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1Hashash (2014) – GI-Chicago - GLCC
University of Illinois at Urbana-ChampaignDepartment of Civil and Environmental Engineering
Current Issues in Evaluation of Seismic Site Effects
Youssef M.A. Hashash, Ph.D., P.E., F. ASCEIn collaboration with Byungmin Kim, Ph.D.
The 18th Great Lakes Geotechnical and GeoenvironmentalConference (GLGGC), &
The 2014 Chicago Geotechnical Lecture SeriesGeotechnical Earthquake Engineering
May 02, 2014; 1:00 pm- 2:00 [email protected]
3Hashash (2014) – GI-Chicago - GLCC
Outline
• Introduction• Historical Evidence of Site Effects• Site Factors in Seismic Codes• Performance-based design• Site Investigation• Conditional Mean Spectra• Geologic and Tectonic Settings in the Eastern U.S.• Site Response issues in Eastern US• Concluding Remarks
4Hashash (2014) – GI-Chicago - GLCC
Overview - Field EvidenceSan Francisco Earthquake, 1957
Flow failure Lake Merced USGS, 1957
5Hashash (2014) – GI-Chicago - GLCC
Mexico City, Michoacán Earthquake, 1985
Building collapse NISEE, 1985
Overview - Field Evidence
6Hashash (2014) – GI-Chicago - GLCC
Bay Bridge partial collapse NISEE, 1989
Loma Prieta, 1989Overview - Field Evidence
7Hashash (2014) – GI-Chicago - GLCC
Northridge, 1994
Building collapse GEES, 1994
Collapse of sections of Interstate 5Arnesen Photography, 1994
0 50km
Id Station USGS Class1 Lake Hughes #12A A2 Castaic B3 Vasquez B4 Newhall - County Fire Sta. C5 Simi Valley - Katherine Rd & Sylvan C6 Arleta - Nordhoff Ave Fire Sta B7 Los Angeles - Hollywood Storage Gr. C8 Century City - LACC North B9 Pacific Palisades - Sunset & Carey B
10 Malibu - Point Dume B11 Downey - Imperial & Bellflower C12 Inglewood - Union Oil Yard B
Overview - Field Evidence
8Hashash (2014) – GI-Chicago - GLCC
Kobe, Hyogoken-Nanbu Earthquake, 1995. Vertical Array
Soils & Foundations (1996)
Overview - Field Evidence
9Hashash (2014) – GI-Chicago - GLCC
Seismic Code Site FactorsInfluence of local geology on ground motion generated by the Loma-Prieta EQ (Borcherdts and Glassmoyer 1992)• Locations of stations • Ground velocity
10Hashash (2014) – GI-Chicago - GLCC
Seismic Code Site FactorsInfluence of local geology on ground motion generated by the Loma-Prieta EQ (Borcherdts and Glassmoyer 1992)
• Average spectral ratios inferred from Loma-Prieta strong motion data
• For different period bands
These measurements provide an empirical basis for amplification factors for construction of response spectra.
11Hashash (2014) – GI-Chicago - GLCC
Seismic Code Site Factors
(Borcherdt 1994)
• Site-dependent response spectra using site factors
12Hashash (2014) – GI-Chicago - GLCC
Seismic Code Site Factors
Borcherdt 1994
Sit classes based on borehole logs for the San Francisco and LA regions
13Hashash (2014) – GI-Chicago - GLCC
Seismic Code Site Factors
(Borcherdt 1994)• Site factors with respect to Vs = 1050 m/s
14Hashash (2014) – GI-Chicago - GLCC
Seismic Code Site Factors
Borcherdt 1994
Site factors with respect to Vs = 1050 m/s
15Hashash (2014) – GI-Chicago - GLCC
ASCE Site Factors
2010 ASCE-7 Section 11
Site factors are applied to Site Class B/C.
