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Cricket Valley Transmission Line and Re-conductoring Project Volume 1: Exhibits 1, 2, and 3 December 30, 2013 Submitted by: Cricket Valley Energy Center, LLC 31 Milk Street, Suite 1001 Boston, Massachusetts 02109 Prepared by: Epsilon Associates, Inc. 3 Clock Tower Place, Suite 250 Maynard, Massachusetts 01754 New York Public Service Commission - Article VII Application

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Cricket Valley Transmission Line and Re-conductoring ProjectVolume 1: Exhibits 1, 2, and 3

December 30, 2013

Submitted by:Cricket Valley Energy Center, LLC

31 Milk Street, Suite 1001Boston, Massachusetts 02109

Prepared by:Epsilon Associates, Inc.

3 Clock Tower Place, Suite 250Maynard, Massachusetts 01754

New York Public Service Commission - Article VII Application

READ AND LANIADO, LLP ATTORNEYS AT LAW 25 EAGLE STREET

ALBANY, NEW YORK 12207-1901

__________________ (518) 465-9313 MAIN (518) 465-9315 FAX

www.readlaniado.com KEVIN R. BROCKS RICHARD C. KING DAVID B. JOHNSON HOWARD J. READ SAM M. LANIADO Of Counsel KONSTANTIN PODOLNY PATRICK A. SILER

Via Electronic Mail

December 30, 2013 Hon. Kathleen H. Burgess, Secretary New York State Public Service Commission Three Empire State Plaza Albany, NY 12223-1350 RE: Case 13-T-_____ - Application by Cricket Valley Energy Center, LLC for a

Certificate of Environmental Compatibility and Public Need Pursuant to Article VII of the Public Service Law For Approval of a New 345 kV Line From the Pleasant Valley Substation to the Cricket Valley Energy Center, LLC, and the Reconductoring of An Existing 345 kV Line.

Dear Secretary Burgess:

Cricket Valley Energy Center, LLC (“Cricket Valley”) hereby transmits electronically, together with seven hard copies, the “Application for a Certificate of Environmental Compatibility and Public Need Pursuant to Article VII of the Public Service Law For Approval of a New 345 kV Line From the Pleasant Valley Substation to the Cricket Valley Energy Center, LLC, and the Re-conductoring of An Existing 345 kV Line.” Included in this filing is an affidavit of service showing the persons who were served by the methods indicated on the service list, including those required by Article VII and 16 NYCRR Part 85-2.10 and a courtesy copy service list. A “Motion For Waiver of Certain Application Requirements,” filed pursuant to 16 NYCRR Part 3.3(c), and the filing fee required by 16 NYCRR Part 85-2.4 (a)(4), are also included.

Pursuant to 16 NYCRR Part 85.2.10 (c), notice of the filing was published in a

newspaper of general circulation for two consecutive weeks prior to the filing. As explained in the Application, Cricket Valley has also sent letters to the abutting landowners, the four affected town supervisors and to the Dutchess County executive, informing them of the filing. Copies of the notices and sample letters are attached hereto.

Hon. Kathleen H. Burgess December 30, 2013 Page 2 of 2

The line is proposed to be routed within the existing right-of-way in which an

existing transmission line is located that is owned and operated by the Consolidated Edison Company of New York, Inc. (“Con Edison”). As a System Upgrade Facility required by the New York Independent System Operator (“NYISO”) for the Cricket Valley approved generation facility to interconnect to the electric transmission system, ownership and maintenance of the proposed transmission line, assuming the proposed line is approved by the Commission, will be transferred to Con Edison pursuant to NYISO tariffs. Pursuant to a license agreement reached with Con Edison, Cricket Valley and its consultants were escorted by Con Edison personnel on the right-of-way in order to prepare many studies to support this Article VII Application. At the appropriate time, Cricket Valley will seek Commission approval for the transfer of the issued Article VII certificate to Con Edison.

The affidavits for the publication of the notice will be filed with the Commission when they are received.

Correspondence concerning the Application should be directed to the undersigned and to:

Robert DeMeyre, Project Developer Cricket Valley Energy Center, LLC 31 Milk Street, Suite 1001 Boston, MA 02109 [email protected]

Thank you.

Respectfully Submitted,

READ AND LANIADO, LLP Attorneys for Cricket Valley Energy Center, LLC

By: /s/ Sam M. Laniado

Sam M. Laniado Konstantin Podolny [email protected]

[email protected]

cc: Attached Service Lists

Case 13-T-_______

1

Statutory Party List

VIA ELECTRONIC MAIL Town Supervisor Ryan Courtien Dover Town Hall 126 East Duncan Hill Rd. Dover Plains, NY 12522. TEL 845-832-6111 FAX 845-832-3188 [email protected] Town Supervisor Lisette Hitsman Town of Union Vale 249 Duncan Road LaGrangeville, NY 12540 TEL 845-724-5600 FAX 845-724-3757 [email protected] Town Supervisor Joseph J. Luna Town of LaGrange 120 Stringham Road LaGrangeville, NY 12540 TEL 845-452-9062 FAX 845-473-7079 [email protected] cc: [email protected] Town Supervisor Carl Tomik Pleasant Valley Town Hall 1554 Main St. Pleasant Valley, NY 12569 TEL 845-635-3274 FAX 845-635-1452 [email protected] Hon. Joseph Martens, Commissioner New York State Department of Environmental Conservation 625 Broadway Albany, NY 12233-0001 TEL 518-402-8545 FAX 518-402-8541 [email protected]

Hon. Kenneth Adams, Commissioner New York State Department of Economic Development Hedley Park Place 433 River St., Suite 1003 Troy, NY 12180 [email protected] Hon. James B. Bays Acting Commissioner New York State Department of Agriculture and Markets 10B Airline Drive Albany, NY 12235 TEL 518-457-3880 [email protected] Hon. Cesar A. Perales New York Secretary of State One Commerce Plaza 99 Washington Ave. Albany, NY 12231-0001 TEL 518-474-4752 [email protected] Hon. Terry Gipson New York State Senator, 41st District 3 Neptune RD., Suite A19B Poughkeepsie, NY 10017 TEL 845-463-0840 [email protected] Hon. Kieran Michael Lalor New York State Assemblyman 105th District North Hopewell Plaze, Suite #1 1075 Route 82 Hopewell Junction, NY 12533 TEL 845-221-2202 FAX 845-221-2225 [email protected]

Case 13-T-_______

2

Hon. Didi Barrett Assemblyman, 106th District 12 Raymond Ave, Suite 105 Poughkeepsie, NY 12603 TEL 845-454-1703 FAX 845-454-2408 [email protected]

VIA OVERNIGHT MAIL Hon. Rose Harvey, Commissioner New York State Office of Parks, Recreation & Historic Preservation Attn: Counsel’s Office Empire State Plaza Agency Building 1 Albany, NY 12207 TEL 518-474-0456 Hon. Joan McDonald, Commissioner New York State Department of Transportation 50 Wolf Road Albany, NY 12232 TEL 518-457-4422

Hon. James B. Bays Acting Commissioner New York State Department of Agriculture and Markets 10B Airline Drive Albany, NY 12235 TEL 518-457-3880 [email protected]

Case 13-T-_______

3

Courtesy List VIA ELECTRONIC MAIL Hon. Marcus J. Molinaro County Executive Dutchess County 22 Market Street Poughkeepsie, NY 12601 Phone: 845-486-2000 Fax: 845-486-2021 Email: [email protected] cc: [email protected] Martin Brand, Director for Region 3 New York State Department of Environmental Conservation 21 South Putt Corners Road New Paltz, NY 12561 Phone: 845-256-3033 Fax: 845-255-3042 [email protected] Daniel Whitehead Permit Administrator Division of Environmental Permits Region 3 New York State Department of Environmental Conservation 21 South Putt Corners Road New Paltz, NY 12561 Phone: 845-256-3054**845-256-3801 Fax: 845-255-4659 Email: [email protected]

Lisa Wilkinson, Esq. Office of General Counsel New York State Department of Environmental Conservation 625 Broadway Albany NY 12233-1500 (tel) (518) 402-9185 (fax) (518) 402-9018 [email protected]

Case 13-T-_______

4

Courtesy List VIA OVERNIGHT MAIL William Gorton, P.E., Acting Director, Region 8 New York State Department of Transportation Eleanor Roosevelt State Office Building 4 Burnett Boulevard Poughkeepsie, NY 12603 Phone: 845-431-5750 Aimee Vargas, Regional Director Empire State Development, Mid-Hudson 33 Airport Center Drive #201 New Windsor, NY 12553 Phone: 845-567-4882 Fax: 845-567-6085 Martin Brand, Director for Region 3 New York State Department of Environmental Conservation 21 South Putt Corners Road New Paltz, NY 12561 Phone: 845-256-3033 Fax: 845-255-3042 [email protected] Brian Lusignan, Esq. Senior Attorney New York State Department of Agriculture & Markets 10B Airline Drive Albany NY 12235 (518) 457-6084 [email protected]

