of National Numbering Agencies SCRL (ANNA)

11:00 a.m. - 11:30 a.m. — H3/JSmart Data

PRESENTER:Dr. Hartmut Graf, Executive Director, Head of Data Services; Deputy

Head of Market Data + Services, Deutsche Boerse Group


11:30 a.m. - 12:15 p.m. — H3/JHow Commodities Data Became CoolSatellite imagery, sensors on farming equipment and clandestine flights over oil wells are playing their part in exposing the notoriously secretive commodities industry to something like transparency. As data collection technology is allowing more measurements through more devices than ever before, the breadth of available data is growing too. This panel session will delve into areas of growth, unique problems around data ownership, untapped sources and the future of analytics and access.

MODERATOR:Morgan Downey, CEO, Money.net

PANELISTS:Deirdre Alphenaar, Ph.D., Chief R&D Officer, GenscapeOllie Cadman, Head of Product & Strategy, EMEA, VelaMartin Finniss, Global Head of Market Data, Macquarie GroupBryan Yates, Director of Sales - EMEA, Orbital Insight

12:15 p.m. - 1:00 p.m. — H3/JSocial Media Grows UpThe use of social media in the financial markets is now expected as de rigueur, but how exactly does that work? This panel will cover a number of case studies including more avant-garde and traditional use-cases, as well as emerging services and technologies. Some challenges of social media are uniquely puzzling; for example, how should the industry handle a senior politician’s twitter feed and the rise of ‘fake news’? Also, who filters the filterers when it comes to ingesting raw feeds vs. refined and filtered content? Finally, how can you understand social media if you’re not a millennial?

MODERATOR:Stephen W. Morse, Consultant Advisor, Neudata

PANELISTS:Peter Bailey, Chief Strategy Officer , DataminrWachi Bandara, Chief Research Officer, Pluribus LabsCharles Farara, Application Specialist, News, BloombergJared Podnos, Global Head of Financial Data Partnerships , Twitter

1:00 p.m. - 2:25 p.m. ` Main Lunch — Salon Jardin/Green Salon Jardin Sponsored by Activ and CJC Ltd

` Workshop Luncheon for Consumers — Salon A



ROUNDTABLES — H1

Roundtable #1: Addressing The Regulatory Challenge: MiFID II, FRTB, Basel & GDPRMammoth regulatory changes will impact both financial institutions and corporations in the next 24 months. They are a far broader and go much deeper than previous iterations or related regulatory requirements. MiFID II alone is redrawing the financial services eco-system in Europe and touching practitioners around the globe. FRTB has been adopted globally and requires the use of advanced data modeling, processing, and mapping processes and systems in order to comply. Furthermore FRTB is reliant on key MiFID II data outputs and ties directly to Basel and inter-related capital allocation restrictions. GDPR will impact every firm around the globe, whether they like it or not. In this round table we will discuss and debate the challenges that practitioners face, what they need to do, their data needs, and what the best practices look like.

FACILITATOR:John Mason, Head of Regulatory and Market Structure

Propositions, Thomson Reuters

Roundtable #2: A Crystal Ball Prediction: What’s Hot and What’s NotAs time progresses, your analytical, risk management, concordance, and regulatory needs evolve. Yet, you are still expected to uncover meaningful insight that will drive alpha discovery every day. Join this roundtable to debate data management trends, and predict which trends will (and which trends will not) continue into the future. How will financial content be produced? How will it be obtained? How will it be analyzed? Moreover, how will it be integrated with existing content and exploited to drive alpha opportunities?

Roundtable #3: Buy-Side Bonanza: Exploring the Unique Concerns of Buy-Side FirmsNote: This discussion is only intended for consumer members of buy-side firms. The topics to be covered will include a wide variety of buy-side interests including: buy-side specific provider models, sound data practices, MIFID II from a buy-side perspective, how to get senior leadership buy-in, doing more with a small staff and other ad hoc concerns.

FACILITATOR:Tracey Shumpert, FIA, Director, Member Relations, FISD

Roundtables #4-6: Industry Challenges Topics TBD (On September 25!)These roundtables will explore the three major challenges identified by consumer executives in Monday morning’s opening panel. Senior execs from Monday’s consumer panel and Wednesday’s vendor/exchange panel will join.

Roundtable #7: MiFID II Entity and Instrument Identifier ChallengesA discussion around the instrument identifier debate

FACILITATOR:Richard Young, Industry and Regulatory Strategy, Bloomberg Global Data

Roundtable #8: Meeting the Challenge of Exchange and Vendor Policy ChangesJoin a discussion on how to overcome the challenges associated with the complexity and financial impact of vendor and exchange policy changes, as well as the most effective industry best practices to manage and integrate them into market data consumer environments.

FACILITATOR:Michelle Ansell, Managing Director - CJC Commercial Management, CJC

Roundtable #9: MiFID II ? Adoption, Implementation & Readiness in using ISO StandardsEuropean Regulators are mandating the use of ISIN, CFI, FISN & LEI for regulatory reporting, including for OTC derivatives. This roundtable will discuss overcoming the hurdles of adoption, implementation, and readiness of these ISO standards.

FACILITATORS:Emma Kalliomaki, Managing Director, Association of

National Numbering Agencies scrl.Dan Kuhnel, ANNA Chairman & Director of Primary

Markets, Euroclear Bank Hong Kong

Roundtable #10: Sum of Multiple Parts or One Stop Shop - The Buyer’s Dilemma?With an increasing choice of niche analytics providers, big data solutions, cloud providers, connectivity providers, managed services, and data sources, how can consumers ensure best of breed product and achieve painless delivery? Or is it easier to stick with the tried and trusted one stop shop?

FACILITATOR:Ben Collins, Global Head of Sales, Activ Financial

Roundtable #11: What Will Market Data Managers Need from the Market Data Ecosystem…Tomorrow?First, the digital revolution drove the dissemination of streaming prices to screens, which led to data feeds distributing data to multiple applications. As regulations increase cost challenges, and market participants look for efficiencies and flexibility in data delivery, we will discuss the Market Data Delivery Paradigm, and whether we’re ready for a next generation cloud distribution model to solve the rising demand for historical data services.

FACILITATORS:Jonathan Reeve, Global Head of Connectivity & Feeds, ICE Data Services Emma Wheeler, Director, Connectivity & Feeds EMEA, ICE Data Services


14


4:10 p.m. - 5:00 p.m. — H3/JBest Hires Equal Best Results: The Financial Information Industry Needs Women TooIt is now widely understood that organizations with a higher percentage of female participation, especially at executive levels, perform better than those that are singularly male, and yet financial services on the whole continues to lag behind stated diversity goals. In this panel, leading women in financial information and their supporters will shed light on some of the invisible barriers that tend to hold women back, how they overcame them and why both men as well as women should be paying attention to this issue.

MODERATOR:Angela Wilbraham, CEO, A Team Group

PRESENTERS:Tim Baker, CFA, Global Head of Innovation , Thomson ReutersLinda G. Clarkson, VP, Director News, Research, Filings & Transcripts, FactSetBonnie Eshel, Global Head of Content Strategy & Acquisition, ICE Data ServicesSallianne Taylor, Global Manager, Market Structure and

Strategic Alliances, Bloomberg L.P.Christina Young, Specialist Leader, Technology and Financial Services,

Deloitte Consulting

7:00 p.m. - 11:00 p.m. — Meet in Fairmont Lobby at 5:45 p.m.Off-Site Dinner Event at Casa Llotja de MarSponsored by Deutsche Börse Group

This event includes transportation, a reception, dinner and entertainment. Suggested dress code is semi-formal.

PANEL DISCUSSIONS

2:25 p.m. - 3:10 p.m. — H3/JThe Rise in Passive Investing - Causes, Consequences and ChoicesThe past several years have seen a significant shift of assets from actively managed accounts into passive management. This session addresses the factors leading to this sea-change. Topics on the menu will include the desire for lower fees and costs, a sharp increase in the usage of robo-advising, and a number of new options for passive investors such as smart beta strategies that have democratized investing opportunities, as well as and advancements in fintech and machine learning that permit dynamic adjustments to fund composition.

Panelists will opine on the creation of new indices and ETFs as well as the rising demand in financial literacy among the investing public.

MODERATOR:Michael Connor, Principal, Tower Hill Advisors

PANELISTS:Jamie Farmer, Managing Director, Index Investment Strategy,

S&P Dow Jones IndicesJan-Carl Plaage, Managing Director - Head of Research, STOXX, Ltd.Claudio Salinardi, Managing Director, Pricing Reference

Data, EMEA, ICE Data Services

3:10 p.m. - 3:55 p.m. — H3/JThe Changing State of MessagingThe data vendor-based chat platform has long been the standard for messaging technology, but that may be shifting dramatically. There are new entrants, players abandoning the field entirely and other market data vendors exploring new ways of communication as well as data distribution which weren’t possible in the past.

MODERATOR:Barry Raskin, FIA, Managing Director, Jordan & Jordan

PANELISTS:Vinesh Hirani, Executive Director, UBS Investment BankSteve Moreton, FIA, Senior Technical Director, CJC LtdMichael O’Byrne, MD Institutional Equities Division, Morgan Stanley




WEDNESDAY, SEPTEMBER 27


8:55 a.m. - 9:00 a.m. — H3/JWelcome and Introduction of KeynoteKevin Morgan, Head of Market Data, HSBC

9:00 a.m. - 9:30 a.m. — H3/JKeynoteDr. Craig Knight will address the latest developments in organizational science which seem to point to an imminent fork in the managerial road. One way leads to a jammed superhighway and more anemic consultancy rhetoric, the other is a confronting switchback where it should be possible to realize extraordinary personal and organizational benefits. Craig Knight, PhD MSc CPsychol HCPC HRF (Exon) BSCAH,

Founder and Director, Haddleton Knight Limited

9:30 a.m. - 10:30 a.m. — H3/JVendors and Data Providers Rise to the OccasionSenior executives from major vendors, exchanges, and data providers will discuss how they are seeking to better serve their customers’ needs, and will respond specifically to the “three challenges” raised by the consumer panel on Day 1 and elucidated at the roundtables on Day 2. The emphasis will be on how these firms are working, and plan to work, with their clients to address the issues posed by the current environment.

MODERATOR:Marc McLaughlin, CEO & Business Designer, Do Tank

PANELISTS:Ed Addvensky, Senior Director - Americas Sales, ICE Data ServicesFrank Desmond, CEO, Data & Analytics Division, TP ICAPJulie Menacho, Executive Director, Global Head of

Market Technology Services, CME GroupFrank Piasecki, President, Activ FinancialDebra Walton, Global Managing Director, Customer

Proposition, Financial & Risk, Thomson Reuterss


11:00 a.m. - 11:45 a.m. — H3/JMachine Learning with New and Old DataWhether data is traditionally or alternatively sourced, the steps to make it consumable remain the same: normalization, valuation, determining units of count, storage, distribution and access. The growth of artificial intelligence/machine learning and other emerging technologies may offer additional challenges at points within the management process. This session is about getting data ready for the breadth of new technology available, who worries about it, what they have to fear and how easy or difficult it is to overlay certain technologies with particular data sets.