VS ~ 1524 m/s 762 366 183
See also Seyhan & Stewart 2012
16Hashash (2014) – GI-Chicago - GLCC
GOING BEYOND GENERIC SITE FACTORS
18Hashash (2014) – GI-Chicago - GLCC
Seismic Code vs. Site-specific analysis
• Simplified procedure (Site factors Fa & Fv, Site classes)- Widely used but…
• Site-specific analysis is needed for- Eastern US: Hard Rock (different reference rock
conditions, high frequency content)- Shallow reference Rock (<30m)- Non-NEHRP site conditions
- Thick sections (> 30 m) of F, E, and E/D soils- Thin sections (5-15m) of soil over hard rock
- Special and critical structures
19Hashash (2014) – GI-Chicago - GLCC
Need for Site-specific study
• Site Classification: If the subsurface conditions classify a site as Site Class F, the codes require a site-specific study.
• Cost Optimization: If the owner wants to reduce construction costs, a site-specific study can performed to reduce dynamic loads and the Seismic Design Category (SDC).
• Analysis Method: If the importance of a structure or the variability of subsurface conditions require parameters that are not readily available in codes, such as soil structure interaction parameters or time histories of acceleration
(Nikolaou 2008)
20Hashash (2014) – GI-Chicago - GLCC
Performance-based design
PerformanceSelect Preliminary
Objectives
Develop PreliminaryDesign
AssessPerformance
Capability
AssessPerformance
Capability
PerformanceDoes
MeetObjectives?
DoneDone
and/or
Performance Objectives
No
Revise Design
No
Owner
Designer
Building Official
YesYes
Building Official&
Peer Reviewers
After R. O. Hamburger
Peer Reviewers
PeerReviewers
21Hashash (2014) – GI-Chicago - GLCC
Input needed - Site Investigations
• Vs – Shear wave velocity -direct measurement: e.g. P-S suspension logging
• sCPT: seimic cone penetrometer
• Thorough geohazardevaluation
• Thorough site-specific seismic hazard evaluation, conditional mean spectra, ground motion selection
24Hashash (2014) – GI-Chicago - GLCC
Beyond UHS –CMS for site-specific seismic analysis
• UHRS envelops possible spectra large seismic demands.• Deterministic Spectra are not associated with return period.• CMS bridges UHRS and Deterministic Spectra.
Latit
ude
(
(Hashash et al. 2013)
25Hashash (2014) – GI-Chicago - GLCC
Frequency Domain (FD)Time Domain
Complexity of the problem:
1D2D3D
Site Response Analysis
Focus on 1-D site response analysis for practical engineering applications.
26Hashash (2014) – GI-Chicago - GLCC
0.000
1.000
2.000
3.000
4.000
0 10 20 30 40 50Frequency(Hz)
TF0.000
0.005
0.010
0.015
0.020
0.025
0 10 20 30 40 50Frequency
Four
ier a
mpl
itude
0.000
0.005
0.010
0.015
0.020
0.025
0 10 20 30 40 50Frequency
Four
ier a
mpl
itude
-0.15
-0.10
-0.05
0.00
0.05
0.10
0.15
0 2 4 6 8 10Time(sec)
Acce
lera
tion(
g)
FFT
FFT-1
soil =
• Frequency Domain Methods / Equivalent-Linear (a.k.a SHAKE)
Site Response Analysis - EL
0.0
0.2
0.4
0.6
0.8
1.0
G/G
0
0.0001 0.001 0.01 0.1 1 10Shear Strain - - [%]
0
5
10
15
20
25
Dam
ping
-
- [%
]
Target CurveIteration 1Iteration 2Iteration 3
a)
b)
-0.15
-0.10
-0.05
0.00
0.05
0.10
0.15
0 2 4 6 8 10Time(sec)
Acce
lera
tion(
g)
28Hashash (2014) – GI-Chicago - GLCC
Site Response analysis –EL• Robust procedure• Widely used• Extensively verified
• Variation in stiffness with strain amplitude?• Results under large strains or strong ground
motion? • Evaluation of pore water pressure generation?