Case 13-T-_______

5

New York Public Libraries VIA FIRST-CLASS MAIL LaGrange Library 488 Freedom Plains Road (Rt 55), Suite 109 Poughkeepsie, NY 12603 Phone: 845-452-3141 Fax: 845-452-1974 Email: [email protected] Interim Director: Nina Acosta Dover Plains Library 1797 Route 22 Wingdale, NY 12594 Phone: 845-832-6605 Fax: 845-832-6616 Email: [email protected] Director: Susan E. Totter Pleasant Valley Free Library 1584 Main Street PO Box 633 Pleasant Valley, NY 12569 Phone: 845-635-8460 Fax: 845-635-9556 Email: [email protected] Director: Daniela Pulice

STATE OF NEW YORK PUBLIC SERVICE COMMISSION In the Matter of the Application by Cricket Valley Energy Center, LLC for a Certificate of Environmental Compatibility and Public Case No. _____________ Need Pursuant to Article VII of the Public Service Law For Approval of a New 345 kV Line From the Pleasant Valley Substation to the Cricket Valley Energy Center, LLC, and the Re-conductoring of An Existing 345 kV Line

PETITION FOR WAIVER OF CERTAIN APPLICATION REQUIREMENTS

Pursuant to 16 NYCRR § 3.3, and as part of the filing for a certificate of environmental

compatibility and public need for the above captioned Project, the Applicant respectfully

requests waiver of sections 86.3(a)(1), 86.3(a)(2), 86.3(b)(2), and 86.6 (c) of the Commission’s

regulations applicable to this Article VII Application.

16 NYCRR § 86.3(a)(1) requires the applicant to submit New York State Department of

Transportation (“NYSDOT”) maps (1:24,000 topographic edition), showing: (i) the proposed

right-of-way (with control points indicated), covering an area of at least five miles on either side

of the proposed facility location; (ii) where the construction or reconstruction of the proposed

facility would necessitate permanent clearing or other changes to the topography, vegetation or

man-made structures; and (iii) any known archaeologic, geologic, historical or scenic area, park

or untouched wilderness on or within three miles of the right-of-way.

16 NYCRR § 86.3(a)(2) requires the applicant to submit NYSDOT maps (scale

1:250,000) showing the relationship of the proposed facility to the applicant's overall system

with respect to: (i) the location, length and capacity of the proposed facility, and of any existing

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facility related to the proposed facility; (ii) the location and function of any structure to be built

on, or adjacent to, the right-of-way; (iii) the location and designation of each point of connection

between an existing and proposed facility; and (iv) nearby, crossing or connecting rights-of-way

or facilities of other utilities.

The Applicant seeks waiver of these provisions. The Applicant is submitting plans and

figures showing the features described in § 86.3 as Exhibit 2: location of facilities upon recent

aerial photos and United States Geologic Survey (“USGS”) topographic maps. The USGS maps

included in Exhibit 2 provide a depiction of the features required by § 86.3 (a) at an equivalent or

finer scale than the NYSDOT maps specified in the regulation. The Commission has previously

granted similar waivers in such situations. For example, the Commission has allowed the use of

other maps instead of the required NYSDOT maps.1 The Commission reasoned that because the

maps submitted showed all of the information required, waiver of was appropriate. The same

rationale is applicable here, and waiver of these sections is appropriate.

16 NYCRR § 86.3(b)(2) requires an applicant to submit “[a]erial photographs of urban

areas and urbanizing fringe areas . . . taken within six months of the date of filing.” The

Applicant is submitting aerial photographs that were taken in 2010. The Applicant has verified

through field reconnaissance that the 2010 photographs substantially reflect actual current

conditions. The Commission has previously granted similar waivers in such situations. For

example, the Commission waived the 6 month requirement for an applicant that filed aerial

1 See, e.g., Case 13-T-0235, Joint Application of New York State Electric & Gas Corporation and Niagara Mohawk Power Corporation d/b/a National Grid for a Certificate of Environmental Compatibility and Public Need for the Construction of Approximately 14.5 Miles of 115kV Electric Transmission Facilities from the State Street Substation in Cayuga County to the Elbridge Substation in Onondaga County, NY, Order Regarding Waiver Requests (September 24, 2013) at 2. See also, Case 06-T-1298, Application of New York State Electric & Gas Corporation for a Certificate of Environmental Compatibility and Public Need under Article VII of the PSL for the Construction and Operation of Approximately 30 Miles of New or Rebuilt 115 kV Electric Transmission Line and the Construction of a New 345 kV / 115 kV Substation Located in Tompkins and Cortland Counties., Order Adopting the Terms of a Joint Proposal with Exceptions and Conditions, and Granting Certificate of Environmental Compatibility and Public Need (January 17, 2008) at 12, 18.

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photographs that reflected current field conditions and specified the source and date of those

photographs, yet which had not been taken within the prescribed six-month period.2 In granting

the waiver the Commission reasoned that the submitted photography provided the information

sought by the rule and only required the applicant to provide updated photograph should field

conditions change. The same rationale is applicable here, and waiver of this requirement is

appropriate.

Finally, 16 NYCRR § 86.6 (C) requires the applicant to submit a profile of the centerline

of the right-of-way at exaggerated vertical scale. Applicant seeks limited waiver of this provision

as the drawings are not yet ready. The Commission has previously granted similar waivers in

such situations. For example, the Commission waived the requirement that the drawings be

submitted with the application and instead allowed them to be submitted as part of the Project's

Environmental Management and Construction Plan.3 The applicant had explained that the final

details with respect to the project's transmission line right-of-way centerline had not yet been

complete at the time the application was filed and that the applicant intended to provide these

design details for its new transmission line and required substation improvements to the

Commission for review and approval in the Project's Environmental Management and

Construction Plan. The Commission found the justification submitted reasonable.4 The same

rationale is applicable here. The detailed drawings required by § 86.6 (C) have not yet been

prepared, and will be submitted by the Applicant as soon as they are ready.

2 See, e.g., Case 13-T-0292, Application of West Point Partners LLC for a Certificate of Environmental Compatibility and Public Need Pursuant to Article VII for Authority to Construct and Operate a 345 kV Transmission Line Known as the West Point Project,Order Regarding Waiver Requests (November 18, 2013). 3 See, Case 05-T-1369, Application of Consolidated Edison Company of New York, Inc. for a Certificate of Environmental Compatibility and Public Need Under Article VII of the New York State Public Service Law for the Cedar Street Project., Order Adopting the Terms of a joint Proposal , Granting Certificate of Environmental Compatibility and Public Need, and Approving Environmental Management and Construction Plan (May 17, 2006) at p. 19, Appendix B. 4 Id. at p. 8, 19.

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Respectfully submitted,

/s/ Sam M. Laniado Sam M. Laniado Konstantin Podolny Read and Laniado, LLP Counsel for Cricket Valley Energy Center, LLC

25 Eagle Street Albany, New York 12207 Telephone: 518-465-9313 Facsimile: 518-465-9315 [email protected] [email protected]

STATE OF NEW YORK

PUBLIC SERVICE COMMISSION

In the Matter of the

Application by Cricket Valley Energy Center, LLC for a

Certificate of Environmental Compatibility and Public Case No. _____________

Need Pursuant to Article VII of the Public Service Law

For Approval of a New 345 kV Line From the Pleasant

Valley Substation to the Cricket Valley Energy Center,

LLC, and the Re-conductoring of An Existing 345 kV Line

APPLICATION

INTRODUCTION

This Application is filed pursuant to 16 NYCRR Part 85-2.8.

Description of the Proposed Facility

Cricket Valley Energy Center, LLC (“Cricket Valley” or the “Applicant”) is proposing

to: (1) develop a new, approximately 14.6-mile 345 kV transmission line to connect the planned

Cricket Valley Energy Center generation facility ( the “Generation Facility”) in the Town of

Dover, New York to Consolidated Edison Company of New York, Inc.’s (Con Edison) Pleasant

Valley Substation in the Town of Pleasant Valley, New York (the “Transmission Line”); and (2)

re-conductor an approximately 3.4-mile segment of the existing 345 kV Line 398 in the town of

Dover between the Cricket Valley Switchyard and the New York-Connecticut state line (the

“Re-conductoring Segment”) (collectively the “Project”).

The proposed Project as presented in this Application also includes improvements to

Consolidated Edison’s Pleasant Valley Substation. New protection and communication system

upgrades will be required within the existing control buildings at the Pleasant Valley Substation.

