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5/25/2018 design_calibration-EN-1.ppt
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Dr. Sandra Klein, 06/20071
Design and Calibration of a
Dissolution Test Equipment
Train ing Work shop on Disso lut ion,
Pharmaceutical Produ ct Interchangeabi l i ty
and Biopharmaceut ical Classi f icat ion System.Kyiv, Ukraine, June 25 - 27 2007
Dr. Sandra Klein, Institute of Pharmaceutical Technology,
Johann Wolfgang Goethe University Frankfurt
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Dr. Sandra Klein, 06/20072
Dosage forms to be tested
immediate release dosage forms
powders, granules / beads, tablets, capsules
controlled release dosage forms
powders, granules / beads, tablets, capsules
transdermal systems
implants
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Dr. Sandra Klein, 06/20073
Official Dissolution Monographs
United States Pharmacopeia
USP XXX (30)
European Pharmacopoeia
Ph. Eur. 5th Edition, Supplement 5.3
British Pharmacopoeia
BP 2007
Japanese Pharmacopoeia
JP XIV (14) http://jpdb.nihs.go.jp/jp14e/contents.html
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Official dissolution apparatus
USP 30 classification
1. Rotating Basket (Ph.Eur./BP/JP)
2. Paddle (Ph.Eur./BP/JP)
3. Reciprocating Cylinder (Ph.Eur.)
4. Flow Through Cell (Ph.Eur./BP/JP)
5. Paddle Over Disk (Ph.Eur.)
6. Rotating Cylinder (Ph.Eur.)
7. Reciprocating Holder
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Which type of dissolution apparatus ?
Depends on intention
1. Quality control
examining batch homogeneity
examining batch to batch conformity
examining stability
2. Research & Development
examining drug release behavior of preformulations
in vitrosimulation of the gastrointestinal passage
3. IVIVC
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Apparatus 1 - Basket
Useful for
capsules
beads delayed release / enteric
coated dosage forms
floating dosage forms
surfactants in media
Standard volume
900/1000 ml
1, 2, 4 liter vessels
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Apparatus 1 - Basket
Advantages
breadth of experience
(more than 200 monographs)
full pH change during the test
can be easily automated
which is important for routineinvestigations
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Apparatus 1 - BasketDisadvantages
disintegration-dissolution
interaction
hydrodynamic dead zone
under the basket
degassing is particularly
important
limited volume
sink conditions for poorly
soluble drugs ?
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Apparatus 1 - Basket
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Apparatus 2 - Paddle
Useful for
tablets
capsules beads
delayed release / enteric
coated dosage forms
Standard volume
900/1000 ml
Method of first choice !!!
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Apparatus 2 - Paddle
Advantages
easy to use
robust can be easily adapted
to apparatus 5
long experience
pH change possible
can be easily automated
which is important for
routine investigations
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Apparatus 2 - Paddle
Disadvantages
pH/media change is often difficult
limited volumesink conditions for poorly soluble drugs ?
hydrodynamics are complex, they vary with site of the dosage
form in the vessel (sticking,floating) and therefore may
significantly affect drug dissolution
coning
sinkers for floating dosage forms
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Sinker types
JP/ USP / Ph. Eur. 5.3 Sinker
a small loose piece of nonreactive material such as
not more than a few turns of wire helix may be attached
to dosage units that would otherwise float
. other validated sinker devices may be used
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Coning
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Apparatus 2 - Paddle
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Apparatus 3Reciprocating cylinder
Useful for
tablets
beads controlled release formulations
Standard volume
200-250 ml per station
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Apparatus 3Reciprocating cylinder
Advantages
easy to change the pH
pH-profiles
hydrodynamics can be
directly influenced by
varying the dip rate
Disadvantages
small volume (max. 250 ml)
little experience
limited data
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Apparatus 3Reciprocating cylinder
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Apparatus 4Flow-Through Cell
Useful for
low solubility drugs
microparticulates
implants
suppositories
controlled release formulations
Variations
open system
closed system
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Cell types
Tablets 12 mm Tablets 22,6 mm Powders / Granules Implants Suppositories /
Soft gelatine capsules
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Dr. Sandra Klein, 06/200721
Apparatus 4Flow-Through CellAdvantages
easy to change media pH
pH-profile possible
sink conditions
different modes
a) open system
b) closed system
Disadvantages
Deaeration necessary
high volumes of media
labor intensive
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Dr. Sandra Klein, 06/200722
Apparatus 4Flow-Through Cell
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Apparatus 5Paddle over disk
Useful for
transdermal patches
Standard volume
900 ml
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Dr. Sandra Klein, 06/200724
Apparatus 5Paddle over disk
Advantages
standard equipment
(paddle) can be used, onlyadd a stainless steel disk
assembly
Disadvantages
disk assembly restricts
patch size
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Dr. Sandra Klein, 06/200725
Apparatus 6Rotating cylinderUSP apparatus 7Reciprocating holder
most probably will be
removed from the USP !!!
