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DESIGNING AND PROCESSING POLYLACTIC ACID WITH BAMBOO ADDITIVES
A Major Qualifying Project Report Submitted to the Faculty of the
WORCESTER POLYTECHNIC INSTITUTE
In partial fulfillment of the requirements for the
Degree of Bachelor of Science
in Mechanical Engineering
Submitted by:
____________________________
Brandon Okray
____________________________
Janelle Boucher
Date: 01/14/2014
Keywords:
1. Biodegradable Polymers
2. Bamboo Additives
3. Coupling Agents
Approved by:
________________________________
Prof. Satya Shivkumar, Major Advisor
Acknowledgements
We would like to thank our advisor, Satya Shivkumar, for all his support and guidance
throughout the duration of our project. We thank the mechanical engineering department for their
financial support. We would also like to thank Victoria Huntress in the biomedical department for the use
of her Zeiss microscope. We also want to thank John Macdonald for use of his TGA and DSC machines,
as well as taking the time to help us understand the results for our paper. We also want to express our
deep gratitude to the outside support we received for our project from Dave Beaudoin and Nathan Smith
from Absolute Machinery and Scott Brewer from A. Schulman for the use of their injection molder and
twin-screw extruder respectively as well as donation of supplies. Our project would not have taken off the
ground without their help.
Abstract
The desire for sustainable materials increased investigations into biodegradable polymers and
improving their capabilities with natural fillers for reinforcement. Natural fillers affect processing of
bioplastics therefore the objective of this project was to improve the molding properties of a
biodegradable polymer. For this experiment injection molded samples of polylactic acid (PLA) and
bamboo powder were formed. Observed distribution of the powder within the polymer, flexural and
thermal properties were measures of processing improvements. Optimal temperatures for the injection
molder, pre-heat treatment of the samples, and coupling agents helped processing of the samples. More
improvements are needed for reinforced biopolymers to be competitive with traditionally formed
bioplastics.
Table of Contents Acknowledgements ........................................................................................................................2
Abstract ...........................................................................................................................................3
Introduction ....................................................................................................................................5
Objectives........................................................................................................................................6
Procedure ........................................................................................................................................7
Paper 1 ............................................................................................................................................9
Paper 2 ..........................................................................................................................................20
Design/ CAD .................................................................................................................................35
Conclusions ...................................................................................................................................38
References .....................................................................................................................................38
Introduction
Currently, there is increasing demand for renewable resources and environmentally friendly
products because of the environmental implications of plastic pollution derived from fossil fuels. Another
drawback of synthetic polymers is the increasing and sporadic cost of fossil fuels, a result of supply. In
order to decrease reliance on finite fossil fuels in polymer production polymers developed from renewable
materials are considered a viable substitution. Polylactic acid (PLA) is an example of renewable polymers
made from plants such as corn and potatoes. It is a versatile polymer used widely in the medical and
packaging fields. (Shah, 2008)
However, some of the drawbacks of PLA is its poor mechanical properties such as low strength,
impact toughness, heat resistance and brittleness. One of the ways this can be improved is by using
natural fiber reinforcement. (Lee, 2006) Additionally PLA is an expensive polymer compared to most
commercial polymers. Fiber additives can be used as a method to displace the polymer and thereby
reduce the cost. One of the most promising fibers for reinforcement and as a filler is bamboo. Bamboo is
abundant, fast growing, light-weight, capable of growing in various environments, cheaply processed and
exhibits strength comparable to mild steel. (Khalil, 2012)
The main issue when using natural fibers such as bamboo to reinforce polymers is its composition
which primarily consists of cellulose and lignin. Cellulose is hydrophilic in nature and therefore prevents
sufficient integration into a hydrophobic polymer matrix. As a result, the mechanical properties of the
composite suffer leading to problems with facture and residual stresses within the polymer matrix. (Tran,
2013)
The work in this MQP will investigate the use of coupling agents and compatibilizers to improve
the interface adhesion between bamboo and PLA matrix. PP-g-MA is an anhydride wax which has gained
a lot of interest because of its ability to create homogenous nucleation of hydrophilic additives. The
reactive agent in the anhydride wax is maleic anhydride (MA) which readily reacts and forms bonds with
the hydroxyl functional group in the cellulose of the bamboo. (Khalil, 2012), (Bonse, 2010)
Currently, there is a lack of information on how bamboo powder additives affect the PLA
polymer matrix when it is injection molded. During some initial mixing tests using a brabender at ECM
Plastics (Worcester, MA) there were large agglomerations within the polymer matrix that significantly
reduced fracture toughness and increased brittleness. Therefore, an injection molding process was
selected to be used for its increased torque and mixing capabilities.
This work will use alkaline treatment, coupling agents and injection molding to help improve
some of the traditional drawbacks of using simply pure PLA. This additional processing should show
improvements in the composite’s degradation, flexural properties and agglomeration formation.
However, due to the limited resources and equipment allocated to this project, in order to obtain
the materials and equipment necessary this project will also focus on establishing connections with
companies in the plastics field. This project aims to work with local companies like ECM plastics and
Absolutely Machinery whom are located in the Worcester area.
Objectives
The overall objectives of this MQP are to:
● Communicate with companies in the plastic industry for polymer samples and manufacturing
equipment
● Design a method for producing a polymer with bamboo additives
○ Investigate injection molding settings for producing a usable sample
○ Incorporate coupling agents to improve bamboo distribution and nucleation
● Analyze injection molded samples for improved mechanical, thermal and degradation properties
● Generate a paper to document the results of the PLA with bamboo additives sample produced and
submit for conference publication
● Write a paper on the current status of using bamboo additives with biodegradable polymers when
produced using an injection molder
Procedure
1. Communicate with plastic companies using email and phone to request free samples of various
polymers that could be incorporated into experimentation
a. PLA Prime Natural 3251D from Jamplastics Inc. (Billerica, MA)
b. Bamboo Flour from Natural Sourcing LLC (Oxford, CT)
c. Acrylic Acid from Sigma-Aldrich (St. Louis, MO)
d. Licocene PP MA 6252 from Clariant (Holden, MA)
2. Communicate with plastic manufacturing companies by email and phone to request equipment
that could be incorporated into experimentation
a. Zhafir VE 1900/580 (214 tons) injection molder from Absolute Machinery
b. Brabender from ECM Plastics Inc.