During the 2011 Class Year study process for the Generation Facility, the New York

Independent System Operator (“ NYISO”)determined that the Transmission Line and Re-

conductoring Segment are System Upgrade Facilities (“SUFs”) necessary to allow the

Generation Facility to interconnect with the grid without adversely impacting the reliability,

stability, operability or transfer limits of the system.

Location of the Proposed Right-of-Way

The Transmission Line will connect the planned Cricket Valley Energy Center in the

Town of Dover to the existing Pleasant Valley Substation in the Town of Pleasant Valley, New

York. The new Transmission Line will be located within the existing Line 398 right-of-way,

adjacent to Con Edison’s existing 345 kV Line 398. The existing Line 398 right-of-way is

generally 250 feet wide and traverses (from east to west) the towns of Dover, Union Vale,

LaGrange and Pleasant Valley in Dutchess County.

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From the planned Generation Facility in the Town of Dover, the proposed Transmission

Line heads northwest to the north of the Great Swamp Critical Environmental Area (“CEA”) and

then heads west over West Mountain. The proposed line continues in a northwesterly direction

into the Town of Union Vale. The total distance in the Town of Dover is approximately 3.5

miles. The line continues in a generally westerly direction through the Town of Union Vale and

passes just north of the Sky Acres Airport. The total distance in the Town of Union Vale is

approximately 5.7 miles. The line continues in a west-northwesterly direction through the Town

of LaGrange crossing State Route 82, several local roads and the Taconic State Parkway. The

total distance in the Town of LaGrange is approximately 2.7 miles. In the Town of Pleasant

Valley, the new Transmission Line will cross Wappinger Creek and Main Street (U.S. Route 44)

before interconnecting at the Pleasant Valley Substation. The total distance in the Town of

Pleasant Valley is approximately 2.7 miles.

The Project will also include the re-conductoring of the approximately 3.4 mile segment

of Line 398 that runs east from the planned Cricket Valley Energy Center to the New York-

Connecticut state line (“Re-conductoring Segment”). The existing transmission right-of-way for

this Re-conductoring Segment is generally 250 feet wide and is located entirely within the Town

of Dover. From the planned Generation Facility, this 3.4-mile segment of Line 398 crosses New

York State Route 22, County Route 6, Ten Mile River, and Lake Weil before reaching the New

York-Connecticut state line.

Upon completion of construction of the Transmission Line and Re-conductoring

Segment, as a required system upgrade facility pursuant to the tariffs of the NYISO, ownership

will be transferred to Con Edison who will own, maintain and operate the line. The Article VII

certificate requested in the instant Application would also be transferred to Con Edison pursuant

to Commission procedures.

Public Involvement Plan

The Applicant will also conduct a comprehensive Public Involvement Plan (“PIP”). Key

features of the PIP to meet stakeholder information needs are presented below. The complete PIP

is presented in Attachment B of the Application.

The purpose of the PIP is to detail the approach to public involvement Cricket Valley will

use to identify key stakeholders in the project area, advance public understanding of the project,

encourage and collect public input, and disseminate information to the public, the surrounding

communities, and other stakeholders potentially affected by construction of the proposed

Transmission Line and Re-conductoring Segment within the existing Line 398 Con Edison right-

of-way in Southern Dutchess County, N.Y. The PIP has been developed to provide relevant

information to the public and stakeholders, consider stakeholder input in the development and

implementation of solutions, and make stakeholders aware of the commitment the project

sponsor has made to consistent, frequent, and transparent outreach and communications.

Elected Leadership and Policymakers

Elected leadership and policymakers are acutely aware of the concerns and needs

of their constituents and consequently should be informed about project progress. The

Project will deliver regular, timely briefing packages to these stakeholders ahead of

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project milestones, and will coordinate periodic in-person briefings with them to collect

their input and concerns.

Affected Property Owners

Residents with property abutting the existing Line 398 right-of-way will be

contacted by mail to provide them with detailed information on how the project will

communicate with them, collect their input, and respond to their inquiries. The project

will assign an ombudsman who will be available to these residents to provide them with

direct contact expressly dedicated to their information needs. They will be invited to

attend Advisory Working Groups, public information meetings, and sign up for email

updates, newsletters, and website postings.

Civic, Community, and Business Groups

Civic and community groups can play an important role in communication related

to the project, and will be kept current about the project. They will be invited to join

Advisory Working Groups, attend public information meetings, and sign up for email

updates, newsletters, and website postings.

Special Interest Groups

Special interest groups will include those formed specifically to address this

Project and those that have been formed around another primary area of focus but have

an interest in the outcomes of the Project and the impact of construction during the

Project. They will be invited to join Advisory Working Groups, attend public information

meetings, and sign up for email updates, newsletters, and website postings.

Media

Media serving the project area will be kept apprised with regular press releases

related to project milestones, briefings as needed, and distribution of fact sheets and other

materials. The media will be invited to attend Advisory Working Groups, public

information meetings, and sign up for email updates, newsletters, and website postings.

Public Involvement Methods

A wide and varied range of communication methods is critical to providing

stakeholders with relevant information and that appropriate outreach is occurring to meet

the information needs of a diverse audience of stakeholders. The following list of

communication methods will be used throughout the project:

Distribution List

Ombudsman

Community Outreach Office

Public Information Meetings

Advisory Working Groups

Presentations

Website

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E-blasts

Direct Mail

Project Brochure

Project Newsletter

Public /Legal Notices

News Releases

The following outreach activities have occurred to date:

CVE has met with each of the supervisors of the four towns in which the

Project traverses.

CVE has met with the staffs of the New York State Departments of Public

Service, Environmental Conservation and Agriculture and Markets.

CVE has inspected the Line 398 right-of-way with the three agency staffs.

CVE has published notice of the filing of the Article VII Application in a

newspaper of general circulation once a week for two weeks.

CVE has sent letters to the property owners that abut the Line 398 right-of-

way, informing them of the project and including a copy of the notice.

CVE has sent letters to the supervisors of each of the four towns, informing

them of the project and including copies of the notice and letter to the property

owners.

CVE has established a website at www.cricketvalleytransmission.com that

will be updated regularly with project information and to which this

application will be posted.

CVE maintains an office in Dover, New York that was established in August

1, 2009 for the development of the Generation Facility and will remain open

for the proposed Transmission Line and Re-conductoring Segment Project in

order to facilitate outreach activities.

Summary and Description of Studies of Environmental Impact

The Project will be designed, constructed and operated in a manner that avoids or

minimizes impacts to environmental resources, to the maximum extent practicable, within

Dutchess County, New York.

Field investigations, literature reviews, and agency consultations were conducted to identify and

assess existing environmental conditions within the Project area. Environmental impact studies

were prepared by Cricket Valley for the following categories:

Land Uses;

Aesthetic, Visual and Recreational Resources;

Cultural Resources;

Terrestrial Ecology and Wetlands;

Topography and Soils;

Water Resources;

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Noise; and

Transmission Line Electric and Magnetic Fields (EMF).

The impact studies describe existing conditions, methodologies used in the investigation,

the anticipated environmental effects of the transmission facilities and, where appropriate,

recommended mitigation measures to avoid or minimize any adverse impacts to the maximum

extent practicable. To the extent practical, the Project has been designed and sited to avoid

impacts to the environment. Below is a summary of important mitigation strategies designed to

minimize potential unavoidable environmental impacts.

Line and structure constructability is significantly affected by both steep terrain and by

hard shallow rock. This work will be managed by the selective use of air-crane helicopters to

erect the steel poles, reducing the need for access road construction to support heavy equipment.

Rock anchor foundations or rock micropile foundations are proposed where suitable for

minimizing foundation construction costs and environmental impacts.

As the Project is located within the existing Con Edison Line 398 electric transmission

right-of-way which has been largely cleared of tall woody vegetation in the past, limited tree

clearing activities are anticipated. Selective vegetation clearing practices will be employed along

much of the right-of-way. At ecologically sensitive locations, such as stream crossings, natural

vegetation buffer strips will be maintained using selective tree cutting and trimming techniques.

During the right-of-way clearing, all merchantable wood will be salvaged in the form of

logs, pulpwood, and/or wood chips. Non-merchantable wood and brush located in the selective

and non-selective cleared areas of the right-of-way will be removed, chipped or piled where

permitted by state regulations regarding such operations. Certain species known to be potential

vectors for pests, such as ash which may potentially host the Emerald ash borer, will be disposed

of on the right-of-way to prevent spread of invasive pests.