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Dr. Sandra Klein, 06/200726
Summary
Immediate release dosage forms:
apparatus 1 or 2 (preferably 2)
Controlled release dosage forms:
apparatus 1 or 2 using different media for QC
apparatus 3 or 4 for R&D purposes
Beside the selection of an adequate dissolution apparatus,
adequate test conditions are crucial for all purposes !
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Dr. Sandra Klein, 06/200727
Qualification of Dissolution Systems
Prednisone
y = 0,0432x - 0,0039
0
0,5
1
1,5
2
2,5
3
0 10 20 30 40 50 60
Concentration [mg/L]
Absorption@2
42nm
http://www.erweka.com/DE/Index/Products/Dissolution_Testers/Stirrer_Type/Accessoires/images/QA_station_DT800_smaller.JPG5/25/2018 design_calibration-EN-1.ppt
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Dr. Sandra Klein, 06/200728
CalibrationWhy ?
to confirm suitability of the equipment and proper operation of
the apparatus
How ?
mechanical calibration (verification of physical parameters)
chemical calibration (Apparatus Suitability Test USP)
When ? before using new test equipment
after relocation or major maintenance
at regular intervals (every 6 months)
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Dr. Sandra Klein, 06/200729
Factors that may affect reliability of the testProper alignment/geometry of dissolution apparatus
dimensions of vessels, paddles, baskets, cylinders
height, centering and wobble
Proper conditions during dissolution test
temperature
agitation speed
degassing
sampling (sampling zone, timing, filtration, dilution) vibration
Proper validation of analytical method
specified in USP Chapter
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Dr. Sandra Klein, 06/200730
Mechanical calibration
Verification of physical parameters specified in the
pharmacopoeia: USP apparatus 1 and 2
Calibration parameter Current USP tolerance Point of measuring
Height 25 + 2 mm paddle/basket bottom
Basket wobble + 1 mm as runout bottom of basket
Rotational speed + 4 % not applicable
Vessel/shaft centering + 2 mm from center line center line
Vessel temperature 37 + 0.5 C not applicable
Bath levelness level base plate
Shaft/paddle wobble + 1 mm as runout above top of paddle
Paddle/basket dimensions see USP see USP
Vessel dimensions see USP see USP
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Mechanical calibration - ParametersHeightVertical Position of the Paddle or Basket
the vertical position of paddle or basket affects the
hydrodynamics condition in the vessel
each paddle or basket should be individually adjusted to the
compendial distance
in the pharmacopoeia, a distance of 2.5 + 0.2 cmis specified
different kinds of height gauges can be used
to align or check* this parameter *
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Dr. Sandra Klein, 06/200732
Mechanical calibration - ParametersRotational SpeedStirring Rate
input variable that affects the hydrodynamics
changes in the rotational speed result in a changing liquid-solid
interface between the solvent and the dosage form
the rotational speed can be checked by using a
digital tachometer*
the compendia specify a rotational speed
tolerance of + 4 %
*
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Dr. Sandra Klein, 06/200733
Mechanical calibration - ParametersShaft WobbleEccentricity of Stirring Device
assumed to alter the pattern of fluid movement in both paddle
and basket apparatus and therefore may influence thedissolution rate
can be measured with a micrometer*
measured is the sum of distance between bothsides (180) of the axis of rotation
*
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Dr. Sandra Klein, 06/200734
Mechanical calibration - ParametersCentering (Vessel / Shaft)
the axis of the rotating shaft must coincide at all
points with the axis of the vessel to within + 1 mm
the shaft has to positioned so that is axis is not
more than 2^mm at any point from the vertical axis
of the vessel and rotates smoothly without
significant wobble
*
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Dr. Sandra Klein, 06/200735
Mechanical calibrationMeasurement tools
all mechanical tools used for
calibration should be certified
to assure their reliability
the results of mechanical
calibration have to be documented
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Dr. Sandra Klein, 06/200736
Apparatus suitability test (USP)
if all parts ( apparatus, geometry, test conditions, analytical
method) are within compliancewhy perform an apparatus
suitability test?