3. Preform preliminary testing of PLA with bamboo flour additives of 20 wt%, 10 wt%, 5wt%,
2wt% and 1wt% using Brabender
4. Redesign procedure for producing PLA with bamboo additives to improve distribution
5. Pretreat bamboo powder using 0.1M Acrylic Acid (AA) and distilled water solution for two
hours to improve surface conditions
6. Dry pretreated bamboo until all moisture is removed and it is a resembles a powder consistency;
approximately ten hours at 75ºC
a. Don’t overdry samples to avoid thermal degradation of mechanical properties
7. Mix 0%, 3% and 5% bamboo powder batches with PLA and PP-g-MA
8. Run injection molder until workable samples are produced
a. Record settings for future experiments
b. Record observations of material as a result of different exit temperatures (high vs. low)
9. Analyze bamboo distribution and agglomerations using scanning electron microscopy (SEM) and
optical microscopy
10. Test samples using 3 point flexural testing, thermogravimetric analysis (TGA) and differential
scanning calorimetry (DSC)
11. Write experimental paper that demonstrates the steps taken to make bamboo and PLA composite.
a. Show procedure
b. Show injection molding settings
c. Show results from:
i. Microscopy
ii. 3 point Flexural Test
iii. Thermogravimetric Analysis (TGA)
iv. Differential Scanning Calorimetry (DSC)
d. Analyze and discuss results
e. Derive Conclusions
12. Submit paper for acceptance to Society of Plastic Engineers ANTEC 2014 Conference
13. Using knowledge from experimental aspects and research article collect data
14. Extract and analyze relevant information
15. Write a review article on the current status of injection molding biodegradable polymers with
bamboo additives
This MQP is presented in the form of two technical
papers:
B. Okray, J. Boucher, and S. Shivkumar, “Processing and Characterization of PLA-Bamboo
Composites with Acrylic Acid Coupling Agent and Maleic Acid Compatibilizer” submitted for
publication in ANTEC proceedings 2014.
B. Okray, J. Boucher, and S. Shivkumar, “Processing of Bamboo Additives in Biodegradable
Polymers” Journal of Polymer Research (2014) submitted for publication.
The papers are attached in the following sections.
Paper 1
B. Okray, J. Boucher, and S. Shivkumar, “Processing and Characterization of PLA-Bamboo
Composites with Acrylic Acid Coupling Agent and Maleic Acid Compatibilizer” submitted for
publication in ANTEC proceedings 2014.
PROCESSING AND CHARACTERIZATION OF PLA-BAMBOO
COMPOSITES WITH ACRYLIC ACID COUPLING AGENT AND MALEIC
ACID COMPATIBILIZER.
Janelle Boucher, Brandon Okray and Satya Shivkumar
Department of Mechanical Engineering
Worcester Polytechnic Institute, MA 01609
Abstract
Biodegradable polymer products based on renewable resources are rapidly gaining interest.
The purpose of this work explores molding behavior and structural characteristics of bamboo
reinforced Polylactic Acid (PLA). Bamboo flour with a particle diameter on the order of 400
microns was mixed with PLA and injection molded. A coupling agent of acrylic acid and maleic
anhydride (MA) compatibilizer was found essential in improving distribution of bamboo
particles in the PLA matrix. The data indicate that the addition of bamboo particles significantly
alters injection molding characteristics. Agglomerations of bamboo particles may contribute to
the observed reduction in flexural strength.
Introduction
In recent years the demand for developing materials from renewable sources has increased
dramatically due a need for ecological sustainability. Currently biological materials are being
combined with many synthetic petroleum based materials such as PC, PP, ABS, HIPS, PET, and
PMMA to potentially improve biodegradation [2]. Thermoplastic materials are being developed
from starches such as PCL, PBAT, PHB, and PLA, approaching complete biodegradation [2].
More importantly as these bioplastics degrade in soil they do not release harmful toxins [9].
Polylactic acid (PLA) in particular has gained popularity in recent years as the one of the most
economically viable plastics for commercial applications because of its desirable mechanical
properties. In addition, PLA is a thermoplastic that can be molded in a variety of processes such
as injection molding, blow molding and extrusion, while still having the ability to undergo
mechanical recycling.
Despite the environmental advantages of bio-based thermoplastics, these polymers tend to be
more costly than traditional commercial polymers and soften in the presence of humidity.
Bioplastics have low elongation at break resulting in brittle behavior [9]. To address these
issues, copolymerization was utilized to combine the monomers of multiple polymers in order to
develop a resulting material with optimum properties. It has been shown with copolymerization
of PBS an improvement in elongation at break and impact strength can be obtained if the
concentration of the comonomer was kept below a certain mol%. Copolymerization can
however lead to a reduction in strength [6].
In order to improve biocompatibility synthetic polymers have been combined with natural
fiber derived from renewable sources such as jute, kenaf, sisal, coconut, and bamboo [2] [8].
Natural fibers are ideal to include in bioplastics because of their relatively low cost in
comparison with current synthetic materials such as glass or carbon fibers. The low density and
hardness of renewable fibers result in the production of lighter materials and reduced abrasion on
equipment during processing [10]. In addition natural fibers have characteristics of high
toughness, versatility, abundance, and most importantly, biodegradability [9]. Disadvantages
associated with natural fibers include a reduced modulus and strength, and an increased
susceptibility to humidity and moisture absorption. The mechanical properties of bioplastic and
natural fiber composites are heavily influenced by the adhesion of the fibers to the polymer
matrix [7]. Due to the fibers’ hydrophilic nature and the hydrophobic characteristic of the
polymer, properties such as elongation at break and strength can be decreased significantly
because of poor bonding at the interface [7].
Among the potential renewable fibers, bamboo has received a lot of attention due to its
incredible physical properties and wide availability. It is a versatile material utilized in
commercial areas such as construction, transportation, eating utensils, clothing, and food. It can
survive a variety of environments and can grow at a rapid rate allowing it to be cheaply
harvested much faster than other woods. Some species of bamboo have a tensile strength that is
comparable to mild steel which makes this material more attractive in biocomposites than other
renewable sources [1].