Existing access roads associated with Con Edison’s Line 398 will be employed to the

maximum degree practical to facilitate access to the Project right-of-way from local, state and

public roadways and avoid unnecessary construction of new access roads. The construction of

new permanent access roads would generally consist of the extension of the existing access roads

to the new structure locations. Improvements to the existing access roads if required or where

required would generally consist of application of crushed stone to produce stable and level

roadway conditions and manage precipitation and runoff without causing erosion or mobilizing

sediment that may affect wetlands and waterways.

In various locations along the Project right-of-way, sensitive features such as wetlands,

streams, and areas of potential archaeological significance exist. The presence of jurisdictional

waters of the U.S., including wetlands, and waters of the state was determined based upon

desktop assessment and in-field delineation and survey, completed in October and November,

2013. Every practical attempt will be made to avoid wetlands and minimize the nature, extent,

and duration of disturbances. Protective measures such as installation of silt fencing and/or

straw bales, and stabilization of exposed soils via establishment of vegetation to prevent soil

from entering wetlands and surface waters due to runoff will be implemented to avoid

unnecessary impacts to wetlands as well as to offset short-term and temporary impacts during

construction. Transmission towers are not proposed to be installed in any wetlands. Access

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through sensitive areas such as wetlands and agricultural fields will be completed using

temporary timber construction mats rather than via permanent access roads.

Since construction of the Project will disturb more than one acre of soil, the Project will

apply for coverage under the State Pollutant Discharge Elimination System (“SPDES”), General

Permit (“GP”) for Stormwater Discharges from Construction Activities (GP-0-10-001). A Storm

Water Pollution Prevention Plan (“SWPPP”) specific to the Project will be developed to prevent

discharges of construction-related pollutants to surface waters. Cricket Valley will provide the

NYSDEC with a Notice of Intent (“NOI”) for the Project prior to construction, with a copy to be

filed with the Commission.

To the extent possible, vehicular access across streams and other watercourses will be

avoided by interrupting access along the right-of-way and precluding construction traffic through

these areas. These areas will be designated “No Vehicular Access” on plan and profile drawings.

Where existing stream crossings are available, access roads will be aligned to make use of these

crossings. In certain instances, stream crossings will be installed to accommodate construction

vehicles while minimizing disturbance and water quality impacts. Bridges with swamp mats or

other minimally-intrusive bridge materials will be used for locations where crossing devices are

not already in place. The location of stream crossings, if necessary, will be identified on the plan

and profile drawings to be provided as part of the Environmental Management and Construction

Plan (“EM&CP”). Care will be taken to ensure that stream banks are undamaged during the

installation and removal of crossing materials, and that stream flow remains unrestricted.

To further reduce impacts to surface waters, transmission line structures will be located

as far as possible from streams, rivers and other major bodies of water to facilitate the

preservation or establishment of vegetative buffer strips at these locations. Potential construction

impacts, such as minor increases in turbidity, will be short-term and have no long-term effect on

the bodies of water. With implementation of the Best Management Practices (“BMPs”) to be

presented in the EM&CP, the Project will have no significant effect on the New York State

Department of Environmental Conservation (“NYSDEC”) jurisdictional stream crossings.

Erosion control guidelines will be designed to improve, maintain and protect the soil and water

resources located within the Transmission Line right-of-way during and immediately following

the construction activity. These guidelines will include, but not be limited to, consideration of

the following: timing of construction; accessibility; movement of construction traffic within the

Project right-of-way at stream crossings; and heavy equipment operation.

In conjunction with the Certificate of Environmental Compatibility and Public Need

(“CECPN”) pursuant to Article VII of the Public Service Law, the Applicant will request in early

2014 the issuance by the Commission of a Water Quality Certificate pursuant to Section 401 of

the Clean Water Act.

Pre-construction planning and work site layout will be conducted to ensure that

appropriate environmental standards are met. Activities requiring coordination include

designation of vegetation buffer strips, access road location, location of tree and brush disposal

sites, location of structure foundations, location of structure assembly sites, location of conductor

pulling sites, and layout of the grounding system. Advance planning during this phase will

assure that tree cutting and brush disposal are properly conducted, equipment operation and

construction activities are limited to designated areas, the appropriate erosion control measures

are applied, and tree marking and clearing or selective cutting precedes structure placement.

7

Where possible, Transmission Line structures will be located at least 100 feet from road

crossings, as well as streams, rivers and other major bodies of water to facilitate the

establishment of vegetative buffer strips at these locations. To the extent practical, Transmission

Line structures will not be located within identified archaeological sites or other sites sensitive to

disturbance, such as wetlands or locations supporting rare plants or animals.

Permanent alteration to agricultural lands would be limited to installation of structure

foundations. Access roads through agricultural areas will be temporary and will typically be

located on construction mats. In limited areas, crushed stone on geotextile fabric may be

employed if required. For temporary stone access pathways in agricultural areas, topsoil will be

removed and segregated in a windrow to one side of the access road. Geotextile fabric will be

placed on the subsoil and then overlain with crushed stone. After construction the stone and

geotextile fabric will be removed and the subsoil will be knifed to remove compaction. After the

topsoil has been replaced, the area will be restored with a seed mix approved by the landowner

and New York Ag and Markets and stabilized with straw mulch.

An inventory of aesthetic resources of statewide significance was conducted for the

Project area studied (a three-mile radius surrounding the Project) to identify resources that would

warrant specific consideration in terms of potential visual impacts. Additional visual simulation

modeling will be submitted shortly to complement the analysis in the record.

Potential visual impacts from the Line 398, Re-conductoring Segment, and modifications

of the Pleasant Valley Substation are minimized through the use of existing electrical facilities

and transmission corridors. Impacts were not found to be significant. Any incremental increase

in visibility of transmission infrastructure is applicable to those locations which already

experience viewshed impacts; the new circuit is not expected to present an impact to areas and

receptors not already affected.

Mitigation associated with the co-location of new structures along existing Line 398 will

include preservation of trees and screening vegetation between the line and adjacent homes and

sensitive receptors, use of a non-specular wire to prevent glare effects from the new circuit, and

minor relocations of tower structures where practical, to avoid visual impacts to the most

sensitive receptors.

The Project crosses several areas designated in the online New York Office of Parks

Recreation and Historic Preservation (“NYOPRHP”) GIS as sensitive for archeological

resources. The OPRHP expects documentation of previous disturbance and requires testing to be

conducted within a construction work zone (i.e., the area within which work can proceed without

the potential to impact resources) where the least disturbance has occurred. These areas will be

identified as part of the final design and presented in the EM&CP, and a Phase IB archeological

survey will be conducted, if necessary where the anticipated ground disturbance will occur

within potential areas of sensitivity. A Phase IB work plan will be developed in accordance with

applicable guidelines and provided to OPRHP and the Commission (in the EM&CP) for review

and input in 2014. Since the proposed Transmission Line will be constructed within an existing

right-of-way, no direct impacts are anticipated to above-ground historic resources that are listed

in or eligible for the NRHP.

In recent years, the State of New York has expressed an increasing interest in reducing

the spread of invasive species in New York. Invasive species that occur on the Revised Interim

List of Invasive Plant Species in New York State (NYSDEC, 2012) were observed in the Project

8

right-of-way during environmental assessment. Cricket Valley has consulted with the NYSDEC

to determine which invasive species are of regional concern, and the fall 2013 field work focused

on identification of concentrations of invasive species with the potential to impact the function of

wetland systems, potential rare species habitat, and other sensitive receptors. This pre-

construction baseline survey will be used during the post-construction phase to evaluate invasive

species populations. Areas containing an infestation will be clearly identified on construction

plans and in the EM&CP. Prior to construction activities, Cricket Valley will develop an

invasive species management plan that will facilitate the identification, control, and monitoring

of invasive vegetation with the objective of preventing their spread. Following Project

construction, the Transmission Line and Re-conductoring Segment will be managed in

accordance with the PSC-approved Vegetation Management Plan (“VMP”) prepared by Con

Edison and in effect at the time of Project operation.

A desktop review of publicly-available data sources was conducted to identify the status

and distribution of resident and transient species of mammals, birds, reptiles, and amphibians

potentially occurring within the Project area. In addition, the U.S. Fish and Wildlife Service

(“USFWS”) Federally-listed Threatened and Endangered Species and Candidate Species County

Lists for the Project were evaluated, and data request letters previously submitted to the New

York Natural Heritage Program (“NYNHP”) were reviewed to assess potential effects to

documented species as well as sensitive habitats potentially occurring within the Project vicinity.

Incidental wildlife observations were documented during the September-November 2013 site

reconnaissance.

During construction, wildlife species may experience temporary displacement during

vegetation clearing and as a result of noise from construction activities. These effects will be

short-term in duration and limited within and adjacent to the existing right-of-way. In general,

adverse effects to wildlife would be localized to the immediate construction site and are expected

to be insignificant in magnitude and duration.