MODERATOR:Adam Honore, Executive Director, CME Group

PANELISTS:Armando Gonzalez, President & CEO, RavenPackMarion Leslie, Managing Director, Enterprise, Thomson ReutersMichael O’Rourke, Head of Machine Intelligence and Data Services, NasdaqMichael Patton, Senior Director, Enterprise Solutions,

S&P Global Market Intelligence

11:45 a.m. - 12:30 p.m. — H3/JDivining the Future of FinTechFinTech incubators, accelerators and the start-up firms they support have proliferated in the past several years, bolstered by investment from traditional financial information players, angel investors and even governments. Simply due to the breadth of the entries into the space, it’s difficult to determine which new products and technologies are likely to prevail, but it is possible to survey market trends. This panel will bring together incubators, accelerators and others who prop up and play in this sandbox for an overview of what’s trending in start-ups now and what is coming.

MODERATOR:Donald Madura, Founder and Managing Director, Madura Associates

PANELISTS:Tim Baker, CFA, Global Head of Innovation, Thomson ReutersYousaf Hafeez, Director, Capital Markets Development, BTAdrian Johnson, Managing Director, StartupbootcampDan Schleifer, Co-Founder, CEO, ChartIQMatthias Voelkel , Global Leader of Capital Markets Infrastructure,

Securities Services & Exchanges Practice, McKinsey & Company

12:45 p.m. - 4:00 p.m. — Meet in Fairmont Lobby Farewell Networking ReceptionSponsored by CME Group

Enjoy views of the Mediterranean Sea and Barcelona beachfront while enjoying light refreshments and post conference banter. Transportation provided from Palau Conference Center to Opium. Casual attire recommended. Bus returns to the hotel at 4:30 pm.


17LIFETIME ACHIEVEMENT AWARD

2017 Market Data Lifetime Achievement Award Candidates

Lou EcclestonLou Eccleston is Chief Executive Officer of TMX Group Limited. He joined TMX Group on November 3, 2014. Mr. Eccleston is a member of the TMX Group Board of Directors; he is also a member

of the Board of Directors of several TMX Group subsidiaries, including TSX Inc., TSX Venture Exchange Inc., Montreal Exchange and NGX. Mr. Eccleston has more than 30 years of extensive experience gained in senior leadership roles in the information services, financial technology and capital market services sectors. Prior to joining TMX Group, he was President, S&P Capital IQ and Chairman of the Board, S&P Dow Jones Indices, which are business lines of McGraw Hill Financial. He was with that organization for six years. While there, Mr. Eccleston was named to the Institutional Investor “Tech 50” in 2012, 2013 and 2014. Previously, Mr. Eccleston was at Thomson Financial for four years in the roles of President of Global Sales, Marketing & Services and President of the Banking and Brokerage Group. Mr. Eccleston was at Bloomberg LP for 14 years, where he held a number of roles including chief executive of Bloomberg Tradebook for 6 years. He also served as Chairman and CEO of Pivot Inc., a capital market software services company. Mr. Eccleston earned a BA in Economics from Drew University in Madison, NJ as well as a MBA from La Salle University in Philadelphia, PA.

Frank W. PiaseckiFrank W. Piasecki is the president and co-founder of ACTIV Financial, a global provider of real-time, multi asset financial market data, managed enterprise services and technology

solutions. In 2012 he expanded ACTIV’s North American pre-trade risk and compliance solution, TradeDeck, to Canada, to help market participants address the Canadian IIROC and CSA regulations that would require pre-trade risk checks across all asset classes. Before ACTIV, Frank spent 11 years at A-T Financial where he spearheaded the institutional sales programs and global customer service group. Frank drove a customer-centric, product definition process, positioning A-T as a pioneer in real-time market pricing, data feed and display technology. His previous financial services work includes the formation of SRG, Inc., a VRDO securities content management research firm. He currently serves as a board member of Clearwater Management Company, a privately held asset management company. Frank has over 22 years of senior management experience in the market data industry and has spoken on various panels globally to address the role of technology within the changing real-time data space.

Barry S. RaskinBarry Raskin joined Jordan & Jordan (J&J) in January 2016 as Managing Director of Management Consulting. After a 28 year career as the Managing Director of the Americas for SIX Financial

Information and a similar role at GBST, a financial software firm, Barry joined Jordan & Jordan. J&J is the premier financial technology company providing regulatory, market data and trading solutions across the securities industry. Barry’s extensive industry experience and network across all disciplines, enables him to provide J&J’s clients with a wide range of consultative services based on clients’ requirements. Barry is a member of the Inside Market Data Hall of Fame, has been a frequent industry panelist and speaker and holds a Bachelor of Science from Cornell University and an MBA in Finance from the University of Buffalo.

Winner to be announced on Monday evening at the Fairmont Rey Juan Carlos I Hotel.

Award Committee Members ` Sara Banerjee, Layer 3 Technologies ` Stuart Clark, StatPro Group PLC ` Elliott Hann, FENICS Market Data ` Tom Jordan, Jordan & Jordan ` Joseph E. Kasputys, Economic Ventures, LLC ` Meltem Kilicoglu, Wells Fargo ` Leo McBlain, Jordan & Jordan ` Daniel Parke, Agencia Estado ` Garrick Stavrovich, Nasdaq ` Michelle Surdez, Bank of America ` Rich Weston, Bank of Montreal ` Bernie Weinstein

FISD has established a Lifetime Achievement Award in order to recognize the people who have contributed to the major developments and accomplishments of the financial information industry over the past 25 years. Potential award recipients are vetted by a committee comprised of FISD members and past award recipients.


19SPEAKERS

Monday Keynote Speaker

Lynn MartinPresident & COO, ICE Data Services

Lynn Martin is President and COO of ICE Data Services, a leading provider of market data solutions which is part of Intercontinental

Exchange, Inc. (NYSE: ICE). Martin is responsible for managing global data operations including exchange data, pricing and analytics, reference data, desktops and connectivity services that cover all major asset classes. Martin began her career at IBM in their Global Services organization where she served a variety of functions, predominately as a project manager within the financial services practice. Martin joined NYSE Euronext in 2001 and has served in a number of leadership roles, including CEO of NYSE Liffe U.S. and CEO of New York Portfolio Clearing. She most recently served as COO of ICE Clear U.S. Martin holds a BS in Computer Science from Manhattan College and a MA in Statistics from Columbia University. She is a member of the Phi Beta Kappa National Honor Society.

Tuesday Keynote Speaker

Dr. Kay Swinburne, MEPVice Chairman of Economic and Monetary Affairs Committee, European Parliament

Kay was elected as the Conservative MEP for Wales in June 2009. A successful career in

investment banking & fund management has equipped her with in-depth knowledge of the global financial markets and led to her appointment as a Coordinator on the Economics and Monetary Affairs committee (ECON) in the European Parliament. Most recently she was also appointed Vice Chairman on the Economic and Monetary Affairs committee. She has worked on financial reform legislation including EMIR, MiFID II and CSDR as well as recovery and resolution of CCPs for the past 7 years. Since the outcome of the UK’s vote on Brexit, Kay has been actively involved in facilitating industry’s engagement with both the UK Government and the EU institutions. She would like to ensure that whatever the new relationship is between the EU and the UK, the role of the City of London as a successful global financial centre is maintained.

Wednesday Keynote Speaker

Craig Knight, PhD MSc CPsychol HCPC HRF (Exon) BSCAHFounder and Director, Haddleton Knight Limited

Craig Knight is a Founder and Director of Haddleton Knight Limited. HK is a leadership, change management and coaching consultancy with strong connections to blue chip industry and several universities, particularly The University of Exeter. Dr. Knight is focused on developing evidence based organizational change, design and leadership programs that directly benefit organization, their employees and the bottom line. Craig’s peer-reviewed research into organizational leadership has been widely published and attracted much comment. The use of HK methodology has seen increases in well-being of up to 40%, productivity of up to 32% and effective intelligence of up to 19%. Craig is a Chartered Psychologist, Honorary Research Fellow (Exon) and a Registered Occupational Psychologist with the Health and Care Professions Council. Craig has operated at Director and Managing Director levels across business design and consultancy sectors. He has a PhD in the psychology of leadership within working and living environments.

AND PEAK OIL ENDS

GOVERNMENTS CHANGE

HOMES BECOME HOTELS

GIANTS MERGE

At FactSet we’re committed to helping investment professionals seize opportunity sooner. We integrate the world of big data with your data, FactSet data, and robust analytics to give you the edge to outperform. With fresh perspectives, informed insights, and the industry-leading support of our dedicated specialists, you can get from data to decision fi rst.

DON’T JUST SEE IT FIRST, ACT FIRST.

JOIN OUR LIVE SESSIONS:

Monday, 25 September | 12:00 PMWho’s Afraid of Data Management?

Discuss today’s biggest data management challenges, from the utility approach to regulatory compliance, in a session led by Ken Zockoll, FactSet’s Director of Symbology and Reference Data.

F I N A N C I A L D A T A | A N A L Y T I C S | T E C H N O L O G Y | S E R V I C E S

Monday, 25 September | 3:35 PMTechnology Forum: Clouding the Issue

The emergence of cloud technology has raised questions regarding how the ecosystem will evolve. Join the discussion featuring Lauren Kline, Senior Strategist for FactSet’s Content and Technology Solutions.


21SPEAKERS

Ed AddvenskySenior Director - Americas Sales, ICE Data Services

Ed Addvensky serves as Senior Director for Americas Sales at ICE Data Services. He leads the company’s Sales and Relationship Management activity for its Pricing and Analytics business, and uses ICE Data Services fixed income evaluations, reference data, analytics and indices to help clients develop insights, make informed decisions, and optimize processes. Ed previously served in several Sales and Sales Management roles for Interactive Data Corporation, which was acquired by Intercontinental Exchange (ICE) in late 2015.

Oliver AlbersSenior Managing Director, Market Data Distribution, Nasdaq

Oliver Albers is Head of Global Sales and Account Management for NASDAQ OMX Global Data Products. The Global Data Products team is focused on creating innovative real-time and historical data products that provide unsurpassed market transparency to institutional, retail and individual investors. Mr. Albers and his team are responsible for providing value-added consultative services to all NASDAQ OMX market data vendors and for managing relationships with data subscribers.

Deirdre Alphenaar Ph.D.Chief R&D Officer, Genscape

Manon Amyot-Lake, FIAGlobal Head, Market Data Solutions, RBC Capital Markets

Manon Amyot-Lake is Director and Global Head, Market Data Solutions for RBC. She manages a global team responsible for supplier relationships, contract management, Market Data Budget, Special Projects as well as reporting on Market Data performance to internal business lines. Having previously worked for RBC, Manon re-joined the firm in her current role in 2011.

Michelle AnsellManaging Director - CJC Commercial Management, CJC

Michelle’s career spans 25 years; she brings a wealth of experience working within global tier one financial institutions and brokerage firms, including Credit Suisse First Boston, Morgan Stanley, Dresdner Kleinwort Benson and MF Global. Her unrivalled knowledge across the IT and Market Data spectrum, encompassing connectivity, products, exchanges, infrastructure and suppliers enables her to create and deliver agile business and technology solutions that significantly increase efficiencies, reduce costs, improve processes and mitigate risk across the enterprise.

Peter BaileyChief Strategy Officer, Dataminr

Peter Bailey was a member of the founding team of Dataminr, joining the company in 2009. He held multiple internal and external roles during Dataminr’s early growth and since 2013 has served as its Chief Strategy Officer. Prior to Dataminr, Peter was General Manager of IAM, where he was responsible for overseeing all internal operations, sales, and marketing. Peter holds a B.A. from Harvard College and an M.B.A from NYU Stern School of Business. Peter serves on the Board of B*CURED, a charity that funds Brain Cancer research, and lives with his family in Greenwich, CT.

