Desktop Solutions for the New Age of BankingDesktop Solutions for the New Age of Banking

Company Company PhilosophyPhilosophy

Desktop Solutions for the New Age of Banking

Internet and intranet desktop solutions that simplify and streamline trust management for colleagues and customers alike.

New Age of BankingNew Age of Banking

Grow Customer Relationships by Automating Trust Workflow

Electronic Data Electronic Data

ExchangeExchange

Tax OfficerTax Officer

Call Center Call Center

SpecialistSpecialist

Trust Officer/AdminTrust Officer/Admin

CustomerCustomerOperations Operations

AnalystAnalyst

Document Document

ManagementManagement

Portfolio ManagerPortfolio Manager

• Your strategies differentiate you from your competitors.

• Your information systems should support your strategies (not the other way around).

• Solutions must leverage your investment in existing systems and research by linking them together.

• ATS provides solutions, not just systems.

New Age of Banking: New Age of Banking: The Solutions PerspectiveThe Solutions Perspective

Automating Customer Automating Customer Service, Service, Trust & Portfolio Trust & Portfolio ManagementManagement

New Age of Banking: New Age of Banking: Customer DemandsCustomer Demands

• 24/7 Customer Service– Instant Access to

Account Information– Real Time Display

• Mass Customization– E-Statements

Trust Officer/AdminTrust Officer/Admin

CustomerCustomerPortfolio ManagerPortfolio Manager• Branding

– Targeted Retail/Private Banking

– Pre-Packaged and Enhanced Content Tools

24/7 Customer 24/7 Customer ServiceService

• Leading edge technology as the building blocks of continuous service for and access by trust customers 24 hours a day.

MassMassCustomizationCustomization

• Intuitive Navigation– Standardized

Browser Controls– Consistent Layout

• Stored Profiles– Personal Views– Account Views– Tax Views– Investment Views

• E-statements

BrandingBranding

• ATS ActiveX Design-Time Controls (DTCs)Libary– Package trust data, and

display options for presentation.

– Use commercial Web authoring products.

– Configurable data properties.

• Web Design Capabilities– Flexibility & Brand Control.– DTCs function as embedded

to modify Web content.

• Minimal Time to Market– DTC-generated web

application content environment.

– Extractable trust data.

New Age of Banking: New Age of Banking: Trust AdministrationTrust Administration

• Integrated trust administration

• Back-end data source independent

• e-commerce initiatives (browser-based)– Intranet delivery– Leverage personalization

opportunities Electronic Data Electronic Data

ExchangeExchange

Tax OfficerTax Officer

Call Center Call Center

SpecialistSpecialist

Trust Officer/AdminTrust Officer/Admin

OperationOperation

s Analysts Analyst

Document Document

ManagementManagement

Portfolio ManagerPortfolio Manager

• Ease of use & accessibility to information

• Speed & performance• Security

Ultimate Trust Ultimate Trust AdministrationAdministration

• Seamless multi-account administration.

• Bank, location and user-level configurability.

• Add-on modules to integrate operations, workflow and document management.

Seamless Seamless AdministrationAdministration

• Cash transaction creation and approval

• Account set up and processing

• Account inquiries• Stop payments &

tickler notifications• Exceptions review• Trades and SMAC

order review• Corporate actions

ConfigurabilityConfigurability

• Links to internal/external systems:– Bank DDA– General ledger– Wire systems– Electronic bill

payment/presentment

• Integrated tax processing• Document routing

Add-on ModulesAdd-on Modules

• Enables end-to-end transaction processing.

• Customized queuing and access.

• Electronic document storage and retrieval.

• Centralized call management and exception processing.

• Intranet deployed for ease of maintenance.

New Age of Banking:New Age of Banking:Investment ProfessionalsInvestment Professionals

• Research tools• Analysis and

modeling• Real-time internet

access• Operations

integration• Compliance Electronic Data Electronic Data

ExchangeExchange

Document Document

ManagementManagementTrust Officer/AdminTrust Officer/Admin

CustomerCustomerPortfolio ManagerPortfolio Manager

Empowering the Empowering the Portfolio ManagerPortfolio Manager

• The power of Windows® workstation and the ease of internet access:– Performance data– Third-party research– Compliance rules– Analytic systems– Trading systems

• Improved investment decision-making

Portfolio Portfolio ManagementManagement

• Multiple portfolio management:– Select and group

accounts.– Implement trading

strategies across multiple portfolios.

• Profiling & modeling:– Profile by multiple

sector levels and stratification layers.

– Rebalance account groups to model portfolios or benchmark.

Portfolio Portfolio ManagementManagement

• Automated order generation:– Automated order

blocking– Direct link from

modeling to SMAC system order submission

– Asset allocation– Asset targeting– Rebalancing

• Guidance and restriction lists

• Proposal blotter• Trade blotter

• Multiple views:– Settlement Date– Trade Date– Projected (includes

released, unexecuted orders)

– Proposed (what-if)

• Tax-lot management• Customizable

calculation engine• User-defined models

and benchmarks• Custom reporting

Portfolio Portfolio ManagementManagement

• Investment information portal:– Customizable intranet site– Security data via internal/external

web sites

• Third-party systems Interfaces: – Import to analytic engine– Export to third-party

systems/databases

• Research:– Brokerage– Company Financials– Internal

• Links to other applications:– AM ADMINISTRATOR– Reports

Leverage Existing Leverage Existing ResourcesResources

New Age of Banking:New Age of Banking:Connectivity RequirementsConnectivity Requirements

• Enterprise-wide integration• Legacy systems• Multiple platforms• Secure data

XML

XML

New Age of Banking:New Age of Banking:Connect Resources with XMLConnect Resources with XML

Application

The application requests a service from a Business Object.

External System

The external system or legacy system performs the service and returns a response.

Application Adapter

The Application Adapter translates the XML document into a form understood by the External System.

Application

AdaptersApplicatio

nAdaptersApplicatio

nAdapter

Resource Manager

Based on the function name, the Resource Manager determines where to send the XML document typically an Application Adapter.

Business Object

The Business Object builds an XML document and forwards it to the Resource Manager along with a function name.

New Age of Banking:New Age of Banking:Connected ResourcesConnected Resources

• The essential connectivity tool for enterprise application integration.

• Legacy systems become “data suppliers” to the ATS Desktop Products Suite.

• Broad-based connectivity provides a platform for added functionality.

Flexible XML ProtocolFlexible XML Protocol

• Communicates between business objects and application adapters.

• Industry standard metadata language for describing structured data, such as: – account lists– account holdings– transaction history

Flexible XML ProtocolFlexible XML Protocol

• Links web, document/database publishing activities– Flexible– License-free– Platform-independent– Self-describing

New Age of Banking:New Age of Banking:The Big PictureThe Big Picture

• Focus on process not individual tasks:– Customer Access

– Trust Administration

– Portfolio Management

– Order Management

• Leverage existing investments in related data and systems.

• Connectivity between internal and external systems.

Trust Software Trust Software SolutionsSolutions

• Get Connected …

Stay Connected

– Customers

– Colleagues

– Existing systems

– Third-party resources

• The total technology solutions you need to

succeed in the new age of banking ...Only

from ATS.

http://www.atsllc.comhttp://www.atsllc.com