Cricket Valley will correspond with the NYSDEC and USFWS to confirm any known

bog turtle sites within the Project right-of-way, and expects to enter into consultation with

USFWS under Section 7(a) of the Endangered Species Act (“ESA”) in 2014. NYSDEC is

expected to be a party to the Section 7 consultation. Cricket Valley will conduct Phase I bog

turtle habitat surveys of all wetlands that include potential bog turtle habitat in or adjacent to the

Project area in 2014. Regardless of the results of the survey, the presence of bog turtles will be

assumed at any identified potential bog turtle site, and measures will be taken to avoid impacts to

suitable habitat. Cricket Valley will develop a threatened and endangered species management

plan as part of the EM&CP that includes protective measures for the bog turtle that will be

employed prior to and during construction activities. Protective measures will include installation

of exclusion fencing and daily clearance surveys and construction monitoring by qualified

biologists, and any measures.

As part of the Section 7 consultation, Cricket Valley will work with USFWS to determine

appropriate Indiana Bat habitat evaluation actions. At a minimum, protection measures to avoid

impacts to the Indiana bat will include no tree clearing activities outside of the March 31 to

October 1 tree clearing moratorium. As part of the EM&CP to be developed in 2014, Cricket

Valley will develop a threatened and endangered species management plan that includes

protective measures for the Indiana bat that will be employed prior to and during construction

activities.

9

Four wetlands complexes in and proximal to the Project were identified as suitable

Blanding’s turtle habitat. Cricket Valley will coordinate with the USFWS and NYSDEC to

confirm if there are any known Blanding’s turtle sites within the Project right-of-way, and as part

of the Section 7 consultation, determine appropriate habitat evaluation actions and necessary

mitigation measures.

The presence of Blanding’s turtles will be assumed at all known and potential sites (based

on the results of the habitat survey) and measures will be taken to avoid impacts to the species.

Cricket Valley will develop a threatened and endangered species management plan, to be part of

the EM&CP, that includes protective measures for the Blanding’s turtle that will be employed

prior to and during construction activities. As identified for the bog turtle above, protective

measures will include installation of exclusion fencing and daily clearance surveys and

construction monitoring by qualified biologists.

Potential timber rattlesnake habitat was identified in the western portion of the proposed

Transmission Line, west of Route 22, during the September-November 2013 site reconnaissance.

The habitat was characterized and marked for further evaluation in 2014 following initiation of

the Project’s Section 7 consultation. Prior to construction, Cricket Valley will coordinate with

the USFWS and NYSDEC to confirm if there are any known timber rattlesnake sites within the

proposed Transmission Line right-of-way. The presence of timber rattlesnake will be assumed at

all known and potential sites (based on the results of the habitat survey) and measures will be

taken to avoid impacts to the species. Supporting structure erection in this area will be

performed by helicopter, reducing permanent disturbance to this habitat.

Cricket Valley will develop a threatened and endangered species management plan, to be

part of the EM&CP, that includes protective measures for the timber rattlesnake that will be

employed prior to and during construction activities. Additional protective measures will

include daily clearance surveys and construction monitoring by qualified biologists during

vegetation clearing and construction activities, use of exclusion fencing in select areas, and non-

mechanized clearing in habitat considered suitable for timber rattlesnake.

Noise levels from overhead transmission line construction were evaluated using a

screening level analysis approach. The calculation methodology requires the input of the number

and type of construction equipment by phase as well as a typical noise source levels associated

with that equipment to determine the composite sound levels for a standard distance of 50 feet

and 1,000 feet.

As demonstrated in the tabulated results, construction sound will be attenuated with

increased distance from the source. Other factors, such as vegetation, terrain and obstacles such

as buildings will act to further limit the impact of construction noise levels. Actual received

sound levels would fluctuate, depending on the construction activity, equipment type, and

separation distances between source and receiver.

While line construction noise levels are expected to be greater than ambient conditions

for some receivers, a significant reduction in the potential impact of construction noise

associated with the line construction will result from construction occurring over relatively short

50-400 foot stretches. Work in the proximity of any single general location along the

transmission lines will likely last no more than a few days to one week, as construction activities

move along the corridor. Therefore, no single receptor will be exposed to significant noise levels

for an extended period.

10

Project construction activities that could be facilitated by helicopters may include the

delivery of construction laborers, equipment, and materials to structure sites; structure

placement; hardware installation; and wire-stringing operations. Helicopters generally fly at low

altitudes; therefore, potential temporary increases to ambient sound levels will occur in the area

where helicopters are operating as well as along their flight path. Helicopter operations would

occur for short periods of time during daytime hours, and local residents will be contacted and

notified in advance of helicopter operations along the as they progress along the Project right-of-

way.

During operation, noise levels in rain may vary over a wide range. In the initial stages of

a rain, when the conductors are not thoroughly wet, there may be a considerable fluctuation in

the noise level as the rain intensity varies. When the conductors are thoroughly wet, the noise

fluctuations will often be less significant because, even as the rain intensity lessens, the

conductors will still be saturated with water drops that act as corona sources. The variation in

noise levels during rain depends greatly on the surface condition, size, and type of conductor as

well as on the voltage gradient at which the conductors are operating. The available noise

calculations performed and included in the Application demonstrate that noise levels associated

with the existing transmission line are greater than levels anticipated for the proposed line. This

variation occurs due to different equipment in use on the existing line compared to the proposed

line. When the existing and proposed transmission lines are considered cumulatively, sound

levels from the existing line dominate the acoustic environment. In addition, sound levels

generated by the Project during fair weather conditions have decreased to the extent that they

would not expect to be discernible from ambient sound levels at the closest receptor.

Finally, studies have been performed for the Transmission Line and the Re-conductoring

Segment which, through the use of computer models, assesses the expected electric and magnetic

field (“EMF”) effects using Winter Normal Ratings as required by the New York State Public

Service Commission. The results of the studies demonstrate that both the electric and magnetic

field levels of the Project are well below the maximum levels at the edge of the right-of-way as

recommended by Commission guidelines for electric transmission lines.

Need for the Proposed Transmission Project

The Project is needed to interconnect and deliver the electrical output of the Generation

Facility to the State transmission grid. Cricket Valley has secured the necessary approvals to

construct the new Generation Facility on property in Dover, New York that is directly adjacent to

Line 398. The Commission issued a Certificate of Public Convenience and Necessity (“CPCN”)

approving the construction and operation of the Generation Facility (See, Case 11-E-0593, Order

Issued to CVEC on February 14, 2013). The Commission found that the Generation Facility is

needed to help meet long-term electric capacity needs, will improve overall generation efficiency

and fuel consumption in New York State, provide black start benefits, help lower air emissions,

provide more cost-effective electricity and improve reliability throughout the region. The

Generation Facility has also secured necessary air and wetlands permits from NYSDEC together

with NYSDEC’s issuance of the findings statement required pursuant to the State Environmental

Quality Review Act. Finally, Cricket Valley obtained the necessary local approvals as well.

11

As noted above, NYISO determined that the Project is needed to reliably connect the

Generation Facility to the State transmission grid as a System Upgrade Facility. According to

the studies approved by the NYISO, the Project increases overall system reliability and maintains

acceptable levels of transfer capability when the Generation Facility is in operation. Exhibit E-4

details other electric system benefits that the Project will bring to the State of New York,

including transmission congestion relief and cost savings to ratepayers.

Alternative Routes

As noted above, the NYISO concluded that the line should terminate at the Pleasant

Valley Substation. Furthermore, no reasonable alternative substation locations or line routes

would provide the same benefits at a comparable cost or with such minimal environmental

impacts. The next closest 345 kV substation to the CVEC site is the East Fishkill Substation in

the Town of East Fishkill. The East Fishkill Substation is located approximately 9 miles south of

the Pleasant Valley Substation. A review of recent aerial photography identified an existing

Central Hudson 115 kV utility corridor running from the East Fishkill Substation east to Pawling

before turning south. However, at least 7 miles of new transmission line right-of-way would be

required to connect the Generation Facility to the Central Hudson right-of-way, which would

result in significant environmental impact. Moreover, the resulting line would be nearly 20 miles

in length compared to the more direct 14.6 mile route along the existing Con Edison Line 398

transmission line right-of-way. The primary route is best suited for this interconnection as it

results in the least environmental impact, annoyance and disruption of daily life to nearby

residents, and cost. Accordingly, no reasonable alternative ROW exists.

Waivers of Filing Requirements

Cricket Valley has included in this filing a Motion for Waiver of Certain Filing

Requirements.