Many researchers have combined bamboo fibers with polymers such as PP, PBS, HDPE, and
PLA. In each experiment the tensile strength and modulus decreased with increasing weight
concentrations of bamboo [5, 7, 9]. This trend is a result of the contrasting hydrophilic and
hydrophobic characteristics of the cellulose in the bamboo and the polymer matrix. To improve
adhesion pretreatments with coupling agents and compatibilizers have been introduced. In
addition, experiments have emphasized the importance of eliminating moisture in the bamboo in
order to improve processing of the material.
The purpose of this work is to observe the effect of bamboo particle additions on the molding
characteristics of PLA. Commercially obtained bamboo powders were used, thus eliminating
costly or potentially harmful procedures for fiber extraction. The addition of a coupling agent to
improve the distribution of bamboo particles in the PLA matrix was examined.
Procedure
Materials
The base resin PLA Prime Natural 3251D was supplied from Jamplastics Inc. (Billerica,
MA). The banslochan bamboo flour was purchased from Natural Sourcing LLC (Oxford, CT).
The bamboo (Bambusa Arundinacea) was mechanically ground to an average size of 400 μm.
The acrylic acid coupling agent was ordered from Sigma-Aldrich (St. Louis, MO).
Polypropylene grafted with maleic anhydride (PP-g-MA), commercially known as Licocene PP
MA 6252, was the compatibilizer for the batch mix and was supplied from Clariant (Holden,
MA).
Bamboo and Polymer Preparation
A way of improving the properties and surface bonding was to introduce a bamboo surface
treatment and a maleic anhydride compatibilizer. The surface treatment of the bamboo used a
coupling agent, which was a weak acrylic acid (AA) solution that would react with the hydroxyl
groups in the bamboo to reduce bamboo’s hydrophilic nature. The compatibilizer was a small
amount of polypropylene grafted with maleic anhydride (PP-g-MA) which is used to help
improve adhesion of the bamboo and the PLA polymer matrix [1].
The bamboo flour was pretreated by placing the bamboo flour in a 0.1 M solution of acrylic
acid and then draining it. This treatment could also help remove any impurities or oils
accumulated in the bamboo during mechanical separation. The bamboo was left to soak in the
acid for 3 hours. The solution was diluted until it was at a neutral pH and then the liquid was
drained from the bamboo. Subsequently the bamboo flour was placed in an oven at 65C for 12
hours to remove any accumulated moisture. The temperature of the oven was kept relatively low
in order to prevent major thermal degradation of the mechanical properties of the bamboo.
The bamboo flour, PLA and PP-g-MA were mixed together to produce 2.3 kg batch mixtures
at 3 wt% and 5 wt% bamboo. The compatibilizer PP-g-MA was mixed in at 2 wt% to each batch.
Directly before injection molding, the batches were dried again for 3 hours at 100°C, to
minimize any residual moisture.
Injection Molding Specifications
The injection molder that was used was a Haitian Zhafir VE 1900/580 (214 tons) injection
molder, at Absolute Machinery (Worcester, MA). The injection molder was purged with PE
before each new batch. For each bamboo concentration, the entire batch was poured into the
hopper and ran until none of the batch remained. The injection molder was set to a back pressure
of 145 MPa. The 5 zones of the injection molder shown below correspond to 5 zones along the
screw, where the 1st zone is the beginning on the screw and zone 5 is just before injection.
Table 1: Injection molder temperature zone settings
Zone
1
Zone
2
Zone
3
Zone
4
Zone
5
Set Temp.
(°C)
350 340 330 330 320
Sample Characterization
The injection molded samples were examined by an Inverted Zeiss Axiovert 135 Microscope
to study the distribution of bamboo particles. The samples were also examined in an ISM-7000F
Sanning Electron Microscope (SEM). The degradation characteristics were investigated using a
Hi-Res TGA 2950 thermogravimetric analyzer and a Perkin-Elmer DSC 7 differential scanning
calorimeter at a heating rate of 10°C/ min. The flexural properties were measured at a crosshead
speed of 1.667 mm/s. The stress and strain were calculated according to the following equations:
Stress:
Strain:
The P is the load at the given point on the deflection curve (N), L is the support span (mm), R
is the radius of the sample, D is the maximum deflection of the center of the beam (mm), and d is
the depth of the test beam (mm).
Results
In order to gain an initial understanding of the properties of PLA when bamboo was added to
the melting process, a brabender was first used to mix the components. This early mixing
identified the capabilities and drawbacks of bamboo interactions the polymer. When using the
brabender samples of 20 wt%, 10 wt%, 5wt%, 2wt% and 1% bamboo batches were produced.
Immediately after mixing a compression molder was used to produce thin sheets to examine the
distribution of the bamboo particles. The initial results indicated that as the concentration of
bamboo was increased the sheets became brittle. The brittleness of the material made it difficult
to measure the properties. In addition the bamboo flour had a tendency to clump together rather
than evenly dispersing.
Injection Molding of Samples
The results of the brabender showed that the distribution of the bamboo needed to improve as
well as the size of the bamboo agglomerations had to decrease. Several previous studies have
supported the use of Maleic Anhydride as a compatibilizer between the hydrophilic bamboo and
the hydrophobic polymer [1] [3] [4]. The maleic anhydride material used in this investigation
was a polypropylene-grafted-maleic anhydride (PP-g-MA), which is shown to have a positive
effect on the bonding of bamboo with a polypropylene matrix by improving modulus, tensile
strength and surface bonding, however it is also shown to decrease flexural strength and
elongation [3].
During the process of injection molding the batches there were some conditions that
produced noticeably better results. The polymer supplier recommended the temperature for
molding PLA to be about 400°C for optimum viscosity of the material into the mold; however,
when processing the batches with bamboo the material produced wasn’t viscous enough and
resulted in a runny material. Better results were found at ~350°C. Further, during molding, there
were difficulties with the moisture content within the bamboo. This moisture would expand in
the chamber and release hot air making the flow very discontinuous. In order to resolve this issue
the batches were placed in a vacuum bake at 65°C for an additional 3 hours. An additional
observation to note was that, when purging, the batches with bamboo experienced significant
expansion creating a foam consistency.
Table 2: Injection Molding Processing Characteristics at various bamboo concentrations
Bamboo wt% Added 0% 3% 5%
Samples Produced 16 41 26
Average Cycle Time (sec) 16.7 18.8 19.4
Injection Peak Pressure
(MPa) 0.36 0.65 0.47
In Table 2, the effects of bamboo on the injection molding characteristics are compared.