29Hashash (2014) – GI-Chicago - GLCC
Site Response Analysis - NL1D Wave Propagation – Time Domain Solution
guIMuKuCuM
[C]: Damping matrix → Viscous DampingRayleigh Damping
Exhibit frequency dependent behaviorSubject of a paper under development
[M]: Mass matrix → Less uncertaintyStraightforward calculation
[K]: Stiffness matrix → Nonlinearity: Recalculated in each time step
Use of simplified models (i.e. Hyperbolic Model or Ramberg
Osgood)Modulus ReductionHysteretic Damping
Equation of Motion:Numerical Solution:
1h11 ,G
Layer1
2
i
n
22 ,G
ii ,G
nn ,G
3 33 ,G
EE ,G
iii hm
22 21 mm
22 32 mm
21m
2nmSEEE VC nn c,k
11 c,k
22 c,k
33 c,k
2h
3h
nh
ih
Layer Properties
G: shear modulus: density
VS: shear wave velocityh: thickness
Equivalent Lumped Mass System
k: stiffnessc: viscous damping
30Hashash (2014) – GI-Chicago - GLCC
Site Response Analysis - NL1D Wave Propagation – Time Domain Solution
Gsec1
Gsec2
Backbone Curve
Initial LoadingCurve
SubsequentLoading & Unloading Curves
guMuKuCuM
Dynamic Equation :
Modified Kondner-Zelasko(MKZ) model (Matasovic 1993)
s
r
G
1
0
revs
r
rev
revG
21
22 0
1
2
1
2
www.illinois.edu/~deepsoil
31Hashash (2014) – GI-Chicago - GLCC
Site Factors for Mississippi Embayment
-93 -92 -91 -90 -89 -88Longitude ()
34
35
36
37
Latit
ude
()
1
23
45
6
78
9
Unit of contour: m
Uplands
Lowlands
Carbondale
Memphis
(Hashash and Moon 2011)
a) Develop a synthetic earthquake catalog based on 2008 USGS hazard map.b) Use GMPEs to calibrate SMSIM and EXSIM.c) Propagate ground motions through soil column using DEEPSOIL.d) Compute depth-dependent NHHRP style site amplification factors.
32Hashash (2014) – GI-Chicago - GLCC
Site Factors for Mississippi Embayment
(Hashash and Moon 2011)• Site factors (Fa and Fv) with respect to PGA• Depth-dependent site factors
33Hashash (2014) – GI-Chicago - GLCC
Site Amplification Factors• Boore et al. (1997)
Abrahamson and Silva(1997)
Choi and Stewart (2005)
Walling et al. (2008)
*VS30:time-averaged shear-wave velocity in the upper 30
meters of sediments.
35Hashash (2014) – GI-Chicago - GLCC
Site Amplification Factors for NGA-West
Amplification of SA (T=0.2sec) (Walling et al. 2008 )
38Hashash (2014) – GI-Chicago - GLCC
Seismic Hazard Map in the Eastern U.S.
(USGS 2008)
PGA for 2475-year return period PGA for 475-year return period
For Site Class B/C (~760 m/s)
39Hashash (2014) – GI-Chicago - GLCC
Seismicity in New York
40Hashash (2014) – GI-Chicago - GLCC
Bedrock in New York
(Moss 2010)
Shallow bedrock
41Hashash (2014) – GI-Chicago - GLCC
Bedrock in the Eastern U.S.
Nikolaou et al. (2012)
42Hashash (2014) – GI-Chicago - GLCC
Reference Rock in the Eastern U.S.