Tim Baker, CFAGlobal Head of Innovation, Thomson Reuters

Tim Baker is the Global Head of Innovation for the Finance and Risk Division at Thomson Reuters. He coordinates a wide variety of innovation activities across the firm, aimed at stimulating the development of new content, products and propositions. As well as helping to enable Thomson Reuters to be innovative, he is also directly responsible for the incubation of certain products and services.Tim also links internal development activities to longer term trends in areas such as the API economy, Cloud Computing, Machine learning, Open Data and Blockchai.

Wachi BandaraChief Research Officer, Pluribus Labs

Wachi brings a wealth of experience in both machine learning and quantitative finance innovation to the Pluribus Labs agenda. Wachi most recently worked as a Senior Quantitative Researcher at Mellon Capital Management. Prior to that he conducted academic research in the fields of finance and computer science. Wachi‘s past experiences include stints as a rally racer and jiujitsu practitioner. He’s currently giving driving lessons to other Pluribus employees.

Ken BradyGlobal Head of Market Data, Morgan Stanley

Ken is the Global Head of Market Data responsible for strategic data requirements, procurement and vendor provider strategy for Morgan Stanley Globally. Ken joined Morgan Stanley from Merrill Lynch where he was the Global Market Data Technology manager for the Institutional Business. Prior to Merrill Lynch Ken was with EJV partners in the early start up phase and before EJV Ken managed the Open Systems Group for Reuters.

ONEGlobal Platform,

MULTIPLE Global Solutions

one

· Utilize one API and one platform for ULL, enterprise and cloud use cases

· Support the full spectrum of snap and streaming latency requirements

from "tier 0" (single digit microsecond) applications through to delayed

data with conflation support while still providing the appropriate levels of

data enrichment

· Support the scalability requirements of the largest enterprise applications

while still maintaining the aforementioned latency ranges

· Support new delivery / deployment architectures e.g. on-demand delivery,

and public cloud deployment (AWS, Azure, GCP, …)

· Support for both multicast and tcp delivery to client applications

[email protected]

New York: 212.599.1600London: +44 203 178 3606Asia: +81 (0)3 4589 2902


23SPEAKERS

Ollie CadmanHead of Product & Strategy, EMEA, Vela Trading Technologies

Ollie Cadman is Head of Product and Strategy, EMEA, responsible for driving product development, strategy, and roadmap priorities at Vela. His role also includes identifying new market, partnership, and product opportunities through ongoing engagements with the firm’s global client base. Based in London, Ollie joined Vela from Intercontinental Exchange (previously Interactive Data) and has a proven track record in global rollout and development of a wide range of products and services.

Kevin CarraiVP, Market Data and Access Services, BATS

Kevin Carrai is Vice President, U.S. Market Data and Access Services for BATS Global Markets, one of the leading stock exchange operators in the U.S. and globally. Mr. Carrai oversees the company’s market data and access services business including product development, strategy, pricing and data policy. He was previously with Direct Edge, where he was responsible for building the exchange’s market data and connectivity business, growing it into a significant part of the company’s business.

Joshua CarrollGlobal Head of Market Data Operations & Engineering, RBC Capital Markets

Joshua Carroll joined RBC in the UK in April 2009, initially running the London & Asia Market Data Team. Joshua relocated with RBC to NY in January 2014 having taken over the role of Global Head of Market Data Operations and Engineering in November 2013. Josh joined RBC from Merrill Lynch where he was Head of Market Data Operations for EMEA. During his time with RBC – he has at times also held several other dual roles in addition to his Market Data responsibilities – Head of Infrastructure Applications (covering Global Monitoring & Databases) and London Unix Manager.

John Chappell(Invited) EMEA Market Data Services, Goldman Sachs

Linda G. ClarksonVP, Director News, Research, Filings & Transcripts, FactSet

Linda is the Director of News, Research, Filings & Transcripts for FactSet Research Systems, Inc. She and her global team manage relationships with editorial news providers, regulatory news and filings sources, and research and fund contributors. She also manages the FactSet CallStreet team that provides event information and transcripts of management conference calls to the investment community.

Ben CollinsGlobal Head of Sales, Activ Financial

Ben Collins, Managing Director – Europe, ACTIV Financial. Ben runs ACTIV’s sales and business development activities in EMEA. He has over 15 years of sales management experience working with major enterprises supporting their market data, analytics and execution needs. Prior to joining Activ, he was Global Sales & Marketing Director of Morningstar’s Real Time Data Business, where he managed sales and marketing teams in London, Frankfurt, Hong Kong, New York and Chicago.

David ColuccioVP Head of Enterprise Solutions, S&P Global Market Intelligence

David is accountable for managing, developing, maintaining and enhancing the Fundamental Analysis suite of products, which includes Compustat, Capital IQ Fundamentals, Capital IQ Estimates, GICS, Ownership and Transactions to name a few. David joined S&P Capital IQ in August 2013. Prior to joining S&P Capital IQ, David spent 18 years in the financial service industry serving in multiple leadership roles within content and product.

Dan ConnellManaging Director, Greenwich Associates

Daniel Connell oversees the Market Structure and Technology practice at Greenwich Associates. Immediately prior to Greenwich Associates he was the CEO at Correlix, Inc., a leading provider of real-time performance optimization technology. Formerly, Dan worked as an executive-in-residence at Spire Capital where he oversaw strategic investments in the financial technology and business services sectors. He has served as the COO of Xinhua Finance Ltd as well as the President of Real Time Services for Interactive Data Corp.

Michael ConnorPrincipal, Tower Hill Advisors

Michael Connor is a principal of Tower Hill Advisors, a management consulting firm focused on media, financial information and fintech companies. He specializes in helping organizations rediscover their entrepreneurial “mojo” through radical change in culture, communication, and customer engagement. Prior to Tower Hill, he was Chief Executive Officer of Gimme Credit LLC, an independent corporate bond research firm based in New York.

ISO Standards: the Global Market LanguageRecognized and used around the world. Harmonizing the full lifecycle of investments for investors and �nancial �rms. Created and maintained by the industry they serve. The ISO �nancial standards are visible proof of the power of group commitment. One global language opens a world of possibilities.

I S I N N U M B E R S T H E WO R L D

anna-web.org


25SPEAKERS

Michael CooperCTO, BT Radianz, Global Banking and Financial Markets, BT

Michael is a business technologist with considerable experience of the capital markets and a background in finance industry networking. He combines a particular interest in the evolution of the capital markets with the exploitation and integration of technology in capital markets business. As CTO for BT Radianz, Michael is responsible for architecture and the technical strategies that underpin BT’s Financial Market propositions.

Søren DambækMarket Data Head, Saxo Bank

Søren Dambæk is Global Head of Market Data Management and Client & Platform Configuration at Saxo Bank. Søren Dambæk has been with Saxo Bank since 2007 overseeing a wide range of functions in the bank. For the first seven years as part of the Legal function, since then he has headed the Onboarding function, and from 2015 he has headed Saxo Bank’s global market data function out of the head office in Copenhagen.

Andrew DelaneyPresident & Chief Content Officer, A-Team Group

Andrew Delaney is A-Team’s President & Chief Content Officer, based in London and New York. He has been involved in information gathering and dissemination around financial markets IT since 1987. He joined A-Team in 2002 to spearhead the company’s publishing activities and today runs A-Team’s range of content offerings across our online communities and for our clients.

Frank DesmondManaging Director, Tullett Prebon Information

Frank Desmond is a member of the Global Executive Committee TP ICAP plc and Chief Executive Officer of TP ICAP’s Data & Analytics division, a global business with operations in Europe, the Americas and Asia Pacific providing independent financial Information, consulting and analytics to the financial markets. The Data & Analytics division of TP ICAP plc comprises a range of market leading businesses including Tullett Prebon Information, ICAP Information, PVM Data Services and Burton Taylor International Consulting.

Anastasia DokuchaevaCEO, AD Consulting

Anastasia Dokuchaeva is a seasoned professional with expertise and proven track record delivering regulatory technology solutions to the financial services industry. At this time Anastasia is an independent consultant working with the RegTech start-up community and advising firms on product and go-to-market strategy for recent and upcoming regulations such as 4MLD, MiFID II, and GDPR. She is currently working on such a project with London-based ClauseMatch.

Morgan DowneyCEO, Money.net

Morgan Downey is the CEO of Money.Net. Prior to Money.Net, Morgan was Global Head of commodities at Bloomberg, LP. Morgan managed development of the Bloomberg Professional terminal. At Bloomberg, Morgan used his market experience to build a suite of revolutionary, unique, and innovative products. Before Bloomberg, Morgan spent 15 years running trading desks, as manager and head trader, for banks including Citibank, Bank of America and Standard Chartered, in the US, UK, Australia, and Singapore.

Stephane DuboisCEO, Xignite

Stephane Dubois was among the first entrepreneurs to monetize packaged financial web services products in 2003, and has grown his completely web-driven business organically to attract 200 customers in only three years. Dubois is a visionary who has held senior product management positions at Advent Software, Walker Interactive Systems, and Oracle Corporation.

Mike DunneChief Technology Officer, Activ Financial

Mike Dunne is the Co-founder and Chief Technology Officer of ACTIV Financial and has over 15 years of senior technology management experience. At ACTIV, Mike architected and led the development of the state-of-the-art ACTIV suite of products and managed data services, including ACTIV’s high performance enterprise distribution platform, and global low latency real-time data feed.

Bonnie EshelGlobal head of Content Strategy & Acquisition, ICE Data Services

Bonnie Eshel is the Global Head of Content Strategy and Acquisition at ICE Data Services which is part of Intercontinental Exchange, Inc. (NYSE: ICE). She is responsible for ICE’s relationships with data vendors and exchanges, works closely with vendor partners to obtain best of breed sources for ICE’s vast product line and oversees data sourcing for all of ICE’s trading and clearing businesses.

Charles FararaApplication Specialist, News, Bloomberg

Charles is an Application Specialist at Bloomberg. In a 20-year career with the firm, he’s held positions across Sales and Product for the a range of services. Charles’ current responsibilities include the development and promotion of news and social media content and product for the Bloomberg terminal.

Jamie FarmerManaging Director, Index Investment Strategy, S&P Dow Jones Indices

Jamie Farmer is Managing Director, Index Investment Strategy of S&P Dow Jones Indices. He oversees the creation, development and maintenance of new indexes and ensures the alignment of strategic objectives and activities across the business unit. He also is responsible for maintaining relationships with stock, futures and options exchanges in the Americas region. Mr. Farmer oversees business development for the Dow Jones Energy Indexes.

Martin FinnissGlobal Head of Market Data, Macquarie Group

Martin is currently Global Head of Market Data at Macquarie Group, headquartered in Sydney, Australia, with 25 years plus Market Data experience. Prior to 2006 Martin held a number of similar roles in Market Data Analysis and Project Management roles with Westpac, Citigroup and Salomon Smith Barney after spending 10 years in Technology with Thomson Reuters. Martin started his career as an Electronics Engineer in the Armed Forces.