CONCLUSION

For the reasons stated herein, and in the attached exhibits and appendices, the Applicant

respectfully requests that a CECPN be issued for the Project.

Dated: December 30, 2013

Respectfully submitted,

READ AND LANIADO, LLP

Attorneys for Cricket Valley Energy

Center, LLC

By: /s/ Sa m M. La n ia do

Sam M. Laniado

Konstantin Podolny

Cricket Valley Energy Center LLC i Table of Contents Cricket Valley Transmission Line Project Article VII Application

Table of Contents

EXHIBIT 1 GENERAL INFORMATION REGARDING APPLICATION 1-1

EXHIBIT 2 LOCATION OF FACILITY 2-1

2.2.1 Cricket Valley Switchyard 2-1 2.2.2 Cricket Valley Switchyard to the Pleasant Valley Substation 2-2 2.2.3 Cricket Valley Switchyard to the New York-Connecticut State Line 2-3

EXHIBIT 3 ALTERNATIVES 3-1

3.3.1 Transmission Voltage 3-4 3.3.2 Underground Transmission Line Technologies 3-5 3.3.3 High Voltage Direct Current (HVDC) Technology 3-10

3.5.1 Structure Selection 3-12 3.5.2 Foundation Design 3-12 3.5.3 Conductor Selection 3-13 3.5.4 Insulator Selection 3-13

EXHIBIT 4 ENVIRONMENTAL IMPACTS 4-1

4.2.1 New 345 kV Transmission Line Construction 4-2 4.2.1.1 Clearing 4-3 4.2.1.2 Permanent Access Road Construction 4-4 4.2.1.3 Temporary Construction Access in Sensitive Environmental

Areas 4-4 4.2.1.4 Laydown and Staging Areas 4-5

2.1 Introduction 2-12.2 General Description of Facility Location 2-1

2.3 Location Maps 2-32.4 Aerial Photographs 2-42.5 Supplemental Right-of-Way Information 2-42.6 Roadways and Right-of-Way Access 2-4

3.1 Introduction 3-13.2 The “No Action” Alternative 3-23.3 Alternative Transmission Technologies 3-4

3.4 Alternative Routes 3-103.5 345 kV Aboveground Transmission, Design Alternatives 3-12

4.1 Introduction 4-14.2 Project Description 4-2

Cricket Valley Energy Center LLC ii Table of Contents Cricket Valley Transmission Line Project Article VII Application

Table of Contents (Continued)

4.2.1.5 Structure Erection 4-6 4.2.1.6 Stringing of Conductors 4-7 4.2.1.7 Clean-up and Restoration 4-8

4.2.2 Existing 345 kV Transmission Line Re-conductoring 4-8 4.2.3 Pleasant Valley Substation Modification 4-8

4.3.1 Existing Land Use and Planning 4-9 4.3.1.1 Dutchess County 4-9 4.3.1.2 Town of Pleasant Valley 4-9 4.3.1.3 Town of LaGrange 4-10 4.3.1.4 Town of Union Vale 4-11 4.3.1.5 Town of Dover 4-11

4.3.2 New York State Open Space Conservation Plan 4-12 4.3.3 Floodplains 4-13 4.3.4 Agricultural Districts 4-13 4.3.5 Environmental Effects and Mitigation 4-14

4.4.1 Existing Landscape Quality 4-15 4.4.1.1 Visual Resource Inventory 4-16 4.4.1.2 NYSDEC Policy Inventory 4-18 4.4.1.3 Local Recreation Sites 4-20

4.4.2 Viewshed Assessment and Visual Simulation of Tower Structures 4-20 4.4.3 Environmental Effects and Mitigation 4-20

4.5.1 Existing Conditions 4-22 4.5.2 Potential Project Effects and Mitigation 4-24

4.6.1 Vegetation 4-26 4.6.1.1 Terrestrial Communities 4-29 4.6.1.2 Palustrine Communities 4-30 4.6.1.3 Cultural Communities 4-32 4.6.1.4 Invasive Species 4-32 4.6.1.5 Environmental Effects 4-33

4.6.2 Wetlands 4-34 4.6.2.1 NYSDEC-Regulated Wetlands 4-35 4.6.2.2 USACE-Regulated Wetlands 4-36 4.6.2.3 Locally Regulated Wetlands and Buffers 4-37 4.6.2.4 Environmental Effects and Mitigation 4-38

4.6.3 Wildlife 4-39

4.3 Land Use 4-9

4.4 Visual Resources 4-15

4.5 Cultural Resources 4-21

4.6 Terrestrial Ecology and Wetlands 4-25

Cricket Valley Energy Center LLC iii Table of Contents Cricket Valley Transmission Line Project Article VII Application

Table of Contents (Continued)

4.6.4 Threatened and Endangered Species and Significant Natural Communities 4-46 4.6.4.1 Bog Turtle (Clemmys [Glyptemys] muhlenbergii) 4-47 4.6.4.2 Indiana Bat (Myotis sodalis) 4-48 4.6.4.3 Blanding’s Turtle (Emydoidea blandingii) 4-48 4.6.4.4 Timber Rattlesnake (Crotalus horridus) 4-50 4.6.4.5 Side-Oats Grama (Bouteloua curtipendula var.

curtipendula) 4-50 4.6.4.6 Floodplain Forest 4-51 4.6.4.7 Red Maple-Hardwood Swamp 4-51 4.6.4.8 Rich Sloping Fen 4-51 4.6.4.9 Pitch Pine-Oak-Heath Rocky Summit 4-52

4.6.5 Environmental Effects and Mitigation 4-52

4.7.1 Topography 4-53 4.7.2 Geology 4-53 4.7.3 Soils 4-55 4.7.4 Environmental Effects and Mitigation 4-56

4.8.1 Affected Environment 4-63 4.8.1.1 Surface Waterbodies 4-64 4.8.1.2 Stormwater Management 4-65

4.8.2 Environmental Effects and Mitigation 4-65

4.9.1 Acoustic Terminology 4-67 4.9.2 Applicable Noise Standards 4-69

4.9.2.1 NYSDEC Noise Guidelines 4-69 4.9.3 Existing Conditions 4-70 4.9.4 Environmental Effects and Mitigation 4-71

4.9.4.1 Construction 4-71 4.9.4.2 Operations 4-74

EXHIBIT 5 DESIGN DRAWINGS 5-1

4.7 Topography and Soils 4-53

4.8 Water Resources 4-63

4.9 Noise 4-67

4.10 Electric and Magnetic Fields 4-774.11 Summary of Environmental Impacts 4-784.12 References 4-81

5.1 Introduction 5-15.2 Design Drawings 5-1

Cricket Valley Energy Center LLC iv Table of Contents Cricket Valley Transmission Line Project Article VII Application

Table of Contents (Continued)

EXHIBIT 6 ECONOMIC EFFECTS 6-1

6.3.1 Construction Schedule 6-3 6.3.2 Number of Workers by Construction Discipline 6-3 6.3.3 Available Construction Force 6-4 6.3.4 Mitigation 6-4

EXHIBIT 7 LOCAL ORDINANCES 7-1

7.2.1 Chapter 39: Building Construction 7-2 7.2.2 Chapter 46: Driveways and Highway Work Permits 7-2 7.2.3 Chapter 48: Fire Prevention 7-2 7.2.4 Chapter 50: Flood Damage Prevention 7-2 7.2.5 Chapter 53: Wetland, Water Body, and Watercourse Protection 7-3 7.2.6 Chapter 57: Refuse Collection, Storage and Disposal 7-3 7.2.7 Chapter 70: Nuisances 7-3 7.2.8 Chapter 74: Stormwater Management and Erosion and Sediment

Control 7-4 7.2.9 Chapter 79: Construction Specifications 7-4 7.2.10 Chapter 93: Vehicles and Traffic 7-4 7.2.11 Chapter 98: Zoning 7-5

7.3.1 Chapter 83: Building Construction Administration and Enforcement 7-6 7.3.2 Chapter 103: Dumps and Dumping 7-6 7.3.3 Chapter 107: Electrical Inspections 7-6 7.3.4 Chapter 120: Flood Damage Protection 7-6 7.3.5 Chapter 124: Freshwater Wetlands, Watercourses, and Waterbodies 7-7 7.3.6 Chapter 140: Illicit Discharges to Storm Sewers 7-7 7.3.7 Chapter 162: Noise 7-7 7.3.8 Chapter 197: Stormwater Management and Erosion and Sediment