These measurements were taken from the injection molder itself to analyze the melt flow with
the injection molder. On average, 3 wt% of bamboo additive provided the highest injection peak
pressure. Additionally, as the concentration of bamboo increased the average cycle time
increased as well.
Particle Distribution
The optical images of the injection molded samples are shown in Figure 1. In the images, it is
clear that as the batch concentration of bamboo increases there is an increase in the distribution
of bamboo particles in the polymer matrix. Figure 1 shows the difference in transparency
between the 3 wt% and 5 wt% bamboo samples. The 5 wt% bamboo sample is less transparent
and the concentration of bamboo is visibly higher.
In Figure 2, a sample of 3% bamboo and 2% MA-g-PP is shown. The sample shows that
there are some bamboo particles that vary greatly in size. There is a noticeable large bamboo
particle that measures ~450 microns in size. However, most of the other particles measured
closer to 100-200 μm. A closer look at the surface of the 3 wt% sample can be seen below in
Figure 3. The image shows an uneven distribution of the particles and suggests a need for
improvement during processing.
Figure 2: Microscopic image of a sample with 3% bamboo showing clumping (indicated by arrows).
Figure 1: Photographs (5x) of the injection molded samples A – (PLA – 3wt% Bamboo), B – (PLA – 5wt% Bamboo). The
clumping of bamboo particles is indicated by the arrow.
Bamboo
B
Figure 3: Image of a 3 wt% bamboo & PLA sample showing the agglomerations of the bamboo
particles beneath the surface.
Another example of agglomeration is shown in Figure 4. In general as the concentration of
bamboo increased, a greater agglomeration was observed.
Figure 4: Photograph showing large agglomeration of bamboo particles (highlighted by circles) in a
5wt% bamboo sample with 2wt% PP-g-MA compatibilizer.
Figure 5, the interaction of a ~200 μm bamboo particle and the PLA matrix can be seen. This
particle appears to be partly imbedded into the PLA and exhibits poor bonding at the surface.
Bamboo
Figure 5: SEM image of bamboo particle interacting with surface of 5 wt% bamboo sample
Properties of the Molded Product
The TGA data indicate that the decomposition of the polymer begins at a lower temperature
as the wt% of bamboo is increased. The rate of degradation slowed significantly in the 5%
sample containing both coupling agent and compatibilizer, when the sample was about 20% of
the original mass.
The addition of bamboo initially stimulates degradation in a sample exposed to a high-
temperature environment. In both the 3% and 5% batches a residue of up to 10% was observed
even after 500°C. This can most likely be attributed to the decomposition of most of the PLA
from the sample and the residual bamboo. The compatibilizer may have formed stronger bonds
Figure 5: Results of TGA Analysis for Samples
between the bamboo and PLA, which required the temperature and resulting heat to be much
greater in order to break those bonds. A TGA trial was done with solely bamboo flour to
observe its degradation, but the mass of the bamboo only degraded by approximately 6% as the
sample was heated to 600°C. Bamboo additions did not have a significant effect on the glass
transition temperature and the malting temperature as shown in Figure 6. Bamboo particles may
inhibit crystallization in PLA. The addition of bamboo significantly affects degradation of PLA,
generally lowering the overall rate of degradation.
Figure 6: DSC data for various samples.
Flexural strength data show a decrease in strength of both the 3 wt% and 5 wt% composites
by about 14% and 41% respectively at the point of fracture. However the flexural modulus of
the samples increased significantly with the addition of bamboo particles. These results are
consistent with the data from other investigations [5]; however the flexural strength of other
investigations exceed the strength from this experiment which may suggest that the treatment of
the bamboo with the acrylic acid and PP-g-MA may not be quite effective. In addition the
inclusion of bamboo particles enable some stretching in the samples.
Figure 7 Typical flexural stress-strain curves for various samples.
0
50
100
150
200
250
300
350
400
0.0000 0.0500 0.1000 0.1500 0.2000
Fle
xura
l Str
en
gth
(M
Pa)
Strain (mm/mm)
PLA, 0%Bamboo
3%Bamboo
5%Bamboo
Conclusions
The purpose of this work was to observe the behavior of bamboo in PLA. When trying to
injection mold the samples there were several functions needed to enhance molding
characteristics. The bamboo particles had to be dried thoroughly at 65°C for at least 3 hours to
achieve continuous melt flow during molding. Additionally, a more continuous and viscous melt
was achieved when injection temperature was set to ~350°C, compared to the PLA supplier’s
recommendation of 400°C. The addition of the bamboo particles to the degradable polymer,
PLA, may alter the degradation properties. Further bamboo particles in PLA may also lower the
flexural strength but improve the flexural modulus. The addition of both acrylic acid and PP-g-
MA may have improved the bonding characteristics but additional enhancements may be needed
to improve the surface bonding and particle distribution.
Acknowledgements
The authors would like to thank Victoria Huntress and John Macdonald for use of their
equipment and their contribution for obtaining and understanding results in this paper. The
authors would also like to express deep gratitude to Dave Beaudoin, Nathan Smith, and Scott
Brewer for the use of their equipment and donation of supplies.
References
1. A. Khalil, I. U. H. Bhat, M Jawaid, A. Zaidon, D. Hermawan, Y. S. Hadi. Bamboo Fibre Reinforced
Biocomposites: A Review. Materials & Design, 42, 353 (2012).
2. A. Soroudi and I. Jakubowicz. Recycling of Bioplastics, Their Blends and Biocomposites: A Review. European
Polymer Journal, 49, 2839 (2013).
3. B. C. Bonse, M. C. S. Mamede, R. A. da Costa and S. H. P. Bettini. Effect of Compatibilizer and
Bamboo Fiber Content on The mechanical properties of Pp-g-MA compatibilized
Polypropylene/Bamboo Fiber Composites. Proceedings of the Polymer Processing Society 26th
Annual Meeting, (2010 October).
4. D.T. Tran, D.M. Nguyen, C.N. Ha Thuc, T.T. Dang. Effect of coupling agents on the properties of
bamboo fiber-reinforced unsaturated polyester resin composites. Composite Interfaces, 20, 343
(2013).