27SPEAKERS

Edmund Flynn, FIAExecutive Director, Morgan Stanley

Ed is an Executive Director at Morgan Stanley and has the responsibility of managing global exchange relationships and sourcing for exchange data use across the Morgan Stanley enterprise. Prior to Morgan Stanley, he founded The Flynndex Company in 2011 to provide market data training and consulting services. Ed developed training classes to support the FISD Financial Information Associate Professional Certification program and collaborated with the eLearning firm “Finance Modules” to produce online market data training for the FISD FIA Certification.

Dr. Chris GodfreyLecturer, Alliance Manchester Business School (Manchester University)

Chris Godfrey is a Lecturer in Finance at Alliance Manchester Business School. Previously, he was Lecturer at the ICMA Centre, Henley Business School, from where he also gained a PhD in Finance, studying the effects of Behavioural Finance in explaining Equity Momentum. He took his first degree in Natural Sciences and Social and Political Sciences at Cambridge, after which he worked in Corporate Finance for ING Barings, before taking the MSc International Securities, Investment & Banking course at the ICMA Centre.

Armando GonzalezPresident & CEO, RavenPack

Armando Gonzalez is President & CEO of RavenPack, the leading provider of real-time news and social media analysis. Armando is an expert in the field of text analytics and applied semantic technologies. He has designed systems that turn unstructured content into structured data, primarily for financial trading applications. Armando is widely regarded as one of the most knowledgeable authorities on automated text and sentiment analysis.

Dr. Hartmut GrafExecutive Director, Head of Data Services; Deputy Head of Market Data + Services, Deutsche Boerse Group

Hartmut Graf heads Data Services, formerly known as “Information Services”, from March 2016 on. This department comprises the Group’s data dissemination business and will focus on further expanding data sets, including the development of new and innovative analytics. Hartmut Graf will also act as deputy head of MD+S. Mr. Graf has been leading the Group’s index business since 2004 and has been CEO of STOXX since 2010.

Yousaf HafeezDirector, Capital Markets Development, BT

Yousaf is currently Head of Business Development at BT Financial Technology Services; responsibilities include establishing and maintaining relationships with key trading venues (including Exchanges, MTFs, ECNs, PTSs and dark pools) across asset classes globally. As a result Yousaf has developed strong relationships with a number of CxOs globally and has developed an excellent understanding of their services (trading and market data). Additionally, Yousaf has established strong relationships with both the buy-side and sell-side community.

Vinesh HiraniExecutive Director, UBS Investment Bank

Vinesh is the Global Head of Market Data Services - Account Management, and also the Deputy Global Head of Market Data Services for UBS. Vinesh has over 15+ years’ experience managing market data for large institutional banks. He is an entrepreneurial senior management professional who specialises in identifying effective global strategies to deliver programs across all aspects of market data. Vinesh’ s current responsibilities include the business advisory team globally, where he and his staff liaise directly with end users and COO teams across UBS business; managing - demand, spend, vendors and projects.

Adam HonoreExecutive Director, CME Group

Adam Honoré is an Executive Director at CME Group. Previously, he was CEO at Markets Tech LLC. Prior to MarketsTech, Mr. Honoré was a managing director at NASDAQ responsible for global business development and ISV relationships for FinQloud. Prior to NASDAQ, Mr. Honoré was the Research Director of the capital markets practice at Aite Group.

Andrew HousdenVice President Capital Markets, Colt Technology Services

Andrew Housden is VP for Capital Markets at Colt Technology Services where he manages a global team to serve the needs of clients in the Financial Services community. Currently based in London, Andrew has global business experience and lived in Connecticut for 10 years. Andrew joined Colt after a lengthy career at BT Global Services. During that time he developed deep experience of the Retail, FMCG and the Financial Services sectors.

Ganesh Iyer, CAIA, FIADirector, Global Marketing, IPC

Ganesh Iyer, CAIA, FIA, is Global Product Marketing Director for Financial Markets Network at IPC Systems, a leading provider of specialized communications and managed network-as-a-service solutions for the capital markets. At IPC, Ganesh is responsible for spearheading global product marketing initiatives, building brand awareness and growing the business. He has been widely quoted in the press regarding various aspects of the financial markets and has been featured in a number of publications.


29SPEAKERS

Adrian JohnsonManaging Director, Startupbootcamp

Adrian is a former coder turned entrepreneur. He has founded multiple tech based startups and now focuses on coaching founders and startups. Adrian received an MBA from Oxford University where he continued his work as a Fellow of Entrepreneurship and Innovation at the Saïd Business School.

Chris JohnsonSenior Product Manager, Market Data, HSBC Securities Services, HSBC Securities Services

Chris joined HSBC Securities Services in 2006 and is a Senior Product Manager with responsibility for Market Data. Chris was previously at Threadneedle Investments where he was Head of Investment Information Services. Before then he was a Director at UBS. Chris started work in the city with Laurie, Milbank stockbrokers, in their futures and options operations team, continuing with Chase Manhattan for a further ten years, culminating in three years as head of the equity derivatives middle office.

Emma KalliomakiManaging Director, Association of National Numbering Agencies scrl.

In the past decade, Emma Kalliomaki has been an active and highly visible proponent of international standards such as the ISIN, CFI and LEI. From her current position as managing director of both the Association of National Numbering Agencies and its nascent Derivatives Service Bureau, as well as her previous role as head of the LSE’s SEDOL Masterfile, she has been at the forefront of a number of critical data related initiatives as well as shared business context and hands-on experience in many speaking engagements.

Rushabh KapashiCo-Leader, Global Exchanges and Capital Markets Infrastructure Practice

Rushabh Kapashi is an Associate Partner in McKinsey’s New York office and core leader of the Firm’s Global Exchanges and Capital Markets Infrastructure Practice. Rush serves clients across the capital markets infrastructure spectrum including exchanges, inter-dealer brokers, information services players, fin tech and private equity firms. He has served leading firms that operate in this space in the US, Europe and Asia. In addition, he also serves investment banks and trading houses.

Jeff KimseyVice President and Head of Global Product Management, Nasdaq

Jeff Kimsey is Vice President and Head of Global Product Management for Global Information Services at Nasdaq. He is responsible for the ensuring the ongoing growth and development of current and new data products globally. Mr. Kimsey’s team manages all global outbound dissemination including the new analytics hub and trading insights products as well as core equities, options, futures, indexes, commodities, mutual funds and fixed income products.

Lauren KlineVice President, Senior Strategist Content & Technology Solutions, FactSet

Lauren Kline, Ms. Kline is Vice President, Senior Strategist, for FactSet’s Content and Technology Solutions. Specifically, Ms. Kline is responsible for analyzing market research and determining the direction of the FactSet content, cloud and technology strategy. Since joining FactSet in 2006, Ms. Kline worked as a Consultant until 2008, and then as an Economic Specialist until 2013, when she assumed her current role.

Piet KlopSenior Advisor Responsible Investment, PGGM

Piet Klop develops PGGM’s 20 billion euro “investing in solutions” portfolio, including impact measurement. He also manages a number of special projects including ESG integration in strategic asset allocation. Before joining PGGM Investments in July 2011, Piet was at the World Resources Institute in Washington DC and held senior positions at the Netherlands Ministry of Foreign Affairs and in the private sector.

Dan KuhnelANNA Chairman & Director of Primary Markets, Euroclear Bank Hong Kong

Dan Kuhnel, Director, is the Head of the Primary Market Relationship Management group within Euroclear Bank. Euroclear Bank being the joint National Numbering Agency for the allocation of XS-prefix ISINs which are assigned to international fixed income products issued in the ICSDs (Euroclear Bank and Clearstream Banking).

Rob LaneGlobal Head of Sales & Marketing, Vela

Rob Lane leads Vela’s Sales, Business Development and Marketing teams globally. He joined the firm in 2015, bringing extensive knowledge of electronic trading, real-time services and managed solutions following a nearly 20-year stint at Interactive Data. Most recently he served as VP & General Manager, Real Time feeds & 7ticks EMEA, where he was responsible for growing and maintaining the Trading Solutions businesses in EMEA.

Bill Lee, FIASenior Market Data Advisor, Interactive Brokers

Bill has been in the Securities Industry for 44 years, and recently joined Interactive Brokers after 15 years with companies containing the name Morgan. By utilizing his experience with exchanges and data providers he intends to leverage his relationships in the market data industry; with continuing goal to expand the uses of information while reducing or eliminating administrative burdens.

Simplifying Reference Data.Together.

smartstreamrdu.com

Established as an industry utility based on the principle of market commonality, collaboration and contribution, The SmartStream Reference Data Utility (RDU) delivers a cost efficient approach to realize the truth of the data contained within the industry with guaranteed results.

Managing data holistically across legal entity, instrument and corporate action data, this shared service model promotes fixes to data processing across the instrument lifecycle and the events that originate and change data.

Join the revolution, contact us today: [email protected]


31SPEAKERS

Marion LeslieManaging Director, Pricing and Reference Services, Thomson Reuters

Marion Leslie is the Managing Director of Thomson Reuters Enterprise business, delivering award-winning market data, platforms and services to financial services firms globally. She transitioned to this role in 2016, after successfully transforming and growing the Regulatory, Pricing and Reference Services business. In prior roles Marion has run global technology and cross asset content teams at scale, supported by 1500 experts in 26 countries worldwide.

Donald MaduraFounder and Managing Director, Madura Associates

Don Madura is the founder and Managing Director of Madura Associates, Inc. (MAI), a New York-based international consulting firm, established in 1990, and specializing in market data content and technology strategies and market data optimization services. Don brings over thirty years of specialized financial services expertise to the consulting practice and is a leading expert in direct to source strategies, distributed architectures, enterprise data solutions, and international market information.

Robert MaltempiAssistant Vice President, Barclays Capital

Robert Maltempi joined Barclays in 2007 as Assistant Vice President of Marketdata Business Management. Since 2009 Robert has been managing the index licensing for Barclays. In that time he has become well versed in the Index Licensing priorities of the firm, including Data use, Product creation and Data Distribution.

John MasonHead of Regulatory & Market Structure Propositions, Thomson Reuters

John Mason is the Global Head of Regulatory and Market Structure Propositions at Thomson Reuters. In this role, John and his team are responsible for ensuring that Thomson Reuters is effectively addressing the industry’s regulatory challenges – of which MiFID is a particular focus area – and developing solutions across the entire product range to meet the evolving requirements of the financial market participants.

Marc McLaughlinCEO & Business Designer, Do Tank

Marc is an experienced strategy consultant and business designer who is responsible for our office in Chicago, USA. He supports organizations by the use of his bold strategic thinking, creative visual design and practical implementation skills that are ever focused on delivering concrete results. Marc has an impressive ability to confront the norm and help frame and reduce complexity allowing organizations to discuss, re-design and determine the critical few next steps required to drive strategic change. With 13+ years of experience with corporates through to start-ups, and within a wide range of industry sectors, he enjoys realizing the successful impact of implementing our new tools, skills and mindsets within organizations.

Julie MenachoExecutive Director, Global Head of Market Technology Services, CME Group

Julie Menacho joined CME Group in February 2011 and serves as Executive Director, Market Technology Services. She is responsible for sales and product development efforts globally across all customer segments for the company’s co-location, software and connectivity businesses. In her first year at CME Group, she contributed to the launch of the CME Women’s Initiative Network (WIN) and held a board seat with the organization for three years.

Andrew Miller, FIAConsultant, Net Effect Ltd.