Control 7-7 7.3.9 Chapter 240: Zoning 7-8 7.3.10 Chapter 195: Solid Waste 7-9

7.4.1 Chapter 105: Building Construction and Fire Prevention 7-9 7.4.2 Chapter 117: Electrical Standards 7-9

6.1 Introduction and Summary of Findings 6-16.2 Demographics 6-16.3 Construction Effects and Mitigation 6-2

6.4 Operational Effects and Mitigation 6-4

7.1 Introduction 7-17.2 Town of Pleasant Valley 7-2

7.3 Town of LaGrange 7-6

7.4 Town of Union Vale 7-9

Cricket Valley Energy Center LLC v Table of Contents Cricket Valley Transmission Line Project Article VII Application

Table of Contents (Continued)

7.4.3 Chapter 122: Erosion and Sediment Control 7-9 7.4.4 Chapter 161: Littering 7-10 7.4.5 Chapter 174: Parks and Other Town-Owned Property 7-10 7.4.6 Chapter 210: Zoning 7-10

7.5.1 Chapter 47: Building Construction 7-11 7.5.2 Chapter 61: Environmental Quality Review 7-12 7.5.3 Chapter 65: Erosion and Sediment Control 7-12 7.5.4 Chapter 69: Explosives 7-12 7.5.5 Chapter 77: Fire Prevention 7-12 7.5.6 Chapter 81: Flood Damage Prevention 7-13 7.5.7 Chapter 93: Highway Standards 7-13 7.5.8 Chapter 107: Noise 7-13 7.5.9 Chapter 145: Zoning 7-13

EXHIBIT 8 OTHER PENDING FILINGS 8-1

EXHIBIT 9 COST OF PROPOSED FACILITIES 9-1

9.2.1 General 9-1 9.2.2 Transmission Capital Costs 9-2 9.2.3 Substation Capital Costs 9-2

9.3.1 General 9-3 9.3.2 Access, Environmental, Staging Areas & Site Prep 9-4 9.3.3 Overhead Construction - Poles, Wires 9-5 9.3.4 Foundations & Grounding 9-5 9.3.5 Design, Engineering and Procurement 9-5 9.3.6 Surveying and Test Borings 9-5 9.3.7 Communications 9-5 9.3.8 Security 9-6

7.5 Town of Dover 7-11

7.6 References 7-15

8.1 Introduction 8-18.2 New York State Department of Transportation – Utility Work Permit 8-28.3 New York State Department of Environmental Conservation – SPDES Permit for

Construction Stormwater 8-28.4 U.S. Army Corps of Engineers – Section 404 Permit 8-38.5 Federal Aviation Administration – Notice of Proposed Construction or Alteration 8-38.6 References 8-4

9.1 Introduction 9-19.2 Capital Costs 9-1

9.3 Sources of Information 9-3

Cricket Valley Energy Center LLC vi Table of Contents Cricket Valley Transmission Line Project Article VII Application

Table of Contents (Continued)

9.3.9 Environmental Studies and Construction Services 9-6 9.3.10 Transmission Line Cost Exclusions 9-6

EXHIBIT E-1 DESCRIPTION OF PROPOSED TRANSMISSION FACILITIES E-1-1

E-1.7.1 Structural Loading E-1-5

EXHIBIT E-2 OTHER FACILITIES E-2-1

E-2.1.1 Existing Facility E-2-1 E-2.1.2 Proposed Modifications E-2-1

E-2.2.1 Existing Facility E-2-4 E-2.2.2 Proposed Modifications E-2-4

EXHIBIT E-3 UNDERGROUND CONSTRUCTION E-3-1

EXHIBIT E-4 ENGINEERING JUSTIFICATION E-4-1

E-4.3.1 Cricket Valley Energy Center (Generation Facility) E-4-2 E-4.3.2 The Generation Facility Electrical Interconnection to the NYISO

Grid E-4-4 E-4.3.2.1 N-1 Transfer Impacts E-4-5 E-4.3.2.2 NYISO System Upgrade Facilities Determination E-4-6

EXHIBIT E-5 EFFECT ON COMMUNICATIONS E-5-1

E-1.1 Introduction E-1-1E-1.2 Design Voltage and Voltage of Initial Operation E-1-2E-1.3 Type, Size, Number and Materials of Conductors E-1-2E-1.4 Insulator Design E-1-3E-1.5 Length of the Transmission Line E-1-3E-1.6 Construction Materials of the Towers E-1-3E-1.7 Design Standards E-1-4

E-2.1 Pleasant Valley Substation E-2-1

E-2.2 Connection to Existing Line 398 E-2-4

E-3.1 General E-3-1

E-4.1 Introduction E-4-1E-4.2 Description of Existing 345KV Transmission Line (Line 398) E-4-2E-4.3 Need for the Proposed Project E-4-2

E-4.4 Proposed Project Benefits E-4-7E-4.5 Impact of a Delay in the Construction Schedule E-4-8

E-5.1 Introduction E-5-1E-5-2 Description of Effects on Communication E-5-1

Cricket Valley Energy Center LLC vii Table of Contents Cricket Valley Transmission Line Project Article VII Application

Table of Contents (Continued)

EXHIBIT E-6 EFFECT ON TRANSPORTATION E-6-1

List of Figures

Figure 2-1 Connection to the Larger Electric Transmission System Figure 2-2 Cricket Valley Energy Center Tie In Figure 2-3 Area within 5 Miles Figure 2-4 Areas of Permanent Clearing Figure 2-5 Location of Facilities Figure 2-6 Area within 1,200 feet Figure 3-1 Pleasant Valley to Long Mountain Locus Map Figure 3-2 Existing Transmission, Hudson Valley Figure 3-3 Overhead 345 kV, Existing Line 398 and New Monopole, Typical Cross Section Figure 3-4 Underground 345 kV Transmission, Typical Cross Section Figure 3-5 Underground 345 kV Transmission, Typical Transition Structure, Photo Figure 3-6 Underground 345 kV Transmission, Typical Transition Facility (2 sheets) Figure 3-7 Underground 345 kV Transmission, Typical Vaults Figure 3-8 Routing Study Area Figure 4.3-1 Agricultural Districts and FEMA Designated Floodplains Figure 4.5-1 Archeological Sensitivity Data Figure 4.6-1 Forest Cover Clearing Figure 4.6-2 NYSDEC Wetlands and USFWS NWI Wetlands Figure 4.6-3 Wetland and Waterway Delineation Mapping Figure 4.6-4 Threatened and Endangered Species Habitat Figure 4.8-1 NYSDEC Mapped Surface Waterbodies Figure 5-1 Cricket Valley Energy Center Tie In Figure 5-2 Typical Cross Section 345 kV L-LINE and PV-CV Transmission Project Figure 5-3a Con Edison Pleasant Valley 345 kV Switch Station REDACTED Figure 5-3b Con Edison Pleasant Valley Bay 2, RN2 Breaker REDACTED

E-6.1 Airports E-6-1E-6.2 Railroads E-6-2E-6.3 Roads E-6-3E-6.4 Waterways E-6-5E-6.5 Pedestrian Traffic E-6-5

Cricket Valley Energy Center LLC viii Table of Contents Cricket Valley Transmission Line Project Article VII Application

List of Figures (Continued)

Figure 5-4a Insulators - Standard V-String Suspension Figure 5-4b Insulators - Standard Strain Assembly Figure 5-5 Preliminary Pole Design Figure 7-1 Zoning Figure E-2-1 Con Edison Pleasant Valley 345 kV Switch Station REDACTED Figure E-2-2 Con Edison Pleasant Valley Bay 2, RN2 Breaker REDACTED Figure E-2-3 Structure L-60-1 Double Dead-End Tap Pole Figure E-5-1 Existing Communications Facilities Figure E-5-2 Transmssion Line/Railroad Line Crossing, Town of Dover

List of Tables

Table 4.4-1 Visual, Recreational and Historical Resources within 3 Miles of the Project 4-16 Table 4.5-1 Areas of Archeological Sensitivity within Project Area 4-24 Table 4.6-1 Vegetation Communities Intersecting Transmission Line Construction

Right-of-Way 4-27 Table 4.6-2 Vegetation Communities Intersecting the Re-conductoring Segment 4-28 Table 4.6-3 NYSDEC-Regulated Mapped Wetlands within the Right-of-Way 4-36 Table 4.6-4 USFWS NWI Mapped Wetlands within the Project Right-of-Way 4-37 Table 4.6-5 Local Regulated Wetland Buffers 4-37 Table 4.6-6 Summary of Wildlife Expected to Occur in the Project Area 4-41 Table 4.7-1 Geologic Resources 4-54 Table 4.7-2 Soil Characteristics – Construction Suitability 4-57 Table 4.8-1 NYSDEC-Mapped Waterbodies Located within the Project Right-of-Way 4-65 Table 4.9-1 Sound Pressure Levels (LP) and Relative Loudness of Common Noise Sources and