5. H. Liu, Q. Wu, G. Han, F. Yao, Y. Kojima, S. Suzuki. Compatibilizing and Toughening Bamboo Flour-Filled
Hdpe Composites: Mechanical Properties and Morphologies. Composites Part A: Applied Science and
Manufacturing 2008; 39 (12): 1891-900.
6. J. Xu and G. Bao-Hua. Poly(Butylene Succinate) and Its Copolymers: Research, Development and
Industrialization. Biotechnology Journal, 5, 1149 (2010).
7. M. Thwe and K. Liao. Effects of Environmental Aging on the Mechanical Properties of Bamboo–Glass Fiber
Reinforced Polymer Matrix Hybrid Composites. Composites Part A: Applied Science and Manufacturing, 33,
43, (2002).
8. O. Faruk, A. K. Bledzki, H. Fink, M. Sain. Biocomposites reinforced with natural fibers. Progress in
Polymer Science, 37, 1552 (2012).
9. S. Lee and S. Wang. Biodegradable Polymers/Bamboo Fiber Biocomposite with Bio-Based Coupling Agent.
Composites Part A: Applied Science and Manufacturing, 37, 80 (2006).
10. X. C. Ge, X. H. Li, and Y. Z. Meng. Tensile Properties, Morphology, and Thermal Behavior of PVC
Composites Containing Pine Flour and Bamboo Flour. Journal of Applied Polymer Science, 93, 1804 (2004).
Paper 2
B. Okray, J. Boucher, and S. Shivkumar, “Processing of Bamboo Additives in Biodegradable
Polymers” Journal of Polymer Research (2014) submitted for publication.
Processing of Bamboo Additives in Biodegradable Polymers
Janelle Boucher, Brandon Okray and Satya Shivkumar
Department of Mechanical Engineering
Worcester Polytechnic Institute, MA 01609
Abstract
A desire for sustainability has increased investigations into biodegradable polymers.
However, the capabilities of biopolymers are still lacking which prevents many of these
materials from replacing widely used synthetic polymers. In order to address the shortcomings
of these materials experiments are reinforcing these materials with natural fibers from robust and
plentiful materials in order to improve their properties while still maintaining biodegradability.
A material gaining attention for reinforcement is bamboo due to its strength, abundance, and
inexpensive nature. However, processing biopolymers with natural fibers is difficult because of
cellulose’s hydrophilic characteristics and plastic’s hydrophobic characteristics. This paper is a
review which addresses the processing steps and difficulties of combining biopolymers with
bamboo during injection molding.
Corresponding Author: S. Shivkumar
Keywords: biopolymers, biodegradable, bamboo, fiber, powder
1. Introduction
There has been a strong shift to become more conscious about the use of plastics in everyday
applications and its dependence on fossil fuels for production. The rising price of fossil fuels
most commercial plastics are derived from has generated interest in producing polymers from
renewable resources. The plastic industry is being pressured by new laws and environmentalists
to try and improve the ecofriendly aspects of plastics [1] and [2].
In response biodegradable polymers are increasing in demand because of their
environmentally friendly nature which allows the polymer to readily degrade in the environment
or in composts. In 2007, world production of plastics was about 260 million tons, which in
Europe alone translated to 24.6 million tons of post-consumer plastic waste. Half of the plastic
waste in Europe was disposed of in landfills, whilst 20% was recycled and 30% was recovered as
energy [3]. The demand for eco-friendly materials is rapidly expanding at a rate of 10-20% per
year. Some of the advantages of biodegradable materials include sustainability [4], a high
modulus and low density. These biodegradable polymers have found applications in the
agriculture, medical devices, packaging and household components[5]. However, there are
drawbacks to biodegradable polymers, for example, starch and sugar based biopolymers tend to
have drawbacks such as expensive and poor processability, weak mechanical properties, poor
long-term stability and poor water resistance [4], [5] and [6].
One of the methods for improving the poor mechanical properties of biodegradable
polymers is to use natural fibers to reinforce the material. Fibers have also been used as fillers to
help offset the cost of traditionally expensive biodegradable polymers. Some of the advantages
of these natural fibers additives is their good thermal insulation, low hardness and therefore
reduced machine wear, reduced respiratory and skin irritation, low cost and abundance [7] [8] [9]
[10]. Some examples of natural fibers used for reinforcement include jute, sisal, corn husk,
coconut and bamboo.
Bamboo in particular has drawn a significant amount of attention for its mechanical
properties and commercial availability. The United States and Europe import $254 million and
$230 million, respectively, worth of bamboo every year. Unlike typical wood species that take
20 years to mature, bamboo only takes 1-3 years. After maturity, bamboo can have a comparable
tensile strength to mild steel [11]. Bamboo itself can have impressive mechanical properties as
shown in the table below [11] and [12]:
Table 3: Property ranges for a typical species of bamboo
Bamboo Mechanical Properties
Density
(g/cm³)
Tensile
Strength
(MPa)
Tensile
Modulus
(GPa)
Flexural
Strength
(MPa)
Flexural
Modulus
(GPa)
0.6-11 500-575 57-40 100-150 10-13
One species of bamboo grows at a rate of 2 inches per hour [11] and [13]. Its abundance is
seen in tropical parts of the globe as bamboo plants consist of 20 to 25% of the total biomass in
the tropics and sub-tropics [14]. There are about 1250 species of bamboo and the largest species
can reach a height of 60 feet. There are also approximately 1500 applications of bamboo [15].
These properties of bamboo make it very appealing to use in biodegradable polymers.
In previous works of biodegradable polymers studies involving bamboo have incorporated it
into the polymers as a fiber and as a powder or flour [11] and [14]. Typically, when bamboo
fiber is added to a polymer matrix, it causes the polymer matrix to become stiffer and increases
the tensile strength [11], [6] and [16]. However, using bamboo additives in a polymer matrix can
also greatly reduce impact strength due to stress concentrations created around the bamboo
additive [16]. When examining the research done on bamboo additives in biodegradable
polymers there was a lack of information and consensus on how to process bamboo additives in a
biodegradable polymer matrix. There was also a large variation on what steps should be taken to
process the material.
2. Bamboo Additives Pre-Treatment and Extraction
In the research collected there are two typical methods of adding bamboo into a
biodegradable polymer matrix. One method is to introduce bamboo fibers, which are directional
strands of bamboo laid in the polymer matrix. Another method is to add bamboo powder or flour
into the polymer matrix. Depending on which type of bamboo additive used can yield different
results.