Andrew has over 25 years experience in the market data industry, having worked on and managed consulting projects across the industry, from vendors and large sell-side banks to smaller technology firms and retail on-line trading shops. Andrew is active in industry working groups and a vocal advocate of vendor independent technologies to facilitate choice in cross-platform integration, reduce costs and increase quality of real-time market data and systems.

Michael MohrDirector, Deutsche Asset Management

Michael studied at the Frankfurt School of Finance and Management and the National University of Singapore and holds a BBA and a Master degree in Banking/Finance. He has been with Deutsche Bank for more than 19 years. His early roles at Deutsche Bank included Product Management and Development for Structured Products, Funds and Derivatives.

Steve MoretonSenior Technical Director, CJC Ltd

Steve has worked in the market data community since 2000, joining CJC in 2004 and has been working in hosting and managed services since 2007. He has worked for both vendor and clients in a variety of technical desktop, infrastructure and project management roles. In 2010 Steve became the CJC director of operations in Asia, setting up and heading the support desks for CJC in Hong Kong and Singapore. Steve now works as senior technical director, working on global client solutions and account management.

Kevin MorganHead of Market Data, HSBC

Kevin Morgan has worked at HSBC for 6 years and is responsible for Market Data across the bank at a group level. Previous to the Market Data role, Kevin was Head of Data Operations with teams in Bangalore and Kuala Lumpur. Prior to HSBC, Kevin worked for Reuters/Thomson Reuters and has held a number of senior management positions in London and Exeter.

Intelligent networkfor intelligent business Colt delivers highly secure, on demand services designed to meet the requirements and speed of the financial markets.

• Real time, software defined connectivity powered by Colt IQ Network

• Colt PrizmNet financial extranet connecting market participants to exchanges, market venues and MiFID II providers

• Ultra low latency international network services • 25 years of experience serving capital markets firms in

Europe, Asia and North America


33SPEAKERS

Michael MorrisHead of Partnerships, FENICS Market Data

Michael Morris is currently the Head of Partnerships for FENICS Market Data whose primary responsibility is creating new avenues of redistribution for all data products under BGC Partners. Michael’s responsibilities also include partnering with well recognized or unique data brands and redistributing their products through the FENICS Market Data channel. Michael has over 20 years of market data experience managing product development and sales teams.

Stephen W. MorseConsultant Advisor, Neudata

As former Head of Global Financial Data Partnerships at Twitter, Stephen was responsible for all business with hedge funds, asset managers, banks, FinTech partners, platforms and other financial institutions. He joined via acquisition of Gnip, where he opened and ran the New York City office. Stephen now consults in the areas of AI and big and alternative data, including as an advisor to Neudata - a firm specializing in alternative data discovery and intelligence. Stephen has a long career in entrepreneurial, disruptive businesses, especially in and around data, hedge funds, FinTech and business information services.

Peter MossCEO, SmartStream RDU

Peter Moss has been Chief Executive Officer of The Smartstream Reference Data Utility at SmartStream Technologies ltd. since September 2016. Mr. Moss joined SmartStream Technologies in August 2016 following 25 years at Thomson Reuters. He served as Head of Content, Technology and Operations at Thomson Reuters UK Limited since 2003. Mr. Moss joined Reuters in 1989, based in the UK, and held various product management, marketing, sales management, strategy and business management positions across Reuters.

Joe NardulliSenior Vice President, Strategic Sourcing, Enterprise Market Data, Northern Trust

Joe is responsible for analyzing and evaluating market data vendor products, contract negotiations, client engagement, and industry advancement of best practices. Joe has been with The Northern Trust Company for 19 years and previously worked in accounting operations, product development, and as manager of the index team in the Investment Risk and Analytical Services group.

Michael NeffMarket Data Services, Deutsche Bank AG

Michael Neff joined Deutsche Bank’s Market Data Contracts Team back in 2007. He took on the role of heading up the newly created Global Index Team, tasked with putting in place the structure to source, license and manage all of DB’s Index Market Data and Derivative product licensing.

Michael O’ByrneMD Institutional equities Division, Morgan Stanley

Michael is a Managing Director at Morgan Stanley. He runs the European product marketing team, responsible for commercialising content across Equities and Fixed Income. Before taking over the role in 2011, Michael was a pan-European equity salesperson speaking with a range of long only and hedge fund clients. Michael joined Morgan Stanley in 2007, having started his career at ABN AMRO.

Michael O’RourkeVice President, Head of Machine Intelligence and Data Services, Nasdaq

Michael O’Rourke has spent 18 years of his two-decade long career in technology at Nasdaq. As Global Head of Machine Intelligence and Data Services, he leads Nasdaq’s machine intelligence Innovation Lab that combines proprietary data with advanced analytics and machine learning to produce high-impact results for customers, including the Lab’s newest products: Trading Insights and Nasdaq Analytics Hub.

Michael PattonSenior Director, Enterprise Solutions, S&P Global Market Intelligence

Michael Patton joined S&P Global Market Intelligence in early 2008. He is a Senior Director within the Enterprise Solutions global product management team and oversees many of S&P Global Market Intelligence’s quantitative datasets, including its Global Earnings Estimates, Ownership, Transactions, and Transcripts business. He is responsible for the overall maintenance of each of these product offerings, as well as a continued focus to uncover new growth opportunities in the marketplace. He is also actively involved in many of the firm’s strategic partnerships.

Elena PhilipovaHead of Company Content Management, I&A, Thomson Reuters

Elena Philipova is a global content manager for company data at Thomson Reuters, with 10+ years of experience in the ESG / Sustainability industry. She started as Research Analyst at Morgan Stanley in Florida, USA before joining ASSET4, a Swiss ESG data provider in 2005. Elena holds an MBA and BA in Finance and International business from Stetson University.

Frank PiaseckiPresident, Activ Financial

Frank W. Piasecki is the president and co-founder of ACTIV Financial, a global provider of real-time, multi asset financial market data, managed enterprise services and technology solutions. In 2012 he expanded ACTIV’s North American pre-trade risk and compliance solution, TradeDeck, to Canada, to help market participants address the Canadian IIROC and CSA regulations that would require pre-trade risk checks across all asset classes.

Private cloud

Commercial management

Regulatory solutions

Technical support

Visit us on Stand 18

Discover how we can help you cut the cost of your data operations, transform your commercial processes and address your regulatory obligations.

www.cjcit.com


35SPEAKERS

Marcy Pike, FIASenior Vice President, Market Data, Fidelity Investments

Marcy Pike is Senior Vice President, Market Data within Enterprise Infrastructure, a division of Fidelity Investments. Fidelity is a leading provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing and other financial products and services Ms. Pike is responsible for the management and delivery of real time market data, real time news, and history and analytics content, including the underlying architecture and infrastructure, to Fidelity business units leveraging this content for internal consumption and external delivery to Fidelity retail and institutional customers.

Jan-Carl PlaageManaging Director - Head of Research, STOXX, Ltd.

Jan-Carl Plagge is managing director and head of research at STOXX Ltd. In this role Jan is responsible for the development of innovative index concepts across all asset classes. Prior to joining STOXX Ltd in 2010, Jan spent 4 years as product development manager at Deutsche Börse AG, where he was involved in the development of equity- and strategy indices.

Jared PodnosGlobal Head of Financial Data Partnerships, Twitter

Jared manages of Twitter’s global finance ecosystem within the Data and Enterprise Solutions team at Twitter. He is is responsible for Data strategy, ensuring Twitter’s ecosystem of financial partners create innovative solutions that showcase the unique value of Twitter Data to all financial professionals. Twitter’s Data and Enterprise Solutions team serves more than 95% of the Fortune 500 and works with hundreds of customers over more than 40 countries.

Scott PreissManaging Director, Global Head of CUSIP Global Services, CUSIP Global Services

Scott J. Preiss is Managing Director, Global Head of CUSIP Global Services (CGS)/S&P Capital IQ, which administers the CUSIP numbering system and the CUSIP International Numbering System (CINS) for the United States, Canada, and various global territories under contract to the American Bankers Association. Under Scott’s direction, CGS is responsible for the development and operation of the ANNA Service Bureau.

Barry Raskin, FIAManaging Director, Jordan & Jordan

Barry Raskin joined Jordan & Jordan (J&J) in January 2016 as Managing Director of Management Consulting. After a 28 year career as the Managing Director of the Americas for SIX Financial Information and a similar role at GBST, a financial software firm, Barry joined Jordan & Jordan. J&J is the premier financial technology company providing regulatory, market data and trading solutions across the securities industry. Barry’s extensive industry experience and network across all disciplines, enables him to provide J&J’s clients with a wide range of consultative services based on clients’ requirements. Colin RogersMorningstar Indexes

Alan RossGlobal Head of Market Data Services, UBS

Alan is Global Head of Market Data Services for UBS based in Hong Kong. He has 19 years experience in investment banking technology roles and vendor technology roles in both Europe and Asia. Alan was previously Regional Head of Market Data for Global Markets Equities IT in Deutsche Bank, Hong Kong where he was responsible for their low-latency data implementation and API strategy across APAC. Prior to Deutsche Bank, Alan was with Thomson Reuters for 7 years where he ran the Enterprise IMS business in Asia (Enterprise Platform).

Claudio SalinardiManaging Director, Pricing Reference Data, EMEA, ICE Data Services

Claudio Salinardi is Managing Director EMEA, Pricing & Analytics for ICE Data Services and is responsible for business development across the region. Prior to joining ICE Data Services, Claudio spent 10 years at Thomson Reuters in a range of roles, most recently as Managing Director, Fixed Income. Claudio has more than 20 years’ experience in the financial markets. He held a number of roles in the investment banking world, including J.P. Morgan and ABN Amro before stepping into information services.

Mike SalkManaging Director, Content Distribution, Moody’s Analytics

Michael Salk is Managing Director, Content Distribution for Moody’s Analytics. Mike is responsible for product and strategic management for a global portfolio of rating, research and analytic content services which are delivered direct and via business partners to financial institutions. Mike joined Moody’s in 2007 and has more than 20 years information industry experience developing and marketing financial products. Prior to Moody’s, he oversaw financial news and market data products at the Associated Press.


36 SPEAKERS

Antti SavilaaksoPartner, Auriel Capital

Antti Savilaakso is a head of ESG research and a partner at Auriel Equity Investors LLP, a London based ESG hedge fund. AEI LLP runs equity market neutral strategy that is based on ESG data. The fund has a track record of live positive returns for over 10 years demonstrating that ESG alpha both exists and can be captured in investment processes.Antti has been doing environmental, social and governance research with responsible investment context for more than 10 years.

Steffen ScheubleCEO, Solactive AG

Dan SchleiferCo-Founder, CEO, ChartIQ

Dan has spent his career building and taking to market enterprise software solutions in the information security, sales enablement, and financial technology markets. With a huge passion for data visualization, he founded ChartIQ to bring data viz and modern design to capital markets technology.

Anna ShapovalContent & Technology Solutions Consultative Sales, Factset

Anna focuses on FactSet’s Strategic Clients, including Tier 1 banks, in EMEA addressing their ever-growing data & regulatory pressures. With over 9 years in various financial services roles Anna has found her passion in Quantitative applications of Big Data / AI / ML for financial markets. After B.A. in Economics Ms Shapoval earned her M.A.s in International Trade and European Relations from University of Bath and Humboldt University of Berlin.