0 2000 4000 6000 8000Wave Velocity (m/s)
120
100
80
60
40
20
0
PS LoggingAvg. of PSLDownhole
Ref. Velocity (PSL)
Ref. Velocity (Downhole)
S-wave P-wave
0 2000 4000 6000 8000Wave Velocity (m/s)
S-wave
P-wave
(a) (b)
• Vs and Vp measurements that penetrate hard-rock were collected- Journal publications and technical reports- Nuclear power plant applications
• Locations of 283 profiles
Bell Bend NPP
(Hashash et al. 2013)
43Hashash (2014) – GI-Chicago - GLCC
Reference Rock in the Eastern U.S.S-
Wav
eV
eloc
ity,V
s(m
/s)
Bel
lBen
dN
PP-8
Bel
lefo
nte
NPP
-8B
rons
on-A
valo
n-1
Cal
law
ayN
PP-2
Cal
vert
Clif
fs-3
Cha
lkR
iver
,Ont
ario
-1C
linto
nN
PP-1
Com
anch
ePe
akN
PP-1
Ferm
iNPP
-2G
rand
Rem
ous,
Ont
ario
-1H
artfo
rd-1
Hay
es-1
Mon
ticel
loR
eser
voir
-3N
ine
Mile
NPP
-1N
orth
Ann
aN
PP-2
Otta
wa,
Ont
ario
-1PS
EGN
PP-1
Riv
erB
end
NPP
-1Sh
earo
nH
arris
NPP
-1Tu
rkey
Poin
tNPP
-1Ty
nesid
e,O
ntar
io-1
V.C
.Sum
mer
NPP
-8V
ogtle
NPP
-3W
ater
bury
-1W
esle
yvill
e,O
ntar
io-1
Will
iam
sbur
g,O
ntar
io-1
Will
iam
Stat
esLe
eIII
NPP
-12
Best Estimate RangeVs,ref 3.0 km/sec 2.7 ‐ 3.3 km/secVp,ref 5.5 km/sec 5.0 ‐ 6.1 km/sec (Hashash et al. 2013)
44Hashash (2014) – GI-Chicago - GLCC
Seismic Codes in the Eastern U.S.
Nikolaou et al. (2012)
45Hashash (2014) – GI-Chicago - GLCC
Seismic Codes in the Eastern U.S.
Nikolaou et al. (2012)
• Site factors from seismic code are smaller than equivalent site factors derived from site-specific site response analysis
46Hashash (2014) – GI-Chicago - GLCC
Site-specific Seismic StudySite Class C/D in Yonkers, NY (Nikolaou and Go 2009)
• The site condition was reclassified using measured in-situ Vs.
47Hashash (2014) – GI-Chicago - GLCC
Site-specific Seismic StudySite Class E in Brooklyn, NY (Nikolaou and Go 2009)
• Estimated Vs from SPT N-values, and performed a 1-D site response analysis
• Site-specific response spectrum is lower compared to the code’s Site Class E spectrum. reduction of design acceleration by 20%
48Hashash (2014) – GI-Chicago - GLCC
Site-specific Seismic StudySite Class C/D in Brooklyn, NY (Nikolaou and Go 2009)
• Performed in-situ field testing and site response analyses.• Reduction of acceleration from the Class D values.
49Hashash (2014) – GI-Chicago - GLCC
Concluding Remarks
• Need to update current code factors
• Code based design vs. site-specific analysis (Performance-based design)
• Site Investigation & input ground motions
• Site and region specific evaluations differ from code site factors
50Hashash (2014) – GI-Chicago - GLCC
Thank You
Questions
51Hashash (2014) – GI-Chicago - GLCC
Relevant references:
• Hashash, Y. M. A. and D. Park (2001). "Non-linear one-dimensional seismic ground motion propagation in the Mississippi embayment." Engineering Geology 62(1-3): 185-206.
• Hashash, Y. M. A., N. A. Abrahamson, S. M. Olson, S. Hague and B. Kim (in press). "Conditional mean spectra for seismic analysis of a major bridge crossing in the central U.S.“, Earthquake Spectra
• Borcherdt, R. D. (1994). "Estimates of site-dependent response spectra for design (Methodology and Justification)." Earthquake spectra 10: 617-653.
• Hashash, Y. M. A. and S. Moon (2011). Site amplification factors for deep deposits and their application in seismic hazard analysis for Central U.S. . USGS. USGS/NEHRP Grant: G09AP00123: 91 pages.
• Baker, J. W. and C. A. Cornell (2006). "Correlation of response spectral values for multicomponent ground motions." Bulletin of the Seismological Society of America 96(1): 215-227.
• Baker, J. W. (2011). "Conditional mean spectrum: Tool for ground-motion selection." Journal of Structural Engineering 137(3): 322-331.
• Nikolaou, S, J.E. Go, C.Z. Beyzaei, C. Moss, and P.W. Deming, Geo-Seismic design in the Eastern United States: State of Practice, Geotechnical Engineering State of the Art and Practice
• Nikolaou, S and Go, J. (2009). “Site-specific seismic studies for optimal structural design: Part II - Applications.” Structure Magazine
REFERENCES