3. Bamboo Fiber Extraction
Bamboo fiber can be prepared using two different methods: chemical or mechanical.
Bamboo, like most cellulose based fibers contains lignin, which bonds the fibers of cellulose
together. During the chemical extraction of bamboo fiber an alkaline treatment is performed to
break the lignin bond known as mercerization [18]. The process has an additional benefit of
reducing fiber diameter effectively increasing rough surface topography resulting in the
improvement of interface adhesion between fibers and the polymer matrix [18]. The alkaline
treatment is typically done by letting the lignin dissolve in a sodium hydroxide bath [19].
However, it is unclear how long and the NaOH concentrations should be, with variations
between 6 – 72 hours and 0.1 M – 1.5 M.
Another method for producing bamboo fibers is to mechanically separate the fibers which
usually involve letting strips of bamboo sit in water until softened. Then a method called roller
molding technique (RMT) is used, which consists of a two stage rolling. RMT has several
advantages including being simple and environmental friendly for producing a large number of
fibers [19] and [20]. During RMT the bamboo strips are rolled in parallel directions until they
reach a desired diameter and length [19]. Another method of mechanically separating bamboo
fibers is to use the compression molding technique (CMT). During CMT, the strips of bamboo
are placed between two flat plates and compressed for a certain amount of time which
determines the thickness of the fibers [19].
Another method of bamboo fiber extraction method that has been gaining interest for its
enhanced fiber properties is the steam explosion method [21]. One study documented their
procedure as cutting the bamboo husks into manageable sections and then placed in a steam
chamber. The steam chamber was set to 175°C and 0.7-0.8 MPa this setting is maintained for
roughly one hour. Then the pressure is released which causes the fibers to separate. The process
of pressurizing, maintaining the pressure and depressurizing was repeated for eleven cycles.
Figure 7: Flowchart of the steps for extracting bamboo powder and bamboo fibers
Then the remaining fibers are treated in a sodium hydroxide solution, washed with water and
then drained to remove everything but the fibers [21].
4. Bamboo Powder Extraction
Typical bamboo powder extraction is much simpler than bamboo fiber extraction and
therefore much cheaper to produce. Therefore, bamboo powder was researched as possible filler
for expensive biodegradable and renewable polymers [14] and [22]. The process for obtaining
bamboo powder involves using small chopped pieces of bamboo broken up into a powder using
a hammer mill or other crushing methods. Then a screen mesh or sieve is used to separate the
bamboo powder based on the desired size. The typical mesh size of bamboo flour used in
injection molding applications will be between 30 and 140 mesh size [14], [23] and [24]. Most
bamboo flour can be obtained through various retailers because of its wide applications in
cooking and cosmetics. Figure one is a flowchart summarizing the processing steps for the
inclusion of bamboo powder or fiber into a polymer matrix.
5. Alkaline Treatment
Alkaline treatment is important when working with any type of cellulose based considered
for reinforcement or as filler. The alkaline treatment is used to remove any impurities and the
waxy surface of the cellulose which prevents the bamboo from mixing with the hydrophobic
polymer matrix. The alkaline treatment increases the fibers wetting ability, the aspect ratio and
the effective surface area that comes in contact with the polymer matrix. Studies show typically a
3% sodium hydroxide, NaOH, will yield significant improvement [2]. Additionally, if the
alkaline treatment is too strong (>4% NaOH) then it starts to decrease the tensile strength of the
fiber [2].
6. Coupling Agents and Compatibilizers
The natural state of the bamboo additive is far too hydrophilic to mix well with most
polymers. An abundance of hydroxyl (–OH) groups are available along the surface of the
cellulosic fibers which absorb moisture in order to bond with these groups [25]. As a result the
hydrophobic nature of polymers repel the bamboo additive during the mixing process. Coupling
agents and compatibilizers are introduced into composites with the intention of bonding their
free functional groups with the hydroxyl groups of the cellulose [20] and [22], creating a network
of covalent bonds known as cross-linking [25]. When successful the bamboo has improved
dispersion and adhesion to the resin resulting in enhanced mechanical properties [26].
Common bonding agents and techniques used with synthetic polymers in the past include
grafted copolymers, silanes, poly/isocyanates, acetylation, alkaline treatment, and enzyme
treatment [12] and [27]. While grafted anhydride copolymers have received much attention in
the past such as maleic anhydride [29], [29], [30], [31] and [32], these materials are usually
grafted on synthetic polymers. In the interest of preserving the polymer’s biodegradability
experiments are transitioning to using bonding agents such as silane [33] and [34] which is
known to improve mechanical and ecological properties [25].
Due to the infancy of studies conducted with biodegradable polymers and bamboo,
coupling agents are still in their experimental phase. The table below summarizes a few
coupling agents used in previous studies.
Table 4: Coupling agents with given biodegradable polymer and resulting property
increase percentages
Polymer Optimum wt% of Bamboo
Coupling Agent
Tensile Strength Improvement
Tensile Modulus Improvement
Elongation Improvement
Source
Polylactic Acid 30 wt% lysine-based diisocyanate (0.65 wt%)
+65%
+10% +15%
[6]
-- Sodium Hydroxide (1.5 N solution)
-- +120% -47% [21]
Polybutylene Succinate (PBS)
50 wt% lysine-based diisocyanate (0.65 wt%)
+200%
+18% +35%
[6]
15 wt% Poly-polyethylene glycol methyl ether methacrylate (7 wt%)
+110%
+33% +35% [36]
Polycaprolactone (PCL)
10 wt% Aluminate (1.6 wt%)
-17% -- -10% [37]
7. Processing Nature of Bamboo
Experiments done in the past that have look at the possibility of simple extrusion and
injection molding bamboo clumps; however, the strength of bamboo was lost through the
processing. Other techniques are currently being research to try and establish high bamboo
content material [38]. Bamboo, when found in nature, is very hydrophilic and therefore will not
mix well with hydrophobic materials, which includes most polymers. Therefore one of the
greatest difficulties for processing bamboo with polymers is the ability to remove the hydrophilic
surface and the moisture content of the bamboo. The bamboo additive itself can come in all
different variations and sizes that can alter its properties; however, generally the bamboo
additives will be comparatively strong, light weight, wear resistant and have low water
absorption [39].