Conor SheehanMarket Data Regional Manager, Capital Group Research Inc

Conor Sheehan has been at Capital Group based in London for the past 11 years and is currently Market Data Regional Manager. Conor is also responsible for global product support at Capital Group with a focus on market data product research and training coordination. Over a 25 year career Conor has previously led teams in administration and inventory management and has had Market Data Analyst responsibilities for Asset Management, Investment Management and Private Client departments.

Dennis SlatteryCEO, EDM Works

Dennis has 30 years experience working in the finance sector. He has a computer science background and is an expert in data strategy, architecture, governance and implementation of complex, data intensive financial systems. He has deep experience of leading transformational change across large, complex global organisations. His focus is on enabling new product launches, improving business effectiveness and facilitating regulatory compliance through the development and execution of sound data strategies.

Douglas B. TaylorFounder & Managing Partner, Burton-Taylor International Consulting LLC

Douglas B Taylor is Founder & Managing Partner of Burton-Taylor International Consulting LLC, a business consulting organization created in 2006 that has become the market data industry reference. Burton-Taylor clients command an estimated 80% share of global revenue in the market data space. Mr. Taylor entered the financial information industry at Reuters in 1987, where he spent 15 years in North America, South America and Europe, the last 5 of which heading Reuters news marketing and product management globally.

Sallianne TaylorGlobal Manager, Market Structure and Strategic Alliances, Bloomberg L.P.

Sallianne Taylor is the Global Head of Exchange Business Management for Bloomberg Data Acquisitions. Exchange Business Management manages relationships with global exchanges, real time trading venues and News wires. Accurate, timely data is key to the success of Bloomberg’s business, driving its unique suite of analytics and feeds and providing its journalists with premium data on which to base their reporting.

Robert TommaselliGlobal Lead Architect Market Data Operations and Engineering, RBC Capital Markets

Robert Tommaselli is the Global Lead Architect of Market Data at RBC Capital Markets. Mr. Tommaselli started his career at Kidder Peabody in the early 90’s and subsequently worked at several large banks where he learned enterprise architecture. Mr. Tommaselli is currently at RBC Capital Markets where he has been deploying cutting technology for 18 years. He holds a B.S in Computer Science from Old Dominion University.

Dorthe Jul VindalMarket Data Manager, Danske Bank

Dorthe Vindal is Market Data Manager at Danske Bank, covering buy- and sell-side globally. In this role she addresses issues related to data requirements and new regulations, among them MiFID II, and associated issues including Best Execution, Reference Data & Transaction Reporting, Unbundling of Research, Investor Protection and MAR additional data requirements.


37SPEAKERS

Tullett Prebon Information is a leading provider of independent real-time price information from the global OTC financial and commodity markets. With our years of experience at the heart of the markets, we value WFIC as a key mechanism allowing us to interact with our customers and prospects. That’s why we’ve sponsored it for the last twelve years – and look forward to many more.

For data from the source, contact us today at www.tpinformation.comUS +1 877 639 7300 | Europe +44 20 7200 7600 | AsiaPacific +65 6922 1129

ON COURSE FOR THE NEXT DOZEN

DATA. IT’S IN OUR DNA.

2011-2017

6

WFIC-Golf-Ad-halfpg.indd 1 04/08/2017 09:46

Matthias VoelkelGlobal Leader of Capital Markets Infrastructure, Securities Services & Exchanges Practice, McKinsey & Company

Matthias is a Global Leader of Capital Markets Infrastructure, Securities Services & Exchanges Practice in McKinsey’s Frankfurt Office. He is the global leader of McKinsey’s Capital Markets Infrastructure, Securities Services & Exchanges Practice. He works for capital markets infrastructure providers as well as leading banks across the world, presents at industry conferences, and is a strong contributor to knowledge development.

Trip Wadleigh, FIASenior Relationship Manager, TRG Inc.

Trip offers 25 years of experience in the financial services industry, providing leadership and subject matter expertise across vendor and expense management, process improvement and specifically the negotiation and administration of market data services across enterprises. He has supported the investment process from both front and back office perspectives and has experienced the consumer and vendor sides of the industry.

Debra WaltonGlobal Managing Director, Customer Proposition, Financial & Risk, Thomson Reuters

Debra Walton is the Global Managing Director, Customer Proposition, Financial & Risk at Thomson Reuters; she is a member of the Financial and Risk Division’s Executive Leadership Team and Executive Sponsor of the Women’s Network. Ms. Walton has been in senior management at the company since 2003, with roles in sales, marketing, strategy, product development, Financial & Risk and Operations.

Andreas WaschtoAssociate Partner, McKinsey & Company

Andreas Waschto is an Associate Partner in McKinsey’s Hamburg office and member of the core leadership group of the Firm’s Global Capital Markets Infrastructure Providers & Exchanges Practice. Andreas serves various clients in the capital markets infrastructure industry, including exchange groups, CCPs, and CSDs, information services providers, and providers of financial technology.

Angela WilbrahamCEO, A Team Group

Angela Wilbraham founded the media and marketing company A-Team Group in 2001. A-Team Group thrives on taking complex business and technology topics and turning them into compelling content for consumers and providers alike. A-Team Group operates the online resources Data Management Review and Intelligent Trading Technology offering informative blogs, industry guides, webinars, white papers and more. And it runs the highly successful event series’ the Data Management Summit and the Intelligent Trading Summit.

Peter Williams, FIASenior Technical Director, CJC

Peter Williams is a Senior Technical Director at CJC Ltd the leading global market data technology Managed Services and Consultancy provider. Reporting directly to the board Peter’s role is to grow the business at CJC by developing client solutions, exploring new technologies and overseeing their implementation. As a market data technology professional with 17 years’ experience and a career spanning inter dealer brokers, tier one investment banks and a global managed services provider Peter has wide ranging experience of technologies and organisations.


38 SPEAKERS

Matt Woodhams Ph.D.Head of eCommerce, FENICS Market Data

Dr. Matt Woodhams joined GFI in 2000 and until recently oversaw product development, marketing and support of GFI’s trading platforms, their compliance with current regulatory requirements and commercial positioning for regulatory changes. Previously, he held various roles within the company including oversight of the FENICS business while based in New York.

Bryan YatesDirector of Sales - EMEA, Orbital Insight

Bryan Yates is the Director of Sales and General Manager for the EMEA region at Orbital Insight, a geospatial analytics company that provides unprecedented visibility into the economic pulse of the world by using AI to analyze vast amounts of satellite imagery to count objects like cars, oil tanks and ships.

Christina YoungSpecialist Leader, Technology and Financial Services, Deloitte Consulting

Tina is currently a specialist leader of Technology and Financial Services at Deloitte Consulting. She has over 25 years of experience in the information technology and financial services industries. She has extensively worked within Tier 1 financial institutions’ market and reference data, especially from a vendor and contractual management perspective. Tina’s expertise is in setting sourcing strategies and license solutions to mitigate risk and reduce costs.

Richard YoungIndustry and Regulatory Strategy, Bloomberg Global Data

Richard joined Bloomberg in September 2015 in an industry and regulatory relations role in Global Data. This role includes industry and regulatory outreach on the data aspects of Bloomberg’s services for MiFID and other related regulatory initiatives, with a special emphasis on key identifiers such as FIGI and LEI.

Ken ZockollSenior Vice President, Symbology & Reference Data, FactSet Research Systems, Inc.

Ken leads the team that drives the development and deployment of FactSet’s enterprise data governance model which connects all of FactSet’s content via a common set of security and entity level identifiers and their associated taxonomies. Ken joined FactSet in 2001 as part of the LionShares’ acquisition, FactSet’s first major investment in proprietary content.


39SPONSORS

PLATINUM SPONSOR

Deutsche Börse Market Data & Servicesdeutsche-boerse.com/mda/dispatch/en/kir/gdb_navigation/mda

Deutsche Börse Group, headquartered in Germany, is one of the world’s leading exchange organisations with more than 5,000 employees. The group provides investors, financial institutions and corporations with access to global markets. It operates the international derivatives exchange Eurex as well as the leading European electronic securities trading platform Xetra.

The Market Data + Services business area provides decision makers around the globe with high quality data and technology services. The extensive product and service portfolio comprises real-time, ultra-low latency and historical trading data from the group’s own trading venues as well as from cooperation partners, real-time analytics, the renowned DAX and STOXX indices, superior exchange infrastructure as well as regulatory reporting services. For more information, please visit www.mds.deutsche-boerse.com.

CONTACT: Dr. Hartmut Graf. Head of Data Services+49 69 211 12418 | [email protected]

HOST SPONSOR

Thomson Reuterswww.thomsonreuters.com

Thomson Reuters connects and powers the global financial community through our open and trusted news, data, analytics and insight, tools and applications, trading capabilities, and infrastructure and services – enabling discovery, liquidity and compliance.

We help our customers uncover critical insights and market opportunities and connect to the largest network of financial professionals – enabling better decisions and more confident actions. We create efficiencies that drive profits with scalable infrastructure and services that enable faster and smarter performance. Our trading applications and venues provide access to liquidity that connects customers and markets. Through our award-winning Pricing and Reference Data services, we provide market leading end of & intra-day content including: CDS, CDO, CLO, ABS, CMBS, Fixed Income, Risk Data, Analytics and other referential content sets. www.thomsonreuters.com

CONTACT:Financial.tr.com Risk.tr.com Prdcommunity.com Mifidii.com


40 SPONSORS

GOLD SPONSORS

Bloomberg www.bloomberg.com/company

The Bloomberg Professional Services connect decision makers to a dynamic network of information, people and ideas. At the core of this network is our ability to deliver data, news and analytics through innovative technology, quickly and accurately to individuals and across enterprises.

CONTACT:Sallianne Taylor, Global Manager, Market Structure & Strategic Alliances+44 7818 511 785 | [email protected]

FENICS Market Datawww.FENICS.com/market-data

FENICS Market Data is a leading provider of real-time, tradable, indicative, end-of-day, and historical OTC market data. Our data is sourced directly from the voice and electronic trading systems, and pricing analytics of the global brokerage operations of BGC, GFI, MINT, RP Martin, Freedom, Remate and BGC Liquidez, providing a comprehensive solution for independent and verifiable OTC pricing.

Founded in 1987, FENICS quickly became the industry standard pricing tool for FX options. FENICS has more than 29 years’ experience of providing intuitive solutions for the FX derivatives market spanning from pre-trade analysis, risk management, automated client price distribution, and post trade processing. The full range of API’s facilitate connectivity to third parties and bespoke front end solutions.

FENICS is a subsidiary of BGC Partners, Inc. (NASDAQ:BGCP), a leading global brokerage company servicing the financial and real estate markets. FENICS® PRO is licensed for use at over 350 client sites worldwide. FENICS operates from offices in London, New York, Hong Kong, Singapore and Tokyo.