the apparatus suitability is to check for parameters that can not be
conveniently measured (vibration, vessel cleanliness, mediumdegassing ...) and also to provide an overall check of the system
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Dr. Sandra Klein, 06/200737
Apparatus suitability test (USP) first established in 1978
routine test in most pharmaceutical laboratories
calibration at regular intervals (every 6 months)
standard calibrator substances according USP chapter
only the method(s) to be used have to be calibrated !
if six units are testedall have to pass
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Dr. Sandra Klein, 06/200738
Apparatus suitability test (USP)Standard calibrators according to USP chapter
Apparatus I, II and V:
1. disintegrating type
USP Prednisone Tablets
2. nondisintegrating type
USP Salicylic acid Tablets
Apparatus III:
USP Chlorpheniramine Maleate Extended-Release Tablets
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Information supplied with calibrators
http:/www.usp.org/referenceStandards/useAndstorage/calibrators.html
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Apparatus suitability test (USP)USP Prednisone Tablets RS cu rrent lo t P0E203
(10 mg nominal prednisone content per tablet)
disintegrating type
paddle and basket, 50 rpm
500 ml deaerated water, 37C
quantity of prednisone released after 30 minutes is determined
specified ranges Lot P0E203: Apparatus 1: 47-82 %
Apparatus 2: 37-70 %
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Dr. Sandra Klein, 06/200741
Apparatus suitability test (USP)USP Salicylic acid Tablets RS cu rrent lo t Q0D200
(300 mg nominal salicylic acid content per tablet)
nondisintegrating type
paddle and basket, 100 rpm
900 ml deaerated phosphate buffer, 37C
quantity of salicylic acid, released after 30 minutes is determined
specified ranges Lot Q0D200: Apparatus 1: 23-30 %
Apparatus 2: 17-25 %
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Dr. Sandra Klein, 06/200742
Apparatus suitability test (USP)Controversies regarding the current test
the variability in the intrinsic performance of the USP calibrator
tablets is so great that it exceeds the variability in intrinsic
performance of modern test dissolution assemblies
this variability becomes obvious in both vessel-to-vessel
variability and inter-laboratory variability of results for a given lotof calibrators
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Calibrator Tablets:
always check the incoming tablets !
right lot of calibrators ? are the tablets broken, fused or severely chipped ?
particularly salicylic acid tablets are often subject to sublimation
(dust on the tablets and the inner surface of the container)
use correct storage conditions !
take the tablets out of the original
container immediately before test !
Troubleshooting
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Dr. Sandra Klein, 06/200744
Standard / Standard solution:
USP Standard used ?
drying procedure conducted ?
standard solution prepared on day of test ?
standard solution filtered in the same manner as sample ?
amount of alcohol used in the standard < 5% ?
Troubleshooting
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Dr. Sandra Klein, 06/200745
Vibration
vibration produces unwanted variation in dissolution data and
mostly results in an increased dissolution rate
internal vibration may be caused e.g. from frayed drive belts
external vibration may be caused by e.g. magnetic stirrers,
centrifuges, vacuum pumps, old fridges, nearby construction, ...
inability to properly measure vibration levels at various points
within an apparatus is the main reason why calibrator tablets were
originally developed
Troubleshooting
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Vibration effectscase example:
Effect of vibration levels of the dissolution apparatus on the dissolution rate of enteric
coated granules of Cefalexin. The vertical dotted line indicates 0.05 m/s2.
Kaniwa N. et al. (1998)
Int J Pharm, 175, 119-129
Low vibration: < 0.05 m/s2
High vibration: > 0.05 m/s2
Troubleshooting
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Dr. Sandra Klein, 06/200747
Vibration:
dissolution equipment placed planar ?
drive chain or belt free of tension and/or dirt ?
torn parts replaced ?
correctly functioning gear plates ?
individual spindles are not surging ?
bench/table stable ?
no sources of vibration nearby ?