8. Drying
When using an injection molder to create plastics, it is important that the resin and any
additives are free of any excess moisture. Water molecules act to keep fibers separate from the
polymer matrix. In addition evaporation of water during processing can leave behind unwanted
voids in the matrix material [27]. One of the biggest variations found when examining the
process using bamboo additives is the amount of drying required to remove the moisture content
within the bamboo. Drying times for bamboo flour ranged from 75-105°C for 6-48 hours [6],
[17] and [40].
When drying pure bamboo fibers it is important to keep the temperature below 170°C when
drying for longer than 20 minutes and keeping the moisture content of the bamboo powder or
fiber between 1-3% [23]. One study found at the given temperature and time the fiber will begin
to decrease in tensile strength. However, the study also showed that drying pure fibers at 150°C
for 30 minutes increased fiber stiffness by 19% [41].
9. Injection Molding
Bamboo is limited in the types of polymers it can interact with, since it can’t be processed at
high temperatures. Bamboo has been shown to stop interacting with polymers when processed
above temperatures of around 240°C-250°C because at these temperature the bamboo fiber will
undergo thermal degradation. Additionally, there are many other factors that must be taken into
consideration that make it difficult to process such as moisture, agglomerations, hydrophilic
nature and impurities [11].
As discussed be coupling agents and alkaline treatment can help reduce the hydrophilic
nature, moisture content of bamboo and impurity concentration. In order to reduce
agglomerations a majority of experiments had their specimens undergo an initial mixing,
typically through a brabender, twin screw extruder or torque rheometer before the specimens
were injection molded. The pre-mixing step helps disperse the bamboo through the polymer
matrix and improve the reaction of the coupling agent.
When looking at a variety of studies the settings of both the premixing and injection molding
had to be reduced to accommodate the sensitive nature of the fibers compared to powders. For
example, the following study which utilized flour within an HDPE matrix, the twin screw
extruder was set to a speed of 30 rpm and a temperature of 175°C. Then the extrudate was
quenched, pelletized and dried. The dried pellets were used in an injection molder at an internal
melt temperature of 190°C and a mold temperature of 68°C [14]. Typical extruder settings can
be seen below in table 3: In contrast the pre-mixing process using fibers within polypropylene
(PP) used a torque rheometer, which had the screw melt temperature set between 165°C to
190°C and was allowed to mix for 8-10 minutes at 40 rpm. Once the extrudate was generated it
was fed into a granulator to produce pellets of 10 mm. The pellets were then placed in an
injection molder, which had a melt temperature of 175-185°C [42].
Several studies were analyzed of experiments which used biodegradable polymer
matrices and bamboo additives, both for bamboo powder and fiber. Typically, when working
with bamboo powder compared to long bamboo fibers higher temperatures, screw speeds and
back pressures were used to process the bamboo biocomposite. As seen in the table the back
pressure for the injection can vary greatly depending on the size and model of the injection
molder [23] and [35].
Table 5: Injection molder settings for polymers and bamboo additives
Extruder
Settings
Injection
Molder Settings
Polymer
Matrix
Extruder
Temp
Extruder Screw
Speed Time
Melt
Temp
Back
Pressure
Reference
PLA 140 – 190 °C 150 - 250 rpm 5 min 140-190
°C
1.5 - 8
MPa
[23] and
[35]
PHBV 170 °C 50 rpm 5 min 170 °C -
[43]
PHB 175 °C 100 rpm - 175 °C -
[44]
PBS 110 - 180 °C 250 rpm - 160 - 190
°C 8-10 MPa
[23] and
[45]
PCL 100-120 °C 60-100 rpm 5 min 90-110 °C -
[37]
One of the aspects not included in the table but important when using an injection molder is
the cycle time. This directly corresponds to the dynamics in the mold, which will alter the
required injection and cooling temperature. Typically, injection molders will have a short
injection time followed by a much longer cooling time and then a mold opening time. These
three parameters correspond to the cycle time. One indication that the cycle time is too short is to
look for flow marks in the part, which is evidence of uneven cooling dispersion [46]. In one
study a typical ASTM “dog-bone” test specimen had an injection time of 8 seconds, a cooling
time of 25 seconds and finally a mold opening time of 2 seconds.
10. Alternative Processing Methods
Another popular method to producing bamboo fiber reinforced polymer compounds is
hot press compression molding. This is usually done after some kind of initial mixing performed
using a brabender, extruder or torque rheometer. Settings used for hot press compression
molding was to mix polymer samples included a screw speed of 30-70 rpm for 5-10 minutes.
Then the set the hot press compression molder to a pressure of 15 MPa and a temperature of
approximately 180 °C for PLA and 140°C for PBS [6]. Some evidence has shown that hot
pressing can lead to better impact strength properties [21].
Another less common method of producing sample of bamboo and polymer composites is
to use transfer molding. One experiment used a transfer molding die assembly, where the
temperature was set to 200°C and the cavity pressure was set to 150 MPa (Figure 2 shows the
process of transfer molding with bamboo) [47].
Figure 8: Process of transfer molding: Image from Yamashita (2007) [47]
11. Effects of Bamboo on Mechanical Properties
The effect of the inclusion of bamboo additives in a biopolymer matrix on mechanical
properties is summarized in the table below. The mechanical properties would typically see
noticeable changes in tensile and flexural strength, tensile and flexural strength, elongation and
degradation when bamboo was added to the polymer matrix [6].
Table 6: Bamboo additives and their affects on the mechanical properties of the polymer
matrix
Tensile Modulus
(GPa)
Tensile Strength
(MPa)
Tensile Elongation
(%)
Reference
s
PLA 3.4 60 3.3 [12]
PLA + Bamboo
Fiber 3.5-3 50-40 3.5-2 [6]
PLA + Bamboo
Powder 3.8 54 - [6]
PHB 1.04 11 1.94 [44]
PHB + Bamboo
Fiber 1.8 12.05 1.7 [44]
PHBV 2.14 27.3 7 [12]
PHBV + Bamboo
Fiber 2-2.5 20-17 2.5 [48]
PBS 1.1 29 6.7 [49]
PBS + Bamboo 1.5-2.0 31-35 4-6 [6]
Fiber
PBS + Bamboo
Powder 1.8 26 - [23]
PCL - 48 750 [37]
PCL + Bamboo
Powder - 40-15 650-20 [37]
PVA .044 14.0 339 [50]
PVA + Bamboo
fiber 12.9 - - [51]
While the table represents the properties of some biodegradable polymers with bamboo
additives and the use of injection molding it will vary in accuracy depending on the
concentration of bamboo additives in the polymer matrix. For example, in the study using PCL
with bamboo powder additives, when the tensile elongation properties were measured at 30 wt %
and 40 wt % properties changed from ~575% elongation to 20% elongation, respectively [37].