CONTACT:Elliott Hann, Director, Head of Sales+44 207 877 8078 | [email protected]

DATA SERVICES

ICE Data Serviceswww.theice.com/market-data

ICE Data Services offers a robust end-to-end solution for information, analytics and connectivity, with a range of proprietary data and tools for global markets across fixed income, equities, commodities, FX and options. From exclusive real-time data driven by 12 global exchanges, leading continuous fixed income evaluated pricing, reference data and analytics, to robust desktops, trading tools, and connectivity solutions, thousands of market participants around the world deploy our award-winning data services to inform their market and economic perspectives and decision-making. For more information, please visit: www.theice.com/data

CONTACT:Edward M. Addvensky - Vice President, Americas Sales+1 212 771 6995 | [email protected]

Stephen Baker - Head of Sales - EMEA+44(0) 20 7429 7131 | [email protected]


41SPONSORS

PREMIUM VISIBILITY SPONSORS

CME Group cmegroup.com

CME Group is the world’s leading and most diverse derivatives marketplace, handling 3 billion contracts worth approximately $1 quadrillion annually (on average). The company provides a marketplace for buyers and sellers, bringing together individuals, companies and institutions that need to manage risk or that want to profit by accepting risk.

Our exchanges - CME, CBOT, NYMEX and COMEX - offer the widest range of global benchmark products across all major asset classes, including futures and options based on interest rates, equity indexes, foreign exchange, energy, agricultural commodities, metals, weather and real estate. As part of our commitment to providing innovative risk-management solutions to the marketplace, CME Group also offers a growing slate of cleared OTC products and services.

Through our CME Globex electronic trading platform, users worldwide are able to access the broadest array of the most liquid financial derivatives markets available anywhere. Additionally, CME Group operates CME Clearing, one of the world’s leading central counterparty clearing providers. By serving as the counterparty to every trade that happens in our markets, we protect the integrity of our markets, virtually eliminating third-party credit risk.

CONTACT:[email protected]

Factsetfactset.com

FactSet (NYSE:FDS | NASDAQ:FDS) delivers superior analytics, service, content, and technology to help more than 85,000 users see and seize opportunity sooner. We are committed to giving investment professionals the edge to outperform, with fresh perspectives, informed insights, and the industry-leading support of our dedicated specialists. We’re proud to have been recognized with multiple awards for our analytical and data-driven solutions and repeatedly ranked as one of Fortune’s 100 Best Companies to Work For and a Best Workplace in the United Kingdom and France. Subscribe to our thought leadership blog to get fresh insight delivered daily at insight.factset.com. Learn more at www.factset.com and follow on Twitter: www.twitter.com/factset.

CONTACT:Ken Zockoll, Director, Symbology and Reference Data

SILVER SPONSORS

ACTIV Financialactivfinancial.com

ACTIV Financial Systems is a global provider of real-time, multi-asset financial market data and solutions. ACTIV offers neutral, managed services for buy and sell-side firms and technology providers seeking a complete market data solution that encompasses both global content management and data delivery across the enterprise. With coverage spanning more than 150 equity and derivatives exchanges around the world, ACTIV is the only truly end-to-end, independent market data utility in the industry. Founded in 2002 by market data specialists, the firm is privately owned and has offices in Chicago, New York, Tokyo, Singapore and London.

CONTACT:Mike Misiaszek, Head of Sales+1 212 599 1600 | [email protected]

ANNAanna-web.org

The Association of National Numbering Agencies supports international trading and worldwide processing efficiency through the assignment of ISO-standard identifier codes to a broad range of investment instruments. ANNA serves as the Registration Authority for the core ISO financial identifier, the International Securities Identification Number (ISIN), which is allocated across all instrument types in more than 200 countries along with the Classification of Financial Instruments (CFI) and Financial Instrument Short Names (FISN) codes.Under ANNA’s stewardship since 1992, the ISIN is the recognized global standard for instrument identification. For more information, please visitanna-web.org.

CONTACT:Emma Kalliomaki, Managing Director+46 7077 26126 | [email protected]


42

SILVER SPONSORS (CONTINUED)

CJCcjcit.com

Founded in 1999 Crown Jewels Consultants Ltd (CJC) is a leading independent, financial technology managed service provider. CJC’s expert team has a wealth of experience working across all market data systems, providing technical and commercial management consultancy, development as well as support and managed services to our clients across the globe. With offices in London, New York, Hong Kong, Singapore and Australia CJC are able to deliver a 24x7x365 ‘‘follow the sun’’ operation to our clients across all time zones.

CONTACT:Paul Gow, CEO+44 (0)20 3328 7600 | [email protected]

CUSIP Global Servicescupsip.com

The financial services industry relies on CUSIP Global Services unrivaled experience in uniquely identifying instruments and entities to support efficient global capital markets. Its extensive focus on standardization over the past 45 years has helped CGS earn its reputation as a trusted originator of quality identifiers and descriptive data, ensuring that essential front- and back-office functions run smoothly. Relied upon worldwide as the industry standard provider of reliable, timely reference data, CGS is also a founding member and co-operates the Association of National Numbering Agencies (ANNA) Service Bureau, a global security and entity identifier database for over 34 million public and privately traded instruments, contributed by 92 national numbering agencies and 27 partner agencies representing 255 different countries. CGS is managed on behalf of the American Bankers Association (ABA) by S&P Global Market Intelligence, with a Board of Trustees that represents the voices of leading financial institutions.

CONTACT:Matthew Bastian+1 212 438 4072 | [email protected]

S&P Global Market Intelligencespglobal.com/marketintelligence

At S&P Global Market Intelligence, we integrate financial and industry data, research and news into tools that help track performance, generate alpha, identify investment ideas, understand competitive and industry dynamics, perform valuation and assess credit risk. Investment professionals, government agencies, corporations and universities globally can gain the intelligence essential to making business and financial decisions with conviction.S&P Global Market Intelligence is a division of S&P Global (NYSE: SPGI). For more information, visit www.spglobal.com/marketintelligence.

CONTACT:David Coluccio+1 212 438 4059 | [email protected]

GOLF TOURNAMENT SPONSOR

Tullet Prebon Informationtpinformation.com

Tullett Prebon Information is the leading provider of independent real-time price information from the wholesale interdealer brokered financial and commodity markets. Tullett Prebon Information is a wholly owned subsidiary of Tullett Prebon, a fully diversified interdealer broker with leading positions in global fixed income securities, money markets, capital markets, equities, energy, credit and associated derivative products, and a principal source of market information for Tullett Prebon Information.

Tullett Prebon Information has been voted Best IDB Data Provider 2016 by Inside Market Data for the sixth consecutive year.

Tullett Prebon Information delivers the highest-quality independent price data using state of the art technologies and data publication standards.For more information about our services visit www.tpinformation.com or contact sales(at)tpinformation.com

CONTACT:Ovie Koloko+44 207 200 7118 | [email protected]

SPONSORS


43SPONSORS

BARISTA SPONSOR

ICAP Informationicapinfo.com

ICAP Information empowers you to make trading decisions with authoritative and independent over-the-counter (OTC) market information from ICAP, a leading markets operator. We provide data services across all key asset classes and offer innovative solutions for real-time, end-of-day and historical products. Our data is the intelligence behind algorithmic trading, research models, risk and compliance applications and portfolio pricing and management. We are a key source of mark-to-market data for the industry. ICAP Information delivers 100,000 instruments generating an average of 300 million updates per day.

ICAP Information is part of TP ICAP group, a global firm of professional intermediaries that plays a pivotal role in the world’s financial, energy and commodities markets. For more information, please visit www.icapinformation.com or contact [email protected]

CONTACT:Lisa Ward+44 207 302 5369 | [email protected]

DATA MANAGEMENT FORUM SPONSOR

SmartStream RDU smartstreamrdu.com

The SmartStream Reference Data Utility (RDU) is a managed service that delivers complete, accurate and timely reference data for use in critical regulatory reporting, trade processing and risk management operations, dramatically simplifying and reducing unnecessary costs for financial institutions.

The RDU acts as a processing agent for its participants selected data sources; sourcing, validating and cross-referencing data using market best practices so that these processes do not need to be duplicated in every financial institution. An experienced global team, who operate under the compliance frameworks of their customers, deliver data that is fit-for-purpose, consistent and in a format that is specific to the financial institutions’ needs. www.smartstreamrdu.com

CONTACT:Peter Moss, CEO+44 207 898 0607 | [email protected]

TECHNOLOGY FORUM SPONSOR

Coltcolt.net

Colt Capital Markets delivers highly secure, on-demand services designed to meet the requirements and speed of the financial markets. Colt works with 18 of the top 25 banks and diversified financial groups, over 50 exchange venues and 13 European central banks. Its Capital Markets propositions include Colt PrizmNet, a next-generation extranet service dedicated to the financial sector, MarketPrizm market data feeds, hosting, and tailored connectivity solutions. Colt’s customers also benefit from Colt’s SDN-enabled, intelligent network, known as the Colt IQ Network, which has been designed to provide on-demand access to global data centres, public cloud providers, as well as participants’ premises. For more information, please visit http://www.colt.net/capitalmarkets/

CONTACT:Andrew Housden, Vice President Capital Markets+442078635402 | [email protected]

MOBILE APP SPONSOR

NEX Data, A NEX Group businessnexdata.com

NEX Data operates within NEX Optimisation which helps clients simplify complexity and optimise resources. We are a market intelligence and price information service delivering independent OTC data for real-time, end-of-day and historical products. Our data covers the transaction lifecycle and allows clients to execute efficiently. There are over 400 million updates per day and constant advances in our product sophistication. We provide the intelligence behind algorithmic trading, research models, risk and compliance applications, and portfolio pricing and management.

CONTACT:Kevin Taylor, Managing Director+44 207 818 9911 | [email protected]


44

BRONZE SPONSORS

Acquire Mediawww.acquiremedia.com/

??

CONTACT:Toby [email protected]

Ballintraeballintrae.com

Ballintrae is a leading market data management company. We specialise in data assurance services for both clients and data providers. Our deep exchange rules and regulations and client infrastructure expertise gives us a clear edge in helping providers understand client data usage and clients in managing their compliance.

Recently, Ballintrae has become the centre of gravity for a transformative, industry-supported market data management shared service utility. Much of market data management within capital market firms confers no competitive advantage. And monitoring, compliance and reporting can act as a significant drag on profitability. An industry-wide shared service utility is the logical answer to this issue. As the investment banking industry becomes more aware and familiar with sharing functions across the ecosystem, a shared service utility will provide an unapparelled high quality service upon which it can rely for all market data management needs – along with the obvious advantages of much lower costs. Similarly, exchanges will be able to rely on clients being compliant once they are in a shared service utility – a clear advantage in saving of auditing costs and greater transparency of data usage.

CONTACT:John Mattingley, CEO+44 (0)20 3162 7070 | [email protected]

Batsbats.com

Bats Global Markets (Bats), a CBOE company, is a leading global operator of exchanges and provider of services for financial markets around the globe, making markets better for traders, investors and issuers. Bats was acquired by CBOE Holdings in February 2017, creating a firm with a combined track record of improving markets through product innovation, cutting-edge technology, and superior customer service. CBOE Holdings, Inc. (NASDAQ: CBOE), owner of the Chicago Board Options Exchange, the Bats Exchanges, CBOE Futures Exchange (CFE) and other subsidiaries, is one of the world’s largest exchange holding companies and a leader in providing global investors cutting-edge trading and investment solutions. The company offers trading across a diverse range of products in multiple asset classes and geographies, including options, futures, U.S. and European equities, exchange-traded funds (ETFs), and multi-asset volatility and global foreign exchange (FX) products. Visit bats.com and cboe.com for more information.