Soundscapes 4-68 Table 4.9-1 Sound Pressure Levels (LP) and Relative Loudness of Common Noise Sources and

Soundscapes 4-69 Table 4.9-2 Estimated Baseline Sound Levels in Proximity to the Project 4-71 Table 4.9-3 Construction Phase Noise Levels for Overhead Line Construction 4-72 Table 4.10-1 Calculated Maximum Electric & Magnetic Fields at Edge of Right-of-Way 4-77 Table 6-1 Demographics of Communities along the Project Right-of-Way 6-2 Table 6-2 Available Workforce in Communities along the Project Right-of-Way 6-4 Table 8-1 Summary of Other Pending Filings 8-2

Cricket Valley Energy Center LLC ix Table of Contents Cricket Valley Transmission Line Project Article VII Application

List of Tables (Continued)

Table 9-1 Cost of Proposed Facilities (in $1,000) 9-7 Table E-4-1 Normal and Emergency Thermal Transfer Import Limits on the NY-NE Interface

Under Peak Load Conditions E-4-5 Table E-4-2 Normal and Emergency Thermal Transfer Export Limits on the NY-NE Interface

Under Peak Load Conditions E-4-5 Table E-4-3 Thermal Transfer Import Limits on the NY-NE Interface Under Peak Load

Conditions E-4-7 Table E-4-4 Thermal Transfer Export Limits on the NY-NE Interface Under Peak Load

Conditions E-4-8 Table E-5-1 Communications Towers within 5 Miles of the Project E-5-5 Table E-6-1 Roadway Crossings along the Transmission Line Right-of-Way E-6-3 Table E-6-2 Roadway Crossings along Line 398 Re-conductoring Segment E-6-4

Cricket Valley Energy Center LLC 1 Terms, Acronyms, and Abbreviations Cricket Valley Transmission Line Project Article VII Application

TERMS, ACRONYMS, AND ABBREVIATIONS

AASHTO American Association of State Highway and Transportation Officials

AC Alternating Current

ACSS aluminum steel support

Ad Alden Series soils

agl Above ground level

AM Amplitude Modulated

amsl above mean sea level

ANSI American National Standard Institute

APE Area of Potential Effect

Applicant Noble Environmental Power

BaB, BaC Bath series soils

BIB, BIC, BID Bath – Valois Complex Series soils

BMPs Best Management Practices

C(t) NYSDEC designation for streams capable of sustaining trout populations

CARIS Congestion Assessment and Relief Integration Study

CARIS Congestion Assessment and Relief Integration Study

CCVT Capacitance Coupled Voltage Transformers

CECPN Certificate of Environmental Compatibility and Public Need

CgA, CgB Castile Series soils

CIA, CIB Chenango Series soils

Commission New York State Public Service Commission

Con Edison Consolidated Edison

conductor single or multiple wire(s) used to transmit electricity

conductor security zone air space around a conductor that must be free of vegetation for safe operation of a transmission line

CPCN Certificate of Public Convenience and Necessity

Cricket Valley Cricket Valley Energy Center, LLC

dB Decibel

DC Direct current

DEIS Draft Environmental Impact Statement

dielectric fluid an alkylbenzene dielectric liquid used to control heat dissipation from underground high pressure fluid-filled electric cables

EA Environmental Assessment

ECL Environmental Conservation Law

EIR Environmental Impact Report

EIS Environmental Impact Statement

EM&CP Plan Environmental Management and Construction Plan

Cricket Valley Energy Center LLC 2 Terms, Acronyms, and Abbreviations Cricket Valley Transmission Line Project Article VII Application

TERMS, ACRONYMS, AND ABBREVIATIONS (Continued)

EMF Electric and Magnetic Field

EPRI Electric Power Research Institute

Epsilon Epsilon Associates, Inc.

ErA, EsB Erie Series soils

ESA Endangered Species Act

FAA Federal Aviation Administration

FCC Federal Communication Commission

FEMA Federal Emergency Management Agency

FERC Federal Energy Regulatory Commission

FIRM Flood Insurance Rate Map

FM frequency modulated radio signal or short-wave

GAP GAP Analysis Program

GHG Green House Gas

GIS Gas Insulated Switch Gear, Geographic Information System

GPS Global Positioning System

Ha Halsey Series soils

H-Frame double pole structure type designed to support aboveground electric circuits

HPFF high pressure fluid filled cable

HR Hamlet Residential

HsE Howard – Chenango Complex Series soils

HVDC High Voltage Direct Current

Hz Hertz

I Industrial Use District

ID Identification

IEEE Institute of Electrical and Electronic Engineers

ISONE Independent System Operator New England

JMA John Milner Associates, Inc.

kcmil thousand circular mills

kV kilovolt

kV/m kilovolts per meter

LaA, LaB Langford Series soils

LEF longitudinal electric field

LGIA Large Generator Interconnection Agreement

LOP Letter of Permission

LPOF Low-pressure oil-filled cable

Lw Sound Power Level

Cricket Valley Energy Center LLC 3 Terms, Acronyms, and Abbreviations Cricket Valley Transmission Line Project Article VII Application

TERMS, ACRONYMS, AND ABBREVIATIONS (Continued)

M million

M&E Rating Mechanical & Electrical Strength Ratings

MDR Medium Density Residential

mG milligauss

MHz Mega Hertz

MP milepost

MPT Maintenance and Protection of Traffic

MrB, MrC Mardin Series soils

MRI Magnetic Resonance Imagery

MRLC Multi-resolution Land Characteristics

MUTCD Manual of Uniform Traffic Control Devices

mV millivolts

MVA megavolt ampere

MW megawatt

NEMA National Electric Manufacturer Association

NEPA National Environmental Policy Act

NESC National Electric Safety Code

NESC National Electrical Safety Code

NLCD National Land Cover Database

NPCC Northeast Power Coordinating Council

NPDES National Pollution Discharge Elimination System

NPS National Park Service

NRCS National Resource Conservation Service

NRHP National Register of Historic Places

NU Northeast Utilities

NWI National Wetlands Inventory

NWI National Wetlands Inventory

NYCRR New York Code of Rules and Regulations

NYISO New York Independent System Operator

NYNHP New York Natural Heritage Program

NYOPRHP or OPRHP New York State Office of Parks, Recreation and Historical Preservation

NYSDAM New York State Department of Agriculture and Markets

NYSDEC New York State Department of Environmental Conservation

NYSDOS New York State Department of State

NYSDOT New York State Department of Transportation

NYSGIS New York State Geographical Information Systems

Cricket Valley Energy Center LLC 4 Terms, Acronyms, and Abbreviations Cricket Valley Transmission Line Project Article VII Application

TERMS, ACRONYMS, AND ABBREVIATIONS (Continued)

O&M operation and maintenance

OATT Open Access Transmission Tarff

OI Office/Industrial

OPRHP

OPGW

Office of Parks, Recreation and Historic Preservation

Optical Groundwire

OSHA Occupational Safety and Health Administration

PEM Palustrine Emergent Wetland

PFO/PSF Palustrine Forested/Shrub

PFO1 Palustrine Forested, Broad-leaved Deciduous Wetlands

PFO1/4 Palustrine Forested, Broad-leaved Deciduous/Needle-leaved Evergreen Wetlands

PIP Public Involvement Program

Pk, Pm Papakating Series soils

PPE Personal Protection Equipment

Project Cricket Valley Transmission and Re-conductoring Project

PSC New York Public Service Commission

Psi pounds per square inch

PSS Palustrine Scrub-Shrub

pu per unit

PVC polyvinyl chloride

R Residential Use Zoning District

RA Rural Agricultural

RC Resource Conservation

Rh Red Hood Series soils

ROW right-of-way

RU Rural

SEQR State Environmental Quality Review

SEQRA State Environmental Quality Review Act

SHPO State Historic Preservation Office

SPDES State Pollutant Discharge Elimination System

SPHINX State Preservation Historical Information Network

SRIS System Reliability Impact Study

State New York State

Su Sun Series soils

SUF System Upgrade Facility

SUNY State University of New York

SWPPP Storm Water Pollution Prevention Plan

Cricket Valley Energy Center LLC 5 Terms, Acronyms, and Abbreviations Cricket Valley Transmission Line Project Article VII Application

TERMS, ACRONYMS, AND ABBREVIATIONS (Continued)

Tg Tioga Series Soils

UPNY/SENY Upstate New York / Southeast New York

USACE United Sates Army Corp of Engineers

USFWS United States Fish and Wildlife Service

USGS United States Geological Survey

VEF vertical electric field

VIA Visual Impact Assessment

VMP Vegetation Management Plan

VoA, VoB Volusia Series soils

WsB Williamstown Series soils

XLPE Cross-linked Polyethylene