Typically, when looking at variety of studies the range of bamboo concentration was between 0-
20 wt %.
As shown in the table 4 above, when bamboo fiber reinforcement was used it decreased
the tensile strength and elongation but increased tensile modulus. When adding bamboo it will
tend to increase the crystallinity compared to the pure polymer. The crystallinity would tend to
increase more with shorter bamboo fiber or larger agglomerations of bamboo powder [21]. When
adding bamboo flour to a polymer matrix it was found that the tensile strength decreased and
modulus increased. Additionally, the stiffness and brittleness of the polymer composite generally
increased [23]. Studies have also found bamboo powder can significantly improve the storage
and loss modulus of a polymer matrix [45].
Thermal gravimetric analysis of biodegradable polymers such as PLA with bamboo
fibers additives show that in a PLA/bamboo fiber composite thermal degradation occurred at
280-340°C, which is significantly less than pure PLA ~380°C. Additionally, the melt
temperature was roughly 165°C [6]. In one study it was found that the addition of bamboo
powder into a PLA matrix showed a slight drop in Tg [52]. Additionally, pure PHB was found to
have a glass transition temperature and melt temperature of 41.1°C and 166.4°C, respectively
then with the addition of 20% bamboo fiber the glass transition temperature and melt
temperature were 40.8°C and 166.3°C, respectively [44].
Additionally, when the PLA bamboo composite was exposed to enzymatic activity to
observe degradation behavior, the rate of degradation was shown to increase in the presence of
bamboo fiber reinforcement. A similar increase in degradation rate was seen in PBS as well
when bamboo fiber reinforcement was present [6].
12. Conclusion
While the interest in renewable and biodegradable materials is rapidly increasing there is
still a large amount of ambiguity on details to processing these materials. Much research has
been conducted with the introduction of fibers; however, due to the costly nature of fiber
extraction more research should be conducted with the incorporation of cellulose based powders.
The purpose of this review paper is to collect some of the information out there about processing
bamboo additives when using injection molding processes.
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Design/ CAD
Due to the access limitations to appropriate dies or molds for this project the testing bar
was fashioned from molds available. A relatively long tapered cylinder was used for the flexural
testing for this project. For simplicity of the experimental calculations the diameter where the
load was applied and the length between the supports were used in deflection calculations and
then carried into stress calculations. The Young’s modulus and tensile yield were both taken
from MSDS sheets for PLA from Natureworks.
In order to evaluate the effects of the changing cross-section on the final results in
comparison to a uniform bar two models were created and analyzed using simulation software.
One model was a tapered cylinder with dimensions of our experimental samples and the other
model was a cylinder with a uniform cross-section of the same length. The uniform cross-
section used the same diameter as the experimental deflection calculations for comparison.
The material for the model used the same Young’s modulus and tensile yield values from
the deflection calculations. The constraints were chosen to restrict the X and Z movement of the
neutral axis of the sample on the side with the largest diameter to match the constraints of the
sample during testing and allow for greater deflection. The second set of constraints simulated
the supports. Surfaces simulating the dimensions of the support arms as well as the width
between them were applied to the model then the displacement in the Y direction was set to zero
at these surfaces.
Figure 1: Left shows the X and Z zero displacement along the neutral axis of the model, the right
shows the two Y direction zero displacements on the bottom surface of the part.
A point load was then applied to the top surface of the model at halfway between the two
points. Two loads were used in the analysis in order to show consistencies with the simulation
and the calculations. The two loads were the lowest (6.11 N) and the highest (681 N) which
were seen by the part during testing. When the same constraints and loads were all applied each
model was simulated. The results of the deflection in the y-direction, in the up and down
direction, of both the uniform bar and the tapered bar are compared below. In figure 2 and 3
below the images show the displacement in the y-direction of the highest load applied to both
simulated bars.
Figure 2: Left shows the high load y-displacement of the tapered bar, right shows the high load
y-displacement of the uniform bar
Figure 3: Left is a zoomed in view of the point where the high load was applied to the tapered
bar, right is a zoomed in view of the point of the high load application of the uniform bar.
The images below compare the y-displacement of both simulated bars as a result of the lowest
load applied.
Figure 4: Left shows the displacement results of the low load applied tapered bar, the right shows
the displacement of the low load of the uniform bar
Figure 5: Left is a zoomed in view of the point where the low load was applied to the tapered
bar, right is a zoomed in view of the point of the low load application of the uniform bar.
The results of experimental calculations showed a deflection of 0.065mm for the
minimum load of 6.11 N, while a deflection of 7.3mm was calculated for the maximum load of
681 N. Comparing the results of the uniform bar the light blue area of the low load had a range
of 0.063 to 0.079mm of deflection while the range on the high load simulation was 7.07 to 8.77.
In comparison the same area was used for the tapered part. For the low load application the
range was 0.057 to 0.071mm and the high load application had a range of 6.35 to 7.89mm
deflection.
The range for the tapered edge didn’t reach the exact same values of the ranges of the
uniform bar. However both sets of simulations included the value of the experimental result
within each range. Therefore, the treatment of the tapered beam as a uniform beam, for the
purposes of this experiment, was justified with negligible variations.
Overall Conclusions for the MQP
The results of this project show the potential for biopolymers and their comparable
properties to synthetic polymers. Results from research show a certain weight percent of
bamboo, physical nature of filler, coupling agent, and moisture reduction is necessary for optimal
tensile properties for the reinforced biopolymers. However, these values change with different
polymer matrices, for example, PLA responds well with bamboo concentrations of about 30 wt%
while PCL responds to concentration of 10 wt%. The physical nature of the bamboo additive
also has an effect on the mechanical properties of the polymer, powder shows a greater increase
in tensile strength than fiber while fiber demonstrates a greater increase in tensile modulus than
powder. With regard to experimental results, bamboo powder in PLA reduces flexural strength
at small weight percentages but improves flexural modulus.
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