CONTACT:Kevin Carrai, VP, Market Data and Access Services+1 646 856 8730 | [email protected]

BTwww.bt.com/radianz

BT is one of the world’s leading providers of networked IT services to the global financial community, with more than 30 years’ experience delivering specialized network-centric and hosting services designed specifically to meet the demanding requirements of our customers across the financial markets, banking and payments sectors globally. These include our industry award-winning BT Radianz Services that support the largest secure networked financial community in the world.

CONTACT:Yousaf Hafeez, Head of Business Development+44 7990 560 795| | [email protected]

SPONSORS


45SPONSORS

ChartIQchartiq.com

ChartIQ offers a wide range of innovative data visualizations for time series charting that intuitively puts social, fundamental, and macro data in the context of charts across all asset classes. Our Charting Library and visualization engine allow users to layer in proprietary data sets on top of traditional market data, providing a rich context that exposes tradable market opportunities. We empower traders of all types — and from all financial backgrounds — to expand beyond traditional charts and asset classes. Implementing the ChartIQ Charting Library improves overall end-user experience, time on site, and conversion rates for banks, brokerages and trading platforms around the world. Visit chartiq.com for more information or follow us on Twitter at @chartiq

CONTACT:Dan Schleifer, CEO and Co-founder+1 773 456-6424 | [email protected]

CLScls-group.com

CLS enhances financial stability by providing risk mitigation and operational services to the global FX market.

We operate the world’s largest multicurrency cash settlement service to mitigate FX settlement risk for our members and their clients globally.

With more than 60 settlement members, comprising the world’s largest financial institutions, and over 23,000 third-party clients, including banks, funds, multinational corporations and non-bank financial institutions, we settle FX trades across 18 of the world’s most actively traded currencies.

In addition to mitigating FX settlement risk, we also deliver operational and IT efficiencies, enhanced liquidity management capabilities and business growth opportunities..

CONTACT:Kevin Swann, Head of Product Management- Data Analytics+ 442079712267 | [email protected]

FINANCIAL DATA

Global Financial Datagllobalfinancialdata.com

GFD Complete Data: The New Standard. Since 1992, Global Financial Data has filled the gaps that limit market analysts who use traditional data feeds. GFD has searched global archives to complete the time series only we offer. GFD appends the current data to the historical data; offering complete, unabridged data series unavailable from any other data source.

CONTACT:Joshua Silverman, Vice President of Operations +1 949 542 4200 | [email protected]

Infrontinfrontfinance.com

Infront is a leading market data and trading solutions provider for finance professionals. It provides a unique combination of real-time global market data, news, analytics and trading tools. With proven solutions developed over 20 years by industry experts - and with product development driven by our clients’ business needs - we have delivered the technology to keep our clients ahead of the game. Over 20 000 professionals in more than 50 countries worldwide rely upon our services. The Infront Professional terminal has become the most intuitive and flexible financial data terminal available, helping institutions to reduce costs, adapt to fast changing market requirements and to be able to work more effectively with the increasing amount of information available. Visit infrontfinance.com for a free trial or follow @infrontfinance.

CONTACT:Joachim Rosli, Head of Sales+47 233 10 006 | [email protected]


46 SPONSORS

BRONZE SPONSORS (CONTINUED)

IPC Systemsipc.com

IPC is the technology and service leader that powers the financial markets globally. We meet the Communication, Compliance and Network Solution needs of global financial institutions. We help clients anticipate and solve problems, setting the standard with industry expertise, exceptional services and comprehensive technology.

As the industry leader IPC’s global financial community includes over 6,000 market participants in 700 cities across six continents. Through service excellence, long-developed expertise and a focus on innovation and community, we provide agile and efficient ways for our customers to accelerate their ability to adapt to the ever–changing requirements for advanced data networks, compliance and collaboration with all counter-parties across the financial markets. For more information, visit www.ipc.com

CONTACT:Terry Ewin, VP EMEA [email protected]

Nasdaqbusiness.nasdaq.com/intel/GISLab/GISLab.html

Nasdaq Global Information Services (GIS) gives market participants the ability to see, measure, and act on opportunities across asset classes, and over time, through advanced analytics built on core—structured and unstructured—data, indexes, and exchange-traded products. As a key contributor to Nasdaq’s Innovation Lab, GIS creates and fields leading-edge functionalities based on machine intelligence, providing financial institutions and investors with real-time, intraday, and post-trade information and transparency.

CONTACT:James McKeone, Head of EMEA Data Sales+44 203 753 2203 | [email protected]

S&P Dow Jones Indicesspdji.com

S&P Dow Jones Indices, a division of S&P Global (NYSE: SPGI), is the largest global resource for essential index-based concepts, data and research, and home to iconic financial market indicators, such as the S&P 500® and the Dow Jones Industrial Average®. More assets are invested in products based on our indices than based on any other provider in the world. With over 1,000,000 indices and more than 120 years of experience constructing innovative and transparent solutions, S&P Dow Jones Indices defines the way investors measure and trade the markets. For more information, visit www.spdji.com

CONTACT:Jamie Farmer, Managing Director | Index Data Services +1 609 520 7703 | [email protected]

TickSmithticksmith.com

TickSmith, with its TickVault platform, is a leader in Big Data applications for Capital Markets and financial services. TickVault is used for data centralization and distribution, compliance, market surveillance, strategy discovery, and analytics.

TickVault is a comprehensive platform used by exchanges and data vendors, trading, risk groups and regulators to accumulate, transform, analyse and disseminate Terabytes and Petabytes of financial data from quote feeds, trading systems, event feeds and more. With its specialized tools and modules, TickVault provides easy access to data, analytics, time-series, workflow and reports via point and click interfaces and APIs.

CONTACT:Francis Wenzel, CEO+1 514 360 6369 x210 | [email protected]


47SPONSORS

Traxtraxmarkets.com

Trax is a leading provider of capital market data, trade matching and regulatory reporting services to the global securities market. In 2016 Trax processed 1.2 billion transactions on behalf of its user community including 13 million fixed income transactions. Trax provides capital market firms with information to assist them in conducting net asset valuations, mark-to-market calculations, fixed-income portfolio mapping, liquidity and volume modelling, as well as reference data population updates. It also provides a wide range of pricing data for approximately 70,000 unique bonds, volume data on over 52,000 individual bonds as well as securities reference data for over 301,000 government bonds, corporate bonds, medium-term notes and private derivative issues.

Trax is based in London and was originally established in 1985. Acquired by MarketAxess in 2013, Trax is a trading name of Xtrakter Ltd. and is a wholly owned subsidiary of MarketAxess Holdings, Inc.

CONTACT:Paulo Costa, Head of Data Sales+4402036553472 | [email protected]

TRGRPtrgrp.com

TRG provides spend management solutions enabling enterprises to gain total cost transparency and control of their entire universe of corporate subscriptions and vendor relationships. Founded by senior IT executives from global investment banks in 1998, TRG provides software and services which help companies streamline their expense management, reduce costs, and make informed decisions about spend on subscription-based services including market data, software, research, information services, consulting, and more.

CONTACT:Jared Libby, Global Head of Sales

Velavelatradingtech.com

Vela (formerly SR Labs) is an independent global leader in high performance trading and market data technology. We provide the breadth of coverage and depth of expertise demanded by today’s multi-asset, multi-region electronic trading environment. Our clients benefit from white-glove global customer support and professional services from an experienced team comprised of seasoned financial services industry experts and cutting edge technologists.

As your premier market data and trading technology partner, together we can improve your time-to-market, lower costs and eliminate complexity. Our products empower clients to focus on their core business strengths, leveraging their trading infrastructure by relying on our technology, expertise and experience. For more information, please visit us at velatradingtech.com.

CONTACT:Rob Lane, Global Head of Sales and Marketing +44 203 608 4834 | [email protected]

Xignitexignite.com

Named one of the ten coolest brands in banking, Xignite, Inc. empowers innovation across financial services. Xignite provides cloud-based real-time and reference market data to financial services and fintech companies for easy integration with websites, apps, and software. The Xignite Market Data Cloud platform, hosted by AWS, allows companies to simplify infrastructure, scale quickly, and innovate faster. Xignite’s clients include more than 1,000 financial services, media and software companies including BMO, BlackRock, Charles Schwab, and IEX, as well as leading fintech disruptors such as Betterment, Future Advisor, Personal Capital, Robinhood, SoFi, Stocktwits, Wealthfront and Yodlee. Visit http://www.xignite.com or follow on Twitter @xignite.

CONTACT:Stephane Dubois, CEO and Founder +1 650 655 3701 | [email protected]


48 SPONSORS

MEDIA PARTNERS

A-Team Groupa-teamgroup.com

A-Team Group has been delivering distinguished content on behalf of financial data and technology suppliers since 2001. Run by experienced business journalists, we thrive on taking complex business and technology topics and turning them into compelling content assets to drive lead generation and prospect nurturing with a measurable ROI. The A-Team Group also organise the RegTech Summit for Capital Markets 2017 taking place on October 5, 2017 at The Guoman Tower Hotel, London.

CONTACT:Angela [email protected]

WatersTechnologywaterstechnology.com

WatersTechnology is the financial services’ premier provider of technology and data-related information, featuring articles from specialist brands: Inside Market Data, Inside Reference Data, Buy-Side Technology, Sell-Side Technology.

WatersTechnology reports, analyses and informs its readers about the latest business, technology and data management developments alongside crucial regulatory updates. We investigate topics in detail, assess the implications, speak with practitioners, and produce in-depth, analytical articles. Subscribers using our services on a daily basis include Market Data managers, Chief Technology Officers, Heads of Infrastructure at banks, asset managers and hedge funds alongside technology vendors.

WatersTechnology produces two magazines: Waters and Inside Data Management.

CONTACT:Katie [email protected]

Establish your credentials in the increasingly complex and competitive financial information industry.

1000+ market and reference data professionals have already been certified

Expanded my knowledge of the market data business

Showed my client I knew what I was talking about

Gave me the confidence to succeed

Helped me broaden my knowledge

Helped me build my resume

Got me the promotion

Sets the standard

Got me the job

Set me apart

FISD provides certification that...

LEARN MORE AND GET CERTIFIED

siia.net/fisdpc

Candidate Benefits

9 Be guided – by a clearly-structured and well-articulated syllabus designed by industry experts with a practical vision of what is needed in today’s workplace.

9 Be recognized – for seeking to expand your knowledge of a broad range of highly relevant issues facing the market and reference data workforce.

9 Be rewarded – for your hard work, your intellectual rigor, and for differentiating yourself in the workplace.

Employer Benefits

9 Recruit more effectively – identify the best staff by using additional meaningful and trustworthy information on which to base your decisions.

9 Improve productivity – enhance your staff’s career development as they acquire new skills and expand their understanding of the complex operating environment of the financial information industry. You gain a more capable, effective and productive workforce.

Market Data + Services

We advance marketsDeutsche Börse provides markets with high quality, reliable market data – real-time data from Eurex and Xetra is now available in unlimited order book depth.

Deutsche Börse makes data from many international exchanges available to the market – amongst them the Irish Stock Exchange, BSE India and TAIFEX.

Deutsche Börse delivers value-added real-time analytics – including volatility forecasts and liquidity indicators.

www.mds.deutsche-boerse.com

Documents

DOWNLOAD OUR FREE WFIC EVENT APP USING THE HASHTAG … · 2017-10-26 · 23 – Infront 24 – CLS Group 25 – FISD Professional Certification 1 Deutsche Börse 2 ICAP Information