Troubleshooting
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Dr. Sandra Klein, 06/200748
Dissolution medium:
correctly degassed ?
correct amount used (900/500 ml) ?
correct amount dosed (weight/volume) ?
dosing procedure gentle (resaturation/spillage) ?
buffer correct (pH + 0.05 units, buffer salts, molarity) ?
correct temperature during test (32C / 37C + 0.5C)?
evaporation during test negligible ?
Troubleshooting
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Dr. Sandra Klein, 06/200749
Importance of degassing:
insufficient degassing may result in decreased dissolution rates of
several drugs
e.g. prednisone tablets but also a range of poorly soluble drugs are
very sensitive to the amount of dissolved gases in the dissolution
medium
the degassing procedure should therefore be efficient and
reproducible for every test
Troubleshooting
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Dr. Sandra Klein, 06/200750
Deaeration method USP
heat the dissolution medium to about 41C
vacuum filter through a 0.45-m-porosity membrane into a flask,
stirring with a magnetic stirrer
continue to draw a vacuum and stir for an additional 5 min
gently transfer the medium directly into the vessel
rotating the apparatus 2 shafts to speed equilibration to 37C is
discouraged!!!
use medium promptly after equilibration
Troubleshooting
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Alternative deaeration methods
the USP states that other validated deaeration techniques for
removal of dissolved gases may be used
other techniques include:
heating
sonication
vacuum
helium sparging (expensive)
Troubleshooting
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Sampling
take each sample at the correct time point
sampling time points (+ 2%)
use a single glass syringe for each vessel
sample from the right location within the vessel
between media surface and top of the
paddle blade
n.l.t. 10 mm from vessel wall
Troubleshooting
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Sampling
always use a suitable filter check filter adsorption
check the clearity of the filtered sample
filter the sample immediately after sampling
for automated sampling also check the tubings
Troubleshooting
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Physical conditions of the apparatus
vessels scrupulously clean ?
vessel surface smooth and curvature appropriate ?
Apparatus 1
the conditions of the baskets, particularly of their clips is critical
check all baskets for corrosion and blocked meshes before using
them
align the air holes to prevent air cushions emerging during the test
Troubleshooting
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Advantages
high throughput of samples
minimizes analyst-to-analyst variability in sampling and filtration
reduces the average costs per analysis
very promising for QC purposes
(Semi) Automation
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automated mixing of water
and concentrate
preheating of medium
deaeration
(vacuum and stirring)
media can be dispenseddirectly into the vessel
Media preparation
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Offline system
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Online system
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On- / Offline system
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HPLC - online system
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always validate automated methods, including analytical and
sampling methods
validation should be performed using manual analysis,withdrawing samples at the same times and comparing to the
automated results:
not highly variable dissolution results: two concurrent runs
highly variable dissolution results: simultaneous sampling
pay attention to automated dilution and filtering processes
Automation
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FIP Guidelines for dissolution testing of solid oral products.
Dissolution Technologies 4:5-14 (1997).
SM Diebold, JB Dressman. Dissolved oxygen as a measure for de- and re-aeration of aqueous
media for dissolution testing.
Dissolution Technologies 5: 13-16 (1998).
S Qureshi. Calibrationthe USP dissolution apparatus suitability test.Drug Inf. J. 30, 1055-1061 (1996).
N Kaniwa et al. Collaborative study on the development of a standard for evaluation of vibration
levels for dissolution apparatus.
Int. J. Pharm. 175: 119-129 (1998).
VA Gray, CK, Brown, JB Dressman, LJ Leeson. A new general information chapter on dissolution.
Pharmacopoeial Forum 27 (6) [Nov.-Dec. 2001]
W Brown. General information The dissolution procedure: development and validation
Pharmacopoeial Forum 30 (1) [Jan.-Feb. 2004]
Of general interest:
Dissolution Technologies: http://www.dissolutiontech.com
Suggested reading
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Dr. Sandra Klein
Johann Wolfgang Goethe UniversityInstitute of Pharmaceutical Technology
9 Max von Laue Street
Frankfurt, 60438, Germany
e-mail: [email protected]